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| CIK | 1398481 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to
SEC Filings (Chronological Order)
Denne side giver en komplet, kronologisk liste over SEC-arkiveringer, eksklusive ejerskabsregistreringer, som vi leverer andre steder.
| June 20, 2014 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on July 1, 2014, pursuant to the provisions of Rule 12d2-2 (a). |
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| June 12, 2014 |
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| April 30, 2014 |
- ALLIANZGI GLOBAL EQUITY & CONVERTIBLE INCOME FUND AllianzGI Global Equity & Convertible Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 30, 2014 |
- ALLIANZGI GLOBAL EQUITY & CONVERTIBLE INCOME FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form N-8F I. General Identifying Information 1. Reason fund is applying to deregister (check only one; for descriptions, see Instruction 1 above): x Merger ¨ Liquidation ¨ Abandonment of Registration (Note: Abandonment of Registration answer only questions 1 through 15, 24 and 25 of this form and complete verification at the e |
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| March 12, 2014 |
Advisors Asset Management, Inc. - AMENDED SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 5 )* AllianzGI Global Equity & Convertible Income Fund - (NAME OF ISSUER) Common Stock - (TITLE OF CLASS OF SECURITIES) 01882W100 - (CUSIP NUMBER) December 31, 2013 - (DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT) Check the appropriate box to design |
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| February 12, 2014 |
Advisors Asset Management, Inc. - AMENDED SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 4 )* AllianzGI Global Equity & Convertible Income Fund - (NAME OF ISSUER) Common Stock - (TITLE OF CLASS OF SECURITIES) 01882W100 - (CUSIP NUMBER) December 31, 2013 - (DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT) Check the appropriate box to design |
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| February 7, 2014 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| February 7, 2014 |
FIRST TRUST PORTFOLIOS LP - AMENDED SCHEDULE 13G UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 6)* AllianzGI Global Equity & Convertible Income Fund - (Name of Issuer) Common - (Title of Class of Securities) 01882W100 - (CUSIP Number) December 31, 2013 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate th |
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| January 17, 2014 |
Exhibit 99.302 CERT CERTIFICATIONS I, Brian S. Shlissel, certify that: 1. I have reviewed this report on Form N-Q of AllianzGI Global Equity & Convertible Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were ma |
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| January 17, 2014 |
Quarterly Schedule of Portfolio Holdings - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22067 AllianzGI Global Equity & Convertible Income Fund (Exact name of registrant as specified in charter) 1633 Broadway, New York, New York 10019 (Address of principal executive offices) (Zip co |
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| December 5, 2013 |
Merger Prospectus - ALLIANZGI EQUITY & CONVERTIBLE INCOME FUND AllianzGI Equity & Convertible Income Fund Filed by AllianzGI Equity & Convertible Income Fund pursuant to Rule 425 of the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities and Exchange Act of 1934, as amended Subject Company: AllianzGI Global Equity & Convertible Income Fund Commission File No. |
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| October 24, 2013 |
Report of Independent Registered Public Accounting Firm Report of Independent Registered Public Accounting Firm To the Board of Trustees and Stockholders of AllianzGI Global Equity & Convertible Income Fund October 22, 2013 In planning and performing our audit of the financial statements of AllianzGI Global Equity & Convertible Income Fund (the “Fund”) as of and for the year ended August 31, 2013, in accordance with the standards of the Public Company |
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| October 24, 2013 |
AMENDED AND RESTATED PORTFOLIO MANAGEMENT AGREEMENT AllianzGI Global Equity & Convertible Income Fund This Amended and Restated Portfolio Management Agreement, dated July 1, 2013 (the “Agreement”), by and between ALLIANZ GLOBAL INVESTORS FUND MANAGEMENT LLC, a Delaware limited liability company (the “Manager”), and ALLIANZ GLOBAL INVESTORS U. |
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| October 24, 2013 |
AllianzGI Global Equity & Convertible Income Fund Annual Shareholder AllianzGI Global Equity & Convertible Income Fund Annual Shareholder August 31, 2013 Meeting Results The Fund held its annual meeting of shareholders on December 19, 2012. |
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| July 18, 2013 |
Quarterly Schedule of Portfolio Holdings - QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22067 AllianzGI Global Equity & Convertible Income Fund (Exact name of registrant as specified in charter) 1633 Broadway, New York, New York 10019 (Address of principal executive offices) (Zip co |
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| July 18, 2013 |
Exhibit 99.302 CERT CERTIFICATIONS I, Brian S. Shlissel, certify that: 1. I have reviewed this report on Form N-Q of AllianzGI Global Equity & Convertible Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were ma |
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| April 25, 2013 |
AllianzGI Global Equity & Convertible Income Fund AllianzGI Global Equity & Convertible Income Fund Annual Shareholder Meeting Results The Fund held its annual meeting of shareholders on December 19, 2012. |
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| February 7, 2013 |
NGZ / / Advisors Asset Management, Inc. - AMENDED SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 3)* AGIC Global Equity & Convertible Income Fund - (NAME OF ISSUER) Common Stock - (TITLE OF CLASS OF SECURITIES) 00119R108 - (CUSIP NUMBER) December 31, 2012 - (DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT) Check the appropriate box to designate th |
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| February 5, 2013 |
NGZ / / FIRST TRUST PORTFOLIOS LP - AMENDED SCHEDULE 13G Passive Investment UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5)* AllianzGl Global Equity & Convertible Income Fund - (Name of Issuer) Common - (Title of Class of Securities) 01882W100 - (CUSIP Number) December 31, 2012 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate th |
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| February 5, 2013 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| January 18, 2013 |
Quarterly Schedule of Portfolio Holdings - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22067 AGIC Global Equity & Convertible Income Fund (Exact name of registrant as specified in charter) 1633 Broadway, New York, New York 10019 (Address of principal executive offices) (Zip code) L |
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| January 18, 2013 |
Exhibit 99.302 CERT CERTIFICATIONS I, Brian S. Shlissel, certify that: 1. I have reviewed this report on Form N-Q of AGIC Global Equity & Convertible Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, n |
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| November 7, 2012 |
- PIMCO HIGH INCOME FUND / AGIC GLOBAL EQUITY & CONVERTIBLE INCOME FUND PIMCO High Income Fund / AGIC Global Equity & Convertible Income Fund SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| October 26, 2012 |
AGIC Global Equity & Convertible Income Fund Annual Shareholder AGIC Global Equity & Convertible Income Fund Annual Shareholder August 31, 2012 Meeting Results The Fund held its annual meeting of shareholders on December 19, 2011. |
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| October 26, 2012 |
ALLIANZ-SPONSORED CLOSED-END FUNDS TERMS AND CONDITIONS OF THE DIVIDEND REINVESTMENT PLAN ALLIANZ-SPONSORED CLOSED-END FUNDS TERMS AND CONDITIONS OF THE DIVIDEND REINVESTMENT PLAN Holders of common shares of beneficial interest (the “Common Shares”) of each of the Allianz-sponsored closed-end investment companies listed on Appendix A hereto, as it may be amended from time to time (each a “Fund”), whose Common Shares are registered with the Agent (as defined below) (the “Registered Common Shareholders” or “Shareholders”), will automatically be enrolled (those so enrolled, the “Participants”) in the Fund’s Dividend Reinvestment Plan (the “Plan”) and are advised as follows with respect to each such Fund: 1. |
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| October 26, 2012 |
Report of Independent Registered Public Accounting Firm Report of Independent Registered Public Accounting Firm To the Board of Trustees and Shareholders of AGIC Global Equity & Convertible Income Fund October 23, 2012 In planning and performing our audit of the financial statements of AGIC Global Equity & Convertible Income Fund (the “Fund”) as of and for the year ended August 31, 2012, in accordance with the standards of the Public Company Accounting |
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| September 14, 2012 |
ALLIANZ FUNDS ROPES & GRAY LLP PRUDENTIAL TOWER 800 BOYLSTON STREET BOSTON, MA 02199-3600 WWW. |
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| July 18, 2012 |
I, Brian S. Shlissel, certify that: Exhibit 99.302 CERT CERTIFICATIONS I, Brian S. Shlissel, certify that: 1. I have reviewed this report on Form N-Q of AGIC Global Equity & Convertible Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, n |
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| July 18, 2012 |
Quarterly Schedule of Portfolio Holdings - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22067 AGIC Global Equity & Convertible Income Fund (Exact name of registrant as specified in charter) 1633 Broadway, New York, New York 10019 (Address of principal executive offices) (Zip code) L |
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| April 26, 2012 |
ALLIANZ-SPONSORED CLOSED-END FUNDS TERMS AND CONDITIONS OF THE DIVIDEND REINVESTMENT PLAN ALLIANZ-SPONSORED CLOSED-END FUNDS TERMS AND CONDITIONS OF THE DIVIDEND REINVESTMENT PLAN Holders of common shares of beneficial interest (the “Common Shares”) of each of the Allianz-sponsored closed-end investment companies listed on Appendix A hereto, as it may be amended from time to time (each a “Fund”), whose Common Shares are registered with the Agent (as defined below) (the “Registered Common Shareholders” or “Shareholders”), will automatically be enrolled (those so enrolled, the “Participants”) in the Fund’s Dividend Reinvestment Plan (the “Plan”) and are advised as follows with respect to each such Fund: 1. |
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| April 26, 2012 |
Annual Shareholder Meeting Results: Annual Shareholder Meeting Results: The Fund held its annual meeting of shareholders on December 19, 2011. |
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| February 15, 2012 |
NGZ / / Advisors Asset Management, Inc. - AMENDED SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 2)* AGIC Global Equity & Convertible Income Fund - (NAME OF ISSUER) Common Stock - (TITLE OF CLASS OF SECURITIES) 00119R108 - (CUSIP NUMBER) December 31, 2011 - (DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT) Check the appropriate box to designate th |
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| January 20, 2012 |
Exhibit 99.302 CERT CERTIFICATIONS I, Brian S. Shlissel, certify that: 1. I have reviewed this report on Form N-Q of AGIC Global Equity & Convertible Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, n |
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| January 20, 2012 |
Quarterly Schedule of Portfolio Holdings - N-Q OMB APPROVAL OMB Number: 3235-0578 Expires: April 30, 2013 UNITED STATES Estimated average burden hours per response. |
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| January 13, 2012 |
NGZ / / FIRST TRUST PORTFOLIOS LP - AMENDED SCHEDULE 13G Passive Investment UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* AGIC Global Equity & Convertible Income Fund - (Name of Issuer) Common - (Title of Class of Securities) 00119R108 - (CUSIP Number) December 31, 2011 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rul |
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| January 13, 2012 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
