HZN / Horizon Global Corp - SEC-arkivering, Årsberetning, Fuldmagtserklæring

Horizon Global Corp
US ˙ NYSE ˙ US44052W1045
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LEI 549300D1ZZV3IWN54G85
CIK 1637655
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Horizon Global Corp
SEC Filings (Chronological Order)
Denne side giver en komplet, kronologisk liste over SEC-arkiveringer, eksklusive ejerskabsregistreringer, som vi leverer andre steder.
February 21, 2023 15-12G

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13

15-12G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 1-37427 HORIZON GLOBAL CORPORATION (Exact name of registrant as speci

February 13, 2023 SC 13G/A

HZN / Horizon Global Corp / Iron Park Capital Partners, LP - SC 13G/A Passive Investment

SC 13G/A 1 tm236587d1sc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G/A UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 2)* Horizon Global Corporation (Name of Issuer) Common Stock, par value $0.01 (Title of Class of Securities) 44052W104 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check t

February 13, 2023 SC 13G/A

HZN / Horizon Global Corp / GASC APF, L.P. - AMENDMENT NO. 2 Passive Investment

SC 13G/A 1 eh23032929813ga2-horizon.htm AMENDMENT NO. 2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Horizon Global Corporation (Name of Issuer) Common Stock, par value US$0.01 per share (Title of Class of Securities) 44052W104 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing o

February 8, 2023 S-8 POS

As filed with the Securities and Exchange Commission on February 8, 2023

As filed with the Securities and Exchange Commission on February 8, 2023 Registration No.

February 8, 2023 EX-3.2

Amended and Restated Bylaws of Horizon Global Corporation

Exhibit 3.2 AMENDED AND RESTATED BYLAWS OF HORIZON GLOBAL CORPORATION ARTICLE I STOCKHOLDERS Section 1. Annual Meeting An annual meeting of the stockholders of Horizon Global Corporation (the “Corporation”), for the election of directors to succeed those whose terms expire and for the transaction of such other business as may properly come before the meeting, shall be held at such place, on such d

February 8, 2023 POS AM

As filed with the Securities and Exchange Commission on February 8, 2023

As filed with the Securities and Exchange Commission on February 8, 2023 Registration No.

February 8, 2023 8-K

Changes in Control of Registrant, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Material Modification to Rights of Security Holders, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 8, 2023 Horizon Global Corporation (Exact name of registrant as specified in its charter) Delaware 001-37427 47-3574483 (State or other jurisdiction of incorporation) (Commis

February 8, 2023 SC 14D9/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 (Rule 14d-101) Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 (Amendment No. 2) Horizon Global Corporation (Na

SC 14D9/A 1 d439298dsc14d9a.htm SC 14D9/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 (Rule 14d-101) Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 (Amendment No. 2) Horizon Global Corporation (Name of Subject Company) Horizon Global Corporation (Name of Person Filing Statement) Common Stock, $0.01 par

February 8, 2023 S-8 POS

As filed with the Securities and Exchange Commission on February 8, 2023

S-8 POS As filed with the Securities and Exchange Commission on February 8, 2023 Registration No.

February 8, 2023 EX-3.1

Amended and Restated Certificate of Incorporation of Horizon Global Corporation

Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF HORIZON GLOBAL CORPORATION I. The name of this corporation is Horizon Global Corporation. II. The address of the registered office of the corporation in the State of Delaware is Corporation Trust Center, 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, and the name of the registered agent of the corporation in the S

February 8, 2023 EX-99.25

EX-99.25

NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on February 21, 2023, pursuant to the provisions of Rule 12d2-2 (a).

February 8, 2023 S-8 POS

As filed with the Securities and Exchange Commission on February 8, 2023

S-8 POS 1 d391690ds8pos.htm S-8 POS As filed with the Securities and Exchange Commission on February 8, 2023 Registration No. 333-239416 Registration No. 333-230398 Registration No. 333-205195 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT NO. 333-239416 FORM S-8 REGISTRATION STATEMENT NO. 333-230398 FORM S-

February 7, 2023 SC TO-T/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO/A (Rule 14d-100) TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) or 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 2) HORIZON GLOBAL CORPORATION (Name o

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO/A (Rule 14d-100) TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) or 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 2) HORIZON GLOBAL CORPORATION (Name of Subject Company (Issuer)) PHX MERGER SUB, INC. (Name of Filing Persons (Offeror)) a wholly-owned subsidiary of FIRST BRANDS GROUP, LLC (Name of Fili

February 7, 2023 EX-99.(A)(5)(B)

Press Release issued by Parent and Horizon on February 7, 2023 announcing the expiration and results of the Offer.

Exhibit (a)(5)(B) FOR IMMEDIATE RELEASE CONTACT: Michael Baker, Chief Corporate Strategy Officer First Brands Group, LLC (216) 302-2590 Michael.

January 27, 2023 SC 14D9/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 (Rule 14d-101) Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 (Amendment No. 1) Horizon Global Corporation (Na

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 (Rule 14d-101) Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 (Amendment No. 1) Horizon Global Corporation (Name of Subject Company) Horizon Global Corporation (Name of Person Filing Statement) Common Stock, $0.01 par value per share Series B Preferred Stock,

January 27, 2023 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 25, 2023 Horizon Global Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-37427 47-3574483 (State or Other Jurisdiction (Commission (IRS Employer of

January 20, 2023 CORRESP

************

CORRESP 6 filename6.htm January 20, 2023 Mr. Michael Killoy Mr. David Plattner U.S. Securities and Exchange Commission Division of Corporation Finance Office of Mergers & Acquisitions 100 F Street, N.E. Washington, D.C. 20549 Re: Horizon Global Corporation Schedule TO-T filed by PHX Merger Sub, Inc. et al. Filed January 10, 2023 File No. 005-88963 Messrs. Killoy and Plattner: This letter responds

January 20, 2023 EX-99.(D)(3)

Certificate of Designations, Preferences and Rights of Series B Preferred Stock of Horizon Global Corporation.

Exhibit (d)(3) Exhibit (d)(3) CERTIFICATE OF DESIGNATIONS, PREFERENCES AND RIGHTS OF SERIES B PREFERRED STOCK OF HORIZON GLOBAL CORPORATION Pursuant to Section 151 of the General Corporation Law of the State of Delaware Horizon Global Corporation, a Delaware corporation (the “Corporation”), hereby certifies that, in accordance with the provisions of Section 151 of the General Corporation Law of the State of Delaware, the Board of Directors of the Corporation has duly adopted the following resolutions: RESOLVED, that, pursuant to Article IV of the Corporation’s Amended and Restated Certificate of Incorporation (which authorizes 100,000,000 shares of preferred stock, par value $0.

January 20, 2023 SC 13G

HZN / Horizon Global Corp / Beryl Capital Management LLC Passive Investment

SC 13G 1 hzn.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Horizon Global Corporation (Name of Issuer) Common Stock, par value $0.01 (Title of Class of Securities) 44052W104 (CUSIP Number) January 9, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designa

January 20, 2023 SC TO-T/A

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO/A (Rule 14d-100) TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) or 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1) HORIZON GLOBAL CORPORATION (Name of Subject Comp

SC TO-T/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO/A (Rule 14d-100) TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) or 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1) HORIZON GLOBAL CORPORATION (Name of Subject Company (Issuer)) PHX MERGER SUB, INC. (Name of Filing Persons (Offeror)) a wholly-owned subsidiary of FIRST BRANDS GROUP, LLC (Name of Filing P

January 10, 2023 EX-99.(D)(2)

Confidentiality Agreement, dated as of July 29, 2022, by and between Parent and Horizon

Exhibit (a)(d)(2) Confidentiality Agreement July 29, 2022 Stephen Graham Chief Financial Officer First Brands Group, LLC.

January 10, 2023 EX-99.(A)(1)(A)

Offer to Purchase, dated January 9, 2023.

Table of Contents Exhibit (a)(1)(A) OFFER TO PURCHASE FOR CASH All Outstanding Shares of Common Stock and All Outstanding Shares of Series B Preferred Stock of HORIZON GLOBAL CORPORATION a Delaware Corporation at $1.

January 10, 2023 SC 14D9

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 (Rule 14d-101) Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 Horizon Global Corporation (Name of Subject Comp

SC 14D9 Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

January 10, 2023 SC TO-T

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) or 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 HORIZON GLOBAL CORPORATION (Name of Subject Company (Issuer)) PHX MER

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) or 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 HORIZON GLOBAL CORPORATION (Name of Subject Company (Issuer)) PHX MERGER SUB, INC. (Name of Filing Persons (Offeror)) a wholly owned subsidiary of FIRST BRANDS GROUP, LLC (Name of Filing Persons (Parent of Offeror)) Com

January 10, 2023 EX-99.(A)(1)(B)

Form of Letter of Transmittal.

Exhibit (a)(1)(B) Letter of Transmittal to Tender Shares of Common Stock of HORIZON GLOBAL CORPORATION at $1.

January 10, 2023 EX-99.(A)(1)(E)

Form of Summary Advertisement as published in The New York Times on January 9, 2023.

Exhibit (a)(1)(E) SUMMARY ADVERTISEMENT This announcement is neither an offer to purchase nor a solicitation of an offer to sell Shares (as defined below).

January 10, 2023 EX-99.(A)(1)(D)

Form of Letter to Clients for Use by Brokers, Dealers, Commercial Banks, Trust Companies and Other Nominees.

Exhibit (a)(1)(D) Offer to Purchase for Cash All Outstanding Shares of Common Stock of Horizon Global Corporation at $1.

January 10, 2023 EX-FILING FEES

Calculation of Filing Fee Table.

Exhibit 107 Calculation of Filing Fee Table Table 1: Transaction Valuation Transaction Valuation Fee rate Amount of Filing Fee Fees to Be Paid $112,413,271(1) 0.

January 10, 2023 EX-99.(A)(1)(C)

Form of Letter to Brokers, Dealers, Commercial Banks, Trust Companies and Other Nominees.

Exhibit (a)(1)(C) Offer to Purchase for Cash All Outstanding Shares of Common Stock of Horizon Global Corporation at $1.

January 3, 2023 8-K

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 30, 2022 Horizon Global Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-37427 47-3574483 (State or Other Jurisdiction (Commission (IRS Employer of

January 3, 2023 EX-99.2

Form of email to key customers of the Company, first used on January 3, 2023.

EX-99.2 Exhibit 99.2 CUSTOMER COMMUNICATION Dear [CUSTOMER], Today, Horizon Global announced that it has entered into a definitive merger agreement with First Brands Group, LLC (“First Brands”), a global automotive parts manufacturer that serves the worldwide automotive aftermarket, pursuant to which First Brands will acquire Horizon Global (the “Transaction”). We have included a link to the press

January 3, 2023 SC14D9C

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 (Rule 14d-101) Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 Horizon Global Corporation (Name of Subject Hori

SC14D9C UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 (Rule 14d-101) Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 Horizon Global Corporation (Name of Subject Horizon) Horizon Global Corporation (Name of Person Filing Statement) Common Stock, $0.01 par value per share Series B Preferred Stock, $0.01 par

January 3, 2023 EX-99.1

Form of email to key suppliers of the Company, first used on January 3, 2023.

EX-99.1 Exhibit 99.1 SUPPLIER COMMUNICATION Dear [Supplier], Today, Horizon Global announced that it has entered into a definitive merger agreement with First Brands Group, LLC (“First Brands”), a global automotive parts manufacturer that serves the worldwide automotive aftermarket, pursuant to which First Brands will acquire Horizon Global (the “Transaction”). We have included a link below to the

January 3, 2023 EX-3.1

Bylaws of the Company, as amended as of December 30, 2022

EXHIBIT 3.1 AMENDED AND RESTATED HORIZON GLOBAL CORPORATION BYLAWS (As Amended as of December 30, 2022) ARTICLE I OFFICES SECTION 1. Registered Office. The registered office of ?HORIZON GLOBAL CORPORATION?, a Delaware Corporation (the ?Corporation?), shall be in the City of Wilmington, County of New Castle, State of Delaware. SECTION 2. Other Offices. The Corporation may also have offices at such

January 3, 2023 EX-99.1

HORIZON GLOBAL ANNOUNCES AGREEMENT WITH FIRST BRANDS GROUP

FOR IMMEDIATE RELEASE Matthew Meyer Horizon Global Corporation Chief Accounting Officer (734) 656-3000 mmeyer@horizonglobal.

January 3, 2023 EX-2.1

Agreement and Plan of Merger, dated as of December 30, 2022, among Parent, Purchaser, and Horizon (incorporated by reference to Exhibit 2.1 to Form 8-K filed by Horizon on January 3, 2023).

Exhibit 2.1 Execution Version AGREEMENT AND PLAN OF MERGER by and among FIRST BRANDS GROUP, LLC, PHX MERGER SUB, INC., and HORIZON GLOBAL CORPORATION dated as of December 30, 2022 TABLE OF CONTENTS Page Article I THE OFFER 2 Section 1.1 The Offer 2 Section 1.2 Offer Documents 3 Section 1.3 Company Actions 4 Article II THE MERGER 6 Section 2.1 The Merger. 6 Section 2.2 Closing. 6 Section 2.3 Effect

January 3, 2023 EX-99.3

Form of email to employees of the Company, first used on January 3, 2023.

EX-99.3 Exhibit 99.3 EMPLOYEE COMMUNICATION Dear Horizon Global Colleagues, Today we announced that Horizon Global has entered into a definitive merger agreement with First Brands Group, LLC (“First Brands”), a global automotive parts manufacturer that serves the worldwide automotive aftermarket, pursuant to which First Brands will acquire Horizon Global (the “Transaction”). We believe the Transac

November 21, 2022 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 20, 2022 Horizon Global Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-37427 47-3574483 (State or Other Jurisdiction (Commission (IRS Employer of

November 21, 2022 EX-99.1

HORIZON GLOBAL ANNOUNCES APPOINTMENT OF JOHN C. KENNEDY AS INTERIM PRESIDENT AND CHIEF EXECUTIVE OFFICER

FOR IMMEDIATE RELEASE Matthew Meyer Horizon Global Corporation Chief Accounting Officer (734) 656-3000 mmeyer@horizonglobal.

November 18, 2022 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 14, 2022 Horizon Global Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-37427 47-3574483 (State or Other Jurisdiction (Commission (IRS Employer of

November 9, 2022 EX-10.1

Tenth Amendment to Loan and Security Agreement dated September 26, 2022, by and among Horizon Global Americas Inc. and Cequent Towing Products of Canada Ltd., as borrowers, Horizon Global Corporation, Horizon Global Company LLC, Cequent Electrical Products de Mexico, S. de R.L. de C.V., and Cequent Sales Company de Mexico, S. de R.L. de C.V., as guarantors, the lenders party thereto and Eclipse Business Capital LLC (f/k/a Encina Business Credit, LLC), as agent for the Lenders.

Exhibit 10.1 TENTH AMENDMENT TO LOAN AND SECURITY AGREEMENT This Tenth Amendment to Loan and Security Agreement (this ?Tenth Amendment?) is made this 26th day of September, 2022, by and among HORIZON GLOBAL AMERICAS INC., a Delaware corporation (?Horizon Americas?), CEQUENT TOWING PRODUCTS OF CANADA LTD., a company formed under the laws of the Province of Ontario (?Cequent Canada?; together with H

November 9, 2022 EX-99.1

HORIZON GLOBAL REPORTS FINANCIAL RESULTS FOR THIRD QUARTER 2022

FOR IMMEDIATE RELEASE Matthew Meyer, Chief Accounting Officer Horizon Global Corporation (734) 656-3000 mmeyer@horizonglobal.

November 9, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2022 OR ☐ TRANSITION RE

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to . Commission file number 001-37427 HORIZ

November 9, 2022 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 9, 2022 Horizon Global Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-37427 47-3574483 (State or Other Jurisdiction (Commission (IRS Employer of

August 9, 2022 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 9, 2022 Horizon Global Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-37427 47-3574483 (State or Other Jurisdiction (Commission (IRS Employer of In

August 9, 2022 EX-10.2

2 between Horizon Global Corporation and the Purchasers named in Schedule I thereto.

Exhibit 10.2 Execution Version PREFERRED STOCK PURCHASE AGREEMENT BETWEEN HORIZON GLOBAL CORPORATION AND PREFERRED STOCK PURCHASE AGREEMENT BETWEEN HORIZON GLOBAL CORPORATION AND THE PURCHASERS NAMED IN SCHEDULE 1 Dated as of June 27, 2022 NAI-1527894887v8 TABLE OF CONTENTS Article I DEFINITIONS 1 Section 1.1 Definitions 1 Section 1.2 Construction 4 Article II PRIVATE PLACEMENT 5 Section 2.1 The P

August 9, 2022 EX-10.3

Ninth Amendment to Loan and Security Agreement dated June 30, 2022, by and among Horizon Global Americas Inc. and Cequent Towing Products of Canada Ltd., as borrowers, Horizon Global Corporation, Horizon Global Company LLC, Cequent Electrical Products de Mexico, S. de R.L. de C.V., and Cequent Sales Company de Mexico, S. de R.L. de C.V., as guarantors, the lenders party thereto and Eclipse Business Capital LLC (f/k/a Encina Business Credit, LLC), as agent for the Lenders.

Exhibit 10.3 NINTH AMENDMENT TO LOAN AND SECURITY AGREEMENT This Ninth Amendment to Loan and Security Agreement (this ?Ninth Amendment?) is made this 30th day of June, 2022, by and among HORIZON GLOBAL AMERICAS INC., a Delaware corporation (?Horizon Americas?), CEQUENT TOWING PRODUCTS OF CANADA LTD., a company formed under the laws of the Province of Ontario (?Cequent Canada?; together with Horizo

August 9, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2022 OR ☐ TRANSITION REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to . Commission file number 001-37427 HORIZON GL

August 9, 2022 EX-99.1

HORIZON GLOBAL REPORTS FINANCIAL RESULTS FOR SECOND QUARTER 2022

FOR IMMEDIATE RELEASE Jeff Tryka, CFA Investor Relations, Lambert & Co. (616) 295-2509 [email protected] HORIZON GLOBAL REPORTS FINANCIAL RESULTS FOR SECOND QUARTER 2022 Second Quarter Summary ?Net sales of $181.2 million ?$40.9 million decrease from second quarter of 2021 ?Gross profit of $20.7 million ?$26.6 million decrease from second quarter of 2021 ?Gross profit margin(4) decreased to

July 29, 2022 8-K

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 25, 2022 Horizon Global Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-37427 47-3574483 (State or Other Jurisdiction (Commission (IRS Employer of Inc

July 12, 2022 SC 13D/A

HZN / Horizon Global Corp / Corre Partners Management, LLC Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No.

June 30, 2022 EX-3.1

Series B Preferred Stock Certificate of Designations.

Exhibit 3.1 CERTIFICATE OF DESIGNATIONS, PREFERENCES AND RIGHTS OF SERIES B PREFERRED STOCK OF HORIZON GLOBAL CORPORATION Pursuant to Section 151 of the General Corporation Law of the State of Delaware Horizon Global Corporation, a Delaware corporation (the ?Corporation?), hereby certifies that, in accordance with the provisions of Section 151 of the General Corporation Law of the State of Delawar

June 30, 2022 8-K

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 27, 2022 Horizon Global Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-37427 47-3574483 (State or Other Jurisdiction (Commission (IRS Employer of Inc

June 29, 2022 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 28, 2022 Horizon Global Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-37427 47-3574483 (State or Other Jurisdiction (Commission (IRS Employer of Inc

May 31, 2022 EX-1.01

Conflict Minerals Report of Horizon Global Corporation

Exhibit 1.01 Horizon Global Corporation Conflict Minerals Report For the Reporting Period January 1, 2021 to December 31, 2021 Horizon Global Corporation (?Horizon?, the ?Company?, ?us? or ?we?) is filing this Conflict Minerals Report (this ?Report?) for the reporting period January 1, 2021 to December 31, 2021 (the ?Reporting Period?) as an exhibit to its Form SD (?Form SD?) in accordance with Ru

May 31, 2022 SD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT Horizon Global Corporation (Exact name of registrant as specified in its charter) Delaware 001-37427 47-3574483 (State or other jurisdiction

SD 1 hznformsdconflictmineralsr.htm SD CONFLICT MINERALS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT Horizon Global Corporation (Exact name of registrant as specified in its charter) Delaware 001-37427 47-3574483 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No.) 47912 Halyard D

May 27, 2022 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 24, 2022 Horizon Global Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-37427 47-3574483 (State or Other Jurisdiction (Commission (IRS Employer of Inco

May 18, 2022 CORRESP

May 18, 2022

CORRESP 1 filename1.htm May 18, 2022 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, DC 20549 Re: Horizon Global Corporation Registration Statement on Form S-3 (Registration No. 333-264862) Ladies and Gentlemen: On behalf of Horizon Global Corporation (“Horizon Global”), the undersigned hereby requests, pursuant to Rule 461(a) promulgated u

May 11, 2022 S-3

As filed with the Securities and Exchange Commission on May 11, 2022

Table of Contents As filed with the Securities and Exchange Commission on May 11, 2022 Registration No.

May 11, 2022 EX-4.3

Form of Debt Securities Indenture.

EX-4.3 2 d340482dex43.htm EX-4.3 Exhibit 4.3 HORIZON GLOBAL CORPORATION INDENTURE Dated as of [ ] [ ], as Trustee CROSS-REFERENCE TABLE* Trust Indenture Act Section Indenture Section 310(a)(1) 7.10 (a)(2) 7.10 (a)(3) N.A. (a)(4) N.A. (a)(5) 7.10 (b) 7.10 (c) N.A. 311(a) 7.11 (b) 7.11 (c) N.A. 312(a) 2.06 (b) 11.03 (c) 11.03 313(a) 7.06 (b)(2) 7.06; 7.07 (c) 7.06; 11.02 (d) 7.06 314(a) 4.03; 4.04;

May 11, 2022 EX-24.1

Power of Attorney.

Exhibit 24.1 HORIZON GLOBAL CORPORATION REGISTRATION STATEMENT ON FORM S-3 POWER OF ATTORNEY KNOW ALL BY THESE PRESENTS, that each of the undersigned directors and officers of Horizon Global Corporation, a Delaware corporation (the ?Registrant?), does hereby constitute and appoint Terrence G. Gohl, Dennis E. Richardville, Matthew J. Meyer and Jay Goldbaum, or any of them, each acting alone, as the

May 11, 2022 EX-FILING FEES

Filing Fee Table.

Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) Horizon Global Corporation (Exact Name of Registrant as Specified in its Charter) Table 1?Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forward Initial Effective Date Filing Fee Previously Paid In Connection with Unsold Securities to be Carried Forward Newly Registered Securities Fees to Be Paid Equity Common Stock, par value $0.

May 5, 2022 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 5, 2022 Horizon Global Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-37427 47-3574483 (State or Other Jurisdiction (Commission (IRS Employer of Incor

May 5, 2022 EX-99.1

HORIZON GLOBAL REPORTS FINANCIAL RESULTS FOR FIRST QUARTER 2022

FOR IMMEDIATE RELEASE Jeff Tryka, CFA Investor Relations, Lambert & Co. (616) 295-2509 [email protected] HORIZON GLOBAL REPORTS FINANCIAL RESULTS FOR FIRST QUARTER 2022 First Quarter Summary ?Net sales of $180.9 million ?$18.3 million decrease from first quarter of 2021 ?Gross profit of $20.2 million ?$20.4 million decrease from first quarter of 2021 ?Gross profit margin(4) decreased to 11.

May 5, 2022 EX-10.1

Eighth Amendment to Loan and Security Agreement dated April 4, 2022, by and among Horizon Global Americas Inc. and Cequent Towing Products of Canada Ltd., as borrowers, Horizon Global Corporation, Horizon Global Company LLC, Cequent Electrical Products de Mexico, S. de R.L. de C.V., and Cequent Sales Company de Mexico, S. de R.L. de C.V., as guarantors, the lenders party thereto and Eclipse Business Capital LLC (f/k/a Encina Business Credit, LLC), as agent for the Lenders.

Exhibit 10.3 EIGHTH AMENDMENT TO LOAN AND SECURITY AGREEMENT This Eighth Amendment to Loan and Security Agreement (this ?Eighth Amendment?) is made this 4th day of April, 2022, and effective as of March 31, 2022, by and among HORIZON GLOBAL AMERICAS INC., a Delaware corporation (?Horizon Americas?), CEQUENT TOWING PRODUCTS OF CANADA LTD., a company formed under the laws of the Province of Ontario

May 5, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2022 OR ☐ TRANSITION REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to . Commission file number 001-37427 HORIZON G

April 14, 2022 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

DEF 14A 1 hzn2022proxy.htm DEF 14A PROXY STATEMENT QuickLinks - Click here to rapidly navigate through this document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Pr

March 14, 2022 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 8, 2022 Horizon Global Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-37427 47-3574483 (State or Other Jurisdiction (Commission (IRS Employer of Inc

March 10, 2022 EX-4.7

Form of Warrant (Relating to Term Loan Agreement Amendment)

THIS WARRANT AND THE SECURITIES ISSUABLE UPON EXERCISE OF THIS WARRANT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND MAY NOT UNDER ANY CIRCUMSTANCES BE SOLD, TRANSFERRED, OR OTHERWISE DISPOSED OF WITHOUT AN EFFECTIVE REGISTRATION STATEMENT FOR SUCH SECURITIES UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND ANY OTHER APPLICABLE SECURITIES LAWS OR AN OPINION OF COUNSEL SATISFACTORY TO THE COMPANY THAT REGISTRATION IS NOT REQUIRED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE SECURITIES LAWS.

March 10, 2022 EX-21.1

Horizon Global Corporation Subsidiary List.

Exhibit 21.1 Horizon Global Corporation Significant (1)Subsidiary List Horizon Global Americas Inc. (Delaware corporation) Westfalia ? Automotive GmbH (Germany) Certain companies may also use trade names or other assumed names in the conduct of their business. (1) As defined in Rule 1-02(w) of Regulation S-X, and other more significant operating companies as determined by management

March 10, 2022 EX-10.56

Consent and First Amendment to Credit Agreement dated February 10, 2022, by and among Horizon Global Corporation, the Lenders party thereto, and Atlantic Park Strategic Capital Fund, L.P., as Administrative Agent and Collateral Agent.

Exhibit 10.56 CONSENT AND FIRST AMENDMENT TO CREDIT AGREEMENT This CONSENT AND FIRST AMENDMENT TO CREDIT AGREEMENT ("Amendment") is dated as of February 10, 2022, and is entered into by and among HORIZON GLOBAL CORPORATION (the "Borrower"), the lenders party hereto (the "Lenders") and ATLANTIC PARK STRATEGIC CAPITAL FUND L.P., as administrative agent and collateral agent for the Lenders (the "Admi

March 10, 2022 EX-99.1

HORIZON GLOBAL REPORTS FINANCIAL RESULTS FOR THE FOURTH QUARTER AND FULL YEAR 2021

FOR IMMEDIATE RELEASE CONTACT: Jeff Tryka, CFA Investor Relations, Lambert & Co. (616) 295-2509 [email protected] HORIZON GLOBAL REPORTS FINANCIAL RESULTS FOR THE FOURTH QUARTER AND FULL YEAR 2021 Fourth Quarter Highlights ?Net sales of $164.3 million ? $11.6 million decrease from fourth quarter of 2020 ?Gross profit of $16.0 million ?$16.9 million decrease from fourth quarter of 2020 ?Gros

March 10, 2022 EX-10.55

Limited Consent and Seventh Amendment to Loan and Security Agreement dated February 10, 2022, by and among Horizon Global Americas Inc. and Cequent Towing Products of Canada Ltd., as borrowers, Horizon Global Corporation, Horizon Global Company LLC, Cequent Electrical Products de Mexico, S. de R.L. de C.V., and Cequent Sales Company de Mexico, S. de R.L. de C.V., as guarantors, the Lenders party thereto and Eclipse Business Capital LLC (f/k/a Encina Business Credit, LLC), as agent for the Lenders.

Exhibit 10.55 LIMITED CONSENT AND SEVENTH AMENDMENT TO LOAN AND SECURITY AGREEMENT This Limited Consent and Seventh Amendment to Loan and Security Agreement (this ?Seventh Amendment?) is made this 10th day of February, 2022, by and among HORIZON GLOBAL AMERICAS INC., a Delaware corporation (?Horizon Americas?), CEQUENT TOWING PRODUCTS OF CANADA LTD., a company formed under the laws of the Province

March 10, 2022 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 OR ☐ TRANSITION REPORT PURS

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number 001-37427 HORIZON GLOBAL

March 10, 2022 EX-10.54

Sixth Amendment to Loan and Security Agreement dated December 30, 2021, by and among Horizon Global Americas Inc. and Cequent Towing Products of Canada Ltd., as borrowers, Horizon Global Corporation, Horizon Global Company LLC, Cequent Electrical Products de Mexico, S. de R.L. de C.V., and Cequent Sales Company de Mexico, S. de R.L. de C.V., as guarantors, the Lenders party thereto and Eclipse Business Capital LLC (f/k/a Encina Business Credit, LLC), as agent for the Lenders.

Exhibit 10.54 SIXTH AMENDMENT TO LOAN AND SECURITY AGREEMENT This Sixth Amendment to Loan and Security Agreement (this ?Sixth Amendment?) is made this 30th day of December, 2021, by and among HORIZON GLOBAL AMERICAS INC., a Delaware corporation (?Horizon Americas?), CEQUENT TOWING PRODUCTS OF CANADA LTD., a company formed under the laws of the Province of Ontario (?Cequent Canada?; together with H

March 10, 2022 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 10, 2022 Horizon Global Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-37427 47-3574483 (State or Other Jurisdiction (Commission (IRS Employer of In

February 17, 2022 SC 13D/A

HZN / Horizon Global Corp / Corre Partners Management, LLC Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No.

February 14, 2022 SC 13G/A

HZN / Horizon Global Corp / GASC APF, L.P. - AMENDMENT NO. 1 Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Horizon Global Corporation (Name of Issuer) Common Stock, par value US$0.01 per share (Title of Class of Securities) 44052W104 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate

February 14, 2022 SC 13G/A

HZN / Horizon Global Corp / Iron Park Capital Partners, LP - SC 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1)* Horizon Global Corporation (Name of Issuer) Common Stock, par value $0.01 (Title of Class of Securities) 44052W104 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the Appropriate Box to Designate the Rule Pu

February 11, 2022 8-K

Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Results of Operations and Financial Condition, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 10, 2022 Horizon Global Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-37427 47-3574483 (State or Other Jurisdiction (Commission (IRS Employer of

February 11, 2022 EX-99.1

HORIZON GLOBAL ANNOUNCES TERM LOAN AMENDMENT AND PREFERRED STOCK COMMITMENT LETTER AND PROVIDES PRELIMINARY FOURTH QUARTER AND FULL YEAR 2021 FINANCIAL RESULTS

FOR IMMEDIATE RELEASE CONTACT: Jeff Tryka, CFA Investor Relations, Lambert & Co. (616) 295-2509 [email protected] HORIZON GLOBAL ANNOUNCES TERM LOAN AMENDMENT AND PREFERRED STOCK COMMITMENT LETTER AND PROVIDES PRELIMINARY FOURTH QUARTER AND FULL YEAR 2021 FINANCIAL RESULTS Plymouth, Michigan, February 10, 2022 ? Horizon Global Corporation (NYSE: HZN), one of the leading manufacturers of bra

November 4, 2021 EX-10.1

, 2021, by and among Horizon Global Americas Inc. and Cequent Towing Products of Canada Ltd., as borrowers, Horizon Global Corporation, Horizon Global Company LLC, Cequent Electrical Products de Mexico, S. de R.L. de C.V., and Cequent Sales Company de Mexico, S. de R.L. de C.V., as guarantors, the lenders party thereto and

Exhibit 10.1 FIFTH AMENDMENT TO LOAN AND SECURITY AGREEMENT This Fifth Amendment to Loan and Security Agreement (this ?Fifth Amendment?) is made this 17th day of September, 2021, by and among HORIZON GLOBAL AMERICAS INC., a Delaware corporation (?Horizon Americas?), CEQUENT TOWING PRODUCTS OF CANADA LTD., a company formed under the laws of the Province of Ontario (?Cequent Canada?; together with H

November 4, 2021 EX-99.1

HORIZON GLOBAL REPORTS FINANCIAL RESULTS FOR THIRD QUARTER 2021

FOR IMMEDIATE RELEASE CONTACT: Jeff Tryka, CFA Investor Relations, Lambert & Co. (616) 295-2509 [email protected] HORIZON GLOBAL REPORTS FINANCIAL RESULTS FOR THIRD QUARTER 2021 Third Quarter Highlights ?Net sales of $196.5 million in a period impacted by rising commodity costs and global supply chain constraints ?$5.0 million decrease compared to third quarter of 2020 ?Gross profit of $38.

November 4, 2021 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2021 OR ☐ TRANSITION RE

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to . Commission file number 001-37427 HORIZ

November 4, 2021 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 4, 2021 Horizon Global Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-37427 47-3574483 (State or Other Jurisdiction (Commission (IRS Employer of

August 3, 2021 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2021 or ☐ TRANSITION REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to . Commission file number 001-37427 HORIZON GL

August 3, 2021 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 3, 2021 Horizon Global Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-37427 47-3574483 (State or Other Jurisdiction (Commission (IRS Employer of In

August 3, 2021 EX-10.1

Fourth Amendment to Loan and Security Agreement dated April 19, 2021, by and among Horizon Global Americas Inc. and Cequent Towing Products of Canada Ltd., as borrowers, Horizon Global Corporation, Horizon Global Company LLC, Cequent Electrical Products de Mexico, S. de R.L. de C.V., and Cequent Sales Company de Mexico, S. de R.L. de C.V., as guarantors, the lenders party thereto and Encina Business Credit, LLC, as agent for the Lenders.

Exhibit 10.1 FOURTH AMENDMENT TO LOAN AND SECURITY AGREEMENT This Fourth Amendment to Loan and Security Agreement (this ?Fourth Amendment?) is made this 19th day of April, 2021, by and among HORIZON GLOBAL AMERICAS INC., a Delaware corporation (?Horizon Americas?), CEQUENT TOWING PRODUCTS OF CANADA LTD., a company formed under the laws of the Province of Ontario ("Cequent Canada"; together with Ho

August 3, 2021 EX-99.1

HORIZON GLOBAL REPORTS FINANCIAL RESULTS FOR SECOND QUARTER 2021

EX-99.1 2 hzn063021xexhibit991.htm EX-99.1 PRESS RELEASE FOR IMMEDIATE RELEASE CONTACT: Jeff Tryka, CFA Investor Relations, Lambert & Co. (616) 295-2509 [email protected] HORIZON GLOBAL REPORTS FINANCIAL RESULTS FOR SECOND QUARTER 2021 Second Quarter Highlights ▪Net sales of $222.1 million •$101.6 million increase compared to second quarter of 2020 •$29.4 million increase compared to second

June 22, 2021 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 16, 2021 Horizon Global Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-37427 47-3574483 (State or Other Jurisdiction (Commission (IRS Employer of Inc

June 22, 2021 EX-99.1

HORIZON GLOBAL APPOINTS DONNA M. COSTELLO TO BOARD OF DIRECTORS

FOR IMMEDIATE RELEASE CONTACT: Jeff Tryka, CFA Investor Relations, Lambert & Co. (616) 295-2509 [email protected] HORIZON GLOBAL APPOINTS DONNA M. COSTELLO TO BOARD OF DIRECTORS Plymouth, Michigan, June 22, 2021 ? Horizon Global Corporation (NYSE: HZN), the world?s leading manufacturer of branded towing and trailering equipment, announced today that the Company?s Board of Directors appointe

June 3, 2021 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 28, 2021 Horizon Global Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-37427 47-3574483 (State or Other Jurisdiction (Commission (IRS Employer of Inco

May 28, 2021 SD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT Horizon Global Corporation (Exact name of registrant as specified in its charter) Delaware 001-37427 47-3574483 (State or other jurisdiction

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT Horizon Global Corporation (Exact name of registrant as specified in its charter) Delaware 001-37427 47-3574483 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No.) 47912 Halyard Drive, Suite 100 Plymouth, MI 48170 (Address of principal

May 28, 2021 EX-1.01

Conflict Minerals Report of Horizon Global Corporation.

Exhibit 1.01 Horizon Global Corporation Conflict Minerals Report For the Reporting Period January 1, 2020 to December 31, 2020 Horizon Global Corporation (?Horizon? or the ?Company?) is filing this Conflict Minerals Report (?CMR?) for the reporting period January 1, 2020 to December 31, 2020 (the ?Reporting Period?) as an exhibit to its Form SD (?Form SD?) pursuant to Rule 13p-1 under the Securiti

May 26, 2021 SC 13G/A

HZN / Horizon Global Corp / Parcom Deutschland I GmbH & Co. KG - SC 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* HORIZON GLOBAL CORPORATION (Name of Issuer) Common Stock, $0.01 par value per share (Title of Class of Securities) 44052W 104 (CUSIP Number) May 14, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the

May 6, 2021 EX-99.1

HORIZON GLOBAL REPORTS FINANCIAL RESULTS FOR FIRST QUARTER 2021

FOR IMMEDIATE RELEASE CONTACT: Jeff Tryka, CFA Investor Relations, Lambert & Co. (616) 295-2509 [email protected] HORIZON GLOBAL REPORTS FINANCIAL RESULTS FOR FIRST QUARTER 2021 First Quarter Highlights ?Net sales of $199.2 million; increase of $35.9 million, or 22.0%, compared to prior year comparable period ?Gross profit of $40.6 million; increase of $14.3 million over prior year comparab

May 6, 2021 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 6, 2021 Horizon Global Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-37427 47-3574483 (State or Other Jurisdiction (Commission (IRS Employer of Incor

May 6, 2021 10-Q

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to . Commission file number 001-37427 HORIZON G

April 23, 2021 DEF 14A

- DEF 14A PROXY STATEMENT

QuickLinks - Click here to rapidly navigate through this document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

April 22, 2021 EX-99.1

HORIZON GLOBAL ANNOUNCES PRELIMINARY FIRST QUARTER 2021 NET SALES Expected net sales of approximately $198.0 million; increase of approximately 22% over first quarter 2020

FOR IMMEDIATE RELEASE CONTACT: Jeff Tryka, CFA Investor Relations, Lambert & Co. (616) 295-2509 [email protected] HORIZON GLOBAL ANNOUNCES PRELIMINARY FIRST QUARTER 2021 NET SALES Expected net sales of approximately $198.0 million; increase of approximately 22% over first quarter 2020 Plymouth, Michigan, April 21, 2021 ? Horizon Global Corporation (NYSE: HZN), one of the world?s leading man

April 22, 2021 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 19, 2021 Horizon Global Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-37427 47-3574483 (State or Other Jurisdiction (Commission (IRS Employer of In

April 20, 2021 SC 13D/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No.2)*

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No.

April 14, 2021 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

8-K 1 hznreport502directors04142.htm 8-K 5.02 DIRECTOR APPOINTMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 8, 2021 Horizon Global Corporation (Exact Name of Registrant as Specified in its Charter) Delaware 001-37427 4

March 11, 2021 10-K

Annual Report - 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number 001-37427 HORIZON GLOBAL

March 11, 2021 EX-21.1

Horizon Global Corporation Subsidiary List.

Exhibit 21.1 Horizon Global Corporation Significant (1) Subsidiary List Horizon Global Americas Inc. (Delaware corporation) Westfalia - Automotive GmbH (Germany) Certain companies may also use trade names or other assumed names in the conduct of their business. (1) As defined in Rule 1-02(w) of Regulation S-X, and other more significant operating companies as determined by management

March 11, 2021 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 hzn8-kreportq42020earnings.htm 8-K HZN 8-K Q4 2020 EARNINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 11, 2021 Horizon Global Corporation (Exact Name of Registrant as Specified in its Charter) Delaware 001-37427 4

March 11, 2021 EX-10.52

Term Loan Credit Agreement dated February 2, 2021, by and among Horizon Global Corporation, the Lenders party thereto, and Atlantic Park Strategic Capital Fund, L.P., as Administrative Agent and Collateral Agent.

Execution Version TERM LOAN CREDIT AGREEMENT dated as of February 2, 2021, among HORIZON GLOBAL CORPORATION, The Lenders Party Hereto, and ATLANTIC PARK STRATEGIC CAPITAL FUND, L.

March 11, 2021 EX-99.1

HORIZON GLOBAL REPORTS FINANCIAL RESULTS FOR THE FOURTH QUARTER AND FULL YEAR 2020

FOR IMMEDIATE RELEASE CONTACT: Jeff Tryka, CFA Investor Relations, Lambert & Co. (616) 295-2509 [email protected] HORIZON GLOBAL REPORTS FINANCIAL RESULTS FOR THE FOURTH QUARTER AND FULL YEAR 2020 Fourth Quarter and Recent Highlights ?Net sales of $175.9 million; increase of $33.6 million, or 23.6%, compared to prior year comparable period ?Operating loss of $0.8 million, $32.9 million impr

March 11, 2021 EX-10.51

and Cequent Towing Products of Canada Ltd., as borrowers, Horizon Global Corporation and Horizon Global Company LLC, as guarantors, the lenders party thereto and Encina Business Credit, LLC, as agent for the Lenders.

EXECUTION LIMITED CONSENT AND THIRD AMENDMENT TO LOAN AND SECURITY AGREEMENT This Limited Consent and Third Amendment to Loan and Security Agreement (this ?Third Amendment?) is made this 2nd day of February, 2021, by and among HORIZON GLOBAL AMERICAS INC.

February 12, 2021 SC 13G

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. __)*

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Horizon Global Corporation (Name of Issuer) Common Stock, par value US$0.01 per share (Title of Class of Securities) 44052W104 (CUSIP Number) February 2, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate t

February 12, 2021 SC 13G

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) HORIZON GLOBAL CORPORATION (Name of Issuer) COMMON STOCK, PAR VALUE $0.01 (Title of Class of Securities) 44052W104 (CUSIP Number) February 2, 2021 (Date of Event which Requires Filing of this Statement) Check the Appropriate Box to Designate the Rule Pursu

February 3, 2021 EX-4.1

Form of Warrant (Relating to Term Loan Agreement)

THIS WARRANT AND THE SECURITIES ISSUABLE UPON EXERCISE OF THIS WARRANT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND MAY NOT UNDER ANY CIRCUMSTANCES BE SOLD, TRANSFERRED, OR OTHERWISE DISPOSED OF WITHOUT AN EFFECTIVE REGISTRATION STATEMENT FOR SUCH SECURITIES UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND ANY OTHER APPLICABLE SECURITIES LAWS OR AN OPINION OF COUNSEL SATISFACTORY TO THE COMPANY THAT REGISTRATION IS NOT REQUIRED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE SECURITIES LAWS.

February 3, 2021 8-K

Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 2, 2021 Horizon Global Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-37427 47-3574483 (State or Other Jurisdiction (Commission (IRS Employer of

November 5, 2020 EX-99.1

HORIZON GLOBAL REPORTS FINANCIAL RESULTS FOR THIRD QUARTER 2020

FOR IMMEDIATE RELEASE CONTACT: Jeff Tryka, CFA Investor Relations, Lambert & Co. (616) 295-2509 [email protected] HORIZON GLOBAL REPORTS FINANCIAL RESULTS FOR THIRD QUARTER 2020 Third Quarter Highlights ▪$24.2 million of cash generated from operating activities; $90.0 million improvement over prior year comparable period ▪Cash and Availability(1) of $78.0 million; $17.1 million improvement

November 5, 2020 10-Q

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2020 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to . Commission file number 001-37427 HORIZ

November 5, 2020 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 5, 2020 Horizon Global Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-37427 47-3574483 (State or Other Jurisdiction (Commission (IRS Employer of

November 5, 2020 EX-10.1

2020 Replacement Term Loan Amendment (Eleventh Amendment to Credit Agreement) dated July 6, 2020 by and among Horizon Global Corporation, certain Subsidiaries of Horizon Global Corporation party thereto, as guarantors, Cortland Capital Market Services LLC (as successors to JPMorgan Chase Bank, N.A.), as administrative agent, and the financial institutions party thereto, as lenders.

2020 REPLACEMENT TERM LOAN AMENDMENT (ELEVENTH AMENDMENT TO CREDIT AGREEMENT) This 2020 REPLACEMENT TERM LOAN AMENDMENT (ELEVENTH AMENDMENT TO CREDIT AGREEMENT) (this “Agreement”) is dated as of July 6, 2020, and is entered into by and among HORIZON GLOBAL CORPORATION, a Delaware corporation (“Borrower”), Cortland Capital Market Services LLC (as successor to JPMorgan Chase Bank, N.

November 5, 2020 EX-10.2

Second Amendment to Loan and Security Agreement dated July 24, 2020, by and among Horizon Global Americas Inc. and Cequent Towing Products of Canada Ltd., as borrowers, Horizon Global Corporation and Horizon Global Company LLC, as guarantors, the lenders party thereto and Encina Business Credit, LLC, as agent for the lenders.

SECOND AMENDMENT TO LOAN AND SECURITY AGREEMENT This Second Amendment to Loan and Security Agreement (this “Second Amendment”) is made this 24th day of July, 2020, by and among HORIZON GLOBAL AMERICAS INC.

August 7, 2020 EX-10.4

Horizon Global Corporation 2020 Equity and Incentive Compensation Plan.

Exhibit 10.4 Horizon Global Corporation 2020 Equity and Incentive Compensation Plan 1.Purpose. The purpose of this Plan is to permit award grants to non-employee Directors, officers and other employees of the Company and its Subsidiaries, and certain consultants to the Company and its Subsidiaries, and to provide to such persons incentives and rewards for performance and/or service. 2.Definitions.

August 7, 2020 EX-10.2

Amendment, Limited Waiver and Consent to Credit Agreement dated May 15, 2020 and deemed effective as of April 1, 2020, by and among Horizon Global Corporation, the financial institutions party thereto, as Lenders, and Cortland Capital Market Services LLC (as successor to JPMorgan Chase Bank, N.A.), as Administrative Agent.

Exhibit 10.2 AMENDMENT, LIMITED WAIVER AND CONSENT TO CREDIT AGREEMENT This AMENDMENT, LIMITED WAIVER AND CONSENT TO CREDIT AGREEMENT (this “Agreement”) is dated as of May 15, 2020 and deemed effective as of April 1, 2020, and is entered into by and among HORIZON GLOBAL CORPORATION, a Delaware corporation ( “Borrower”), Cortland Capital Market Services LLC (as successor to JPMorgan Chase Bank, N.A

August 7, 2020 EX-10.3

Amendment, Limited Waiver and Consent to Credit Agreement dated May 15, 2020 and deemed effective as of April 1, 2020, by and among Horizon Global Corporation, the financial institutions party thereto, as Lenders, and Cortland Capital Market Services LLC, as Administrative Agent.

Exhibit 10.3 AMENDMENT, LIMITED WAIVER AND CONSENT TO CREDIT AGREEMENT This AMENDMENT, LIMITED WAIVER AND CONSENT TO CREDIT AGREEMENT (this “Agreement”) is dated as of May 15, 2020 and deemed effective as of April 1, 2020, and is entered into by and among HORIZON GLOBAL CORPORATION, a Delaware corporation (“Borrower”), Cortland Capital Market Services LLC, as administrative agent (in such capacity

August 7, 2020 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 7, 2020 Horizon Global Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-37427 47-3574483 (State or Other Jurisdiction (Commission (IRS Employer of In

August 7, 2020 EX-99.1

HORIZON GLOBAL REPORTS FINANCIAL RESULTS FOR SECOND QUARTER 2020

FOR IMMEDIATE RELEASE CONTACT: Jeff Tryka, CFA Investor Relations, Lambert & Co. (616) 295-2509 [email protected] HORIZON GLOBAL REPORTS FINANCIAL RESULTS FOR SECOND QUARTER 2020 Second Quarter Highlights ▪Improved Cash and Availability(3) to $45.5 million ▪Refinanced First and Second Lien Term Loans into single term loan facility; extends maturity, maintains interest rate level and support

August 7, 2020 EX-10.5

Form of Restricted Stock Units Award Agreement - Board of Directors Grant under the Horizon Global Corporation 2020 Equity and Incentive Stock Plan.

Exhibit 10.5 HORIZON GLOBAL CORPORATION Restricted Stock Units Agreement Board of Directors Grant This RESTRICTED STOCK UNITS AGREEMENT (this “Agreement”) is made as of , 20, by and between Horizon Global Corporation, a Delaware corporation (the “Company”), and (the “Grantee”). 1.Certain Definitions. Capitalized terms used, but not otherwise defined, in this Agreement will have the meanings given

August 7, 2020 EX-10.1

Successor Agent Agreement and Amendment to Credit Agreement, dated April 21, 2020, by and among JPMorgan Chase Bank, N.A., as resigning administrative agent and collateral agent, Cortland Capital Market Services LLC as successor administrative agent and collateral agent, the financial institutions party thereto as Lenders, Horizon Global Corporation and certain of its subsidiaries party thereto as Loan Parties.

Execution Version Exhibit 10.1 SUCCESSOR AGENT AGREEMENT AND AMENDMENT TO CREDIT AGREEMENT This SUCCESSOR AGENT AGREEMENT AND AMENDMENT TO CREDIT AGREEMENT, dated as of April 21, 2020 (this “Agreement”), is entered into among JPMORGAN CHASE BANK, N.A. (“JPM”), as Administrative Agent and Collateral Agent under the Credit Agreement as defined below (in such capacity, the “Resigning Agent”), CORTLAN

August 7, 2020 10-Q

Quarterly Report - 10-Q Q2 2020

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2020 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to . Commission file number 001-37427 HORIZON GL

July 7, 2020 8-K

Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

8-K 1 hzn8-kreporttlamendment7x6.htm 8-K 1.01 HZN TL AMENDMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 6, 2020 Horizon Global Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-37427 47-3574483

June 24, 2020 S-8

- S-8 REGISTRATION STATEMENT

As filed with the Securities and Exchange Commission on June 24, 2020. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 HORIZON GLOBAL CORPORATION (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 47-3574483 (I.R.S.

June 24, 2020 EX-24.1

Power of Attorney

EXHIBIT 24.1 HORIZON GLOBAL CORPORATION REGISTRATION STATEMENT ON FORM S-8 POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that each of the undersigned officers and directors of Horizon Global Corporation, a Delaware corporation (the “Registrant”), hereby constitutes and appoints Terrence G. Gohl, Dennis E. Richardville and Jay Goldbaum, or any of them, each acting alone, as the true and law

June 24, 2020 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders

8-K 1 hzn8-kreporteicpagmvote6x2.htm 8-K 5.02 EICP 5.07 AGM VOTE UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 19, 2020 Horizon Global Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-37427 47-3574

May 28, 2020 SD

- SD CONFLICT MINERALS

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT Horizon Global Corporation (Exact name of registrant as specified in its charter) Delaware 001-37427 47-3574483 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No.) 47912 Halyard Drive, Suite 100 Plymouth, MI 48170 (Address of principal

May 28, 2020 EX-1.01

Conflict Minerals Report of Horizon Global Corporation.

Exhibit 1.01 Horizon Global Corporation Conflict Minerals Report For the Reporting Period January 1, 2019 to December 31, 2019 Horizon Global Corporation (“Horizon” or the “Company”) is filing this Conflict Minerals Report (“CMR”) for the reporting period January 1, 2019 to December 31, 2019 (the “Reporting Period”) as an exhibit to its Form SD (“Form SD”) pursuant to Rule 13p-1 under the Securiti

May 18, 2020 EX-10.2

Second Amendment to Credit Agreement dated March 13, 2020, by and among Horizon Global Corporation, the financial institutions party thereto, as Lenders, and Cortland Capital Market Services LLC, as Administrative Agent and Collateral Agent.

SECOND AMENDMENT TO CREDIT AGREEMENT This SECOND AMENDMENT TO CREDIT AGREEMENT (this “Amendment”) is dated as of March 13, 2020 and is entered into by and among HORIZON GLOBAL CORPORATION, a Delaware corporation (“Borrower”), the financial institutions party to this Amendment as Lenders, and CORTLAND CAPITAL MARKET SERVICES LLC, in its capacity as administrative agent and collateral agent (“Agent”).

May 18, 2020 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 hzn8-kreportq12020earnings.htm 8-K Q1 2020 EARNINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 18, 2020 Horizon Global Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-37427 47-3574483 (Sta

May 18, 2020 EX-10.3

Ninth Amendment to Credit Agreement dated March 13, 2020, by and among Horizon Global Corporation, the financial institutions party thereto, as Lenders, and JPMorgan Chase Bank, N.A., as Administrative Agent.

NINTH AMENDMENT TO CREDIT AGREEMENT This NINTH AMENDMENT TO CREDIT AGREEMENT (this “Amendment”) is dated as of March 13, 2020 and is entered into by and among HORIZON GLOBAL CORPORATION, a Delaware corporation (“Borrower”) and the financial institutions party to this Amendment as Lenders.

May 18, 2020 EX-10.1

Cequent Towing Products of Canada Ltd., as borrowers, Horizon Global Corporation and Horizon Global Company LLC, as guarantors,

LOAN AND SECURITY AGREEMENT Dated as of March 13, 2020 by and among HORIZON GLOBAL AMERICAS INC.

May 18, 2020 10-Q

Quarterly Report - 10-Q 2020 Q1

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2020 or o TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to . Commission file number 001-37427 HORIZON G

May 18, 2020 EX-99.1

HORIZON GLOBAL REPORTS FINANCIAL RESULTS FOR FIRST QUARTER 2020

FOR IMMEDIATE RELEASE CONTACT: Jeff Tryka, CFA Investor Relations, Lambert & Co. (616) 295-2509 [email protected] HORIZON GLOBAL REPORTS FINANCIAL RESULTS FOR FIRST QUARTER 2020 First Quarter Highlights ▪ Successfully amended ABL facility to stabilize liquidity and support future operating flexibility ▪ Net sales decreased $14.4 million, or 8.1%, to $163.3 million from prior year comparable

May 18, 2020 DEF 14A

Horizon Global Corporation 2020 Equity and Incentive Compensation Plan (incorporated herein by reference to Appendix A to the Registrant's definitive proxy statement on Schedule 14A (Commission File No. 001-37437), filed on May 18, 2020)

QuickLinks - Click here to rapidly navigate through this document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

May 15, 2020 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

8-K 1 hzn8-kreport2020502director.htm 8-K DIRECTOR DEPARTURE UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 12, 2020 Horizon Global Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-37427 47-3574483 (

May 11, 2020 NT 10-Q

- NT 10-Q NOTIFICATION

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING Commission File Number 001-37427 (Check One):¨ Form 10-K ¨ Form 20-F ¨ Form 11-K ý Form 10-Q ¨ Form N-SAR ¨ Form N-CSR For Period Ended: March 31, 2020 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 10-Q ¨ Transition Report on Form 20-F ¨ Transition Report on Form N-SAR ¨ Transition Report on Form 11-K For the Transition Period Ended: Read Instruction (on back page) Before Preparing Form.

May 7, 2020 8-K

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 1, 2020 Horizon Global Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-37427 47-3574483 (State or Other Jurisdiction (Commission (IRS Employer of Incor

April 30, 2020 10-K/A

Amendment No. 1 to the Registrant’s Annual Report on Form 10-K/A for the year ended December 31, 2019

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) (Mark One) ý ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019 OR □ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-3687

April 2, 2020 8-K/A

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 13, 2020 Horizon Global Corporation (Exact Name of Registrant as Specified in its Charter) Delaware 001-37427 47-3574483 (State or Other Jurisdiction (Commis

March 23, 2020 8-K

Regulation FD Disclosure

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 23, 2020 Horizon Global Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-37427 47-3574483 (State or Other Jurisdiction (Commission (IRS Employer of In

March 16, 2020 EX-4.3

Description of Securities Registered Under Section 12 of the Securities Exchange Act of 1934.

Exhibit 4.3 DESCRIPTION OF SECURITIES REGISTERED UNDER SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 The following summary description of the common stock, par value $0.01 per share (“common stock”), of Horizon Global Corporation, a Delaware corporation (the “Company”), is based on the provisions of the General Corporation Law of the State of Delaware (“DGCL”) and the Company’s certificate of

March 16, 2020 10-K

Annual Report on Form 10-K for the year ended December 31, 2019

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019 OR o TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number 001-37427 HORIZON GLOBAL

March 16, 2020 EX-99.1

HORIZON GLOBAL REPORTS FINANCIAL RESULTS FOR THE FOURTH QUARTER AND FULL YEAR 2019 Company successfully refinances ABL and names Dennis E. Richardville as Chief Financial Officer

FOR IMMEDIATE RELEASE CONTACT: Jeff Tryka, CFA Investor Relations, Lambert & Co. (616) 295-2509 [email protected] HORIZON GLOBAL REPORTS FINANCIAL RESULTS FOR THE FOURTH QUARTER AND FULL YEAR 2019 Company successfully refinances ABL and names Dennis E. Richardville as Chief Financial Officer Fourth Quarter Highlights ▪ Successful amendment of our ABL to stabilize liquidity and support futur

March 16, 2020 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 13, 2020 Horizon Global Corporation (Exact Name of Registrant as Specified in its Charter) Delaware 001-37427 47-3574483 (State or Other Jurisdiction (Commission (IRS Employer o

March 16, 2020 EX-21.1

Horizon Global Corporation Subsidiary List.

Exhibit 21.1 Horizon Global Corporation Significant (1) Subsidiary List Horizon Global Americas Inc. (Delaware corporation) Westfalia - Automotive GmbH (Germany) Certain companies may also use trade names or other assumed names in the conduct of their business. (1) As defined in Rule 1-02(w) of Regulation S-X, and other more significant operating companies as determined by management

March 4, 2020 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 3, 2020 Horizon Global Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-37427 47-3574483 (State or Other Jurisdiction (Commission (IRS Employer of Inc

March 4, 2020 EX-99.1

HORIZON GLOBAL BOARD OF DIRECTORS APPOINTS DEBRA S. OLER AS DIRECTOR

CONTACT: Jeff Tryka, CFA Investor Relations, Lambert & Co. (616) 295-2509 [email protected] HORIZON GLOBAL BOARD OF DIRECTORS APPOINTS DEBRA S. OLER AS DIRECTOR Plymouth, Michigan, March 4, 2020 — Horizon Global Corporation (NYSE: HZN), the world’s leading manufacturer of branded towing and trailering equipment, announced today that the Company’s Board of Directors increased the size of the

March 3, 2020 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

8-K 1 hzn8-kreportprincipalfinan.htm 8-K 5.02 PRINCIPAL FINANCIAL OFFICER UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 3, 2020 Horizon Global Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-3742

February 10, 2020 SC 13G/A

HZN / Horizon Global Corp. / Cetus Capital Iii, L.p. - SC 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Horizon Global Corporation (Name of Issuer) Common Stock, $0.01 par value per share (Title of Class of Securities) 44052W104 (CUSIP Number) Cetus Capital III, L.P. Littlejohn Opportunities Master Fund LP OFM II, L.P. VSS Fund, L.P. 8 Sound Shore Drive Su

February 10, 2020 EX-99.A

Joint Filing Agreement.

EXHIBIT A JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them of a Statement on Schedule 13G (including any and all amendments thereto) with respect to the Common Stock, par value $0.

December 20, 2019 SC 13D/A

HZN / Horizon Global Corp. / Atlas Capital Resources Ii Lp - SCHEDULE 13D (AMENDMENT NO. 6) Activist Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934* (Amendment No. 6)* Horizon Global Corporation (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 44052W104 (CUSIP Number of Class of Securities) Michael O’Donnell, Esq. Atlas FRM LLC 100 Northfield Street Greenwich, Connecticut 06830 Telephone: (203

December 12, 2019 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 9, 2019 Horizon Global Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-37427 47-3574483 (State or Other Jurisdiction (Commission (IRS Employer of

December 9, 2019 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 4, 2019 Horizon Global Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-37427 47-3574483 (State or Other Jurisdiction (Commission (IRS Employer of

December 9, 2019 EX-99.1

HORIZON GLOBAL BOARD OF DIRECTORS APPOINTS JAMES SISTEK AS CHIEF ADMINISTRATIVE OFFICER

FOR IMMEDIATE RELEASE CONTACT: Jeff Tryka, CFA Investor Relations (616) 295-2509 jtryka@horizonglobal.

November 12, 2019 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 12, 2019 Horizon Global Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-37427 47-3574483 (State or Other Jurisdiction (Commission (IRS Employer of

November 12, 2019 EX-99.1

HORIZON GLOBAL BOARD OF DIRECTORS APPOINTS MATTHEW POLLICK AS CHIEF OPERATING OFFICER

FOR IMMEDIATE RELEASE CONTACT: Jeff Tryka, CFA Investor Relations (616) 295-2509 jtryka@horizonglobal.

November 12, 2019 EX-10.4

Separation Agreement dated October 2, 2019, between Horizon Global Corporation and Carl S. Bizon.

SEPARATION AGREEMENT This Separation Agreement (this “Separation Agreement”) between Horizon Global Corporation (the “Company”) and Carl S.

November 12, 2019 EX-10.3

Consent and Amendment dated September 24, 2019, by and among Horizon Global Corporation, the lenders party thereto and Cortland Capital Market Services LLC, as administrative agent and collateral agent.

CONSENT AND AMENDMENT This CONSENT AND AMENDMENT (this “Consent”) is dated as of September 24, 2019 and is entered into by and among HORIZON GLOBAL CORPORATION, a Delaware corporation (“Borrower”), the financial institutions party to this Consent as Lenders, and CORTLAND CAPITAL MARKET SERVICES LLC, in its capacity as administrative agent and collateral agent (“Agent”).

November 12, 2019 EX-99.1

HORIZON GLOBAL REPORTS FINANCIAL RESULTS FOR THIRD QUARTER 2019 Sells Asia-Pacific Business Segment; De-levers by Over $180 Million and Bolsters Liquidity

FOR IMMEDIATE RELEASE CONTACT: Jeff Tryka, CFA Investor Relations, Lambert & Co. (616) 295-2509 [email protected] HORIZON GLOBAL REPORTS FINANCIAL RESULTS FOR THIRD QUARTER 2019 Sells Asia-Pacific Business Segment; De-levers by Over $180 Million and Bolsters Liquidity ▪ Net sales decreased $16.2 million, or 8.3%, to $177.9 million from prior-year comparable period, primarily attributable to

November 12, 2019 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 12, 2019 Horizon Global Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-37427 47-3574483 (State or Other Jurisdiction (Commission (IRS Employer of

November 12, 2019 EX-10.5

Form of Performance Share Units Award Agreement - Signing Grant.

HORIZON GLOBAL CORPORATION Performance Share Units Agreement Signing Grant This PERFORMANCE SHARE UNITS AGREEMENT (this “Agreement”) is made as of by and between Horizon Global Corporation, a Delaware corporation (the “Company”), and (the “Grantee”).

November 12, 2019 EX-10.2

Consent and Amendment dated September 24, 2019, by and among Horizon Global Corporation, the lenders party thereto and JPMorgan Chase Bank, N.A., as administrative agent and collateral agent.

CONSENT AND AMENDMENT This CONSENT AND AMENDMENT (this “Consent”) is dated as of September 24, 2019 and is entered into by and among HORIZON GLOBAL CORPORATION, a Delaware corporation (“Borrower”), the financial institutions party to this Consent as Lenders, and JPMORGAN CHASE BANK, N.

November 12, 2019 10-Q

HZN / Horizon Global Corp. 10-Q - Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 10-Q (Mark One) x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarterly Period Ended September 30, 2019 or o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Transition Period from to . Commission file number 001-37427 HORIZ

November 12, 2019 EX-10.1

Amended and Restated Limited Consent and Eighth Amendment to Amended and Restated Loan Agreement dated September 19, 2019, by and among Horizon Global Corporation, the other parties thereto, the lenders party thereto and Bank of America, N.A., as administrative agent.

AMENDED AND RESTATED LIMITED CONSENT AND EIGHTH AMENDMENT TO AMENDED AND RESTATED LOAN AGREEMENT This AMENDED AND RESTATED LIMITED CONSENT AND EIGHTH AMENDMENT TO AMENDED AND RESTATED LOAN AGREEMENT (this “Consent and Amendment”) is dated as of September 19, 2019, and is entered into by and among HORIZON GLOBAL CORPORATION, a Delaware corporation (“Parent Borrower”), HORIZON GLOBAL AMERICAS INC.

September 24, 2019 EX-99.1

HORIZON GLOBAL CORPORATION UNAUDITED PRO FORMA CONDENSED CONSOLIDATED FINANCIAL STATEMENTS

HORIZON GLOBAL CORPORATION UNAUDITED PRO FORMA CONDENSED CONSOLIDATED FINANCIAL STATEMENTS Introduction On August 16, 2019, certain subsidiaries of Horizon Global Corporation (“Horizon”, the “Company” or “Seller”) entered into a share sale and purchase agreement (the “Agreement”) to sell its subsidiaries that comprise the Company’s Asia-Pacific operating segment to Hayman Pacific BidCo Pty Ltd.

September 24, 2019 EX-2.1

Share Sale and Purchase Agreement, dated August 16, 2019, by and among certain subsidiaries of Horizon Global Corporation and Hayman Pacific BidCo Pty. Ltd.

Share Sale and Purchase Agreement Hayman Pacific BidCo Pty Ltd (Principal Buyer and, together with the Buyer Nominee (as defined herein), the Buyers) Cequent Bermuda Holdings Ltd (Principal Seller) Horizon GBP Finance LLC (First Thailand Seller) Horizon Euro Finance LLC (Second Thailand Seller) (the Sellers) relating to the sale and purchase of Horizon Global Holdings Australia Pty.

September 24, 2019 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 19, 2019 Horizon Global Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-37427 47-3574483 (State or Other Jurisdiction (Commission (IRS Employer o

September 23, 2019 EX-99.1

Horizon Global Board of Directors Appoints Terrence G. Gohl as Chief Executive Officer Gohl also appointed to the Company’s Board of Directors

CONTACT: Jeff Tryka, CFA Investor Relations (616) 295-2509 [email protected] Horizon Global Board of Directors Appoints Terrence G. Gohl as Chief Executive Officer Gohl also appointed to the Company’s Board of Directors Troy, Michigan, August 30, 2019 — Horizon Global Corporation (NYSE: HZN), the world’s leading manufacturer of branded towing and trailering equipment, announced today that t

September 23, 2019 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 20, 2019 Horizon Global Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-37427 47-3574483 (State or Other Jurisdiction (Commission (IRS Employer o

September 3, 2019 SC 13D

HZN / Horizon Global Corp. / Wilson Harry James - SC 13D HZN WILSON MAEVA Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 Horizon Global Corporation (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 44052W104 (CUSIP Number) Harry Wilson MAEVA Group, LLC 360 Hamilton Avenue 4th Floor White Plains, New York 10601 (914) 623-8211 (Name, Address and Telephone

September 3, 2019 EX-2

Resurgent Capital, LLC Limited Liability Company Agreement

Exhibit 2 LIMITED LIABILITY COMPANY AGREEMENT RESURGENT CAPITAL, LLC This Limited Liability Company Agreement (this “Agreement”) is entered into as of February 21, 2019, by and among each of the Persons who execute this Agreement from time-to-time as Members.

September 3, 2019 EX-1

Joint Filing Agreement

Exhibit 1 JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1).

August 30, 2019 EX-1

Joint Filing Agreement

EX-1 2 ex1jointfilingagreement083.htm EXHIBIT 1 JOINT FILING AGREEMENT Exhibit 1 JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13D and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained ther

August 30, 2019 SC 13D

HZN / Horizon Global Corp. / Horizon Global Corp - SC 13D HZN WILSON MAEVA Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 Horizon Global Corporation (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 44052W104 (CUSIP Number) Harry Wilson MAEVA Group, LLC 360 Hamilton Avenue 4th Floor White Plains, New York 10601 (914) 623-8211 (Name, Address and Telephone

August 30, 2019 EX-2

Resurgent Capital, LLC Limited Liability Company Agreement

EX-2 3 ex2resurgentcapitalllcfina.htm EXHIBIT 2 RESURGENT LLC Exhibit 2 LIMITED LIABILITY COMPANY AGREEMENT RESURGENT CAPITAL, LLC This Limited Liability Company Agreement (this “Agreement”) is entered into as of February 21, 2019, by and among each of the Persons who execute this Agreement from time-to-time as Members. Recitals A. Resurgent Capital, LLC (the “Company”) was organized under the Del

August 21, 2019 8-K

Entry into a Material Definitive Agreement

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 16, 2019 Horizon Global Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-37427 47-3574483 (State or Other Jurisdiction (Commission (IRS Employer of I

August 8, 2019 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 8, 2019 Horizon Global Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-37427 47-3574483 (State or Other Jurisdiction (Commission (IRS Employer of In

August 8, 2019 EX-99.1

HORIZON GLOBAL REPORTS FINANCIAL RESULTS FOR SECOND QUARTER 2019

FOR IMMEDIATE RELEASE CONTACT: Jeff Tryka, CFA Investor Relations (616) 295-2509 jtryka@horizonglobal.

August 8, 2019 EX-10.3

Omnibus Consent, Waiver and Amendment dated as of June 11, 2019 to Second Lien Term Loan Credit Agreement, dated as of March 15, 2019, by and among Horizon Global Corporation, the other parties thereto, the lenders party thereto and Cortland Capital Markets Services LLC, as administrative agent and collateral agent.

Exhibit 10.3 OMNIBUS CONSENT, WAIVER AND AMENDMENT This OMNIBUS CONSENT, WAIVER AND AMENDMENT (this “Consent”) is dated as of June 11, 2019 and is entered into by and among HORIZON GLOBAL CORPORATION, a Delaware corporation (“Borrower”), the other Loan Parties party hereto, the financial institutions party to this Consent as Lenders, and CORTLAND CAPITAL MARKET SERVICES LLC, in its capacity as adm

August 8, 2019 10-Q

HZN / Horizon Global Corp. 10-Q - Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 10-Q (Mark One) x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarterly Period Ended June 30, 2019 or o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Transition Period from to . Commission file number 001-37427 HORIZON GL

August 8, 2019 EX-3.1

Amended and Restated Certificate of Incorporation of Horizon Global Corporation, as amended.

Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF HORIZON GLOBAL CORPORATION Horizon Global Corporation (the “Corporation”), a corporation organized and existing under the laws of the State of Delaware, hereby certifies as follows: A. The name of the Corporation is Horizon Global Corporation. The Corporation’s original Certificate of Incorporation was filed with the Secretary of Sta

August 8, 2019 EX-10.2

Omnibus Consent, Waiver and Amendment dated as of June 6, 2019 to the Amended and Restated Loan Agreement dated as of December 22, 2015, by and among Horizon Global Corporation, Horizon Global Americas Inc., Cequent UK Limited, Cequent Towing Products of Canada Ltd., the other parties thereto, the lenders party thereto and Bank of America, N.A., as administrative agent.

Exhibit 10.2 OMNIBUS CONSENT, WAIVER AND AMENDMENT This OMNIBUS CONSENT, WAIVER AND AMENDMENT (this “Consent”) is dated as of June 6, 2019 and is entered into by and among HORIZON GLOBAL CORPORATION, a Delaware corporation (“Parent Borrower”), HORIZON GLOBAL AMERICAS INC., a Delaware corporation (“Horizon Americas”) (f/k/a Cequent Performance Products, Inc., a Delaware corporation and successor by

August 8, 2019 EX-10.4

Omnibus Consent, Waiver and Amendment dated as of June 11, 2019 by and among Horizon Global Corporation, the lenders party thereto and JPMorgan Chase Bank, N.A., as administrative agent.

Exhibit 10.4 OMNIBUS CONSENT, WAIVER AND AMENDMENT This OMNIBUS CONSENT, WAIVER AND AMENDMENT (this “Consent”) is dated as of June 11, 2019 and is entered into by and among HORIZON GLOBAL CORPORATION, a Delaware corporation (“Borrower”), the other Loan Parties party hereto, the financial institutions party to this Consent as Lenders, and JPMORGAN CHASE BANK, N.A., in its capacity as administrative

July 25, 2019 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 21, 2019 Horizon Global Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-37427 47-3574483 (State or Other Jurisdiction (Commission (IRS Employer of Inc

June 28, 2019 8-K

Unregistered Sales of Equity Securities, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 25, 2019 Horizon Global Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-37427 47-3574483 (State or Other Jurisdiction (Commission (IRS Employer of Inc

June 7, 2019 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 6, 2019 Horizon Global Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-37427 47-3574483 (State or Other Jurisdiction (Commission (IRS Employer of Inco

June 7, 2019 DEFA14A

HZN / Horizon Global Corp. DEFA14A - - DEFA14A PRESS RELEASE

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (RULE 14A-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy Statement x Definitive Additional Materials o Soliciting Material under §240.

May 30, 2019 SD

HZN / Horizon Global Corp. SD - -

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT Horizon Global Corporation (Exact name of registrant as specified in its charter) Delaware 001-37427 47-3574483 (State or other jurisdiction (Commission (IRS Employer of incorporation) File Number) Identification No.) 2600 W Big Beaver Road, Suite 555 Troy, Michigan 48084 (Address of princ

May 30, 2019 EX-1.01

Conflict Minerals Report of Horizon Global Corporation

Exhibit 1.01 Horizon Global Corporation Conflict Minerals Report For the Reporting Period January 1, 2018 to December 31, 2018 Horizon Global Corporation (“Horizon” or the “Company”) is filing this Conflict Minerals Report (“CMR”) for the reporting period January 1, 2018 to December 31, 2018 (the “Reporting Period”) as an exhibit to its Form SD (“Form SD”) pursuant to Rule 13p-1 under the Securiti

May 24, 2019 DEF 14A

HZN / Horizon Global Corp. DEF 14A - - DEF 14A PROXY STATEMENT

QuickLinks - Click here to rapidly navigate through this document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

May 9, 2019 EX-99.1

HORIZON GLOBAL REPORTS FINANCIAL RESULTS FOR FIRST QUARTER 2019

FOR IMMEDIATE RELEASE CONTACT: Christi Cowdin Director, Corporate Communications & Investor Relations (248) 593-8810 ccowdin@horizonglobal.

May 9, 2019 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 9, 2019 Horizon Global Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-37427 47-3574483 (State or Other Jurisdiction (Commission (IRS Employer of Incor

May 9, 2019 EX-10.5

Fifth Amendment to Amended and Restated Loan Agreement and Omnibus Amendment, dated as of February 26, 2019 to the Amended and Restated Loan Agreement dated as of December 22, 2015, by and among Horizon Global Corporation, Horizon Global Americas Inc., Cequent UK Limited, Cequent Towing Products of Canada Ltd., the other parties thereto, the lenders party thereto and Bank of America, N.A., as administrative agent.

EX-10.5 Exhibit 10.5 FIFTH AMENDMENT TO AMENDED AND RESTATED LOAN AGREEMENT AND OMNIBUS AMENDMENT This FIFTH AMENDMENT TO AMENDED AND RESTATED LOAN AGREEMENT AND OMNIBUS AMENDMENT (this “Amendment”) is dated as of February 26, 2019, and is entered into by and among HORIZON GLOBAL CORPORATION, a Delaware corporation (“Parent Borrower”), HORIZON GLOBAL AMERICAS INC., a Delaware corporation (“Horizon

May 9, 2019 EX-10.1

Fifth Amendment to Credit Agreement, dated as of February 20, 2019, to the Term Loan Credit Agreement, dated as of June 30, 2015, by and among Horizon Global Corporation, the lenders party thereto and JPMorgan Chase Bank, N.A., as administrative agent.

EX-10.1 1 Exhibit 10.1 Execution Version FIFTH AMENDMENT TO CREDIT AGREEMENT FIFTH AMENDMENT (this “Amendment”), dated as of February 20, 2019, to the Term Loan Credit Agreement dated as of June 30, 2015 (as amended, supplemented, amended and restated or otherwise modified from time to time, including by this Amendment, the “Credit Agreement”), among Horizon Global Corporation (the “Borrower”), th

May 9, 2019 EX-10.7

Sixth Amendment to Amended and Restated Loan Agreement, dated as of March 7, 2019 to the Amended and Restated Loan Agreement dated as of December 22, 2015, by and among Horizon Global Corporation, Horizon Global Americas Inc., Cequent UK Limited, Cequent Towing Products of Canada Ltd., the other parties thereto, the lenders party thereto and Bank of America, N.A., as administrative agent.

EX-10.7 Exhibit 10.7 Execution Version SIXTH AMENDMENT TO AMENDED AND RESTATED LOAN AGREEMENT This SIXTH AMENDMENT TO AMENDED AND RESTATED LOAN AGREEMENT (this “Amendment”) is dated as of March 7, 2019, and is entered into by and among HORIZON GLOBAL CORPORATION, a Delaware corporation (“Parent Borrower”), HORIZON GLOBAL AMERICAS INC., a Delaware corporation (“Horizon Americas”) (f/k/a Cequent Per

May 9, 2019 10-Q

HZN / Horizon Global Corp. 10-Q Quarterly Report 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 10-Q (Mark One) x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarterly Period Ended March 31, 2019 or o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Transition Period from to . Commission file number 001-37427 HORIZON G

May 9, 2019 EX-10.4

First Amendment to Credit Agreement, dated as of February 26, 2019, to Credit Agreement dated as of February 20, 2019, by and among Horizon Global Corporation, the other parties thereto, the lenders party thereto and Cortland Capital Markets Services LLC, as administrative agent and collateral agent.

EX-10.4 1 Exhibit 10.4 Execution Copy FIRST AMENDMENT TO CREDIT AGREEMENT FIRST AMENDMENT (this “Amendment”), dated as of February 26, 2019, to the Credit Agreement dated as of February 20, 2019 (as amended, supplemented, amended and restated or otherwise modified from time to time, including by this Amendment, the “Credit Agreement”), among Horizon Global Corporation (the “Borrower”), the several

May 9, 2019 EX-10.8

Third Amendment to Credit Agreement, dated as of March 14, 2019, to Credit Agreement dated as of February 20, 2019, by and among Horizon Global Corporation, the other parties thereto, the lenders party thereto and Cortland Capital Markets Services LLC, as administrative agent and collateral agent.

EX-10.8 1 Exhibit 10.8 Execution Version THIRD AMENDMENT TO CREDIT AGREEMENT THIRD AMENDMENT (this “Amendment”), dated as of March 14, 2019, to the Credit Agreement dated as of February 20, 2019 (as amended, supplemented, amended and restated or otherwise modified from time to time, including by this Amendment, the “Credit Agreement”), among Horizon Global Corporation (the “Borrower”), the several

May 9, 2019 EX-10.6

Second Amendment to Credit Agreement, dated as of March 7, 2019, to Credit Agreement dated as of February 20, 2019, by and among Horizon Global Corporation, the other parties thereto, the lenders party thereto and Cortland Capital Markets Services LLC, as administrative agent and collateral agent.

EX-10.6 1 Exhibit 10.6 Execution Version SECOND AMENDMENT TO CREDIT AGREEMENT SECOND AMENDMENT (this “Amendment”), dated as of March 7, 2019, to the Credit Agreement dated as of February 20, 2019 (as amended, supplemented, amended and restated or otherwise modified from time to time, including by this Amendment, the “Credit Agreement”), among Horizon Global Corporation (the “Borrower”), the severa

May 9, 2019 EX-10.12

Seventh Amendment to Credit Agreement, dated as of May 7, 2019, to the Term Loan Credit Agreement, dated as of June 30, 2015, by and among Horizon Global Corporation, the lenders party thereto and JPMorgan Chase Bank, N.A., as administrative agent.

Exhibit 10.12 SEVENTH AMENDMENT TO CREDIT AGREEMENT SEVENTH AMENDMENT (this “Amendment”), dated as of May 7, 2019, to the Term Loan Credit Agreement dated as of June 30, 2015 (as amended, supplemented, amended and restated or otherwise modified from time to time, including by this Amendment, the “Credit Agreement”), among Horizon Global Corporation (the “Borrower”), the several banks and other fin

May 9, 2019 EX-10.9

Second Lien Term Loan Credit Agreement dated as of March 15, 2019, by and among Horizon Global Corporation, the other parties thereto, the lenders party thereto and Cortland Capital Markets Services LLC, as administrative agent and collateral agent.

EX-10.9 Exhibit 10.9 Execution Version SECOND LIEN TERM LOAN CREDIT AGREEMENT dated as of March 15, 2019, among HORIZON GLOBAL CORPORATION, The Lenders Party Hereto, and CORTLAND CAPITAL MARKET SERVICES LLC, as Administrative Agent and Collateral Agent TABLE OF CONTENTS Page ARTICLE I DEFINITIONS SECTION 1.01 Defined Terms 1 SECTION 1.02 Classification of Loans and Borrowings 26 SECTION 1.03 Terms

May 9, 2019 EX-10.2

Fourth Amendment to Amended and Restated Loan Agreement and Omnibus Amendment, dated as of February 20, 2019 to the Amended and Restated Loan Agreement dated as of December 22, 2015, by and among Horizon Global Corporation, Horizon Global Americas Inc., Cequent UK Limited, Cequent Towing Products of Canada Ltd., the other parties thereto, the lenders party thereto and Bank of America, N.A., as administrative agent.

EX-10.2 3 d742864dex102.htm EXHIBIT 10.2 Exhibit 10.2 FOURTH AMENDMENT TO AMENDED AND RESTATED LOAN AGREEMENT AND OMNIBUS AMENDMENT This FOURTH AMENDMENT TO AMENDED AND RESTATED LOAN AGREEMENT AND OMNIBUS AMENDMENT (this “Amendment”) is dated as of February 20, 2019, and is entered into by and among HORIZON GLOBAL CORPORATION, a Delaware corporation (“Parent Borrower”), HORIZON GLOBAL AMERICAS INC

May 9, 2019 EX-10.3

Credit Agreement dated as of February 20, 2019, by and among Horizon Global Corporation, the other parties thereto, the lenders party thereto and Cortland Capital Markets Services LLC, as administrative agent and collateral agent.

EX-10.3 EXHIBIT 10.3 Execution Version $10,000,000 CREDIT AGREEMENT dated as of February 20, 2019, among HORIZON GLOBAL CORPORATION, The Lenders Party Hereto, and CORTLAND CAPITAL MARKET SERVICES LLC, as Administrative Agent and Collateral Agent, TABLE OF CONTENTS Page ARTICLE I DEFINITIONS SECTION 1.01 Defined Terms 1 SECTION 1.02 Classification of Loans and Borrowings 20 SECTION 1.03 Terms Gener

May 9, 2019 EX-10.11

Seventh Amendment to Amended and Restated Loan Agreement, dated as of March 15, 2019 to the Amended and Restated Loan Agreement dated as of December 22, 2015, by and among Horizon Global Corporation, Horizon Global Americas Inc., Cequent UK Limited, Cequent Towing Products of Canada Ltd., the other parties thereto, the lenders party thereto and Bank of America, N.A., as administrative agent.

EX-10.11 Exhibit 10.11 Execution Version SEVENTH AMENDMENT TO AMENDED AND RESTATED LOAN AGREEMENT This SEVENTH AMENDMENT TO AMENDED AND RESTATED LOAN AGREEMENT (this “Amendment”) is dated as of March 15, 2019, and is entered into by and among HORIZON GLOBAL CORPORATION, a Delaware corporation (“Parent Borrower”), HORIZON GLOBAL AMERICAS INC., a Delaware corporation (“Horizon Americas”) (f/k/a Cequ

May 9, 2019 EX-10.10

Sixth Amendment to Credit Agreement, dated as of March 15, 2019, to the Term Loan Credit Agreement, dated as of June 30, 2015, by and among Horizon Global Corporation, the lenders party thereto and JPMorgan Chase Bank, N.A., as administrative agent.

EX-10.10 Exhibit 10.10 SIXTH AMENDMENT TO CREDIT AGREEMENT SIXTH AMENDMENT (this “Amendment”), dated as of March 15, 2019, to the Term Loan Credit Agreement dated as of June 30, 2015 (as amended, supplemented, amended and restated or otherwise modified from time to time, including by this Amendment, the “Credit Agreement”), among Horizon Global Corporation (the “Borrower”), the subsidiaries of the

May 1, 2019 PRE 14A

HZN / Horizon Global Corp. PRE 14A PRE 14A PRELIMINARY PROXY STATEMENT

QuickLinks - Click here to rapidly navigate through this document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

April 30, 2019 10-K/A

HZN / Horizon Global Corp. 10-K/A Annual Report 10-K/A AMENDMENT TO ANNUAL REPORT 12-31-2018

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) (Mark One) ý ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2018 OR □ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-3687

April 30, 2019 EX-99.1

RTSR Peer Group Constituent Companies

Exhibit 99.1 RTSR Peer Group Constituent Companies The full list of companies comprising the RTSR peer group for the PSUs granted for the 2016-2018 performance period is provided below: ACCURIDE CORP. INTEGRATED ELECTRICAL SVCS ALLIED MOTION TECHNOLOGIES INTERNATIONAL WIRE GRP HLDGS AMERESCO INC. INTERSECTIONS INC. API TECHNOLOGIES CORP. JASON INDUSTRIES INC. ARC DOCUMENT SOLUTIONS INC. KADANT INC

April 24, 2019 EX-99.1

HORIZON GLOBAL ANNOUNCES GOVERNANCE INITIATIVES TO ALIGN WITH SHAREHOLDERS

FOR IMMEDIATE RELEASE CONTACT: Christi Cowdin Director, Corporate Communications & Investor Relations (248) 593-8810 ccowdin@horizonglobal.

April 24, 2019 8-K/A

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 23, 2019 Horizon Global Corporation (Exact Name of Registrant as Specified in its Charter) Delaware 001-37427 47-3574483 (State or Other Jurisdiction (Commis

April 24, 2019 DEFA14A

HZN / Horizon Global Corp. 8-K/A 8.01 14A SOLICITATION

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 23, 2019 Horizon Global Corporation (Exact Name of Registrant as Specified in its Charter) Delaware 001-37427 47-3574483 (State or Other Jurisdiction (Commis

April 24, 2019 EX-99.1

Press Release dated April 23, 2019

FOR IMMEDIATE RELEASE CONTACT: Christi Cowdin Director, Corporate Communications & Investor Relations (248) 593-8810 ccowdin@horizonglobal.

April 23, 2019 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 23, 2019 Horizon Global Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-37427 47-3574483 (State or Other Jurisdiction (Commission (IRS Employer of In

April 23, 2019 EX-99.1

HORIZON GLOBAL ANNOUNCES GOVERNANCE INITIATIVES TO ALIGN WITH SHAREHOLDERS

FOR IMMEDIATE RELEASE CONTACT: Christi Cowdin Director, Corporate Communications & Investor Relations (248) 593-8810 ccowdin@horizonglobal.

April 22, 2019 8-K/A

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 2, 2019 Horizon Global Corporation (Exact Name of Registrant as Specified in its Charter) Delaware 001-37427 47-3574483 (State or Other Jurisdiction (Commiss

April 5, 2019 SC 13D/A

HZN / Horizon Global Corp. / Atlas Capital Resources Ii Lp - SCHEDULE 13D (AMENDMENT NO. 5) Activist Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934* (Amendment No. 5)* Horizon Global Corporation (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 44052W104 (CUSIP Number of Class of Securities) Michael O’Donnell, Esq. Atlas FRM LLC 100 Northfield Street Greenwich, Connecticut 06830 Telephone: (203

April 4, 2019 EX-99.1

HORIZON GLOBAL ANNOUNCES EXPANSION OF ITS BOARD OF DIRECTORS

FOR IMMEDIATE RELEASE CONTACT: Christi Cowdin Director, Corporate Communications & Investor Relations (248) 593-8810 ccowdin@horizonglobal.

April 4, 2019 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 2, 2019 Horizon Global Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-37427 47-3574483 (State or Other Jurisdiction (Commission (IRS Employer of Inc

March 22, 2019 SC 13D/A

HZN / Horizon Global Corp. / Corre Partners Management, LLC Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No.

March 19, 2019 S-8

HZN / Horizon Global Corp. S-8 REGISTRATION STATEMENT

As filed with the Securities and Exchange Commission on March 19, 2019. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 HORIZON GLOBAL CORPORATION (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 47-3574483 (I.R.S

March 18, 2019 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 18, 2019 Horizon Global Corporation (Exact Name of Registrant as Specified in its Charter) Delaware 001-37427 47-3574483 (State or Other Jurisdiction (Commission (IRS Employer o

March 18, 2019 EX-99.1

HORIZON GLOBAL REPORTS FINANCIAL RESULTS FOR THE FOURTH QUARTER AND FULL YEAR 2018

FOR IMMEDIATE RELEASE CONTACT: Christi Cowdin Director, Corporate Communications & Investor Relations (248) 593-8810 ccowdin@horizonglobal.

March 18, 2019 EX-10.52

Updated Exhibit A to Horizon Global Corporation Executive Severance/Change of Control Policy effective as of November 6, 2018.

Exhibit A Tier Level Tier I Participants Tier II Participants Chief Executive Officer Chief Financial Officer* General Counsel* Chief Human Resources Officer Chief Information Officer Business Unit Presidents Termination Multipliers and Periods Participation Tier Non-COC Multiplier Non-COC Period COC Multiplier COC Period I 1.

March 18, 2019 10-K

HZN / Horizon Global Corp. 10-K (Annual Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 Form 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2018 Or o TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-37427 HORIZON GLOBAL C

March 18, 2019 EX-10.30

Horizon Global Corporation Amended and Restated 2015 Equity and Incentive Compensation Plan.

HORIZON GLOBAL CORPORATION AMENDED AND RESTATED 2015 EQUITY AND INCENTIVE COMPENSATION PLAN (Amended and Restated as of May 8, 2018) 1.

March 18, 2019 EX-10.51

Separation and Consulting Agreement between Horizon Global Corporation and David G. Rice dated December 3, 2018.

SEPARATION AND CONSULTING AGREEMENT This Separation and Consulting Agreement (this “Separation Agreement”) between Horizon Global Corporation (the “Company”) and David G.

March 18, 2019 EX-21.1

Horizon Global Corporation Subsidiary List.

Exhibit 21.1 Horizon Global Corporation Significant (1) Subsidiary List Horizon Global Americas Inc. (Delaware corporation) Cequent UK Limited (United Kingdom) Horizon Global Holdings Australia Pty. Ltd. (Australia) TriMotive Asia Pacific Limited (Thailand) Westfalia - Automotive GmbH (Germany) Certain companies may also use trade names or other assumed names in the conduct of their business. (1)

March 16, 2019 EX-3.1

Series A Preferred Stock Certificate of Designations.

CERTIFICATE OF DESIGNATIONS, PREFERENCES AND RIGHTS OF SERIES A PREFERRED STOCK OF HORIZON GLOBAL CORPORATION Pursuant to Section 151 of the General Corporation Law of the State of Delaware Horizon Global Corporation, a Delaware corporation (the “Corporation”), hereby certifies that, in accordance with the provisions of Section 151 of the General Corporation Law of the State of Delaware, the Board of Directors of the Corporation has duly adopted the following resolutions: RESOLVED, that, pursuant to Article IV of the Corporation’s Amended and Restated Certificate of Incorporation (which authorizes 100,000,000 shares of preferred stock, par value $0.

March 16, 2019 EX-4.1

Form of Warrant

THIS WARRANT AND THE SECURITIES ISSUABLE UPON EXERCISE OF THIS WARRANT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND MAY NOT UNDER ANY CIRCUMSTANCES BE SOLD, TRANSFERRED, OR OTHERWISE DISPOSED OF WITHOUT AN EFFECTIVE REGISTRATION STATEMENT FOR SUCH SECURITIES UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND ANY OTHER APPLICABLE SECURITIES LAWS OR AN OPINION OF COUNSEL SATISFACTORY TO THE COMPANY THAT REGISTRATION IS NOT REQUIRED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE SECURITIES LAWS.

March 16, 2019 EX-4.2

Form of Warrant (Relating to Series A Preferred Stock).

THIS WARRANT AND THE SECURITIES ISSUABLE UPON EXERCISE OF THIS WARRANT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND MAY NOT UNDER ANY CIRCUMSTANCES BE SOLD, TRANSFERRED, OR OTHERWISE DISPOSED OF WITHOUT AN EFFECTIVE REGISTRATION STATEMENT FOR SUCH SECURITIES UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND ANY OTHER APPLICABLE SECURITIES LAWS OR AN OPINION OF COUNSEL SATISFACTORY TO THE COMPANY THAT REGISTRATION IS NOT REQUIRED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE SECURITIES LAWS.

March 16, 2019 8-K

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 14, 2019 Horizon Global Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-37427 47-3574483 (State or Other Jurisdiction (Commission (IRS Employer of In

March 13, 2019 8-K

Entry into a Material Definitive Agreement, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 7, 2019 Horizon Global Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-37427 47-3574483 (State or Other Jurisdiction (Commission (IRS Employer of Inc

March 13, 2019 EX-99.4

Nomination Agreement, dated as of March 11, 2019, between Atlas and Jeffrey E. Kirt

EXHIBIT 99.4 Nomination Agreement, dated as of March 11, 2019, between Atlas and Jeffrey E. Kirt Atlas FRM LLC 100 Northfield Street Greenwich, Connecticut 06830 March 11, 2019 Jeffrey E. Kirt [Redacted] [Redacted] Re: Horizon Global Corporation Dear Mr. Jeffrey E. Kirt: Thank you for agreeing to serve as a nominee for election to the board of directors (the “Board”) of Horizon Global Corporation

March 13, 2019 EX-99.3

Nomination Agreement, dated as of March 11, 2019, between Atlas and Frederick A. Henderson

EXHIBIT 99.3 Nomination Agreement, dated as of March 11, 2019, between Atlas and Frederick A. Henderson Atlas FRM LLC 100 Northfield Street Greenwich, Connecticut 06830 March 11, 2019 Frederick A. Henderson [Redacted] [Redacted] Re: Horizon Global Corporation Dear Mr. Frederick A. Henderson: Thank you for agreeing to serve as a nominee for election to the board of directors (the “Board”) of Horizo

March 13, 2019 EX-99.2

Nomination Notice, dated as of March 11, 2019

EXHIBIT 99.2 Nomination Notice, dated as of March 11, 2019 Lapetus Capital LLC 100 Northfield Street Greenwich, Connecticut 06830 March 11, 2019 VIA PERSONAL DELIVERY AND EMAIL Horizon Global Corporation 2600 W. Big Beaver Road, Suite 555 Troy, Michigan 48084 Attention: Jay Goldbaum, General Counsel and Corporate Secretary Re: Notice of Nominations of Persons for Election to the Board of Directors

March 13, 2019 SC 13D/A

HZN / Horizon Global Corp. / Atlas Capital Resources Ii Lp - SCHEDULE 13D/A, #4 Activist Investment

SC 13D/A 1 a28556218a.htm SCHEDULE 13D/A, #4 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934* (Amendment No. 4)* Horizon Global Corporation (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 44052W104 (CUSIP Number of Class of Securities) Michael O’Donnell, Esq. Atlas FRM LLC 100 Northfield Street

February 26, 2019 8-K

Regulation FD Disclosure, Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 20, 2018 Horizon Global Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-37427 47-3574483 (State or Other Jurisdiction (Commission (IRS Employer of

February 26, 2019 EX-99.1

Highly Confidential – Contains Information Subject to Confidentiality Agreements Lender Presentation February 2019 NYSE: HZN 1 Highly Confidential – Contains Information Subject to Confidentiality Agreements Forward-Looking Statements This presentati

exhibit991lenderpresenta Highly Confidential – Contains Information Subject to Confidentiality Agreements Lender Presentation February 2019 NYSE: HZN 1 Highly Confidential – Contains Information Subject to Confidentiality Agreements Forward-Looking Statements This presentation contains “forward-looking statements” as defined in the Private Securities Litigation Reform Act of 1995.

February 20, 2019 8-K

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 20, 2019 Horizon Global Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-37427 47-3574483 (State or Other Jurisdiction (Commission (IRS Employer of

February 20, 2019 EX-3.1

Amended and Restated By-laws of Horizon Global Corporation.

Exhibit 3.1 AMENDED AND RESTATED HORIZON GLOBAL CORPORATION BYLAWS ARTICLE I OFFICES SECTION 1. Registered Office. The registered office of “HORIZON GLOBAL CORPORATION”, a Delaware Corporation (the “Corporation”), shall be in the City of Wilmington, County of New Castle, State of Delaware. SECTION 2. Other Offices. The Corporation may also have offices at such other places both within and without

February 14, 2019 SC 13G/A

HZN / Horizon Global Corp. / Cetus Capital Iii, L.p. - SC 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* Horizon Global Corporation (Name of Issuer) Common Stock, $0.01 par value per share (Title of Class of Securities) 44052W104 (CUSIP Number) Cetus Capital III, L.P. Littlejohn Opportunities Master Fund LP OFM II, L.P. VSS Fund, L.P. 8 Sound Shore Drive S

February 14, 2019 EX-99.A

Joint Filing Agreement.

EXHIBIT A JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them of a Statement on Schedule 13G (including any and all amendments thereto) with respect to the Common Stock, par value $0.

February 11, 2019 SC 13G/A

HZN / Horizon Global Corp. / FIRST MANHATTAN CO - NONE Passive Investment

Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* HORIZON GLOBAL CORP (Name of Issuer) COMMON (Title of Class of Securities) 44052W104 (CUSIP Number) Calendar Year 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which

February 6, 2019 8-K

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 5, 2019 Horizon Global Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-37427 47-3574483 (State or Other Jurisdiction (Commission (IRS Employer of

February 6, 2019 EX-3.1

Amended and Restated Bylaws, effective February 5, 2019

Exhibit 3.1 AMENDED AND RESTATED HORIZON GLOBAL CORPORATION BYLAWS ARTICLE I OFFICES SECTION 1. Registered Office. The registered office of “HORIZON GLOBAL CORPORATION”, a Delaware Corporation (the “Corporation”), shall be in the City of Wilmington, County of New Castle, State of Delaware. SECTION 2. Other Offices. The Corporation may also have offices at such other places both within and without

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