NEI / Network Engines Inc - SEC-arkivering, Årsberetning, Fuldmagtserklæring

Network Engines Inc
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CIK 1110903
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Network Engines Inc
SEC Filings (Chronological Order)
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February 13, 2013 SC 13G/A

NEI / Network Engines Inc / HARBOURVEST PARTNERS LLC - SC 13G/A Passive Investment

SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Network Engines, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 64121A107 (CUSIP Number) 12/31/2012 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this

September 28, 2012 15-12G

- 15-12G

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 000-30863 NETWORK ENGINES, INC. (Exact name of registrant as specified in i

September 27, 2012 S-8 POS

- S-8 POS

As filed with the Securities and Exchange Commission on September 27, 2012 Registration No.

September 27, 2012 S-8 POS

- S-8 POS

As filed with the Securities and Exchange Commission on September 27, 2012 Registration No.

September 27, 2012 S-8 POS

- S-8 POS

As filed with the Securities and Exchange Commission on September 27, 2012 Registration No.

September 27, 2012 S-8 POS

- S-8 POS

As filed with the Securities and Exchange Commission on September 27, 2012 Registration No.

September 27, 2012 S-8 POS

- S-8 POS

As filed with the Securities and Exchange Commission on September 27, 2012 Registration No.

September 27, 2012 S-8 POS

- S-8 POS

As filed with the Securities and Exchange Commission on September 27, 2012 Registration No.

September 27, 2012 S-8 POS

- S-8 POS

As filed with the Securities and Exchange Commission on September 27, 2012 Registration No.

September 27, 2012 S-8 POS

- S-8 POS

As filed with the Securities and Exchange Commission on September 27, 2012 Registration No.

September 27, 2012 S-8 POS

- S-8 POS

As filed with the Securities and Exchange Commission on September 27, 2012 Registration No.

September 27, 2012 S-8 POS

- S-8 POS

As filed with the Securities and Exchange Commission on September 27, 2012 Registration No.

September 19, 2012 8-K

Changes in Control of Registrant, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Material Modification to Rights of Security Holders, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets, Submission of Matters to a Vote of Security Holders - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 18, 2012 NETWORK ENGINES, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-30863 04-3064173 (State or Other Jurisdiction (Commission File Number) (IRS Em

September 19, 2012 EX-3.1

AMENDED AND RESTATED CERTIFICATE OF INCORPORATION NETWORK ENGINES, INC. a Delaware corporation

Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF NETWORK ENGINES, INC. a Delaware corporation FIRST: The name of the corporation is: NETWORK ENGINES, INC. SECOND: The address of the registered office of the Corporation in the State of Delaware is One Commerce Center — 1201 Orange St. #600 in the City of Wilmington, 19899, County of New Castle. The name of its registered agent at su

September 19, 2012 EX-3.2

NETWORK ENGINES, INC. AMENDED AND RESTATED B Y - L A W S TABLE OF CONTENTS

EX-3.2 3 a12-215551ex3d2.htm EX-3.2 Exhibit 3.2 NETWORK ENGINES, INC. AMENDED AND RESTATED B Y - L A W S TABLE OF CONTENTS Article I. - General 1 1.1. Offices 1 1.2. Seal 1 1.3. Fiscal Year 1 Article II. - Stockholders 1 2.1. Place of Meetings 1 2.2. Annual Meeting 1 2.3. Quorum 1 2.4. Right to Vote; Proxies 2 2.5. Voting 2 2.6. Notice of Annual Meetings 2 2.7. Stockholders’ List 3 2.8. Special Me

September 10, 2012 EX-99.1

Enterprise Value /

EX-99.1 2 a12-205842ex99d1.htm EX-99.1 Exhibit 99.1 NEI / 25 Dan Road Canton, MA / 02021-2817 / telephone: 781 332 1000 / fax: 781 770 2000 www.nei.com NEI ANNOUNCES AGREEMENT TO SETTLE MERGER LITIGATION CANTON, Mass., September 10, 2012 — NEI (Nasdaq: NEI), a leading provider of server-based application platforms, deployment solutions and lifecycle support services for software technology develop

September 10, 2012 8-K

Financial Statements and Exhibits, Other Events

8-K 1 a12-2058428k.htm 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 10, 2012 NETWORK ENGINES, INC. (Exact name of registrant as specified in its charter) Delaware 000-30863 04-3064173 (State or other jurisdiction (Commission (IR

September 10, 2012 EX-99.1

Enterprise Value /

EX-99.1 2 a12-205842ex99d1.htm EX-99.1 Exhibit 99.1 NEI / 25 Dan Road Canton, MA / 02021-2817 / telephone: 781 332 1000 / fax: 781 770 2000 www.nei.com NEI ANNOUNCES AGREEMENT TO SETTLE MERGER LITIGATION CANTON, Mass., September 10, 2012 — NEI (Nasdaq: NEI), a leading provider of server-based application platforms, deployment solutions and lifecycle support services for software technology develop

September 10, 2012 DEFA14A

- 8-K

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 10, 2012 NETWORK ENGINES, INC. (Exact name of registrant as specified in its charter) Delaware 000-30863 04-3064173 (State or other jurisdiction (Commission (IRS Employer of incorporation

September 7, 2012 EX-99.1

**IMPORTANT NOTICE**

EX-99.1 2 a12-205841ex99d1.htm EX-99.1 Exhibit 99.1 **IMPORTANT NOTICE** September 7, 2012 Dear Fellow Stockholder: The September 18th Special Stockholder Meeting of Network Engines, Inc. is fast approaching—and your vote is extremely important. To ensure that your shares are represented, please use the enclosed proxy card to vote today by telephone or by Internet. If you have any questions about

September 7, 2012 EX-99.1

**IMPORTANT NOTICE**

Exhibit 99.1 **IMPORTANT NOTICE** September 7, 2012 Dear Fellow Stockholder: The September 18th Special Stockholder Meeting of Network Engines, Inc. is fast approaching—and your vote is extremely important. To ensure that your shares are represented, please use the enclosed proxy card to vote today by telephone or by Internet. If you have any questions about the last-minute voting of your shares,

September 7, 2012 DEFA14A

- 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 7, 2012 NETWORK ENGINES, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-30863 04-3064173 (State or Other Jurisdiction of Incorporation) (Commission Fil

September 7, 2012 8-K

Financial Statements and Exhibits, Other Events

8-K 1 a12-2058418k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 7, 2012 NETWORK ENGINES, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-30863 04-3064173 (State or Other Jurisdiction of Inc

August 30, 2012 8-K

Financial Statements and Exhibits, Other Events - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 30, 2012 NETWORK ENGINES, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-30863 04-3064173 (State or Other Jurisdiction (Commission File Number) (IRS Emplo

August 30, 2012 EX-99.1

YOUR VOTE IS IMPORTANT!

EX-99.1 2 a12-195811ex99d1.htm EX-99.1 Exhibit 99.1 August 30, 2012 Dear Fellow Stockholder: The September 18th Special Stockholder Meeting of Network Engines, Inc. is just weeks away. In this important vote, you are being asked to consider the proposed merger with UNICOM Systems, Inc. If the merger is approved, you will be entitled to receive $1.45 in cash for each share of Network Engines stock

August 30, 2012 DEFA14A

- 8-K

DEFA14A 1 a12-1958118k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 30, 2012 NETWORK ENGINES, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-30863 04-3064173 (State or Other Jurisdiction (Com

August 30, 2012 EX-99.1

YOUR VOTE IS IMPORTANT!

EX-99.1 2 a12-195811ex99d1.htm EX-99.1 Exhibit 99.1 August 30, 2012 Dear Fellow Stockholder: The September 18th Special Stockholder Meeting of Network Engines, Inc. is just weeks away. In this important vote, you are being asked to consider the proposed merger with UNICOM Systems, Inc. If the merger is approved, you will be entitled to receive $1.45 in cash for each share of Network Engines stock

August 22, 2012 EX-99.1

REMEMBER: You can vote your shares by telephone, or via the Internet. Please follow the easy instructions on the enclosed proxy card. If you have any questions, or need assistance in voting your shares, please call our proxy solicitor, INNISFREE M&A

EX-99.1 2 a12-189011ex99d1.htm EX-99.1 Exhibit 99.1 August 22, 2012 Dear Fellow Stockholder: We have previously sent to you proxy material for the important Special Meeting of Network Engines, Inc. stockholders, to be held on September 18, 2012. Your Board of Directors unanimously recommends that stockholders vote FOR all items on the agenda. Your vote is important, no matter how many or how few s

August 22, 2012 EX-99.1

REMEMBER: You can vote your shares by telephone, or via the Internet. Please follow the easy instructions on the enclosed proxy card. If you have any questions, or need assistance in voting your shares, please call our proxy solicitor, INNISFREE M&A

Exhibit 99.1 August 22, 2012 Dear Fellow Stockholder: We have previously sent to you proxy material for the important Special Meeting of Network Engines, Inc. stockholders, to be held on September 18, 2012. Your Board of Directors unanimously recommends that stockholders vote FOR all items on the agenda. Your vote is important, no matter how many or how few shares you may own. If you have not alre

August 22, 2012 8-K

Financial Statements and Exhibits, Other Events - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 22, 2012 NETWORK ENGINES, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-30863 04-3064173 (State or Other Jurisdiction (Commission File Number) (IRS Emplo

August 22, 2012 DEFA14A

- 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 22, 2012 NETWORK ENGINES, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-30863 04-3064173 (State or Other Jurisdiction (Commission File Number) (IRS Emplo

August 9, 2012 DEFM14A

- DEFM14A

DEFM14A 1 a2210651zdefm14a.htm DEFM14A Use these links to rapidly review the document TABLE OF CONTENTS Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ý Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary

August 9, 2012 10-Q

Quarterly Report - 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2012 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 00

August 3, 2012 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 a12-1758218k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 3, 2012 (August 2, 2012) NETWORK ENGINES, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-30863 04-3064173 (State or Other Juris

August 3, 2012 EX-99.1

NEI Condensed Consolidated Statements of Operations (in thousands, except per share data)

EX-99.1 2 a12-175821ex99d1.htm EX-99.1 Exhibit 99.1 PRESS RELEASE NEI / 25 Dan Road Canton, MA / 02021-2817 / telephone: 781 332 1000 / fax: 781 770 2000 www.nei.com NEI ANNOUNCES FINANCIAL RESULTS FOR THE THIRD QUARTER OF FISCAL 2012 Revenues Exceed Guidance, Reach $64.6 Million; Non-GAAP EPS of $0.03 NEI Signs Definitive Merger Agreement with UNICOM Systems, Inc. CANTON, Mass., August 2, 2012 —

July 27, 2012 PREM14A

- PREM14A

Use these links to rapidly review the document TABLE OF CONTENTS Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

July 18, 2012 8-K

Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 18, 2012 (July 12, 2012) NETWORK ENGINES, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-30863 04-3064173 (State or Other Jurisdiction (Commission File Numb

July 13, 2012 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 13, 2012 (July 9, 2012) NETWORK ENGINES, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-30863 04-3064173 (State or Other Jurisdiction (Commission File Numbe

July 10, 2012 8-K

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 10, 2012 (July 3, 2012) NETWORK ENGINES, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-30863 04-3064173 (State or Other Jurisdiction (Commission File Numbe

June 25, 2012 EX-10.2

FOURTH LOAN MODIFICATION AGREEMENT

EX-10.2 2 a12-153001ex10d2.htm EX-10.2 Exhibit 10.2 FOURTH LOAN MODIFICATION AGREEMENT This Fourth Loan Modification Agreement (this “Loan Modification Agreement”) is entered into as of , but is effective as of June 30, 2012, by and between SILICON VALLEY BANK, a California corporation, with its principal place of business at 3003 Tasman Drive, Santa Clara, California 95054 and with a loan product

June 25, 2012 8-K

Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 25, 2012 (June 22, 2012) NETWORK ENGINES, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-30863 04-3064173 (State or Other Jurisdiction (Commission File Numb

June 20, 2012 EX-2.1

AGREEMENT AND PLAN OF MERGER DATED AS OF JUNE 18, 2012 BY AND AMONG NETWORK ENGINES, INC., UNICOM SYSTEMS, INC., UNICOM SUB TWO, INC.

EX-2.1 2 a12-150231ex2d1.htm EX-2.1 Exhibit 2.1 Execution Copy AGREEMENT AND PLAN OF MERGER DATED AS OF JUNE 18, 2012 BY AND AMONG NETWORK ENGINES, INC., UNICOM SYSTEMS, INC., AND UNICOM SUB TWO, INC. TABLE OF CONTENTS Page ARTICLE 1 THE MERGER 1 1.1 The Merger 1 1.2 Closing and Effective Time of the Merger 2 1.3 Meeting of Stockholders to Approve the Merger 3 ARTICLE 2 EFFECT OF THE MERGER ON CAP

June 20, 2012 EX-2.2

VOTING AGREEMENT

EX-2.2 3 a12-150231ex2d2.htm EX-2.2 Exhibit 2.2 Execution Copy VOTING AGREEMENT This VOTING AGREEMENT (this “Agreement”), dated as of June 18, 2012, by and between the undersigned stockholder (“Stockholder”) of Network Engines, Inc., a Delaware corporation (the “Company”), and Unicom Systems, Inc., a California corporation (“Parent”). RECITALS WHEREAS, concurrently with or following the execution

June 20, 2012 EX-99.1

###

EX-99.1 6 a12-150231ex99d1.htm EX-99.1 Exhibit 99.1 NEI / 25 Dan Road Canton, MA / 02021-2817 / telephone: 781 332 1000 / fax: 781 770 2000 www.nei.com NEI ANNOUNCES AGREEMENT TO BE ACQUIRED BY UNICOM SYSTEMS CANTON, Mass., June 19, 2012 — NEI (Nasdaq: NEI), a leading provider of server-based application platforms, deployment solutions and lifecycle support services for software technology develop

June 20, 2012 EX-10.1

TRANSACTION BONUS AGREEMENT

Exhibit 10.1 EXECUTION COPY TRANSACTION BONUS AGREEMENT This Transaction Bonus Agreement (the “Agreement”), by and between Network Engines, Inc., a Delaware corporation (the “Company”) and Gregory A. Shortell (the “Executive”) is dated June 18, 2012. WHEREAS, the Company is engaged in a sale process pursuant to which the Company will be sold to an unrelated third party (the “Sale”); WHEREAS, the s

June 20, 2012 EX-2.2

VOTING AGREEMENT

EX-2.2 3 a12-150231ex2d2.htm EX-2.2 Exhibit 2.2 Execution Copy VOTING AGREEMENT This VOTING AGREEMENT (this “Agreement”), dated as of June 18, 2012, by and between the undersigned stockholder (“Stockholder”) of Network Engines, Inc., a Delaware corporation (the “Company”), and Unicom Systems, Inc., a California corporation (“Parent”). RECITALS WHEREAS, concurrently with or following the execution

June 20, 2012 EX-2.1

AGREEMENT AND PLAN OF MERGER DATED AS OF JUNE 18, 2012 BY AND AMONG NETWORK ENGINES, INC., UNICOM SYSTEMS, INC., UNICOM SUB TWO, INC.

EX-2.1 2 a12-150231ex2d1.htm EX-2.1 Exhibit 2.1 Execution Copy AGREEMENT AND PLAN OF MERGER DATED AS OF JUNE 18, 2012 BY AND AMONG NETWORK ENGINES, INC., UNICOM SYSTEMS, INC., AND UNICOM SUB TWO, INC. TABLE OF CONTENTS Page ARTICLE 1 THE MERGER 1 1.1 The Merger 1 1.2 Closing and Effective Time of the Merger 2 1.3 Meeting of Stockholders to Approve the Merger 3 ARTICLE 2 EFFECT OF THE MERGER ON CAP

June 20, 2012 DEFA14A

- 8-K

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 18, 2012 NETWORK ENGINES, INC. (Exact name of registrant as specified in its charter) Delaware 000-30863 04-3064173 (State or other jurisdiction of incorporation) (Commission File Number) (IRS

June 20, 2012 EX-10.2

TRANSACTION BONUS AGREEMENT

Exhibit 10.2 EXECUTION COPY TRANSACTION BONUS AGREEMENT This Transaction Bonus Agreement (the “Agreement”), by and between Network Engines, Inc., a Delaware corporation (the “Company”) and Douglas G. Bryant (the “Executive”) is dated June 18, 2012. WHEREAS, the Company is engaged in a sale process pursuant to which the Company will be sold to an unrelated third party (the “Sale”); WHEREAS, the ser

June 20, 2012 EX-10.1

TRANSACTION BONUS AGREEMENT

Exhibit 10.1 EXECUTION COPY TRANSACTION BONUS AGREEMENT This Transaction Bonus Agreement (the “Agreement”), by and between Network Engines, Inc., a Delaware corporation (the “Company”) and Gregory A. Shortell (the “Executive”) is dated June 18, 2012. WHEREAS, the Company is engaged in a sale process pursuant to which the Company will be sold to an unrelated third party (the “Sale”); WHEREAS, the s

June 20, 2012 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events

8-K 1 a12-1502318k.htm 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 18, 2012 NETWORK ENGINES, INC. (Exact name of registrant as specified in its charter) Delaware 000-30863 04-3064173 (State or other jurisdiction of incorporation) (C

June 20, 2012 EX-10.2

TRANSACTION BONUS AGREEMENT

Exhibit 10.2 EXECUTION COPY TRANSACTION BONUS AGREEMENT This Transaction Bonus Agreement (the “Agreement”), by and between Network Engines, Inc., a Delaware corporation (the “Company”) and Douglas G. Bryant (the “Executive”) is dated June 18, 2012. WHEREAS, the Company is engaged in a sale process pursuant to which the Company will be sold to an unrelated third party (the “Sale”); WHEREAS, the ser

June 20, 2012 EX-99.1

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Exhibit 99.1 NEI / 25 Dan Road Canton, MA / 02021-2817 / telephone: 781 332 1000 / fax: 781 770 2000 www.nei.com NEI ANNOUNCES AGREEMENT TO BE ACQUIRED BY UNICOM SYSTEMS CANTON, Mass., June 19, 2012 — NEI (Nasdaq: NEI), a leading provider of server-based application platforms, deployment solutions and lifecycle support services for software technology developers and OEMs worldwide, announced today

June 1, 2012 8-K

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 1, 2012 (May 29, 2012) NETWORK ENGINES, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-30863 04-3064173 (State or Other Jurisdiction (Commission File Number

May 10, 2012 10-Q

Quarterly Report - 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2012 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0

May 10, 2012 EX-10.2

THIRD LOAN MODIFICATION AGREEMENT

EX-10.2 2 a12-74821ex10d2.htm EX-10.2 Exhibit 10.2 THIRD LOAN MODIFICATION AGREEMENT This Third Loan Modification Agreement (this “Loan Modification Agreement”) is entered into as of , 2012, but is effective as of March 31, 2012, by and between SILICON VALLEY BANK, a California corporation, with its principal place of business at 3003 Tasman Drive, Santa Clara, California 95054 and with a loan pro

April 27, 2012 EX-99.1

Condensed Consolidated Statements of Operations (in thousands, except per share data)

EX-99.1 2 a12-105821ex99d1.htm EX-99.1 Exhibit 99.1 NEI / 25 Dan Road Canton, MA / 02021-2817 / telephone: 781 332 1000 / fax: 781 770 2000 www.nei.com NEI ANNOUNCES FINANCIAL RESULTS FOR THE SECOND QUARTER OF FISCAL 2012 Revenues of $65.9 Million; Non-GAAP EPS of $0.04 CANTON, Mass., April 26, 2012 — NEI (Nasdaq: NEI), a leading provider of server-based application platforms, deployment solutions

April 27, 2012 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 a12-1058218k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 27, 2012 (April 26, 2012) NETWORK ENGINES, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-30863 04-3064173 (State or Other Juris

April 13, 2012 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 13, 2012 (April 12, 2012) NETWORK ENGINES, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-30863 04-3064173 (State or Other Jurisdiction (Commission File Nu

April 13, 2012 EX-99.1

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EX-99.1 2 a12-96581ex99d1.htm EX-99.1 Exhibit 99.1 NEI / 25 Dan Road Canton, MA / 02021-2817 / telephone: 781 332 1000 / fax: 781 770 2000 www.nei.coms NEI ANNOUNCES LARGEST CUSTOMER’S PLAN TO TRANSITION CERTAIN PRODUCT LINES No Impact On Current Quarter Guidance; Expected To Commence In December 2012 Or March 2013 Quarter Provides Preliminary March Quarter Results and Preliminary June Quarter Gui

April 2, 2012 EX-10.2

THIRD LOAN MODIFICATION AGREEMENT

Exhibit 10.2 THIRD LOAN MODIFICATION AGREEMENT This Third Loan Modification Agreement (this “Loan Modification Agreement”) is entered into as of , 2012, but is effective as of March 31, 2012, by and between SILICON VALLEY BANK, a California corporation, with its principal place of business at 3003 Tasman Drive, Santa Clara, California 95054 and with a loan production office located at 275 Grove St

April 2, 2012 8-K

Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 2, 2012 (March 28, 2012) NETWORK ENGINES, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-30863 04-3064173 (State or Other Jurisdiction (Commission File Num

March 21, 2012 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Submission of Matters to a Vote of Security Holders - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 21, 2012 (March 15, 2012) NETWORK ENGINES, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-30863 04-3064173 (State or Other Jurisdiction (Commission File Nu

February 8, 2012 10-Q

Quarterly Report - 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2011 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number

February 8, 2012 EX-10.1

NETWORK ENGINES, INC. Form of Restricted Stock Agreement

EX-10.1 2 a12-43171ex10d1.htm EX-10.1 Exhibit 10.1 NETWORK ENGINES, INC. Form of Restricted Stock Agreement Name of Participant: Number of shares of restricted common stock awarded: Grant Date: Network Engines, Inc. (the “Company”) has selected you to receive the restricted stock award described above, which is subject to the provisions of the Company’s 2009 Incentive Plan (the “Plan”) and the ter

January 27, 2012 DEF 14A

- DEF 14A

Use these links to rapidly review the document TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

January 27, 2012 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 27, 2012 (January 26, 2012) NETWORK ENGINES, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-30863 04-3064173 (State or Other Jurisdiction (Commission Fil

January 27, 2012 EX-99.1

NEI Condensed Consolidated Statements of Operations (in thousands, except per share data)

Exhibit 99.1 NEI / 25 Dan Road Canton, MA / 02021-2817 / telephone: 781 332 1000 / fax: 781 770 2000 www.nei.com NEI ANNOUNCES FINANCIAL RESULTS FOR THE FIRST QUARTER OF FISCAL 2012 Quarterly Revenues and Net Income In Line with Improved Guidance; Revenues of $69.7 Million; Non-GAAP EPS of $0.04 CANTON, Mass., January 26, 2012 — NEI (Nasdaq: NEI), a leading provider of server-based application pla

January 20, 2012 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 20, 2012 (September 15, 2011) NETWORK ENGINES, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-30863 04-3064173 (State or Other Jurisdiction (Commission F

January 6, 2012 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 6, 2012 (January 5, 2012) NETWORK ENGINES, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-30863 04-3064173 (State or Other Jurisdiction (Commission File

January 6, 2012 EX-99.1

###

Exhibit 99.1 NEI / 25 Dan Road Canton, MA / 02021-2817 / telephone: 781 332 1000 / fax: 781 770 2000 www.nei.com NEI ANNOUNCES IMPROVED OUTLOOK FOR FIRST FISCAL QUARTER CANTON, Mass., January 5, 2012 — NEI (Nasdaq: NEI), a leading provider of server-based application platforms, deployment solutions and lifecycle support services for software technology developers and OEMs worldwide, today provided

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