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| CIK | 727634 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to iSign Solutions Inc.
SEC Filings (Chronological Order)
Denne side giver en komplet, kronologisk liste over SEC-arkiveringer, eksklusive ejerskabsregistreringer, som vi leverer andre steder.
| May 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: March 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-19301 iSign Solutions Inc |
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| March 31, 2023 |
Exhibit 21.1 iSign Solutions, Inc. Schedule of Subsidiaries CIC Acquisition Corp. |
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| March 31, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2022 ☐ Transition Report Pursuant to Section 13 of 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission File No. 000-19301 iSign Solutions Inc. (Exact name |
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| November 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: September 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-19301 iSign Solutions |
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| August 15, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: June 30, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-19301 iSign Solutions Inc. |
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| May 16, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: March 31, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-19301 iSign Solutions Inc |
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| April 27, 2022 |
Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 20, 2022 iSign Solutions Inc. (Exact name of registrant as specified in its charter) Delaware 000-19301 94-2790442 (State or other (Commission File Number) (I.R.S. Employer juri |
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| March 31, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2021 ? Transition Report Pursuant to Section 13 of 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission File No. 000-19301 iSign Solutions Inc. (Exact name |
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| March 31, 2022 |
Exhibit 21.1 iSign Solutions, Inc. Schedule of Subsidiaries CIC Acquisition Corp. |
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| March 31, 2022 |
Exhibit 4.28 DESCRIPTION OF THE REGISTRANT?S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 As of March 15, 2022, iSign Solutions Inc. (the ?Company?) had one class of common stock registered under Section 12 of the Securities Exchange Act of 1934, as amended (the ?Exchange Act?). Description of Common Stock The following description of the Company?s common sto |
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| November 15, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: September 30, 2021 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-19301 iSign Solutions |
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| August 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: June 30, 2021 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-19301 iSign Solutions Inc. |
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| June 11, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): June 8, 2021 iSign Solutions Inc. (Exact name of registrant as specified in its charter) Delaware 000-19301 94-2790442 (State or other jurisdiction of incorporation) (Commission File |
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| May 17, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: March 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-19301 iSign Solutions Inc |
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| April 7, 2021 |
EX-21.1 2 f10k2020ex21-1isignsol.htm SCHEDULE OF SUBSIDIARIES Exhibit 21.1 iSign Solutions, Inc. Schedule of Subsidiaries CIC Acquisition Corp. |
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| April 7, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2020 ? Transition Report Pursuant to Section 13 of 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission File No. 000-19301 iSign Solutions Inc. (Exact name |
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| March 31, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ? Form 10-K ? Form 20-F ? Form 11-K ? Form 10-Q ? Form 10-D ? Form N-CEN ? Form N-CSR For Period Ended: December 31, 2020 ? Transition Report on Form 10-K ? Transition Report on Form 20-F ? Transition Report on Form 11-K ? Transition Report on Form 10-Q For the Transition Period Ended: Read Instruction (on back page) Before Preparing Form. |
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| February 19, 2021 |
Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities 8-K 1 ea136102-8kisign.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): February 12, 2021 iSign Solutions Inc. (Exact name of registrant as specified in its charter) Delaware 000-19301 94-2790442 (State or other ( |
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| November 16, 2020 |
Quarterly Report - QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: September 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-19301 iSign Solutions |
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| August 14, 2020 |
Quarterly Report - QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: June 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-19301 iSign Solutions Inc. |
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| June 26, 2020 |
Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities 8-K 1 ea123476-8kisign.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): June 19, 2020 iSign Solutions Inc. (Exact name of registrant as specified in its charter) Delaware 000-19301 94-2790442 (State or other (Comm |
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| June 26, 2020 |
Changes in Registrant's Certifying Accountant, Financial Statements and Exhibits 8-K 1 ea123474-8kisignsolutions.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): June 22, 2020 iSign Solutions Inc. (Exact name of registrant as specified in its charter) Delaware 000-19301 94-2790442 (State or ot |
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| June 26, 2020 |
Letter from Armanino LLP dated June 25, 2020 Exhibit 16.1 Armanino llp 12657 Alcosta Boulevard Suite 500 San Ramon, CA 94583-4600 925 790 2600 main 925 790 2601 fax armaninoLLP.com June 25, 2020 Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 RE: iSign Solutions Inc. We have read the statements included under Item 4.01 in the Form 8-K dated June 25, 2020 of iSign Solutions Inc. (the “Company”) to be filed with th |
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| May 15, 2020 |
Quarterly Report - QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: March 31, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-19301 iSign Solutions Inc |
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| May 12, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 6, 2020 iSign Solutions Inc. (Exact name of registrant as specified in its charter) Delaware 000-19301 94-2790442 (State or other jurisdiction (Commission File Number) (I.R.S. Emp |
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| May 12, 2020 |
Promissory Note, between Wells Fargo Bank, N.A. and iSign Solutions Inc., dated May 4, 2020. EX-10.1 2 ea121605ex10-1isignsolu.htm PROMISSORY NOTE, BETWEEN WELLS FARGO BANK, N.A. AND ISIGN SOLUTIONS INC., DATED MAY 4, 2020. Exhibit 10.1 |
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| March 30, 2020 |
Exhibit 21.1 iSign Solutions, Inc. Schedule of Subsidiaries Communication Intelligence Computer Corporation, Ltd. (CICC) CIC Acquisition Corp. |
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| March 30, 2020 |
CICI / Communication Intelligence Corp. 10-K - Annual Report - ANNUAL REPORT 10-K 1 f10k2019isignsolutions.htm ANNUAL REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2019 ☐ Transition Report Pursuant to Section 13 of 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission Fil |
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| March 26, 2020 |
Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): March 25, 2020 iSign Solutions Inc. (Exact name of registrant as specified in its charter) Delaware 000-19301 94-2790442 (State or other (Commission File Number) (I.R.S. Employer juri |
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| November 14, 2019 |
ISGN / iSign Solutions Inc. 10-Q - Quarterly Report - QUARTERLY REPORT 10-Q 1 f10q0919isignsolutions.htm QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: September 30, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from t |
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| August 14, 2019 |
ISGN / iSign Solutions Inc. 10-Q - Quarterly Report - QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: June 30, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-19301 iSign Solutions Inc. |
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| June 7, 2019 |
ISGN / iSign Solutions Inc. / KCG AMERICAS LLC - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G (Initial Filing) Under the Securities Exchange Act of 1934 ISign Solutions Inc (Name of Issuer) Common Stock (Title of Class of Securities) 46436A112 (CUSIP Number) May 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule i |
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| May 15, 2019 |
ISGN / iSign Solutions Inc. 10-Q Quarterly Report QUARTERLY REPORT 10-Q 1 f10q0319isignsolutions.htm QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: March 31, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Co |
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| April 10, 2019 |
ISGN / iSign Solutions Inc. / KCG AMERICAS LLC - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G (Initial Filing) Under the Securities Exchange Act of 1934 ISign Solutions Inc (Name of Issuer) Common Stock (Title of Class of Securities) 46436A112 (CUSIP Number) March 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule |
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| April 1, 2019 |
EXHIBIT 21.1 iSign Solutions, Inc. Schedule of Subsidiaries Communication Intelligence Computer Corporation, Ltd. (CICC) CIC Acquisition Corp. |
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| April 1, 2019 |
ISGN / iSign Solutions Inc. ANNUAL REPORT (Annual Report) 10-K 1 f10k2018isignsolutions.htm ANNUAL REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2018 ☐ Transition Report Pursuant to Section 13 of 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission Fil |
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| December 31, 2018 |
Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): December 27, 2018 iSign Solutions Inc. (Exact name of registrant as specified in its charter) Delaware 000-19301 94-2790442 (State or other (Commission File Number) (I.R.S. Employer j |
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| November 14, 2018 |
ISGN / iSign Solutions Inc. QUARTERLY REPORT (Quarterly Report) 10-Q 1 f10q0918isignsolutions.htm QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: September 30, 2018 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from t |
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| August 14, 2018 |
ISGN / iSign Solutions Inc. QUARTERLY REPORT (Quarterly Report) 10-Q 1 f10q0618isignsolutions.htm QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: June 30, 2018 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Com |
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| August 8, 2018 |
Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities 8-K 1 f8k081018isignsolutions.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): August 1, 2018 iSign Solutions Inc. (Exact name of registrant as specified in its charter) Delaware 000-19301 94-2790442 (State or oth |
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| May 15, 2018 |
ISGN / iSign Solutions Inc. QUARTERLY REPORT (Quarterly Report) 10-Q 1 f10q0318isignsolutionsinc.htm QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: March 31, 2018 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to |
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| April 2, 2018 |
EX-21.1 2 f10k2017ex21-1isignsolu.htm SCHEDULE OF SUBSIDIARIES EXHIBIT 21.1 iSign Solutions, Inc. Schedule of Subsidiaries Communication Intelligence Computer Corporation, Ltd. (CICC) CIC Acquisition Corp. |
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| April 2, 2018 |
ISGN / iSign Solutions Inc. ANNUAL REPORT (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2017 ☐ Transition Report Pursuant to Section 13 of 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission File No. 000-19301 iSign Solutions Inc. (Exact name |
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| December 18, 2017 |
Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): December 15, 2017 iSign Solutions Inc. (Exact name of registrant as specified in its charter) Delaware 000-19301 94-2790442 (State or other jurisdiction of incorporation) (Commission |
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| November 14, 2017 |
ISGN / iSign Solutions Inc. QUARTERLY REPORT (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: September 30, 2017 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-19301 iSign Solutions |
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| August 14, 2017 |
EX-10.74 4 f10q0617ex10lxxivisignsolu.htm NOTE PURCHASE AGREEMENT DATED MAY 23, 2017, FILED HEREWITH Exhibit 10.74 iSign Solutions Inc. Note purchase agreement Dated as of , 2017 TABLE OF CONTENTS Page 1 Purchase and Sale of the Notes 1 1.1 Authorization of Issuance of the Notes 1 1.2 Purchase and Sale of the Initial Closing Notes 2 1.3 Purchase and Sale of Additional Notes 2 1.4 Use of Proceeds 2 |
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| August 14, 2017 |
EX-10.72 2 f10q0617ex10lxxiiisignsolu.htm NOTE AND WARRANT PURCHASE AGREEMENT DATED NOVEMBER 3, 2016, FILED HEREWITH Exhibit 10.72 iSign Solutions Inc. Note and Warrant Purchase Agreement Dated as of , 2016 TABLE OF CONTENTS Page 1 Purchase and Sale of the Notes and Warrants 2 1.1 Authorization of Issuance of the Notes and Warrants. 2 1.2 Purchase and Sale of the Initial Closing Notes and Initial |
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| August 14, 2017 |
EX-10.73 3 f10q0617ex10lxxiiiisignsolu.htm FORM OF UNSECURED CONVERTIBLE PROMISSORY NOTE DATED NOVEMBER 3, 2016, FILED HEREWITH Exhibit 10.73 NEITHER THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES ISSUABLE UPON EXERCISE OF THESE SECURITIES HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES |
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| August 14, 2017 |
Exhibit 10.75 NEITHER THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES ISSUABLE UPON EXERCISE OF THESE SECURITIES HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR THE SE |
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| August 14, 2017 |
ISGN / iSign Solutions Inc. QUARTERLY REPORT (Quarterly Report) 10-Q 1 f10q0617isignsolutions.htm QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: June 30, 2017 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Com |
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| May 26, 2017 |
Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities 8-K 1 f8k052317isignsolutions.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 23, 2017 iSign Solutions Inc. (Exact name of registrant as specified in its charter) Delaware 000-19301 94-2790442 (State or other |
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| May 16, 2017 |
iSIGN APPOINTS MIKE ENGMANN AS PRESIDENT & COO FOR IMMEDIATE RELEASE iSIGN APPOINTS MIKE ENGMANN AS PRESIDENT & COO SAN JOSE, CA, May 11, 2017 ? iSign Solutions Inc. |
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| May 16, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 10, 2017 iSign Solutions Inc. (Exact name of registrant as specified in its charter) Delaware 000-19301 94-2790442 (State or other (Commission File Number) (I.R.S. Employer jurisd |
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| May 15, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: March 31, 2017 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-19301 iSign Solutions Inc |
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| March 31, 2017 |
iSign Solutions, Inc. Schedule of Subsidiaries EX-21.1 2 f10k2016ex21iisignsolutions.htm SCHEDULE OF SUBSIDIARIES. EXHIBIT 21.1 iSign Solutions, Inc. Schedule of Subsidiaries Communication Intelligence Computer Corporation, Ltd. (CICC) CIC Acquisition Corp. |
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| March 31, 2017 |
10-K 1 f10k2016isignsolutionsinc.htm ANNUAL REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2016 ☐ Transition Report Pursuant to Section 13 of 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission |
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| February 2, 2017 |
Submission of Matters to a Vote of Security Holders 8-K 1 f8k013017isignsolutions.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): January 30, 2017 iSign Solutions Inc. (Exact name of registrant as specified in its charter) Delaware 000-19301 94-2790442 (State or o |
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| December 30, 2016 |
iSign Solutions DEFINITIVE PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State |
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| December 9, 2016 |
iSign Solutions PRELIMINARY PROXY STATEMENT PRE 14A 1 pre14a1216isignsolutions.htm PRELIMINARY PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commissi |
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| November 14, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: September 30, 2016 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-19301 iSign Solutions |
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| November 9, 2016 |
Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): November 3, 2016 iSign Solutions Inc. (Exact name of registrant as specified in its charter) Delaware 000-19301 94-2790442 (State or other jurisdiction of incorporation) (Commission F |
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| August 15, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q X QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: June 30, 2016 OR TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-19301 iSign Solutions Inc. ( |
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| August 15, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q X QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: June 30, 2016 OR TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-19301 iSign Solutions Inc. ( |
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| May 19, 2016 |
Exhibit 3.5 CERTIFICATE OF AMENDMENT TO THE CERTIFICATE OF DESIGNATION OF SERIES D CONVERTIBLE PREFERRED STOCK OF ISIGN SOLUTIONS INC. Pursuant to Section 242 of the Delaware General Corporation Law, iSign Solutions Inc., a corporation organized and existing under the laws of the State of Delaware (the “ Company”), does hereby certify as follows: FIRST: Section 6(a) of the Certificate of Designati |
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| May 19, 2016 |
iSIGN ANNOUNCES CLOSING OF PUBLIC OFFERING Exhibit 99.2 FOR IMMEDIATE RELEASE iSIGN ANNOUNCES CLOSING OF PUBLIC OFFERING REDWOOD SHORES, CA, May 19, 2016 – iSign Solutions Inc. (OTCQB: “ISGN”) (“iSIGN” or the “Company”), a leading supplier of electronic signature and other software solutions enabling secure, cost-effective and paperless management of contracts and other document-based digital transactions, announced today the closing of it |
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| May 19, 2016 |
iSIGN ANNOUNCES PRICING OF PUBLIC OFFERING EX-99.1 8 s001310x1ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE iSIGN ANNOUNCES PRICING OF PUBLIC OFFERING REDWOOD SHORES, CA, May 16, 2016 – iSign Solutions Inc. (OTCQB: “ISGN”) (“iSIGN” or the “Company”), a leading supplier of electronic signature and other software solutions enabling secure, cost-effective and paperless management of contracts and other document-based digital tran |
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| May 19, 2016 |
Exhibit 3.4 CERTIFICATE OF AMENDMENT TO THE CERTIFICATE OF DESIGNATION OF SERIES D CONVERTIBLE PREFERRED STOCK OF ISIGN SOLUTIONS INC. Pursuant to Section 242 of the Delaware General Corporation Law, iSign Solutions Inc., a corporation organized and existing under the laws of the State of Delaware (the ? Company?), does hereby certify as follows: FIRST: Section 6(a) of the Certificate of Designati |
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| May 19, 2016 |
EX-3.2 3 s001310x1ex3-2.htm EXHIBIT 3.2 Exhibit 3.2 CERTIFICATE OF AMENDMENT TO THE SECOND AMENDED AND RESTATED CERTIFICATE OF DESIGNATION OF SERIES B PARTICIPATING CONVERTIBLE PREFERRED STOCK OF ISIGN SOLUTIONS INC. Pursuant to Section 242 of the Delaware General Corporation Law, iSign Solutions Inc., a corporation organized and existing under the laws of the State of Delaware (the “Company”), do |
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| May 19, 2016 |
EX-3.3 4 s001310x1ex3-3.htm EXHIBIT 3.3 Exhibit 3.3 CERTIFICATE OF AMENDMENT TO THE AMENDED AND RESTATED CERTIFICATE OF DESIGNATION OF SERIES C PARTICIPATING CONVERTIBLE PREFERRED STOCK OF ISIGN SOLUTIONS INC. Pursuant to Section 242 of the Delaware General Corporation Law, iSign Solutions Inc., a corporation organized and existing under the laws of the State of Delaware (the “Company”), does here |
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| May 19, 2016 |
Form of Representative’s Warrant Agreement EX-4.1 7 s001310x1ex4-1.htm EXHIBIT 4.1 Exhibit 4.1 Form of Representative’s Warrant Agreement THE REGISTERED HOLDER OF THIS PURCHASE WARRANT BY ITS ACCEPTANCE HEREOF, AGREES THAT IT WILL NOT SELL, TRANSFER OR ASSIGN THIS PURCHASE WARRANT EXCEPT AS HEREIN PROVIDED AND THE REGISTERED HOLDER OF THIS PURCHASE WARRANT AGREES THAT IT WILL NOT SELL, TRANSFER, ASSIGN, PLEDGE OR HYPOTHECATE THIS PURCHASE |
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| May 19, 2016 |
Exhibit 3.1 CERTIFICATE OF AMENDMENT TO THE THIRD AMENDED AND RESTATED CERTIFICATE OF DESIGNATION OF SERIES A-1 CUMULATIVE CONVERTIBLE PREFERRED STOCK OF ISIGN SOLUTIONS INC. Pursuant to Section 242 of the Delaware General Corporation Law, iSign Solutions Inc., a corporation organized and existing under the laws of the State of Delaware (the “ Corporation”), does hereby certify as follows: FIRST: |
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| May 19, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 16, 2016 iSign Solutions Inc. (Exact name of registrant as specified in its charter) Delaware 000-19301 94-2790442 (State or other jurisdiction of incorporation) (Commission File |
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| May 17, 2016 |
Axiom Capital Management, Inc. The date of this prospectus is May 16, 2016. TABLE OF CONTENTS Filed pursuant to Rule 424(b)(4) Registration Statement No. 333-208601 690,000 Shares of Common Stock Warrants to Purchase 345,000 Shares of Common Stock ? iSign Solutions Inc. This is a firm commitment public offering of 690,000 shares of common stock and warrants to purchase 345,000 shares of common stock of iSign Solutions Inc. Our common stock is quoted on OTC Markets Group I |
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| May 16, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q X QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: March 31, 2016 OR TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-19301 iSign Solutions Inc. |
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| May 13, 2016 |
May 13, 2016 VIA EDGAR TRANSMISSION Securities and Exchange Commission Division of Corporation Finance 100 F. |
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| May 13, 2016 |
May 13, 2016 VIA EDGAR TRANSMISSION Securities and Exchange Commission Division of Corporation Finance 100 F. |
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| May 11, 2016 |
May 11, 2016 VIA EDGAR TRANSMISSION Securities and Exchange Commission Division of Corporation Finance 100 F. |
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| May 11, 2016 |
May 11, 2016 VIA EDGAR TRANSMISSION Securities and Exchange Commission Division of Corporation Finance 100 F. |
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| May 11, 2016 |
As filed with the Securities and Exchange Commission on May 11, 2016 TABLE OF CONTENTS As filed with the Securities and Exchange Commission on May 11, 2016 Registration No. |
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| April 12, 2016 |
ISIGN SOLUTIONS INC. COMMON STOCK PURCHASE WARRANT EX-4.31 4 s001267x1ex4-31.htm EXHIBIT 4.31 Exhibit 4.31 NEITHER THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES ISSUABLE UPON EXERCISE OF THESE SECURITIES HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED IN THE ABSENCE OF (A) AN E |
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| April 12, 2016 |
As filed with the Securities and Exchange Commission on April 12, 2016 S-1/A 1 s001267x1s1a.htm FORM S-1/A TABLE OF CONTENTS As filed with the Securities and Exchange Commission on April 12, 2016 Registration No. 333-208601 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 3 TO FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 iSign Solutions Inc. (Exact name of registrant as specified in its charter) Delaware 3577 9 |
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| April 12, 2016 |
EX-10.77 7 s001267x1ex10-77.htm EXHIBIT 10.77 Exhibit 10.77 April 11, 2016 [Noteholder Name and Address] Re: Note Conversion Election Dear [Noteholder] Reference is made to (a) that certain Note Purchase Agreement, dated as of November 25, 2015, by and among iSign Solutions Inc., f/k/a Communication Intelligence Corporation (the “Company”), you and certain additional accredited investors (the “Not |
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| April 12, 2016 |
iSign Solutions Inc. WARRANT TO PURCHASE COMMON STOCK Exhibit 4.30 iSign Solutions Inc. WARRANT TO PURCHASE COMMON STOCK Warrant No.: Number of Warrant Shares: Date of Issuance: [ [?], 2016] (?Issuance Date?) Expiration Date: [ [?], 2021] (?Expiration Date?) iSign Solutions Inc., a Delaware corporation (the ?Company?), certifies that, for good and valuable consideration, the receipt and sufficiency of which are acknowledged, , the registered holder h |
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| April 12, 2016 |
Exhibit 10.78 April 11, 2016 FirstGlobal Partners LLC 6000 E. Horseshoe Road Paradise Valley, AZ 85253 Attn.: William Keiper, Managing Partner Re: Compensation Deferral Conversion Election Dear Will Reference is made to (a) that certain letter, dated December 3, 2015, executed by you and iSign Solutions Inc. (the ?Company?) (the ?Side Letter?) and (b) that certain letter, dated January 20, 2016, e |
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| April 12, 2016 |
ISIGN SOLUTIONS INC. COMMON STOCK PURCHASE WARRANT EX-4.32 5 s001267x1ex4-32.htm EXHIBIT 4.32 Exhibit 4.32 NEITHER THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES ISSUABLE UPON EXERCISE OF THESE SECURITIES HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED IN THE ABSENCE OF (A) AN E |
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| April 12, 2016 |
EX-10.79 9 s001267x1ex10-79.htm EXHIBIT 10.79 Exhibit 10.79 April 11, 2016 SG Phoenix LLC 70 East 55th Street, 10th Floor New York, NY 10022 Attn.: Andrea Goren, Member Re: Compensation Deferral Conversion Election Dear Andrea Reference is made to (a) that certain letter, dated December 3, 2015, executed by you and iSign Solutions Inc. (the “Company”) (the “Side Letter”) and (b) that certain lette |
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| April 12, 2016 |
Exhibit 1.1 UNDERWRITING AGREEMENT between ISIGN SOLUTIONS INC. and AXIOM CAPITAL MANAGEMENT, INC. as Representative of the Several Underwriters ISIGN SOLUTIONS INC. UNDERWRITING AGREEMENT New York, New York [?], 2016 Axiom Capital Management, Inc. As Representative of the several Underwriters named on Schedule 1 attached hereto 780 Third Avenue, 43rd Floor l New York, NY 10017 Ladies and Gentleme |
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| April 6, 2016 |
iSign Solutions, Inc. Schedule of Subsidiaries EXHIBIT 21.1 iSign Solutions, Inc. Schedule of Subsidiaries Communication Intelligence Computer Corporation, Ltd. (CICC) CIC Acquisition Corp. |
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| April 6, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K X Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2015 Transition Report Pursuant to Section 13 of 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission File No. 000-19301 iSign Solutions Inc. (Exact name o |
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| March 30, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC File Number 000-19301 NOTIFICATION OF LATE FILING (Check One): X Form 10-K ? Form 20-F ? Form 11-K ? Form 10-Q ? Form 10-D ? Form N-SAR ? Form N-CSR For Period Ended: December 31, 2015 ? Transition Report on Form 10-K ? Transition Report on Form 20-F ? Transition Report on Form 11-K ? Transition Report on Form |
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| February 18, 2016 |
February 18, 2016 VIA EDGAR TRANSMISSION Securities and Exchange Commission Division of Corporation Finance 100 F. |
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| February 17, 2016 |
February 17, 2016 VIA EDGAR TRANSMISSION Securities and Exchange Commission Division of Corporation Finance 100 F. |
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| February 5, 2016 |
February 5, 2016 VIA EDGAR TRANSMISSION Securities and Exchange Commission Division of Corporation Finance 100 F. |
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| February 5, 2016 |
February 5, 2016 VIA EDGAR TRANSMISSION Securities and Exchange Commission Division of Corporation Finance 100 F. |
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| February 4, 2016 |
As filed with the Securities and Exchange Commission on February 4, 2016 Registration No. |
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| January 26, 2016 |
iSign Solutions Inc. WARRANT TO PURCHASE COMMON STOCK EX-4.30 3 s001131x2ex4-30.htm EXHIBIT 4.30 Exhibit 4.30 iSign Solutions Inc. WARRANT TO PURCHASE COMMON STOCK Warrant No.: Number of Warrant Shares: Date of Issuance: [ [•], 2016] (“Issuance Date”) Expiration Date: [ [•], 2021] (“Expiration Date”) iSign Solutions Inc., a Delaware corporation (the “Company”), certifies that, for good and valuable consideration, the receipt and sufficiency of which |
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| January 26, 2016 |
As filed with the Securities and Exchange Commission on January 25, 2016 TABLE OF CONTENTS As filed with the Securities and Exchange Commission on January 25, 2016 Registration No. |
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| January 26, 2016 |
Exhibit 1.1 UNDERWRITING AGREEMENT between ISIGN SOLUTIONS INC. and JOSEPH GUNNAR & CO., LLC as Representative of the Several Underwriters ISIGN SOLUTIONS INC. UNDERWRITING AGREEMENT New York, New York [?], 2016 Joseph Gunnar & Co., LLC As Representative of the several Underwriters named on Schedule 1 attached hereto 30 Broad Street, 11th Fl New York, NY 10004 Ladies and Gentlemen: The undersigned |
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| January 25, 2016 |
8-K 1 s001131x38k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): January 20, 2016 iSign Solutions Inc. (Exact name of registrant as specified in its charter) Delaware 000-19301 94-2790442 (State or other (Commission F |
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| January 25, 2016 |
EX-3.1 2 s001131x3ex3-1.htm EXHIBIT 3.1 Exhibit 3.1 CERTIFICATE OF AMENDMENT OF THE AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF ISIGN SOLUTIONS INC. Pursuant to Section 242 of the Delaware General Corporation Law, iSign Solutions Inc., a corporation organized and existing under the laws of the State of Delaware (the “Corporation”), does hereby certify as follows: FIRST: Article FOURTH of |
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| January 6, 2016 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): December 16, 2015 iSign Solutions Inc. (Exact name of registrant as specified in its charter) Delaware 000-19301 94-2790442 (State or other (Commission File Number) (I.R.S. Employer j |
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| December 29, 2015 |
DEF 14A 1 s001141x3def14a.htm DEF 14A TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as |
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| December 18, 2015 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K 1 s001141x28k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): December 18, 2015 iSign Solutions Inc. (Exact name of registrant as specified in its charter) Delaware 000-19301 94-2790442 (State or other jurisdiction |
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| December 18, 2015 |
iSIGN ANNOUNCES PROPOSED PUBLIC OFFERING Files Application to be Listed on NASDAQ Capital Market Exhibit 99.1 FOR IMMEDIATE RELEASE iSIGN ANNOUNCES PROPOSED PUBLIC OFFERING Files Application to be Listed on NASDAQ Capital Market REDWOOD SHORES, CA, December 18, 2015 ? iSign Solutions Inc. (? iSIGN ?) (OTCQB: ISGN), a supplier of electronic signature and other software solutions enabling secure and cost-effective management of document-based digital transactions, today announced that it filed |
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| December 18, 2015 |
Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): December 15, 2015 iSign Solutions Inc. (Exact name of registrant as specified in its charter) Delaware 000-19301 94-2790442 (State or other (Commission File Number) (I.R.S. Employer j |
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| December 17, 2015 |
EX-10.72 3 s001131x1ex10-72.htm EXHIBIT 10.72 Exhibit 10.72 Communication Intelligence Corporation Note Purchase Agreement Dated as of November 25, 2015 TABLE OF CONTENTS Page 1. Purchase and Sale of the Notes 1 1.1 Authorization of Issuance of the Notes 1 1.2 Purchase and Sale of the Initial Closing Note 2 1.3 Purchase and Sale of Additional Notes 2 1.4 Warrants. 2 1.5 Use of Proceeds 3 1.6 Initi |
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| December 17, 2015 |
COMMUNICATION INTELLIGENCE CORPORATION Form of Unsecured Convertible Promissory Note EX-4.28 2 s001131x1ex4-28.htm EXHIBIT 4.28 Exhibit 4.28 NEITHER THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES ISSUABLE UPON EXERCISE OF THESE SECURITIES HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED IN THE ABSENCE OF (A) AN E |
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| December 17, 2015 |
[Remainder of page left blank intentionally] EX-10.75 6 s001131x1ex10-75.htm EXHIBIT 10.75 [CIC letterhead] Exhibit 10.75 December 3, 2015 FirstGlobal Partners LLC 6000 E. Horseshoe Road Paradise Valley AZ 85253 Attn.: William Keiper, Managing Partner Re: Compensation Deferral Dear Will Reference is made to that certain Note Purchase Agreement, dated as of November 25, 2015, by and among Communication Intelligence Corporation (the “Company”) |
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| December 17, 2015 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant o Check the appropriate box: ☒ Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defi |
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| December 17, 2015 |
EX-10.74 5 s001131x1ex10-74.htm EXHIBIT 10.74 Exhibit 10.74 ADVISORY SERVICES AGREEMENT THIS AGREEMENT (“Agreement”) is entered into as of August 12, 2011 (the “Effective Date”) by and between COMMUNICATION INTELLIGENCE CORPORATION, a Delaware corporation (the “Company”),and SG PHOENIX LLC, an Delaware limited liability company (“SGP”). 1. Advisory Services. On the terms and conditions set forth h |
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| December 17, 2015 |
[Remainder of page left blank intentionally] [CIC letterhead] Exhibit 10.76 December 3, 2015 SG Phoenix LLC 110 East 59th Street, Suite 1901 New York, NY 10022 Attn.: Andrea Goren, Member Re: Compensation Deferral Dear Andrea Reference is made to that certain Note Purchase Agreement, dated as of November 25, 2015, by and among Communication Intelligence Corporation (the ?Company?) and certain accredited investors (the ?Note Purchase Agreemen |
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| December 17, 2015 |
Exhibit 10.73 ADVISORY SERVICES AGREEMENT THIS AGREEMENT (?Agreement?) is entered into as of August 12, 2011 (the ?Effective Date?) by and between COMMUNICATION INTELLIGENCE CORPORATION, a Delaware corporation (the ?Company?), and FIRSTGLOBAL PARTNERS LLC, an Arizona limited liability company (?FGP?). 1. Advisory Services. On the terms and conditions set forth herein, the Company hereby engages FG |
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| December 17, 2015 |
As filed with the Securities and Exchange Commission on December 17, 2015 TABLE OF CONTENTS As filed with the Securities and Exchange Commission on December 17, 2015 Registration No. |
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| December 14, 2015 |
EX-3.1 2 s001132x1ex3-1.htm EXHIBIT 3.1 Exhibit 3.1 CERTIFICATE OF AMENDMENT TO THE AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF COMMUNICATION INTELLIGENCE CORPORATION Communication Intelligence Corporation, a corporation organized and existing under the General Corporation Law of the State of Delaware (the “Corporation”), DOES HEREBY CERTIFY: FIRST: The original Certificate of Incorporati |
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| December 14, 2015 |
Exhibit 99.1 FOR IMMEDIATE RELEASE CIC CHANGES NAME TO iSIGN New Name and ?ISGN? Trading Symbol Reflect Company Focus on Electronic Signature and Digital Transaction Management Solutions REDWOOD SHORES, CA, December 14, 2015 ? Communication Intelligence Corporation (?CIC?) (OTCQB: CICI), a leading supplier of electronic signature and other software solutions enabling secure and cost-effective mana |
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| December 14, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): December 14, 2015 iSign Solutions Inc. (Exact name of registrant as specified in its charter) Delaware 000-19301 94-2790442 (State or other (Commission File Number) (I.R.S. Employer j |
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| December 1, 2015 |
FOR IMMEDIATE RELEASE CIC COMPLETES LOAN FINANCING REDWOOD SHORES, CA, December 1, 2015 – Communication Intelligence Corporation (" CIC ") (OTCQB: CICI), a leading supplier of electronic signature and other software solutions enabling secure and cost-effective management of document-based digital transactions, today announced that it had closed a new round of funding in a private placement. |
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| December 1, 2015 |
8-K 1 fm8kbridge.htm FORM 8-K CIC COMPLETES LOAN FINANCING UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): November 25, 2015 Communication Intelligence Corporation (Exact name of registrant as specified in its charter) Delaware 000 |
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| November 19, 2015 |
iSign Solutions COMMUNICATION INTELLIGENCE CORPORATION 2015 PROXY COMMUNICATION INTELLIGENCE CORPORATION 275 Shoreline Drive, Suite 500 Redwood Shores, California 94065 NOTICE OF ANNUAL MEETING OF STOCKHOLDERS December 16, 2015 To the Stockholders of Communication Intelligence Corporation: NOTICE IS HEREBY GIVEN that the Annual Meeting of Stockholders (the "Annual Meeting") of Communication Intelligence Corporation, a Delaware corporation (the "Company"), will be held at the Company's Headquarters, 275 Shoreline Drive, Suite 500, Redwood Shores, California 94065, on December 16, 2015, at 1:00 p. |
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| November 17, 2015 |
EX-99.1 2 prenenio.htm PRESS RELEASE FOR IMMEDIATE RELEASE FRANK ELENIO REJOINS CIC BOARD Experienced Chief Financial Officer Rejoins CIC Board of Directors and Audit Committee REDWOOD SHORES, CA, November 17, 2015 – Communication Intelligence Corporation ("CIC") (OTCQB: CICI), a leading supplier of electronic signature and other software solutions enabling secure and cost-effective management of |
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| November 17, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): November 11, 2015 Communication Intelligence Corporation (Exact name of registrant as specified in its charter) Delaware 000-19301 94-2790442 (State or other (Commission File Number) |
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| November 16, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q X QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: September 30, 2015 OR TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-19301 COMMUNICATION INT |
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| November 16, 2015 |
EX-10.71 6 subagmt7232015.htm FORM OF SUBSCRIPTION AGREEMENT DATED 7/23/2015 SUBSCRIPTION AGREEMENT Dated as of February 27, 2015 Subscriber Information Name: Address: Email: Total Investment $ Communication Intelligence Corporation c/o SG Phoenix LLC, as Administrative Agent 110 East 59th Street, Suite 1901 New York, NY 10022 Re: Series D-1 Preferred Stock Purchase Ladies and Gentlemen: Reference |
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| November 2, 2015 |
EX-99.1 2 prengmann.htm PRESS RELEASE, ENGMANN APPOINTMENT FOR IMMEDIATE RELEASE MIKE ENGMANN JOINS CIC BOARD San Francisco-Based Pioneer Options Trader and Serial Entrepreneur Joins CIC Board of Directors and is Named Co-Chairman REDWOOD SHORES, CA, November 2, 2015 – Communication Intelligence Corporation ("CIC") (OTCQB: CICI), a leading supplier of electronic signature and other software soluti |
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| November 2, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): October 27, 2015 Communication Intelligence Corporation (Exact name of registrant as specified in its charter) Delaware 000-19301 94-2790442 (State or other (Commission File Number) ( |
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| August 17, 2015 |
Unregistered Sales of Equity Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): July 23, 2015 Communication Intelligence Corporation (Exact name of registrant as specified in its charter) Delaware 000-19301 94-2790442 (State or other (Commission File Number) (I.R |
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| August 14, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q X QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: June 30, 2015 OR TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-19301 COMMUNICATION INTELLIG |
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| May 15, 2015 |
EX-3.32 6 exh332.htm EXHIBIT 3.32 EXHIBIT 3.32 CERTIFICATE OF AMENDMENT TO THE CERTIFICATE OF DESIGNATION OF SERIES D CONVERTIBLE PREFERRED STOCK OF COMMUNICATION INTELLIGENCE CORPORATION It is hereby certified that: 1. The name of the corporation is Communication Intelligence Corporation (the "Corporation"). 2. The original Certificate of Designation of the Series D Convertible Preferred Stock (t |
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| May 15, 2015 |
EX-10.70 7 exh1070.htm EXHIBIT 10.70 EXHIBIT 10.70 SUBSCRIPTION AGREEMENT Dated as of February 27, 2015 Subscriber Information Name: Address: Email: Total Investment $ Communication Intelligence Corporation c/o SG Phoenix LLC, as Administrative Agent 110 East 59th Street, Suite 1901 New York, NY 10022 Re:Series D-1 Preferred Stock Purchase Ladies and Gentlemen: Reference is hereby made to (i) the |
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| May 15, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q X QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended:March 31, 2015 OR TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number:000-19301 COMMUNICATION INTELLIGE |
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| March 31, 2015 |
EX-10.69 2 subscripagmt.htm FORM OF SUBSCRIPTION AGREEMENT DATED AUGUST 5, 2014 EXHIBIT 10.69 SUBSCRIPTION AGREEMENT Dated as of February 27, 2015 Subscriber Information Name: Address: Email: Total Investment $ Communication Intelligence Corporation c/o SG Phoenix LLC, as Administrative Agent 110 East 59th Street, Suite 1901 New York, NY 10022 Re:Series D-1 Preferred Stock Purchase Ladies and Gent |
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| March 31, 2015 |
10-K 1 fm10k12312014.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K X Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2014 Transition Report Pursuant to Section 13 of 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File No. 000‑19301 Communica |
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| March 31, 2015 |
Communication Intelligence Corporation Schedule of Subsidiaries EXHIBIT 21.1 Communication Intelligence Corporation Schedule of Subsidiaries Communication Intelligence Computer Corporation, Ltd. (CICC) CIC Acquisition Corp. |
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| March 30, 2015 |
iSign Solutions UNREGISTERED SALES OF EQUITY SECURITIES (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): March 24, 2015 Communication Intelligence Corporation (Exact name of registrant as specified in its charter) Delaware 000-19301 94-2790442 (State or other (Commission File Number) (I. |
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| March 30, 2015 |
CIC COMPLETES $1.2M FUNDING ROUND EXHIBIT 99.1 FOR IMMEDIATE RELEASE CIC COMPLETES $1.2M FUNDING ROUND REDWOOD SHORES, CA, March 30, 2015 – Communication Intelligence Corporation ("CIC") (OTCQB: CICI), a leading supplier of electronic signature and other software solutions enabling secure and cost-effective management of document-based digital transactions, today announced that it had closed a new round of funding with a number of |
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| February 27, 2015 |
Termination of a Material Definitive Agreement 8-K 1 f8-k2-23-2015.htm 8-K TERMINATION OF CREDIT AGREEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): February 23, 2015 Communication Intelligence Corporation (Exact name of registrant as specified in its charter) Delaware 00 |
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| February 13, 2015 |
CICI / Communication Intelligence Corp. / Engmann Douglas Joe /bd Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Communication Intelligence Corporation (Name of Issuer) Common Stock (Title of Class of Securities) 20338K106 (CUSIP Number) December 31, 2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuan |
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| November 14, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q X QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: September 30, 2014 OR TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-19301 COMMUNICATION INT |
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| October 17, 2014 |
COMMUNICATION INTELLIGENCE CORPORATION 275 Shoreline Drive, Suite 500 Redwood Shores, California 94065 NOTICE OF ANNUAL MEETING OF STOCKHOLDERS NOVEMBER 12, 2014 To the Stockholders of Communication Intelligence Corporation: NOTICE IS HEREBY GIVEN that the Annual Meeting of Stockholders (the "Annual Meeting") of Communication Intelligence Corporation, a Delaware corporation (the "Company"), will be held at the Company's Headquarters, 275 Shoreline Drive, Suite 500, Redwood Shores, California 94065, on November 12, 2014, at 1:00 p. |
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| October 10, 2014 |
CICI / Communication Intelligence Corp. / Engmann Douglas Joe /bd Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Communication Intelligence Corporation (Name of Issuer) Common Stock (Title of Class of Securities) 20338K106 (CUSIP Number) September 30, 2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuan |
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| October 10, 2014 |
ISGN / iSign Solutions Inc. PRE 14A - - 2014 PROXY, COMMUNICATION INTELLIGENCE CORPORATION PRELIMINARY PROXY COMMUNICATION INTELLIGENCE CORPORATION 275 Shoreline Drive, Suite 500 Redwood Shores, California 94065 NOTICE OF ANNUAL MEETING OF STOCKHOLDERS NOVEMBER 11, 2014 To the Stockholders of Communication Intelligence Corporation: NOTICE IS HEREBY GIVEN that the Annual Meeting of Stockholders (the "Annual Meeting") of Communication Intelligence Corporation, a Delaware corporation (the "Company"), will be held at the Company's Headquarters, 275 Shoreline Drive, Suite 500, Redwood Shores, California 94065, on November 11, 2014, at 1:00 p. |
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| September 10, 2014 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): September 5, 2014 Communication Intelligence Corporation (Exact name of registrant as specified in its charter) Delaware 000-19301 94-2790442 (State or other (Commission File Number) |
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| September 10, 2014 |
EXHIBIT 16.1 September 5, 2014 Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 RE: Communication Intelligence Corporation We have read the statements included under Item 4.01 in the Form 8-K dated September 5, 2014 of Communication Intelligence Corporation (the "Company") to be filed with the Securities and Exchange Commission and we agree with such statements insofar |
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| August 14, 2014 |
EX-10.68 6 frmcreditagmt.htm IGC CREDIT AGREEMENT EXHIBIT 10.68 CREDIT AGREEMENT This Credit Agreement (this "Agreement") is dated as of May 6, 2014, by and between Communication Intelligence Corporation, a Delaware corporation (the "Company"), and Venture Champion Asia Limited, a British Virgin Islands company (the "Investor"). WHEREAS, subject to the terms and conditions set forth in this Agreem |
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| August 14, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q X QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: June 30, 2014 OR TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-19301 COMMUNICATION INTELLIG |
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| August 11, 2014 |
CIC COMPLETES $1.1M FUNDING ROUND EX-99.1 2 prfinan872014.htm PRESS RELEASE DATED 8-7-2014 FOR IMMEDIATE RELEASE CIC COMPLETES $1.1M FUNDING ROUND REDWOOD SHORES, CA, August 7, 2014 – Communication Intelligence Corporation ("CIC") (OTCQB: CICI), a leading supplier of electronic signature and other software solutions enabling secure and cost-effective management of document-based digital transactions, today announced that it had cl |
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| August 11, 2014 |
Regulation FD Disclosure, Unregistered Sales of Equity Securities, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): August 5, 2014 Communication Intelligence Corporation (Exact name of registrant as specified in its charter) Delaware 000-19301 94-2790442 (State or other (Commission File Number) (I. |
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| May 15, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q X QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: March 31, 2014 OR TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-19301 COMMUNICATION INTELLI |
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| May 9, 2014 |
EX-99.1 2 pr572014.htm PRESS RELEASE DATED MAY 7,2014 FOR IMMEDIATE RELEASE CIC OBTAINS $2M UNSECURED LINE OF CREDIT Credit Facility From ICG Global Limited to Support CIC Technology and Market Development Redwood Shores, CA, May 7, 2014 – Communication Intelligence Corporation (“CIC”) (OTCQB: CICI), a leading supplier of digital transaction management software solutions, encompassing electronic s |
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| May 9, 2014 |
8-K 1 form8kigc.htm FORM 8-K: CREDIT AGREEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 6, 2014 Communication Intelligence Corporation (Exact name of registrant as specified in its charter) Delaware 000-19301 94-2790442 |
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| March 31, 2014 |
EXHIBIT 3.27 AMENDED AND RESTATED CERTIFICATE OF DESIGNATION OF SERIES C PARTICIPATING CONVERTIBLE PREFERRED STOCK OF COMMUNICATION INTELLIGENCE CORPORATION Pursuant to Section 151 of the Delaware General Corporation Law The undersigned, William Keiper, hereby certifies that: I. He is the duly elected and acting President of Communication Intelligence Corporation, a Delaware corporation (the ?Comp |
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| March 31, 2014 |
EXHIBIT 3.26 SECOND AMENDED AND RESTATED CERTIFICATE OF DESIGNATION OF SERIES B PARTICIPATING CONVERTIBLE PREFERRED STOCK OF COMMUNICATION INTELLIGENCE CORPORATION Pursuant to Section 151 of the Delaware General Corporation Law The undersigned, William Keiper, hereby certifies that: I. He is the duly elected and acting President of Communication Intelligence Corporation, a Delaware corporation (th |
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| March 31, 2014 |
Communication Intelligence Corporation Schedule of Subsidiaries EXHIBIT 21.1 Communication Intelligence Corporation Schedule of Subsidiaries Communication Intelligence Computer Corporation, Ltd. (CICC) CIC Acquisition Corp. |
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| March 31, 2014 |
EXHIBIT 3.28 CERTIFICATE OF DESIGNATION OF SERIES D CONVERTIBLE PREFERRED STOCK OF COMMUNICATION INTELLIGENCE CORPORATION Pursuant to Section 151 of the Delaware General Corporation Law The undersigned, William Keiper, hereby certifies that: I. He is the duly elected and acting President of Communication Intelligence Corporation, a Delaware corporation (the ?Company?). II. The Amended and Restated |
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| March 31, 2014 |
EX-3.25 2 amenseriesa1.htm THIRD AMENDED AND RESTATED CERTIFICATE OF DESIGNATION SERIES A-1 PREFERRED EXHIBIT 3.25 THIRD AMENDED AND RESTATED CERTIFICATE OF DESIGNATION OF SERIES A-1 CUMULATIVE CONVERTIBLE PREFERRED STOCK OF COMMUNICATION INTELLIGENCE CORPORATION Pursuant to Section 151 of the Delaware General Corporation Law The undersigned, William Keiper, hereby certifies that: I. He is the dul |
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| March 31, 2014 |
EXHIBIT 3.30 CERTIFICATE OF AMENDMENT TO THE CERTIFICATE OF DESIGNATION OF SERIES D CONVERTIBLE PREFERRED STOCK OF COMMUNICATION INTELLIGENCE CORPORATION It is hereby certified that: 1. The name of the corporation is Communication Intelligence Corporation (the ?Corporation?). 2. The original Certificate of Designation of the Series D Convertible Preferred Stock (the ?Certificate of Designation?) w |
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| March 31, 2014 |
EX-10.67 7 frmsubscragmt.htm FORM OF SUBSCRIPTION AGREEMENT DATED MAY 17, 2013 EXHIBIT 10.67 SUBSCRIPTION AGREEMENT Dated as of December 16, 2013 Subscriber Information Name: Address: Email: Total Investment $ Communication Intelligence Corporation c/o SG Phoenix LLC, as Administrative Agent 110 East 59th Street, Suite 1901 New York, NY 10022 Re: Series D Preferred Stock Unit Purchase Ladies and G |
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| March 31, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K X Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2013 Transition Report Pursuant to Section 13 of 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File No. 000-19301 Communication Intelligence Corpora |
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| March 11, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): March 6, 2014 Communication Intelligence Corporation (Exact name of registrant as specified in its charter) Delaware 000-19301 94-2790442 (State or other (Commission File Number) (I.R |
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| March 11, 2014 |
CIC COMPLETES $3.3M FUNDING ROUND Board and Preferred Holder Approved Funding Fully Subscribed FOR IMMEDIATE RELEASE CIC COMPLETES $3.3M FUNDING ROUND Board and Preferred Holder Approved Funding Fully Subscribed Redwood Shores, CA, March 11, 2014 – Communication Intelligence Corporation (“CIC”) (OTCQB: CICI), a leading supplier of electronic signature and business document work flow solutions, today announced that investors had fully subscribed to the previously announced round of funding. |
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| February 13, 2014 |
Unregistered Sales of Equity Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): February 7, 2014 Communication Intelligence Corporation (Exact name of registrant as specified in its charter) Delaware 000-19301 94-2790442 (State or other (Commission File Number) ( |
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| January 7, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): December 31, 2013 Communication Intelligence Corporation (Exact name of registrant as specified in its charter) Delaware 000-19301 94-2790442 (State or other (Commission File Number) |
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| November 14, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q X QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: September 30, 2013 OR TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-19301 COMMUNICATION INT |
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| November 1, 2013 |
COMMUNICATION INTELLIGENCE CORPORATION 275 Shoreline Drive, Suite 500 Redwood Shores, California 94065 NOTICE OF ANNUAL MEETING OF STOCKHOLDERS NOVEMBER 20, 2013 To the Stockholders of Communication Intelligence Corporation: NOTICE IS HEREBY GIVEN that the Annual Meeting of Stockholders (the “Annual Meeting”) of Communication Intelligence Corporation, a Delaware corporation (the “Company”), will be held at the Company’s Headquarters, 275 Shoreline Drive, Suite 500, Redwood Shores, California 94065, on November 20, 2013, at 1:00 p. |
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| October 23, 2013 |
PRELIMINARY COPY COMMUNICATION INTELLIGENCE CORPORATION 275 Shoreline Drive, Suite 500 Redwood Shores, California 94065 NOTICE OF ANNUAL MEETING OF STOCKHOLDERS NOVEMBER 20, 2013 To the Stockholders of Communication Intelligence Corporation: NOTICE IS HEREBY GIVEN that the Annual Meeting of Stockholders (the “Annual Meeting”) of Communication Intelligence Corporation, a Delaware corporation (the “Company”), will be held at the Company’s Headquarters, 275 Shoreline Drive, Suite 500, Redwood Shores, California 94065, on November 20, 2013, at 1:00 p. |
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| October 23, 2013 |
October 23, 2013 Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Communication Intelligence Corporation (the “Company”) Revisions to Preliminary Proxy Statement on Schedule 14A previously filed with SEC on October 8, 2013 SEC File No. 000-19301 Ladies and Gentlemen: We have received your letter dated October 17, 2013 in which you had seven comments to the Prelimina |
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| October 8, 2013 |
PRELIMINARY COPY COMMUNICATION INTELLIGENCE CORPORATION 275 Shoreline Drive, Suite 500 Redwood Shores, California 94065 NOTICE OF ANNUAL MEETING OF STOCKHOLDERS NOVEMBER 20, 2013 To the Stockholders of Communication Intelligence Corporation: NOTICE IS HEREBY GIVEN that the Annual Meeting of Stockholders (the “Annual Meeting”) of Communication Intelligence Corporation, a Delaware corporation (the “Company”), will be held at the Company’s Headquarters, 275 Shoreline Drive, Suite 500, Redwood Shores, California 94065, on November 20, 2013, at 1:00 p. |
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| August 14, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q 10-Q 1 frm10q6302013.htm COMMUNICATION INTELLIGENCE CORPORATION FRM 10-Q 6/30/2013 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q X QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: June 30, 2013 OR TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the |
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| August 14, 2013 |
EXHIBIT 10.64 SUBSCRIPTION AGREEMENT Dated as of April 15, 2013 Subscriber Information Name: Address: Email: Total Investment $ Communication Intelligence Corporation c/o SG Phoenix LLC, as Administrative Agent 110 East 59th Street, Suite 1901 New York, NY 10022 Re: Series D Preferred Stock Unit Purchase Ladies and Gentlemen: Reference is hereby made to the confidential private placement memorandu |
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| May 22, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 17, 2013 Communication Intelligence Corporation (Exact name of registrant as specified in its charter) Delaware 000-19301 94-2790442 (State or other (Commission File Number) (I.R. |
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| May 22, 2013 |
CIC SECURES FUNDING Phoenix Affiliates Continue Support of Transition to Recurring Revenue EX-99.1 2 expr5172013.htm PRESS RELEASE EXHIBIT 99.1 FOR IMMEDIATE RELEASE CIC SECURES FUNDING Phoenix Affiliates Continue Support of Transition to Recurring Revenue Redwood Shores, CA, May 20, 2013 – Communication Intelligence Corporation (“CIC” or the “Company”) (OTCQB: CICI), a leading supplier of electronic signature solutions and the recognized leader in biometric signature verification, anno |
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| May 15, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q X QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: March 31, 2013 OR TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-19301 COMMUNICATION INTELLI |
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| April 1, 2013 |
Communication Intelligence Corporation Schedule of Subsidiaries EXHIBIT 21.1 Communication Intelligence Corporation Schedule of Subsidiaries Communication Intelligence Computer Corporation, Ltd. (CICC) CIC Acquisition Corp. |
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| April 1, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K X Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2012 Transition Report Pursuant to Section 13 of 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File No. 000-19301 Communication Intelligence Corpora |
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| February 19, 2013 |
Exhibit 24.1 POWER OF ATTORNEY For Executing Form ID and Schedule 13-D. The undersigned hereby appoints Dave L. Neville, signing singly, as true and lawful attorney-in-fact to: (1) execute for and on behalf of the undersigned Form ID and Schedule 13-D, and any amendments to previously filed forms; (2) do and perform any and all acts for and on behalf of the undersigned which may be necessary or de |
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| February 19, 2013 |
ISGN / iSign Solutions Inc. / Engmann Brad Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* COMMUNICATION INTELLIGENCE CORP. (Name of Issuer) COMMON STOCK, $0.01 PAR VALUE (Title of Class of Securities) 20338K106 (CUSIP Number) DAVE L. NEVILLE, ESQ. 111 WEST TOPA TOPA STREET, OJAI, CA 93023805-640-6468 (Name, Address and Telephone Number of Pers |
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| February 19, 2013 |
Exhibit 24.1 POWER OF ATTORNEY For Executing Form ID and Schedule 13-D. The undersigned hereby appoints Dave L. Neville, signing singly, as true and lawful attorney-in-fact to: (1) execute for and on behalf of the undersigned Form ID and Schedule 13-D, and any amendments to previously filed forms; (2) do and perform any and all acts for and on behalf of the undersigned which may be necessary or de |
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| February 19, 2013 |
ISGN / iSign Solutions Inc. / Engmann Sean Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* COMMUNICATION INTELLIGENCE CORP. (Name of Issuer) COMMON STOCK, $0.01 PAR VALUE (Title of Class of Securities) 20338K106 (CUSIP Number) DAVE L. NEVILLE, ESQ. 111 WEST TOPA TOPA STREET, OJAI, CA 93023805-640-6468 (Name, Address and Telephone Number of Pers |
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| November 19, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): November 13, 2012 Communication Intelligence Corporation (Exact name of registrant as specified in its charter) Delaware 000-19301 94-2790442 (State or other (Commission File Number) |
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| November 19, 2012 |
CIC CLOSES FUNDING ROUND All Financial Debt Converted to Equity EX-99.1 2 pr11162012.htm PRESS RELEASE FOR IMMEDIATE RELEASE CIC CLOSES FUNDING ROUND All Financial Debt Converted to Equity Redwood Shores, CA, November 16, 2012 – Communication Intelligence Corporation (“CIC” or the “Company”) (OTCQB: CICI), a leading supplier of electronic signature solutions and the recognized leader in biometric signature verification, announced today that it had completed it |
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| November 14, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q 10-Q 1 fm10q93012.htm COMMUNICATION INTELLIGENCE CORP 9/30/12 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q X QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: September 30, 2012 OR TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the trans |
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| November 14, 2012 |
EXHIBIT 10.64 CONFIDENTIAL SUBSCRIPTION AGREEMENT Dated as of August 20, 2012 Name and Address of Subscriber Total Amount of Investment $ Communication Intelligence Corporation c/o SG Phoenix LLC, as Administrative Agent 110 East 59th Street, Suite 1901 New York, NY 10022 Re: Unsecured Convertible Promissory Notes and Series D-2 Preferred Stock Ladies and Gentlemen: Reference is hereby made to (i) |
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| November 14, 2012 |
EX-10.65 7 ex1065.htm FORM OF UNSECURED CONVERTIBLE PROMISSORY NOTE DATED SEPTEMBER 14, 2012 EXHIBIT 10.65 NEITHER THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES ISSUABLE UPON CONVERSION OF THESE SECURITIES HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOL |
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| October 24, 2012 |
- COMMUNICATION INTELLIGENCE CORPORATION S-8 S-8 1 fms810242012.htm COMMUNICATION INTELLIGENCE CORPORATION S-8 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 COMMUNICATION INTELLIGENCE CORPORATION (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation or Organization) 94-2790442 (I.R.S. Employer Ide |
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| October 22, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin |
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| October 3, 2012 |
PRELIMINARY COPY UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: x Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a |
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| September 20, 2012 |
SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) September 14, 2012 Communication Intelligence Corporation (Exact Name of Registrant as Specified in its Charter) Delaware 0-19301 94-2790442 (State or Other Jurisdiction (Commission File Number) (I. |
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| September 20, 2012 |
EX-99.1 2 prseriedfunding.htm PRESS RELEASE SERIES D FUNDING Exhibit 99-1 FOR IMMEDIATE RELEASE CIC CLOSES FUNDING ROUND Transaction to Add Over $2 Million in Cash and to Create a New $4.5 Million Class of Preferred Stock Redwood Shores, CA, September 18, 2012 – Communication Intelligence Corporation (“CIC” or the “Company”) (OTCQB: CICI), a leading supplier of electronic signature solutions and t |
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| August 14, 2012 |
EX-10.63 6 nw4232012.htm NOTE AND WARRANT PURCHASE AGREEMENT DATED APRIL 23, 2012 EXHIBT 10.63 Communication Intelligence Corporation Note and Warrant Purchase Agreement Dated as of April 23, 2012 EXHIBT 10.63 TABLE OF CONTENTS Page 1. Purchase and Sale of the Notes and Warrants 1 1.1 Authorization of Issuance of the Notes and the Warrants 1.2 Purchase and Sale of the Notes and the Warrants 1.3 Us |
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| August 14, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q X QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: June 30, 2012 OR TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-19301 COMMUNICATION INTELLIG |
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| May 15, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q X QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: March 31, 2012 OR TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-19301 COMMUNICATION INTELLI |
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| April 27, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 23, 2012 Communication Intelligence Corporation (Exact name of registrant as specified in its charter) Delaware 000-19301 94-2790442 (State or other (Commission File Number) (I. |
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| April 27, 2012 |
EXHIBIT 99.1 FOR IMMEDIATE RELEASE CIC CLOSES BRIDGE FINANCING Transaction Adds $1 Million in Bridge Round in Advance of Planned Equity Round Redwood Shores, CA, April 24, 2012 – Communication Intelligence Corporation (“CIC” or the “Company”) (OTCQB: CICI), a leading supplier of electronic signature solutions and the recognized leader in biometric signature verification, announced today that it ha |
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| March 30, 2012 |
Communication Intelligence Corporation Schedule of Subsidiaries EXHIBIT 21.1 Communication Intelligence Corporation Schedule of Subsidiaries Communication Intelligence Computer Corporation, Ltd. (CICC) CIC Acquisition Corp. -1- |
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| March 30, 2012 |
10-K 1 fm10-k12312011.htm COMMUNICATION INTELLIGENCE CORPORATION FORM 10-K 12-31-2011 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K X Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2011 Transition Report Pursuant to Section 13 of 15(d) of the Securities Exchange Act of 1934 For the tran |
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| March 30, 2012 |
EX-10.62 2 exformofnot.htm FORM NOTE AND WARRANT PURCHASE AGREEMENT DATED EXHIBIT 10.62 Communication Intelligence Corporation Note and Warrant Purchase Agreement Dated as of December 2, 2011 EXHIBIT 10.62 TABLE OF CONTENTS Page 1 Purchase and Sale of the Notes and Warrants. 1 1.1 Authorization of Issuance of the Notes and the Warrants 1 1.2 Purchase and Sale of the Notes and the Warrants 1 1.3 Us |
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| February 21, 2012 |
110 East 59th Street | Suite 1901 | New York | NY 10022 | USA | 212 759 1909 t | 212 319 4970 f EXHIBIT G Phoenix Group February 14, 2012 Michael Engmann 38 San Fernando Way San Francisco, California 94127 Community Intelligence Corporation 275 Shoreline Drive, Suite 500 Redwood Shores, California 94065 Ronald Goodman Estate 31 Tierra Verde Court Walnut Creek, California 94598 SG Phoenix LLC 110 East 59th Street, Suite 1901 New York, New York 10022 Kendu Partners Company c/o Engmann Options 220 Bush Street, Suite 950 San Francisco, California 94104 MDNH Partners L. |
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| February 21, 2012 |
SC 13D 1 fm13damend2.htm SCHEDULE 13D (AMENDMENT NO. 2) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D [Rule 13d-102] Under the Securities Exchange Act of 1934 (Amendment No. 2)* Communication Intelligence Corporation (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 20338K106 (CUSIP Number) Andrea Goren Jonathan J. Russo, |
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| February 9, 2012 |
EX-99.1 2 frmsubagmt.htm EXHIBIT M - FORM OF SUBSCRIPTION AGREEMENT AND THE ISSUER AND FAMILY FUND EXHIBIT M CONFIDENTIAL SUBSCRIPTION AGREEMENT Dated: March 9, 2011 Name and Address of Subscriber Total Amount of Investment $ Communication Intelligence Corporation c/o SG Phoenix LLC 110 East 59th Street, Suite 1901 New York, NY 10022 Re: Series C Preferred Stock and Warrant Offering Ladies and Gen |
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| February 9, 2012 |
EXHIBIT N EXECUTION COPY Communication Intelligence Corporation Note and Warrant Purchase Agreement Dated as of September 20, 2011 EXHIBIT N TABLE OF CONTENTS Page 1. |
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| February 9, 2012 |
EX-99.3 4 frmnotwarntpuragmt2.htm EXHIBIT O- NOTE AND WARRANT PURCHASE AGREEMENT, DATED DECEMBER 2, 2011, BY AND BETWEEN THE ISSUER ANS THE INVESTORS LISTED THEREIN. EXHIBIT O Communication Intelligence Corporation Note and Warrant Purchase Agreement Dated as of December 2, 2011 EXHIBIT O TABLE OF CONTENTS Page 1. Purchase and Sale of the Notes and Warrants. 1 1.1 Authorization of Issuance of the |
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| February 9, 2012 |
ISGN / iSign Solutions Inc. / COMMUNICATION INTELLIGENCE CORP - SCHEDULE 13D/A Activist Investment SC 13D/A 1 phoen13d262012.htm SCHEDULE 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A [Rule 13d-102] Under the Securities Exchange Act of 1934 (Amendment No. 5) Communication Intelligence Corporation (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 20338K106 (CUSIP Number) Andrea Goren Jonathan J. Russo, Esq. Phoe |
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| December 8, 2011 |
Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): December 2, 2011 Communication Intelligence Corporation (Exact name of registrant as specified in its charter) Delaware 000-19301 94-2790442 (State or other (Commission File Number) ( |
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| November 15, 2011 |
Communication Intelligence Corporation 36,649,335 Shares of Common Stock PROSPECTUS SUPPLEMENT NO. 17 Filed Pursuant to Rule 424(b)(3) To Prospectus dated December 28, 2007 Registration No. 333-147436 Communication Intelligence Corporation 36,649,335 Shares of Common Stock This Prospectus Supplement supplements the Prospectus dated December 28, 2007 (the ?Prospectus?), relating to the offer and sale by the selling security holders identified in the Prospectus of up to |
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| November 15, 2011 |
Communication Intelligence Corporation 33,410,714 Shares of Common Stock PROSPECTUS SUPPLEMENT NO. 13 Filed Pursuant to Rule 424(b)(3) To Prospectus dated September 26, 2008 Registration No. 333-153062 Communication Intelligence Corporation 33,410,714 Shares of Common Stock This Prospectus Supplement supplements the Prospectus dated September 26, 2008 (the ?Prospectus?), relating to the offer and sale by the selling security holders identified in the Prospectus of up t |
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| November 15, 2011 |
EX-10.61 2 nwagremt9202011.htm NOTE AND WARRANT PURCHASE AGREEMENT DATED SEPTEMBER 20, 2011 EXHIBIT 10.61 EXECUTION COPY Communication Intelligence Corporation Note and Warrant Purchase Agreement Dated as of September 20, 2011 EXHIBIT 10.61 TABLE OF CONTENTS Page 1. Purchase and Sale of the Note and Warrant 1 1.1 Authorization of Issuance of the Note and the Warrant 1 1.2 Purchase and Sale of the |
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| November 15, 2011 |
EX-10.61 2 nwagremt9202011.htm NOTE AND WARRANT PURCHASE AGREEMENT DATED SEPTEMBER 20, 2011 EXHIBIT 10.61 EXECUTION COPY Communication Intelligence Corporation Note and Warrant Purchase Agreement Dated as of September 20, 2011 EXHIBIT 10.61 TABLE OF CONTENTS Page 1. Purchase and Sale of the Note and Warrant 1 1.1 Authorization of Issuance of the Note and the Warrant 1 1.2 Purchase and Sale of the |
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| November 14, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q X QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: September 30, 2011 OR TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-19301 COMMUNICATION INT |
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| November 14, 2011 |
EX-10.61 2 nwagremt9202011.htm NOTE AND WARRANT PURCHASE AGREMENT DATED SEPTEMBER 20, 2011 EXHIBIT 10.61 EXECUTION COPY Communication Intelligence Corporation Note and Warrant Purchase Agreement Dated as of September 20, 2011 EXHIBIT 10.61 TABLE OF CONTENTS Page 1. Purchase and Sale of the Note and Warrant 1 1.1 Authorization of Issuance of the Note and the Warrant 1 1.2 Purchase and Sale of the N |
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| November 2, 2011 |
Communication Intelligence Corporation 33,410,714 Shares of Common Stock PROSPECTUS SUPPLEMENT NO.12 Filed Pursuant to Rule 424(b)(3) To Prospectus dated September 26, 2008 Registration No. 333-153062 Communication Intelligence Corporation 33,410,714 Shares of Common Stock This Prospectus Supplement supplements the Prospectus dated September 26, 2008 (the ?Prospectus?), relating to the offer and sale by the selling security holders identified in the Prospectus of up to |
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| November 2, 2011 |
Communication Intelligence Corporation 36,649,335 Shares of Common Stock 424B3 1 fm10q-6302011.htm S-1 12-28-2007 PROSPECTUS SUPPLEMENT 16 PROSPECTUS SUPPLEMENT NO. 16 Filed Pursuant to Rule 424(b)(3) To Prospectus dated December 28, 2007 Registration No. 333-147436 Communication Intelligence Corporation 36,649,335 Shares of Common Stock This Prospectus Supplement supplements the Prospectus dated December 28, 2007 (the “Prospectus”), relating to the offer and sale by t |
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| October 24, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): October 19, 2011 Communication Intelligence Corporation (Exact name of registrant as specified in its charter) Delaware 000-19301 94-2790442 (State or other (Commission File Number) ( |
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| October 24, 2011 |
communication intelligence corporation EX-99.1 2 pr102411.htm PRESS RELEASE, DATED OCTOBER 24, 2011, ENTITLED ?CIC NAMES NEW BOARD MEMBER? Exhibit 99.1 communication intelligence corporation FOR IMMEDIATE RELEASE CIC NAMES NEW BOARD MEMBER Stanley L. Gilbert to Replace Francis J. Elenio Redwood Shores, CA, October 24, 2011 – Communication Intelligence Corporation (“CIC”) (otcmarkets.com: CICI), a leading supplier of electronic signatur |
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| September 21, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): September 20, 2011 Communication Intelligence Corporation (Exact name of registrant as specified in its charter) Delaware 000-19301 94-2790442 (State or other (Commission File Number) |
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| August 18, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): August 11, 2011 Communication Intelligence Corporation (Exact name of registrant as specified in its charter) Delaware 000-19301 94-2790442 (State or other (Commis |
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| August 17, 2011 |
communication intelligence corporation EX-99.1 2 prnewdirector.htm PRESS RELEASE communication intelligence corporation FOR IMMEDIATE RELEASE CIC NAMES NEW BOARD MEMBER Jeffrey T. Holtmeier to Replace Kurt E. Amundson Redwood Shores, CA, August 12, 2011 – Communication Intelligence Corporation (“CIC”) (otcmarkets.com: CICI), a leading supplier of electronic signature solutions and the recognized leader in biometric signature verificati |
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| August 17, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): August 11, 2011 Communication Intelligence Corporation (Exact name of registrant as specified in its charter) Delaware 000-19301 94-2790442 (State or other (Commission File Number) (I |
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| August 15, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q X QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: June 30, 2011 OR TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-19301 COMMUNICATION INTELLIG |
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| July 26, 2011 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): July 14, 2011 Communication Intelligence Corporation (Exact name of registrant as specified in its charter) Delaware 000-19301 94-2790442 (State or other (Commission File Number) (I.R |
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| June 14, 2011 |
COMMUNICATION INTELLIGENCE CORPORATION 275 Shoreline Drive, Suite 500 Redwood Shores, California 94065 NOTICE OF ANNUAL MEETING OF STOCKHOLDERS JULY 14, 2011 To the Stockholders of Communication Intelligence Corporation: NOTICE IS HEREBY GIVEN that the Annual Meeting of Stockholders (the “Annual Meeting”) of Communication Intelligence Corporation, a Delaware corporation (the “Company”), will be held at the Company’s headquarters, 275 Shoreline Drive, Suite 500, Redwood Shores, California 94065, on July 14, 2011, at 1:00 p. |
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| June 1, 2011 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 26, 2011 Communication Intelligence Corporation (Exact name of registrant as specified in its charter) Delaware 000-19301 94-2790442 (State or other (Commission File Number) (I.R. |
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| June 1, 2011 |
EXHIBIT 16.1 June 1, 2011 Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 RE: Communication Intelligence Corporation We have read the statements that we understand Communication Intelligence Corporation will include under Item 4.01 of the Form 8-K report it will file regarding the recent change of auditors. We agree with such statements made regarding our firm. We have |
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| May 23, 2011 |
Communication Intelligence Corporation 36,649,335 Shares of Common Stock 424B3 1 fm10q331-11.htm 424(B)(3) FORM 10-Q MARCH 31, 2011 PROSPECTUS SUPPLEMENT NO. 15 Filed Pursuant to Rule 424(b)(3) To Prospectus dated December 28, 2007 Registration No. 333-147436 Communication Intelligence Corporation 36,649,335 Shares of Common Stock This Prospectus Supplement supplements the Prospectus dated December 28, 2007 (the “Prospectus”), relating to the offer and sale by the sell |
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| May 23, 2011 |
Communication Intelligence Corporation 33,410,714 Shares of Common Stock PROSPECTUS SUPPLEMENT NO.11 Filed Pursuant to Rule 424(b)(3) To Prospectus dated September 26, 2008 Registration No. 333-153062 Communication Intelligence Corporation 33,410,714 Shares of Common Stock This Prospectus Supplement supplements the Prospectus dated September 26, 2008 (the ?Prospectus?), relating to the offer and sale by the selling security holders identified in the Prospectus of up to |
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| May 19, 2011 |
EXHIBIT 3.18 CERTIFICATE OF AMENDMENT TO AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF COMMUNICATION INTELLIGENCE CORPORATION It is hereby certified that: 1. The name of the corporation is Communication Intelligence Corporation (hereinafter called the ?Corporation?). 2. The Amended and Restated Certificate of Incorporation of the Corporation is hereby amended by striking paragraph (a) of Ar |
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| May 19, 2011 |
Communication Intelligence Corporation Schedule of Subsidiaries EX-21.1 2 ex211.htm SCHEDULE OF SUBSIDIARIES EXHIBIT 21.1 Communication Intelligence Corporation Schedule of Subsidiaries Communication Intelligence Computer Corporation, Ltd. (CICC) CIC Acquisition Corp. |
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| May 19, 2011 |
EXHIBIT 3.19 SECOND AMENDED AND RESTATED CERTIFICATE OF DESIGNATION OF SERIES A-1 CUMULATIVE CONVERTIBLE PREFERRED STOCK OF COMMUNICATION INTELLIGENCE CORPORATION Pursuant to Section 151 of the Delaware General Corporation Law The undersigned, Craig Hutchison, hereby certifies that: I. He is the duly elected and acting Vice President and Assistant Treasurer of Communication Intelligence Corporatio |
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| May 19, 2011 |
EXHIBIT 3.20 AMENDED AND RESTATED CERTIFICATE OF DESIGNATION OF SERIES B PARTICIPATING CONVERTIBLE PREFERRED STOCK OF COMMUNICATION INTELLIGENCE CORPORATION Pursuant to Section 151 of the Delaware General Corporation Law The undersigned, Craig Hutchison, hereby certifies that: I. He is the duly elected and acting Vice President and Assistant Treasurer of Communication Intelligence Corporation, a D |
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| May 19, 2011 |
Communication Intelligence Corporation Schedule of Subsidiaries EX-21.1 2 ex211.htm SCHEDULE OF SUBSIDIARIES EXHIBIT 21.1 Communication Intelligence Corporation Schedule of Subsidiaries Communication Intelligence Computer Corporation, Ltd. (CICC) CIC Acquisition Corp. |
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| May 19, 2011 |
PROSPECTUS SUPPLEMENT NO. 14 Filed Pursuant to Rule 424(b)(3) To Prospectus dated December 28, 2007 Registration No. 333-147436 Communication Intelligence Corporation 36,649,335 Shares of Common Stock This Prospectus Supplement supplements the Prospectus dated December 28, 2007 (the ?Prospectus?), relating to the offer and sale by the selling security holders identified in the Prospectus of up to |
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| May 19, 2011 |
EXHIBIT 3.20 AMENDED AND RESTATED CERTIFICATE OF DESIGNATION OF SERIES B PARTICIPATING CONVERTIBLE PREFERRED STOCK OF COMMUNICATION INTELLIGENCE CORPORATION Pursuant to Section 151 of the Delaware General Corporation Law The undersigned, Craig Hutchison, hereby certifies that: I. He is the duly elected and acting Vice President and Assistant Treasurer of Communication Intelligence Corporation, a D |
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| May 19, 2011 |
EXHIBIT 3.18 CERTIFICATE OF AMENDMENT TO AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF COMMUNICATION INTELLIGENCE CORPORATION It is hereby certified that: 1. The name of the corporation is Communication Intelligence Corporation (hereinafter called the ?Corporation?). 2. The Amended and Restated Certificate of Incorporation of the Corporation is hereby amended by striking paragraph (a) of Ar |
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| May 19, 2011 |
PROSPECTUS SUPPLEMENT NO.10 Filed Pursuant to Rule 424(b)(3) To Prospectus dated September 26, 2008 Registration No. 333-153062 Communication Intelligence Corporation 33,410,714 Shares of Common Stock This Prospectus Supplement supplements the Prospectus dated September 26, 2008 (the ?Prospectus?), relating to the offer and sale by the selling security holders identified in the Prospectus of up to |
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| May 19, 2011 |
EXHIBIT 3.19 SECOND AMENDED AND RESTATED CERTIFICATE OF DESIGNATION OF SERIES A-1 CUMULATIVE CONVERTIBLE PREFERRED STOCK OF COMMUNICATION INTELLIGENCE CORPORATION Pursuant to Section 151 of the Delaware General Corporation Law The undersigned, Craig Hutchison, hereby certifies that: I. He is the duly elected and acting Vice President and Assistant Treasurer of Communication Intelligence Corporatio |
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| May 16, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q X QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: March 31, 2011 OR TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-19301 COMMUNICATION INTELLI |
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| April 4, 2011 |
EXHIBIT 10.61 SUBSCRIPTION AGREEMENT Name and Address of Subscriber Total Amount of Investment $ Communication Intelligence Corporation c/o SG Phoenix LLC 110 East 59th Street, Suite 1901 New York, NY 10022 Re: Series C Preferred Stock and Warrant Offering Ladies and Gentlemen: Reference is hereby made to (i) the confidential term sheet (the ?Term Sheet?), dated March 9, 2011, of Communication Int |
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| April 4, 2011 |
EX-10.62 3 ex1060.htm AMENDMENT NO. 1 TO THE REGISTRATION RIGHTS AGREEMENT EXHIBIT 10.62 AMENDMENT NO. 1 TO THE REGISTRATION RIGHTS AGREEMENT AMENDMENT NO. 1 (this “Amendment Agreement”), dated as of March 31, 2011, to the Registration Rights Agreement dated as of December 31, 2010 (as amended, restated, supplemented or otherwise modified from time to time, the “Agreement”) by and among Communicat |
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| April 4, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): March 31, 2011 Communication Intelligence Corporation (Exact name of registrant as specified in its charter) Delaware 000-19301 94-2790442 (State or other (Commission File Number) (I. |
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| April 4, 2011 |
communication intelligence corporation EXHIBIT 99.1 communication intelligence corporation FOR IMMEDIATE RELEASE CIC CLOSES FOLLOW-ON FINANCING ROUND Investor Demand Leads to Second Closing of Series C Preferred Stock; Funding Provides CIC with Additional Runway to Demonstrate Progress Redwood Shores, CA, April 4, 2011 ? Communication Intelligence Corporation (?CIC? or the ?Company?) (OTCQB: CICI), a leading supplier of electronic sign |
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| March 31, 2011 |
EX-10.59 2 ex1059.htm AMENDMENT TO THE AMENDED AND RESTATED SERIES B CERTIFICATE OF DESIGNATION EXHIBIT 10.59 AMENDMENT TO THE AMENDED AND RESTATED CERTIFICATE OF DESIGNATION OF THE SERIES B PARTICIPATING CONVERTIBLE PREFERRED STOCK OF COMMUNICATION INTELLIGENCE CORPORATION It is hereby certified that: 1. The name of the corporation is Communication Intelligence Corporation (the “Corporation”). 2. |
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| March 31, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): March 31, 2010 Communication Intelligence Corporation (Exact name of registrant as specified in its charter) Delaware 000-19301 94-2790442 (State or other (Commission File Number) (I. |
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| March 31, 2011 |
EXHIBIT 10.60 AMENDMENT TO THE CERTIFICATE OF DESIGNATION OF THE SERIES C PARTICIPATING CONVERTIBLE PREFERRED STOCK OF COMMUNICATION INTELLIGENCE CORPORATION It is hereby certified that: 1. The name of the corporation is Communication Intelligence Corporation (the ?Corporation?). 2. The original Certificate of Designation of the Series C Participating Convertible Preferred Stock (the ?Certificate |
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| March 30, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K X Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2010 Transition Report Pursuant to Section 13 of 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File No. 000-19301 Communication Intelligence Corpora |
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| March 30, 2011 |
EX-21.1 6 ex211.htm SCHEDULE OF SUBSIDIARIES EXHIBIT 21.1 Communication Intelligence Corporation Schedule of Subsidiaries Communication Intelligence Computer Corporation, Ltd. (CICC) CIC Acquisition Corp. |
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| March 30, 2011 |
EXHIBIT 3.21 CERTIFICATE OF DESIGNATION OF SERIES C PARTICIPATING CONVERTIBLE PREFERRED STOCK OF COMMUNICATION INTELLIGENCE CORPORATION Pursuant to Section 151 of the Delaware General Corporation Law The undersigned, Craig Hutchison, hereby certifies that: I. He is the duly elected and acting Vice President and Assistant Treasurer of Communication Intelligence Corporation, a Delaware corporation ( |
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| March 30, 2011 |
EX-3.19 3 ex319.htm SECOND AMENDED AND RESTATED CERTIFICATE OF DESIGNATION OF SERIES A-1 CUMULATIVE CONVERTIBLE PREFERRED STOCK EXHIBIT 3.19 SECOND AMENDED AND RESTATED CERTIFICATE OF DESIGNATION OF SERIES A-1 CUMULATIVE CONVERTIBLE PREFERRED STOCK OF COMMUNICATION INTELLIGENCE CORPORATION Pursuant to Section 151 of the Delaware General Corporation Law The undersigned, Craig Hutchison, hereby cert |
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| March 30, 2011 |
EX-3.20 4 ex320.htm SECOND AMENDED AND RESTATED CERTIFICATE OF DESIGNATION OF SERIES B PARTICIPATING CONVERTIBLE PREFERRED STOCK EXHIBIT 3.20 AMENDED AND RESTATED CERTIFICATE OF DESIGNATION OF SERIES B PARTICIPATING CONVERTIBLE PREFERRED STOCK OF COMMUNICATION INTELLIGENCE CORPORATION Pursuant to Section 151 of the Delaware General Corporation Law The undersigned, Craig Hutchison, hereby certifies |
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| March 30, 2011 |
EXHIBIT 3.18 CERTIFICATE OF AMENDMENT TO AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF COMMUNICATION INTELLIGENCE CORPORATION It is hereby certified that: 1. The name of the corporation is Communication Intelligence Corporation (hereinafter called the ?Corporation?). 2. The Amended and Restated Certificate of Incorporation of the Corporation is hereby amended by striking paragraph (a) of Ar |
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| March 29, 2011 |
communication intelligence corporation EX-99.1 2 pr3292011.htm PRESS RELEASE DATED MARCH 29, 2011 ENTITLED "CIC REPORTS FISCAL 2010 RESULTS" EXHIBIT 99.1 communication intelligence corporation FOR IMMEDIATE RELEASE CIC REPORTS FISCAL 2010 RESULTS Transition in Process With New Management Team, Products and Go-To Market Initiatives Redwood Shores, CA, March 29, 2011 – Communication Intelligence Corporation (“CIC” or the “Company”) (OTCQ |
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| March 29, 2011 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): March 29, 2011 Communication Intelligence Corporation (Exact name of registrant as specified in its charter) Delaware 000-19301 94-2790442 (State or other (Commission File Number) (I. |
