NTFY / Notify Technology Corp. - SEC-arkivering, Årsberetning, Fuldmagtserklæring

Notify Technology Corp.
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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Notify Technology Corp.
SEC Filings (Chronological Order)
Denne side giver en komplet, kronologisk liste over SEC-arkiveringer, eksklusive ejerskabsregistreringer, som vi leverer andre steder.
February 8, 2011 EX-99.1

Notify Technology Corporation Suspends Its SEC Reporting Obligation

Contacts: At Notify Technology Corporation: Jerry Rice, Chief Financial Officer Phone: 408-777-7927 jerry.

February 8, 2011 15-12G

OMB APPROVAL OMB Number: 3235-0167 Expires: October 31, 2013 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF

15-12G 1 v21025115-12g.htm OMB APPROVAL OMB Number: 3235-0167 Expires: October 31, 2013 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission

February 8, 2011 8-K/A

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 8, 2011 Date of Report (date of earliest event reported) NOTIFY TECHNOLOGY CORPORATION (Exact name of Registrant as specified in its charter) California 000-23025 77-0382248 (State or other jurisdiction of incorporation or organization)

February 8, 2011 8-K

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits

8-K 1 v2102508-k.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 8, 2011 Date of Report (date of earliest event reported) NOTIFY TECHNOLOGY CORPORATION (Exact name of Registrant as specified in its charter) California 000-23025 77-0382248 (State or other jurisdiction of incorporati

January 24, 2011 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

8-K 1 v2088858k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 December 15, 2010 Date of Report (date of earliest event reported) NOTIFY TECHNOLOGY CORPORATION (Exact name of Registrant as specified in its charter) California 000-23025 77-0382248 (State or other jurisdiction

December 21, 2010 EX-99.1

Notify Technology Reports Results for the Fiscal Year Ended September 30, 2010 Revenue increases by 20% over annual revenue in the prior year.

EX-99.1 2 v206216ex99-1.htm Contacts: At Notify Technology Corporation: Jerry Rice, Chief Financial Officer Phone: 408-777-7927 [email protected] For Immediate Release Notify Technology Reports Results for the Fiscal Year Ended September 30, 2010 Revenue increases by 20% over annual revenue in the prior year. San Jose, CA, December 21, 2010 - Notify Technology Corporation (OTC BB: NTFY.OB)

December 21, 2010 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Form 10-K ANNUAL REPORTS PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

10-K 1 v20584110k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Form 10-K ANNUAL REPORTS PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 (Mark One) R ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: September 30, 2010 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF

December 21, 2010 EX-10.39

EX-10.39

December 21, 2010 8-K

Results of Operations and Financial Condition, Financial Statements and Exhibits

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 December 21, 2010 Date of Report (date of earliest event reported) NOTIFY TECHNOLOGY CORPORATION (Exact name of Registrant as specified in its charter) California 000-23025 77-0382248 (State or other jurisdiction of incorporation or organization)

November 16, 2010 EX-99.1

November 16. 2010

EX-99.1 2 v202953ex99-1.htm November 16. 2010 Bruce Galloway Galloway Capital Management, LLC 720 Fifth Avenue, 10th Floor New York, NY 10019 Mr. Galloway, Thank you for your letter dated November 3, 2010. Please be assured that the management and Board of Notify Technology has already considered and extensively discussed several of the options you have covered in your letter and has come to the c

November 16, 2010 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 16, 2010 Date of Report (date of earliest event reported) NOTIFY TECHNOLOGY CORPORATION (Exact name of Registrant as specified in its charter) California 000-23025 77-0382248 (State or other jurisdiction of incorporation) (C

November 3, 2010 SC 13D/A

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (AMENDMENT NO. 1) 1 NOTIFY TECHNOLOGY

SC 13D/A 1 sc13da111310notifystrategic.htm SCHEDULE 13D AMENDMENT SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (AMENDMENT NO. 1) 1 NOTIFY TECHNOLOGY CORPORATION (Name of Issuer) Common Stock, $0.01 par value per share (Title of Class

November 2, 2010 EX-99.1

Notify Technology Reports Preliminary Results for the Fourth Fiscal Quarter Ended September 30, 2010 Revenue increases by 13% over the same quarter in prior year.

Notify Technology Reports Preliminary Results for the Fourth Fiscal Quarter Ended September 30, 2010 Revenue increases by 13% over the same quarter in prior year.

November 2, 2010 8-K

Results of Operations and Financial Condition, Financial Statements and Exhibits

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 2, 2010 Date of Report (date of earliest event reported) NOTIFY TECHNOLOGY CORPORATION (Exact name of Registrant as specified in its charter) California 000-23025 77-0382248 (State or other jurisdiction of incorporation or organization) (

August 13, 2010 EX-99.1

Notify Technology Reports Results for the Fiscal Quarter Ended June 30, 2010 Revenue increases by 15% over the same quarter in prior year.

Contacts: At Notify Technology Corporation: Jerry Rice, Chief Financial Officer Phone: 408-777-7927 jerry.

August 13, 2010 10-Q

U. S. Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q

U. S. Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q (Mark One) x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2010 or o Transition Report Pursuant to Section 13 of 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 000-23025 NOTIFY TECHNOLOGY C

August 13, 2010 8-K

Results of Operations and Financial Condition, Financial Statements and Exhibits

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 13, 2010 Date of Report (date of earliest event reported) NOTIFY TECHNOLOGY CORPORATION (Exact name of Registrant as specified in its charter) California 000-23025 77-0382248 (State or other jurisdiction of incorporation or organization) (C

May 14, 2010 10-Q

U. S. Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q

U. S. Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q (Mark One) x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2010 or ¨ Transition Report Pursuant to Section 13 of 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 000-23025 NOTIFY TECHNOLOGY

May 13, 2010 EX-99.1

Notify Technology Reports Results for the Fiscal Quarter Ended March 31, 2010 NotifyLink revenue increases by 21% over the same quarter in prior year.

Contacts: At Notify Technology Corporation: Jerry Rice, Chief Financial Officer Phone: 408-777-7927 jerry.

May 13, 2010 8-K

Results of Operations and Financial Condition, Financial Statements and Exhibits

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 13, 2010 Date of Report (date of earliest event reported) NOTIFY TECHNOLOGY CORPORATION (Exact name of Registrant as specified in its charter) California 000-23025 77-0382248 (State or other jurisdiction of incorporation or organization) (Comm

February 23, 2010 SC 13D

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (AMENDMENT NO. ) 1 NOTIFY TECHNOLOGY C

SC 13D 1 sc13dstrategicnotify.htm SCHEDULE 13D SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (AMENDMENT NO. ) 1 NOTIFY TECHNOLOGY CORPORATION (Name of Issuer) Common Stock, $0.01 par value per share (Title of Class of Securities) 6699

February 19, 2010 S-8

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT The Securities Act of 1933 NOTIFY TECHNOLOGY CORPORATION (Exact name of Registrant as specified in its charter)

As filed with the Securities and Exchange Commission on February 19, 2010 Registration No.

February 12, 2010 10-Q

U. S. Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q

U. S. Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q (Mark One) x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly periods ended December 31, 2009 or ¨ Transition Report Pursuant to Section 13 of 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 000-23025 NOTIFY TECHNOL

February 11, 2010 EX-99.1

Notify Technology Reports Results for the First Fiscal Quarter Ended December 31, 2009 Total company revenue increases by 33% over the same quarter in prior year.

Contacts: At Notify Technology Corporation: Jerry Rice, Chief Financial Officer Phone: 408-777-7927 jerry.

February 11, 2010 8-K

Results of Operations and Financial Condition, Financial Statements and Exhibits

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 11, 2010 Date of Report (date of earliest event reported) NOTIFY TECHNOLOGY CORPORATION (Exact name of Registrant as specified in its charter) California 000-23025 77-0382248 (State or other jurisdiction of incorporation or organization)

December 30, 2009 10-K/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Form 10-K/A (Amendment No. 1) ANNUAL REPORTS PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Form 10-K/A (Amendment No. 1) ANNUAL REPORTS PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 (Mark One) R ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: September 30, 2009 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 19

December 29, 2009 EX-10.36

NOTIFY TECHNOLOGY CORPORATION 2008 EQUITY INCENTIVE PLAN TABLE OF CONTENTS

EXHIBIT 10.36 NOTIFY TECHNOLOGY CORPORATION 2008 EQUITY INCENTIVE PLAN TABLE OF CONTENTS ARTICLE 1 PURPOSE 1 1.1 General 1 ARTICLE 2 DEFINITIONS 1 2.1 Definitions 1 ARTICLE 3 TERM OF PLAN 6 3.1 Effective Date 6 3.2 Termination of Plan 6 ARTICLE 4 ADMINISTRATION 6 4.1 Committee 6 4.2 Action and Interpretations by the Committee 7 4.3 Authority of Committee 7 4.4 Award Certificates 8 ARTICLE 5 SHARES

December 29, 2009 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Form 10-K ANNUAL REPORTS PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Form 10-K ANNUAL REPORTS PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 (Mark One) þ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: September 30, 2009 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 000-23025 Notify Technology Corporation (Exact name of registrant as specified in its charter) California (State or other jurisdiction of incorporation or organization) 77-0382248 (I.

December 29, 2009 EX-10.37

OPTION AGREEMENT TERMS AND CONDITIONS

EXHIBIT 10.37 OPTION AGREEMENT TERMS AND CONDITIONS 1. Grant of Option. The Company hereby grants to the Optionee named on the Notice of Stock Option Grant (“Optionee”), under the Plan, stock options to purchase from the Company (the “Options”), on the terms and on conditions set forth in this agreement (this “Agreement”), the number of shares indicated on the Notice of Stock Option Grant of the C

December 23, 2009 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 October 23, 2009 Date of Report (date of earliest event reported) NOTIFY TECHNOLOGY CORPORATION (Exact name of Registrant as specified in its charter) California 000-23025 77-0382248 (State or other jurisdiction of incorporation) (Co

December 23, 2009 EX-10.38

Description of the Fiscal Year 2010 Executive Management Bonus Plan of Notify Technology Corporation (the “Company”)

EXHIBIT 10.38 Description of the Fiscal Year 2010 Executive Management Bonus Plan of Notify Technology Corporation (the “Company”) Participants: The participants in the Fiscal Year 2010 Executive Management Bonus Plan (the “Bonus Plan”) are Paul F. DePond, President and Chief Executive Officer of the Company, Gerald W. Rice, Chief Financial Officer of the Company, and Rhonda Chicone, Vice Presiden

August 13, 2009 8-K

Results of Operations and Financial Condition, Financial Statements and Exhibits

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 13, 2009 Date of Report (date of earliest event reported) NOTIFY TECHNOLOGY CORPORATION (Exact name of Registrant as specified in its charter) California 000-23025 77-0382248 (State or other jurisdiction of incorporation or organization) (C

August 13, 2009 EX-99.1

Notify Technology Reports Results for the Fiscal Quarter Ended June 30, 2009 NotifyLink revenue increases by 39% over the same quarter in prior year.

Contacts: At Notify Technology Corporation: Jerry Rice, Chief Financial Officer Phone: 408-777-7927 jerry.

August 13, 2009 10-Q

U. S. Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q

U. S. Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q (Mark One) x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2009 or ¨ Transition Report Pursuant to Section 13 of 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 000-23025 NOTIFY TECHNOLOGY C

May 15, 2009 EX-99.1

Notify Technology Reports Results for the Fiscal Quarter Ended March 31, 2009 NotifyLink revenue increases by 28% over the same quarter in prior year.

Contacts: At Notify Technology Corporation: Jerry Rice, Chief Financial Officer Phone: 408-777-7927 jerry.

May 15, 2009 8-K

Results of Operations and Financial Condition, Financial Statements and Exhibits

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 15, 2009 Date of Report (date of earliest event reported) NOTIFY TECHNOLOGY CORPORATION (Exact name of Registrant as specified in its charter) California 000-23025 77-0382248 (State or other jurisdiction of incorporation or organization) (Comm

May 14, 2009 10-Q

U. S. Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q

U. S. Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q (Mark One) [ X ] Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2009 or [ ] Transition Report Pursuant to Section 13 of 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 000-23025 NOTIFY TECHN

May 12, 2009 EX-10.35

EX-10.35

May 12, 2009 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 12, 2009 Date of Report (Date of earliest event reported) NOTIFY TECHNOLOGY CORPORATION (Exact name of Registrant as specified in its charter) California 000-23025 77-0382248 (State or other jurisdiction of incorporation or organization) (Comm

April 15, 2009 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 NOTIFY TECHNOLOGY CORPORATION NOTIFY TECHNOLOGY CORPORATION 1054 S. De A

DEF 14A 1 v145484def14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission only (as permitted by Ru

April 2, 2009 EX-10.34

SECOND ADDENDUM TO LEASE AGREEMENT

EX-10.34 2 ex1034.htm MATERIAL CONTRACT Exhibit 10.34 SECOND ADDENDUM TO LEASE AGREEMENT This Addendum is entered into on this 31st day of March 2009, by and between Pecten Court Mountain View Associates, LLC herein called Landlord and Notify Technology Corporation herein called Tenant. This addendum shall amend and modify the existing agreement entered into on February 27, 2009; First Addendum to

April 2, 2009 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 April 2, 2009 Date of Report (date of earliest event reported) NOTIFY TECHNOLOGY CORPORATION (Exact name of Registrant as specified in its charter) California 000-23025 77-0382248 (State or other jurisdiction of incorporation or organization) (Com

March 27, 2009 PRE 14A

SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934

SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant þ Filed by a party other than the Registrant ¨ Check the appropriate box: þ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy Statement ¨ Definitive Additional Materials ¨ Soliciting Material

March 16, 2009 CORRESP

/s/ Gerald W. Rice

March 16, 2009 VIA EDGAR AND FACSIMILE U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Attn: Kenya Wright Gumbs Mail Stop 3720 Re: Notify Technology Corporation Form 10-KSB for the Fiscal Year Ended September 30, 2008 Form 10-Q for the Fiscal Quarter Ended December 31, 2008 File No. 000-23025 Dear Ms. Gumbs: We have received your letter of March 6, 2009 containing com

February 13, 2009 10-Q

U. S. Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q

U. S. Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q (Mark One) x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly periods ended December 31, 2008 or ¨ Transition Report Pursuant to Section 13 of 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 000-23025 NOTIFY TECHNOL

February 12, 2009 8-K

Results of Operations and Financial Condition, Financial Statements and Exhibits

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 12, 2009 Date of Report (date of earliest event reported) NOTIFY TECHNOLOGY CORPORATION (Exact name of Registrant as specified in its charter) California 000-23025 77-0382248 (State or other jurisdiction of incorporation or organization)

February 12, 2009 EX-99.1

Notify Technology Reports Results for the First Fiscal Quarter Ended December 31, 2008 NotifyLink revenue increases by 25%t over the same quarter in prior year.

Contacts: At Notify Technology Corporation: Jerry Rice, Chief Financial Officer Phone: 408-777-7927 jerry.

December 22, 2008 EX-10.17

AMENDMENT NO. 1 TO AMENDED AND RESTATED EMPLOYMENT AGREEMENT

EX-10.17 3 ex1017.htm MATERIAL CONTRACT EXHIBIT 10.17 AMENDMENT NO. 1 TO AMENDED AND RESTATED EMPLOYMENT AGREEMENT This Amendment No. 1 (the "Amendment") to that certain Amended and Restated Employment Agreement dated as of October 31, 2007 (the "Agreement") between Notify Technology Corporation (the "Company") and Gerald Rice (the "Employee"), is made as of December 17, 2008. In consideration of

December 22, 2008 EX-10.16

AMENDMENT NO. 1 TO AMENDED AND RESTATED EMPLOYMENT AGREEMENT

EXHIBIT 10.16 AMENDMENT NO. 1 TO AMENDED AND RESTATED EMPLOYMENT AGREEMENT This Amendment No. 1 (the "Amendment") to that certain Amended and Restated Employment Agreement dated as of October 31, 2007 (the "Agreement") between Notify Technology Corporation (the "Company") and Paul DePond (the "Employee"), is made as of December 17, 2008. In consideration of good and valuable consideration, the rec

December 22, 2008 8-K

Current Report

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 December 17, 2008 Date of Report (date of earliest event reported) NOTIFY TECHNOLOGY CORPORATION (Exact name of Registrant as specified in its charter) California 000-23025 77-0382248 (State or other jurisdiction of incorporation or organization)

December 22, 2008 EX-10.18

AMENDMENT NO. 1 TO AMENDED AND RESTATED EMPLOYMENT AGREEMENT

EX-10.18 4 ex1018.htm MATERIAL CONTRACT EXHIBIT 10.18 AMENDMENT NO. 1 TO AMENDED AND RESTATED EMPLOYMENT AGREEMENT This Amendment No. 1 (the "Amendment") to that certain Amended and Restated Employment Agreement dated as of October 31, 2007 (the "Agreement") between Notify Technology Corporation (the "Company") and Rhonda Chicone (the "Employee"), is made as of December 17, 2008. In consideration

December 19, 2008 10KSB

U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-KSB

U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-KSB (Mark one) x Annual Report Under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Fiscal Year Ended September 30, 2008 o Transition Report Under Section 13 or 15(d) of the Securities Exchange Act of 1934 Commission file number 000-23025 NOTIFY TECHNOLOGY CORPORATION (Name of small business issuer in its ch

December 19, 2008 EX-10.33

EX-10.33

November 21, 2008 8-K

Results of Operations and Financial Condition, Financial Statements and Exhibits

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 6, 2008 Date of Report (date of earliest event reported) NOTIFY TECHNOLOGY CORPORATION (Exact name of Registrant as specified in its charter) California 000-23025 77-0382248 (State or other jurisdiction of incorporation or organization) (

November 21, 2008 EX-99.1

Notify Technology Reports Results for the Fiscal Year Ended September 30, 2008 NotifyLink revenue increases by thirty-two percent over the same quarter in prior year and twenty-five percent overall from the prior year.

Contacts: At Notify Technology Corporation: Jerry Rice, Chief Financial Officer Phone: 408-777-7927 jerry.

August 14, 2008 10QSB

U. S. Securities and Exchange Commission Washington, D.C. 20549 FORM 10-QSB (Mark One)

U. S. Securities and Exchange Commission Washington, D.C. 20549 FORM 10-QSB (Mark One) x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly periods ended June 30, 2008 or o Transition Report Pursuant to Section 13 of 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 000-23025 NOTIFY TECHNOLOG

August 13, 2008 EX-99.1

Notify Technology Reports Results for the Fiscal Quarter Ended June 30, 2008 NotifyLink revenue increases over 22 percent from same quarter in prior fiscal year.

Notify Technology Reports Results for the Fiscal Quarter Ended June 30, 2008 NotifyLink revenue increases over 22 percent from same quarter in prior fiscal year.

August 13, 2008 8-K

Results of Operations and Financial Condition, Financial Statements and Exhibits

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 13, 2008 Date of Report (date of earliest event reported) NOTIFY TECHNOLOGY CORPORATION (Exact name of Registrant as specified in its charter) California 000-23025 77-0382248 (State or other jurisdiction of incorporation or organization) (C

May 15, 2008 10QSB

U. S. Securities and Exchange Commission Washington, D.C. 20549 FORM 10-QSB (Mark One)

U. S. Securities and Exchange Commission Washington, D.C. 20549 FORM 10-QSB (Mark One) x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly periods ended March 31, 2008 or o Transition Report Pursuant to Section 13 of 15(d) of the Securities Exchange Act of 1934 For the Transition Period From to Commission File number 000-23025 NOTIFY TECHNOLO

May 15, 2008 8-K

Results of Operations and Financial Condition, Financial Statements and Exhibits

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 15, 2008 Date of Report (date of earliest event reported) NOTIFY TECHNOLOGY CORPORATION (Exact name of Registrant as specified in its charter) California 000-23025 77-0382248 (State or other jurisdiction of incorporation or organization) (Comm

May 15, 2008 EX-99.1

Notify Technology Reports Results for the Fiscal Quarter Ended March 31, 2008 Wireless revenue increases over 23 percent from same quarter in prior fiscal year.

Contacts: At Notify Technology Corporation: Jerry Rice, Chief Financial Officer Phone: 408-777-7927 jerry.

February 14, 2008 10QSB

U. S. Securities and Exchange Commission Washington, D.C. 20549 FORM 10-QSB (Mark One)

U. S. Securities and Exchange Commission Washington, D.C. 20549 FORM 10-QSB (Mark One) x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly periods ended December 31, 2007 or o Transition Report Pursuant to Section 13 of 15(d) of the Securities Exchange Act of 1934 For the Transition Period From to Commission File number 000-23025 NOTIFY TECHN

November 29, 2007 8-K

Results of Operations and Financial Condition, Financial Statements and Exhibits

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 29, 2007 Date of Report (date of earliest event reported) NOTIFY TECHNOLOGY CORPORATION (Exact name of Registrant as specified in its charter) California 000-23025 77-0382248 (State or other jurisdiction of incorporation or organization)

November 29, 2007 EX-99.1

Notify Technology Reports Results for the Fiscal Year Ended September 30, 2007 Wireless product revenue increases by forty percent for same quarter in prior year and twenty-nine percent overall from the prior year.

Contacts: At Notify Technology Corporation: Jerry Rice, Chief Financial Officer Phone: 408-777-7927 jerry.

October 9, 2007 8-K

Current Report

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 October 2, 2007 Date of Report (date of earliest event reported) NOTIFY TECHNOLOGY CORPORATION (Exact name of Registrant as specified in its charter) California 000-23025 77-0382248 (State or other jurisdiction of (Commission File Number) (I.R.S.

August 20, 2007 8-K

Results of Operations and Financial Condition, Financial Statements and Exhibits

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 20, 2007 Date of Report (date of earliest event reported) NOTIFY TECHNOLOGY CORPORATION (Exact name of Registrant as specified in its charter) California 000-23025 77-0382248 (State or other jurisdiction of incorporation or organization) (C

August 20, 2007 EX-99.1

Notify Technology Reports Results for the Fiscal Quarter Ended June 30, 2007 Wireless product revenue increases by twenty-five percent from same quarter in prior year

Contacts: At Notify Technology Corporation: Jerry Rice, Chief Financial Officer Phone: 408-777-7927 jerry.

August 14, 2007 10QSB

U. S. Securities and Exchange Commission Washington, D.C. 20549 FORM 10-QSB (Mark One)

U. S. Securities and Exchange Commission Washington, D.C. 20549 FORM 10-QSB (Mark One) x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2007 or o Transition Report Pursuant to Section 13 of 15(d) of the Securities Exchange Act of 1934 For the Transition Period From to Commission File number 000-23025 NOTIFY TECHNOLOGY

June 14, 2007 8-K

Current Report

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 June 14, 2007 Date of Report (date of earliest event reported) NOTIFY TECHNOLOGY CORPORATION (Exact name of Registrant as specified in its charter) California 000-23025 77-0382248 (State or other jurisdiction of incorporation or organization) (Com

June 5, 2007 8-K

Current Report

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 June 2, 2007 Date of Report (date of earliest event reported) NOTIFY TECHNOLOGY CORPORATION (Exact name of Registrant as specified in its charter) California 000-23025 77-0382248 (State or other jurisdiction of incorporation or organization) (Comm

May 15, 2007 EX-3.2.1

CERTIFICATE OF AMENDMENT TO THE BYLAWS OF NOTIFY TECHNOLOGY CORPORATION

Certificate of Amendment to the Bylaws dated October 5, 2006 EXHIBIT 3.2.1 CERTIFICATE OF AMENDMENT TO THE BYLAWS OF NOTIFY TECHNOLOGY CORPORATION The undersigned, being the Secretary of Notify Technology Corporation, a California corporation, hereby certifies that the Board of Directors of the corporation approved an amendment of the second sentence of Article III, Section 3.2 of the Bylaws of th

May 15, 2007 10QSB

U. S. Securities and Exchange Commission Washington, D.C. 20549 FORM 10-QSB

Table of Contents U. S. Securities and Exchange Commission Washington, D.C. 20549 FORM 10-QSB (Mark One) x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2007 or ¨ Transition Report Pursuant to Section 13 of 15(d) of the Securities Exchange Act of 1934 For the Transition Period From to Commission File number 000-2302

February 23, 2007 8-K

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 23, 2007 Date of Report (date of earliest event reported) NOTIFY TECHNOLOGY CORPORATION

Form 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 23, 2007 Date of Report (date of earliest event reported) NOTIFY TECHNOLOGY CORPORATION (Exact name of Registrant as specified in its charter) California 000-23025 77-0382248 (State or other jurisdiction of incorporation or organ

February 23, 2007 EX-10.32

FIRST ADDENDUM TO LEASE AGREEMENT

Lease addendum EXHIBIT 10.32 FIRST ADDENDUM TO LEASE AGREEMENT This Addendum is entered into on the 22st day of February 2007, by and between Pecten Court Mountain View Associates, LLC herein called Landlord and Notify Technology Corporation herein called Tenant. This addendum shall amend and modify the existing Lease agreement entered into on February 27, 2006 and expires May 31, 2007. Subject le

February 14, 2007 10QSB

U. S. Securities and Exchange Commission Washington, D.C. 20549 FORM 10-QSB

Table of Contents U. S. Securities and Exchange Commission Washington, D.C. 20549 FORM 10-QSB (Mark One) x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly periods ended December 31, 2006 or ¨ Transition Report Pursuant to Section 13 of 15(d) of the Securities Exchange Act of 1934 For the Transition Period From to Commission File number 000-

December 22, 2006 EX-10.29

NOTIFY TECHNOLOGY CORPORATION LEASE AGREEMENT—2006 6570 Seville Drive: Upper Floor

Lease, dated as of September 22, 2006 - Colbur Tech, LLC EXHIBIT 10.29 NOTIFY TECHNOLOGY CORPORATION LEASE AGREEMENT—2006 6570 Seville Drive: Upper Floor This Lease Agreement is made by Colbur Tech LLC, an Ohio Corporation (hereinafter “Lessor”) and Notify Tecimology Corporation, (hereinafter “Lessee”). 1. LEASED PREMISES: Lessor, in consideration of the covenants hereinafter contained does hereby

December 22, 2006 EX-10.30

STANDARD OFFICE LEASE—GROSS

Lease, dated as of February 27, 2006 - Ching C. Poon and Jenny M. Poon EXHIBIT 10.30 STANDARD OFFICE LEASE—GROSS 1. Basic Lease Provisions (“Basic Lease Provisions”) 1.1 Parties: This Lease, dated, for reference purposes only, February 27, 2006 is made by and between Ching C. and Jenny M. Poon, as Trustees of the Ching C. and Jenny Poon 1998 Family Trust (herein called “Lessor”) and Notify Technol

December 22, 2006 8-K

Entry into a Material Definitive Agreement

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 27, 2006 Date of Report (date of earliest event reported) NOTIFY TECHNOLOGY CORPORATION (Exact name of Registrant as specified in its charter) California 000-23025 77-0382248 (State or other jurisdiction of incorporation or organization)

December 22, 2006 10KSB

U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-KSB

U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-KSB (Mark one) x Annual Report Under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Fiscal Year Ended September 30, 2006 or ¨ Transition Report Under Section 13 or 15(d) of the Securities Exchange Act of 1934 Commission File Number 000-23025 NOTIFY TECHNOLOGY CORPORATION (Name of small business issuer in its

October 10, 2006 8-K

Current Report

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 October 05, 2006 Date of Report (date of earliest event reported) NOTIFY TECHNOLOGY CORPORATION (Exact name of Registrant as specified in its charter) California 000-23025 77-0382248 (State or other jurisdiction of incorporation or organization) (

August 15, 2006 10QSB

U. S. Securities and Exchange Commission Washington, D.C. 20549 FORM 10-QSB

Table of Contents U. S. Securities and Exchange Commission Washington, D.C. 20549 FORM 10-QSB (Mark One) x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly periods ended June 30, 2006 or ¨ Transition Report Pursuant to Section 13 of 15(d) of the Securities Exchange Act of 1934 For the Transition Period From to Commission File number 000-2302

May 18, 2006 8-K

Current Report

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 16, 2006 Date of Report (date of earliest event reported) NOTIFY TECHNOLOGY CORPORATION (Exact name of Registrant as specified in its charter) California 000-23025 77-0382248 (State or other jurisdiction of incorporation or organization) (Comm

May 15, 2006 10QSB

U. S. Securities and Exchange Commission Washington, D.C. 20549 FORM 10-QSB

Table of Contents U. S. Securities and Exchange Commission Washington, D.C. 20549 FORM 10-QSB (Mark One) x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly periods ended March 31, 2006 or ¨ Transition Report Pursuant to Section 13 of 15(d) of the Securities Exchange Act of 1934 For the Transition Period From to Commission File number 000-230

April 20, 2006 CORRESP

April 20, 2006

CONFIDENTIAL TREATMENT REQUESTED BY NOTIFY TECHNOLOGY CORPORATION April 20, 2006 VIA FACSIMILE AND OVERNIGHT MAIL Mr.

April 12, 2006 CORRESP

April 12, 2006

CONFIDENTIAL SUBMISSION April 12, 2006 VIA FACSIMILE Mr. Joseph M. Kempf Senior Staff Accountant United States Securities and Exchange Commission Mail Stop 3720 Washington, D.C. 20549 Re: Notify Technology Corporation (Symbol NTFY) Dear Mr. Kempf: On March 30, 2006, we were notified that our Form 10-KSB for the Fiscal Year Ended September 30, 2005 and our Form 10-QSB for the Fiscal Quarter Ended D

February 14, 2006 10QSB

U. S. Securities and Exchange Commission Washington, D.C. 20549 FORM 10-QSB

Table of Contents U. S. Securities and Exchange Commission Washington, D.C. 20549 FORM 10-QSB (Mark One) x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the three month period ended December 31, 2005 or ¨ Transition Report Pursuant to Section 13 of 15(d) of the Securities Exchange Act of 1934 For the Transition Period From to Commission File number 000

December 23, 2005 10KSB

U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-KSB

Form 10-KSB U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-KSB (Mark one) x Annual Report Under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Fiscal Year Ended September 30, 2005 or ¨ Transition Report Under Section 13 or 15(d) of the Securities Exchange Act of 1934 Commission File Number 000-23025 NOTIFY TECHNOLOGY CORPORATION (Name of small business i

October 18, 2005 8-K

Current Report

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 October 12, 2005 Date of Report (date of earliest event reported) NOTIFY TECHNOLOGY CORPORATION (Exact name of Registrant as specified in its charter) California 000-23025 77-0382248 (State or other jurisdiction of incorporation or organization) (

October 18, 2005 EX-16

October 18, 2005

Letter from Burr, Pilger & Mayer LLP to the Securities Exchange Commission Exhibit 16 October 18, 2005 Securities Exchange Commission 450 Fifth Street, N.

August 15, 2005 10QSB

U. S. Securities and Exchange Commission Washington, D.C. 20549 FORM 10-QSB

Form 10-QSB Table of Contents U. S. Securities and Exchange Commission Washington, D.C. 20549 FORM 10-QSB (Mark One) x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the three and nine month period ended June 30, 2005 or ¨ Transition Report Pursuant to Section 13 of 15(d) of the Securities Exchange Act of 1934 For the Transition Period From to Commissio

May 16, 2005 10QSB

U. S. Securities and Exchange Commission Washington, D.C. 20549 FORM 10-QSB

For The Three And Six Month Period Ended March 31, 2005 Table of Contents U. S. Securities and Exchange Commission Washington, D.C. 20549 FORM 10-QSB (Mark One) x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the three and six month period ended March 31, 2005 or ¨ Transition Report Pursuant to Section 13 of 15(d) of the Securities Exchange Act of 1934

March 25, 2005 POS AM

As filed with the Securities and Exchange Commission on March 25, 2005

Post-Effective Amendment No. 1 to Form SB-2 Table of Contents As filed with the Securities and Exchange Commission on March 25, 2005 Registration No. 333-114999 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM SB-2 REGISTRATION STATEMENT Under The Securities Act of 1933 Notify Technology Corporation (Name of small business issuer in its charter) Cali

February 14, 2005 10QSB

U. S. Securities and Exchange Commission Washington, D.C. 20549 FORM 10-QSB (Mark One)

For The Quarterly Period Ended December 31, 2004 Table of Contents U. S. Securities and Exchange Commission Washington, D.C. 20549 FORM 10-QSB (Mark One) x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended December 31, 2004 or ¨ Transition Report Pursuant to Section 13 of 15(d) of the Securities Exchange Act of 1934 For the Trans

January 26, 2005 10KSB/A

U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-KSB/A (Amendment No. 1)

U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-KSB/A (Amendment No. 1) (Mark One) x Annual Report Under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Fiscal Year Ended September 30, 2004 or ¨ Transition Report Pursuant to Section 13 Or 15(d) of the Securities Exchange Act of 1934 Commission file number: 000-23025 NOTIFY TECHNOLOGY CORPORATION (Name of s

December 22, 2004 EX-10.24

PATENT LICENSE AGREEMENT

Nonexclusive Technology License Agreement EXHIBIT 10.24 PATENT LICENSE AGREEMENT As of November 7, 2003 (“Effective Date”), the parties to this Patent License Agreement (“Agreement”), Notify Technology Corporation, Inc. (“Notify”), a California corporation, with a place of business at 1054 South De Anza Blvd, San Jose, California 95129 and NCR Corporation (“NCR”), a corporation organized and exist

December 22, 2004 10KSB

U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-KSB

U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-KSB (Mark one) x Annual Report Under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Fiscal Year Ended September 30, 2004 or ¨ Transition Report Under Section 13 or 15(d) of the Securities Exchange Act of 1934 Commission File Number 000-23025 NOTIFY TECHNOLOGY CORPORATION (Name of small business issuer in its

November 17, 2004 EX-99.01

Notify Technology names Gordon Faulmann as Vice President of Business

EXHIBIT 99.01 Notify Technology names Gordon Faulmann as Vice President of Business Development Executive To Forge New Business Relationships with Wireless Carriers SAN JOSE, CA -November 15, 2004 – Notify Technology Corporation (OTC: NTFY), a leading provider of synchronization and mobility solutions, today announced that Gordon Faulmann, has been named Vice President of Business Development. The

November 17, 2004 8-K

Entry into a Material Definitive Agreement

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 17, 2004 Date of Report (date of earliest event reported) NOTIFY TECHNOLOGY CORPORATION (Exact name of Registrant as specified in its charter) California 000-23025 77-0382248 (State or other jurisdiction of incorporation or organization)

November 17, 2004 EX-10.19

EMPLOYMENT AGREEMENT

EXHIBIT 10.19 EMPLOYMENT AGREEMENT This employment agreement (the “Agreement”) is made and entered into effective as of November 15, 2004 (the “Effective Date”), by and between Gordon S. Faulmann (“Employee”) and Notify Technology Corporation (the “Company”). RECITALS A. The Company desires to retain the services of Employee, and Employee desires to be employed by the Company, on the terms and con

October 20, 2004 EX-10.22

AMENDMENT NO. 1 TO STOCK OPTION AGREEMENT

Amendment No. 1 to Stock Option Agreement dated as of October 11, 2001 EXHIBIT 10.22 AMENDMENT NO. 1 TO STOCK OPTION AGREEMENT THIS AMENDMENT NO. 1 (this “Amendment”) to that certain Stock Option Agreement dated October 11, 2001 (the “Option Agreement”) by and between Notify Technology Corporation, a California corporation (the “Company”), and Michael Ballard (the “Optionee”) relating to the grant

October 20, 2004 EX-10.21

AMENDMENT NO. 1 TO STOCK OPTION AGREEMENT

Amended No. 1 to Stock Option Agreement dated as of October 11, 2001 EXHIBIT 10.21 AMENDMENT NO. 1 TO STOCK OPTION AGREEMENT THIS AMENDMENT NO. 1 (this “Amendment”) to that certain Stock Option Agreement dated October 11, 2001 (the “Option Agreement”) by and between Notify Technology Corporation, a California corporation (the “Company”), and Michael Ballard (the “Optionee”) relating to the grant o

October 20, 2004 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 14, 2004 NOTIFY TECHNOLOGY CORPORATION (Exact name of registrant as specified in its charter) California 000-23025 77-0382248 (State or Other Jurisdiction of Incorporation) (Co

October 20, 2004 EX-10.20

AMENDMENT NO. 1 TO STOCK OPTION AGREEMENT

Amendment No. 1 to Stock Option Agreement dated as of March 15, 2004 EXHIBIT 10.20 AMENDMENT NO. 1 TO STOCK OPTION AGREEMENT THIS AMENDMENT NO. 1 (this “Amendment”) to that certain Stock Option Agreement dated March 15, 2004 (the “Option Agreement”) by and between Notify Technology Corporation, a California corporation (the “Company”), and Michael Ballard (the “Optionee”) relating to the grant of

October 1, 2004 8-K

Current Report

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 October 1, 2004 Date of Report (date of earliest event reported) NOTIFY TECHNOLOGY CORPORATION (Exact name of Registrant as specified in its charter) California 000-23025 77-0382248 (State or other jurisdiction of incorporation or organization) (C

October 1, 2004 EX-10.19

SEVERANCE AGREEMENT AND RELEASE

EXHIBIT 10.19 SEVERANCE AGREEMENT AND RELEASE This Severance Agreement and Release (“Agreement”) is made by and between Gaylan Larson (“Employee”) and Notify Technology Corporation, a California corporation (“Company”) (collectively referred to as the “Parties”): WHEREAS, Employee was employed by the Company pursuant to an employment agreement dated as of November 4, 2002 (the “Employment Agreemen

August 23, 2004 424B3

NOTIFY TECHNOLOGY CORPORATION Up to 13,269,600 Shares of Common Stock Offered by Selling Stockholders

PROSPECTUS SUPPLEMENT Filed Pursuant to Rule 424(b)(3) Dated August 23, 2004 Registration No.

August 12, 2004 EX-10.17

AMENDED AND RESTATED EMPLOYMENT AGREEMENT

Amended and restated employment agreement EXHIBIT 10.17 AMENDED AND RESTATED EMPLOYMENT AGREEMENT This amended and restated employment agreement (the “Agreement”) is made and entered into effective as of July 6, 2004 (the “Effective Date”), by and between Gerald W. Rice (“Employee”) and Notify Technology Corporation (the “Company”). RECITALS A. The Company desires to retain the services of Employe

August 12, 2004 EX-10.16

AMENDED AND RESTATED EMPLOYMENT AGREEMENT

Amended and restated employment agreement EXHIBIT 10.16 AMENDED AND RESTATED EMPLOYMENT AGREEMENT This amended and restated employment agreement (the “Agreement”) is made and entered into effective as of July 6, 2004 (the “Effective Date”), by and between Paul DePond (“Employee”) and Notify Technology Corporation (the “Company”). RECITALS A. The Company desires to retain the services of Employee,

August 12, 2004 EX-10.18

AMENDED AND RESTATED EMPLOYMENT AGREEMENT

Employment agreement EXHIBIT 10.18 AMENDED AND RESTATED EMPLOYMENT AGREEMENT This amended and restated employment agreement (the “Agreement”) is made and entered into effective as of July 6, 2004 (the “Effective Date”), by and between Rhonda Chicone Shick (“Employee”) and Notify Technology Corporation (the “Company”). RECITALS A. The Company desires to retain the services of Employee, and Employee

August 12, 2004 10QSB

U. S. Securities and Exchange Commission Washington, D.C. 20549 FORM 10-QSB

Table of Contents U. S. Securities and Exchange Commission Washington, D.C. 20549 FORM 10-QSB (Mark One) x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2004 or ¨ Transition Report Pursuant to Section 13 of 15(d) of the Securities Exchange Act of 1934 For the Transition Period From to Commission File number 000-23025

August 6, 2004 8-K

Current Report

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): July 23, 2004 NOTIFY TECHNOLOGY CORPORATION (Exact name of registrant as specified in its charter) California 000-23025 77-0382248 (State or jurisdiction of incorporation or organization) (Commissi

May 20, 2004 424B3

NOTIFY TECHNOLOGY CORPORATION Up to 13,269,600 Shares of Common Stock Offered by Selling Stockholders

PROSPECTUS SUPPLEMENT Filed Pursuant to Rule 424(b)(3) Dated May 20, 2004 Registration No.

May 20, 2004 424B3

[NOTIFY LOGO] NOTIFY TECHNOLOGY CORPORATION Up to 13,269,600 Shares of Common Stock Offered by Selling Shareholders

Table of Contents Filed Pursuant to Rule 424(b)(3) Reg. No. 333-114999 PROSPECTUS [NOTIFY LOGO] NOTIFY TECHNOLOGY CORPORATION Up to 13,269,600 Shares of Common Stock Offered by Selling Shareholders This prospectus relates to up to 13,269,600 shares of our common stock which may be sold from time to time by the selling shareholders named herein, or their transferees, pledgees, donees or successors.

May 14, 2004 10QSB

U. S. Securities and Exchange Commission Washington, D.C. 20549 FORM 10-QSB

10QSB 1 d10qsb.htm QUARTERLY REPORT ON FORM 10-QSB Table of Contents U. S. Securities and Exchange Commission Washington, D.C. 20549 FORM 10-QSB (Mark One) x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2004 or ¨ Transition Report Pursuant to Section 13 of 15(d) of the Securities Exchange Act of 1934 For the Transi

April 29, 2004 SB-2

As filed with the Securities and Exchange Commission on April 29, 2004

Table of Contents As filed with the Securities and Exchange Commission on April 29, 2004 Registration No.

March 26, 2004 POS AM

As filed with the Securities and Exchange Commission on March 25, 2004

Post -Effective Amendment no. 2 to Form SB-2 Table of Contents As filed with the Securities and Exchange Commission on March 25, 2004 Registration No. 333-71940 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 2 TO FORM SB-2 REGISTRATION STATEMENT Under The Securities Act of 1933 Notify Technology Corporation (Name of small business issuer in its charter) Cali

February 18, 2004 DEF 14A

SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

Table of Contents SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

February 12, 2004 10QSB

U. S. Securities and Exchange Commission Washington, D.C. 20549 FORM 10-QSB

Table of Contents U. S. Securities and Exchange Commission Washington, D.C. 20549 FORM 10-QSB (Mark One) x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended December 31, 2003 or ¨ Transition Report Pursuant to Section 13 of 15(d) of the Securities Exchange Act of 1934 For the Transition Period From to Commission File number 000-2

February 11, 2004 8-K

Current Report

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): February 11, 2004 NOTIFY TECHNOLOGY CORPORATION (Exact name of registrant as specified in its charter) California 000-23025 77-0382248 (State or jurisdiction of incorporation or organization) (Comm

February 11, 2004 EX-99.1

Notify Technology Reports Results for the First Fiscal Quarter Ended December 31, 2003

Press Release dated 2/10/04 Exhibit 99.1 Contacts: At Notify Technology: Jerry Rice, Chief Financial Officer Phone: 408-777-7927 [email protected] • For Immediate Release Notify Technology Reports Results for the First Fiscal Quarter Ended December 31, 2003 San Jose, CA, February 10, 2004 — – Notify Technology Corporation (OTC: NTFY) today announced financial results for the quarter ended

February 9, 2004 EX-99.1

Notify Technology Reports Results for the Fourth Fiscal Quarter and Fiscal Year Ended September 30, 2003

Exhibit 99.1 Contacts: At Notify Technology: Jerry Rice, Chief Financial Officer Phone: 408-777-7927 [email protected] • For Immediate Release Notify Technology Reports Results for the Fourth Fiscal Quarter and Fiscal Year Ended September 30, 2003 San Jose, CA, November 13, 2003 — – Notify Technology Corporation (OTC: NTFY.OB), today announced financial results for the quarter and fiscal y

February 9, 2004 8-K

Current Report

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): November 13, 2003 NOTIFY TECHNOLOGY CORPORATION (Exact name of registrant as specified in its charter) California 000-23025 77-0382248 (State or jurisdiction of incorporation or organization) (Comm

January 28, 2004 10KSB/A

U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-KSB/A (Amendment No. 1)

U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-KSB/A (Amendment No. 1) (Mark one) x Annual Report Under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Fiscal Year Ended September 30, 2003 or ¨ Transition Report Under Section 13 or 15(d) of the Securities Exchange Act of 1934 Commission File Number 000-23025 NOTIFY TECHNOLOGY CORPORATION (Name of small bu

December 29, 2003 EX-10.15

LEASE AGREEMENT 6570 Seville Drive: Upper Floor

EXHIBIT 10.15 LEASE AGREEMENT 6570 Seville Drive: Upper Floor This Lease Agreement is made by Colbur Tech LLC, an Ohio Corporation (hereinafter “Lessor”) and Notify Technology Corporation, hereinafter “Lessee”). 1. LEASED PREMISES: Lessor, in consideration of the covenants hereinafter contained does hereby demise and lease to Lessee the upper floor of the building located at 6570 Seville Drive, Ca

December 29, 2003 EX-14.1

NOTIFY TECHNOLOGY CORPORATION CODE OF ETHICS FOR PRINCIPAL EXECUTIVE AND SENIOR FINANCIAL OFFICERS

EX-14.1 5 dex141.htm NOTIFY TECHNOLOGY CORPORATION CODE OF ETHICS EXHIBIT 14.1 NOTIFY TECHNOLOGY CORPORATION CODE OF ETHICS FOR PRINCIPAL EXECUTIVE AND SENIOR FINANCIAL OFFICERS I. INTRODUCTION AND PURPOSE This Code of Ethics for Principal Executive and Senior Financial Officers, or the Code, helps maintain the Company’s standards of business conduct and ensures compliance with legal requirements,

December 29, 2003 EX-10.14

STANDARD OFFICE LEASE—GROSS AMERICAN INDUSTRIAL REAL ESTATE ASSOCIATION [AIR GRAPHIC]

EXHIBIT 10.14 STANDARD OFFICE LEASE—GROSS AMERICAN INDUSTRIAL REAL ESTATE ASSOCIATION [AIR GRAPHIC] 1. Basic Lease Provisions (“Basic Lease Provisions”) 1.1 Parties: This Lease, dated, for reference purposes only, March 15, 2003, is made by and between Ching C. and Jenny M. Poon (herein called “Lessor”) Notify Technology Corporation doing business under the name of , (herein called “Lessee”). 1.2

December 29, 2003 10KSB

U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-KSB

Table of Contents U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-KSB (Mark one) x Annual Report Under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Fiscal Year Ended September 30, 2003 or ¨ Transition Report Under Section 13 or 15(d) of the Securities Exchange Act of 1934 Commission File Number 000-23025 NOTIFY TECHNOLOGY CORPORATION (Name of small busi

September 17, 2003 S-8

As filed with the Securities and Exchange Commission on September 17, 2003

As filed with the Securities and Exchange Commission on September 17, 2003 Registration No.

September 17, 2003 EX-4.1

NOTIFY TECHNOLOGY CORPORATION 1997 STOCK PLAN (as amended effective March 26, 2003)

1997 Stock Plan, as amended effective March 26, 2003 Exhibit 4.1 NOTIFY TECHNOLOGY CORPORATION 1997 STOCK PLAN (as amended effective March 26, 2003) 1. Purposes of the Plan. The purposes of this Stock Plan are: • to attract and retain the best available personnel for positions of substantial responsibility, • to provide additional incentive to Employees, Directors and Consultants, and • to promote

September 16, 2003 424B3

NOTIFY TECHNOLOGY CORPORATION 7,782,820 Shares of Common Stock

PROSPECTUS SUPPLEMENT Filed Pursuant to Rule 424(b)(3) Dated September 16, 2003 Registration No.

August 14, 2003 10QSB

U. S. Securities and Exchange Commission Washington, D.C. 20549 FORM 10-QSB

10QSB 1 d10qsb.htm FORM 10-QSB Table of Contents U. S. Securities and Exchange Commission Washington, D.C. 20549 FORM 10-QSB (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2003 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OF 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to C

August 12, 2003 8-K

Current Report

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): August 8, 2003 NOTIFY TECHNOLOGY CORPORATION (Exact name of registrant as specified in its charter) California 000-23025 77-0382248 (State or jurisdiction of incorporation or organization) (Commiss

August 12, 2003 EX-99.2

At Notify Technology:

EX-99.2 4 dex992.htm PRESS RELEASE DATED AUGUST 12, 2003 Exhibit 99.2 Contacts: At Notify Technology: Jerry Rice, Chief Financial Officer Phone: 408-777-7927 [email protected] • For Immediate Release C O R R E C T I O N – Notify Technology Corporation Tuesday, August 12, 2003 In the news release, “Notify Technology Reports Results for the Third Fiscal Quarter Ended June 30, 2003,” issued o

August 12, 2003 EX-99.1

Notify Technology Reports Results for the Third Fiscal Quarter Ended June 30, 2003

Exhibit 99.1 Contacts: At Notify Technology: Jerry Rice, Chief Financial Officer Phone: 408-777-7927 [email protected] For Immediate Release Notify Technology Reports Results for the Third Fiscal Quarter Ended June 30, 2003 San Jose, CA, August 12, 2003—Notify Technology Corporation (OTC: NTFY) today announced its financial results for the quarter ended June 30, 2003. Revenues for the thre

May 16, 2003 424B3

NOTIFY TECHNOLOGY CORPORATION 7,782,820 Shares of Common Stock

424B3 1 d424b3.htm PROSPECTUS SUPPLEMENT PROSPECTUS SUPPLEMENT Dated May 16, 2003 Filed Pursuant to Rule 424(b)(3) Registration No. 333-71940 To Prospectus Dated January 14, 2003 NOTIFY TECHNOLOGY CORPORATION 7,782,820 Shares of Common Stock This prospectus supplement, together with the prospectus listed above, is to be used by certain holders of the above-referenced securities or by their transfe

May 14, 2003 EX-10.3

AMENDMENT NO. 4 TO EMPLOYMENT AGREEMENT

EXHIBIT 10.3 AMENDMENT NO. 4 TO EMPLOYMENT AGREEMENT This Amendment No. 1 (the “Amendment”) to that certain Employment Agreement (the “Agreement”) dated as of August 1, 1997 between Notify Technology Corporation (the “Company”) and Gerald Rice (the “Employee”) is made as of February 23, 2000. In consideration of good and valuable consideration, the receipt of which is hereby acknowledged, the Comp

May 14, 2003 10QSB

U. S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB

Table of Contents NOTIFY TECHNOLOGY CORPORATION U. S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB (Mark One) x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2003 OR ¨ Transition Report Pursuant to Section 13 of 15(d) of the Securities Exchange Act of 1934 For the Transition Period From to C

May 14, 2003 EX-99.1

CERTIFICATION OF CHIEF EXECUTIVE OFFICER AND CHIEF FINANCIAL OFFICER PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002

EXHIBIT 99.1 CERTIFICATION OF CHIEF EXECUTIVE OFFICER AND CHIEF FINANCIAL OFFICER PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 I, Paul DePond, certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that the Quarterly Report of Notify Technology Corporation on Form 10-QSB for the

May 14, 2003 EX-10.2

AMENDMENT NO. 4 TO EMPLOYMENT AGREEMENT

EXHIBIT 10.2 AMENDMENT NO. 4 TO EMPLOYMENT AGREEMENT This Amendment No. 1 (the “Amendment”) to that certain Employment Agreement (the “Agreement”) dated as of August 1, 1997 between Notify Technology Corporation (the “Company”) and Paul DePond (the “Employee”) is made as of February 23, 2000. In consideration of good and valuable consideration, the receipt of which is hereby acknowledged, the Comp

May 14, 2003 EX-10.1

[AT&T LOGO]

First Amendment to the VoiceMail Services Agreement EXHIBIT 10.1 [AT&T LOGO] Contract Number: 20020124.10.C Amendment Number 20020124.10.A.2 Page 1 of 3 ACCEPTANCE SHALL BE INDICATED BY SIGNING AND RETURNING DUPLICATE TO: Notify Technology Corporation AT&T CORP. 1054 S. De Anza Blvd., Suite 105 One AT&T Way, Room 1C154C San Jose, California 95129 Bedminster, N.J. 09721 This is the First Amendment

May 8, 2003 EX-99.1

Notify Technology Reports Results for the Second Fiscal Quarter Ended March 31, 2003

Press Release EXHIBIT 99.1 Contacts: At Notify Technology: Jerry Rice, Chief Financial Officer Phone: 408-777-7927 [email protected] For Immediate Release Notify Technology Reports Results for the Second Fiscal Quarter Ended March 31, 2003 San Jose, CA, May 8, 2003– Notify Technology Corporation (OTC: NTFY) today announced financial results for the quarter ended March 31, 2003. Revenues fo

May 8, 2003 8-K

Current Report

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): May 8, 2003 NOTIFY TECHNOLOGY CORPORATION (Exact name of registrant as specified in its charter) California 000-23025 77-0382248 (State or jurisdiction of incorporation or organization) (Commission

February 28, 2003 DEF 14A

SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO.___)

Table of Contents SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO.

February 18, 2003 PRE 14A

SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO.___)

SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO.

February 13, 2003 EX-99.1

CERTIFICATION OF CHIEF EXECUTIVE OFFICER AND CHIEF FINANCIAL OFFICER PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002

Certification of CEO and CFO EXHIBIT 99.1 CERTIFICATION OF CHIEF EXECUTIVE OFFICER AND CHIEF FINANCIAL OFFICER PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 I, Paul DePond, certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that the Quarterly Report of Notify Technology Corpor

February 13, 2003 10QSB

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB

Form 10-QSB Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

January 22, 2003 EX-16

[ERNST & YOUNG LLP LETTERHEAD]

Letter from Ernst & Young LLP EXHIBIT 16 [ERNST & YOUNG LLP LETTERHEAD] January 21, 2003 Securities and Exchange Commission 450 Fifth Street, N.

January 22, 2003 8-K

Current Report

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): January 16, 2003 Notify Technology Corporation (Exact name of registrant as specified in its charter) California 000-23025 77-0382248 (State or other jurisdiction of Incorporation) (Commission File

January 14, 2003 POS AM

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-3 ON FORM SB-2 REGISTRATION STATEMENT Under The Securities Act of 1933 Notify Technology Corporation (Name of small business issuer in its charter)

Table of Contents As filed with the Securities and Exchange Commission on January 14, 2003 Registration No.

December 27, 2002 EX-99.1

EXHIBIT 99.1

EXHIBIT 99.1 CERTIFICATION OF CHIEF EXECUTIVE OFFICER AND CHIEF FINANCIAL OFFICER PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 I, Paul F. DePond, certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that the Annual Report of Notify Technology Corporation on Form 10-KSB for the

December 27, 2002 EX-10.16

EXHIBIT 10.16

EXHIBIT 10.16 MASTER PURCHASE ORDER ASSIGNMENT AGREEMENT THIS AGREEMENT is made on the 13th day of September, 2002, by and between TRANSCAP TRADE FINANCE, an Illinois general partnership (the "CONTRACTOR") and NOTIFY TECHNOLOGY CORPORATION, a California corporation (the "MANUFACTURER"), as follows: BACKGROUND OF AGREEMENT: A. The parties have signed an agreement in principle to enter into a purcha

December 27, 2002 EX-10.2

EXHIBIT 10.2

EXHIBIT 10.2 AMENDED EMPLOYMENT AGREEMENT This amended employment agreement (the "Agreement") amends and restates in its entirety that certain Employment Agreement (the "Agreement") between Notify Technology Corporation (the "Company") and Gaylan Larson (the "Employee") dated as of August 1, 1997 and as amended on February 23, 2000 and June 29, 2001, and is made and entered into effective as of No

December 27, 2002 10KSB

U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-KSB

Table of Contents U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-KSB (Mark one) x Annual Report Under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Fiscal Year Ended September 30, 2002 or o Transition Report Under Section 13 or 15(d) of the Securities Exchange Act of 1934 Commission File Number 000-23025 NOTIFY TECHNOLOGY CORPORATION (Name of small busi

September 4, 2002 EX-99.1

[Logo of Notify Technology Corporation] Notify Technology Receives Delisting Notice From Nasdaq

EX-99.1 3 dex991.htm PRESS RELEASE DATED SEPTEMBER 3, 2002 Exhibit 99.1 [Logo of Notify Technology Corporation] Notify Technology Receives Delisting Notice From Nasdaq Investor Contact: Jerry Rice, Chief Financial Officer Notify Technology Corporation Phone: (408) 777-7927 [email protected] Media Contact: Christina Dowling Notify Technology Corporation Tel: (408) 777-7923 Cdowling@notifyco

September 4, 2002 8-K

Current Report

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): August 27, 2002 NOTIFY TECHNOLOGY CORPORATION (Exact name of registrant as specified in its charter) California 000-23025 77-0382248 (State or jurisdiction of incorporation or organization) (Commis

August 14, 2002 10QSB

U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB

Table of Contents U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB (Mark One) x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2002 or ¨ Transition Report Pursuant to Section 13 of 15(d) of the Securities Exchange Act of 1934 For the Transition Period From to Commission File number 000-23025

August 14, 2002 EX-99.1

NOTIFY TECHNOLOGY CORPORATION

NOTIFY TECHNOLOGY CORPORATION EXHIBIT 99.1 CERTIFICATION OF CHIEF EXECUTIVE OFFICER AND CHIEF FINANCIAL OFFICER PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 I, Paul DePond, certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that the Quarterly Report of Notify Technology Corpo

July 17, 2002 8-K

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8–K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): July 10,2002 NOTIFY TECHNOLOGY CORPORATION (Exa

Prepared by R.R. Donnelley Financial - Form 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8–K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): July 10,2002 NOTIFY TECHNOLOGY CORPORATION (Exact name of registrant as specified in its charter) California 000-23025 77-0382248 (State or jurisdict

July 17, 2002 EX-4.1

FIRST AMENDMENT TO WARRANT AGREEMENT

Exhibit 4.1 FIRST AMENDMENT TO WARRANT AGREEMENT This First Amendment to Warrant Agreement (the “Amendment”), dated as of July 10, 2002, is entered into by and among Notify Technology Corporation, a California corporation (the “Company”), American Stock Transfer & Trust Company (the “Warrant Agent”) and D.H. Blair Investment Banking Corp., a New York corporation (the “Underwriter”). RECITALS A. Th

July 17, 2002 EX-99.1

Notify Technology Announces Extension of Class A Warrants

EX-99.1 4 dex991.htm PRESS RELEASE DATED JULY 15, 2002 Exhibit 99.1 Notify Technology Announces Extension of Class A Warrants SAN JOSE, Calif., July 15 /PRNewswire-FirstCall/ — Notify Technology Corporation (Nasdaq: NTFY—News), (“Notify”) today announced that the expiration date for its Class A Warrants has been extended for a period of one year, beginning 5:00 p.m. Eastern Standard Time August 28

May 15, 2002 EX-10.1

EX-10.1

EXHIBIT 10.1 - "Confidential treatment has been requested with respect to the omitted portions of this exhibit. The copy filed herewith omits the information subject to the confidentiality request. Omissions are designated as [*]. A complete version of this exhibit has been filed separately with the Securities and Exchange Commission." VOICE MAIL SERVICES AGREEMENT between AT&T CORP. and NOTIFY TE

May 15, 2002 10QSB

U. S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-QSB

10QSB 1 d10qsb.htm FORM 10-Q DATED 03/31/2002 U. S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-QSB (Mark One) x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2002 or ¨ Transition Report Pursuant to Section 13 of 15(d) of the Securities Exchange Act of 1934 For the Transition Period From to Com

May 15, 2002 EX-10.2

EX-10.2

Exhibit 10.2 NOTIFY TECHNOLOGY CORPORATION 1997 STOCK PLAN (as amended effective February 27, 2002) 1. Purposes of the Plan. The purposes of this Stock Plan are: - o to attract and retain the best available personnel for positions of substantial responsibility, o to provide additional incentive to Employees, Directors and Consultants, and o to promote the success of the Company's business. Options

August 9, 2001 3

FORM 3

U.S. SECURITIES AND EXCHANGE COMMISSION Page 1 of 5 Washington, DC 20549 FORM 3 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 - - 1. Name and Address of Reporting Person* ComVest Venture Partners LP

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