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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Lazard Global Total Return and Income Fund, Inc.
SEC Filings (Chronological Order)
Denne side giver en komplet, kronologisk liste over SEC-arkiveringer, eksklusive ejerskabsregistreringer, som vi leverer andre steder.
| March 18, 2026 |
SCHEDULE 14A (RULE 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. |
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| July 9, 2025 |
1095 Avenue of the Americas New York, NY 10036-6797 +1 212 698 3500 Main +1 212 698 3599 Fax www. |
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| March 12, 2025 |
SCHEDULE 14A (RULE 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. |
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| January 17, 2025 |
Exhibit 99.1 Exhibit 99.1 - Joint Filing Agreement The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| January 3, 2025 |
EXHIBIT 2 Schedule A This Schedule sets forth information with respect to each purchase and sale of Common Shares which were effectuated by Saba Capital from the filing of the Schedule 13D/A on 12/9/24 to 12/31/24, the date of the event which required filing of this Schedule 13D/A. |
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| December 9, 2024 |
SC 13D/A 1 formsc13da.htm FORM SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 6)* LAZARD GLOBAL TOTAL RETURN & INCOME FUND INC (Name of Issuer) Common Shares, $0.001 par value (Title of Class of Securities) 52106W103 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor |
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| November 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 5)* LAZARD GLOBAL TOTAL RETURN & INCOME FUND INC (Name of Issuer) Common Shares, $0.001 par value (Title of Class of Securities) 52106W103 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: Michael D' |
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| November 4, 2024 |
SC 13D/A 1 formsc13da.htm FORM SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 4)* LAZARD GLOBAL TOTAL RETURN & INCOME FUND INC (Name of Issuer) Common Shares, $0.001 par value (Title of Class of Securities) 52106W103 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor |
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| July 12, 2024 |
SC 13G/A 1 sc13g3.txt AMENDED SCHEDULE 13G UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 13)* Lazard Global Total Return and Income Fund, Inc. - (Name of Issuer) Common - (Title of Class of Securities) 52106W103 - (CUSIP Number) June 30, 2024 - (Date of Event Which Requires Filing of this Statement) Ch |
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| July 12, 2024 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| May 17, 2024 |
SC 13D/A 1 formsc13da.htm FORM SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 3)* LAZARD GLOBAL TOTAL RETURN & INCOME FUND INC (Name of Issuer) Common Shares, $0.001 par value (Title of Class of Securities) 52106W103 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor |
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| May 2, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No.2)* LAZARD GLOBAL TOTAL RETURN & INCOME FUND INC (Name of Issuer) Common Shares, $0.001 par value (Title of Class of Securities) 52106W103 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: Michael D'A |
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| March 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No.1)* LAZARD GLOBAL TOTAL RETURN & INCOME FUND INC (Name of Issuer) Common Shares, $0.001 par value (Title of Class of Securities) 52106W103 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: Michael D'A |
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| March 18, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* LAZARD GLOBAL TOTAL RETURN & INCOME FUND INC (Name of Issuer) Common Shares, $0.001 par value (Title of Class of Securities) 52106W103 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: Michael D'Ang |
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| March 18, 2024 |
JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k) EXHIBIT 1 JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k) The undersigned acknowledge and agree that the foregoing statement on Schedule 13D is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13D shall be filed on behalf of each of the undersigned without the necessity of filing additional joint filing agreements. |
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| March 13, 2024 |
SCHEDULE 14A (RULE 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. |
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| March 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 6, 2024 Date of Report (Date of earliest event reported) Lazard Global Total Return and Income Fund, Inc. (Exact name of registrant as specified in its charter) Maryland 811-21511 20-0655447 (State of Incorporation) (Commission |
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| March 6, 2024 |
Lazard Global Total Return and Income Fund, Inc. ARTICLE I Exhibit 5.03 Lazard Global Total Return and Income Fund, Inc. BYLAWS ARTICLE I OFFICES Section 1. PRINCIPAL OFFICE. The principal office of the Corporation in the State of Maryland shall be located at such place as the Board of Directors may designate. Section 2. ADDITIONAL OFFICES. The Corporation may have additional offices, including a principal executive office, at such places as the Board of |
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| January 19, 2024 |
SC 13G/A 1 sc13g3.txt AMENDED SCHEDULE 13G UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 12)* Lazard Global Total Return and Income Fund, Inc. - (Name of Issuer) Common - (Title of Class of Securities) 52106W103 - (CUSIP Number) December 31, 2023 - (Date of Event Which Requires Filing of this Statement |
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| January 19, 2024 |
EX-99.1 2 ex993.txt JOINT FILING AGREEMENT Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but n |
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| March 8, 2023 |
SCHEDULE 14A (RULE 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. |
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| January 27, 2023 |
SC 13G/A 1 sc13g3.txt AMENDED SCHEDULE 13G UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 11)* Lazard Global Total Return and Income Fund, Inc. - (Name of Issuer) Common - (Title of Class of Securities) 52106W103 - (CUSIP Number) December 31, 2022 - (Date of Event Which Requires Filing of this Statement |
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| January 27, 2023 |
EX-99.1 2 ex993.txt JOINT FILING AGREEMENT Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but n |
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| November 29, 2022 |
NPORT-EX 2 NPORT4593254321330922.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number 811-21511 Lazard Global Total Return and Income Fund, Inc. (Exact name of Registrant as specified in charter) 30 Rockefeller Plaza New York, New York 10112 (Address of p |
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| May 27, 2022 |
NPORT-EX 2 NPORT4593619791760322.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number 811-21511 Lazard Global Total Return and Income Fund, Inc. (Exact name of Registrant as specified in charter) 30 Rockefeller Plaza New York, New York 10112 (Address of p |
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| March 9, 2022 |
SCHEDULE 14A (RULE 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. |
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| January 21, 2022 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 10)* Lazard Global Total Return and Income Fund, Inc. - (Name of Issuer) Common - (Title of Class of Securities) 52106W103 - (CUSIP Number) December 31, 2021 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate th |
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| December 28, 2021 |
Amended and Restated Bylaws of Lazard Global Total Return and Income Fund, Inc. EXHIBIT 5.03 Lazard Global Total Return and Income Fund, Inc. BYLAWS ARTICLE I OFFICES Section 1. PRINCIPAL OFFICE. The principal office of the Corporation in the State of Maryland shall be located at such place as the Board of Directors may designate. Section 2. ADDITIONAL OFFICES. The Corporation may have additional offices, including a principal executive office, at such places as the Board of |
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| December 28, 2021 |
8-K 1 c1026988k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 December 22, 2021 Date of Report (Date of earliest event reported) Lazard Global Total Return and Income Fund, Inc. (Exact name of registrant as specified in its charter) Maryland 811-21511 20-0655447 (State of In |
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| November 24, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number 811-21511 Lazard Global Total Return and Income Fund, Inc. (Exact name of Registrant as specified in charter) 30 Rockefeller Plaza New York, New York 10112 (Address of principal executive offices) (Zip code |
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| May 25, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number 811-21511 Lazard Global Total Return and Income Fund, Inc. (Exact name of Registrant as specified in charter) 30 Rockefeller Plaza New York, New York 10112 (Address of principal executive offices) (Zip code |
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| March 9, 2021 |
SCHEDULE 14A (RULE 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. |
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| February 12, 2021 |
13G/A HOLDINGS REPORT 12-31-2020 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Information Statement Pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No. 1) * Lazard Global Total Return (Name of Issuer) Common Shares (Title of Class of Securities) 52106W103 (CUSIP Number) 12/31/2020 (Date of Event which Requires Filing of this Statement) Check the approp |
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| February 10, 2021 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| February 10, 2021 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 9)* Lazard Global Total Return and Income Fund, Inc. - (Name of Issuer) Common - (Title of Class of Securities) 52106W103 - (CUSIP Number) January 31, 2021 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the |
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| January 27, 2021 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 8)* Lazard Global Total Return and Income Fund, Inc. - (Name of Issuer) Common - (Title of Class of Securities) 52106W103 - (CUSIP Number) December 31, 2020 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the |
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| January 27, 2021 |
EX-99.1 2 ex993.txt JOINT FILING AGREEMENT Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but n |
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| November 20, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number 811-21511 Lazard Global Total Return and Income Fund, Inc. (Exact name of Registrant as specified in charter) 30 Rockefeller Plaza New York, New York 10112 (Address of principal executive offices) (Zip code |
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| May 26, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number 811-21511 Lazard Global Total Return and Income Fund, Inc. (Exact name of Registrant as specified in charter) 30 Rockefeller Plaza New York, New York 10112 (Address of principal executive offices) (Zip code |
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| April 10, 2020 |
LGI / Lazard Global Total Return & Income Fund, Inc. DEFA14A - - SCHEDULE 14A (RULE 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. |
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| April 7, 2020 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 7)* Lazard Global Total Return and Income Fund, Inc. - (Name of Issuer) Common - (Title of Class of Securities) 52106W103 - (CUSIP Number) March 31, 2020 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the ru |
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| April 7, 2020 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| March 5, 2020 |
LGI / Lazard Global Total Return & Income Fund, Inc. DEF 14A - - SCHEDULE 14A (RULE 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. |
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| February 12, 2020 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| February 12, 2020 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 6)* Lazard Global Total Return and Income Fund, Inc. - (Name of Issuer) Common - (Title of Class of Securities) 52106W103 - (CUSIP Number) December 31, 2019 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the |
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| January 23, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Information Statement Pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No. ) * Lazard Global Total Return (Name of Issuer) Common Shares (Title of Class of Securities) 52106W103 (CUSIP Number) 12/31/2019 (Date of Event which Requires Filing of this Statement) Check the appropr |
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| December 19, 2019 |
LGI / Lazard Global Total Return & Income Fund, Inc. POS EX - - Securities Act File No. 333-230594 U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ¨ Pre-Effective Amendment No. [X] Post-Effective Amendment No. 1 (Check appropriate box or boxes) lazard global total return & income fund, inc. (Exact Name of Registrant as Specified in its Charter) Registrant’s Telephone Number, inclu |
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| December 19, 2019 |
Exhibit 12 Proskauer Rose LLP Eleven Times Square New York, NY 10036-8299 VIA OVERNIGHT DELIVERY December 3, 2019 Lazard World Dividend & Income Fund, Inc. |
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| November 12, 2019 |
LGI / Lazard Global Total Return & Income Fund, Inc. DEFA14A - - SCHEDULE 14A (RULE 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. |
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| October 18, 2019 |
LGI / Lazard Global Total Return & Income Fund, Inc. DEFA14A - - SCHEDULE 14A (RULE 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. |
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| October 7, 2019 |
LGI / Lazard Global Total Return & Income Fund, Inc. DEFA14A - - SCHEDULE 14A (RULE 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. |
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| September 12, 2019 |
LGI / Lazard Global Total Return & Income Fund, Inc. DEFA14A - - SCHEDULE 14A (RULE 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. |
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| August 13, 2019 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit (14) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the incorporation by reference in this Registration Statement on Form N-14 of our reports dated February 26, 2019, relating to the financial statements and financial highlights of Lazard Global Total Return and Income Fund, Inc. |
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| August 13, 2019 |
LGI / Lazard Global Total Return & Income Fund, Inc. N-14 8C/A - - Securities Act File No. 333-230594 U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 x Pre-Effective Amendment No. 2 o Post-Effective Amendment No. (Check appropriate box or boxes) lazard global total return & income fund, inc. (Exact Name of Registrant as Specified in its Charter) Registrant’s Telephone Number, includi |
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| August 13, 2019 |
Exhibit (11) 750 E. PRATT STREET SUITE 900 BALTIMORE, MD 21202 T 410.244.7400 F 410.244.7742 www.Venable.com August 13, 2019 Lazard Global Total Return and Income Fund, Inc. c/o Lazard Asset Management LLC 30 Rockefeller Plaza New York, NY 10112 Re: Registration Statement on Form N-14 (File No. 333-230594) Ladies and Gentlemen: We have acted as Maryland counsel to Lazard Global Total Return and In |
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| July 31, 2019 |
LGI / Lazard Global Total Return & Income Fund, Inc. CORRESP - - Proskauer Rose LLP Eleven Times Square New York, NY 10036-8299 July 31, 2019 VIA EDGAR Securities and Exchange Commission 100 F Street, N. |
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| June 28, 2019 |
LGI / Lazard Global Total Return & Income Fund, Inc. N-14 8C/A - - Securities Act File No. 333-230594 U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 x Pre-Effective Amendment No. 1 o Post-Effective Amendment No. (Check appropriate box or boxes) lazard global total return & income fund, inc. (Exact Name of Registrant as Specified in its Charter) Registrant’s Telephone Number, includi |
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| June 28, 2019 |
AMENDMENT NUMBER 1 TO ADMINISTRATION AGREEMENT Exhibit (13)(c) Execution Copy AMENDMENT NUMBER 1 TO ADMINISTRATION AGREEMENT This Amendment Number 1 to the Administration Agreement (the “Amendment”) is made as of January 9, 2014 and effective as of April 30, 2004, by and between Lazard Global Total Return and Income Fund, Inc. |
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| June 28, 2019 |
Exhibit (13)(d) First Amendment to Transfer Agency and Service Agreement (Dated as of April 27th 2004) Between Lazard Global Total Return and Income Fund, Inc. |
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| June 28, 2019 |
Exhibit (13)(f) Second Amendment to Transfer Agency and Service Agreement (Dated as of April 27th 2004) Between Lazard Global Total Return and Income Fund, Inc. |
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| June 28, 2019 |
AMENDMENT TO ADMINISTRATION AGREEMENT Exhibit (13)(e) EXECUTION COPY AMENDMENT TO ADMINISTRATION AGREEMENT This Amendment to the Administration Agreement is made as of May 30, 2018 (the “Amendment”) by and between State Street Bank and Trust Company, a Massachusetts trust company (the “Administrator”) and Lazard Global Total Return and Income Fund, Inc. |
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| May 29, 2019 |
LGI / Lazard Global Total Return & Income Fund, Inc. NPORT-EX - - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number 811-21511 Lazard Global Total Return and Income Fund, Inc. (Exact name of Registrant as specified in charter) 30 Rockefeller Plaza New York, New York 10112 (Address of principal executive offices) (Zip code |
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| May 7, 2019 |
LGI / Lazard Global Total Return & Income Fund, Inc. CORRESP - - Proskauer Rose LLP Eleven Times Square New York, NY 10036-8299 May 7, 2019 VIA EDGAR Securities and Exchange Commission 100 F Street, N. |
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| March 29, 2019 |
Proskauer rose LLP Eleven Times Square New York, New York 10036 Proskauer rose LLP Eleven Times Square New York, New York 10036 March 29, 2019 Securities and Exchange Commission 100 F Street, N. |
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| March 29, 2019 |
Securities Act File No. 333- U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ¨ Pre-Effective Amendment No. ¨ Post-Effective Amendment No. (Check appropriate box or boxes) lazard global total return & income fund, inc. (Exact Name of Registrant as Specified in its Charter) Registrant’s Telephone Number, including Area |
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| March 29, 2019 |
EX-99.(16) 10 c93188ex99-16.htm Exhibit 99.(16) The Lazard Funds, Inc. (“LFI”) Lazard Retirement Series, Inc. (“LRS”) Lazard Global Total Return and Income Fund, Inc. (“LGI”) (each, the “Fund”) Power of Attorney Each person whose signature appears below and who is a Director of each of the above-listed Funds hereby constitutes and appoints Mark R. Anderson, Shari L. Soloway and Jessica A. Falzone, |
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| March 29, 2019 |
LAZARD GLOBAL TOTAL RETURN AND INCOME FUND, INC. management agreement Exhibit 99.(6) LAZARD GLOBAL TOTAL RETURN AND INCOME FUND, INC. management agreement This Management Agreement (this “Agreement”), dated as of June 9, 2015, by and between between Lazard Global Total Return and Income Fund, Inc., a Maryland corporation (the “Fund”) and Lazard Asset Management LLC, a Delaware limited liability company (the “Manager”), amends, restates and supersedes that certain In |
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| March 29, 2019 |
EXHIBIT 99.(2) AMENDED AND RESTATED BYLAWS OF LAZARD GLOBAL TOTAL RETURN AND INCOME FUND, INC. A Maryland Corporation ARTICLE I OFFICES SECTION 1. Principal Office in Maryland. Lazard Global Total Return and Income Fund, Inc. (the “Corporation”) shall have a principal office in the City of Baltimore, State of Maryland. SECTION 2. Other Offices. The Corporation may have additional offices, includin |
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| February 14, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. |
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| February 6, 2019 |
SC 13G/A 1 sc13g3.txt AMENDED SCHEDULE 13G UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5)* Lazard Global Total Return and Income Fund, Inc. - (Name of Issuer) Common - (Title of Class of Securities) 52106W103 - (CUSIP Number) December 31, 2018 - (Date of Event Which Requires Filing of this Statement) |
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| February 6, 2019 |
EX-99.1 2 ex993.txt JOINT FILING AGREEMENT Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but n |
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| November 26, 2018 |
Exhibit 99.cert Rule 30a-2(a) CERTIFICATIONS I, Nathan A. Paul, certify that: 1. I have reviewed this report on Form N-Q of Lazard Global Total Return and Income Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements w |
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| November 26, 2018 |
LGI / Lazard Global Total Return & Income Fund, Inc. N-Q (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number 811-21511 Lazard Global Total Return and Income Fund, Inc. (Exact name of Registrant as specified in charter) 30 Rockefeller Plaza New York, New York 10112 (Address of principal executive offices) |
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| July 10, 2018 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| July 10, 2018 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* Lazard Global Total Return and Income Fund, Inc. - (Name of Issuer) Common - (Title of Class of Securities) 52106W103 - (CUSIP Number) June 30, 2018 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rul |
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| May 25, 2018 |
Exhibit 99.Cert Rule 30a-2(a) CERTIFICATIONS I, Nathan A. Paul, certify that: 1. I have reviewed this report on Form N-Q of Lazard Global Total Return and Income Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements w |
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| May 25, 2018 |
Lazard Global Total Return & Income Fund Inc - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number 811-21511 Lazard Global Total Return and Income Fund, Inc. (Exact name of Registrant as specified in charter) 30 Rockefeller Plaza New York, New York 10112 (Address of principal executive offices) |
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| March 14, 2018 |
LOR / Lazard World Dividend & Income Fund, Inc. DEF 14A SCHEDULE 14A (RULE 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. |
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| February 14, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. |
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| February 14, 2018 |
SC 13G/A 1 sc13ga021318.htm SCHEDULE 13 G/A (AMENDMENT NO. 1) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Lazard Global Total Return and Income Fund, Inc. (Name of Issuer) Common (Title of Class of Securities) 52106W103 (CUSIP Number) December 31, 2017 (Date of Event Which Requires Filing of this |
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| January 24, 2018 |
SC 13G/A 1 sc13g3.txt AMENDED SCHEDULE 13G UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* Lazard Global Total Return and Income Fund, Inc. - (Name of Issuer) Common - (Title of Class of Securities) 52106W103 - (CUSIP Number) December 31, 2017 - (Date of Event Which Requires Filing of this Statement) |
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| January 24, 2018 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| November 17, 2017 |
Lazard Global Total Return & Income Fund Inc - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number 811-21511 Lazard Global Total Return and Income Fund, Inc. (Exact name of Registrant as specified in charter) 30 Rockefeller Plaza New York, New York 10112 (Address of principal executive offices) |
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| November 17, 2017 |
EX-99.CERT 2 c89609ex99cert.htm Exhibit 99.Cert Rule 30a-2(a) CERTIFICATIONS I, Nathan A. Paul, certify that: 1. I have reviewed this report on Form N-Q of Lazard Global Total Return and Income Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstanc |
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| October 4, 2017 |
LGI / Lazard Global Total Return & Income Fund, Inc. / Bulldog Investors, LLC Activist Investment SCHEDULE 13D/A DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT 10/3/17 1. NAME OF REPORTING PERSON Bulldog Investors, LLC 2. CHECK THE BOX IF MEMBER OF A GROUP a[ ] b[] 3. SEC USE ONLY 4. SOURCE OF FUNDS WC 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) AND 2(e) [] 6. CITIZENSHIP OR PLACE OF ORGANIZATION DE 7. SOLE VOTING POWER 233,073 8. SHARED VOTING POW |
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| September 29, 2017 |
LGI / Lazard Global Total Return & Income Fund, Inc. / Bulldog Investors, LLC Activist Investment SCHEDULE 13D/A DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT 9/28/17 1. NAME OF REPORTING PERSON Bulldog Investors, LLC 2. CHECK THE BOX IF MEMBER OF A GROUP a[ ] b[] 3. SEC USE ONLY 4. SOURCE OF FUNDS WC 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) AND 2(e) [] 6. CITIZENSHIP OR PLACE OF ORGANIZATION DE 7. SOLE VOTING POWER 251,971 8. SHARED VOTING POW |
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| September 21, 2017 |
LGI / Lazard Global Total Return & Income Fund, Inc. / Bulldog Investors, LLC Activist Investment SCHEDULE 13D/A DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT 9/20/17 1. NAME OF REPORTING PERSON Bulldog Investors, LLC 2. CHECK THE BOX IF MEMBER OF A GROUP a[ ] b[] 3. SEC USE ONLY 4. SOURCE OF FUNDS WC 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) AND 2(e) [] 6. CITIZENSHIP OR PLACE OF ORGANIZATION DE 7. SOLE VOTING POWER 306,389 8. SHARED VOTING POW |
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| September 1, 2017 |
LGI / Lazard Global Total Return & Income Fund, Inc. / Bulldog Investors, LLC Activist Investment SCHEDULE 13D/A DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT 8/30/17 1. NAME OF REPORTING PERSON Bulldog Investors, LLC 2. CHECK THE BOX IF MEMBER OF A GROUP a[ ] b[] 3. SEC USE ONLY 4. SOURCE OF FUNDS WC 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) AND 2(e) [] 6. CITIZENSHIP OR PLACE OF ORGANIZATION DE 7. SOLE VOTING POWER 363,044 8. SHARED VOTING POW |
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| August 29, 2017 |
Because of the electronic format for filing Form N-SAR does not provide adequate space for responding to Item #15, the additional answers are as follows: Item 15 Additional Sub-custodians: Deutsche Bank AG, Taipei, Taiwan, Republic of China Standard Chartered Bank (Taiwan) Limited, Taipei, Taiwan, Republic of China Standard Chartered Bank (Tanzania) Limited, Dar es Salaam, Tanzania Standard Chartered Bank (Thai) Pcl, Bangkok,10500, Thailand Union Internationale de Banques, Tunis, Tunisia Citibank, A. |
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| August 29, 2017 |
Lazard Global Total Return and Income Fund, Inc. Sub-Item 77C (Matters submitted to a vote of security holders.) The Annual Meeting of Stockholders was held on April 21, 2017, to vote on the following proposal. The proposal received the required number of votes of stockholders and was adopted. Election of the following Directors: one Class I Director, to serve for a one-year term expiring at the 2 |
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| May 9, 2017 |
Lazard Global Total Return & Income Fund Inc - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number 811-21511 Lazard Global Total Return and Income Fund, Inc. (Exact name of Registrant as specified in charter) 30 Rockefeller Plaza New York, New York 10112 (Address of principal executive offices) |
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| May 9, 2017 |
Exhibit 99.Cert Rule 30a-2(a) CERTIFICATIONS I, Nathan A. Paul, certify that: 1. I have reviewed this report on Form N-Q of Lazard Global Total Return and Income Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements w |
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| March 15, 2017 |
Lazard World Dividend & Income Fund 14A SCHEDULE 14A (RULE 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. |
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| February 14, 2017 |
SC 13G 1 sc13g021017.htm SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Lazard Global Total Return and Income Fund, Inc. (Name of Issuer) Common (Title of Class of Securities) 52106W103 (CUSIP Number) December 31, 2016 (Date of Event Which Requires Filing of this Statement) Check the appr |
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| February 13, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. |
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| January 24, 2017 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| January 24, 2017 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Lazard Global Total Return and Income Fund, Inc. - (Name of Issuer) Common - (Title of Class of Securities) 52106W103 - (CUSIP Number) December 31, 2016 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the |
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| November 28, 2016 |
Lazard Global Total Return & Income Fund (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number 811-21511 Lazard Global Total Return and Income Fund, Inc. (Exact name of Registrant as specified in charter) 30 Rockefeller Plaza New York, New York 10112 (Address of principal executive offices) |
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| November 28, 2016 |
EXHIBIT 99.CERT Rule 30a-2(a) CERTIFICATIONS I, Charles L. Carroll, certify that: 1. I have reviewed this report on Form N-Q of Lazard Global Total Return and Income Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statemen |
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| November 25, 2016 |
LGI / Lazard Global Total Return & Income Fund, Inc. / Bulldog Investors, LLC Activist Investment SC 13D/A 1 thirda.txt SCHEDULE 13D/A DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT 11/22/16 1. NAME OF REPORTING PERSON Bulldog Investors, LLC 2. CHECK THE BOX IF MEMBER OF A GROUP a[ ] b[] 3. SEC USE ONLY 4. SOURCE OF FUNDS WC 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) AND 2(e) [] 6. CITIZENSHIP OR PLACE OF ORGANIZATION DE 7. SOLE VOTING POWER 432,3 |
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| October 24, 2016 |
LGI / Lazard Global Total Return & Income Fund, Inc. / Bulldog Investors, LLC Activist Investment SCHEDULE 13D DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT 10/14/16 1. NAME OF REPORTING PERSON Bulldog Investors, LLC 2. CHECK THE BOX IF MEMBER OF A GROUP a[ ] b[] 3. SEC USE ONLY 4. SOURCE OF FUNDS WC 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) AND 2(e) [] 6. CITIZENSHIP OR PLACE OF ORGANIZATION DE 7. SOLE VOTING POWER 486,219 8. SHARED VOTING POWE |
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| August 29, 2016 |
Because of the electronic format for filing Form N-SAR does not provide adequate space for responding to Item #15, the additional answers are as follows: Item 15 Additional Sub-custodians: UBS Switzerland AG, Zurich, Switzerland Deutsche Bank AG, Taipei, Taiwan, Republic of China Standard Chartered Bank (Taiwan) Limited, Taipei, Taiwan, Republic of China Standard Chartered Bank (Tanzania) Limited, Dar es Salaam, Tanzania Standard Chartered Bank (Thai) Pcl, Bangkok, Thailand Union Internationale de Banques, Tunis, Tunisia Citibank, A. |
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| August 29, 2016 |
Lazard Global Total Return and Income Fund, Inc. Sub-Item 77C (Matters submitted to a vote of security holders.) The Annual Meeting of Stockholders was held on April 22, 2016, to vote on the following proposal. The proposal received the required number of votes of stockholders and was adopted. Election of the following Directors: Three Class II Directors, each to serve for a three-year term expiri |
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| August 12, 2016 |
THE LAZARD FUNDS, INC. LAZARD RETIREMENT SERIES, INC. LAZARD GLOBAL TOTAL RETURN AND INCOME FUND, INC. 30 Rockefeller Plaza New York, New York 10112 August 12, 2016 Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, DC 20549 Attention: Anthony Burak Re: Review of Fund Filings on Forms N-CSR, N-SAR, N-PX, N-1A and 40-17G Ladies and Gentlemen: This le |
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| May 27, 2016 |
EXHIBIT 99.CERT Rule 30a-2(a) CERTIFICATIONS I, Charles L. Carroll, certify that: 1. I have reviewed this report on Form N-Q of Lazard Global Total Return and Income Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statemen |
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| May 27, 2016 |
Lazard Global Total Return & Income Fund (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number 811-21511 Lazard Global Total Return and Income Fund, Inc. (Exact name of Registrant as specified in charter) 30 Rockefeller Plaza New York, New York 10112 (Address of principal executive offices) |
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| March 17, 2016 |
Lazard World Dividend & Income Fund 14A SCHEDULE 14A (RULE 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. |
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| March 16, 2016 |
Lazard World Dividend & Income Fund 14A DEF 14A 1 c84269def14a.htm SCHEDULE 14A (RULE 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as per |
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| February 16, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. |
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| January 26, 2016 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Lazard Global Total Return and Income Fund, Inc. - (Name of Issuer) Common - (Title of Class of Securities) 52106W103 - (CUSIP Number) December 31, 2015 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the |
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| January 26, 2016 |
EX-99.1 2 ex993.txt JOINT FILING AGREEMENT Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but n |
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| November 30, 2015 |
Exhibit 99.Cert Rule 30a-2(a) CERTIFICATIONS I, Charles L. Carroll, certify that: 1. I have reviewed this report on Form N-Q of Lazard Global Total Return and Income Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statemen |
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| November 30, 2015 |
Lazard Global Total Return & Income Fund (Quarterly Schedule of Portfolio Holdings) N-Q 1 c82878nq.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number 811-21511 Lazard Global Total Return and Income Fund, Inc. (Exact name of Registrant as specified in charter) 30 Rockefeller Plaza New York, New York 10112 (Address of principal |
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| August 31, 2015 |
Because of the electronic format for filing Form N-SAR does not provide adequate space for responding to Item #15, the additional answers are as follows: Item 15 Additional Sub-custodians: Republic Bank Limited, Port of Spain, Trinidad & Tobago Banque Internationale Arabe de Tunisie, Tunis Cedex, Tunisia Citibank, A. |
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| August 31, 2015 |
Lazard Global Total Return and Income Fund, Inc. Sub-Item 77C (Matters submitted to a vote of security holders.) The Annual Meeting of Stockholders was held on April 24, 2015, to vote on the following proposals. The proposals received the required number of votes of stockholders and were adopted. Election of the following Directors: Two Class I Directors (Charles L. Carroll and Robert M. Solmson) |
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| May 28, 2015 |
Exhibit 99.cert Rule 30a-2(a) CERTIFICATIONS I, Charles L. Carroll, certify that: 1. I have reviewed this report on Form N-Q of Lazard Global Total Return and Income Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statemen |
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| May 28, 2015 |
Lazard Global Total Return & Income Fund (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number 811-21511 Lazard Global Total Return and Income Fund, Inc. (Exact name of Registrant as specified in charter) 30 Rockefeller Plaza New York, New York 10112 (Address of principal executive offices) |
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| March 18, 2015 |
Lazard World Dividend & Income Fund 14A SCHEDULE 14A (RULE 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. |
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| February 17, 2015 |
SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. |
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| January 29, 2015 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Lazard Global Total Return and Income Fund, Inc. - (Name of Issuer) Common - (Title of Class of Securities) 52106W103 - (CUSIP Number) December 31, 2014 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the |
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| January 29, 2015 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
|
| November 28, 2014 |
Lazard Global Total Return & Income Fund Inc UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number 811-21511 Lazard Global Total Return and Income Fund, Inc. (Exact name of Registrant as specified in charter) 30 Rockefeller Plaza New York, New York 10112 (Address of principal executive offices) |
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| November 28, 2014 |
Exhibit 99.CERT Rule 30a-2(a) CERTIFICATIONS I, Charles L. Carroll, certify that: 1. I have reviewed this report on Form N-Q of Lazard Global Total Return and Income Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statemen |
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| August 29, 2014 |
Because of the electronic format for filing Form N-SAR does not provide adequate space for responding to Item #15, the additional answers are as follows: Item 15 Additional Sub-custodians: Unicredit Bank d. |
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| August 29, 2014 |
Lazard Global Total Return and Income Fund, Inc. Sub-Item 77C (Matters submitted to a vote of security holders.) The Annual Meeting of Stockholders was held on April 25, 2014, to vote on the following proposal. The proposal received the required number of votes of stockholders and was adopted. Election of the following Directors: Two Class III Directors (Ashish Bhutani and Richard Reiss, Jr.) each |
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| May 30, 2014 |
Quarterly Schedule of Portfolio Holdings - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number 811-21511 Lazard Global Total Return and Income Fund, Inc. (Exact name of Registrant as specified in charter) 30 Rockefeller Plaza New York, New York 10112 (Address of principal executive offices) |
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| May 30, 2014 |
[EX-99.CERT] Exhibit Rule 30a-2(a) CERTIFICATIONS I, Charles L. Carroll, certify that: 1. I have reviewed this report on Form N-Q of Lazard Global Total Return and Income Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such sta |
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| March 19, 2014 |
SCHEDULE 14A (RULE 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. |
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| February 14, 2014 |
SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. |
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| November 29, 2013 |
Quarterly Schedule of Portfolio Holdings - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number 811-21511 Lazard Global Total Return and Income Fund, Inc. (Exact name of Registrant as specified in charter) 30 Rockefeller Plaza New York, New York 10112 (Address of principal executive offices) |
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| November 29, 2013 |
[EX-99.CERT] Exhibit Rule 30a-2(a) CERTIFICATIONS I, Charles L. Carroll, certify that: 1. I have reviewed this report on Form N-Q of Lazard Global Total Return and Income Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such sta |
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| September 3, 2013 |
STROOCK & STROOCK & LAVAN LLP 180 MAIDEN LANE NEW YORK, NEW YORK 10038 September 3, 2013 Securities and Exchange Commission 100 F Street, N. |
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| August 29, 2013 |
Because of the electronic format for filing Form NSAR does not provide adequate space for responding to Item #15, the additional answers are as follows: Item 15 Additional Sub-custodians: Deutsche Bank AG, Netherlands (Via Paris), Paris, France Deutsche Bank AG, Frankfurt, Germany Deutsche Bank AG, Seoul, Republic of Korea Deutsche Bank AG, Amsterdam, Netherlands Citibank, N. |
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| August 29, 2013 |
Lazard Global Total Return and Income Fund, Inc. Sub-Item 77C (Matters submitted to a vote of security holders.) The Annual Meeting of Stockholders was held on April 26, 2013, to vote on the following proposal. The proposal received the required number of votes of stockholders and was adopted. Election of the following Directors: Three Class II Directors (Kenneth S. Davidson, Nancy A. Eckl and Les |
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| May 30, 2013 |
[EX-99.CERT] Exhibit Rule 30a-2(a) CERTIFICATIONS I, Charles L. Carroll, certify that: 1. I have reviewed this report on Form N-Q of Lazard Global Total Return and Income Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such sta |
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| May 30, 2013 |
Quarterly Schedule of Portfolio Holdings - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number 811-21511 Lazard Global Total Return and Income Fund, Inc. (Exact name of Registrant as specified in charter) 30 Rockefeller Plaza New York, New York 10112 (Address of principal executive offices) |
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| March 25, 2013 |
DEF 14A 1 c73148def14a.htm SCHEDULE 14A (RULE 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as per |
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| February 14, 2013 |
SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. |
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| November 29, 2012 |
[EX-99.CERT] Exhibit Rule 30a-2(a) CERTIFICATIONS I, Charles L. Carroll, certify that: 1. I have reviewed this report on Form N-Q of Lazard Global Total Return and Income Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such sta |
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| November 29, 2012 |
Quarterly Schedule of Portfolio Holdings - N-Q 1 c71703n-q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number 811-21511 Lazard Global Total Return and Income Fund, Inc. (Exact name of Registrant as specified in charter) 30 Rockefeller Plaza New York, New York 10112 (Address of principal |
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| August 29, 2012 |
Lazard Global Total Return and Income Fund, Inc. Sub-Item 77C (Matters submitted to a vote of security holders.) The Annual Meeting of Stockholders was held on April 27, 2012, to vote on the following proposal. The proposal received the required number of votes of stockholders and was adopted. Election of the following Directors: Three Class I Directors (Charles L. Carroll, Leon M. Pollack and Rob |
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| August 29, 2012 |
Because of the electronic format for filing Form NSAR does not provide adequate space for responding to Item #15, the additional answers are as follows: Item 15 Additional Sub-custodians: Deutsche Bank AG, Netherlands (Via Paris), Paris, France Deutsche Bank AG, Frankfurt, Germany Deutsche Bank AG, Seoul, Republic of Korea Deutsche Bank AG, Amsterdam, Netherlands Citibank, N. |
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| May 30, 2012 |
[EX-99.CERT] Exhibit Rule 30a-2(a) CERTIFICATIONS I, Charles L. Carroll, certify that: 1. I have reviewed this report on Form N-Q of Lazard Global Total Return and Income Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such sta |
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| May 30, 2012 |
Quarterly Schedule of Portfolio Holdings - N-Q 1 c69761n-q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number 811-21511 Lazard Global Total Return and Income Fund, Inc. (Exact name of Registrant as specified in charter) 30 Rockefeller Plaza New York, New York 10112 (Address of principal |
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| March 26, 2012 |
SCHEDULE 14A (RULE 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. |
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| February 14, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 4) Lazard Global Total Return & Income Fund, Inc. (Name of Issuer) Closed End Mutual Fund (Title of Class of Securities) 52106W103 (CUSIP Number) December 31, 2011 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designa |
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| November 28, 2011 |
N-Q 1 c67627n-q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number 811-21511 Lazard Global Total Return and Income Fund, Inc. (Exact name of Registrant as specified in charter) 30 Rockefeller Plaza New York, New York 10112 (Address of principal |
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| November 28, 2011 |
[EX-99.CERT] Exhibit Rule 30a-2(a) CERTIFICATIONS I, Charles L. Carroll, certify that: 1. I have reviewed this report on Form N-Q of Lazard Global Total Return and Income Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such sta |
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| August 29, 2011 |
Because of the electronic format for filing Form NSAR does not provide adequate space for responding to Item #15, the additional answers are as follows: Item 15 Additional Sub-custodians: Deutsche Bank AG, Netherlands (Via Paris), Paris, France Deutsche Bank AG, Frankfurt, Germany Deutsche Bank AG, Seoul, Republic of Korea Deutsche Bank AG, Amsterdam, Netherlands Citibank, N. |
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| August 29, 2011 |
Lazard Global Total Return and Income Fund, Inc. Sub-Item 77C (Matters submitted to a vote of security holders.) The Annual Meeting of Stockholders was held on April 29, 2011, to vote on the following proposal. The proposal received the required number of votes of stockholders and was adopted. Election of the following Directors: Two Class III Directors (Ashish Bhutani and Richard Reiss, Jr.), eac |
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| May 31, 2011 |
N-Q 1 c65774n-q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number 811-21511 Lazard Global Total Return and Income Fund, Inc. (Exact name of Registrant as specified in charter) 30 Rockefeller Plaza New York, New York 10112 (Address of principal |
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| May 31, 2011 |
[EX-99.CERT] Exhibit Rule 30a-2(a) CERTIFICATIONS I, Charles L. Carroll, certify that: 1. I have reviewed this report on Form N-Q of Lazard Global Total Return and Income Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such sta |
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| March 31, 2011 |
SCHEDULE 14A (RULE 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. |
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| February 14, 2011 |
SCHEDULE 13G HOLDINGS REPORT AMENDMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 3) Lazard Global Total Return & Income Fund, Inc. (Name of Issuer) Closed End Mutual Fund (Title of Class of Securities) 52106W103 (CUSIP Number) December 31, 2010 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designa |
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| November 29, 2010 |
[EX-99.CERT] Exhibit Rule 30a-2(a) CERTIFICATIONS I, Charles L. Carroll, certify that: 1. I have reviewed this report on Form N-Q of Lazard Global Total Return and Income Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such sta |
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| November 29, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number 811-21511 Lazard Global Total Return and Income Fund, Inc. (Exact name of Registrant as specified in charter) 30 Rockefeller Plaza New York, New York 10112 (Address of principal executive offices) |
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| August 30, 2010 |
SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No. 29331; File No. 812-13218] Lazard Global Total Return and Income Fund, Inc., et al.; Notice of Application June 24, 2010 Agency: Securities and Exchange Commission (“Commission”). Action: Notice of application under section 6(c) of the Investment Company Act of 1940 (“Act”) for an exemption from section 19(b) of the Act and rul |
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| August 30, 2010 |
Lazard Global Total Return and Income Fund, Inc. Sub-Item 77C (Matters submitted to a vote of security holders.) The Annual Meeting of Stockholders was held on April 29, 2010, to vote on the following proposal. The proposal received the required number of votes of stockholders and was adopted. Election of the following Directors: Three Class II Directors (Kenneth S. Davidson, Nancy A. Eckl and Les |
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| August 30, 2010 |
Because of the electronic format for filing Form NSAR does not provide adequate space for responding to Item #15, the additional answers are as follows: Item 15 Additional Sub-custodians: Deutsche Bank AG, Netherlands (Via Paris), Paris, France Deutsche Bank AG, Frankfurt, Germany Deutsche Bank AG, Seoul, Republic of Korea Deutsche Bank AG, Amsterdam, Netherlands Citibank, N. |
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| August 30, 2010 |
UNITED STATES OF AMERICA BEFORE THE SECURITIES AND EXCHANGE COMMISSION INVESTMENT COMPANY ACT OF 1940 Release No. |
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| May 28, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number 811-21511 Lazard Global Total Return and Income Fund, Inc. (Exact name of Registrant as specified in charter) 30 Rockefeller Plaza New York, New York 10112 (Address of principal executive offices) |
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| May 28, 2010 |
[EX-99.CERT] Exhibit Rule 30a-2(a) CERTIFICATIONS I, Charles L. Carroll, certify that: 1. I have reviewed this report on Form N-Q of Lazard Global Total Return and Income Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such sta |
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| April 2, 2010 |
SCHEDULE 14A (RULE 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. |
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| February 10, 2010 |
SCHEDULE 13G HOLDINGS REPORT AMENDMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2) Lazard Global Total Return & Income Fund, Inc. (Name of Issuer) Closed End Mutual Fund (Title of Class of Securities) 52106W103 (CUSIP Number) January 31, 2009 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designat |
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| February 10, 2010 |
SCHEDULE 13G HOLDINGS REPORT AMENDMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1) Lazard Global Total Return & Income Fund, Inc. (Name of Issuer) Closed End Mutual Fund (Title of Class of Securities) 52106W103 (CUSIP Number) December 31, 2009 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designa |
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| November 27, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number 811-21511 Lazard Global Total Return and Income Fund, Inc. (Exact name of Registrant as specified in charter) 30 Rockefeller Plaza New York, New York 10112 (Address of principal executive offices) |
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| November 27, 2009 |
[EX-99.CERT] Exhibit Rule 30a-2(a) CERTIFICATIONS I, Charles Carroll, certify that: 1. I have reviewed this report on Form N-Q of Lazard Global Total Return and Income Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statem |
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| August 28, 2009 |
Lazard Global Total Return and Income Fund, Inc. Sub-Item 77C (Matters submitted to a vote of security holders.) The Annual Meeting of Stockholders was held on April 29, 2009, to vote on the following proposal. The proposal received the required number of votes of stockholders and was adopted. Election of the following Directors: Three Class I Directors (Charles Carroll, Leon M. Pollack, and Rober |
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| August 28, 2009 |
Because of the electronic format for filing Form NSAR does not provide adequate space for responding to Item #15, the additional answers are as follows: Item 15 Additional Sub-custodians: Deutsche Bank AG, Netherlands (Via Paris), Paris, France Deutsche Bank AG, Frankfurt, Germany Deutsche Bank AG, Seoul, Republic of Korea Deutsche Bank AG, Amsterdam, Netherlands Citibank, N. |
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| May 29, 2009 |
c57675ex99-cert.htm - Converted by SEC Publisher, created by BCL Technologies Inc., for SEC Filing [EX-99.CERT] Exhibit Rule 30a-2(a) CERTIFICATIONS I, Charles Carroll, certify that: 1. I have reviewed this report on Form N-Q of Lazard Global Total Return and Income Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a materia |
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| May 29, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number 811-21511 Lazard Global Total Return and Income Fund, Inc. (Exact name of Registrant as specified in charter) 30 Rockefeller Plaza New York, New York 10112 (Address of principal executive offices) |
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| March 31, 2009 |
DEF 14A 1 c57065def14a.htm SCHEDULE 14A (RULE 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only |
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| February 17, 2009 |
SCHEDULE 13G HOLDINGS REPORT AMENDMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Lazard Global Total Return & Income Fund, Inc. (Name of Issuer) Closed End Mutual Fund (Title of Class of Securities) 52106W103 (CUSIP Number) December 31, 2008 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant |
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| December 1, 2008 |
N-Q 1 c55708nq.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number 811-21511 Lazard Global Total Return and Income Fund, Inc. (Exact name of Registrant as specified in charter) 30 Rockefeller Plaza New York, New York 10112 (Address of principal |
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| December 1, 2008 |
c55708ex99-cert.htm - Converted by SEC Publisher, created by BCL Technologies Inc., for SEC Filing [EX-99.CERT] Exhibit Rule 30a-2(a) CERTIFICATIONS I, Charles Carroll, certify that: 1. I have reviewed this report on Form N-Q of Lazard Global Total Return and Income Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a materia |
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| August 29, 2008 |
Lazard Global Total Return and Income Fund, Inc. Sub-Item 77C (Matters submitted to a vote of security holders.) The Annual Meeting of Stockholders was held on April 24, 2008, to vote on the following proposal. The proposal received the required number of votes of stockholders and was adopted. Election of the following Directors: two Class III Directors (Ashish Bhutani and Richard Reiss, Jr.), eac |
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| August 29, 2008 |
Because of the electronic format for filing Form NSAR does not provide adequate space for responding to Item #15, the additional answers are as follows: Item 15 Additional Sub-custodians: Deutsche Bank AG, Netherlands (Via Paris), Paris, France Deutsche Bank AG, Frankfurt, Germany Deutsche Bank AG, Seoul, Republic of Korea Deutsche Bank AG, Amsterdam, Netherlands Citibank, N. |
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| May 30, 2008 |
c53715ex99-cert.htm - Converted by SEC Publisher, created by BCL Technologies Inc., for SEC Filing [EX-99.CERT] Exhibit Rule 30a-2(a) CERTIFICATIONS I, Charles Carroll, certify that: 1. I have reviewed this report on Form N-Q of Lazard Global Total Return and Income Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a materia |
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| May 30, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number 811-21511 Lazard Global Total Return and Income Fund, Inc. (Exact name of Registrant as specified in charter) 30 Rockefeller Plaza New York, New York 10112 (Address of principal executive offices) |
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| March 27, 2008 |
SCHEDULE 14A (RULE 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. |
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| March 10, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Amendment No(2.)* Lazard Global Total Return & Income Fund (Name of Issuer) Closed End Mutual Fund (Title of Class of Securities) 52106W103 (CUSIP Number) 2/29/2008 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule purs |
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| February 1, 2008 |
SC 13G 1 lazard.htm 12/31/07 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Amendment No(1.)* Lazard Global Total Return & Income Fund (Name of Issuer) Closed End Mutual Fund (Title of Class of Securities) 52106W103 (CUSIP Number) 12/31/2007 (Date of Event Which Requires Filing of this Statement) Check the appropri |
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| November 29, 2007 |
[EX-99.CERT] Exhibit Rule 30a-2(a) CERTIFICATIONS I, Charles Carroll, certify that: 1. I have reviewed this report on Form N-Q of Lazard Global Total Return and Income Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statem |
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| November 29, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number 811-21511 Lazard Global Total Return and Income Fund, Inc. (Exact name of Registrant as specified in charter) 30 Rockefeller Plaza New York, New York 10112 (Address of principal executive offices) |
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| August 29, 2007 |
Lazard Global Total Return & Income Fund, Inc. Sub-Item 77C (Matters submitted to a vote of security holders.) The Annual Meeting of Stockholders was held on April 26, 2007, to vote on the following proposal. The proposal received the required number of votes of stockholders and was adopted. Election of the following Directors: - - one Class I Director (Leon M. Pollack), to serve for a two-year te |
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| August 29, 2007 |
Because of the electronic format for filing Form N-SAR does not provide adequate space for responding to Item #15, the additional answers are as follows: Item 15 Additional Sub-custodians: Deutsche Bank AG, Netherlands (Via Paris), Paris, France Deutsche Bank AG, Frankfurt, Germany Deutsche Bank AG, Seoul, Republic of Korea Deutsche Bank AG, Amsterdam, Netherlands Citibank, N. |
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| May 30, 2007 |
c48554ex99-cert.htm - Converted by SEC Publisher, created by BCL Technologies Inc., for SEC Filing [EX-99.CERT] Exhibit Rule 30a-2(a) CERTIFICATIONS I, Charles Carroll, certify that: 1. I have reviewed this report on Form N-Q of Lazard Global Total Return and Income Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a materia |
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| May 30, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number 811-21511 Lazard Global Total Return and Income Fund, Inc. (Exact name of Registrant as specified in charter) 30 Rockefeller Plaza New York, New York 10112 (Address of principal executive offices) |
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| March 26, 2007 |
SCHEDULE 14A (RULE 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. |
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| February 6, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Amendment No(.)* Lazard Global Total Return and Income Fund (Name of Issuer) Closed End Mutual Fund (Title of Class of Securities) 52106W103 (CUSIP Number) 12/31/06 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule purs |
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| November 29, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number 811-21511 Lazard Global Total Return and Income Fund, Inc. (Exact name of Registrant as specified in charter) 30 Rockefeller Plaza New York, New York 10112 (Address of principal executive offices) |
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| November 29, 2006 |
[EX-99.CERT] Exhibit Rule 30a-2(a) CERTIFICATIONS I, Charles Carroll, certify that: 1. I have reviewed this report on Form N-Q of Lazard Global Total Return and Income Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statem |
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| August 29, 2006 |
Because of the electronic format for filing Form N-SAR does not provide adequate space for responding to Item #15, the additional answers are as follows: Item 15 Additional Sub-custodians: Deutsche Bank AG, Netherlands (Via Paris), Paris, France Deutsche Bank AG, Frankfurt, Germany Deutsche Bank AG, Seoul, Republic of Korea Deutsche Bank AG, Amsterdam, Netherlands Citibank, N. |
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| August 29, 2006 |
Lazard Global Total Return and Income Fund, Inc. Sub-Item 77C (Matters submitted to a vote of security holders.) The Annual Meeting of Stockholders was held on April 26, 2006, to vote on the following proposal. The proposal received the required number of votes of stockholders and was adopted. Election of the following Directors: two Class I Directors (Robert M. Solmson and Charles Carroll), each |
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| May 30, 2006 |
[EX-99.CERT] Exhibit Rule 30a-2(a) CERTIFICATIONS I, Charles Carroll, certify that: 1. I have reviewed this report on Form N-Q of Lazard Global Total Return and Income Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statem |
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| May 30, 2006 |
N-Q 1 c42768n-q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number 811-21511 Lazard Global Total Return and Income Fund, Inc. (Exact name of Registrant as specified in charter) 30 Rockefeller Plaza New York, New York 10112 (Address of principal |
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| March 20, 2006 |
SCHEDULE 14A (RULE 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. |
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| November 29, 2005 |
[EX-99.CERT] Exhibit Rule 30a-2(a) CERTIFICATIONS I, Charles Carroll, certify that: 1. I have reviewed this report on Form N-Q of Lazard Global Total Return and Income Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statem |
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| November 29, 2005 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number 811-21511 Lazard Global Total Return and Income Fund, Inc. (Exact name of Registrant as specified in charter) 30 Rockefeller Plaza New York, New York 10112 (Address of principal executive offices) |
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| August 29, 2005 |
Because of the electronic format for filing Form N-SAR does not provide adequate space for responding to Item #15, the additional answers are as follows: Item 15 - Additional Sub-custodians: Scotiabank & Trust (Cayman) Ltd. |
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| June 17, 2005 |
SCHEDULE 14A (RULE 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. |
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| May 31, 2005 |
SCHEDULE 14A (RULE 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. |
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| May 25, 2005 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number 811-21511 Lazard Global Total Return and Income Fund, Inc. (Exact name of Registrant as specified in charter) 30 Rockefeller Plaza New York, New York 10112 (Address of principal executive offices) |
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| May 25, 2005 |
[EX-99.CERT] Exhibit Rule 30a-2(a) CERTIFICATIONS I, Charles Carroll, certify that: 1. I have reviewed this report on Form N-Q of Lazard Global Total Return and Income Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statem |
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| March 15, 2005 |
SCHEDULE 14A (RULE 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. |
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| November 29, 2004 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number 811-21511 LAZARD GLOBAL TOTAL RETURN AND INCOME FUND, INC. (Exact name of Registrant as specified in charter) 30 Rockefeller Plaza New York, New York 10112 (Address of principal executive offices) |
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| November 29, 2004 |
Exhibit (a) SECTION 302 CERTIFICATIONS I, Charles Carroll, certify that: 1. I have reviewed this report on Form N-Q of Lazard Global Total Return and Income Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were m |
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| August 27, 2004 |
Because of the electronic format for filing Form N-SAR does not provide adequate space for responding to Item #15, the additional answers are as follows: Item 15 - Additional Sub-custodians: Bank of Nova Scotia Trust Company (Cayman) Ltd. |
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| March 19, 2004 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 LAZARD GLOBAL TOTAL RETURN AND INCOME FUND, INC. (Exact name of registrant as specified in its charter) Maryland (State of incorporation or organization) 30 Rockefeller Plaza, New York, New York (A |
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| February 12, 2004 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-8A NOTIFICATION OF REGISTRATION FILED PURSUANT TO SECTION 8(a) OF THE INVESTMENT COMPANY ACT OF 1940 The undersigned investment company hereby notifies the Securities and Exchange Commission that it registers under and pursuant to the provisions of Section 8(a) of the Investment Company Act of 1940 and in connection with such notific |
