MODN SEC-arkivering - Model N, Inc.- Årsrapport, fuldmagtserklæring, prospekt

Grundlæggende statistik

LEI	549300WCIL3W0EYSBN94
CIK	1118417

SEC Filings

All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Model N, Inc.

SEC Filings (Chronological Order)

Denne side giver en komplet, kronologisk liste over SEC-arkiveringer, eksklusive ejerskabsregistreringer, som vi leverer andre steder.

July 8, 2024	15-12G	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 001-35840 Model N, Inc. (Exact name of registrant as specified in its chart
June 28, 2024	SC 13G	MODN / Model N, Inc. / GLAZER CAPITAL, LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Model N, Inc. (Name of Issuer) Common Stock, par value $0.00015 per share (Title of Class of Securities) 607525102 (CUSIP Number) June 18, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sc
June 27, 2024	EX-4.2	MODEL N, INC., U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION, AS TRUSTEE First Supplemental Indenture Dated as of June 27, 2024 to the Dated as of March 13, 2023 1.875% Convertible Senior Notes due 2028 Exhibit 4.2 MODEL N, INC., and U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION, AS TRUSTEE First Supplemental Indenture Dated as of June 27, 2024 to the Indenture Dated as of March 13, 2023 1.875% Convertible Senior Notes due 2028 FIRST SUPPLEMENTAL INDENTURE This FIRST SUPPLEMENTAL INDENTURE (this “First Supplemental Indenture”), dated as of June 27, 2024, is by and between Model N, Inc., a Delawar
June 27, 2024	EX-99.25	EX-99.25 NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on July 08, 2024, pursuant to the provisions of Rule 12d2-2 (a).
June 27, 2024	S-8 POS	As filed with the Securities and Exchange Commission on June 27, 2024 As filed with the Securities and Exchange Commission on June 27, 2024 Registration No.
June 27, 2024	EX-99.1	Vista Equity Partners Completes Acquisition of Model N Exhibit 99.1 Vista Equity Partners Completes Acquisition of Model N SAN MATEO, Calif.— June 27, 2024 — Model N, a leader in revenue optimization and compliance for pharmaceutical, medtech, and high-tech innovators, today announced the completion of its acquisition by Vista Equity Partners (“Vista”), a leading global investment firm focused exclusively on enterprise software, data, and technology-e
June 27, 2024	S-8 POS	As filed with the Securities and Exchange Commission on June 27, 2024 As filed with the Securities and Exchange Commission on June 27, 2024 Registration No.
June 27, 2024	S-8 POS	As filed with the Securities and Exchange Commission on June 27, 2024 As filed with the Securities and Exchange Commission on June 27, 2024 Registration No.
June 27, 2024	S-8 POS	As filed with the Securities and Exchange Commission on June 27, 2024 As filed with the Securities and Exchange Commission on June 27, 2024 Registration No.
June 27, 2024	S-8 POS	As filed with the Securities and Exchange Commission on June 27, 2024 As filed with the Securities and Exchange Commission on June 27, 2024 Registration No.
June 27, 2024	S-8 POS	As filed with the Securities and Exchange Commission on June 27, 2024 As filed with the Securities and Exchange Commission on June 27, 2024 Registration No.
June 27, 2024	S-8 POS	As filed with the Securities and Exchange Commission on June 27, 2024 As filed with the Securities and Exchange Commission on June 27, 2024 Registration No.
June 27, 2024	EX-4.1	MODEL N, INC., U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION (as successor in interest to U.S. BANK NATIONAL ASSOCIATION), AS TRUSTEE First Supplemental Indenture Dated as of June 27, 2024 to the Dated as of May 22, 2020 2.625% Convertible Senior Not Exhibit 4.1 MODEL N, INC., and U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION (as successor in interest to U.S. BANK NATIONAL ASSOCIATION), AS TRUSTEE First Supplemental Indenture Dated as of June 27, 2024 to the Indenture Dated as of May 22, 2020 2.625% Convertible Senior Notes due 2025 FIRST SUPPLEMENTAL INDENTURE This FIRST SUPPLEMENTAL INDENTURE (this “First Supplemental Indenture”), dated as o
June 27, 2024	EX-3.1	SEVENTH AMENDED AND RESTATED CERTIFICATE OF INCORPORATION MODEL N, INC. ARTICLE ONE Exhibit 3.1 SEVENTH AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF MODEL N, INC. ARTICLE ONE The name of the corporation is Model N, Inc. (the “Corporation”). ARTICLE TWO The address of the Corporation’s registered office in the State of Delaware is 1209 Orange Street, in the City of Wilmington, County of New Castle, Delaware 19801. The name of its registered agent at such address is The Cor
June 27, 2024	S-8 POS	As filed with the Securities and Exchange Commission on June 27, 2024 As filed with the Securities and Exchange Commission on June 27, 2024 Registration No.
June 27, 2024	S-8 POS	As filed with the Securities and Exchange Commission on June 27, 2024 As filed with the Securities and Exchange Commission on June 27, 2024 Registration No.
June 27, 2024	8-K	Changes in Control of Registrant, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Entry into a Material Definitive Agreement, Material Modification to Rights of Security Holders, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Completion of Acquisition or Disposition of Assets UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 25, 2024 MODEL N, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-35840 77-0528806 (State or Other Jurisdiction of Incorporation) (Commission File Number
June 27, 2024	S-8 POS	As filed with the Securities and Exchange Commission on June 27, 2024 As filed with the Securities and Exchange Commission on June 27, 2024 Registration No.
June 27, 2024	S-8 POS	As filed with the Securities and Exchange Commission on June 27, 2024 As filed with the Securities and Exchange Commission on June 27, 2024 Registration No.
June 27, 2024	S-8 POS	As filed with the Securities and Exchange Commission on June 27, 2024 As filed with the Securities and Exchange Commission on June 27, 2024 Registration No.
June 27, 2024	EX-3.2	SECOND AMENDED AND RESTATED BY-LAWS MODEL N, INC. A Delaware corporation (Adopted as of June 27, 2024) ARTICLE I Exhibit 3.2 SECOND AMENDED AND RESTATED BY-LAWS OF MODEL N, INC. A Delaware corporation (Adopted as of June 27, 2024) ARTICLE I OFFICES Section 1 Registered Office. The registered office of Model N, Inc. (the “Corporation”) in the State of Delaware is 1209 Orange Street, in the City of Wilmington, County of New Castle, Delaware 19801. The name of the Corporation’s registered agent at such address
June 14, 2024	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin
May 22, 2024	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin
May 15, 2024	DEFM14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defi
May 9, 2024	SC 13G/A	MODN / Model N, Inc. / Neuberger Berman Group LLC Passive Investment SC 13G/A 1 formsc13ga-05092024050508.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 4)* MODEL N, INC. (Name of Issuer) COMMON (Title of Class of Securities) 607525102 (CUSIP Number) April 30, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rul
May 7, 2024	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-35840 Model N, Inc.
May 6, 2024	EX-99.1	MODEL N ANNOUNCES SECOND QUARTER FISCAL YEAR 2024 FINANCIAL RESULTS Exhibit 99.1 MODEL N ANNOUNCES SECOND QUARTER FISCAL YEAR 2024 FINANCIAL RESULTS SAN MATEO, Calif. – May 6, 2024 - Model N, Inc. (NYSE: MODN), a leader in cloud revenue management solutions, today announced financial results for the second quarter of fiscal year 2024 ended March 31, 2024. Second Quarter 2024 Financial Highlights •Revenues: Total revenues were $65.1 million, an increase of 4% from
May 6, 2024	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 6, 2024 Date of Report (Date of earliest event reported) MODEL N, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-35840 77-0528806 (State or Other Jurisdiction of Incorporation) (Commission File Number) (
May 3, 2024	EX-FILING FEES	CALCULATION OF FILING FEE TABLES Schedule 14A (Form Type) Model N, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Transaction Valuation Proposed Maximum Aggregate Value of Transaction Fee Rate Amount of Filing Fee Fees to EX-FILING FEES Exhibit 107 CALCULATION OF FILING FEE TABLES Schedule 14A (Form Type) Model N, Inc.
May 3, 2024	PREM14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defi
April 22, 2024	EX-99.1	Vista Transaction Delivers Compelling, Risk-Adjusted Value To Model N Shareholders Based on preliminary results through Q2’FY24 (ended 03/31/24) set forth herein and current estimates. Robust Transaction Process In January 2024, in the context of sev Investor Presentation April 22, 2024 Exhibit 99.1 Vista Transaction Delivers Compelling, Risk-Adjusted Value To Model N Shareholders Based on preliminary results through Q2’FY24 (ended 03/31/24) set forth herein and current estimates. Robust Transaction Process In January 2024, in the context of several inbound indications of interest, the Model N Board authorized Jefferies to contact potentially
April 22, 2024	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 22, 2024 MODEL N, INC. (Exa UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 22, 2024 MODEL N, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-35840 77-0528806 (State or Other Jurisdiction of Incorporation) (Commission File Numbe
April 22, 2024	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 22, 2024 MODEL N, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-35840 77-0528806 (State or Other Jurisdiction of Incorporation) (Commission File Numbe
April 8, 2024	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin
April 8, 2024	EX-99.1	Model N to be Acquired by Vista Equity Partners For $1.25 Billion Model N Stockholders to Receive $30.00 Per Share in Cash Exhibit 99.1 Model N to be Acquired by Vista Equity Partners For $1.25 Billion Model N Stockholders to Receive $30.00 Per Share in Cash SAN MATEO, Calif – April 8, 2024 – Model N (NYSE: MODN), a leader in revenue optimization and compliance for pharmaceutical, medtech, and high-tech innovators, today announced that it has entered into a definitive agreement to be acquired by Vista Equity Partners
April 8, 2024	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 7, 2024 MODEL N, INC. (Exac UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 7, 2024 MODEL N, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-35840 77-0528806 (State or Other Jurisdiction of Incorporation) (Commission File Number
April 8, 2024	EX-2.1	Agreement and Plan of Merger, dated April 7, 2024, by and among Model N, Inc., Mountain Parent, LLC, and Mountain Merger Sub, Inc. Exhibit 2.1 AGREEMENT AND PLAN OF MERGER BY AND AMONG MOUNTAIN PARENT, LLC, MOUNTAIN MERGER SUB, INC. AND MODEL N, INC. April 7, 2024 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS 2 Section 1.01 Definitions 2 Section 1.02 Definitional and Interpretative Provisions 15 ARTICLE II THE TRANSACTION 16 Section 2.01 The Closing 16 Section 2.02 The Merger 17 ARTICLE III CONVERSION OF SECURITIES 18 Secti
April 8, 2024	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 7, 2024 MODEL N, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-35840 77-0528806 (State or Other Jurisdiction of Incorporation) (Commission File Number
March 19, 2024	LETTER	LETTER United States securities and exchange commission logo March 19, 2024 John Ederer Chief Financial Officer Model N, Inc.
March 14, 2024	CORRESP	Model N, Inc. \| 777 Mariners Island Blvd, Suite 300, San Mateo, CA 94044 \| P: 650.610.4600 \| F: 650.610.4699 \| www.modeln.com March 14, 2024 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance Office of Technology 100 F Street, NE Washington, DC 20549 Attention: Melissa Kindelan Kathleen Collins Re: Model N, Inc. Form 10-K for the Fiscal Year Ended September 30, 2023 Form 8-K Furnished on February 6, 2024 File No. 001-35840 Ladies and Gentlemen: In this letter, Model N, Inc. (“we” or “Compan
March 7, 2024	CORRESP	*** March 7, 2024 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance Office of Technology 100 F Street, NE Washington, DC 20549 Attention: Melissa Kindelan Kathleen Collins Re: Model N, Inc. Form 10-K for the Fiscal Year Ended September 30, 2023 Form 8-K Furnished on February 6, 2024 File No. 001-35840 Ladies and Gentlemen: We have received your letter on behalf of our c
February 23, 2024	LETTER	LETTER United States securities and exchange commission logo February 23, 2024 John Ederer Chief Financial Officer Model N, Inc.
February 16, 2024	8-K	Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 15, 2024 Date of Report (Date of earliest event reported) MODEL N, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-35840 77-0528806 (State or Other Jurisdiction of Incorporation) (Commission File Num
February 13, 2024	SC 13G/A	MODN / Model N, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 3)* Name of issuer: Model N Inc Title of Class of Securities: Common Stock CUSIP Number: 607525102 Date of Event Which Requires Filing of this Statement: December 29, 2023 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ Rule 13
February 13, 2024	SC 13G/A	MODN / Model N, Inc. / Neuberger Berman Group LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 3)* MODEL N, INC. (Name of Issuer) COMMON (Title of Class of Securities) 607525102 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is f
February 12, 2024	SC 13G/A	MODN / Model N, Inc. / Artisan Partners Limited Partnership - SC 13G/A Passive Investment SC 13G/A 1 d758178dsc13ga.htm SC 13G/A SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information to be Included in Statements Filed Pursuant to Rule 13d-1(b), (c) and (d) and Amendments Thereto Filed Pursuant to Rule 13d-2. Under the Securities Exchange Act of 1934 (Amendment No. 3)* Model N, Inc. (Name of Issuer) Common Stock (Title of Class of Securities)
February 12, 2024	EX-99.1	JOINT FILING AGREEMENT EX-99.1 2 d758178dex991.htm EX-99.1 EXHIBIT 1 JOINT FILING AGREEMENT The undersigned hereby agree to the joint filing of the Schedule 13G to which this Agreement is attached. Dated: 2/12/2024 ARTISAN PARTNERS ASSET MANAGEMENT INC, for itself and as the general partner of ARTISAN PARTNERS HOLDINGS LP By: Gregory K. Ramirez * ARTISAN INVESTMENTS GP LLC, for itself and as the general partner of ARTIS
February 9, 2024	SC 13G/A	MODN / Model N, Inc. / Clearbridge Investments, LLC Passive Investment SC 13G/A 1 mode23a2.htm CUSIP NO. 607525102 13G Page 1 of 8 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Model N, Inc. (Name of Issuer) Common Stock, par value $0.00015 per share (Title of Class of Securities) 607525102 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this S
February 6, 2024	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-35840 Model N, Inc.
February 6, 2024	EX-99.1	MODEL N ANNOUNCES FIRST QUARTER FISCAL YEAR 2024 FINANCIAL RESULTS Subscription Revenue Grew 8% Year-over-Year SaaS ARR Grew 16% Year-over-Year Exhibit 99.1 MODEL N ANNOUNCES FIRST QUARTER FISCAL YEAR 2024 FINANCIAL RESULTS Subscription Revenue Grew 8% Year-over-Year SaaS ARR Grew 16% Year-over-Year SAN MATEO, Calif. – February 6, 2024 - Model N, Inc. (NYSE: MODN), the leader in cloud revenue management solutions, today announced financial results for the first quarter of fiscal year 2024 ended December 31, 2023. “Our first quarter result
February 6, 2024	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 6, 2024 Date of Report (Date of earliest event reported) MODEL N, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-35840 77-0528806 (State or Other Jurisdiction of Incorporation) (Commission File Numb
January 24, 2024	SC 13G/A	MODN / Model N, Inc. / BlackRock Inc. Passive Investment SC 13G/A 1 us6075251024012324.txt us6075251024012324.txt SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No: 6) MODEL N INC - (Name of Issuer) Common Stock - (Title of Class of Securities) 607525102 - (CUSIP Number) December 31, 2023 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to des
January 5, 2024	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)
January 5, 2024	SC 13G/A	MODN / Model N, Inc. / Conestoga Capital Advisors, LLC - CONESTOGA CAPITAL ADVISORS Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* Model N. Inc. (Name of Issuer) Common Stock, par value $0.00015 per share (Title of Class of Securities) 607525102 (CUSIP Number) December 31, 2023 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pu
January 5, 2024	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)
December 6, 2023	SC 13G/A	MODN / Model N Inc / BlackRock Inc. Passive Investment SC 13G/A 1 us6075251024120623.txt us6075251024120623.txt SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No: 5) MODEL N INC - (Name of Issuer) Common Stock - (Title of Class of Securities) 607525102 - (CUSIP Number) November 30, 2023 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to des
November 17, 2023	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 001-35
November 17, 2023	EX-19.1	Insider Trading Policy Exhibit 19.1 MODEL N, INC. PROCEDURES AND GUIDELINES GOVERNING SECURITIES TRADES BY COMPANY PERSONNEL As adopted March 19, 2013 As amended August 27, 2013 As amended November 5, 2014 As amended November 2, 2018 As amended May 1, 2020 As amended March 10, 2023 I. PURPOSE It is illegal for any employee, officer (as defined in Rule 16a-1(f) of the Securities Exchange Act of 1934, as amended (the “Exc
November 17, 2023	EX-21.1	List of Subsidiaries of Registrant Exhibit 21.1 SUBSIDIARIES OF MODEL N, INC. Name Jurisdiction of Incorporation Model N India Software Private Limited India Model N (Switzerland) GmbH / Model N (Switzerland) LLC Switzerland Model N UK Limited United Kingdom Sapphire Stripe Holdings, Inc. Delaware, USA Model N Canada Limited Canada
November 17, 2023	EX-97.1	Compensation Recovery Policy Exhibit 97.1 MODEL N, INC. COMPENSATION RECOVERY POLICY As adopted August 4, 2023 The Board of Directors (the “Board”) of Model N, Inc. (the “Company”) has determined that it is in the best interests of the Company and its stockholders to adopt and implement this compensation recovery policy (the “Policy”) enabling the Company to recover from specified current and former Company executives certain
November 9, 2023	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 9, 2023 Date of Report (Date of earliest event reported) MODEL N, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-35840 77-0528806 (State or Other Jurisdiction of Incorporation) (Commission File Numb
November 9, 2023	EX-99.1	MODEL N ANNOUNCES FOURTH QUARTER AND FISCAL YEAR 2023 FINANCIAL RESULTS Total Fiscal Year Revenue Grew 14% Year-over-Year SaaS ARR Grew 20% Year-over-Year Exhibit 99.1 MODEL N ANNOUNCES FOURTH QUARTER AND FISCAL YEAR 2023 FINANCIAL RESULTS Total Fiscal Year Revenue Grew 14% Year-over-Year SaaS ARR Grew 20% Year-over-Year SAN MATEO, Calif. – November 9, 2023 - Model N, Inc. (NYSE: MODN), the leader in cloud revenue management solutions, today announced financial results for the fourth quarter and fiscal year 2023 ended September 30, 2023. “2023 was a
August 8, 2023	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-35840 Model N, Inc.
August 8, 2023	EX-99.1	MODEL N ANNOUNCES THIRD QUARTER FISCAL YEAR 2023 FINANCIAL RESULTS Total Revenue Grew 13% Year-over-Year SaaS ARR Grew 28% Year-over-Year Exhibit 99.1 MODEL N ANNOUNCES THIRD QUARTER FISCAL YEAR 2023 FINANCIAL RESULTS Total Revenue Grew 13% Year-over-Year SaaS ARR Grew 28% Year-over-Year SAN MATEO, Calif. – August 8, 2023 - Model N, Inc. (NYSE: MODN), the leader in cloud revenue management solutions, today announced financial results for the third quarter of fiscal year 2023 ended June 30, 2023. “Our third quarter results beat expec
August 8, 2023	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 8, 2023 Date of Report (Date of earliest event reported) MODEL N, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-35840 77-0528806 (State or Other Jurisdiction of Incorporation) (Commission File Number
May 9, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 9, 2023 Date of Report (Date of earliest event reported) MODEL N, INC. (Exact n UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 9, 2023 Date of Report (Date of earliest event reported) MODEL N, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-35840 77-0528806 (State or Other Jurisdiction of Incorporation) (Commission File Number) (
May 9, 2023	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-35840 Model N, Inc.
May 9, 2023	EX-99.1	MODEL N ANNOUNCES SECOND QUARTER FISCAL YEAR 2023 FINANCIAL RESULTS Total Revenue Grew 18% Year-over-Year SaaS ARR Grew 40% Year-over-Year Exhibit 99.1 MODEL N ANNOUNCES SECOND QUARTER FISCAL YEAR 2023 FINANCIAL RESULTS Total Revenue Grew 18% Year-over-Year SaaS ARR Grew 40% Year-over-Year SAN MATEO, Calif. – May 9, 2023 - Model N, Inc. (NYSE: MODN), the leader in cloud revenue management solutions, today announced financial results for the second quarter of fiscal year 2023 ended March 31, 2023. “Our second quarter results beat expe
March 30, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 30, 2023 Date of Report (Date of earliest event reported) MODEL N, INC. (Exac UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 30, 2023 Date of Report (Date of earliest event reported) MODEL N, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-35840 77-0528806 (State or Other Jurisdiction of Incorporation) (Commission File Number
March 17, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 15, 2023 Date of Report (Date of earliest event reported) MODEL N, INC. (Exac UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 15, 2023 Date of Report (Date of earliest event reported) MODEL N, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-35840 77-0528806 (State or Other Jurisdiction of Incorporation) (Commission File Number
March 15, 2023	EX-FILING FEES	Filing Fee Table Exhibit 107.1 Calculation of Filing Fee Tables Form S-8 (Form Type) Model N, Inc. (Exact Name of Registrant as Specified in its Charter) Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered(1) Proposed Maximum Offering Price Per Unit(3) Maximum Aggregate Offering Price(3) Fee Rate Amount of Registration Fee(4) Equity Common stock, par value $0.00015
March 15, 2023	S-8	As filed with the Securities and Exchange Commission on March 15, 2023 As filed with the Securities and Exchange Commission on March 15, 2023 Registration No.
March 14, 2023	EX-4.1	Form of Global Note, representing Model N, Inc.’s 1.875% Convertible Senior Notes due 2028 (included as Exhibit A to the Indenture filed as Exhibit 4.1). Exhibit 4.1 MODEL N, INC. AND U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION, as Trustee INDENTURE Dated as of March 13, 2023 1.875% Convertible Senior Notes due 2028 TABLE OF CONTENTS Page Article 1 DEFINITIONS 1 Section 1.01 Definitions 1 Section 1.02 References to Interest 14 Article 2 ISSUE, DESCRIPTION, EXECUTION, REGISTRATION AND EXCHANGE OF NOTES 14 Section 2.01 Designation and Amount 14 Sec
March 14, 2023	EX-99.1	MODEL N PRICES OFFERING OF $220.0 MILLION OF 1.875% CONVERTIBLE SENIOR NOTES DUE 2028 Exhibit 99.1 MODEL N PRICES OFFERING OF $220.0 MILLION OF 1.875% CONVERTIBLE SENIOR NOTES DUE 2028 SAN MATEO, Calif. - March 9, 2023 - Model N, Inc. (NYSE: MODN), a leading provider of cloud revenue management solutions for life sciences and high tech companies, announced today the pricing of its offering of $220.0 million aggregate principal amount of convertible senior notes due 2028 in a privat
March 14, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 8, 2023 Date of Report (Date of earliest event reported) MODEL N, INC. (Exact UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 8, 2023 Date of Report (Date of earliest event reported) MODEL N, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-35840 77-0528806 (State or Other Jurisdiction of Incorporation) (Commission File Number)
March 7, 2023	EX-99	MODEL N ANNOUNCES PROPOSED OFFERING OF $220.0 MILLION OF CONVERTIBLE SENIOR NOTES DUE 2028 Exhibit 99.1 MODEL N ANNOUNCES PROPOSED OFFERING OF $220.0 MILLION OF CONVERTIBLE SENIOR NOTES DUE 2028 SAN MATEO, Calif. - March 7, 2023 - Model N, Inc. (NYSE: MODN), a leading provider of cloud revenue management solutions for life sciences and high tech companies, announced today that it intends to offer, subject to market conditions and other factors, $220.0 million aggregate principal amount
March 7, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 7, 2023 Date of Report (Date of earliest event reported) MODEL N, INC. (Exact UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 7, 2023 Date of Report (Date of earliest event reported) MODEL N, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-35840 77-0528806 (State or Other Jurisdiction of Incorporation) (Commission File Number)
February 21, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 16, 2023 Date of Report (Date of earliest event reported) MODEL N, INC. (E UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 16, 2023 Date of Report (Date of earliest event reported) MODEL N, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-35840 77-0528806 (State or Other Jurisdiction of Incorporation) (Commission File Num
February 14, 2023	SC 13G/A	MODN / Model N Inc / Schwartz Joshua M - SC 13G/A Passive Investment SC 13G/A 1 ny20007513x1sc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* Model N, Inc. (Name of Issuer) Common Stock, par value $0.00015 per share (Title of Class of Securities) 607525102 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check
February 10, 2023	SC 13G/A	MODN / Model N Inc / Neuberger Berman Group LLC - NONE Passive Investment SC 13G/A 1 doc1.htm NONE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* MODEL N, INC. (Name of Issuer) COMMON (Title of Class of Securities) 607525102 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to w
February 10, 2023	SC 13G/A	MODN / Model N Inc / Clearbridge Investments, LLC Passive Investment mode22a11.htm - Generated by SEC Publisher for SEC Filing CUSIP NO. 607525102 13G Page 1 of 8 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.1)* Model N, Inc. (Name of Issuer) Common Stock, par value $0.00015 per share (Title of Class of Securities) 607525102 (CUSIP Number) December 31, 2022 (Date of Even
February 10, 2023	SC 13G/A	MODN / Model N Inc / Artisan Partners Limited Partnership - SC 13G/A Passive Investment SC 13G/A SCHEDULE 13G (Rule 13d-102) Information to be Included in Statements Filed Pursuant to Rule 13d-1(b), (c) and (d) and Amendments Thereto Filed Pursuant to Rule 13d-2.
February 9, 2023	SC 13G/A	MODN / Model N Inc / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 tv01437-modelninc.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 2)* Name of issuer: Model N Inc. Title of Class of Securities: Common Stock CUSIP Number: 607525102 Date of Event Which Requires Filing of this Statement: December 30, 2022 Check the appropriate box to designate the rule pu
February 9, 2023	SC 13G/A	MODN / Model N Inc / BlackRock Inc. Passive Investment SC 13G/A 1 us6075251024020823.txt us6075251024020823.txt SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No: 5) MODEL N INC - (Name of Issuer) Common Stock - (Title of Class of Securities) 607525102 - (CUSIP Number) January 31, 2023 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to desi
February 7, 2023	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-35840 Model N, Inc.
February 7, 2023	EX-99.1	MODEL N ANNOUNCES FIRST QUARTER FISCAL YEAR 2023 FINANCIAL RESULTS Total Revenue Grew 15% Year-over-Year SaaS ARR Grew 36% Year-over-Year Net Loss Decreased 35% Year-over-Year Adjusted EBITDA Grew 27% Year-over-Year Exhibit 99.1 MODEL N ANNOUNCES FIRST QUARTER FISCAL YEAR 2023 FINANCIAL RESULTS Total Revenue Grew 15% Year-over-Year SaaS ARR Grew 36% Year-over-Year Net Loss Decreased 35% Year-over-Year Adjusted EBITDA Grew 27% Year-over-Year SAN MATEO, Calif. – February 7, 2023 - Model N, Inc. (NYSE: MODN), the leader in cloud revenue management solutions, today announced financial results for the first quarte
February 7, 2023	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 7, 2023 Date of Report (Date of earliest event reported) MODEL N, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-35840 77-0528806 (State or Other Jurisdiction of Incorporation) (Commission File Numb
February 3, 2023	SC 13G/A	MODN / Model N Inc / First Light Asset Management, LLC - AMENDMENT TO FORM SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934* (Amendment No. 2) Model N, Inc. (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 607525102 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to whi
January 24, 2023	SC 13G/A	MODN / Model N Inc / BlackRock Inc. Passive Investment SC 13G/A 1 us6075251024012423.txt us6075251024012423.txt SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No: 4) MODEL N INC - (Name of Issuer) Common Stock - (Title of Class of Securities) 607525102 - (CUSIP Number) December 31, 2022 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to des
January 18, 2023	SC 13G/A	MODN / Model N Inc / Conestoga Capital Advisors, LLC - CONESTOGA CAPITAL ADVISORS Passive Investment SC 13G/A 1 modna311823.htm CONESTOGA CAPITAL ADVISORS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* Model N. Inc. (Name of Issuer) Common Stock, par value $0.00015 per share (Title of Class of Securities) 607525102 (CUSIP Number) December 31, 2022 (Date of Event which Requires Filing of this Stateme
January 6, 2023	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) DEFA14A 1 modndefa14aproxynoticecard.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of t
January 6, 2023	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)
November 18, 2022	EX-21.1	List of Subsidiaries of Registrant Exhibit 21.1 SUBSIDIARIES OF MODEL N, INC. Name Jurisdiction of Incorporation Model N India Software Private Limited India Model N (Switzerland) GmbH / Model N (Switzerland) LLC Switzerland Model N UK Limited United Kingdom Sapphire Stripe Holdings, Inc. Delaware, USA Model N Canada Limited Canada
November 18, 2022	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 001-35
November 8, 2022	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 8, 2022 Date of Report (Date of earliest event reported) MODEL N, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-35840 77-0528806 (State or Other Jurisdiction of Incorporation) (Commission File Numb
November 8, 2022	EX-99.1	MODEL N ANNOUNCES FOURTH QUARTER AND FISCAL YEAR 2022 FINANCIAL RESULTS Total Q4 and Fiscal Year Revenue Grew 13% Year-over-Year Net Cash Provided by Operating Activities for the Fiscal Year Grew 29% Year-over-Year SaaS ARR Grew 31% Year-over-Year Exhibit 99.1 MODEL N ANNOUNCES FOURTH QUARTER AND FISCAL YEAR 2022 FINANCIAL RESULTS Total Q4 and Fiscal Year Revenue Grew 13% Year-over-Year Net Cash Provided by Operating Activities for the Fiscal Year Grew 29% Year-over-Year SaaS ARR Grew 31% Year-over-Year SAN MATEO, Calif. ? November 8, 2022 - Model N, Inc. (NYSE: MODN), the leader in cloud revenue management solutions, today announced financ
August 9, 2022	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-35840 Model N, Inc.
August 9, 2022	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 9, 2022 Date of Report (Date of earliest event reported) MODEL N, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-35840 77-0528806 (State or Other Jurisdiction of Incorporation) (Commission File Number
August 9, 2022	EX-99.1	MODEL N ANNOUNCES THIRD QUARTER FISCAL YEAR 2022 FINANCIAL RESULTS Total Revenue Grew 10% Year-over-Year Adjusted EBITDA Grew 36% Year-over-Year Exhibit 99.1 MODEL N ANNOUNCES THIRD QUARTER FISCAL YEAR 2022 FINANCIAL RESULTS Total Revenue Grew 10% Year-over-Year Adjusted EBITDA Grew 36% Year-over-Year SAN MATEO, Calif. ? August 9, 2022 - Model N, Inc. (NYSE: MODN), the leader in cloud revenue management solutions, today announced financial results for the third quarter of fiscal year 2022 ended June 30, 2022. ?We continued our strong momen
May 10, 2022	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 10, 2022 Date of Report (Date of earliest event reported) MODEL N, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-35840 77-0528806 (State or Other Jurisdiction of Incorporation) (Commission File Number)
May 10, 2022	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-35840 Model N, Inc.
May 10, 2022	EX-99.1	MODEL N ANNOUNCES SECOND QUARTER FISCAL YEAR 2022 FINANCIAL RESULTS Total Revenue Grew 11% Year-over-Year Adjusted EBITDA Grew 105% Year-over-Year Exhibit 99.1 MODEL N ANNOUNCES SECOND QUARTER FISCAL YEAR 2022 FINANCIAL RESULTS Total Revenue Grew 11% Year-over-Year Adjusted EBITDA Grew 105% Year-over-Year SAN MATEO, Calif. ? May 10, 2022 - Model N, Inc. (NYSE: MODN), the leader in cloud revenue management solutions, today announced financial results for the second quarter fiscal year 2022 ended March 31, 2022. ?We continued our strong moment
February 23, 2022	8-K	Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 18, 2022 Date of Report (Date of earliest event reported) MODEL N, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-35840 77-0528806 (State or Other Jurisdiction of Incorporation) (Commission File Num
February 14, 2022	SC 13G/A	MODN / Model N Inc / Neuberger Berman Group LLC - NONE Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* MODEL N, INC. (Name of Issuer) COMMON (Title of Class of Securities) 607525102 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is fil
February 14, 2022	SC 13G/A	MODN / Model N Inc / First Light Asset Management, LLC - AMENDMENT TO FORM SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934* (Amendment No. 2) Model N, Inc. (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 607525102 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to whi
February 10, 2022	SC 13G/A	MODN / Model N Inc / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 tv01445-modelninc.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 1)* Name of issuer: Model N Inc. Title of Class of Securities: Common Stock CUSIP Number: 607525102 Date of Event Which Requires Filing of this Statement: December 31, 2021 Check the appropriate box to designate the rule pu
February 10, 2022	SC 13G	MODN / Model N Inc / Clearbridge Investments, LLC Passive Investment CUSIP NO. 607525102 13G Page 1 of 8 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Model N, Inc. (Name of Issuer) Common Stock, par value $0.00015 per share (Title of Class of Securities) 607525102 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appro
February 9, 2022	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-35840 Model N, Inc.
February 8, 2022	EX-99.1	MODEL N ANNOUNCES FIRST QUARTER FISCAL YEAR 2022 FINANCIAL RESULTS Total Revenue Grew 21% Year-over-Year Subscription Revenue Grew 21% Year-over-Year Exhibit 99.1 MODEL N ANNOUNCES FIRST QUARTER FISCAL YEAR 2022 FINANCIAL RESULTS Total Revenue Grew 21% Year-over-Year Subscription Revenue Grew 21% Year-over-Year SAN MATEO, Calif. ? February 8, 2022 - Model N, Inc. (NYSE: MODN), the leader in cloud revenue management solutions, today announced financial results for the first quarter fiscal year 2022 ended December 31, 2021. ?We kicked off fiscal
February 8, 2022	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 8, 2022 Date of Report (Date of earliest event reported) MODEL N, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-35840 77-0528806 (State or Other Jurisdiction of Incorporation) (Commission File Numb
February 4, 2022	SC 13G/A	MODN / Model N Inc / Artisan Partners Limited Partnership - MODEL N INC. Passive Investment SCHEDULE 13G (Rule 13d-102) Information to be Included in Statements Filed Pursuant to Rule 13d-1(b), (c) and (d) and Amendments Thereto Filed Pursuant to Rule 13d-2.
February 3, 2022	SC 13G/A	MODN / Model N Inc / BlackRock Inc. Passive Investment us6075251024020222.txt SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No: 3) MODEL N INC - (Name of Issuer) Common Stock - (Title of Class of Securities) 607525102 - (CUSIP Number) December 31, 2021 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which
January 10, 2022	SC 13G/A	MODN / Model N Inc / Conestoga Capital Advisors, LLC - CONESTOGA CAPITAL ADVISORS Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Model N. Inc. (Name of Issuer) Common Stock, par value $0.00015 per share (Title of Class of Securities) 607525102 (CUSIP Number) December 31, 2021 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pu
January 7, 2022	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)
January 7, 2022	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)
November 19, 2021	EX-21.1	List of Subsidiaries of Registrant Exhibit 21.1 SUBSIDIARIES OF MODEL N, INC. Name Jurisdiction of Incorporation Model N India Software Private Limited India Model N (Switzerland) GmbH / Model N (Switzerland) LLC Switzerland Model N UK Limited United Kingdom Sapphire Stripe Holdings, Inc. Delaware, USA Model N Canada Limited Canada
November 19, 2021	EX-10.12	Form of Executive Employment Agreement Exhibit 10.12 [NAME] Dear [FIRST NAME], Congratulations! On behalf of Model N, Inc. (Model N), I am pleased to offer you the position of [TITLE] based out of Model N?s San Mateo, CA headquarters, reporting to me. We are thrilled you?ll be bringing your N Factor to Model N and look forward to your acceptance. Here are a few details about the role you are about to experience: Your first day of work
November 19, 2021	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 001-35
November 9, 2021	EX-99.1	MODEL N ANNOUNCES FOURTH QUARTER AND FISCAL YEAR 2021 FINANCIAL RESULTS Exhibit 99.1 MODEL N ANNOUNCES FOURTH QUARTER AND FISCAL YEAR 2021 FINANCIAL RESULTS ?Total Q4 Revenue Grew 24% Year-over-Year ?Q4 Subscription Revenue Grew 29% Year-over-Year SAN MATEO, Calif. ? November 9, 2021 - Model N, Inc. (NYSE: MODN), the leader in cloud revenue management solutions, today announced financial results for the fourth quarter and fiscal year 2021 ended September 30, 2021. ?We
November 9, 2021	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 9, 2021 Date of Report (Date of earliest event reported) MODEL N, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-35840 77-0528806 (State or Other Jurisdiction of Incorporation) (Commission File Numb
October 14, 2021	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 October 12, 2021 Date of Report (Date of earliest event reported) MODEL N, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-35840 77-0528806 (State or Other Jurisdiction of Incorporation) (Commission File Numb
August 9, 2021	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 9, 2021 Date of Report (Date of earliest event reported) MODEL N, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-35840 77-0528806 (State or Other Jurisdiction of Incorporation) (Commission File Number
August 9, 2021	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-35840 Model N, Inc.
August 9, 2021	EX-99.1	MODEL N ANNOUNCES THIRD QUARTER FISCAL YEAR 2021 FINANCIAL RESULTS Surpasses $50 Million of Quarterly Total Revenue Milestone Exhibit 99.1 MODEL N ANNOUNCES THIRD QUARTER FISCAL YEAR 2021 FINANCIAL RESULTS Surpasses $50 Million of Quarterly Total Revenue Milestone SAN MATEO, Calif. ? August 9, 2021 - Model N, Inc. (NYSE: MODN), the leader in cloud revenue management solutions, today announced financial results for the third quarter of fiscal year 2021 ended June 30, 2021. ?Our results for the third quarter outperformed a
May 10, 2021	10-Q	Quarterly Report - 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-35840 Model N, Inc.
May 10, 2021	EX-99.1	MODEL N ANNOUNCES SECOND QUARTER FISCAL YEAR 2021 FINANCIAL RESULTS Exceeds Q2 Expectations and Raises Full Fiscal Year 2021 Guidance Exhibit 99.1 MODEL N ANNOUNCES SECOND QUARTER FISCAL YEAR 2021 FINANCIAL RESULTS Exceeds Q2 Expectations and Raises Full Fiscal Year 2021 Guidance SAN MATEO, Calif. ? May 10, 2021 - Model N, Inc. (NYSE: MODN), the leader in cloud revenue management solutions, today announced financial results for the second quarter fiscal year 2021 ended March 31, 2021. ?In the second quarter, we executed well, mo
May 10, 2021	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 10, 2021 Date of Report (Date of earliest event reported) MODEL N, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-35840 77-0528806 (State or Other Jurisdiction of Incorporation) (Commission File Number)
April 9, 2021	SC 13G/A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Model N, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) (CUSIP Number) March 31, 2021 Model N, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Model N, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 607525102 (CUSIP Number) March 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which thi
March 4, 2021	EX-99.1	2021 Employee Stock Purchase Plan Exhibit 99.1 Model N, Inc. 2021 Employee Stock Purchase Plan 1. Purpose. Model N, Inc. adopted the Plan effective as of the Effective Date. The purpose of this Plan is to provide eligible employees of the Company and the Participating Corporations with a means of acquiring an equity interest in the Company, to enhance such employees? sense of participation in the affairs of the Company. Capitalize
March 4, 2021	S-8 POS	- S-8 POS As filed with the Securities and Exchange Commission on March 4, 2021 Registration Nos.
March 4, 2021	EX-99.1	2021 Employee Stock Purchase Plan Exhibit 99.1 Model N, Inc. 2021 Employee Stock Purchase Plan 1. Purpose. Model N, Inc. adopted the Plan effective as of the Effective Date. The purpose of this Plan is to provide eligible employees of the Company and the Participating Corporations with a means of acquiring an equity interest in the Company, to enhance such employees? sense of participation in the affairs of the Company. Capitalize
March 4, 2021	EX-99.1	2021 Employee Stock Purchase Plan EX-99.1 4 modn-ex99103042021.htm EX-99.1 Exhibit 99.1 Model N, Inc. 2021 Employee Stock Purchase Plan 1. Purpose. Model N, Inc. adopted the Plan effective as of the Effective Date. The purpose of this Plan is to provide eligible employees of the Company and the Participating Corporations with a means of acquiring an equity interest in the Company, to enhance such employees’ sense of participation
March 4, 2021	EX-99.1	2021 Employee Stock Purchase Plan Exhibit 99.1 Model N, Inc. 2021 Employee Stock Purchase Plan 1. Purpose. Model N, Inc. adopted the Plan effective as of the Effective Date. The purpose of this Plan is to provide eligible employees of the Company and the Participating Corporations with a means of acquiring an equity interest in the Company, to enhance such employees? sense of participation in the affairs of the Company. Capitalize
March 4, 2021	EX-99.1	2021 Employee Stock Purchase Plan EX-99.1 4 modn-ex99103042021.htm EX-99.1 Exhibit 99.1 Model N, Inc. 2021 Employee Stock Purchase Plan 1. Purpose. Model N, Inc. adopted the Plan effective as of the Effective Date. The purpose of this Plan is to provide eligible employees of the Company and the Participating Corporations with a means of acquiring an equity interest in the Company, to enhance such employees’ sense of participation
March 4, 2021	EX-99.1	2021 Employee Stock Purchase Plan Exhibit 99.1 Model N, Inc. 2021 Employee Stock Purchase Plan 1. Purpose. Model N, Inc. adopted the Plan effective as of the Effective Date. The purpose of this Plan is to provide eligible employees of the Company and the Participating Corporations with a means of acquiring an equity interest in the Company, to enhance such employees? sense of participation in the affairs of the Company. Capitalize
March 4, 2021	S-8 POS	- S-8 POS As filed with the Securities and Exchange Commission on March 4, 2021 Registration Nos.
March 4, 2021	S-8 POS	- S-8 POS As filed with the Securities and Exchange Commission on March 4, 2021 Registration Nos.
March 4, 2021	S-8 POS	- S-8 POS As filed with the Securities and Exchange Commission on March 4, 2021 Registration Nos.
March 4, 2021	EX-99.2	2021 Equity Incentive Plan and forms of award agreements Exhibit 99.2 Model N, Inc. 2021 Equity Incentive Plan 1. PURPOSE. The purpose of this Plan is to provide incentives to attract, retain, and motivate eligible persons whose present and potential contributions are important to the success of the Company, and any Parents, Subsidiaries, and Affiliates that exist now or in the future, by offering them an opportunity to participate in the Company?s futu
March 4, 2021	EX-99.2	2021 Equity Incentive Plan and forms of award agreements Exhibit 99.2 Model N, Inc. 2021 Equity Incentive Plan 1. PURPOSE. The purpose of this Plan is to provide incentives to attract, retain, and motivate eligible persons whose present and potential contributions are important to the success of the Company, and any Parents, Subsidiaries, and Affiliates that exist now or in the future, by offering them an opportunity to participate in the Company?s futu
March 4, 2021	EX-99.1	2021 Employee Stock Purchase Plan Exhibit 99.1 Model N, Inc. 2021 Employee Stock Purchase Plan 1. Purpose. Model N, Inc. adopted the Plan effective as of the Effective Date. The purpose of this Plan is to provide eligible employees of the Company and the Participating Corporations with a means of acquiring an equity interest in the Company, to enhance such employees? sense of participation in the affairs of the Company. Capitalize
March 4, 2021	EX-99.2	2021 Equity Incentive Plan and forms of award agreements Exhibit 99.2 Model N, Inc. 2021 Equity Incentive Plan 1. PURPOSE. The purpose of this Plan is to provide incentives to attract, retain, and motivate eligible persons whose present and potential contributions are important to the success of the Company, and any Parents, Subsidiaries, and Affiliates that exist now or in the future, by offering them an opportunity to participate in the Company?s futu
March 4, 2021	EX-99.1	2021 Employee Stock Purchase Plan Exhibit 99.1 Model N, Inc. 2021 Employee Stock Purchase Plan 1. Purpose. Model N, Inc. adopted the Plan effective as of the Effective Date. The purpose of this Plan is to provide eligible employees of the Company and the Participating Corporations with a means of acquiring an equity interest in the Company, to enhance such employees? sense of participation in the affairs of the Company. Capitalize
March 4, 2021	EX-99.2	2021 Equity Incentive Plan and forms of award agreements Exhibit 99.2 Model N, Inc. 2021 Equity Incentive Plan 1. PURPOSE. The purpose of this Plan is to provide incentives to attract, retain, and motivate eligible persons whose present and potential contributions are important to the success of the Company, and any Parents, Subsidiaries, and Affiliates that exist now or in the future, by offering them an opportunity to participate in the Company?s futu
March 4, 2021	S-8 POS	- S-8 POS As filed with the Securities and Exchange Commission on March 4, 2021 Registration Nos.
March 4, 2021	EX-99.2	2021 Equity Incentive Plan and forms of award agreements Exhibit 99.2 Model N, Inc. 2021 Equity Incentive Plan 1. PURPOSE. The purpose of this Plan is to provide incentives to attract, retain, and motivate eligible persons whose present and potential contributions are important to the success of the Company, and any Parents, Subsidiaries, and Affiliates that exist now or in the future, by offering them an opportunity to participate in the Company?s futu
March 4, 2021	EX-99.1	2021 Employee Stock Purchase Plan Exhibit 99.1 Model N, Inc. 2021 Employee Stock Purchase Plan 1. Purpose. Model N, Inc. adopted the Plan effective as of the Effective Date. The purpose of this Plan is to provide eligible employees of the Company and the Participating Corporations with a means of acquiring an equity interest in the Company, to enhance such employees? sense of participation in the affairs of the Company. Capitalize
March 4, 2021	S-8 POS	- S-8 POS As filed with the Securities and Exchange Commission on March 4, 2021 Registration Nos.
March 4, 2021	S-8	- S-8 As filed with the Securities and Exchange Commission on March 4, 2021 Registration No.
March 4, 2021	EX-99.1	2021 Employee Stock Purchase Plan EX-99.1 4 modn-ex99103042021.htm EX-99.1 Exhibit 99.1 Model N, Inc. 2021 Employee Stock Purchase Plan 1. Purpose. Model N, Inc. adopted the Plan effective as of the Effective Date. The purpose of this Plan is to provide eligible employees of the Company and the Participating Corporations with a means of acquiring an equity interest in the Company, to enhance such employees’ sense of participation
March 4, 2021	EX-99.2	2021 Equity Incentive Plan and forms of award agreements EX-99.2 5 modn-ex99203042021.htm EX-99.2 Exhibit 99.2 Model N, Inc. 2021 Equity Incentive Plan 1. PURPOSE. The purpose of this Plan is to provide incentives to attract, retain, and motivate eligible persons whose present and potential contributions are important to the success of the Company, and any Parents, Subsidiaries, and Affiliates that exist now or in the future, by offering them an opportu
March 4, 2021	EX-99.2	2021 Equity Incentive Plan and forms of award agreements Exhibit 99.2 Model N, Inc. 2021 Equity Incentive Plan 1. PURPOSE. The purpose of this Plan is to provide incentives to attract, retain, and motivate eligible persons whose present and potential contributions are important to the success of the Company, and any Parents, Subsidiaries, and Affiliates that exist now or in the future, by offering them an opportunity to participate in the Company?s futu
March 4, 2021	EX-99.2	2021 Equity Incentive Plan and forms of award agreements Exhibit 99.2 Model N, Inc. 2021 Equity Incentive Plan 1. PURPOSE. The purpose of this Plan is to provide incentives to attract, retain, and motivate eligible persons whose present and potential contributions are important to the success of the Company, and any Parents, Subsidiaries, and Affiliates that exist now or in the future, by offering them an opportunity to participate in the Company?s futu
March 4, 2021	S-8 POS	- S-8 POS As filed with the Securities and Exchange Commission on March 4, 2021 Registration Nos.
March 4, 2021	EX-99.2	2021 Equity Incentive Plan and forms of award agreements Exhibit 99.2 Model N, Inc. 2021 Equity Incentive Plan 1. PURPOSE. The purpose of this Plan is to provide incentives to attract, retain, and motivate eligible persons whose present and potential contributions are important to the success of the Company, and any Parents, Subsidiaries, and Affiliates that exist now or in the future, by offering them an opportunity to participate in the Company?s futu
March 4, 2021	EX-99.1	2021 Equity Incentive Plan and forms of award agreements EX-99.1 4 modn-ex991030421.htm EX-99.1 Exhibit 99.1 Model N, Inc. 2021 Equity Incentive Plan 1. PURPOSE. The purpose of this Plan is to provide incentives to attract, retain, and motivate eligible persons whose present and potential contributions are important to the success of the Company, and any Parents, Subsidiaries, and Affiliates that exist now or in the future, by offering them an opportuni
March 4, 2021	EX-99.2	2021 Equity Incentive Plan and forms of award agreements Exhibit 99.2 Model N, Inc. 2021 Equity Incentive Plan 1. PURPOSE. The purpose of this Plan is to provide incentives to attract, retain, and motivate eligible persons whose present and potential contributions are important to the success of the Company, and any Parents, Subsidiaries, and Affiliates that exist now or in the future, by offering them an opportunity to participate in the Company?s futu
March 4, 2021	S-8 POS	- S-8 POS As filed with the Securities and Exchange Commission on March 4, 2021 Registration Nos.
March 4, 2021	S-8 POS	- S-8 POS As filed with the Securities and Exchange Commission on March 4, 2021 Registration Nos.
March 4, 2021	S-8 POS	- S-8 POS As filed with the Securities and Exchange Commission on March 4, 2021 Registration Nos.
February 25, 2021	8-K	Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 19, 2021 Date of Report (Date of earliest event reported) MODEL N, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-35840 77-0528806 (State or Other Jurisdiction of Incorporation) (Commission File Num
February 16, 2021	SC 13G	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Model N, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) (CUSIP Number) December 31, 20 Model N, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Model N, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 607525102 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which t
February 11, 2021	SC 13G/A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Model N. Inc. (Name of Issuer) Common Stock, par value $0.00015 per share (Title of Class of Securities) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Model N. Inc. (Name of Issuer) Common Stock, par value $0.00015 per share (Title of Class of Securities) 607525102 (CUSIP Number) February 11, 2021 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pu
February 11, 2021	SC 13G	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. n/a )* MODEL N, INC. (Name of Issuer) (Title of Class of Securities) (CUSIP Number) December 31, 2020 (Date Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. n/a )* MODEL N, INC. (Name of Issuer) COMMON (Title of Class of Securities) 607525102 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this
February 11, 2021	SC 13G/A	SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Model N, Inc. - (Name of Issuer) Common Stock, par value $0.00015 per share - (Title of Class of Securities) 607525102 - (CUSIP Number) December 31, 2020 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the
February 10, 2021	SC 13G	SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 Name of issuer: Model N Inc. Title of Class of Securities: Common Stock CUSIP Number: 607525102 Date of Event Which Requires Filing of this Statement: December 31, 2020 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ Rule 13d-1(b) ☐ Rule 13d-1
February 10, 2021	SC 13G	MODEL N INC SCHEDULE 13G (Rule 13d-102) Information to be Included in Statements Filed Pursuant to Rule 13d-1(b), (c) and (d) and Amendments Thereto Filed Pursuant to Rule 13d-2.
February 9, 2021	10-Q	Quarterly Report - 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-35840 Model N, Inc.
February 9, 2021	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 9, 2021 Date of Report (Date of earliest event reported) MODEL N, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-35840 77-0528806 (State or Other Jurisdiction of Incorporation) (Commission File Numb
February 9, 2021	EX-99.1	MODEL N ANNOUNCES FIRST QUARTER FISCAL YEAR 2021 FINANCIAL RESULTS Total Revenues of $42.7 Million, up 11% Year-over-Year; Subscription Revenues of $31.4 Million, up 12% Year-over-Year Exhibit 99.1 MODEL N ANNOUNCES FIRST QUARTER FISCAL YEAR 2021 FINANCIAL RESULTS Total Revenues of $42.7 Million, up 11% Year-over-Year; Subscription Revenues of $31.4 Million, up 12% Year-over-Year SAN MATEO, Calif. – Feb. 9, 2021 - Model N, Inc. (NYSE: MODN), the leader in cloud revenue management solutions, today announced financial results for the first quarter fiscal year 2021 ended December 3
February 9, 2021	EX-10.1	Purchase Agreement by and between Deloitte & Touche LLP and the Registrant, dated EX-10.1 2 modn-ex101q12110q.htm EX-10.1 Exhibit 10.1 Asset Purchase Agreement by and between Deloitte & Touche LLP and Model N, Inc. December 17, 2020 Table of Contents Page Article 1 CERTAIN MATTERS OF CONSTRUCTION AND DEFINITIONS 1 1.1 Construction and Definitions 1 Article 2 PURCHASE AND SALE OF ACQUIRED ASSETS 1 2.1 Purchase and Sale of Acquired Assets 1 2.2 Excluded Assets 3 2.3 Liabilities 4
January 29, 2021	SC 13G/A	SC 13G/A us6075251024012921.txt SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No: 2) MODEL N INC - (Name of Issuer) Common Stock - (Title of Class of Securities) 607525102 - (CUSIP Number) December 31, 2020 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which
January 25, 2021	DEFA14A	- DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)
January 8, 2021	DEF 14A	- DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)
January 8, 2021	DEFA14A	- DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)
January 7, 2021	SC 13G/A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Model N, Inc. (Name of Issuer) Common Stock, par value $0.00015 per share (Title of Class of Securitie UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Model N, Inc. (Name of Issuer) Common Stock, par value $0.00015 per share (Title of Class of Securities) 607525102 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule
January 7, 2021	8-K	Completion of Acquisition or Disposition of Assets UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 December 31, 2020 Date of Report (Date of earliest event reported) MODEL N, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-35840 77-0528806 (State or Other Jurisdiction of Incorporation) (Commission File Num
January 6, 2021	SC 13G	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Model N. Inc. (Name of Issuer) Common Stock, par value $0.00015 per share (Title of Class of Securities) 607525102 (CUSIP N SC 13G 1 modn10621.htm CONESTOGA CAPITAL ADVISORS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Model N. Inc. (Name of Issuer) Common Stock, par value $0.00015 per share (Title of Class of Securities) 607525102 (CUSIP Number) December 31, 2020 (Date of Event which Requires Filing of this Statement) Check the appropria
December 29, 2020	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 December 23, 2020 Date of Report (Date of earliest event reported) MODEL N, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-35840 77-0528806 (State or Other Jurisdiction of Incorporation) (Commission File Num
December 23, 2020	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Other Events - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 December 17, 2020 Date of Report (Date of earliest event reported) MODEL N, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-35840 77-0528806 (State or Other Jurisdiction of Incorporation) (Commission File Num
December 23, 2020	EX-99.1	Model N to Acquire Deloitte’s Life Sciences Pricing and Contracting Solutions Business Revenue Management Market Leader Expands Market Opportunity with Acquisition EX-99.1 2 modelntoacquiredeloitte.htm EX-99.1 Exhibit 99.1 Model N to Acquire Deloitte’s Life Sciences Pricing and Contracting Solutions Business Revenue Management Market Leader Expands Market Opportunity with Acquisition SAN MATEO, Calif. – Dec 17, 2020 – Model N, Inc. (NYSE: MODN), the leader in cloud revenue management solutions, today announced that it has entered into a definitive agreement
December 15, 2020	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 December 11, 2020 Date of Report (Date of earliest event reported) MODEL N, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-35840 77-0528806 (State or Other Jurisdiction of Incorporation) (Commission File Num
November 23, 2020	10-K	Annual Report - 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 001-35
November 23, 2020	S-8	- S-8 S-8 1 modn-s811202020.htm S-8 As filed with the Securities and Exchange Commission on November 20, 2020 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Model N, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 77-0528806 (State or other jurisdiction of incorporation or
November 23, 2020	EX-21.1	List of Subsidiaries of Registrant Exhibit 21.1 SUBSIDIARIES OF MODEL N, INC. Name Jurisdiction of Incorporation Model N India Software Private Limited India Model N (Switzerland) GmbH / Model N (Switzerland) LLC Switzerland Model N UK Limited United Kingdom Sapphire Stripe Holdings, Inc. Delaware, USA Model N Canada Limited Canada
November 23, 2020	EX-4.5	Description of Registrant’s Securities Exhibit 4.5 DESCRIPTION OF REGISTRANT’S SECURITIES The following is a summary of our capital stock and certain provisions of our amended restated certificate of incorporation and amended and restated bylaws. This summary does not purport to be complete and is qualified in its entirety by the provisions of our amended and restated certificate of incorporation, and our amended and restated bylaws, b
November 10, 2020	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 10, 2020 Date of Report (Date of earliest event reported) MODEL N, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-35840 77-0528806 (State or Other Jurisdiction of Incorporation) (Commission File Num
November 10, 2020	EX-99.1	MODEL N ANNOUNCES FOURTH QUARTER AND FISCAL YEAR 2020 FINANCIAL RESULTS EX-99.1 2 modnq420ex991ng.htm EX-99.1 Exhibit 99.1 MODEL N ANNOUNCES FOURTH QUARTER AND FISCAL YEAR 2020 FINANCIAL RESULTS SAN MATEO, Calif. - Nov. 10, 2020 - Model N, Inc. (NYSE: MODN), the leading provider of cloud revenue management solutions for life sciences and high tech companies, today announced financial results for the fourth quarter and fiscal year 2020 ended September 30, 2020. “As we
October 8, 2020	EX-99.1	Model N Announces Preliminary Fourth Quarter Results The Company Exceeded its Fourth Quarter and Full Year Fiscal 2020 Guidance The Company announces CFO Transition EX-99.1 2 releaseannouncement20201008.htm EXHIBIT 99.1 Model N Announces Preliminary Fourth Quarter Results The Company Exceeded its Fourth Quarter and Full Year Fiscal 2020 Guidance The Company announces CFO Transition San Mateo, CA – Model N, Inc. (NYSE: MODN), the leading provider of cloud revenue management solutions for Life Sciences and High Tech companies, today announced preliminary result
October 8, 2020	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 October 5, 2020 Date of Report (Date of earliest event reported) MODEL N, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-35840 77-0528806 (State or Other Jurisdiction of Incorporation) (Commission File Numbe
August 10, 2020	SC 13G	MODN / Model N, Inc. / ALGER ASSOCIATES INC - MODEL N INC Passive Investment SC 13G 1 d20388dsc13g.htm MODEL N INC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Model N, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 607525102 (CUSIP Number) July 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule
August 5, 2020	10-Q	Quarterly Report - 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-35840 Model N, Inc.
August 4, 2020	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 4, 2020 Date of Report (Date of earliest event reported) MODEL N, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-35840 77-0528806 (State or Other Jurisdiction of Incorporation) (Commission File Number
August 4, 2020	EX-99.1	MODEL N ANNOUNCES THIRD QUARTER FISCAL YEAR 2020 FINANCIAL RESULTS Exhibit 99.1 MODEL N ANNOUNCES THIRD QUARTER FISCAL YEAR 2020 FINANCIAL RESULTS SAN MATEO, Calif. - August 4, 2020 - Model N, Inc. (NYSE: MODN), the leading provider of cloud revenue management solutions for Life Sciences and High Tech companies, today announced financial results for the third quarter fiscal year 2020 ended June 30, 2020. “Our third quarter results exceeded our revenue and profita
May 22, 2020	8-K	Entry into a Material Definitive Agreement, Termination of a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Other Events 8-K 1 modn8-k052220.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 19, 2020 Date of Report (Date of earliest event reported) MODEL N, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-35840 77-0528806 (State or Other Jurisdiction of Incorporatio
May 22, 2020	EX-99.1	MODEL N ANNOUNCES CLOSING OF $172.5 MILLION OF 2.625% CONVERTIBLE SENIOR NOTES DUE 2025, INCLUDING FULL EXERCISE OF THE INITIAL PURCHASERS’ OPTION TO PURCHASE ADDITIONAL NOTES EX-99.1 3 modnex991.htm EXHIBIT 99.1 Exhibit 99.1 MODEL N ANNOUNCES CLOSING OF $172.5 MILLION OF 2.625% CONVERTIBLE SENIOR NOTES DUE 2025, INCLUDING FULL EXERCISE OF THE INITIAL PURCHASERS’ OPTION TO PURCHASE ADDITIONAL NOTES SAN MATEO, Calif. - May 22, 2020 - Model N, Inc. (NYSE: MODN), a leading provider of cloud revenue management solutions for Life Sciences and High Tech companies, announced t
May 22, 2020	EX-4.1	Form of Global Note, representing Model N, Inc.’s 2.625% Convertible Senior Notes due 2025 EX-4.1 2 modnex41.htm EXHIBIT 4.1 Exhibit 4.1 EXECUTION VERSION MODEL N, INC. AND U.S. BANK NATIONAL ASSOCIATION, as Trustee INDENTURE Dated as of May 22, 2020 2.625% Convertible Senior Notes due 2025 TABLE OF CONTENTS Page ARTICLE 1 DEFINITIONS 1 Section 1.01 Definitions 1 Section 1.02 References to Interest 13 ARTICLE 2 ISSUE, DESCRIPTION, EXECUTION, REGISTRATION AND EXCHANGE OF NOTES 13 Section
May 20, 2020	EX-99.1	MODEL N ANNOUNCES PROPOSED OFFERING OF $150.0 MILLION OF CONVERTIBLE SENIOR NOTES DUE 2025 Exhibit 99.1 MODEL N ANNOUNCES PROPOSED OFFERING OF $150.0 MILLION OF CONVERTIBLE SENIOR NOTES DUE 2025 SAN MATEO, Calif. - -May 19, 2020 - Model N, Inc. (NYSE: MODN), a leading provider of cloud revenue management solutions for Life Sciences and High Tech companies, announced today that it intends to offer, subject to market conditions and other factors, $150.0 million aggregate principal amount
May 20, 2020	8-K	Financial Statements and Exhibits, Other Events 8-K 1 modn8-k051920.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 19, 2020 Date of Report (Date of earliest event reported) MODEL N, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-35840 77-0528806 (State or Other Jurisdiction of Incorporatio
May 20, 2020	EX-99.2	MODEL N PRICES OFFERING OF $150.0 MILLION OF 2.625% CONVERTIBLE SENIOR NOTES DUE 2025 Exhibit 99.2 MODEL N PRICES OFFERING OF $150.0 MILLION OF 2.625% CONVERTIBLE SENIOR NOTES DUE 2025 SAN MATEO, Calif. - May 19, 2020 - Model N, Inc. (NYSE: MODN), a leading provider of cloud revenue management solutions for Life Sciences and High Tech companies, announced today the pricing of its offering of $150.0 million aggregate principal amount of convertible senior notes due 2025 in a private
May 6, 2020	EX-10.1	Lease by and between RV VI 777 Mariners, LLC and Registrant dated April 7, 2020 Exhibit 10.1 OFFICE LEASE BETWEEN RV VI 777 MARINERS, LLC, a Delaware limited liability company AND MODEL N, INC., a Delaware corporation INDEX TO LEASE ARTICLE I. BASIC LEASE PROVISIONS 1. ARTICLE II. PREMISES 2. SECTION 2.1 LEASED PREMISES 2. SECTION 2.2 ACCEPTANCE OF PREMISES 2. ARTICLE III. TERM 3. SECTION 3.1 GENERAL 3. SECTION 3.2 DELAY IN POSSESSION 3. SECTION 3.3 OPTION TO EXTEND 3. ARTICL
May 6, 2020	10-Q	Quarterly Report - 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-35840 Model N, Inc.
May 6, 2020	EX-3.1	Amended and Restated Bylaws of the Registrant EXHIBIT 3.1 MODEL N, INC. a Delaware Corporation AMENDED AND RESTATED BYLAWS As Amended and Restated on May 1, 2020 MODEL N, INC. a Delaware Corporation AMENDED AND RESTATED BYLAWS TABLE OF CONTENTS Article I - STOCKHOLDERS Section 1.1: Annual Meetings Section 1.2: Special Meetings Section 1.3: Notice of Meetings Section 1.4: Adjournments Section 1.5: Quorum Section 1.6: Organization Section 1.7:
May 5, 2020	EX-99.1	MODEL N ANNOUNCES SECOND QUARTER FISCAL YEAR 2020 FINANCIAL RESULTS EX-99.1 2 modnq220ex991.htm EXHIBIT 99.1 Exhibit 99.1 MODEL N ANNOUNCES SECOND QUARTER FISCAL YEAR 2020 FINANCIAL RESULTS SAN MATEO, Calif. - May 5, 2020 - Model N, Inc. (NYSE: MODN), the leading provider of cloud revenue management solutions for Life Sciences and High Tech companies, today announced financial results for the second quarter fiscal year 2020 ended March 31, 2020. “Our second quarte
May 5, 2020	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 5, 2020 Date of Report (Date of earliest event reported) MODEL N, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-35840 77-0528806 (State or Other Jurisdiction of Incorporation) (Commission File Number) (
March 6, 2020	TEXT-EXTRACT	MODN / Model N, Inc. TEXT-EXTRACT - - March 6, 2020 David Barter Chief Financial Officer Model N, Inc. 777 Mariners Island Boulevard, Suite 300 San Mateo, California 94404 Re: Model N, Inc. Form 10-K for the Fiscal Year Ended September 30, 2019 Filed November 15, 2019 File No. 001-35840 Dear Mr. Barter: We have completed our review of your filing. We remind you that the company and its management are responsible for the accuracy and a
March 6, 2020	LETTER	LETTER March 6, 2020 David Barter Chief Financial Officer Model N, Inc. 777 Mariners Island Boulevard, Suite 300 San Mateo, California 94404 Re: Model N, Inc. Form 10-K for the Fiscal Year Ended September 30, 2019 Filed November 15, 2019 File No. 001-35840 Dear Mr. Barter: We have completed our review of your filing. We remind you that the company and its management are responsible for the accuracy and a
February 28, 2020	CORRESP	MODN / Model N, Inc. CORRESP - - February 28, 2020 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance Office of Technology 100 F Street, NE Washington, DC 20549 Attention: David Edgar Melissa Kindelan Re: Model N, Inc. Form 10-K for the Fiscal Year Ended September 30, 2019 Filed November 15, 2019 File No. 001-35840 Ladies and Gentlemen: In this letter, we respond to the comment of the staff of the S
February 20, 2020	8-K	Submission of Matters to a Vote of Security Holders 8-K 1 a8-kannualmeeting.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 14, 2020 Date of Report (Date of earliest event reported) MODEL N, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-35840 77-0528806 (State or Other Jurisdiction of Inc
February 19, 2020	LETTER	LETTER February 19, 2020 David Barter Chief Financial Officer Model N, Inc. 777 Mariners Island Boulevard, Suite 300 San Mateo, California 94404 Re: Model N, Inc. Form 10-K for the Fiscal Year Ended September 30, 2019 Filed November 15, 2019 File No. 001-35840 Dear Mr. Barter: We have reviewed your filing and have the following comment. In our comment, we may ask you to provide us with information so we
February 19, 2020	TEXT-EXTRACT	MODN / Model N, Inc. TEXT-EXTRACT - - February 19, 2020 David Barter Chief Financial Officer Model N, Inc. 777 Mariners Island Boulevard, Suite 300 San Mateo, California 94404 Re: Model N, Inc. Form 10-K for the Fiscal Year Ended September 30, 2019 Filed November 15, 2019 File No. 001-35840 Dear Mr. Barter: We have reviewed your filing and have the following comment. In our comment, we may ask you to provide us with information so we
February 14, 2020	SC 13G	MODN / Model N, Inc. / First Light Asset Management, LLC - ACQUISITION OF BENEFICIAL OWNERSHIP Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934* Model N, Inc. (Name of Issuer) Common Stock, $0.00015 par value (Title of Class of Securities) 607525102 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedul
February 13, 2020	SC 13G	MODN / Model N, Inc. / Schwartz Joshua M - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Model N, Inc. (Name of Issuer) Common Stock, par value $0.00015 per share (Title of Class of Securities) 607525102 (CUSIP Number) February 12, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pur
February 13, 2020	DEFA14A	MODN / Model N, Inc. DEFA14A - - DEFA14A DEFA14A 1 modndefa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission O
February 12, 2020	SC 13G/A	MODN / Model N, Inc. / Trigran Investments, Inc. - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information Statement Pursuant to Rules 13d-1 Under the Securities Exchange Act of 1934 (Amendment No. 1)* Model N, Inc. (Name of Issuer) Common Stock, $0.00015 par value (Title of Class of Securities) 607525102 (CUSIP Number) December 31, 2019 Date of Event Which Requires Filing of the Statement Ch
February 12, 2020	EX-1	FEBRUARY 12, 2020 Exhibit 1 EXHIBIT 1 TO SCHEDULE 13G FEBRUARY 12, 2020 In accordance with Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, TRIGRAN INVESTMENTS, INC.
February 12, 2020	SC 13G	MODN / Model N, Inc. / Renaissance Technologies LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Model N, Inc. - (Name of Issuer) Common Stock, par value $0.00015 per share - (Title of Class of Securities) 607525102 - (CUSIP Number) September 20, 2019 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to
February 5, 2020	SC 13G/A	MODN / Model N, Inc. / BlackRock Inc. Passive Investment SC 13G/A 1 us6075251024020520.txt us6075251024020520.txt SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No: 1) MODEL N INC - (Name of Issuer) Common Stock - (Title of Class of Securities) 607525102 - (CUSIP Number) December 31, 2019 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to des
February 5, 2020	10-Q	MODN / Model N, Inc. 10-Q - Quarterly Report - 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-35840 Model N, Inc.
February 4, 2020	EX-99.1	MODEL N ANNOUNCES FIRST QUARTER FISCAL YEAR 2020 FINANCIAL RESULTS EX-99.1 2 modnq120ex991.htm EXHIBIT 99.1 Exhibit 99.1 MODEL N ANNOUNCES FIRST QUARTER FISCAL YEAR 2020 FINANCIAL RESULTS SAN MATEO, Calif. - Feb. 4, 2020 - Model N, Inc. (NYSE: MODN), the leading provider of cloud revenue management solutions for life sciences and high tech companies, today announced financial results for the first quarter fiscal year 2020 ended December 31, 2019. “Our first quart
February 4, 2020	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 4, 2020 Date of Report (Date of earliest event reported) MODEL N, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-35840 77-0528806 (State or Other Jurisdiction of Incorporation) (Commission File Numb
January 15, 2020	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 January 15, 2020 Date of Report (Date of earliest event reported) MODEL N, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-35840 77-0528806 (State or Other Jurisdiction of Incorporation) (Commission File Numb
January 2, 2020	DEF 14A	MODN / Model N, Inc. DEF 14A - - DEF 14A PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)
January 2, 2020	DEFA14A	MODN / Model N, Inc. DEFA14A - - DEFA14A PROXY CARD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)
November 15, 2019	S-8	MODN / Model N, Inc. S-8 - - S-8 S-8 1 modn-s811152019.htm S-8 As filed with the Securities and Exchange Commission on November 15, 2019 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Model N, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 77-0528806 (State or other jurisdiction of incorporation or
November 15, 2019	EX-21.1	List of Subsidiaries of Registrant Exhibit 21.1 SUBSIDIARIES OF MODEL N, INC. Name Jurisdiction of Incorporation Model N India Software Private Limited India Model N (Switzerland) GmbH / Model N (Switzerland) LLC Switzerland Model N UK Limited United Kingdom Sapphire Stripe Holdings, Inc. Delaware, USA Model N Canada Limited Canada
November 15, 2019	10-K	MODN / Model N, Inc. 10-K - Annual Report - 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 001-35
November 5, 2019	EX-99.1	MODEL N ANNOUNCES FOURTH QUARTER AND FISCAL YEAR 2019 FINANCIAL RESULTS Exhibit 99.1 MODEL N ANNOUNCES FOURTH QUARTER AND FISCAL YEAR 2019 FINANCIAL RESULTS SAN MATEO, Calif. - Nov. 5, 2019 - Model N, Inc. (NYSE: MODN), the leading provider of cloud revenue management solutions for life sciences and high tech companies, today announced financial results for the fourth quarter and fiscal year ended September 30, 2019. “Once again our revenue and profitability exceeded
November 5, 2019	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 5, 2019 Date of Report (Date of earliest event reported) MODEL N, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-35840 77-0528806 (State or Other Jurisdiction of Incorporation) (Commission File Numb
September 17, 2019	8-K	Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 September 11, 2019 Date of Report (Date of earliest event reported) MODEL N, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-35840 77-0528806 (State or Other Jurisdiction of Incorporation) (Commission File Nu
August 7, 2019	10-Q	MODN / Model N, Inc. 10-Q - Quarterly Report - 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-35840 Model N, Inc.
August 6, 2019	EX-99.1	MODEL N ANNOUNCES THIRD QUARTER OF FISCAL YEAR 2019 FINANCIAL RESULTS Exhibit 99.1 MODEL N ANNOUNCES THIRD QUARTER OF FISCAL YEAR 2019 FINANCIAL RESULTS San Mateo, CA - Model N, Inc., (NYSE: MODN), the leading provider of cloud revenue management solutions for life sciences and high tech companies, today announced financial results for the third quarter, which ended June 30, 2019. “Our results this quarter again exceeded our guidance for both revenue and profitabili
August 6, 2019	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 2, 2019 Date of Report (Date of earliest event reported) MODEL N, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-35840 77-0528806 (State or Other Jurisdiction of Incorporation) (Commission File Number
May 9, 2019	EX-10.1	Form of Change in Control and Severance Agreement (CEO) EX-10.1 2 severanceandcicagreementce.htm EXHIBIT 10.1 CHANGE IN CONTROL AND SEVERANCE AGREEMENT This Change in Control and Severance Agreement (the “Agreement”) is entered into by and between [•] (the “Executive”) and Model N, Inc., a Delaware corporation (the “Company”), effective as of [•] (the “Effective Date”). 1.Term of Agreement. This Agreement shall terminate the earlier of the third (3rd)
May 9, 2019	EX-10.2	Form of Change in Control and Severance Agreement CHANGE IN CONTROL AND SEVERANCE AGREEMENT This Change in Control and Severance Agreement (the “Agreement”) is entered into by and between [•] (the “Executive”) and Model N, Inc.
May 9, 2019	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 8, 2019 Date of Report (Date of earliest event reported) MODEL N, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-35840 77-0528806 (State or Other Jurisdiction of Incorporation) (Commission File Number) (
May 8, 2019	10-Q	MODN / Model N, Inc. 10-Q Quarterly Report FORM 10-Q 10-Q 1 modn2019q210q.htm FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission
May 7, 2019	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 3, 2019 Date of Report (Date of earliest event reported) MODEL N, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-35840 77-0528806 (State or Other Jurisdiction of Incorporation) (Commission File Number) (
May 7, 2019	EX-99.1	MODEL N ANNOUNCES SECOND QUARTER OF FISCAL YEAR 2019 FINANCIAL RESULTS Exhibit 99.1 MODEL N ANNOUNCES SECOND QUARTER OF FISCAL YEAR 2019 FINANCIAL RESULTS San Mateo, CA – Model N, Inc., (NYSE: MODN), the leading provider of cloud revenue management solutions for Life Sciences and High-Tech companies, today announced financial results for the second quarter, which ended March 31, 2019. “Our results represent another well-executed quarter for the Company with revenue a
May 7, 2019	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 7, 2019 Date of Report (Date of earliest event reported) MODEL N, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-35840 77-0528806 (State or Other Jurisdiction of Incorporation) (Commission File Number) (
April 2, 2019	8-K	Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 8-K 1 modn8-k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 27, 2019 Date of Report (Date of earliest event reported) MODEL N, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-35840 77-0528806 (State or Other Jurisdiction of Incorporation) (
February 22, 2019	8-K	Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 15, 2019 Date of Report (date of earliest event reported) MODEL N, INC. (Exact name of Registrant as specified in its charter) Delaware 001-35840 77-0528806 (State or other jurisdiction of incorporation) (Commission File Num
February 14, 2019	SC 13G	MODN / Model N, Inc. / Trigran Investments, Inc. - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information Statement Pursuant to Rules 13d-1 Under the Securities Exchange Act of 1934 (Amendment No. )* Model N, Inc. (Name of Issuer) Common Stock, $0.00015 par value (Title of Class of Securities) 607525102 (CUSIP Number) December 31, 2018 Date of Event Which Requires Filing of the Statement Che
February 14, 2019	SC 13G	MODN / Model N, Inc. / First Light Asset Management, LLC - SCHEDULE FILED TO REPORT ACQUISITION OF BENEFICIAL OWNERSHIP Passive Investment SC 13G 1 flam-sc13g123118.htm SCHEDULE FILED TO REPORT ACQUISITION OF BENEFICIAL OWNERSHIP UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934* Model N, Inc. (Name of Issuer) Common Stock, $0.00015 par value (Title of Class of Securities) 607525102 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing of thi
February 14, 2019	EX-1	FEBRUARY 14, 2019 Exhibit 1 EXHIBIT 1 TO SCHEDULE 13G FEBRUARY 14, 2019 In accordance with Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, TRIGRAN INVESTMENTS, INC.
February 8, 2019	SC 13G	MODN / Model N, Inc. / BlackRock Inc. Passive Investment us6075251024020719.txt SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No: ) MODEL N INC - (Name of Issuer) Common Stock - (Title of Class of Securities) 607525102 - (CUSIP Number) December 31, 2018 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which t
February 6, 2019	10-Q	MODN / Model N, Inc. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2018 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-35840 Model N, Inc.
February 6, 2019	EX-10.2	Employment agreement dated March 31, 2016 by and between Registrant and Mark Anderson. Exhibit 10.2 March 30, 2016 Mark Anderson 2712 Gleneagles Ct. Naperville, IL 60565 [email protected] Dear Mark, I am very pleased to offer you the position of Senior Vice President, Customer Success, based out of our Chicago, IL office, reporting to me. Your starting annualized base salary will be $275,000 payable on a semi-monthly basis. In addition, on a yearly basis, you will be eligib
February 6, 2019	EX-10.1	Employment agreement dated July 28, 2017 by and between Registrant and Neeraj Gokhale. Exhibit 10.1 July 25, 2017 Neeraj Gokhale Dear Neeraj, I am very pleased to offer you the position of Senior Vice President, Chief Product Officer, based out of our Redwood City, CA office, reporting to me. Your starting annualized base salary will be $300,000 payable on a semi-monthly basis. In addition, on a yearly basis, you will be eligible to participate in Model N’s Executive Bonus Plan at a
February 5, 2019	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition modnq1fy198kr45020519 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.

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