Grundlæggende statistik
| LEI | 549300I645G0USPS4266 |
| CIK | 1011290 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to 99 Cents Only Stores
SEC Filings (Chronological Order)
Denne side giver en komplet, kronologisk liste over SEC-arkiveringer, eksklusive ejerskabsregistreringer, som vi leverer andre steder.
| July 18, 2018 |
NDN / 99 Cents Only Stores 15-12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 1-11735 99 Cents Only Stores LLC (Exact name of registrant as specified in i |
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| December 14, 2017 |
Exhibit 4.2 99 CENTS ONLY STORES LLC, as Issuer $140,110,000 13% CASH/PIK SECURED NOTES DUE 2022 INDENTURE Dated as of December 14, 2017 WILMINGTON TRUST, NATIONAL ASSOCIATION, as Trustee and Collateral Trustee TABLE OF CONTENTS Page ARTICLE 1 DEFINITIONS AND INCORPORATION BY REFERENCE Section 1.01 Definitions 1 Section 1.02 Other Definitions 35 Section 1.03 No Incorporation by Reference of Trust |
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| December 14, 2017 |
99 CENTS ONLY STORES LLC ANNOUNCES SETTLEMENT OF OFFER TO EXCHANGE AND CONSENT SOLICITATION Exhibit 99.1 PRESS RELEASE For Immediate Release 99 CENTS ONLY STORES LLC ANNOUNCES SETTLEMENT OF OFFER TO EXCHANGE AND CONSENT SOLICITATION Los Angeles, California, December 14, 2017 ? 99 Cents Only Stores LLC (the ?Company?) today announced the final settlement of its previously announced exchange offer and consent solicitation (the ?Exchange Offer?) to eligible holders of its outstanding 11% Se |
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| December 14, 2017 |
EX-10.1 4 a17-283781ex10d1.htm EX-10.1 Exhibit 10.1 CONTRIBUTION AND EXCHANGE AGREEMENT BY AND AMONG NUMBER HOLDINGS, INC. 99 CENTS ONLY STORES LLC AND THE OTHER PARTIES HERETO DATED DECEMBER 14, 2017 TABLE OF CONTENTS ARTICLE I. DEFINED TERMS; INTERPRETATION 1 Section 1.01 Certain Definitions 1 Section 1.02 Interpretation 3 ARTICLE II. CLOSING; THE EXCHANGE 4 Section 2.01 Certificate of Designati |
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| December 14, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 14, 2017 99 CENTS ONLY STORES LLC (Exact name of registrant as specified in its charter) California 1-11735 95-2411605 (State or other jurisdiction of incorporation) (Commiss |
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| December 14, 2017 |
EX-4.1 2 a17-283781ex4d1.htm EX-4.1 Exhibit 4.1 SECOND SUPPLEMENTAL INDENTURE THIS SECOND SUPPLEMENTAL INDENTURE (the “Supplemental Indenture”) dated as of December 14, 2017, by and among 99 Cents Only Stores LLC, a California limited liability company (the “Issuer”), 99 Cents Only Stores Texas, Inc., a Delaware corporation (the “Guarantor”), and Wilmington Trust, National Association, as trustee |
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| December 8, 2017 |
Exhibit 99.1 PRESS RELEASE For Immediate Release 99 CENTS ONLY STORES LLC ANNOUNCES THE EXPIRATION AND FINAL RESULTS OF OFFERS TO EXCHANGE AND CONSENT SOLICITATIONS Los Angeles, California, December 8, 2017 ? 99 Cents Only Stores LLC (the ?Company?) today announced the expiration and final results of the exchange offer and consent solicitation (the ?Exchange Offer?) relating to the Company?s outst |
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| December 8, 2017 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 8, 2017 99 CENTS ONLY STORES LLC (Exact name of registrant as specified in its charter) California 1-11735 95-2411605 (State or other jurisdiction of incorporation) (Commissi |
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| December 8, 2017 |
NDN / 99 Cents Only Stores 10-Q (Quarterly Report) 10-Q 1 a17-20565110q.htm 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 27, 2017 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 1-11 |
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| December 7, 2017 |
Q3 FY18 Conference Call Supplemental Operating & Financial Data December 7, 2017 DRAFT 7 Exhibit 99.1 Q3 FY18 Conference Call Supplemental Operating & Financial Data December 7, 2017 DRAFT 7 Forward Looking Statements This presentation contains forward looking statements under the Private Securities Litigation Reform Act of 1995. The words expect, estimate, anticipate, plan, predict, believe, intend, and similar expressions and variations thereof are intended to identify forward looki |
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| December 7, 2017 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 7, 2017 99 CENTS ONLY STORES LLC (Exact name of registrant as specified in its charter) California 1-11735 95-2411605 (State or other jurisdiction of incorporation) (Commissi |
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| December 7, 2017 |
99 CENTS ONLY STORES REPORTS STRONG THIRD QUARTER FISCAL 2018 RESULTS Exhibit 99.1 99 CENTS ONLY STORES REPORTS STRONG THIRD QUARTER FISCAL 2018 RESULTS Third Quarter Fiscal 2018 Highlights: ? Net sales increased to $553.6 million, up 10.7% compared to the prior year ? Same-store sales increased by 11.3% compared to the prior year ? Gross margin, as a percentage of net sales, increased to 29.4%, up from 29.0% in the prior year ? Net loss was $27.1 million compared t |
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| December 7, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 7, 2017 99 CENTS ONLY STORES LLC (Exact name of registrant as specified in its charter) California 1-11735 95-2411605 (State or other jurisdiction of incorporation) (Commissi |
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| December 6, 2017 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 6, 2017 99 CENTS ONLY STORES LLC (Exact name of registrant as specified in its charter) California 1-11735 95-2411605 (State or other jurisdiction of incorporation) (Commissi |
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| December 6, 2017 |
EX-99.1 2 a17-280791ex99d1.htm EX-99.1 Exhibit 99.1 PRESS RELEASE For Immediate Release 99 CENTS ONLY STORES LLC ANNOUNCES EARLY TENDER RESULTS FOR EXCHANGE OFFER AND CONSENT SOLICITATION RELATING TO ITS 11% SENIOR NOTES DUE 2019 Los Angeles, California, December 6, 2017 — 99 Cents Only Stores LLC (the “Company”) today announced the early tender results for its previously announced exchange offer |
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| November 22, 2017 |
Exhibit 99.2 PRESS RELEASE For Immediate Release 99 CENTS ONLY STORES LLC ANNOUNCES EXTENSION OF EARLY TENDER DATE, INCREASE IN CONSIDERATION AND ADDITION OF MINIMUM TENDER CONDITION FOR EXCHANGE OFFER AND CONSENT SOLICITATION RELATING TO ITS 11% SENIOR NOTES DUE 2019 Los Angeles, California, November 22, 2017 ? 99 Cents Only Stores LLC (the ?Company?) today announced that, with respect to its pre |
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| November 22, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 22, 2017 99 CENTS ONLY STORES LLC (Exact name of registrant as specified in its charter) California 1-11735 95-2411605 (State or other jurisdiction (Commission (IRS Employer |
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| November 22, 2017 |
Transaction Support Agreement, effective as of November 22, 2017. (3) EX-10.1 2 a17-275001ex10d1.htm EX-10.1 Exhibit 10.1 TRANSACTION SUPPORT AGREEMENT November 22, 2017 This TRANSACTION SUPPORT AGREEMENT (this “Agreement”) is entered into by and among (i) 99 Cents Only Stores LLC (the “Company”) and (ii) the undersigned holders (including beneficial owners or investment managers of beneficial owners) of Existing Notes (together with their successors and assigns, ea |
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| November 22, 2017 |
Exhibit 99.1 SOURCES AND USES We will not receive any cash proceeds in the exchange offer. The Existing Notes exchanged by holders in the exchange offer will be retired and cancelled and will not be reissued. The following table summarizes the estimated sources and uses in connection with the exchange offer and related transactions, assuming all outstanding Existing Notes are exchanged in the exch |
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| November 7, 2017 |
Exhibit 10.5 SECOND LIEN GUARANTY dated as of November 7, 2017 among NUMBER HOLDINGS, INC., as Holdings, THE OTHER GUARANTORS PARTY HERETO FROM TIME TO TIME, and WILMINGTON TRUST, NATIONAL ASSOCIATION, as Administrative Agent and Collateral Agent TABLE OF CONTENTS Page ARTICLE I Definitions 1 Section 1.01 Credit Agreement Definitions 1 Section 1.02 Other Defined Terms 1 ARTICLE II Guarantee 2 Sect |
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| November 7, 2017 |
Exhibit 10.6 EXECUTION VERSION TERM LOAN INTERCREDITOR AGREEMENT TERM LOAN INTERCREDITOR AGREEMENT, dated as of November 7, 2017 (this ?Agreement?), among NUMBER HOLDINGS, INC. (?Holdings?), 99 CENTS ONLY STORES LLC (the ?Borrower?), the other Grantors (as defined below) party hereto, ROYAL BANK OF CANADA (?Royal Bank?), as Representative for the Credit Agreement Secured Parties (in such capacity, |
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| November 7, 2017 |
99 CENTS ONLY STORES LLC COMPLETES AMENDMENT AND EXTENSION OF TERM LOAN CREDIT FACILITY EX-99.2 10 a17-261481ex99d2.htm EX-99.2 Exhibit 99.2 PRESS RELEASE For Immediate Release 99 CENTS ONLY STORES LLC COMPLETES AMENDMENT AND EXTENSION OF TERM LOAN CREDIT FACILITY Los Angeles, California, November 7, 2017 — 99 Cents Only Stores LLC (the “Company”) today announced the amendment of the Company’s existing term loan facility, which, among other things, extends the maturity date by three |
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| November 7, 2017 |
EX-10.2 3 a17-261481ex10d2.htm EX-10.2 Exhibit 10.2 EXECUTION VERSION AMENDMENT NO. 3 TO THE TERM CREDIT AGREEMENT AMENDMENT NO. 3 (this “Amendment”), dated as of November 7, 2017, among 99 CENTS ONLY STORES LLC (the “Borrower”), NUMBER HOLDINGS, INC. (“Holdings”), each other Loan Party party hereto, each Lender party or consenting in writing hereto and ROYAL BANK OF CANADA (“Royal Bank”), as Admi |
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| November 7, 2017 |
EX-10.7 8 a17-261481ex10d7.htm EX-10.7 Exhibit 10.7 EXECUTION VERSION FIRST AMENDMENT TO INTERCREDITOR AGREEMENT FIRST AMENDMENT TO INTERCREDITOR AGREEMENT (this “Amendment”) is entered into as of November 7, 2017 by and among (a) ROYAL BANK OF CANADA (“Royal Bank”), in its capacities as administrative agent and collateral agent (together with its successors and assigns in such capacities, the “AB |
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| November 7, 2017 |
Exhibit 99.3 PRESS RELEASE For Immediate Release 99 CENTS ONLY STORES LLC ANNOUNCES EXCHANGE OFFER AND CONSENT SOLICITATION RELATING TO 11% SENIOR NOTES DUE 2019 Los Angeles, California, November 7, 2017 ? 99 Cents Only Stores LLC (the ?Company?) today announced the launch of an exchange offer and consent solicitation (the ?Exchange Offer?) to (i) exchange its existing 11% senior notes due 2019, o |
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| November 7, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 7, 2017 99 CENTS ONLY STORES LLC (Exact name of registrant as specified in its charter) California 1-11735 95-2411605 (State or other jurisdiction of incorporation) (Commissi |
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| November 7, 2017 |
Exhibit 99.1 THE COMPANY Overview Business With over 30 years of operating experience, we believe, based on our industry experience, that we are a leading operator of extreme value retail stores in the southwestern United States. As of July 28, 2017, we operated 390 stores located in the states of California (283 stores), Texas (48 stores), Arizona (38 stores) and Nevada (21 stores). Our stores of |
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| November 7, 2017 |
Exhibit 10.3 EXECUTION VERSION CREDIT AGREEMENT Dated as of November 7, 2017 among 99 CENTS ONLY STORES LLC, as the Borrower, NUMBER HOLDINGS, INC., as Holdings, WILMINGTON TRUST, NATIONAL ASSOCIATION as Administrative Agent, and THE OTHER LENDERS PARTY HERETO TABLE OF CONTENTS Page ARTICLE I Definitions, Interpretation and Accounting Terms 2 SECTION 1.1 Defined Terms 2 SECTION 1.2 Other Interpret |
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| November 7, 2017 |
Exhibit 10.4 Execution Version SECOND LIEN SECURITY AGREEMENT dated as of November 7, 2017 among 99 CENTS ONLY STORES LLC, as the Borrower, NUMBER HOLDINGS, INC. as Holdings, THE SUBSIDIARY GUARANTORS PARTY HERETO FROM TIME TO TIME, and WILMINGTON TRUST, NATIONAL ASSOCIATION, as Collateral Agent TABLE OF CONTENTS Page Article I Definitions 1 Section 1.01 Credit Agreement 1 Section 1.02 Other Defin |
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| November 7, 2017 |
EX-10.1 2 a17-261481ex10d1.htm EX-10.1 Exhibit 10.1 EXECUTION VERSION AMENDMENT NO. 6 TO THE ABL CREDIT AGREEMENT AMENDMENT NO. 6 (this “Amendment”), dated as of November 7, 2017, among 99 CENTS ONLY STORES LLC (the “Borrower”), NUMBER HOLDINGS, INC. (“Holdings”), each other Loan Party party hereto, the Lenders party hereto, ROYAL BANK OF CANADA (“Royal Bank”), as Administrative Agent (in such cap |
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| October 10, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 10, 2017 99 CENTS ONLY STORES LLC (Exact name of registrant as specified in its charter) California 1-11735 95-2411605 (State or other jurisdiction (Commission (IRS Employer o |
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| September 29, 2017 |
Exhibit 99.1 PRESS RELEASE For Immediate Release 99 CENTS ONLY STORES ISSUES STATEMENT ON COMPANY?S CREDIT RATING AND CONTINUED PROGRESS IN AMENDMENT AND EXTENSION OF TERM LOAN PROCESS Los Angeles, California, September 29, 2017 ? 99 Cents Only Stores LLC (the ?Company?) today issued the following statement from its President and Chief Executive Officer, Geoffrey Covert, regarding Standard & Poor? |
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| September 29, 2017 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 29, 2017 99 CENTS ONLY STORES LLC (Exact name of registrant as specified in its charter) California 1-11735 95-2411605 (State or other jurisdiction of incorporation) (Commis |
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| September 19, 2017 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 19, 2017 99 CENTS ONLY STORES LLC (Exact name of registrant as specified in its charter) California 1-11735 95-2411605 (State or other jurisdiction of incorporation) (Commis |
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| September 19, 2017 |
99 CENTS ONLY STORES LLC ANNOUNCES LAUNCH OF CREDIT FACILITY AMENDMENT AND EXTENSION TRANSACTION Exhibit 99.1 PRESS RELEASE For Immediate Release 99 CENTS ONLY STORES LLC ANNOUNCES LAUNCH OF CREDIT FACILITY AMENDMENT AND EXTENSION TRANSACTION Los Angeles, California, September 19, 2017 ? 99 Cents Only Stores LLC (the ?Company?) today announced the launch of a proposed amendment to its existing term loan facility, which would, among other things, extend the maturity date of the Company?s term |
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| September 8, 2017 |
NDN / 99 Cents Only Stores 10-Q (Quarterly Report) 10-Q 1 a17-18220110q.htm 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 28, 2017 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 1-11735 |
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| September 8, 2017 |
Exhibit 10.1 EXECUTION VERSION AMENDMENT NO. 5 TO THE ABL CREDIT AGREEMENT AMENDMENT NO. 5 (this “Amendment”), dated as of September 6, 2017, among 99 CENTS ONLY STORES LLC (the “Borrower”), NUMBER HOLDINGS, INC. (“Holdings”), each other Loan Party party hereto, the lenders identified as a FILO Lender on the signature pages hereto (collectively, the “FILO Lenders”), the other Lenders party hereto, |
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| September 7, 2017 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 7, 2017 99 CENTS ONLY STORES LLC (Exact name of registrant as specified in its charter) California 1-11735 95-2411605 (State or other jurisdiction of incorporation) (Commiss |
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| September 7, 2017 |
Q2 FY18 Conference Call Supplemental Operating & Financial Data September 7, 2017 EX-99.1 2 a17-214472ex99d1.htm EX-99.1 Exhibit 99.1 Q2 FY18 Conference Call Supplemental Operating & Financial Data September 7, 2017 Forward Looking Statements This presentation contains forward looking statements under the Private Securities Litigation Reform Act of 1995. The words expect, estimate, anticipate, plan, predict, believe, intend, and similar expressions and variations thereof are in |
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| September 7, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 7, 2017 99 CENTS ONLY STORES LLC (Exact name of registrant as specified in its charter) California 1-11735 95-2411605 (State or other jurisdiction of incorporation) (Commiss |
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| September 7, 2017 |
99 CENTS ONLY STORES REPORTS STRONG SECOND QUARTER FISCAL 2018 RESULTS Exhibit 99.1 99 CENTS ONLY STORES REPORTS STRONG SECOND QUARTER FISCAL 2018 RESULTS Second Quarter Fiscal 2018 Highlights: ? Net sales increased to $540.5 million, up 8.9% compared to the prior year ? Same-store sales increased by 9.0% compared to the prior year ? Gross margin, as a percentage of net sales, increased to 28.8%, up from 28.4% in the prior year ? Net loss was $33.6 million compared t |
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| June 9, 2017 |
NDN / 99 Cents Only Stores 10-Q (Quarterly Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 28, 2017 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 1-11735 99 CENTS ONLY STORES LLC (Ex |
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| June 8, 2017 |
Q1 FY18 Conference Call Supplemental Operating & Financial Data June 8, 2017 Exhibit 99.1 Q1 FY18 Conference Call Supplemental Operating & Financial Data June 8, 2017 Forward Looking Statements This presentation contains forward looking statements under the Private Securities Litigation Reform Act of 1995. The words expect, estimate, anticipate, plan, predict, believe, intend, and similar expressions and variations thereof are intended to identify forward looking statement |
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| June 8, 2017 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 8, 2017 99 CENTS ONLY STORES LLC (Exact name of registrant as specified in its charter) California 1-11735 95-2411605 (State or other jurisdiction of incorporation) (Commission F |
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| June 8, 2017 |
99 CENTS ONLY STORES REPORTS STRONG FIRST QUARTER FISCAL 2018 RESULTS Exhibit 99.1 99 CENTS ONLY STORES REPORTS STRONG FIRST QUARTER FISCAL 2018 RESULTS First Quarter Fiscal 2018 Overview: ? Net sales increased 6.7% to $547.5 million compared to the prior year ? Same-store sales increased by 6.9% compared to the prior year ? Gross margin, as a percentage of net sales, increased to 29.7%, up from 29.0% in the prior year ? Net loss was $8.8 million compared to net los |
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| June 8, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 a17-1494328k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 8, 2017 99 CENTS ONLY STORES LLC (Exact name of registrant as specified in its charter) California 1-11735 95-2411605 (State or other jurisdiction of i |
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| April 26, 2017 |
99 Cents Only Stores 10-K (Annual Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended January 27, 2017 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 1-11735 99 CENTS ONLY STORES LLC (Exact name of regis |
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| April 26, 2017 |
Certification of Chief Executive Officer Of 99 Cents Only Stores LLC Exhibit 32(a) Certification of Chief Executive Officer Of 99 Cents Only Stores LLC This certification is provided pursuant to 18 U. |
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| April 26, 2017 |
EXHIBIT 21 SUBSIDIARIES Subsidiaries of the Company State or Other Jurisdiction of Name of Entity Incorporation or Organization 99 Cents Only Stores Texas, Inc. Delaware Bargain Wholesale LLC Delaware BW Global Logistics (Hong Kong) Limited Hong Kong 99 Cents Only Stores Global Sourcing (Shenzhen) Co., Ltd. People’s Republic of China All subsidiaries are 100% owned unless otherwise noted. 1 |
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| April 26, 2017 |
Certification of Chief Executive Officer Of 99 Cents Only Stores LLC Exhibit 31(a) Certification of Chief Executive Officer Of 99 Cents Only Stores LLC I, Geoffrey J. |
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| April 26, 2017 |
Certification of Chief Financial Officer Of 99 Cents Only Stores LLC Exhibit 32(b) Certification of Chief Financial Officer Of 99 Cents Only Stores LLC This certification is provided pursuant to 18 U. |
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| April 26, 2017 |
Certification of Chief Financial Officer Of 99 Cents Only Stores LLC Exhibit 31(b) Certification of Chief Financial Officer Of 99 Cents Only Stores LLC I, Felicia Thornton, certify that: 1. |
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| April 20, 2017 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K 1 a17-1160928k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 20, 2017 99 CENTS ONLY STORES LLC (Exact name of registrant as specified in its charter) California 1-11735 95-2411605 (State or other jurisdiction of |
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| April 20, 2017 |
Q4FY17CONFERENCECALL SUPPLEMENTAL OPERATING & FINANCIAL DATA April 20, 2017 Exhibit 99.1 Q4FY17CONFERENCECALL SUPPLEMENTAL OPERATING & FINANCIAL DATA April 20, 2017 FORWARD LOOKING STATEMENTS This presentation contains forward looking statements under the Private Securities Litigation Reform Act of 1995. The words expect, estimate, anticipate, plan, predict, believe, intend, and similar expressions and variations thereof are intended to identify forward looking statements |
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| April 20, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 20, 2017 99 CENTS ONLY STORES LLC (Exact name of registrant as specified in its charter) California 1-11735 95-2411605 (State or other jurisdiction of incorporation) (Commission |
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| April 20, 2017 |
99 CENTS ONLY STORES REPORTS STRONG FOURTH QUARTER AND FULL YEAR FISCAL 2017 RESULTS Exhibit 99.1 99 CENTS ONLY STORES REPORTS STRONG FOURTH QUARTER AND FULL YEAR FISCAL 2017 RESULTS Fourth Quarter Fiscal 2017 Overview: ? Net sales increased 6.7% to $552.5 million compared to the prior year ? Same-store sales increased by 6.4% compared to the prior year ? Gross margin, as a percentage of net sales, increased to 30.1%, up from 26.7% in the prior year ? Net loss was $20.9 million co |
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| December 9, 2016 |
99 Cents Only Stores 10-Q (Quarterly Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 28, 2016 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 1-11735 99 CENTS ONLY STORES LLC ( |
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| December 9, 2016 |
Q3FY17 CONFERENCECALL SUPPLEMENTAL OPERATING & FINANCIAL DATA December 9, 2016 Exhibit 99.1 Q3FY17 CONFERENCECALL SUPPLEMENTAL OPERATING & FINANCIAL DATA December 9, 2016 FORWARD LOOKING STATEMENTS This presentation contains forward looking statements under the Private Securities Litigation Reform Act of 1995. The words expect, estimate, anticipate, plan, predict, believe, intend, and similar expressions and variations thereof are intended to identify forward looking stateme |
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| December 9, 2016 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 9, 2016 99 CENTS ONLY STORES LLC (Exact name of registrant as specified in its charter) California 1-11735 95-2411605 (State or other jurisdiction of incorporation) (Commissi |
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| December 9, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 9, 2016 99 CENTS ONLY STORES LLC (Exact name of registrant as specified in its charter) California 1-11735 95-2411605 (State or other jurisdiction of incorporation) (Commissi |
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| December 9, 2016 |
99 CENTS ONLY STORES REPORTS THIRD QUARTER FISCAL 2017 RESULTS EX-99.1 2 a16-188793ex99d1.htm EX-99.1 Exhibit 99.1 99 CENTS ONLY STORES REPORTS THIRD QUARTER FISCAL 2017 RESULTS Third Quarter Fiscal 2017 Overview: · Net sales increased 1.8% to $500.1 million compared to the prior year · Same-store sales increased by 0.8% · Gross margin, as a percentage of net sales, increased to 29.0%, up from 26.8% in the prior year · Net loss was $37.0 million compared to n |
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| September 9, 2016 |
99 Cents Only Stores 10-Q (Quarterly Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 29, 2016 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 1-11735 99 CENTS ONLY STORES LLC (Exa |
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| September 9, 2016 |
Exhibit 10.4 July , 2016 [NAME] [ADDRESS] 2016 Mid-Term Cash Incentive Plan Dear [ ]: Reference is made to the 99 Cents Only Stores LLC (the “Company”) 2016 Mid-Term Cash Incentive Plan (“Plan”) and to your Employment Agreement with the Company dated [•] (“Employment Agreement”). With respect to your Award of a Mid-Term Bonus under the Plan (and all references to “the Participant” below shall refe |
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| September 9, 2016 |
SECOND AMENDMENT TO NUMBER HOLDINGS, INC. 2012 STOCK INCENTIVE PLAN Exhibit 10.1 EXECUTION VERSION SECOND AMENDMENT TO NUMBER HOLDINGS, INC. 2012 STOCK INCENTIVE PLAN WHEREAS, Number Holdings, Inc. (the “Company”) maintains the Number Holdings, Inc. 2012 Stock Incentive Plan (as amended, the “Plan”); WHEREAS, pursuant to Article XI of the Plan, the Compensation Committee (the “Committee”) of the Board of Directors (the “Board”) of the Company may at any time amend |
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| September 9, 2016 |
Exhibit 10.8 Award Number: 15-006 NUMBER HOLDINGS, INC. AMENDED AND RESTATED NON-QUALIFIED STOCK OPTION AGREEMENT PURSUANT TO THE NUMBER HOLDINGS, INC. 2012 STOCK INCENTIVE PLAN AMENDED AND RESTATED AGREEMENT (“Agreement”), dated as of the Grant Date, between Number Holdings, Inc., a Delaware corporation (the “Company”), and Felicia Thornton (the “Participant”). Preliminary Statement The Committee |
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| September 9, 2016 |
EX-10.9 10 a16-154681ex10d9.htm EX-10.9 Exhibit10.9 Award Number: 15-007 NUMBER HOLDINGS, INC. AMENDED AND RESTATED NON-QUALIFIED STOCK OPTION AGREEMENT PURSUANT TO THE NUMBER HOLDINGS, INC. 2012 STOCK INCENTIVE PLAN AMENDED AND RESTATED AGREEMENT (“Agreement”), dated as of the Grant Date, between Number Holdings, Inc., a Delaware corporation (the “Company”), and Jack Sinclair (the “Participant”). |
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| September 9, 2016 |
99 CENTS ONLY STORES LLC 2016 MID-TERM CASH INCENTIVE PLAN EX-10.2 3 a16-154681ex10d2.htm EX-10.2 Exhibit 10.2 99 CENTS ONLY STORES LLC 2016 MID-TERM CASH INCENTIVE PLAN 1. The Plan. 1.1 Purposes. The purpose of this Plan is to promote the success of the Company by rewarding the Participants for their dedicated service to the Company and its Subsidiaries and to provide incentives for Participants to remain in the employ or other service of the Company or |
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| September 9, 2016 |
Exhibit 10.5 Award Number: [·] NUMBER HOLDINGS, INC. NON-QUALIFIED STOCK OPTION AGREEMENT PURSUANT TO THE NUMBER HOLDINGS, INC. 2012 STOCK INCENTIVE PLAN AGREEMENT (“Agreement”), dated as of the Grant Date, between Number Holdings, Inc., a Delaware corporation (the “Company”), and [·] (the “Participant”). Preliminary Statement The Committee hereby grants this non-qualified stock option (the “Optio |
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| September 9, 2016 |
Exhibit 10.6 Award Number: 15-004 NUMBER HOLDINGS, INC. AMENDED AND RESTATED NON-QUALIFIED STOCK OPTION AGREEMENT PURSUANT TO THE NUMBER HOLDINGS, INC. 2012 STOCK INCENTIVE PLAN AMENDED AND RESTATED AGREEMENT (“Agreement”), dated as of the Grant Date, between Number Holdings, Inc., a Delaware corporation (the “Company”), and Geoffrey J. Covert (the “Participant”). Preliminary Statement The Committ |
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| September 9, 2016 |
Exhibit 10.3 [COMPANY LETTERHEAD] Private & Confidential , 2016 Dear [·]: 99 Cents Only Stores LLC (the “Company”) wishes to award you a refinancing bonus, subject to the terms and conditions of this letter agreement (the “Letter Agreement”). 1. Bonus. Subject to your execution of this Letter Agreement, you will be eligible to receive a refinancing bonus in the amount of $[·] (the “Refinancing Bon |
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| September 9, 2016 |
Exhibit 10.7 Award Number: 15-005 NUMBER HOLDINGS, INC. AMENDED AND RESTATED NON-QUALIFIED STOCK OPTION AGREEMENT PURSUANT TO THE NUMBER HOLDINGS, INC. 2012 STOCK INCENTIVE PLAN AMENDED AND RESTATED AGREEMENT (“Agreement”), dated as of the Grant Date, between Number Holdings, Inc., a Delaware corporation (the “Company”), and Geoffrey J. Covert (the “Participant”). Preliminary Statement The Committ |
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| September 8, 2016 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K 1 a16-1810328k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 8, 2016 99 CENTS ONLY STORES LLC (Exact name of registrant as specified in its charter) California 1-11735 95-2411605 (State or other jurisdiction |
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| September 8, 2016 |
Q2FY17CONFERENCECALL SUPPLEMENTAL OPERATING & FINANCIAL DATA September 8, 2016 Exhibit 99.1 Q2FY17CONFERENCECALL SUPPLEMENTAL OPERATING & FINANCIAL DATA September 8, 2016 FORWARD LOOKING STATEMENTS This presentation contains forward looking statements under the Private Securities Litigation Reform Act of 1995. The words expect, estimate, anticipate, plan, predict, believe, intend, and similar expressions and variations thereof are intended to identify forward looking stateme |
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| September 8, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 8, 2016 99 CENTS ONLY STORES LLC (Exact name of registrant as specified in its charter) California 1-11735 95-2411605 (State or other jurisdiction of incorporation) (Commiss |
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| September 8, 2016 |
99 CENTS ONLY STORES REPORTS SECOND QUARTER FISCAL 2017 RESULTS Exhibit 99.1 99 CENTS ONLY STORES REPORTS SECOND QUARTER FISCAL 2017 RESULTS Second Quarter Fiscal 2017 Overview: ? Net sales increased 1.6% to $496.4 million compared to the prior year ? Same-store sales increased by 1.1% ? Net loss was $35.1 million compared to net loss of $78.1 million in prior year ? Adjusted EBITDA(1) was $5.2 million compared to $6.9 million in prior year CITY OF COMMERCE, C |
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| September 1, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 23, 2016 99 CENTS ONLY STORES LLC (Exact Name of Registrant as Specified in Charter) California 1-11735 95-2411605 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| August 29, 2016 |
Exhibit 10.1 EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (the ?Agreement?), effective as of August 24, 2016, is entered into by and among 99 Cents Only Stores LLC, a California limited liability company (the ?Company?) and Jack Sinclair (?Executive?). NOW, THEREFORE, the Company and Executive agree as follows: 1. Employment. (a) Term. The term of this Agreement shall commence on August 21, 2015 |
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| August 29, 2016 |
8-K 1 a16-1761318k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 24, 2016 99 CENTS ONLY STORES LLC (Exact name of registrant as specified in its charter) California 1-11735 95-2411605 (State or other jurisdiction o |
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| August 1, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 26, 2016 99 CENTS ONLY STORES LLC (Exact name of registrant as specified in its charter) California 1-11735 95-2411605 (State or other jurisdiction of incorporation) (Commission |
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| July 14, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 12, 2016 99 CENTS ONLY STORES LLC (Exact Name of Registrant as Specified in Charter) California 1-11735 95-2411605 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| June 10, 2016 |
NDN / 99 Cents Only Stores 10-Q - Quarterly Report - 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 29, 2016 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 1-11735 99 CENTS ONLY STORES LLC (Ex |
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| June 9, 2016 |
99 CENTS ONLY STORES REPORTS FIRST QUARTER FISCAL 2017 RESULTS Exhibit 99.1 99 CENTS ONLY STORES REPORTS FIRST QUARTER FISCAL 2017 RESULTS First Quarter Fiscal 2017 Overview: ? Inventory balance decreased by $29.7 million, or 15.1% compared to the prior quarter ? Net sales increased 1.3% to $512.9 million compared to the prior year ? Same-store sales growth improved significantly ? Net loss was $25.2 million compared to net income of $1.2 million in prior yea |
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| June 9, 2016 |
Q1 FY17 Conference Call Supplemental Operating & Financial Data June 9, 2016 Exhibit 99.1 Q1 FY17 Conference Call Supplemental Operating & Financial Data June 9, 2016 Forward Looking Statements Please note that this presentation will refer to a management analysis of the Company?s financial results that can be found at the end of the earnings release issued earlier today, June 9, 2016, on a non-GAAP basis. The Company cautions that these financial measures should be viewed |
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| June 9, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 a16-1313118k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 9, 2016 99 CENTS ONLY STORES LLC (Exact name of registrant as specified in its charter) California 1-11735 95-2411605 (State or other jurisdiction of i |
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| June 9, 2016 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 9, 2016 99 CENTS ONLY STORES LLC (Exact name of registrant as specified in its charter) California 1-11735 95-2411605 (State or other jurisdiction of incorporation) (Commission F |
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| May 10, 2016 |
4000 Union Pacific Avenue City of Commerce, CA 90023 Phone: (323) 980-8145 www.99only.com May 10, 2016 VIA EDGAR AND HAND DELIVERY U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549-3628 Attention: Jennifer Thompson Re: 99 Cents Only Stores LLC Form 10-Q for the Quarterly Period Ended October 30, 2015 Response Dated April 18, 2016 File |
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| April 28, 2016 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 28, 2016 99 CENTS ONLY STORES LLC (Exact name of registrant as specified in its charter) California 1-11735 95-2411605 (State or other jurisdiction of incorporation) (Commission |
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| April 28, 2016 |
Certification of Chief Executive Officer Of 99 Cents Only Stores LLC Exhibit 32(a) Certification of Chief Executive Officer Of 99 Cents Only Stores LLC This certification is provided pursuant to 18 U. |
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| April 28, 2016 |
99 CENTS ONLY STORES REPORTS FOURTH QUARTER AND FULL YEAR FISCAL 2016 RESULTS Exhibit 99.1 99 CENTS ONLY STORES REPORTS FOURTH QUARTER AND FULL YEAR FISCAL 2016 RESULTS Fourth Quarter Fiscal 2016 Overview: ? Inventory balance decreased by $69.6 million, or 26% compared to the prior quarter ? Net sales increased by 1.0% to $517.8 million compared to the prior year ? Same-store sales decreased by 3.2% ? Adjusted EBITDA1 was $2.4 million compared to $34.6 million in the prior |
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| April 28, 2016 |
Certification of Chief Financial Officer Of 99 Cents Only Stores LLC Exhibit 32(b) Certification of Chief Financial Officer Of 99 Cents Only Stores LLC This certification is provided pursuant to 18 U. |
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| April 28, 2016 |
Certification of Chief Financial Officer Of 99 Cents Only Stores LLC Exhibit 31(b) Certification of Chief Financial Officer Of 99 Cents Only Stores LLC I, Felicia Thornton, certify that: 1. |
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| April 28, 2016 |
Exhibit 10.34 Award Number: 15-007 NUMBER HOLDINGS, INC. NON-QUALIFIED STOCK OPTION AGREEMENT PURSUANT TO THE NUMBER HOLDINGS, INC. 2012 STOCK INCENTIVE PLAN AGREEMENT (“Agreement”), dated as of the Grant Date, between Number Holdings, Inc., a Delaware corporation (the “Company”), and Jack Sinclair (the “Participant”). Preliminary Statement The Committee hereby grants this non-qualified stock opti |
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| April 28, 2016 |
Certification of Chief Executive Officer Of 99 Cents Only Stores LLC Exhibit 31(a) Certification of Chief Executive Officer Of 99 Cents Only Stores LLC I, Geoffrey J. |
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| April 28, 2016 |
Q4 & FY16 Conference Call Supplemental Operating & Financial Data April 28, 2016 Exhibit 99.1 Q4 & FY16 Conference Call Supplemental Operating & Financial Data April 28, 2016 Forward Looking Statements Please note that this presentation will refer to a management analysis of company financial results that can be found at the end of the earnings release issued earlier today, April 28, 2016. This analysis summarizes certain information regarding results of operations presented o |
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| April 28, 2016 |
EXHIBIT 21 SUBSIDIARIES Subsidiaries of the Company State or Other Jurisdiction of Name of Entity Incorporation or Organization 99 Cents Only Stores Texas, Inc. Delaware Bargain Wholesale LLC Delaware BW Global Logistics (Hong Kong) Limited Hong Kong 99 Cents Only Stores Global Sourcing (Shenzhen) Co., Ltd. Peoples Republic of China All subsidiaries are 100% owned unless otherwise noted. |
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| April 28, 2016 |
NDN / 99 Cents Only Stores 10-K - Annual Report - 10-K 10-K 1 a15-25201110k.htm 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended January 29, 2016 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 1-11735 99 CENTS ONLY S |
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| April 28, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 28, 2016 99 CENTS ONLY STORES LLC (Exact name of registrant as specified in its charter) California 1-11735 95-2411605 (State or other jurisdiction of incorporation) (Commission |
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| April 26, 2016 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 26, 2016 99 CENTS ONLY STORES LLC (Exact name of registrant as specified in its charter) California 1-11735 95-2411605 (State or other jurisdiction of incorporation) (Commission |
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| April 26, 2016 |
Exhibit 99.1 99 CENTS ONLY STORES TO ANNOUNCE FOURTH QUARTER FISCAL 2016 FINANCIAL RESULTS ON THURSDAY, APRIL 28, 2016 COMMERCE, Calif. (April 26, 2016) ? 99 Cents Only Stores LLC (the ?Company?), today announced that it will report its financial results for the fourth quarter ended January 29, 2016, before the market opens on Thursday, April 28, 2016. Geoffrey Covert, President and Chief Executiv |
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| April 18, 2016 |
CORRESP 1 filename1.htm 4000 Union Pacific Avenue City of Commerce, CA 90023 Phone: (323) 980-8145 www.99only.com FOIA CONFIDENTIAL TREATMENT REQUESTED CERTAIN PORTIONS OF THIS LETTER AS FILED VIA EDGAR HAVE BEEN OMITTED AND FILED SEPARATELY WITH THE COMMISSION. CONFIDENTIAL TREATMENT HAS BEEN REQUESTED FOR THE OMITTED PORTIONS, WHICH HAVE BEEN REPLACED WITH THE FOLLOWING PLACEHOLDER “[***]” April |
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| April 11, 2016 |
AMENDMENT NO. 4 TO THE ABL CREDIT AGREEMENT Exhibit 10.1 Execution Version AMENDMENT NO. 4 TO THE ABL CREDIT AGREEMENT AMENDMENT NO. 4 (this “Amendment”), dated as of April 8, 2016, among 99 CENTS ONLY STORES LLC (the “Borrower”), NUMBER HOLDINGS, INC. (“Holdings”), each other Loan Party party hereto, each Lender party hereto, each Person holding any Revolving Credit Commitments under the Credit Agreement (immediately after giving effect to |
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| April 11, 2016 |
Exhibit 99.1 99 CENTS ONLY STORES COMPLETES AMENDMENT AND EXTENSION OF ITS ASSET-BASED REVOLVING CREDIT FACILITY UNTIL 2021 CITY OF COMMERCE, California ? April 11, 2016 ? 99 Cents Only Stores LLC (the ?Company?) today announced it has successfully completed an amendment and extension of its asset-based revolving credit facility (the ?ABL Facility?). Under the amendment, the ABL Facility provides |
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| April 11, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 8, 2016 99 CENTS ONLY STORES LLC (Exact name of registrant as specified in its charter) California 1-11735 95-2411605 (State or other jurisdiction of incorporation) (Commission |
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| March 11, 2016 |
4000 Union Pacific Avenue City of Commerce, CA 90023 Phone: (323) 980-8145 www.99only.com March 11, 2016 VIA EDGAR AND FEDERAL EXPRESS U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549-3628 Attention: Jennifer Thompson Re: 99 Cents Only Stores LLC Form 10-K for the Fiscal Year Ended January 30, 2015 Filed April 22, 2015 Form 10-Q for |
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| February 23, 2016 |
4000 Union Pacific Avenue City of Commerce, CA 90023 Phone: (323) 980-8145 www.99only.com February 23, 2016 VIA EDGAR AND FEDERAL EXPRESS U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549-3628 Attention: Jennifer Thompson, Accounting Branch Chief Robert Babula, Staff Accountant Re: 99 Cents Only Stores LLC Form 10-K for the Fiscal Yea |
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| February 2, 2016 |
4000 Union Pacific Avenue City of Commerce, CA 90023 Phone: (323) 980-8145 www.99only.com February 2, 2016 VIA EDGAR AND FEDERAL EXPRESS U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549-3628 Attention: Jennifer Thompson, Accounting Branch Chief Robert Babula, Staff Accountant Re: 99 Cents Only Stores LLC Form 10-K for the Fiscal Year |
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| December 14, 2015 |
Exhibit 10.3 EXECUTION DRAFT EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (the ?Agreement?), dated and effective as of September 11, 2015 (the ?Effective Date?), is entered into by and among 99 Cents Only Stores LLC, a California limited liability company (the ?Company?) and Geoffrey J. Covert (?Executive?). NOW, THEREFORE, the Company and Executive agree as follows: 1. Employment. (a) Term. The |
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| December 14, 2015 |
EX-10.5 4 a15-220981ex10d5.htm EX-10.5 Exhibit 10.5 Execution Version Award Number: 15-005 NUMBER HOLDINGS, INC. NON-QUALIFIED STOCK OPTION AGREEMENT PURSUANT TO THE NUMBER HOLDINGS, INC. 2012 STOCK INCENTIVE PLAN AGREEMENT (“Agreement”), dated as of the Grant Date, between Number Holdings, Inc., a Delaware corporation (the “Company”), and Geoffrey J. Covert (the “Participant”). Preliminary Statem |
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| December 14, 2015 |
99 CENTS ONLY STORES REPORTS THIRD QUARTER FISCAL 2016 RESULTS EX-99.1 2 a15-249501ex99d1.htm EX-99.1 Exhibit 99.1 99 CENTS ONLY STORES REPORTS THIRD QUARTER FISCAL 2016 RESULTS Third Quarter Fiscal 2016 Overview: · Net sales increased 2.8% to $491.5 million in prior year · Same-store sales decreased by 3.9% · Adjusted EBITDA(1) was $5.1 million compared to $27.1 million in prior year · Net loss was $152.6 million compared to $3.8 million in prior year · Feli |
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| December 14, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 14, 2015 99 CENTS ONLY STORES LLC (Exact name of registrant as specified in its charter) California 1-11735 95-2411605 (State or other jurisdiction of incorporation) (Commiss |
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| December 14, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 30, 2015 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 1-11735 99 CENTS ONLY STORES LLC ( |
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| December 14, 2015 |
Q3 FY16 Conference Call Supplemental Operating & Financial Data December 14, 2015 Exhibit 99.2 Q3 FY16 Conference Call Supplemental Operating & Financial Data December 14, 2015 Forward Looking Statements Please note that this presentation will refer to a management analysis of company financial results that can be found at the end of the earnings release issued earlier today, December 14, 2015. This analysis summarizes certain information regarding results of operations present |
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| December 14, 2015 |
EX-10.4 3 a15-220981ex10d4.htm EX-10.4 Exhibit 10.4 Award Number: 15-004 Execution Version NUMBER HOLDINGS, INC. NON-QUALIFIED STOCK OPTION AGREEMENT PURSUANT TO THE NUMBER HOLDINGS, INC. 2012 STOCK INCENTIVE PLAN AGREEMENT (“Agreement”), dated as of the Grant Date, between Number Holdings, Inc., a Delaware corporation (the “Company”), and Geoffrey J. Covert (the “Participant”). Preliminary Statem |
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| December 14, 2015 |
EX-10.7 5 a15-220981ex10d7.htm EX-10.7 Exhibit 10.7 Award Number: 15-006 NUMBER HOLDINGS, INC. NON-QUALIFIED STOCK OPTION AGREEMENT PURSUANT TO THE NUMBER HOLDINGS, INC. 2012 STOCK INCENTIVE PLAN AGREEMENT (“Agreement”), dated as of the Grant Date, between Number Holdings, Inc., a Delaware corporation (the “Company”), and Felicia Thornton (the “Participant”). Preliminary Statement The Committee he |
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| December 10, 2015 |
EX-99.1 2 a15-248481ex99d1.htm EX-99.1 Exhibit 99.1 99 CENTS ONLY STORES TO ANNOUNCE THIRD QUARTER FISCAL 2016 FINANCIAL RESULTS ON MONDAY, DECEMBER 14TH COMMERCE, Calif. (December 10, 2015) — 99 Cents Only Stores LLC (the “Company”), today announced that it will report its financial results for the third quarter ended October 30, 2015, before market open on Monday, December 14, 2015. Geoffrey Cov |
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| December 10, 2015 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 10, 2015 99 CENTS ONLY STORES LLC (Exact name of registrant as specified in its charter) California 1-11735 95-2411605 (State or other jurisdiction of incorporation) (Commiss |
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| November 3, 2015 |
99 CENTS ONLY STORES APPOINTS FELICIA THORNTON AS CHIEF FINANCIAL OFFICER EX-99.1 4 a15-221191ex99d1.htm EX-99.1 Exhibit 99.1 99 CENTS ONLY STORES APPOINTS FELICIA THORNTON AS CHIEF FINANCIAL OFFICER CITY OF COMMERCE, Calif.—November 2, 2015—99 Cents Only Stores LLC announced that effective today Felicia Thornton has been appointed as its Chief Financial Officer and Treasurer, where she will be responsible for overseeing finance, accounting, treasury, risk management, l |
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| November 3, 2015 |
Exhibit 10.2 Award Number: NUMBER HOLDINGS, INC. NON-QUALIFIED STOCK OPTION AGREEMENT PURSUANT TO THE NUMBER HOLDINGS, INC. 2012 STOCK INCENTIVE PLAN AGREEMENT (?Agreement?), dated as of the Grant Date, between Number Holdings, Inc., a Delaware corporation (the ?Company?), and Felicia Thornton (the ?Participant?). Preliminary Statement The Committee hereby grants this non-qualified stock option (t |
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| November 3, 2015 |
Exhibit 10.1 EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (the ?Agreement?), is entered into by and among 99 Cents Only Stores LLC, a California limited liability company (the ?Company?) and Felicia Thornton (?Executive?) this October 31, 2015. NOW, THEREFORE, the Company and Executive agree as follows: 1. Employment. (a) Term. The term of Executive?s employment under this Agreement shall commen |
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| November 3, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 31, 2015 99 CENTS ONLY STORES LLC (Exact name of registrant as specified in its charter) California 1-11735 95-2411605 (State or other jurisdiction of incorporation) (Commissi |
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| September 21, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 15, 2015 99 CENTS ONLY STORES LLC (Exact Name of Registrant as Specified in Charter) California 1-11735 95-2411605 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| September 11, 2015 |
Exhibit 99.2 99 CENTS ONLY STORES ANNOUNCES GEOFFREY COVERT TO BECOME PERMANENT PRESIDENT AND CHIEF EXECUTIVE OFFICER Interim President and CEO Andrew Giancamilli to Remain as Chairman of the Board of Directors CITY OF COMMERCE, California?September 11, 2015?99 Cents Only Stores LLC announced today that Geoffrey Covert will join the Company as President and Chief Executive Officer, effective later |
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| September 11, 2015 |
Exhibit 10.3 EXECUTION VERSION CONSULTING AGREEMENT This Consulting Agreement (the ?Agreement?) is made as of May 26, 2015 (the ?Effective Date?), by and among Andrew A. Giancamilli (?Consultant?), 99 Cents Only Stores LLC (the ?Company?) and Number Holdings, Inc. (?Parent?). RECITALS WHEREAS, based upon the reputation and successful experience of Consultant, the Company and Parent desire to engag |
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| September 11, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2015 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 1-11735 99 CENTS ONLY STORES LLC (Exa |
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| September 11, 2015 |
Exhibit 10.2 EXECUTION VERSION CONSULTING AGREEMENT This Consulting Agreement (the ?Agreement?) is made as of May 26, 2015 (the ?Effective Date?), by and among St?phane Gonthier (?Consultant?) and 99 Cents Only Stores LLC (the ?Company?). RECITALS WHEREAS, Consultant was formerly the President and Chief Executive Officer of the Company. WHEREAS, based upon the past relationship with the Company an |
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| September 11, 2015 |
Exhibit 99.1 99 CENTS ONLY STORES REPORTS SECOND QUARTER FISCAL 2016 RESULTS Geoffrey Covert Named Permanent President and Chief Executive Officer, Effective Later Today Second Quarter Fiscal 2016 Overview: ? Net sales increased by 6.6% to $488.5 million ? Opened three new stores ? Same-store sales decreased by 1.9% ? Adjusted EBITDA(1) was $6.9 million versus $36.3 million in prior year ? Net los |
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| September 11, 2015 |
99 Cents Only Stores 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 11, 2015 99 CENTS ONLY STORES LLC (Exact name of registrant as specified in its charter) California 1-11735 95-2411605 (State or other jurisdiction of incorporation) (Commis |
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| September 2, 2015 |
99 Cents Only Stores 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 1, 2015 99 CENTS ONLY STORES LLC (Exact Name of Registrant as Specified in Charter) California 1-11735 95-2411605 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| August 25, 2015 |
99 Cents Only Stores 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 24, 2015 99 CENTS ONLY STORES LLC (Exact name of registrant as specified in its charter) California 1-11735 95-2411605 (State or other jurisdiction of incorporation) (Commissio |
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| August 25, 2015 |
Exhibit 10.2 EXECUTION VERSION CONSULTING AGREEMENT This Consulting Agreement (the ?Agreement?) is dated as of August 24, 2015 and effective as of June 23, 2015 (the ?Effective Date?), by and among Michael Fung (?Consultant?), 99 Cents Only Stores LLC (the ?Company?) and Number Holdings, Inc. (?Parent?). RECITALS WHEREAS, based upon the reputation and successful experience of Consultant, the Compa |
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| August 25, 2015 |
AMENDMENT NO. 3 TO THE ABL CREDIT AGREEMENT Exhibit 10.1 AMENDMENT NO. 3 TO THE ABL CREDIT AGREEMENT AMENDMENT NO. 3 (this ?Amendment?), dated as of August 24, 2015, among 99 CENTS ONLY STORES (the ?Borrower?), NUMBER HOLDINGS, INC. (?Holdings?), each other Loan Party party hereto, each Lender party hereto, ROYAL BANK OF CANADA (?Royal Bank?), as Administrative Agent (in such capacity, the ?Administrative Agent?), to the Credit Agreement (a |
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| July 9, 2015 |
Exhibit 10.1 CONSULTING AGREEMENT This Consulting Agreement (the ?Agreement?) is made as of July 6, 2015 (the ?Effective Date?), by and among Bradley Lukow (?Consultant?) and 99 Cents Only Stores LLC (the ?Company?). RECITALS WHEREAS, Consultant was formerly the Chief Financial Officer, Secretary and Treasurer of the Company. WHEREAS, the Company desires to engage Consultant as an independent cont |
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| July 9, 2015 |
99 Cents Only Stores 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 6, 2015 99 CENTS ONLY STORES LLC (Exact name of registrant as specified in its charter) California 1-11735 95-2411605 (State or other jurisdiction of incorporation) (Commission F |
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| June 25, 2015 |
99 Cents Only Stores 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 21, 2015 99 CENTS ONLY STORES LLC (Exact name of registrant as specified in its charter) California 1-11735 95-2411605 (State or other jurisdiction of incorporation) (Commission |
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| June 25, 2015 |
Exhibit 99.1 MICHAEL FUNG APPOINTED INTERIM CHIEF FINANCIAL OFFICER OF 99 CENTS ONLY STORES Conference Call Scheduled for Monday, June 29, 2015 at 1:30 PM Pacific Time CITY OF COMMERCE, Calif.?June 24, 2015?99 Cents Only Stores LLC announced today that Michael Fung has been appointed as Interim Chief Financial Officer and Treasurer, effective today. Mr. Fung replaces Bradley Lukow, who has resigne |
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| June 12, 2015 |
99 CENTS ONLY STORES REPORTS FIRST QUARTER FISCAL 2016 RESULTS Exhibit 99.1 99 CENTS ONLY STORES REPORTS FIRST QUARTER FISCAL 2016 RESULTS First Quarter Fiscal 2016 Highlights: · Net sales increased by 5.9% to $506.2 million · Opened three net new stores · Same-store sales decreased by 1.7% · Adjusted EBITDA(1) was $25.0 million versus $45.7 million in prior year · Net income was $1.2 million versus net income of $9.6 million in prior year CITY OF COMMERCE, C |
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| June 12, 2015 |
99 Cents Only Stores 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 12, 2015 99 CENTS ONLY STORES LLC (Exact name of registrant as specified in its charter) California 1-11735 95-2411605 (State or other jurisdiction of incorporation) (Commission |
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| June 12, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended May 1, 2015 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 1-11735 99 CENTS ONLY STORES LLC (Exact |
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| May 26, 2015 |
Exhibit 99.1 99 CENTS ONLY STORES ANNOUNCES CHAIRMAN OF BOARD OF DIRECTORS ANDREW GIANCAMILLI AS NEW INTERIM PRESIDENT & CEO City of Commerce, CA?May 26, 2015 ? 99 Cents Only Stores announced today that Andrew Giancamilli, the Chairman of the company?s Board of Directors, is assuming the role of Interim President and CEO, replacing St?phane Gonthier, who has resigned. A Board Member since 2012, Mr |
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| May 26, 2015 |
99 Cents Only Stores 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 25, 2015 99 CENTS ONLY STORES LLC (Exact name of registrant as specified in its charter) California 1-11735 95-2411605 (State or other jurisdiction of incorporation) (Commission F |
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| April 22, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended January 30, 2015 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 1-11735 99 CENTS ONLY STORES LLC (Exact name of regis |
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| April 22, 2015 |
Exhibit 10.25 SEVERANCE AGREEMENT THIS SEVERANCE AGREEMENT (this ?Agreement?) is entered into as of the 17th day of April, 2013, by and between 99? ONLY STORES, a California corporation (the ?Company?), and Michael Kvitko, (the ?Executive?). W I T N E S S E T H WHEREAS, the Executive currently serves as a key employee of the Company and the Executive?s services and knowledge are valuable to the Co |
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| April 22, 2015 |
SUBSIDIARIES Subsidiaries of the Company EX-21 4 a15-13871ex21.htm EX-21 EXHIBIT 21 SUBSIDIARIES Subsidiaries of the Company State or Other Jurisdiction of Name of Entity Incorporation or Organization 99 Cents Only Stores Texas, Inc. Delaware Bargain Wholesale LLC Delaware BW Global Logistics (Hong Kong) Limited Hong Kong 99 Cents Only Stores Global Sourcing (Shenzhen) Co., Ltd. People’s Republic of China All subsidiaries are 100% owned |
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| April 22, 2015 |
Certification of Chief Executive Officer Of 99 Cents Only Stores LLC Exhibit 31(a) Certification of Chief Executive Officer Of 99 Cents Only Stores LLC I, Stéphane Gonthier, certify that: 1. |
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| April 22, 2015 |
Exhibit 10.26 Award Number: 15-002 NUMBER HOLDINGS, INC. NON-QUALIFIED STOCK OPTION AGREEMENT PURSUANT TO THE NUMBER HOLDINGS, INC. 2012 STOCK INCENTIVE PLAN AGREEMENT (?Agreement?), dated as of the Grant Date, between Number Holdings, Inc., a Delaware corporation (the ?Company?), and Bradley Lukow (the ?Participant?). Preliminary Statement The Committee hereby grants this non-qualified stock opti |
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| April 22, 2015 |
Certification of Chief Executive Officer Of 99 Cents Only Stores LLC Exhibit 32(a) Certification of Chief Executive Officer Of 99 Cents Only Stores LLC This certification is provided pursuant to 18 U. |
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| April 22, 2015 |
Certification of Chief Financial Officer Of 99 Cents Only Stores LLC Exhibit 31(b) Certification of Chief Financial Officer Of 99 Cents Only Stores LLC I, Bradley Lukow, certify that: 1. |
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| April 22, 2015 |
Certification of Chief Financial Officer Of 99 Cents Only Stores LLC Exhibit 32(b) Certification of Chief Financial Officer Of 99 Cents Only Stores LLC This certification is provided pursuant to 18 U. |
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| April 16, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 16, 2015 99 CENTS ONLY STORES LLC (Exact name of registrant as specified in its charter) California 1-11735 95-2411605 (State or other jurisdiction of incorporation) (Commission |
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| April 16, 2015 |
99 CENTS ONLY STORES REPORTS FOURTH QUARTER AND FULL-YEAR FISCAL 2015 RESULTS EX-99.1 2 a15-92981ex99d1.htm EX-99.1 Exhibit 99.1 99 CENTS ONLY STORES REPORTS FOURTH QUARTER AND FULL-YEAR FISCAL 2015 RESULTS Fourth Quarter Fiscal 2015 Highlights: · Net sales on a comparable 13-week basis increased by 8.1% to $512.6 million · Opened 21 net new stores · Same-store sales increased by 2.8% · Adjusted EBITDA(1) was $34.6 million versus $50.0 million in prior year · Net loss was $ |
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| January 27, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 26, 2015 99 CENTS ONLY STORES LLC (Exact name of registrant as specified in its charter) California 1-11735 95-2411605 (State or other jurisdiction of incorporation) (Commissi |
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| January 12, 2015 |
99¢ ONLY STORES APPOINTS BRAD LUKOW AS CHIEF FINANCIAL OFFICER Exhibit 99.1 99¢ ONLY STORES APPOINTS BRAD LUKOW AS CHIEF FINANCIAL OFFICER CITY OF COMMERCE, Calif.—January 12, 2015—99¢ Only Stores announced today that it has appointed Brad Lukow as Chief Financial Officer, effective today. With 24 years of financial experience in the retail industry, Mr. Lukow will be responsible for overseeing finance, accounting and treasury for 99¢ Only. Chris Laurence, wh |
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| January 12, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 12, 2015 99 CENTS ONLY STORES LLC (Exact name of registrant as specified in its charter) California 1-11735 95-2411605 (State or other jurisdiction of incorporation) (Commissi |
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| December 12, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 31, 2014 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 1-11735 99 CENTS ONLY STORES LLC ( |
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| December 11, 2014 |
99 CENTS ONLY STORES REPORTS THIRD QUARTER AND THE FIRST THREE QUARTERS OF FISCAL 2015 RESULTS Exhibit 99.1 99 CENTS ONLY STORES REPORTS THIRD QUARTER AND THE FIRST THREE QUARTERS OF FISCAL 2015 RESULTS Third Quarter Fiscal 2015 Highlights: · Net sales increased by 5.0% to $478.3 million · Opened 12 net new stores · Same-store sales decreased by 0.7% · Adjusted EBITDA(1) was $27.1 million versus $28.3 million in prior year · Net loss was $3.8 million versus net income of $1.0 million in pri |
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| December 11, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 11, 2014 99 CENTS ONLY STORES LLC (Exact name of registrant as specified in its charter) California 1-11735 95-2411605 (State or other jurisdiction of incorporation) (Commiss |
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| September 12, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended August 1, 2014 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 1-11735 99 CENTS ONLY STORES LLC (Ex |
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| September 11, 2014 |
99 CENTS ONLY STORES REPORTS SECOND QUARTER AND THE FIRST HALF OF FISCAL 2015 RESULTS Exhibit 99.1 99 CENTS ONLY STORES REPORTS SECOND QUARTER AND THE FIRST HALF OF FISCAL 2015 RESULTS Second Quarter Fiscal 2015 Highlights: · Net sales increased by 5.8% to $458.2 million · Same-store sales increased by 0.1% · Adjusted EBITDA(1) increased by 9.7% to $36.3 million · Net income was $2.0 million versus $1.9 million in prior year CITY OF COMMERCE, California — September 11, 2014 — 99 Ce |
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| September 11, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 11, 2014 99 CENTS ONLY STORES LLC (Exact name of registrant as specified in its charter) California 1-11735 95-2411605 (State or other jurisdiction of incorporation) (Commis |
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| August 28, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 25, 2014 99 CENTS ONLY STORES LLC (Exact name of registrant as specified in its charter) California 1-11735 95-2411605 (State or other jurisdiction of incorporation) (Commissio |
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| June 13, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended May 2, 2014 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 1-11735 99 CENTS ONLY STORES LLC (Exact |
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| June 13, 2014 |
99 CENTS ONLY STORES REPORTS FIRST QUARTER FISCAL 2015 RESULTS Exhibit 99.1 99 CENTS ONLY STORES REPORTS FIRST QUARTER FISCAL 2015 RESULTS First Quarter Fiscal 2015 Highlights: · Net sales increased by 7.3% to $477.9 million · Same-store sales decreased by 0.5% · Net income was $9.6 million versus $0.9 million in prior year · Adjusted EBITDA(1) increased by 4.6% to $45.7 million CITY OF COMMERCE, California — June 13, 2014 — 99 Cents Only Stores LLC (the “Com |
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| June 13, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 13, 2014 99 CENTS ONLY STORES LLC (Exact name of registrant as specified in its charter) California 1-11735 95-2411605 (State or other jurisdiction of incorporation) (Commission |
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| June 2, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 30, 2014 99 CENTS ONLY STORES LLC (Exact name of registrant as specified in its charter) California 1-11735 95-2411605 (State or other jurisdiction of incorporation) (Commission F |
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| June 2, 2014 |
CHRIS LAURENCE APPOINTED INTERIM CHIEF FINANCIAL OFFICER OF 99 CENTS ONLY STORES EX-99.1 2 a14-144251ex99d1.htm EX-99.1 Exhibit 99.1 CHRIS LAURENCE APPOINTED INTERIM CHIEF FINANCIAL OFFICER OF 99 CENTS ONLY STORES CITY OF COMMERCE, Calif.—May 30, 2014—99 Cents Only Stores LLC announced today that Christopher A. Laurence has been appointed as Interim Chief Financial Officer, Treasurer and Secretary, effective today. Mr. Laurence replaces Frank Schools, who has resigned to pursu |
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| April 22, 2014 |
Certification of Chief Financial Officer Of 99 Cents Only Stores LLC Exhibit 31(b) Certification of Chief Financial Officer Of 99 Cents Only Stores LLC I, Frank Schools, certify that: 1. |
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| April 22, 2014 |
FIRST AMENDMENT TO STOCKHOLDERS AGREEMENT EX-10.63 2 a14-71951ex10d63.htm EX-10.63 Exhibit 10.63 FIRST AMENDMENT TO STOCKHOLDERS AGREEMENT This FIRST AMENDMENT TO STOCKHOLDERS AGREEMENT (this “Amendment”), dated as of December 16, 2013, by and between Ares Corporate Opportunities Fund III, L.P., a Delaware limited partnership (“Ares”), and CPP Investment Board (USRE II) Inc., a Canadian corporation (“CPPIB”). WHEREAS, Ares and the Canada |
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| April 22, 2014 |
EXHIBIT 21 SUBSIDIARIES Subsidiaries of the Company State or Other Jurisdiction of Name of Entity Incorporation or Organization 99 Cents Only Stores Texas, Inc. Delaware All subsidiaries are 100% owned unless otherwise noted. |
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| April 22, 2014 |
Certification of Chief Financial Officer Of 99 Cents Only Stores LLC Exhibit 32(b) Certification of Chief Financial Officer Of 99 Cents Only Stores LLC This certification is provided pursuant to 18 U. |
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| April 22, 2014 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K o ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 OR x TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from March 31, 2013 to January 31, 2014 Commission file number 1-11735 99 CENTS ONLY STORES L |
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| April 22, 2014 |
Certification of Chief Executive Officer Of 99 Cents Only Stores LLC Exhibit 32(a) Certification of Chief Executive Officer Of 99 Cents Only Stores LLC This certification is provided pursuant to 18 U. |
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| April 22, 2014 |
Certification of Chief Executive Officer Of 99 Cents Only Stores LLC Exhibit 31(a) Certification of Chief Executive Officer Of 99 Cents Only Stores LLC I, Stéphane Gonthier, certify that: 1. |
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| April 15, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 15, 2014 99 CENTS ONLY STORES LLC (Exact name of registrant as specified in its charter) California 1-11735 95-2411605 (State or other jurisdiction of incorporation) (Commission |
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| April 15, 2014 |
99 CENTS ONLY STORES REPORTS TEN MONTH FISCAL 2014 RESULTS Exhibit 99.1 99 CENTS ONLY STORES REPORTS TEN MONTH FISCAL 2014 RESULTS Fiscal 2014 Highlights: · Net sales were $1.53 billion · Same-store sales increased by 3.7% · Record average sales per store and sales per saleable square foot · 27 net new stores opened · Net loss was $12.5 million · Adjusted EBITDA(1) was $120.5 million and Adjusted EBITDA margin was 7.9% CITY OF COMMERCE, California — April |
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| April 4, 2014 |
4000 Union Pacific Avenue City of Commerce, CA 90023 Phone: (323) 980-8145 www.99only.com April 4, 2014 VIA EDGAR AND FEDERAL EXPRESS U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549-3628 Attention: William H. Thompson Re: 99 Cents Only Stores Form 10-K for the Fiscal Year Ended March 30, 2013 Filed July 12, 2013 Form 10-Q for the Qu |
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| March 4, 2014 |
4000 Union Pacific Avenue City of Commerce, CA 90023 Phone: (323) 980-8145 www.99only.com March 4, 2014 VIA EDGAR AND FEDERAL EXPRESS U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549-3628 Attention: William H. Thompson Re: 99 Cents Only Stores LLC Form 10-K for the Fiscal Year Ended March 30, 2013 Filed July 12, 2013 Form 8-K Filed S |
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| February 11, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 11, 2014 99 CENTS ONLY STORES LLC (Exact name of registrant as specified in its charter) California 1-11735 95-2411605 (State or other jurisdiction of incorporation) (Commiss |
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| February 11, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q 10-Q 1 a13-27328110q.htm 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 28, 2013 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 1-1 |
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| February 11, 2014 |
99 CENTS ONLY STORES REPORTS THIRD QUARTER AND THE FIRST THREE QUARTERS OF FISCAL 2014 RESULTS Exhibit 99.1 99 CENTS ONLY STORES REPORTS THIRD QUARTER AND THE FIRST THREE QUARTERS OF FISCAL 2014 RESULTS Third Quarter Fiscal 2014 Highlights: · Net sales increased by 11% to $487.9 million · Same-store sales increased by 3.0% · 11 net new stores opened · Net loss was $19.3 million · Adjusted EBITDA(1) was $52.6 million and Adjusted EBITDA margin was 10.8% CITY OF COMMERCE, California — Februar |
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| December 19, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 16, 2013 99 CENTS ONLY STORES LLC (Exact name of registrant as specified in its charter) California 1-11735 95-2411605 (State or other jurisdiction of incorporation) (Commiss |
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| November 13, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 7, 2013 99 CENTS ONLY STORES LLC (Exact name of registrant as specified in its charter) California 1-11735 95-2411605 (State or other jurisdiction of incorporation) (Commissi |
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| November 8, 2013 |
AMENDMENT NO. 2 TO THE ABL CREDIT AGREEMENT Exhibit 10.5 EXECUTION VERSION AMENDMENT NO. 2 TO THE ABL CREDIT AGREEMENT AMENDMENT NO. 2 (this ?Amendment?), dated as of October 8, 2013, among 99? ONLY STORES (the successor by merger with Number Merger Sub, Inc.) (the ?Borrower?), NUMBER HOLDINGS, INC. (?Holdings?), each other Loan Party party hereto, each Lender party hereto and ROYAL BANK OF CANADA (?Royal Bank?), as Administrative Agent (in |
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| November 8, 2013 |
AMENDMENT NO. 2 TO THE TERM CREDIT AGREEMENT Exhibit 10.6 EXECUTION VERSION AMENDMENT NO. 2 TO THE TERM CREDIT AGREEMENT AMENDMENT NO. 2 (this ?Amendment?), dated as of October 8, 2013, among 99? ONLY STORES (the ?Borrower?), NUMBER HOLDINGS, INC. (?Holdings?), each other Loan Party party hereto, each Incremental Lender party hereto, each Lender party or consenting in writing hereto and ROYAL BANK OF CANADA (?Royal Bank?), as Administrative |
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| November 8, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 28, 2013 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 1-11735 99 CENTS ONLY STORES LLC |
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| November 8, 2013 |
Exhibit 3.1 LLC-1A File # 201329510100 DI206027 State of California FILED Secretary of State Secretary of State 0496340 out State of California Limited Liability Company OCT 18 2013 Articles of Organization - Conversion IMPORTANT ? Read all instructions before completing this form. This Space For Filing Use Only Converted Entity Information 1. Name of Limited Liability Company (End the name with t |
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| November 8, 2013 |
Exhibit 10.1 EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (the ?Agreement?), dated as of September 3, 2013 (the ?Effective Date?), is entered into by and among 99? Only Stores, a California corporation (the ?Company?), and Stephane Gonthier (?Executive?). NOW, THEREFORE, the Company and Executive agree as follows: 1. Employment. (a) Term. The term of this Agreement shall commence on the Effectiv |
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| November 8, 2013 |
FIRST AMENDMENT TO NUMBER HOLDINGS, INC. 2012 STOCK INCENTIVE PLAN Exhibit 10.4 FIRST AMENDMENT TO NUMBER HOLDINGS, INC. 2012 STOCK INCENTIVE PLAN WHEREAS, Number Holdings, Inc. (the ?Company?) maintains the Number Holdings, Inc. 2012 Stock Incentive Plan (as amended, the ?Plan?); WHEREAS, pursuant to Article XI of the Plan, the Board of Directors of the Company (the ?Board?), may at any time amend the Plan to increase the aggregate number of shares of common sto |
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| November 8, 2013 |
EX-10.2 5 a13-198641ex10d2.htm EX-10.2 Exhibit 10.2 EXECUTION VERSION Stock Purchase Agreement This STOCK PURCHASE AGREEMENT (this “Agreement”) is entered into as of September 30, 2013, by and between Number Holdings, Inc., a Delaware corporation (the “Company”) and Avenue of the Stars Investments LLC, a Delaware limited liability company (the “Purchaser”). WHEREAS, Stéphane Gonthier (“Gonthier”) |
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| November 8, 2013 |
Limited Liability Company Agreement of 99 Cents Only Stores LLC, dated as of October 18, 2013. Exhibit 3.2 LIMITED LIABILITY COMPANY AGREEMENT OF 99 CENTS ONLY STORES LLC This Limited Liability Company Agreement of 99 Cents Only Stores LLC (the ?Company?), dated as of October 18, 2013 (this ?Agreement?), is entered into by Number Holdings, Inc., the sole member of the Company (the ?Member?). WHEREAS, the Articles of Organization ? Conversion of the Company (the ?Articles?) were filed with t |
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| November 8, 2013 |
Exhibit 10.3 Award Number: 13-018 NUMBER HOLDINGS, INC. NON-QUALIFIED STOCK OPTION AGREEMENT PURSUANT TO THE NUMBER HOLDINGS, INC. 2012 STOCK INCENTIVE PLAN AGREEMENT (?Agreement?), dated as of the Grant Date between Number Holdings, Inc., a Delaware corporation (the ?Company?), and St?phane Gonthier (the ?Participant?). Preliminary Statement The Committee hereby grants this non-qualified stock op |
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| November 7, 2013 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 6, 2013 99 CENTS ONLY STORES LLC (Exact name of registrant as specified in its charter) California 1-11735 95-2411605 (State or other jurisdiction of incorporation) (Commissi |
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| November 7, 2013 |
Exhibit 99.1 CORPORATE HEADQUARTERS 4000 Union Pacific Avenue City of Commerce, CA 90023 Phone: (323) 980-8145 www.99only.com 99 CENTS ONLY STORES REPORTS SECOND QUARTER AND THE FIRST HALF OF FISCAL 2014 RESULTS CITY OF COMMERCE, California — November 6, 2013 — 99 Cents Only Stores LLC (the “Company”) announced its financial results for the second quarter and the first half ended September 28, 201 |
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| October 22, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 16, 2013 99 CENTS ONLY STORES LLC (Exact name of registrant as specified in its charter) California 1-11735 95-2411605 (State or other jurisdiction of incorporation) (Commissi |
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| October 16, 2013 |
EX-10.1 2 a13-222531ex10d1.htm EX-10.1 Exhibit 10.1 PURCHASE AGREEMENT This Purchase Agreement (“Agreement”) is entered into by and among Sherry Gold, individually and in her capacity as Trustee of The Gold Revocable Trust dated 10/26/2005, Jeff Gold, Howard Gold, Karen Schiffer and Eric Schiffer (collectively, the “Sellers”), Number Holdings, Inc. (together with its successors and assigns, the “C |
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| October 16, 2013 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 15, 2013 99¢ ONLY STORES (Exact name of registrant as specified in its charter) California 1-11735 95-2411605 (State or other jurisdiction of incorporation) (Commission File N |
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| October 8, 2013 |
Entry into a Material Definitive Agreement - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 8, 2013 99¢ ONLY STORES (Exact name of registrant as specified in its charter) California 1-11735 95-2411605 (State or other jurisdiction of incorporation) (Commission File Nu |
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| October 1, 2013 |
Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 30, 2013 99¢ ONLY STORES (Exact name of registrant as specified in its charter) California 1-11735 95-2411605 (State or other jurisdiction of incorporation) (Commission File |
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| September 27, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 23, 2013 99¢ ONLY STORES (Exact name of registrant as specified in its charter) California 1-11735 95-2411605 (State or other jurisdiction of incorporation) (Commission File |
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| September 26, 2013 |
Regulation FD Disclosure, Financial Statements and Exhibits - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 26, 2013 99¢ ONLY STORES (Exact name of registrant as specified in its charter) California 1-11735 95-2411605 (State or other jurisdiction of incorporation) (Commission File |
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| September 26, 2013 |
Lender Presentation September 26, 2013 Exhibit 99.1 Lender Presentation September 26, 2013 1 Safe Harbor This presentation contains “forward-looking statements” that involve risks and uncertainties. As a general matter, forward-looking statements are those focused on future or anticipated events or trends, expectations and beliefs including, among other things, (a) execution of an agreement to effect the Purchase (defined herein) and a |
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| September 18, 2013 |
Financial Statements and Exhibits, Other Events 8-K 1 a13-2093118k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 18, 2013 99¢ ONLY STORES (Exact name of registrant as specified in its charter) California 1-11735 95-2411605 (State or other jurisdiction of inco |
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| September 18, 2013 |
99¢ ONLY STORES® COMMENCES CONSENT SOLICITATION Exhibit 99.1 CORPORATE HEADQUARTERS 4000 Union Pacific Avenue City of Commerce, CA 90023 Phone: (323) 980-8145 Fax: (323) 980-8160 www.99only.com 99¢ ONLY STORES® COMMENCES CONSENT SOLICITATION CITY OF COMMERCE, California — September 18, 2013 - 99¢ Only Stores® (the “Company”) announced that it commenced a consent solicitation (the “Solicitation”) with respect to proposed amendments (“Proposed Am |
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| September 3, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 3, 2013 99¢ ONLY STORES (Exact name of registrant as specified in its charter) California 1-11735 95-2411605 (State or other jurisdiction of incorporation) (Commission File |
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| August 26, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 23, 2013 99¢ ONLY STORES (Exact name of registrant as specified in its charter) California 1-11735 95-2411605 (State or other jurisdiction of incorporation) (Commission File Nu |
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| August 14, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 9, 2013 99¢ ONLY STORES (Exact name of registrant as specified in its charter) California 1-11735 95-2411605 (State or other jurisdiction of incorporation) (Commission File Num |
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| August 12, 2013 |
Exhibit 99.1 STÉPHANE GONTHIER TO BECOME PRESIDENT, CEO, AND MEMBER OF THE BOARD OF 99¢ ONLY STORES Interim CEO Richard Anicetti to Return to Role Solely as Member of the Board of Directors CITY OF COMMERCE, Calif.—August 12, 2013—99¢ Only Stores announced today that Stéphane Gonthier has accepted an offer to join the Company as President, Chief Executive Officer and member of the Board. Following |
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| August 12, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 8, 2013 99¢ ONLY STORES (Exact name of registrant as specified in its charter) California 1-11735 95-2411605 (State or other jurisdiction of incorporation) (Commission File Num |
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| August 9, 2013 |
EX-10.1 2 a13-168741ex10d1.htm EX-10.1 Exhibit 10.1 FIRST AMENDMENT TO LEASE This FIRST AMENDMENT TO LEASE is dated as of June 12, 2013, by and between Au Zone Investment #2, L.P., a California limited partnership (“LANDLORD”) and 99¢ Only Stores, a California corporation (“TENANT”), with reference to the following facts: WHEREAS, the parties hereto, among others, entered into that certain letter |
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| August 9, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q 10-Q 1 a13-16874110q.htm 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 29, 2013 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 1-11735 |
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| August 8, 2013 |
Exhibit 99.1 CORPORATE HEADQUARTERS 4000 Union Pacific Avenue City of Commerce, CA 90023 Phone: (323) 980-8145 www.99only.com 99¢ ONLY STORES® REPORTS FIRST QUARTER FISCAL 2014 RESULTS CITY OF COMMERCE, California — August 8, 2013 - 99¢ Only Stores® (the “Company”) announced its financial results for the first quarter ended June 29, 2013. The Company’s net sales increased $32.9 million, or 8.2%, t |
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| August 8, 2013 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 8, 2013 99¢ ONLY STORES (Exact name of registrant as specified in its charter) California 1-11735 95-2411605 (State or other jurisdiction of incorporation) (Commission File Num |
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| July 17, 2013 |
CORPORATE HEADQUARTERS 4000 Union Pacific Avenue City of Commerce, CA 90023 Phone: (323) 980-8145 Exhibit 99.1 CORPORATE HEADQUARTERS 4000 Union Pacific Avenue City of Commerce, CA 90023 Phone: (323) 980-8145 www.99only.com 99¢ ONLY STORES® REPORTS FOURTH QUARTER AND FULL-YEAR FISCAL 2013 RESULTS CITY OF COMMERCE, California — July 17, 2013 - 99¢ Only Stores® (the “Company”) announced its financial results for the fourth quarter and full-year fiscal 2013 ended March 30, 2013. The Company’s net |
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| July 17, 2013 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 17, 2013 99¢ ONLY STORES (Exact name of registrant as specified in its charter) California 1-11735 95-2411605 (State or other jurisdiction of incorporation) (Commission File Numb |
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| July 12, 2013 |
EXHIBIT 21 Subsidiaries of the Company State or Other Jurisdiction of Name of Entity Incorporation or Organization 99 Cents Only Stores Texas, Inc. Delaware All subsidiaries are 100% owned unless otherwise noted. 1 |
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| July 12, 2013 |
Certification of Chief Financial Officer Of 99? Only Stores Exhibit 31(b) Certification of Chief Financial Officer Of 99¢ Only Stores I, Frank Schools, certify that: 1. |
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| July 12, 2013 |
Certification of Chief Financial Officer Of 99? Only Stores Exhibit 32(b) Certification of Chief Financial Officer Of 99¢ Only Stores This certification is provided pursuant to 18 U. |
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| July 12, 2013 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended March 30, 2013 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 1-11735 99¢ Only Stores (Exact name of registrant as sp |
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| July 12, 2013 |
Certification of Chief Executive Officer Of 99? Only Stores Exhibit 32(a) Certification of Chief Executive Officer Of 99¢ Only Stores This certification is provided pursuant to 18 U. |
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| July 12, 2013 |
Certification of Chief Executive Officer Of 99? Only Stores Exhibit 31(a) Certification of Chief Executive Officer Of 99¢ Only Stores I, Richard Anicetti, certify that: 1. |
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| July 12, 2013 |
Exhibit 10.53 SEVERANCE AGREEMENT THIS SEVERANCE AGREEMENT (this “Agreement”) is entered into as of the 17 day of April 2013, by and between 99¢ ONLY STORES, a California corporation (the “Company”), and Frank Schools, (the “Executive”). W I T N E S S E T H WHEREAS, the Executive currently serves as a key employee of the Company and the Executive’s services and knowledge are valuable to the Compan |
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| July 8, 2013 |
Exhibit 99.1 Update July 8, 2013 Safe Harbor Statement 1 The Company has included statements in this presentation that constitute “forward-looking statements” within the meaning of Section 21E of the Securities Exchange Act, as amended, and Section 27A of the Securities Act of 1933, as amended. As a general matter, forward-looking statements are those focused on future or anticipated events or tre |
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| July 8, 2013 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 8, 2013 99¢ ONLY STORES (Exact name of registrant as specified in its charter) California 1-11735 95-2411605 (State or other jurisdiction of incorporation) (Commission File Numbe |
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| July 1, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): x Form 10-K o Form 20-F o Form 11-K o Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For Period Ended: March 30, 2013 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transition Report on Form 10-Q o Transition Report on F |
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| June 28, 2013 |
99¢ ONLY STORES® PROVIDES UPDATE ON FISCAL 2013 FINANCIAL RESULTS Exhibit 99.1 CORPORATE HEADQUARTERS 4000 Union Pacific Avenue City of Commerce, CA 90023 Phone: (323) 980-8145 Fax: (323) 980-8160 www.99only.com 99¢ ONLY STORES® PROVIDES UPDATE ON FISCAL 2013 FINANCIAL RESULTS · ADDRESSES DELAY IN FILING ANNUAL REPORT ON FORM 10-K · ANNOUNCES CERTAIN PRELIMINARY RESULTS FOR FISCAL 2013 AND BONDHOLDER CONFERENCE CALL CITY OF COMMERCE, California — June 28, 2013 - |
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| June 28, 2013 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events 8-K 1 a13-1589518k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 28, 2013 99¢ ONLY STORES (Exact name of registrant as specified in its charter) California 1-11735 95-2411605 (State or other jurisdiction of incorpora |
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| March 19, 2013 |
8-K 1 a13-787418k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 18, 2013 99¢ ONLY STORES (Exact name of registrant as specified in its charter) California 1-11735 95-2411605 (State or other jurisdiction of incorpora |
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| February 20, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 20, 2013 99¢ ONLY STORES (Exact name of registrant as specified in its charter) California 1-11735 95-2411605 (State or other jurisdiction of incorporation) (Commission File |
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| February 12, 2013 |
EX-10.46 8 a13-19301ex10d46.htm EX-10.46 Exhibit 10.46 FIRST AMENDMENT TO LEASE This FIRST AMENDMENT TO LEASE is dated as of December 21, 2012, by and between Howard Gold, an individual, Jeff Gold, an individual, Eric J. Schiffer, an individual, and Karen R. Schiffer, an individual (collectively, “LANDLORD”) and 99¢ Only Stores, a California corporation (“TENANT”), with reference to the following |
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| February 12, 2013 |
Exhibit 10.48 FIRST AMENDMENT TO LEASE This FIRST AMENDMENT TO LEASE is dated as of December 21, 2012, by and between Au Zone Investment #2, L.P., a California limited partnership (?LANDLORD?) and 99? Only Stores, a California corporation (?TENANT?), with reference to the following facts: WHEREAS, the parties hereto, among others, entered into that certain letter agreement (the ?LETTER AGREEMENT?) |
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| February 12, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 29, 2012 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 1-11735 99¢ ONLY STORES (Exact Na |
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| February 12, 2013 |
Exhibit 10.41 FIRST AMENDMENT TO LEASE This FIRST AMENDMENT TO LEASE is dated as of December 21, 2012, by and between 6135-6161 Atlantic Boulevard Partnership, a California partnership (?LANDLORD?) and 99? Only Stores, a California corporation (?TENANT?), with reference to the following facts: WHEREAS, the parties hereto, among others, entered into that certain letter agreement (the ?LETTER AGREEM |
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| February 12, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 29, 2012 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 1-11735 99¢ ONLY STORES (Exact |
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| February 12, 2013 |
Exhibit 10.52 FIRST AMENDMENT TO LEASE This FIRST AMENDMENT TO LEASE is dated as of December 21, 2012, by and between HKJ Gold, Inc., a California corporation (?LANDLORD?) and 99? Only Stores, a California corporation (?TENANT?), with reference to the following facts: WHEREAS, the parties hereto, among others, entered into that certain letter agreement (the ?LETTER AGREEMENT?) dated October 11, 20 |
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| February 12, 2013 |
EX-10.51 13 a13-19301ex10d51.htm EX-10.51 Exhibit 10.51 FIRST AMENDMENT TO LEASE This FIRST AMENDMENT TO LEASE is dated as of December 21, 2012, by and between Au Zone Investment #2, L.P., a California limited partnership (“LANDLORD”) and 99¢ Only Stores, a California corporation (“TENANT”), with reference to the following facts: WHEREAS, the parties hereto, among others, entered into that certain |
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| February 12, 2013 |
EX-10.44 6 a13-19301ex10d44.htm EX-10.44 Exhibit 10.44 FIRST AMENDMENT TO LEASE This FIRST AMENDMENT TO LEASE is dated as of December 21, 2012, by and between Au Zone Investment #2, L.P., a California limited partnership (“LANDLORD”) and 99¢ Only Stores, a California corporation (“TENANT”), with reference to the following facts: WHEREAS, the parties hereto, among others, entered into that certain |
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| February 12, 2013 |
EX-10.43 5 a13-19301ex10d43.htm EX-10.43 Exhibit 10.43 FIRST AMENDMENT TO LEASE This FIRST AMENDMENT TO LEASE is dated as of December 21, 2012, by and between Au Zone Investment #2, L.P., a California limited partnership (“LANDLORD”) and 99¢ Only Stores, a California corporation (“TENANT”), with reference to the following facts: WHEREAS, the parties hereto, among others, entered into that certain |
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| February 12, 2013 |
EX-10.45 7 a13-19301ex10d45.htm EX-10.45 Exhibit 10.45 FIRST AMENDMENT TO LEASE This FIRST AMENDMENT TO LEASE is dated as of December 21, 2012, by and between HKJ Gold, Inc., a California corporation (“LANDLORD”) and 99¢ Only Stores, a California corporation (“TENANT”), with reference to the following facts: WHEREAS, the parties hereto, among others, entered into that certain letter agreement (the |
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| February 12, 2013 |
Exhibit 10.49 FIRST AMENDMENT TO LEASE This FIRST AMENDMENT TO LEASE is dated as of December 21, 2012, by and between HKJ Gold, Inc., a California corporation (?LANDLORD?) and 99? Only Stores, a California corporation (?TENANT?), with reference to the following facts: WHEREAS, the parties hereto, among others, entered into that certain letter agreement (the ?LETTER AGREEMENT?) dated October 11, 20 |
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| February 12, 2013 |
Exhibit 10.50 FIRST AMENDMENT TO LEASE This FIRST AMENDMENT TO LEASE is dated as of December 21, 2012, by and between HKJ Gold, Inc., a California corporation (?LANDLORD?) and 99? Only Stores, a California corporation (?TENANT?), with reference to the following facts: WHEREAS, the parties hereto, among others, entered into that certain letter agreement (the ?LETTER AGREEMENT?) dated October 11, 20 |
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| February 12, 2013 |
EX-10.47 9 a13-19301ex10d47.htm EX-10.47 Exhibit 10.47 FIRST AMENDMENT TO LEASE This FIRST AMENDMENT TO LEASE is dated as of December 21, 2012, by and between HKJ Gold, Inc., a California corporation (“LANDLORD”) and 99¢ Only Stores, a California corporation (“TENANT”), with reference to the following facts: WHEREAS, the parties hereto, among others, entered into that certain letter agreement (the |
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| February 12, 2013 |
EX-10.42 4 a13-19301ex10d42.htm EX-10.42 Exhibit 10.42 FIRST AMENDMENT TO LEASE This FIRST AMENDMENT TO LEASE is dated as of December 21, 2012, by and between David Gold and Sherry Gold, Trustees of the Gold Revocable Trust Dated 10/26/2005 (“LANDLORD”) and 99¢ Only Stores, a California corporation (“TENANT”), with reference to the following facts: WHEREAS, the parties hereto, among others, entere |
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| February 12, 2013 |
Exhibit 10.40 FIRST AMENDMENT TO LEASE This FIRST AMENDMENT TO LEASE is dated as of December 21, 2012, by and between HKJ Gold, Inc., a California corporation (?LANDLORD?) and 99? Only Stores, a California corporation (?TENANT?), with reference to the following facts: WHEREAS, the parties hereto, among others, entered into that certain letter agreement (the ?LETTER AGREEMENT?) dated October 11, 20 |
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| February 7, 2013 |
CORPORATE HEADQUARTERS 4000 Union Pacific Avenue City of Commerce, CA 90023 Phone: (323) 980-8145 Exhibit 99.1 CORPORATE HEADQUARTERS 4000 Union Pacific Avenue City of Commerce, CA 90023 Phone: (323) 980-8145 www.99only.com 99¢ ONLY STORES® REPORTS THIRD QUARTER AND THE FIRST THREE QUARTERS OF FISCAL 2013 RESULTS CITY OF COMMERCE, California — February 6, 2013 - 99¢ Only Stores® (the “Company”) announced its financial results for the third quarter and the first three quarters of fiscal 2013 en |
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| February 7, 2013 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 6, 2013 99¢ ONLY STORES (Exact name of registrant as specified in its charter) California 1-11735 95-2411605 (State or other jurisdiction (Commission (IRS Employer of incorpo |
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| February 6, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 5, 2013 99¢ ONLY STORES (Exact name of registrant as specified in its charter) California 1-11735 95-2411605 (State or other jurisdiction of incorporation) (Commission File N |
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| January 24, 2013 |
EX-99.1 2 a13-35281ex99d1.htm EX-99.1 Exhibit 99.1 99¢ ONLY STORES ANNOUNCES SENIOR MANAGEMENT CHANGES Richard Anicetti Assumes Interim CEO Position & Michael Fung Becomes Interim Chief Administrative Officer 99¢ Only Reports Preliminary Third Quarter Same Store Sales Results City of Commerce, CA—January 23, 2013—99¢ Only Stores announced today that in order to build on recent successes and to exe |
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| January 24, 2013 |
Financial Statements and Exhibits, Other Events - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 23, 2013 99¢ ONLY STORES (Exact Name of Registrant as Specified in its Charter) California 1-11735 95-2411605 (State or Other Jurisdiction of Incorporation) (Commission File N |
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| January 24, 2013 |
CORPORATE HEADQUARTERS 4000 Union Pacific Avenue City of Commerce, CA 90023 Phone: (323) 980-8145 Exhibit 99.1 CORPORATE HEADQUARTERS 4000 Union Pacific Avenue City of Commerce, CA 90023 Phone: (323) 980-8145 www.99only.com 99¢ ONLY STORES® ANNOUNCES DATES FOR ITS THIRD QUARTER OF FISCAL 2013 EARNINGS RELEASE AND CONFERENCE CALL COMMERCE, California — January 23, 2013 — 99¢ Only Stores® (the “Company”) announced it will release its financial results for the third quarter of fiscal 2013 ended D |
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| January 24, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 23, 2013 99¢ ONLY STORES (Exact name of registrant as specified in its charter) California 1-11735 95-2411605 (State or other jurisdiction of incorporation) (Commission File N |
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| November 13, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 29, 2012 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 1-11735 99¢ ONLY STORES (Exact N |
