Grundlæggende statistik
| CIK | 709005 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Noble Roman's, Inc.
SEC Filings (Chronological Order)
Denne side giver en komplet, kronologisk liste over SEC-arkiveringer, eksklusive ejerskabsregistreringer, som vi leverer andre steder.
| September 5, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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| August 29, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy State |
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| August 21, 2025 |
AMENDMENT NUMBER FOUR TO SENIOR SECURED NOTE AND WARRANT PURCHASE AGREEMENT |
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| August 21, 2025 |
AMENDMENT NUMBER TWO TO SENIOR SECURED NOTE AND WARRANT PURCHASE AGREEMENT |
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| August 21, 2025 |
EXHIBIT 4.6 |
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| August 21, 2025 |
United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2025 Commission file number: 0-11104 NOBLE ROMAN’S, INC. (Exact name of registrant as specified in its charter) Indiana 35-1281154 (State or other jurisdiction of organization) (I.R.S. Emplo |
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| August 21, 2025 |
AMENDMENT NUMBER THREE TO SENIOR SECURED NOTE AND WARRANT PURCHASE AGREEMENT |
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| August 15, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL FORM 12b-25 NOTIFICATION OF LATE FILING OMB Number: 3235-0058 Expires: April 30, 2025 Estimated average burden hours per response................ 2.50 Commission File Number 0-11104 SEC FILE NUMBER CUSIP NUMBER (Check One): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For P |
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| June 26, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2025 Commission file number: 0-11104 NOBLE ROMAN’S, INC. (Exact name of registrant as specified in its charter) Indiana 35-1281154 (State or other jurisdiction of organization) (I.R.S. Empl |
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| June 24, 2025 |
Letter of Sassetti LLC dated June 20, 2025 EXHIBIT 16.1 June 20, 2025 Securities and Exchange Commission 100 F Street NE Washington, D.C. 20549 We have been furnished with a copy of the response to Item 4.01 of Form 8-K for the event that occurred on June 18, 2025, to be filed by our former client, Noble Roman’s, Inc. We agree with the statements made in response to that Item, in so far as they relate to our Firm. Very truly yours, /s/ Sas |
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| June 24, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): June 18, 2025 NOBLE ROMAN’S, INC. (Exact name of Registrant as specified in its charter) Indiana 0-11104 35-1281154 (State or other jurisdiction of incorporation) (Commission File Num |
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| June 9, 2025 |
U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark one) ☒ Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the fiscal year ended December 31, 2024. ☐ Transition Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 for the transition period from to. Commission file number 0-11104 NOBLE ROMAN’S, INC. (Exact |
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| May 15, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL FORM 12b-25 NOTIFICATION OF LATE FILING OMB Number: 3235-0058 Expires: May 31, 2025 Estimated average burden hours per response................ 2.50 Commission File Number 0-11104 SEC FILE NUMBER CUSIP NUMBER (Check One): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Per |
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| April 15, 2025 |
Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): April 14, 2025 NOBLE ROMAN’S, INC. (Exact name of Registrant as specified in its charter) Indiana 0-11104 35-1281154 (State or other jurisdiction (Commission (I.R.S. Employer of incor |
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| April 7, 2025 |
Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): April 4, 2025 NOBLE ROMAN’S, INC. (Exact name of Registrant as specified in its charter) Indiana 0-11104 35-1281154 (State or other jurisdiction of incorporation) (Commission File Num |
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| March 31, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL FORM 12b-25 NOTIFICATION OF LATE FILING OMB Number: 3235-0058 Expires: April 30, 2025 Estimated average burden hours per response... 2.50 Commission File Number 0-11104 SEC FILE NUMBER CUSIP NUMBER (Check One): ☒ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: |
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| January 31, 2025 |
Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): January 28, 2025 NOBLE ROMAN’S, INC. (Exact name of Registrant as specified in its charter) Indiana 0-11104 35-1281154 (State or other jurisdiction of incorporation) (Commission File |
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| November 13, 2024 |
United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2024 Commission file number: 0-11104 NOBLE ROMAN’S, INC. (Exact name of registrant as specified in its charter) Indiana 35-1281154 (State or other jurisdiction of organization) (I.R.S. |
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| September 3, 2024 |
Noble Roman’s Engages Sassetti, LLC as its Independent Auditor NEWS BULLETIN EXHIBIT 99.1 RE: NOBLE ROMAN'S, INC. 6612 E. 75th Street, Suite 450 Indianapolis, IN 46250 FOR ADDITIONAL INFORMATION, CONTACT: For Media Information: Scott Mobley, President & CEO ([email protected]) For Investor Relations: Paul Mobley, Executive Chairman ([email protected]) Mike Cole, Investor Relations: 949-444-1341 ([email protected]) Noble Roman’s En |
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| September 3, 2024 |
EXHIBIT 16.1 September 3, 2024 Office of the Chief Accountant Securities and Exchange Commission 100 F Street NE Washington, DC 20549 Dear Sir/Madam: We have read the statements under item 4.01 in the Form 8-K dated September 3, 2024 of Noble Roman’s Inc. to be filed with the Securities and Exchange Commission and we concur with such statements made regarding our firm. We have no basis to agree or |
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| September 3, 2024 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): August 27, 2024 NOBLE ROMAN’S, INC. (Exact name of Registrant as specified in its charter) Indiana 0-11104 35-1281154 (State or other jurisdiction of incorporation) (Commission File N |
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| August 28, 2024 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): August 27, 2024 NOBLE ROMAN’S, INC. (Exact name of Registrant as specified in its charter) Indiana 0-11104 35-1281154 (State or other jurisdiction of incorporation) (Commission File N |
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| August 19, 2024 |
SECURITIES & EXCHANGE COMMISSION WASHINGTON, D.C. 20549 NOTICE OF EXEMPT SOLICITATION SECURITIES & EXCHANGE COMMISSION WASHINGTON, D.C. 20549 NOTICE OF EXEMPT SOLICITATION NAME OF REGISTRANT: Noble Roman’s, Inc. NAME OF PERSON RELYING ON EXEMPTION: BT Brands., Inc., Kenneth W. Brimmer, Gary Copperud ADDRESS OF PERSON RELYING ON EXEMPTION: 405 Main Avenue West, Suite 2D, West Fargo, North Dakota 58078 Written materials are submitted pursuant to Rule 14a-6(g)(1) promulgated under the |
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| August 19, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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| August 14, 2024 |
United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2024 Commission file number: 0-11104 NOBLE ROMAN’S, INC. (Exact name of registrant as specified in its charter) Indiana 35-1281154 (State or other jurisdiction of organization) (I.R.S. Emplo |
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| August 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy State |
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| June 12, 2024 |
United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2024 Commission file number: 0-11104 NOBLE ROMAN’S, INC. (Exact name of registrant as specified in its charter) Indiana 35-1281154 (State or other jurisdiction of organization) (I.R.S. Empl |
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| May 17, 2024 |
U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A (Amendment No. 1) U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A (Amendment No. 1) (Mark one) ☒ Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the fiscal year ended December 31, 2023. ☐ Transition Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 for the transition period from to. Commission file number 0-11104 NOBLE |
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| May 17, 2024 |
U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark one) ☒ Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the fiscal year ended December 31, 2023. ☐ Transition Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 for the transition period from to. Commission file number 0-11104 NOBLE ROMAN’S, INC. (Exact |
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| May 16, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL FORM 12b-25 NOTIFICATION OF LATE FILING OMB Number: 3235-0058 Expires: April 30, 2025 Estimated average burden hours per response................ 2.50 Commission File Number 0-11104 SEC FILE NUMBER CUSIP NUMBER (Check One): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For P |
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| May 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): May 8, 2024 NOBLE ROMAN’S, INC. (Exact name of Registrant as specified in its charter) Indiana 0-11104 35-1281154 (State or other jurisdiction (Commission (I.R.S. Employer of incorpor |
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| April 16, 2024 |
OMB APPROVAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB Number: 3235-0058 Expires: April 30, 2025 Estimated average burden hours per response................ 2.50 FORM 12b-25/A (Amendment No. 1) SEC FILE NUMBER NOTIFICATION OF LATE FILING CUSIP NUMBER (Check one): ☒ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For Period Ended |
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| April 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 OMB APPROVAL OMB Number: 3235-0058 Expires: April 30, 2025 Estimated average burden hours per response 2.50 NOTIFICATION OF LATE FILING SEC FILE NUMBER 0-11104 CUSIP NUMBER 655107 (Check one): ☒ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For Period Ended: December 31, 2023 ☐ |
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| December 18, 2023 |
December 18, 2023 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance Office of Trade & Services 100 F. |
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| December 15, 2023 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): December 14, 2023 NOBLE ROMAN’S, INC. (Exact name of Registrant as specified in its charter) Indiana 0-11104 35-1281154 (State or other jurisdiction (Commission (I.R.S. Employer of in |
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| December 15, 2023 |
Noble Roman’s Announces Selection of New PCAOB Audit Firm EXHIBIT 99.1 NEWS BULLETIN RE: NOBLE ROMAN'S, INC. 6612 E. 75th Street, Suite 450 Indianapolis, IN 46250 FOR ADDITIONAL INFORMATION, CONTACT: For Media Information: Scott Mobley, President & CEO ([email protected]) For Investor Relations: Paul Mobley, Executive Chairman ([email protected]) Mike Cole, Investor Relations: 949-444-1341 ([email protected]) Noble Roman’s An |
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| November 14, 2023 |
United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2023 Commission file number: 0-11104 NOBLE ROMAN’S, INC. (Exact name of registrant as specified in its charter) Indiana 35-1281154 (State or other jurisdiction of organization) (I.R.S. |
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| August 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): August 10, 2023 NOBLE ROMAN’S, INC. (Exact name of Registrant as specified in its charter) Indiana 0-11104 35-1281154 (State or other jurisdiction of incorporation) (Commission File N |
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| August 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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| August 9, 2023 |
United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2023 Commission file number: 0-11104 NOBLE ROMAN’S, INC. (Exact name of registrant as specified in its charter) Indiana 35-1281154 (State or other jurisdiction of organization) (I.R.S. Emplo |
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| August 9, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): August 9, 2023 NOBLE ROMAN’S, INC. (Exact name of Registrant as specified in its charter) Indiana 0-11104 35-1281154 (State or other jurisdiction of incorporation) (Commission File Nu |
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| August 9, 2023 |
Noble Roman’s Announces 2nd Quarter 2023 Financial Results EXHIBIT 99.1 NEWS BULLETIN RE: NOBLE ROMAN'S, INC. 6612 E. 75th Street, Suite 450 Indianapolis, IN 46250 FOR ADDITIONAL INFORMATION, CONTACT: For Media Information: Scott Mobley, President & CEO ([email protected]) For Investor Relations: Paul Mobley, Executive Chairman ([email protected]) Mike Cole, Investor Relations: 949-444-1341 ([email protected]) Noble Roman’s An |
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| August 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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| August 4, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (RULE 14a-101) SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2 |
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| August 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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| August 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (RULE 14a-101) SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2 |
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| July 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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| July 25, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (RULE 14a-101) SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2 |
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| July 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): July 10, 2023 NOBLE ROMAN’S, INC. (Exact name of Registrant as specified in its charter) Indiana 0-11104 35-1281154 (State or other jurisdiction of incorporation) (Commission File Num |
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| July 10, 2023 | ||
| July 10, 2023 |
Noble Roman’s Issues Additional 2nd Quarter Interim Update EXHIBIT 99.1 NEWS BULLETIN RE: NOBLE ROMAN’S, INC. 6612 E. 75th Street, Suite 450 Indianapolis, IN 46250 FOR ADDITIONAL INFORMATION, CONTACT: For Media Information: Scott Mobley, President & CEO ([email protected]) For Investor Relations: Paul Mobley, Executive Chairman ([email protected]) Mike Cole, Investor Relations: 949-444-1341 ([email protected]) Noble Roman’s Issues Additiona |
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| July 5, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (RULE 14a-101) SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2 |
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| July 5, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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| June 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (RULE 14a-101) SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2 |
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| June 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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| June 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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| June 23, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (RULE 14a-101) SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2 |
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| June 22, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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| June 22, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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| June 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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| June 16, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☐ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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| June 16, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (RULE 14a-101) SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2 |
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| June 16, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy State |
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| June 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (RULE 14a-101) SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 2) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted |
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| June 15, 2023 |
PRELIMINARY PROXY STATEMENT — SUBJECT TO COMPLETION DATED JUNE 15, 2023 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| June 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (RULE 14a-101) SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 1) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted |
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| June 12, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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| June 12, 2023 |
June 9, 2023 VIA EDGAR Securities and Exchange Commission Division of Corporate Finance Office of Mergers and Acquisitions 100 F Street, N. |
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| June 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive |
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| May 26, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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| May 25, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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| May 10, 2023 | ||
| May 10, 2023 |
United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2023 Commission file number: 0-11104 NOBLE ROMAN’S, INC. (Exact name of registrant as specified in its charter) Indiana 35-1281154 (State or other jurisdiction of organization) (I.R.S. Empl |
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| April 26, 2023 |
EXHIBIT 99.1 NOMINATION AGREEMENT April 14, 2023 Gary Copperud 405 Main Avenue West, Suite 2D, West Fargo, North Dakota 58078 Dear Mr. Copperud: This letter agreement (this “Agreement”) is with reference to your agreement to be nominated by BT Brands, Inc., a Wyoming (“BT Brands”), for election as a director (a “Nominee”) of Noble Roman’s, Inc., an Indiana corporation (the “Company”). In connectio |
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| April 26, 2023 |
EXHIBIT 99.2 POWER OF ATTORNEY Know all by these presents, that the undersigned, Gary Copperud, hereby constitutes and appoints BT Brands, Inc. and Kenneth Brimmer, or either of them, the undersigned’s true and lawful attorney-in-fact to take any and all lawful action in connection with (i) the reporting of the undersigned’s beneficial ownership of, or participation in a group (the “Group”) with r |
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| April 26, 2023 |
NROM / Noble Roman`s, Inc. / BT Brands, Inc. - SC 13D/A Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Amendment No. 2) Under the Securities Exchange Act of 1934 NOBLE ROMAN’S, INC. (Name of Issuer) Common Stock (Title of Class of Securities) 655107100 (CUSIP Number) BT Brands, Inc. Gary Copperud 405 Main Avenue West, Suite 2D, West Fargo, North Dakota 58078 (307) 223-1663 (Name, Address and Telephone Number of Person Authorize |
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| April 20, 2023 |
Letter of Somerset CPA’s, P.C. dated April 20, 2023 EXHIBIT 16.1 |
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| April 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): April 17, 2023 NOBLE ROMAN’S, INC. (Exact name of Registrant as specified in its charter) Indiana 0-11104 35-1281154 (State or other jurisdiction of incorporation) (Commission File Nu |
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| April 13, 2023 |
U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark one) ☒ Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the fiscal year ended December 31, 2022. ☐ Transition Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 for the transition period from to. Commission file number 0-11104 NOBLE ROMAN’S, INC. (Exact |
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| March 31, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 OMB APPROVAL OMB Number: 3235-0058 Expires: April 30, 2025 Estimated average burden hours per response 2.50 NOTIFICATION OF LATE FILING SEC FILE NUMBER 0-11104 CUSIP NUMBER 655107 (Check one): ☑ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For Period Ended: December 31, 2022 ☐ |
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| February 24, 2023 |
NROM / Noble Roman`s, Inc. / BT Brands, Inc. - SC 13D/A Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Amendment No. 1) Under the Securities Exchange Act of 1934 NOBLE ROMAN’S, INC. (Name of Issuer) Common Stock (Title of Class of Securities) 655107100 (CUSIP Number) BT Brands, Inc. Gary Copperud 405 Main Avenue West, Suite 2D, West Fargo, North Dakota 58078 (307) 223-1663 (Name, Address and Telephone Number of Person Authorize |
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| November 28, 2022 |
JOINT FILING AGREEMENT November 28, 2022 EXHIBIT 99.1 JOINT FILING AGREEMENT November 28, 2022 Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the ?Exchange Act?), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regulation there |
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| November 28, 2022 |
NROM / Noble Roman's, Inc. / BT Brands, Inc. - SC 13D Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 NOBLE ROMAN?S, INC. (Name of Issuer) Common Stock (Title of Class of Securities) 655107100 (CUSIP Number) BT Brands, Inc. Gary Copperud 405 Main Avenue West, Suite 2D, West Fargo, North Dakota 58078 (307) 223-1663 (Name, Address and Telephone Number of Person Authorized to Receive Notic |
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| November 9, 2022 |
United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2022 Commission file number: 0-11104 NOBLE ROMAN’S, INC. (Exact name of registrant as specified in its charter) Indiana 35-1281154 (State or other jurisdiction of organization) (I.R.S. |
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| August 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2022 Commission file number: 0-11104 NOBLE ROMAN?S, INC. (Exact name of registrant as specified in its charter) Indiana 35-1281154 (State or other jurisdiction of organization) (I.R.S. Emplo |
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| June 1, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State |
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| May 16, 2022 |
EXHIBIT 4.1 NOBLE ROMAN?S, INC. DESCRIPTION OF SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 The authorized capital stock of Noble Roman?s, Inc. (the ?Company,? ?Noble Roman?s? or ?us?) consists of 40,000,000 shares of common stock without par value and 5,000,000 shares of preferred stock. Our common stock is registered pursuant to Section 12(g) of the Securit |
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| May 16, 2022 |
United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2022 Commission file number: 0-11104 NOBLE ROMAN?S, INC. (Exact name of registrant as specified in its charter) Indiana 35-1281154 (State or other jurisdiction of organization) (I.R.S. Empl |
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| March 22, 2022 |
U.S.SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C.20549 FORM 10-K U.S.SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C.20549 FORM 10-K (Mark one) ☒ Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the fiscal year ended December 31, 2021. ☐ Transition Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 for the transition period from to. Commission file number 0-11104 NOBLE ROMAN’S, INC. (Exact n |
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| February 10, 2022 |
NROM / Noble Roman's, Inc. / Stiller Robert P - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 12)* NOBLE ROMAN?S, INC. (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 655107100 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to |
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| November 12, 2021 |
United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2021 Commission file number: 0-11104 NOBLE ROMAN?S, INC. (Exact name of registrant as specified in its charter) Indiana 35-1281154 (State or other jurisdiction of organization) (I.R.S. |
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| August 12, 2021 |
United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended: June 30, 2021 Commission file number: 0-11104 NOBLE ROMAN?S, INC. (Exact name of registrant as specified in its charter) Indiana 35-1281154 (State or other jurisdiction of organization) (I.R.S. Empl |
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| June 15, 2021 |
DEF 14A 1 nromdef14a.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a- |
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| May 12, 2021 |
United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2021 Commission file number: 0-11104 NOBLE ROMAN?S, INC. (Exact name of registrant as specified in its charter) Indiana 35-1281154 (State or other jurisdiction of organization) (I.R.S. Empl |
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| March 22, 2021 |
U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark one) X Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the fiscal year ended December 31, 2020. Transition Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 for the transition period from to. Commission file number 0-11104 NOBLE ROMAN?S, INC. (Exact n |
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| February 11, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 11)* NOBLE ROMAN’S, INC. (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 655107100 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to |
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| February 8, 2021 |
Exhibit 10.1 |
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| February 8, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): February 5, 2021 NOBLE ROMAN’S, INC. (Exact name of Registrant as specified in its charter) Indiana 0-11104 35-1281154 (State or other jurisdiction of incorporation) (Commission File |
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| November 10, 2020 |
Quarterly Report - QUARTERLY REPORT United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2020 Commission file number: 0-11104 NOBLE ROMAN?S, INC. (Exact name of registrant as specified in its charter) Indiana 35-1281154 (State or other jurisdiction of organization) (I.R.S. |
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| August 5, 2020 |
Quarterly Report - QUARTERLY REPORT United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2020 Commission file number: 0-11104 NOBLE ROMAN’S, INC. (Exact name of registrant as specified in its charter) Indiana 35-1281154 (State or other jurisdiction of organization) (I.R.S. Emplo |
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| June 9, 2020 |
Quarterly Report - QUARTERLY REPORT United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2020 Commission file number: 0-11104 NOBLE ROMAN’S, INC. (Exact name of registrant as specified in its charter) Indiana 35-1281154 (State or other jurisdiction of organization) (I.R.S. Empl |
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| June 9, 2020 |
Exhibit 4.5 |
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| May 13, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): May 13, 2020 NOBLE ROMAN’S, INC. (Exact name of Registrant as specified in its charter) Indiana 0-11104 35-1281154 (State or other jurisdiction of incorporation) (Commission File Numb |
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| May 12, 2020 |
EX-4.3 2 nromex43.htm SENIOR SECURED PROMISSORY NOTE EXHIBIT 4.3 SENIOR SECURED PROMISSORY NOTE THIS NOTE HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR ANY APPLICABLE SECURITIES LAW OF ANY JURISDICTION AND MAY NOT BE TRANSFERRED UNTIL (i) A REGISTRATION STATEMENT UNDER SUCH SECURITIES ACT OR SUCH APPLICABLE SECURITIES LAWS SHALL HAVE BECOME EFFECTIVE WITH REGARD THERETO, |
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| May 12, 2020 |
EXHIBIT 4.4 WARRANT THIS WARRANT AND THE SECURITIES ISSUABLE UPON EXERCISE OF THIS WARRANT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), OR QUALIFIED UNDER ANY STATE OR FOREIGN SECURITIES LAWS AND MAY NOT BE OFFERED FOR SALE, SOLD, PLEDGED, HYPOTHECATED OR OTHERWISE TRANSFERRED OR ASSIGNED UNLESS (I) A REGISTRATION STATEMENT COVERING SUCH SHARES IS EFFECTIVE UN |
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| May 12, 2020 |
EXHIBIT 10.11 SENIOR SECURED PROMISSORY NOTE AND WARRANT PURCHASE AGREEMENT February 7, 2020 NOBLE ROMAN’S, INC., an Indiana corporation, as the Issuer, the Purchasers named herein, CORBEL CAPITAL PARTNERS SBIC, L.P., as the Agent $8,000,000 TABLE OF CONTENTS Page ARTICLE 1 THE NOTES AND WARRANTS 1 1.1 Authorization of Initial Notes and Warrants; Issuance of Initial Notes and Warrants Generally 1 |
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| May 12, 2020 |
U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark one) X Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the fiscal year ended December 31, 2019. Transition Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 for the transition period from to. Commission file number 0-11104 NOBLE ROMAN’S, INC. (Exact n |
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| March 27, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): March 27, 2020 NOBLE ROMAN’S, INC. (Exact name of Registrant as specified in its charter) Indiana 0-11104 35-1281154 (State or other jurisdiction of incorporation) (Commission File Nu |
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| February 14, 2020 |
NROM / Noble Roman's, Inc. / CORBEL CAPITAL PARTNERS SBIC, L.P. Passive Investment CUSIP No. 655107100 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Noble Roman’s Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 655107100 (CUSIP Number) February 7, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which t |
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| February 12, 2020 |
Noble Roman’s Completes Strategic New Financing Package Exhibit 99.1 NEWS BULLETIN RE:NOBLE ROMAN'S, INC. 6612 E. 75th Street, Suite 450 Indianapolis, IN 46250 FOR ADDITIONAL INFORMATION, CONTACT: Media Information - Scott Mobley, President &CEO:[email protected] Investor Relations - Paul Mobley, Executive Chairman:[email protected] Noble Roman’s Completes Strategic New Financing Package (Indianapolis, Indiana) –February 10, 2020. Noble Rom |
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| February 12, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): February 7, 2020 NOBLE ROMAN’S, INC. (Exact name of Registrant as specified in its charter) Indiana 0-11104 35-1281154 (State or other jurisdiction of incorporation) (Commission File |
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| November 14, 2019 |
NROM / Noble Roman's, Inc. 10-Q - Quarterly Report - QUARTERLY REPORT United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2019 Commission file number: 0-11104 NOBLE ROMAN’S, INC. (Exact name of registrant as specified in its charter) Indiana (State or other jurisdiction of incorporation) 35-1281154 (IRS Em |
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| August 14, 2019 |
NROM / Noble Roman's, Inc. 10-Q - Quarterly Report - QUARTERLY REPORT United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2019 Commission file number: 0-11104 NOBLE ROMAN’S, INC. (Exact name of registrant as specified in its charter) Indiana (State or other jurisdiction of incorporation) 35-1281154 (IRS Employe |
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| July 5, 2019 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): July 2, 2019 NOBLE ROMAN’S, INC. (Exact name of Registrant as specified in its charter) Indiana 0-11104 35-1281154 (State or other jurisdiction of incorporation) (Commission File Numb |
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| June 17, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): June 13, 2019 NOBLE ROMAN’S, INC. (Exact name of Registrant as specified in its charter) Indiana 0-11104 35-1281154 (State or other jurisdiction of incorporation) (Commission File Num |
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| June 17, 2019 |
Noble Roman’s Announces the Addition of William L. Wildman to the Board of Directors Exhibit 99.1 NEWS BULLETIN RE:NOBLE ROMAN'S, INC. 6612 E. 75th Street, Suite 450 Indianapolis, IN 46250 FOR ADDITIONAL INFORMATION, CONTACT: For Media Information: Scott Mobley, President & CEO 317/634-3377 For Investor Relations: Paul Mobley, Executive Chairman 317/634-3377 Noble Roman’s Announces the Addition of William L. Wildman to the Board of Directors (Indianapolis, Indiana) – June 13, 2019 |
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| May 15, 2019 |
NROM / Noble Roman's, Inc. 10-Q Quarterly Report QUARTERLY REPORT United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2019 Commission file number: 0-11104 NOBLE ROMAN’S, INC. (Exact name of registrant as specified in its charter) Indiana 35-1281154 (State or other jurisdiction of organization) (I.R.S. Empl |
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| April 19, 2019 |
NROM / Noble Roman's, Inc. PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☑ Definitive Proxy State |
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| March 27, 2019 |
NROM / Noble Roman's, Inc. ANNUAL REPORT (Annual Report) U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark one) ☒ Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the fiscal year ended December 31, 2018. ☐ Transition Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 for the transition period from to. Commission file number 0-11104 NOBLE ROMAN’S, INC. (Exact |
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| November 13, 2018 |
NROM / Noble Roman's, Inc. QUARTERLY REPORT (Quarterly Report) United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2018 Commission file number: 0-11104 NOBLE ROMAN’S, INC. (Exact name of registrant as specified in its charter) Indiana 35-1281154 (State or other jurisdiction of organization) (I.R.S. |
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| September 18, 2018 |
NROM / Noble Roman's, Inc. CORRESP September 18, 2018 VIA EDGAR Securities and Exchange Commission Division of Corporate Finance Office of Transportation and Leisure 100 F Street, N. |
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| August 14, 2018 |
NROM / Noble Roman's, Inc. QUARTERLY REPORT (Quarterly Report) United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2018 Commission file number: 0-11104 NOBLE ROMAN’S, INC. (Exact name of registrant as specified in its charter) Indiana 35-1281154 (State or other jurisdiction of organization) (I.R.S. Emplo |
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| July 9, 2018 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): July 6, 2018 NOBLE ROMAN’S, INC. (Exact name of Registrant as specified in its charter) Indiana 0-11104 35-1281154 (State or other jurisdiction of incorporation) (Commission File Numb |
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| May 15, 2018 |
Quarterly Report - QUARTERLY REPORT United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2018 Commission file number: 0-11104 NOBLE ROMAN?S, INC. (Exact name of registrant as specified in its charter) Indiana 35-1281154 (State or other jurisdiction of organization) (I.R.S. Empl |
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| April 30, 2018 |
NROM / Noble Roman's, Inc. DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☑ Definitive Proxy State |
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| March 29, 2018 |
NROM / Noble Roman's, Inc. ANNUAL REPORT (Annual Report) U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark one) X Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the fiscal year ended December 31, 2017. Transition Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 for the transition period from to. Commission file number 0-11104 NOBLE ROMAN’S, INC. (Exact n |
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| November 14, 2017 | ||
| November 14, 2017 |
NROM / Noble Roman's, Inc. QUARTERLY REPORT (Quarterly Report) 10-Q 1 nrom10q.htm QUARTERLY REPORT United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2017 Commission file number: 0-11104 NOBLE ROMAN’S, INC. (Exact name of registrant as specified in its charter) Indiana 35-1281154 (State or other ju |
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| November 14, 2017 | ||
| September 19, 2017 |
Noble Roman’sCompletes Refinancing and Funds Additional Growth Blueprint Exhibit 99.1 NEWS BULLETIN FOR ADDITIONAL INFORMATION, CONTACT: For Media Information: Scott Mobley, President& CEO 317/634-3377 For Investor Relations: Paul Mobley, Executive Chairman317/634-3377 RE:NOBLE ROMAN'S, INC. 1 Virginia Avenue, Suite 300 Indianapolis, IN 46204 Noble Roman?sCompletes Refinancing and Funds Additional Growth (Indianapolis, Indiana)?September 13, 2017 - Noble Roma |
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| September 19, 2017 |
Blueprint Exhibit 10.1 Loan Agreement This LOAN AGREEMENT (as amended, restated or otherwise modified from time to time, this ?Agreement?) is made as of September 13, 2017, by and between NOBLE ROMAN?S, INC., an Indiana corporation and FIRST FINANCIAL BANK,an Ohio state chartered bank, located at 255 East Fifth Street, Suite 800, Cincinnati, Ohio 45202 (?Lender?). Borrower and Lender hereby agree |
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| September 19, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): September 13, 2017 NOBLE ROMAN?S, INC. (Exact name of Registrant as specified in its charter) Indiana 0-11104 35-1281154 (State or other jurisdiction of incorporation) (Commission Fil |
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| August 14, 2017 |
NROM / Noble Roman's, Inc. QUARTERLY REPORT (Quarterly Report) United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2017 Commission file number: 0-11104 NOBLE ROMAN’S, INC. (Exact name of registrant as specified in its charter) Indiana 35-1281154 (State or other jurisdiction of organization) (I.R.S. Emplo |
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| July 11, 2017 |
Submission of Matters to a Vote of Security Holders Blueprint UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): July 7, 2017 NOBLE ROMAN?S, INC. (Exact name of Registrant as specified in its charter) Indiana 0-11104 35-1281154 (State or other jurisdiction of incorporation) (Commission |
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| June 27, 2017 |
NROM / Noble Roman's, Inc. / Zwart Lennard Christian - SCHEDULE 13 D Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* Noble Roman's, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 655107100 (CUSIP Number) Lennard Christian Zwart 135-1 Overtoom Amsterdam 1054 HG The Netherlands +31 (0) 6467 466 57 (Name, address and telephone number of person authorized to receive no |
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| May 17, 2017 |
Noble Roman's PRE-EFFECTIVE AMENDMENT NO. 2 As filed with the Securities and Exchange Commission on May 17, 2017 Registration No. |
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| May 17, 2017 |
Blueprint May 16, 2017 VIA EDGAR AND EMAIL Securities and Exchange Commission 100 F. |
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| May 16, 2017 |
As filed with the Securities and Exchange Commission on May 16, 2017 Registration No. |
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| May 16, 2017 |
Blueprint May 16, 2017 VIA EDGAR AND EMAIL Securities and Exchange Commission 100 F. |
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| May 15, 2017 |
Quarterly Report - QUARTERLY REPORT United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2017 Commission file number: 0-11104 NOBLE ROMAN’S, INC. (Exact name of registrant as specified in its charter) Indiana 35-1281154 (State or other jurisdiction of organization) (I.R.S. Empl |
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| April 24, 2017 |
Blueprint EXHIBIT 10.22 REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (this ?Agreement?) is made and entered into as of October 13, 2016, by and among Noble Roman?s, Inc., an Indiana corporation with offices at 1 Virginia Avenue, Suite 300, Indianapolis, IN 46204, and the investors signatory hereto (each a ?Purchaser? and collectively, the ?Purchasers?) . This Agreement is made |
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| April 24, 2017 |
Blueprint EXHIBIT 10.21 THIS WARRANT AND ANY SHARES ACQUIRED UPON THE EXERCISE OF THIS WARRANT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933 AND MAY NOT BE TRANSFERRED, SOLD OR OTHERWISE DISPOSED OF EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER SUCH ACT OR AN OPINION OF COUNSEL REASONABLY SATISFACTORY TO THE COMPANY THAT REGISTRATION IS NOT REQUIRED UNDER SUCH ACT. NOBLE |
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| April 24, 2017 |
Blueprint As filed with the Securities and Exchange Commission on April 24, 2017 Registration No. |
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| April 24, 2017 |
Blueprint EXHIBIT 10.23 FIRST AMENDMENT TO THE REGISTRATION RIGHTS AGREEMENT This First Amendment to the Registration Rights Agreement(this ?Amendment?)is made and entered into effective as of February 13, 2017, by and among Noble Roman?s, Inc., an Indiana corporation (the ?Company?), and the investors signatory hereto (the ?Investors?). Recitals A. The Company, the Investors and certain other par |
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| April 24, 2017 |
Untitled Document |
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| April 11, 2017 |
Noble Roman's DEFINITIVE PROXY STATEMENT Blueprint UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive P |
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| March 27, 2017 |
NOBLE ROMAN’S, INC. REDEEMABLE COMMON STOCK PURCHASE CLASS A WARRANT _______________, 2016 EXHIBIT 4.3 THIS WARRANT AND ANY SHARES ACQUIRED UPON THE EXERCISE OF THIS WARRANT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933 AND MAY NOT BE TRANSFERRED, SOLD OR OTHERWISE DISPOSED OF EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER SUCH ACT OR AN OPINION OF COUNSEL REASONABLY SATISFACTORY TO THE COMPANY THAT REGISTRATION IS NOT REQUIRED UNDER SUCH ACT. NOBLE ROMAN?S, IN |
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| March 27, 2017 |
SUBSIDIARIES OF THE REGISTRANT Exhibit 21.1 SUBSIDIARIES OF THE REGISTRANT Pizzaco, Inc. N.R. Realty, Inc. RH Roanoke, Inc. |
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| March 27, 2017 |
U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark one) ☒ Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the fiscal year ended December 31, 2016. ☐ Transition Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 for the transition period from to. Commission file number 0-11104 NOBLE ROMAN’S, INC. (Exact |
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| March 27, 2017 | ||
| March 27, 2017 |
AMENDED AND RESTATED PROMISSORY NOTE EXHIBIT 10.15 AMENDED AND RESTATED PROMISSORY NOTE $60,000.00 August 10, 2016 FOR VALUE RECEIVED, Noble Roman's, Inc, an Indiana corporation (the ?Debtor? or the ?Company?), hereby promises to pay to Scott Mobley (the ?Holder?) the principal sum of Sixty Thousand and 00/100 Dollars ($60,000.00) or so much as may have been disbursed hereunder, together with interest, in the manner provided herein. |
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| March 27, 2017 |
EXHIBIT 10.16 Registered # NOBLE ROMAN?S, INC. 10% CONVERTIBLE SUBORDINATED UNSECURED NOTE DUE ,2019 $50,000.00 , 2016 THIS NOTE IS ISSUED PURSUANT TO AN EXEMPTION FROM THE REGISTRATION PROVISIONS OF THE SECURITIES ACT OF 1933 (THE "ACT") AND QUALIFICATION PROVISIONS OF APPLICABLE STATE SECURITIES LAWS. NEITHER IT NOR THE SHARES OF COMMON STOCK INTO WHICH IT CAN BE CONVERTED CAN BE SOLD, HYPOTHECA |
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| February 1, 2017 |
Blueprint UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): January 19, 2017 NOBLE ROMAN?S, INC. (Exact name of Registrant as specified in its charter) Indiana 0-11104 35-1281154 (State or other jurisdiction of incorporation) (Commis |
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| December 12, 2016 |
Noble Roman's DEFINITIVE PROXY STATEMENT Blueprint UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive P |
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| November 21, 2016 |
Blueprint UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive P |
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| November 14, 2016 |
Quarterly Report - QUARTERLY REPORT United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2016 Commission file number: 0-11104 NOBLE ROMAN?S, INC. (Exact name of registrant as specified in its charter) Indiana 35-1281154 (State or other jurisdiction of organization) (I.R.S. |
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| November 8, 2016 |
8-K 1 nrom8k.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): November 2, 2016 NOBLE ROMAN’S, INC. (Exact name of Registrant as specified in its charter) Indiana 0-11104 35-1281154 (State or other jurisdiction of |
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| November 3, 2016 |
Quarterly Report - QUARTERLY REPORT United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A Amendment No.2 Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2016 Commission file number: 0-11104 NOBLE ROMAN’S, INC. (Exact name of registrant as specified in its charter) Indiana 35-1281154 (State or other jurisdiction of organizati |
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| November 2, 2016 |
Quarterly Report - AMENDED QUARTERLY REPORT United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A Amendment No.1 Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2016 Commission file number: 0-11104 NOBLE ROMAN’S, INC. (Exact name of registrant as specified in its charter) Indiana 35-1281154 (State or other jurisdiction of organizati |
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| September 22, 2016 |
NROM / Noble Roman's, Inc. / Radix Partners LLC Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 5)1 Noble Roman’s, Inc. (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 655107100 (CUSIP Number) STEVE WOLOSKY, ESQ. OLSHAN FROM |
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| August 11, 2016 | ||
| August 11, 2016 |
AMENDED AND RESTATED PROMISSORY NOTE EXHIBIT 10.12 AMENDED AND RESTATED PROMISSORY NOTE $250,000.00 August 10, 2016 FOR VALUE RECEIVED, Noble Roman's, Inc, an Indiana corporation (the ?Debtor? or the ?Company?), hereby promises to pay to Paul and Jenny Mobley (the ?Holder?) the principal sum of Two Hundred Fifty Thousand and 00/100 Dollars ($250,000.00) or so much as may have been disbursed hereunder, together with interest, in the m |
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| August 11, 2016 |
Quarterly Report - PRIMARY DOCUMENT United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2016 Commission file number: 0-11104 NOBLE ROMAN?S, INC. (Exact name of registrant as specified in its charter) Indiana 35-1281154 (State or other jurisdiction of organization) (I.R.S. Emplo |
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| August 11, 2016 |
DEBTAND LIEN SUBORDINATION AGREEMENT LA 12939541v3 EXHIBIT 10.18 DEBTAND LIEN SUBORDINATION AGREEMENT This DEBTANDLIEN SUBORDINATION AGREEMENT (this "Agreement") is made as of June 10, 2016, among Noble Roman?s Inc., an Indiana corporation(the "Borrower"); SUPER G FUNDING, LLC, a Delaware limited liability company ("Subordinate Creditor"); and BMO Harris Bank N.A., a national banking association ("Senior Creditor"). Recitals: Senior |
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| August 11, 2016 |
EXHIBIT 10.16 June 8, 2016 A. Scott Mobley Re: NOBLE ROMAN?S, INC., an Indiana corporation Dear Scott: You have made one or more loans (the ?Loans?) to the foregoing entity and/or its affiliates (the ?Borrower?). Super G Funding, LLC (?Super G?) plans to lend funds (the ?Super G Financing?) to the Borrower and requires your consent on this letter below. By your signature below, you agree: (1) that |
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| August 11, 2016 |
EXHIBIT 10.15 June 8, 2016 Paul Mobley Re: NOBLE ROMAN?S, INC., an Indiana corporation Dear Paul: You have made one or more loans (the ?Loans?) to the foregoing entity and/or its affiliates (the ?Borrower?). Super G Funding, LLC (?Super G?) plans to lend funds (the ?Super G Financing?) to the Borrower and requires your consent on this letter below. By your signature below, you agree: (1) that the |
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| August 11, 2016 |
AMENDED AND RESTATED PROMISSORY NOTE EXHIBIT 10.13 AMENDED AND RESTATED PROMISSORY NOTE $60,000.00 August 10, 2016 FOR VALUE RECEIVED, Noble Roman's, Inc, an Indiana corporation (the ?Debtor? or the ?Company?), hereby promises to pay to Scott Mobley (the ?Holder?) the principal sum of Sixty Thousand and 00/100 Dollars ($60,000.00) or so much as may have been disbursed hereunder, together with interest, in the manner provided herein. |
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| July 15, 2016 |
NROM / Noble Roman's, Inc. / Radix Partners LLC Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 4)1 Noble Roman’s, Inc. (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 655107100 (CUSIP Number) STEVE WOLOSKY, ESQ. OLSHAN FROM |
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| July 15, 2016 |
Blueprint UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): July 15, 2016 NOBLE ROMAN’S, INC. (Exact name of Registrant as specified in its charter) Indiana 0-11104 35-1281154 (State or other jurisdiction (Commission (I.R.S. Employer |
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| July 15, 2016 |
Untitled Document Exhibit 99.1 NEWS BULLETIN RE: NOBLE ROMAN'S, INC. 1 Virginia Avenue, Suite 300 Indianapolis, IN 46204 FOR ADDITIONAL INFORMATION, CONTACT: For Media Information: Scott Mobley, President & CEO 317/634-3377 For Investor Relations: Paul Mobley, Executive Chairman 317/634-3377 Noble Roman?s Announces the Appointment of Marcel Herbst, CFA to the Board of Directors in Substitution for |
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| July 15, 2016 |
Exhibit 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of the Schedule 13D (including any amendments thereto) with respect to the shares of Common Stock, no par value, of Noble Roman’s, Inc. This Joint Filing Agreement shall be filed as an Exhibit |
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| July 8, 2016 |
Submission of Matters to a Vote of Security Holders nrom8k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): July 7, 2016 NOBLE ROMAN?S, INC. (Exact name of Registrant as specified in its charter) Indiana 0-11104 35-1281154 (State or other jurisdiction of incorporation) (Commissio |
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| May 27, 2016 |
NROM / Noble Roman's, Inc. / Privet Fund LP - SCHEDULE 13D (AMENDMENT NO. 9) Activist Investment SC 13D/A 1 t1600374sc13da.htm SCHEDULE 13D (AMENDMENT NO. 9) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 9)* Noble Roman’s, Inc. (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 655107100 (CUSIP Number) Privet Fund LP Attn: Ryan Levenson 79 West Paces Ferry Road, Suite 200B A |
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| May 12, 2016 |
Quarterly Report - QUARTERLY REPORT United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2016 Commission file number: 0-11104 NOBLE ROMAN’S, INC. (Exact name of registrant as specified in its charter) Indiana 35-1281154 (State or other jurisdiction of organization) (I.R.S. Empl |
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| April 29, 2016 |
Noble Roman's DEFINITIVE PROXY STATEMENT nromdef14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definit |
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| April 20, 2016 |
NROM / Noble Roman's, Inc. / Privet Fund LP Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 8)* Noble Roman’s, Inc. (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 655107100 (CUSIP Number) Privet Fund LP Attn: Ryan Levenson 79 West Paces Ferry Road, Suite 200B Atlanta, GA 30305 With a copy to: Rick Miller Bryan Cave LLP 1 |
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| March 14, 2016 |
EXHIBIT 10.14 PROMISSORY NOTE $100,000.00 December 21, 2015 FOR VALUE RECEIVED, Noble Roman's, Inc, an Indiana corporation (the ?Debtor?), hereby promises to pay to Paul and Jenny Mobley (the ?Holder?) the principal sum of One Hundred Thousand and 00/100 Dollars ($100,000.00), together with interest, in the manner provided herein. Each of the Holder and the Debtor are collectively referred to here |
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| March 14, 2016 | ||
| March 14, 2016 |
U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark one) x Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the fiscal year ended December 31, 2015. o Transition Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 for the transition period from to. Commission file number 0-11104 NOBLE ROMAN'S, INC. (Exact |
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| March 14, 2016 | ||
| March 14, 2016 |
EXHIBIT 10.15 PROMISSORY NOTE $75,000.00 December 21, 2015 FOR VALUE RECEIVED, Noble Roman's, Inc, an Indiana corporation (the ?Debtor?), hereby promises to pay to Scott Mobley (the ?Holder?) the principal sum of Seventy-Five Thousand and 00/100 Dollars ($75,000.00), together with interest, in the manner provided herein. Each of the Holder and the Debtor are collectively referred to herein as the |
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| March 14, 2016 | ||
| December 7, 2015 |
PRIVET FUND MANAGEMENT LLC 79 WEST PACES FERRY ROAD SUITE 200B ATLANTA GA 30305 Exhibit 99.1 December 7, 2015 Noble Roman's, Inc. 1 Virginia Avenue Suite 300 Indianapolis, IN 46204 Attn: Board of Directors To the Board of Directors: We are writing to you in response to the recent disclosure of Jeffrey Gaither's resignation from the Company's Board of Directors. Whatever the specific reasons for the timing of his departure, we hardly view it as a coincidence that it is occurri |
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| December 7, 2015 |
NROM / Noble Roman's, Inc. / Privet Fund LP Activist Investment SC 13D/A 1 privetfundnobleromanssch13da.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 7)* Noble Roman’s, Inc. (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 655107100 (CUSIP Number) Privet Fund LP Attn: Ryan Levenson 79 West Paces Ferry Road, Suite 200B Atlanta, GA 30305 |
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| December 4, 2015 |
nrom8k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): November 30, 2015 NOBLE ROMAN?S, INC. (Exact name of Registrant as specified in its charter) Indiana 0-11104 35-1281154 (State or other jurisdiction of incorporation) (Comm |
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| November 12, 2015 |
NROM / Noble Roman's, Inc. / Privet Fund LP - SCHEDULE 13D (AMENDMENT NO. 6) Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 6)* Noble Roman’s, Inc. (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 655107100 (CUSIP Number) Privet Fund LP Attn: Ryan Levenson 79 West Paces Ferry Road, Suite 200B Atlanta, GA 30305 With a copy to: Rick Miller Bryan Cave LLP 1 |
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| November 12, 2015 |
PRIVET FUND MANAGEMENT LLC 79 WEST PACES FERRY ROAD SUITE 200B ATLANTA GA 30305 Exhibit 99.1 November 12, 2015 Noble Roman’s, Inc. 1 Virginia Avenue Suite 300 Indianapolis, IN 46204 Attn: Board of Directors To the Board of Directors: As you know, Privet Fund Management LLC (together with its affiliates, “Privet” or “we”) currently owns in excess of 14% of the outstanding shares of Noble Roman’s, Inc. (OTC:NROM) (“Noble Roman’s” or the “Company”), making us the Company’s large |
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| November 9, 2015 |
Quarterly Report - QUARTERLY REPORT United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2015 Commission file number: 0-11104 NOBLE ROMAN?S, INC. (Exact name of registrant as specified in its charter) Indiana 35-1281154 (State or other jurisdiction of organization) (I.R.S. |
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| August 11, 2015 |
1 2 3 4 5 6 7 8 |
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| August 11, 2015 |
Quarterly Report - QUARTERLY REPORT United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2015 Commission file number: 0-11104 NOBLE ROMAN?S, INC. (Exact name of registrant as specified in its charter) Indiana 35-1281154 (State or other jurisdiction of organization) (I.R.S. Emplo |
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| August 11, 2015 |
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 |
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| July 6, 2015 |
nrom8k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): July 1, 2015 NOBLE ROMAN?S, INC. (Exact name of Registrant as specified in its charter) Indiana 0-11104 35-1281154 (State or other jurisdiction of incorporation) (Commissio |
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| June 29, 2015 |
nrom144.htm UNITED STATES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION OMB Number: 3235-0101 Washington, D.C. 20549 Expires: May 31, 2017 Estimated average burden hours per response ........... 1.00 FORM 144 SEC USE ONLY DOCUMENT SEQUENCE NO. NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 CUSIP NUMBER ATTENTION:Transmit for filing 3 copies of this fo |
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| June 25, 2015 |
Submission of Matters to a Vote of Security Holders nrom8k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): June 23, 2015 NOBLE ROMAN?S, INC. (Exact name of Registrant as specified in its charter) Indiana 0-11104 35-1281154 (State or other jurisdiction of incorporation) (Commissi |
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| May 13, 2015 |
NROM / Noble Roman's, Inc. / Privet Fund LP Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 5)* Noble Roman’s, Inc. (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 655107100 (CUSIP Number) Privet Fund LP Attn: Ryan Levenson 79 West Paces Ferry Road, Suite 200B Atlanta, GA 30305 With a copy to: Rick Miller Bryan Cave LLP 1 |
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| May 11, 2015 |
Quarterly Report - QUARTERLY REPORT United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2015 Commission file number: 0-11104 NOBLE ROMAN’S, INC. (Exact name of registrant as specified in its charter) Indiana 35-1281154 (State or other jurisdiction of organization) (I.R.S. Empl |
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| April 22, 2015 |
nromdef14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definit |
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| April 10, 2015 |
NROM / Noble Roman's, Inc. / Radix Partners LLC Activist Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. |
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| April 10, 2015 |
NROM / Noble Roman's, Inc. / Privet Fund LP Activist Investment SC 13D/A 1 privetfundnobleromanssch13da.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 4)* Noble Roman’s, Inc. (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 655107100 (CUSIP Number) Privet Fund LP Attn: Ryan Levenson 79 West Paces Ferry Road, Suite 200B Atlanta, GA 30305 |
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| April 10, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 3)1 Noble Roman’s, Inc. (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 655107100 (CUSIP Number) STEVE WOLOSKY, ESQ. OLSHAN FROM |
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| April 10, 2015 |
begin 644 ex991to13da309646006040815.pdf M)5!$1BTQ+C8-)>+CS],-"C8Q(#`@;V)J#3P\+TQI;F5A7!E+UA2968O5ULQ(#(@,5T^/G-TH,?.UE M0)H1B%\`!!@`G*H6+0T*96YD%LP+C`@ M,"XP(#8Q,"XU-B`W.3(N,%TO365D:6%";WA;,"XP(#`N,"`V,3`N-38@-SDR M+C!=+U!A M,K-0,%`PLU0P53`VMC12T#4$"#``&\8#$@T*96YD7!E+TEM86=E+U1Y<&4O6$]B:F5C="]7:61T:"`S M,SDR/CYS=')E86T-"O M+-556$'"6H>/EF%:C MD!`JI38K&$4XIL-!<)+$\@8I?/A"XI<5"'Q@33333T(XB+#(=.$'^1 |
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| April 9, 2015 |
NEWS BULLETIN RE: NOBLE ROMAN'S, INC. ex991.htm Exhibit 99.1 NEWS BULLETIN RE: NOBLE ROMAN'S, INC. 1 Virginia Avenue, Suite 300 Indianapolis, IN 46204 FOR ADDITIONAL INFORMATION, CONTACT: For Media Information: Scott Mobley, President & CEO 317/634-3377 For Investor Relations: Paul Mobley, Executive Chairman 317/634-3377 or Brett Maas, Hayden IR, 646/536-7331or [email protected] Noble Roman’s Announces the Addition of Schuster Tanger |
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| April 9, 2015 |
Noble Roman's CURRENT REPORT (Current Report/Significant Event) nrom8k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): April 8, 2015 NOBLE ROMAN?S, INC. (Exact name of Registrant as specified in its charter) Indiana 0-11104 35-1281154 (State or other jurisdiction of incorporation) (Commissi |
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| April 9, 2015 |
ex101.htm Exhibit 10.1 AGREEMENT THIS AGREEMENT (this “Agreement”), dated as of the 8th day of April, 2015 (the “Effective Date”), is made by and among Noble Roman’s, Inc., an Indiana corporation (the “Company”), Red Alder GP, LLC, a Delaware limited liability company (“Red Alder”), and each of the entities and natural persons listed on Exhibit A attached hereto and their respective Affiliates (co |
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| March 27, 2015 |
nrom144.htm UNITED STATES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION OMB Number: 3235-0101 Washington, D.C. 20549 Expires: May 31, 2017 Estimated average burden hours per response ........... 1.00 FORM 144 SEC USE ONLY DOCUMENT SEQUENCE NO. NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 CUSIP NUMBER ATTENTION:Transmit for filing 3 copies of this fo |
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| March 12, 2015 |
U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark one) ? Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the fiscal year ended December 31, 2014. o Transition Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 for the transition period from to. Commission file number 0-11104 NOBLE ROMAN'S, INC. (Exact |
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| January 29, 2015 |
NROM / Noble Roman's, Inc. / Privet Fund LP Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3)* Noble Roman’s, Inc. (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 655107100 (CUSIP Number) Privet Fund LP Attn: Ryan Levenson 79 West Paces Ferry Road, Suite 200B Atlanta, GA 30305 With a copy to: Rick Miller Bryan Cave LLP 1 |
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| January 7, 2015 |
NROM / Noble Roman's, Inc. / Privet Fund LP Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2 )* Noble Roman's, Inc. (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 655107100 (CUSIP Number) Privet Fund LP Attn: Ryan Levenson 79 West Paces Ferry Road, Suite 200B Atlanta, GA 30305 With a copy to: Rick Miller Bryan Cave LLP |
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| December 31, 2014 |
NROM / Noble Roman's, Inc. / Radix Partners LLC Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* Noble Roman's, Inc. (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 655107100 (CUSIP Number) STEVE WOLOSKY, ESQ. OLSHAN FROME WOLOSKY LLP Park Avenue Tower 65 East 55th Street New York, New York 10022 (212) 451-2300 (Name, Addr |
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| December 22, 2014 |
NROM / Noble Roman's, Inc. 144 - - FORM 144 UNITED STATES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION OMB Number: 3235-0101 Washington, D. |
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| December 19, 2014 |
NEWS BULLETIN RE: NOBLE ROMAN'S, INC. 1 Virginia Avenue, Suite 300 Indianapolis, IN 46204 Exhibit 99.1 NEWS BULLETIN RE: NOBLE ROMAN'S, INC. 1 Virginia Avenue, Suite 300 Indianapolis, IN 46204 FOR ADDITIONAL INFORMATION, CONTACT: For Media Information: Scott Mobley, President & CEO 317/634-3377 For Investor Relations: Paul Mobley, Executive Chairman 317/634-3377 or Brett Maas, Hayden IR, 646/536-7331or [email protected] Noble Roman’s Announces Adoption of Rule 10b5-1 Stock Trading Pla |
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| December 19, 2014 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): December 18, 2014 NOBLE ROMAN’S, INC. (Exact name of Registrant as specified in its charter) Indiana 0-11104 35-1281154 (State or other jurisdiction of incorporation) (Commission File |
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| December 8, 2014 |
Exhibit 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of the Schedule 13D (including any amendments thereto) with respect to the shares of Common Stock, no par value, of Noble Roman’s, Inc. This Joint Filing Agreement shall be filed as an Exhibit |
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| December 8, 2014 |
NROM / Noble Roman's, Inc. / Radix Partners LLC Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. )1 Noble Roman’s, Inc. (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 655107100 (CUSIP Number) STEVE WOLOSKY, ESQ. OLSHAN FROME |
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| November 25, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): November 19, 2014 NOBLE ROMAN’S, INC. (Exact name of Registrant as specified in its charter) Indiana 0-11104 35-1281154 (State or other jurisdiction of incorporation) (Commission File |
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| November 25, 2014 |
Noble Roman’s Announces Change in Management Structure; Continues Current Strategy Unaltered Exhibit 99.1 NEWS BULLETIN RE: NOBLE ROMAN'S, INC. 1 Virginia Avenue, Suite 300 Indianapolis, IN 46204 FOR ADDITIONAL INFORMATION, CONTACT: For Media Information: Scott Mobley, President & CEO 317/634-3377 For Investor Relations: Paul Mobley, Executive Chairman 317/634-3377 or Brett Maas, Hayden IR, 646/536-7331or [email protected] Noble Roman’s Announces Change in Management Structure; Continues |
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| November 6, 2014 |
Quarterly Report - QUARTERLY REPORT United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2014 Commission file number: 0-11104 NOBLE ROMAN?S, INC. (Exact name of registrant as specified in its charter) Indiana 35-1281154 (State or other jurisdiction of organization) (I.R.S. |
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| August 11, 2014 |
Quarterly Report - QUARTERLY REPORT United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2014 Commission file number: 0-11104 NOBLE ROMAN’S, INC. (Exact name of registrant as specified in its charter) Indiana 35-1281154 (State or other jurisdiction of organization) (I.R.S. Emplo |
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| August 4, 2014 |
NROM / Noble Roman's, Inc. / Privet Fund LP - SCHEDULE 13D (AMENDMENT NO. 1) Activist Investment SC 13D/A 1 t79911sc13da.htm SCHEDULE 13D (AMENDMENT NO. 1) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* Noble Roman’s, Inc. (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 655107100 (CUSIP Number) Privet Fund LP Attn: Ryan Levenson 79 West Paces Ferry Road, Suite 200B Atl |
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| July 3, 2014 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): July 2, 2013 NOBLE ROMAN’S, INC. (Exact name of Registrant as specified in its charter) Indiana 0-11104 35-1281154 (State or other jurisdiction of incorporation) (Commission File Numb |
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| June 23, 2014 |
Exhibit 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended (the “Act”), the undersigned hereby agree to the joint filing on behalf of each of them of a statement on Schedule 13D and any amendments thereto with respect to the common stock of Noble Roman’s, Inc. and agree that this Joint Filing Agreement shall be included as an exhibit |
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| June 23, 2014 |
NROM / Noble Roman's, Inc. / Privet Fund LP - SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* Noble Roman’s, Inc. (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 655107100 (CUSIP Number) Privet Fund LP Attn: Ryan Levenson 79 West Paces Ferry Road, Suite 200B Atlanta, GA 30305 With a copy to: Rick Miller Bryan Cave LLP 12 |
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| May 13, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, For Use of the Commission Only (As Permitted by Rule 14a-6(e)(2)) þ Definitive Proxy State |
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| May 13, 2014 |
U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A Amendment No. 2 (Mark one) X Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the fiscal year ended December 31, 2013. Transition Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 for the transition period from to. Commission file number 0-11104 NOBLE ROMA |
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| May 5, 2014 |
Quarterly Report - QUARTERLY REPORT United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2014 Commission file number: 0-11104 NOBLE ROMAN?S, INC. (Exact name of registrant as specified in its charter) Indiana 35-1281154 (State or other jurisdiction of organization) (I.R.S. Empl |
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| May 2, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING Commission File Number 0-11104 (Check One): xForm 10-K ¨ Form 20-F ¨ Form 11-K Form 10-Q ¨ Form 10-D ¨ Form N-SAR ¨ Form N-CSR For Period Ended: December 31, 2013 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Transition Report on For |
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| March 17, 2014 |
Annual Report - AMENDED ANNUAL REPORT U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K /A Amendment No. 1 (Mark one) þ Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the fiscal year ended December 31, 2013. oTransition Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 for the transition period from to. Commission file number 0-11104 NOBLE RO |
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| March 17, 2014 | ||
| March 17, 2014 | ||
| March 17, 2014 | ||
| March 12, 2014 | ||
| March 12, 2014 |
U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark one) ? Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the fiscal year ended December 31, 2013. oTransition Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 for the transition period from to. Commission file number 0-11104 NOBLE ROMAN'S, INC. (Exact |
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| March 12, 2014 | ||
| March 12, 2014 | ||
| November 7, 2013 |
Quarterly Report - QUARTERLY REPORT United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2013 Commission file number: 0-11104 NOBLE ROMAN’S, INC. (Exact name of registrant as specified in its charter) Indiana 35-1281154 (State or other jurisdiction of organization) (I.R.S. |
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| November 1, 2013 |
Exhibit 99.1 NEWS BULLETIN RE: NOBLE ROMAN'S, INC. 1 Virginia Avenue, Suite 300 Indianapolis, IN 46204 FOR ADDITIONAL INFORMATION, CONTACT: For Media Information: Scott Mobley, President 317/634-3377 For Investor Relations: Paul Mobley, Chairman & CEO 317/634-3377 or Brett Maas, Hayden IR, 646/536-7331 or [email protected] Noble Roman’s to Purchase All Outstanding Shares of its Series B Preferred |
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| November 1, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): October 31, 2013 NOBLE ROMAN’S, INC. (Exact name of Registrant as specified in its charter) Indiana 0-11104 35-1281154 (State or other jurisdiction (Commission (I.R.S. Employer of inc |
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| October 29, 2013 |
Annual Report - 10-K AMENDMENT #1 U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A (Amendment No. 1) (Mark one) þAnnual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the fiscal year ended December 31, 2012. o Transition Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 for the transition period from to. Commission file number 0-11104 NOBLE R |
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| October 29, 2013 |
Annual Report - 10-K AMENDMENT #1 U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A (Amendment No. 1) (Mark one) Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the fiscal year ended December 31, 2011. o Transition Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 for the transition period from to. Commission file number 0-11104 NOBLE RO |
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| October 29, 2013 |
October 29, 2013 Ms. Linda Cvrkel Branch Chief Division of Corporate Finance Securities and Exchange Commision 100 F Street, N.E. Washington, DC 20549 RE: Noble Roman’s, Inc. Form 10-K for the Fiscal Year Ended December 31, 2012 filed March 15, 2013 Form 10-Q for the Quarter Ended June 30, 2013 filed August 12, 2013 File #000-11104 Dear Ms. Cvrkel: We are in receipt of the Staff’s comment letter, |
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| October 3, 2013 |
October 3, 2013 Ms. Linda Cvrkel Branch Chief Division of Corporate Finance Securities and Exchange Commision 100 F Street, N.E. Washington, DC 20549 RE: Noble Roman’s, Inc. Form 10-K for the Fiscal Year Ended December 31, 2012 Form 10-Q for the Quarter Ended June 30, 2013 File #000-11104 Dear Ms. Cvrkel: We are in receipt of the Staff’s comment letter, dated September 20, 2013, pursuant to which |
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| August 12, 2013 |
Quarterly Report - QUARTERLY REPORT United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2013 Commission file number: 0-11104 NOBLE ROMAN’S, INC. (Exact name of registrant as specified in its charter) Indiana 35-1281154 (State or other jurisdiction of organization) (I.R.S. Emplo |
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| July 3, 2013 |
Submission of Matters to a Vote of Security Holders - CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): July 2, 2013 NOBLE ROMAN’S, INC. (Exact name of Registrant as specified in its charter) Indiana 0-11104 35-1281154 (State or other jurisdiction (Commission (I.R.S. Employer of incorpo |
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| November 21, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 10)* NOBLE ROMAN’S, INC. (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 655107100 (CUSIP Number) November 14, 2012 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to |
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| November 15, 2012 |
UNITED STATES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION OMB Number: 3235-0101 Washington, D. |
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| August 10, 2012 |
NROM / Noble Roman's, Inc. / Stiller Robert P Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 9)* NOBLE ROMAN’S, INC. (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 655107100 (CUSIP Number) August 8, 2012 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to whi |
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| August 8, 2012 |
UNITED STATES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION OMB Number: 3235-0101 Washington, D. |
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| July 3, 2012 |
NROM / Noble Roman's, Inc. / Riley Timothy M Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 5)* NOBLE ROMAN?S, INC. (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 655107100 (CUSIP Number) June 28, 2012 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to wh |
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| May 4, 2012 |
UNITED STATES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION OMB Number: 3235-0101 Washington, D. |
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| May 4, 2012 |
NROM / Noble Roman's, Inc. / Stiller Robert P Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 8)* NOBLE ROMAN’S, INC. (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 655107100 (CUSIP Number) May 3, 2012 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which |
