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| CIK | 1497649 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Graphene & Solar Technologies Limited
SEC Filings (Chronological Order)
Denne side giver en komplet, kronologisk liste over SEC-arkiveringer, eksklusive ejerskabsregistreringer, som vi leverer andre steder.
| July 15, 2025 |
FORM 10-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark One) FORM 10-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 333-174194 GRAPHENE & SOLAR TECHNOLOGIES LIMITED (Exact name of registr |
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| January 8, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 commission file number 333-174194 NOTIFICATION OF LATE FILING (Check One): ☒ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: September 30, 2024 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report |
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| October 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2024 ☐ Transition Report Under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 333-174194 GRAPHENE & SOLAR TECHNOLOGIES |
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| August 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 commission file number 333-174194 NOTIFICATION OF LATE FILING (Check One): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: June 30, 2024 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on F |
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| May 24, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2024 ☐ Transition Report Under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 333-174194 GRAPHENE & SOLAR TECHNOLOGIE |
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| May 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 commission file number 333-174194 NOTIFICATION OF LATE FILING (Check One): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: March 31, 2024 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on |
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| March 27, 2024 |
vUNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended December 31, 2023 ☐ Transition Report Under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 333-174194 GRAPHENE & SOLAR TECHNOL |
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| February 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 commission file number 333-174194 NOTIFICATION OF LATE FILING (Check One): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: December 31, 2023 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report |
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| February 12, 2024 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 9, 2024 GRAPHENE & SOLAR TECHNOLOGIES LIMITED (Exact name of registrant as specified in its charter) colorado (State or other jurisdiction of incorporation) 333-174194 (Commi |
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| February 12, 2024 |
Non-binding Memorandum of Understanding (MOU) Exhibit 99.1 |
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| February 9, 2024 | ||
| February 9, 2024 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 5, 2024 GRAPHENE & SOLAR TECHNOLOGIES LIMITED (Exact name of registrant as specified in its charter) colorado (State or other jurisdiction of incorporation) 333-174194 (Commi |
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| January 16, 2024 |
FORM 10-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark One) FORM 10-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 333-174194 GRAPHENE & SOLAR TECHNOLOGIES LIMITED (Exact name of registr |
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| December 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 commission file number 333-174194 NOTIFICATION OF LATE FILING (Check One): ☒ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: September 30, 2023 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report |
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| November 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 9, 2023 GRAPHENE & SOLAR TECHNOLOGIES LIMITED (Exact name of registrant as specified in its charter) colorado (State or other jurisdiction of incorporation) 333-174194 (Commi |
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| September 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2023 ☐ Transition Report Under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 333-174194 GRAPHENE & SOLAR TECHNOLOGIES |
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| August 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 commission file number 333-174194 NOTIFICATION OF LATE FILING (Check One): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: June 30, 2023 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on F |
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| August 4, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2023 ☐ Transition Report Under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 333-174194 GRAPHENE & SOLAR TECHNOLOGIE |
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| June 29, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended December 31, 2022 ☐ Transition Report Under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 333-174194 GRAPHENE & SOLAR TECHNOLO |
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| April 12, 2023 |
FORM 10-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark One) FORM 10-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 333-174194 GRAPHENE & SOLAR TECHNOLOGIES LIMITED (Exact name of registr |
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| December 27, 2022 |
NT 10-K 1 gstx12b25.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 commission file number 333-174194 NOTIFICATION OF LATE FILING (Check One):☒ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: September 30, 2022 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 1 |
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| August 30, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 20, 2021 GRAPHENE & SOLAR TECHNOLOGIES LIMITED (Exact name of registrant as specified in its charter) colorado (State or other jurisdiction of incorporation) 333-174194 (Comm |
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| August 18, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2022 ? Transition Report Under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 333-174194 GRAPHENE & SOLAR TECHNOLOGIES |
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| August 15, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 commission file number 333-174194 NOTIFICATION OF LATE FILING (Check One): ? Form 10-K ? Form 20-F ? Form 11-K ? Form 10-Q ? Form 10-D ? Form N-SAR ? Form N-CSR For Period Ended: June 30, 2022 ? Transition Report on Form 10-K ? Transition Report on Form 20-F ? Transition Report on Form 11-K ? Transition Report on F |
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| August 4, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2022 ? Transition Report Under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 333-174194 GRAPHENE & SOLAR TECHNOLOGIE |
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| July 29, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended December 31, 2021 ? Transition Report Under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 333-174194 GRAPHENE & SOLAR TECHNOLO |
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| May 24, 2022 |
FORM 10-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark One) FORM 10-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 333-174194 GRAPHENE & SOLAR TECHNOLOGIES LIMITED (Exact name of registr |
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| February 17, 2022 |
NT 10-Q 1 gstx12b25.htm FORM 12B-25 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 commission file number 333-174194 NOTIFICATION OF LATE FILING (Check One): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: December 31, 2021 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Repo |
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| December 22, 2021 |
NT 10-K 1 gstx12b25.htm FORM 12B-25 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 commission file number 333-174194 NOTIFICATION OF LATE FILING (Check One): ☒ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: September 30, 2021 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Rep |
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| December 22, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 20, 2021 GRAPHENE & SOLAR TECHNOLOGIES LIMITED (Exact name of registrant as specified in its charter) colorado (State or other jurisdiction of incorporation) 333-174194 (Comm |
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| September 28, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 27, 2021 GRAPHENE & SOLAR TECHNOLOGIES LIMITED (Exact name of registrant as specified in its charter) Colorado 333-174194 27-2888719 (State or other jurisdiction of incorpor |
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| September 28, 2021 |
Graphene & Solar Technologies ‘GSTX’ New Shareholder Letter & Operational Update EXHIBIT 99.1 Graphene & Solar Technologies ?GSTX? New Shareholder Letter & Operational Update Newport Beach California, September 27, 2021- (OTC: GSTX) Graphene & Solar Technologies Limited, releases Shareholder Letter & Company Operational Update with current activities announcements including details of a 2021 US $47 million recent acquisition and updates of new corporate initiatives. 1. US $47 |
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| September 2, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2021 ? Transition Report Under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 333-174194 GRAPHENE & SOLAR TECHNOLOGIES |
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| August 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 commission file number 333-174194 NOTIFICATION OF LATE FILING (Check One): ? Form 10-K ? Form 20-F ? Form 11-K ? Form 10-Q ? Form 10-D ? Form N-SAR ? Form N-CSR For Period Ended: June 30, 2021 ? Transition Report on Form 10-K ? Transition Report on Form 20-F ? Transition Report on Form 11-K ? Transition Report on F |
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| July 29, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 6, 2021 GRAPHENE & SOLAR TECHNOLOGIES LIMITED (Exact name of registrant as specified in its charter) Colorado 333-174194 27-2888719 (State or other jurisdiction of incorporation) |
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| July 29, 2021 |
EXHIBIT 10.1 Garofalo & Associates, LLC One Devonshire Place Mergers, Boston, Massachusetts 02109 Acquisitions, [email protected] Divestitures Corporate and Business Development Consultants Cell: (617) 877-1974 Mr. Roger May May 6, 2021 Chief Executive Officer Graphene and Solar Technologies Roger Please accept this letter as my formal resignation as Chairman and Director of GSTX effective imm |
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| May 27, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2021 ? Transition Report Under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 333-174194 GRAPHENE & SOLAR TECHNOLOGIE |
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| March 23, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended December 31, 2020 ? Transition Report Under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 333-174194 GRAPHENE & SOLAR TECHNOLO |
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| February 17, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 commission file number 333-174194 NOTIFICATION OF LATE FILING (Check One): ? Form 10-K ? Form 20-F ? Form 11-K ? Form 10-Q ? Form 10-D ? Form N-SAR ? Form N-CSR For Period Ended: December 31, 2020 ? Transition Report on Form 10-K ? Transition Report on Form 20-F ? Transition Report on Form 11-K ? Transition Report |
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| February 17, 2021 |
FORM 10-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2020 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 333-174194 GRAPHENE & SOLAR TECHNOLOGIES LIMITED (Exact name of registr |
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| December 29, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 commission file number 333-174194 NOTIFICATION OF LATE FILING (Check One): ☒ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: September 30, 2020 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report |
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| December 16, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 15, 2020 GRAPHENE & SOLAR TECHNOLOGIES LIMITED (Exact name of registrant as specified in its charter) Colorado 333-174194 27-2888719 (State or other jurisdiction of incorpora |
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| September 8, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2020 ☐ Transition Report Under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 333-174194 GRAPHENE & SOLAR TECHNOLOGIES |
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| August 13, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 commission file number 333-174194 NOTIFICATION OF LATE FILING (Check One): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: June 30, 2020 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on F |
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| July 23, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 20, 2020 GRAPHENE & SOLAR TECHNOLOGIES LIMITED (Exact name of registrant as specified in its charter) Colorado 333-174194 27-2888719 (State or other jurisdiction of incorporation |
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| July 16, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2020 ☐ Transition Report Under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 333-174194 GRAPHENE & SOLAR TECHNOLOGIE |
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| July 7, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended December 31, 2019 ☐ Transition Report Under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 333-174194 GRAPHENE & SOLAR TECHNOLO |
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| June 9, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 1, 2020 GRAPHENE & SOLAR TECHNOLOGIES LIMITED (Exact name of registrant as specified in its charter) Colorado 333-174194 27-2888719 (State or other jurisdiction of incorporation) |
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| June 4, 2020 |
Letter of Heaton & Company PLLC EXHIBIT 16.1 May 27, 2020 Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 We have read Item 4.01 of the Current Report on Form 8-K dated May 27, 2020 of Graphene Solar and Technologies, and are in agreement with the statements regarding our firm. We have no basis to agree or disagree with the other statements contained therein. Very truly yours, /s/ Pinnacle Accountanc |
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| June 4, 2020 |
Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 7, 2020 GRAPHENE & SOLAR TECHNOLOGIES LIMITED COLORADO 333-174194 27-2888719 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification N |
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| March 31, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 28, 2020 GRAPHENE & SOLAR TECHNOLOGIES LIMITED (Exact name of registrant as specified in its charter) Colorado 333-174194 27-2888719 (State or other jurisdiction of incorporatio |
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| February 13, 2020 |
GSTX / Graphene & Solar Technologies Ltd. NT 10-Q - - NT 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 COMMISSION FILE NUMBER 333-174194 NOTIFICATION OF LATE FILING (Check One): o Form 10-K ¨ Form 20-F ¨ Form 11-K x Form 10-Q ¨ Form 10-D ¨ Form N-SAR ¨ Form N-CSR For Period Ended: December 31, 2019 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Transition Report |
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| January 21, 2020 |
GSTX / Graphene & Solar Technologies Ltd. 10-K - Annual Report - FORM 10-K FORM 10-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2019 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 333-174194 GRAPHENE & SOLAR TECHNOLOGIES LIMITED (Exact name of registr |
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| December 27, 2019 |
GSTX / Graphene & Solar Technologies Ltd. NT 10-K - - NT 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 COMMISSION FILE NUMBER 333-174194 NOTIFICATION OF LATE FILING (Check One): x Form 10-K ¨ Form 20-F ¨ Form 11-K o Form 10-Q ¨ Form 10-D ¨ Form N-SAR ¨ Form N-CSR For Period Ended: September 30, 2019 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Transition Report |
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| December 19, 2019 |
GSTX / Graphene & Solar Technologies Ltd. CORRESP - - Graphene & Solar Technologies Limited 433 Camden Drive, Suite 600 Beverly Hills, CA 90210 VIA EDGAR December 18, 2019 Securities and Exchange Commission Division of Corporation Finance, Office of Beverages, Apparel and Mining 100 F Street NE, Washington, DC 20549 Attn: John Coleman Re: Graphene & Solar Technologies Limited Form 10-K for the fiscal year ended September 30, 2018 Filed January 23, 2019 File No. |
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| December 10, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 10, 2019 (December 14, 2019) GRAPHENE & SOLAR TECHNOLOGIES LIMITED (Exact name of registrant as specified in its charter) Colorado 333-174194 27-2888719 (State or other juris |
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| September 24, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 16, 2019 GRAPHENE & SOLAR TECHNOLOGIES LIMITED (Exact name of registrant as specified in its charter) Colorado 333-174194 27-2888719 (State or other jurisdiction of incorpor |
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| September 24, 2019 |
Business Consulting Agreement dated as of September 19, 2019 between the Company and Nils Ollquist. EXHIBIT 10.1 Business Consulting Agreement This Business Consulting Agreement (the “Agreement”) is entered into September 19, 2019 and by and between: OFS Capital Group of Shell Tower, Times Square, Causeway Bay, Hong Kong, represented by Nils A. Ollquist (“Consultant”) and Graphene & Solar Technologies Limited 88 Lorimer st Docklands, Victoria 3008, Australia (“Company”) This Agreement relates to |
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| September 11, 2019 |
GSTX / Graphene & Solar Technologies Ltd. 10-Q - Quarterly Report - FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2019 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 333-174194 GRAPHENE & SOLAR TECHNOLOGIES LIMITED (Exact name of regi |
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| August 23, 2019 |
Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 22, 2019 GRAPHENE & SOLAR TECHNOLOGIES LIMITED COLORADO 333-174194 27-2888719 (State or other jurisdiction of incorporation) (Commission File Number) (I.R.S Employer Identifica |
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| August 20, 2019 |
Letter from Farber Hass Hurley LLP EXHIBIT 16.1 August 16, 2019 Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549 Re; Commission File No. 333-174194 Dear Sirs/Madams: We have read Item 4.01 of Graphene & Solar Technologies Limited’s Form 8-K dated August 14, 2019 and we agree with the statements made therein. Yours truly, /s/ Farber Hass Hurley LLP Oxnard, California Exhibit 16.1 – 1 |
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| August 20, 2019 |
Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 14, 2019 GRAPHENE & SOLAR TECHNOLOGIES LIMITED COLORADO 333-174194 27-2888719 (State or other jurisdiction of incorporation) (Commission File Number) (I.R.S Employer Identifica |
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| May 21, 2019 |
GSTX / Graphene & Solar Technologies Ltd. 10-Q - Quarterly Report - FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2019 ¨ Transition Report Under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: None GRAPHENE & SOLAR TECHNOLOGIES LIMI |
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| April 9, 2019 |
GSTX / Graphene & Solar Technologies Ltd. CORRESP CORRESP 1 filename1.htm GRAPHENE & SOLAR TECHNOLOGIES LIMITED 433 North Camden Drive, Suite 600 Beverly Hills, CA 90210 April 9, 2019 VIA EDGAR Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-6010 Re: Graphene & Solar Technology Limited Registration Statement on Form S-1 (Reg. No. 333-230734) Ladies and Gentlemen: On behalf of Graphene & Solar Technology Limited, the u |
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| April 5, 2019 |
Articles of Amendment, dated September 29, 2015 (filed herewith). EXHIBIT 3.2 ARTICLES OF AMENDMENT (Filed pursuant to Section 7-90-301, et seq. and Section 7-110-106 of the Colorado Statutes) 1. For the entity, its ID number and name are: ID number: 20101351412 Entity name: Vanguard Energy Corporation 2. The new entity name (if applicable) is: 3. (if the following statement applies, adopt the statement by marking the box and include an attachment) ¨ This docume |
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| April 5, 2019 |
GSTX / Graphene & Solar Technologies Ltd. FORM S-1 As filed with the Securities and Exchange Commission on April , 2019 Registration No. |
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| April 5, 2019 |
Articles of Amendment, dated September 18, 2018 (filed herewith). EXHIBIT 3.4 ARTICLES OF AMENDMENT (Filed pursuant to Section 7-90-301, et seq. and Section 7-110-106 of the Colorado Statutes) 1. For the entity, its ID number and name are: ID number: 20101351412 Entity name: Solar Quartz Technology Corporation 2. The new entity name (if applicable) is: Graphene & Solar Technologies Limited. 3. (if the following statement applies, adopt the statement by marking t |
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| February 28, 2019 |
GSTX / Graphene & Solar Technologies Ltd. FORM 10-Q (Quarterly Report) 10-Q 1 gstx10q.htm FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended December 31, 2018 ¨ Transition Report Under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: None GR |
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| February 14, 2019 |
VNGE / Vanguard Energy Corporation NT 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC File Number 000-000000 NOTIFICATION OF LATE FILING (Check One): ¨ Form 10-K ¨ Form 20-F ¨ Form 11-K x Form 10-Q ¨ Form 10-D ¨ Form N-SAR ¨ FonnN-CSR For Period Ended: December 31, 2018 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Fonn 11-K ¨ Transition Report on Fonn |
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| February 5, 2019 |
EXHIBIT 99.1 Graphene & Solar Technologies Ltd. files 8K with SEC announcing a name change, new stock symbol, and appointment of new auditors Los Angeles, CA. - February 4, 2019 - Graphene & Solar Technologies Ltd. (GSTX) filed a Form 8K with the Securities & Exchange Commission today, announcing FINRA confirmation of the new stock symbol “GSTX” and the name change from Solar Quartz Technologies C |
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| February 5, 2019 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 14, 2018 Graphene & Solar Technologies LTD (Exact name of Company as specified in its charter) Colorado 333-174194 27-2888719 (State or other jurisdiction of Incorporation) (Commission Fil |
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| January 23, 2019 |
VNGE / Vanguard Energy Corporation FORM 10-K (Annual Report) FORM 10-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2018 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: None GRAPHENE & SOLAR TECHNOLOGIES LIMITED (Exact name of registrant as |
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| January 22, 2019 |
EXHIBIT 7 CORRESPONDENCE FROM AN INDEPENDENT ACCOUNTANT REGARDING NON-RELIANCE ON A PREVIOUSLY ISSUED AUDIT REPORT OR COMPLETED INTERIM REVIEW January 17, 2019 Office of the Chief Accountant Securities and Exchange Commission 100 F Street, N. |
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| January 22, 2019 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): September 7, 2018 GRAPHENE & SOLAR TECHNOLOGIES LIMITED (formerly known as Solar Quartz Technologies Corporation) (Exact Name of Company as Specified in its Charter) Colorado 333-174194 27-288 |
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| January 14, 2019 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 14, 2018 Graphene & Solar Technologies LTD (Exact name of Company as specified in its charter) Colorado 333-174194 27-2888719 (State or other jurisdiction of Incorporation) (Commission Fil |
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| January 14, 2019 |
Frank G. Herrera appointed as Interim CFO of Graphene & Solar Technologies Ltd. Exhibit 99.1 Frank G. Herrera appointed as Interim CFO of Graphene & Solar Technologies Ltd. December 20, 2018 13:41 ET | Source: Graphene & Solar Technologies Ltd. LOS ANGELES, Dec. 20, 2018 (GLOBE NEWSWIRE) - Frank G. Herrera has been appointed as Interim CFO of Graphene & Solar Technologies Ltd., (SQTX) as of December 7, 2018, replacing Warren Dillard. Herrera has been the official company acco |
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| September 7, 2018 |
VNGE / Vanguard Energy Corporation FORM 10-K (Annual Report) U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 2015 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO COMMISSION FILE NUMBER: 333-174194 SOLAR QUARTZ TECHNOLO |
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| September 7, 2018 |
Subsidiaries (incorporated by reference to Form 10-K filed on September 7, 2018). EXHIBIT 21 SUBSIDIARIES Solar Quartz Technologies Limited, a New Zealand corporation |
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| August 20, 2018 |
VNGE / Vanguard Energy Corporation FORM 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q þ Quarterly Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2018 ¨ Transition Report Under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: None SOLAR QUARTZ TECHNOLOGIES CORPORATI |
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| July 25, 2018 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): June 19, 2018 SOLAR QUARTZ TECHNOLOGIES CORPORATION (Exact Name of Company as Specified in its Charter) Colorado 333-174194 27-2888719 (State or Other Jurisdiction of Incorporation) (Commissio |
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| May 22, 2018 |
VNGE / Vanguard Energy Corporation FORM 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x Quarterly Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2018 ¨ Transition Report Under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: None SOLAR QUARTZ TECHNOLOGIES CORPORAT |
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| February 14, 2018 |
VNGE / Vanguard Energy Corporation FORM 10-K (Quarterly Report) 10-Q 1 sqtx10q.htm FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x Quarterly Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended December 31, 2017 ¨ Transition Report Under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: None SO |
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| January 17, 2018 |
VNGE / Vanguard Energy Corporation FORM 10-Q (Quarterly Report) 10-Q 1 sqtx10q.htm FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x Quarterly Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2017 o Transition Report Under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: None SOLAR |
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| January 17, 2018 |
VNGE / Vanguard Energy Corporation FORM 10-Q (Quarterly Report) 10-Q 1 sqtx10q.htm FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x Quarterly Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2017 ¨ Transition Report Under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: None SOLAR |
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| January 17, 2018 |
VNGE / Vanguard Energy Corporation FORM 10-Q (Quarterly Report) 10-Q 1 sqtx10q.htm FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x Quarterly Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended December 31, 2016 ¨ Transition Report Under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: None SO |
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| January 17, 2018 |
VNGE / Vanguard Energy Corporation FORM 10-Q (Quarterly Report) 10-Q 1 sqtx10q.htm FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x Quarterly Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2016 ¨ Transition Report Under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: None SOLAR |
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| January 17, 2018 |
VNGE / Vanguard Energy Corporation FORM 10-Q (Quarterly Report) sqtx10q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x Quarterly Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2016 ? Transition Report Under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: None SOLAR QUARTZ TECHNOLOG |
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| January 17, 2018 |
VNGE / Vanguard Energy Corporation FORM 10-Q (Quarterly Report) 10-Q 1 sqtx10q.htm FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x Quarterly Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended December 31, 2015 ¨ Transition Report Under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: None SO |
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| January 16, 2018 |
Solar Quartz Technologies Limited, a New Zealand corporation, corporate Extract EXHIBIT 21 |
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| January 16, 2018 |
ML 30238 Resource Authority Public Report of Ownership EXHIBIT 99.4 |
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| January 16, 2018 |
ML 30237 Resource Authority Public Report of Ownership EXHIBIT 99.3 |
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| January 16, 2018 |
ML 30239 Resource Authority Public Report of Ownership EXHIBIT 99.5 |
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| January 16, 2018 |
FORM 10-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark One) 10-K 1 sqtx10k.htm FORM 10-K FORM 10-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2017 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: None SOLAR QUARTZ TECHNOLOGIES CORPORATION |
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| January 16, 2018 |
ML 30235 Resource Authority Public Report of Ownership EXHIBIT 99.1 |
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| January 16, 2018 |
ML 30236 Resource Authority Public Report of Ownership EXHIBIT 99.2 |
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| December 27, 2017 |
VNGE / Vanguard Energy Corporation NT 10-K NT 10-K 1 sqtxnt10k.htm NT 10-K UNITED STATES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB Number: 3235-0058 Expires: October 31, 2018 Estimated average burden hours per response . . 2.50 FORM 12b-25 SEC File Number NOTIFICATION OF LATE FILING CUSIP NUMBER (Check One): x Form 10-K ¨ Form 20-F ¨ Form 11-K ¨ Form 10-Q ¨ Form 10-D ¨ Form N-SAR ¨ Form N-CSR For Period End |
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| November 17, 2017 |
FORM 10-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark One) 10-K 1 vnge10k.htm FORM 10-K FORM 10-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark One) ¨ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2016 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: None SOLAR QUARTZ TECHNOLOGIES CORPORATION |
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| October 12, 2017 |
EXHIBIT 9 SOLAR QUARTZ TECHNOLOGIES CORP. Rare Solar & Semi-conductor Industry Investment Opportunity New Solar Grade HPQS Production Plant in USA & Australia US Public Company – “OTC: SQTX” (Oct. 2017 Update) 1. The Company Following the July 2017 completion of its US $530 million take-over by a USA publicly listed corporation, (formerly known as Vanguard Energy Corp), Solar Quartz Technologies C |
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| October 12, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): October 10, 2017 SOLAR QUARTZ TECHNOLOGIES CORPORATION (Exact name of registrant as specified in its charter) Colorado None 27-2888719 (State or other jurisdiction of incorporation) ( |
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| October 12, 2017 |
EXHIBIT 99.6 DRAFT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x Quarterly Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2016 o Transition Report Under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: None VANGUARD ENERGY |
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| October 12, 2017 |
EXHIBIT 99.5 DRAFT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x Quarterly Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2016 o Transition Report Under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: None VANGUARD ENERGY |
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| October 12, 2017 |
FORM 10-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark One) EXHIBIT 99.8 DRAFT FORM 10-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2015 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: None VANGUARD ENERGY CORPORATION (Exact name of regi |
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| October 12, 2017 |
vngeex20.htm EXHIBIT 20 Copy Number CONFIDENTIAL PRIVATE PLACEMENT MEMORANDUM Solar Quartz Technologies Corporation SQTX Up to 1,000,000 Shares of Common Stock at $1.50 per share, Minimum Purchase Per Investor ? 20,000 Shares This Confidential Private Placement Memorandum (the "Memorandum") has been prepared in connection with an offering (the "Offering") of up to 1,000,000 shares of Common Stock, |
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| October 12, 2017 |
EXHIBIT 99.3 DRAFT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x Quarterly Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended December 31, 2016 o Transition Report Under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: None VANGUARD ENE |
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| October 12, 2017 |
EXHIBIT 99.7 DRAFT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x Quarterly Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended December 31, 2015 o Transition Report Under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: None VANGUARD ENE |
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| October 12, 2017 |
EXHIBIT 99.2 DRAFT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x Quarterly Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2017 o Transition Report Under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: None VANGUARD ENERGY |
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| October 12, 2017 |
EXHIBIT 99.1 DRAFT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x Quarterly Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2017 o Transition Report Under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: None VANGUARD ENERGY |
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| October 12, 2017 |
DRAFT FORM 10-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark One) EXHIBIT 99.4 DRAFT FORM 10-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Forthe fiscal year ended September 30, 2016 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: None VANGUARD ENERGY CORPORATION (Exact name of regis |
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| October 3, 2017 |
EX-99.2 6 vngeex992.htm QUARTZ HILL DEVELOPMENT PLAN EXHIBIT 99.2 |
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| October 3, 2017 |
White Springs Development Plan vngeex994.htm EXHIBIT 99.4 |
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| October 3, 2017 |
vngeex31.htm EXHIBIT 3.1 |
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| October 3, 2017 |
vngeex101.htm EXHIBIT 10.1 ASSET ACQUISITION AGREEMENT TO EXCHANGE SECURITIES BETWEEN VANGUARD ENERGY CORPORATION AND SOLAR QUARTZ TECHNOLOGIES, INC. 1 INDEX ARTICLE I - EXCHANGE OF SECURITIES 6 ARTICLE II - REPRESENTATIONS AND WARRANTIES 6 2.01 - Organization 6 2.02 - Capital 6 2.03 - Directors, Officers, Compensation Banks 6 2.04 - Financial Statements 7 2.05 - Absence of Changes 7 2.06 - Absenc |
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| October 3, 2017 |
vngeex32.htm EXHIBIT 3.2 |
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| October 3, 2017 |
vngeex991.htm EXHIBIT 99.1 |
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| October 3, 2017 |
Vanguard Energy FORM 8-K/A (Current Report/Significant Event) vnge8ka.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Amendment 1 CURRENT REPORT 17 Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): July 1, 2017 SOLAR QUARTZ TECHNOLOGIES CORPORATION (Exact name of registrant as specified in its charter) Colorado None 27-2888719 (State or other jurisdict |
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| October 3, 2017 |
vngeex993.htm EXHIBIT 99.3 1 2 3 |
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| January 5, 2015 |
FORM 10-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark One) FORM 10-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2014 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: None VANGUARD ENERGY CORPORATION (Exact name of registrant as specified |
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| October 6, 2014 |
FORM 10-K/A Amendment No. 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark One) 10-K/A 1 vnge10ka.htm ANNUAL REPORT FORM 10-K/A Amendment No. 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark One) þ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2013 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: None VANGUARD ENE |
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| August 14, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q R Quarterly Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2014 o Transition Report Under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: None VANGUARD ENERGY CORPORATION (Exact |
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| May 19, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A R Quarterly Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2014 o Transition Report Under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: None VANGUARD ENERGY CORPORATION (Exa |
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| May 15, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q R Quarterly Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2014 o Transition Report Under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: None VANGUARD ENERGY CORPORATION (Exact |
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| February 14, 2014 |
plcc20140213bsc13g.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Vanguard Energy Corporation (Name of Issuer) Common Stock, $0.00001 Par Value (Title of Class of Securities) 92203D103 (CUSIP Number) December 31, 2013 (Date of Event Which Requires Filing of this Statement) Check the appropriate bo |
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| February 14, 2014 |
To Schedule 13G Joint Filing Agreement ex99-1.htm Exhibit 99.1 To Schedule 13G Joint Filing Agreement The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated February 14, 2014 in connection with their beneficial ownership of warrants of Vanguard Energy Corporation Chester L.F. Paulson and Jacqueline M. Paulson authorize Paulson Investment Company, Inc. and Paulson Capital Corp. to execut |
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| February 13, 2014 |
10-Q 1 vnge10q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q R Quarterly Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended December 31, 2013 o Transition Report Under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: None VANGUARD ENE |
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| January 3, 2014 |
Exhibit 99 |
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| January 3, 2014 |
FORM 10-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark One) FORM 10-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark One) þ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2013 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: None VANGUARD ENERGY CORPORATION (Exact name of registrant as specified |
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| August 9, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q R Quarterly Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2013 o Transition Report Under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: None VANGUARD ENERGY CORPORATION (Exact |
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| May 14, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q R Quarterly Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2013 o Transition Report Under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: None VANGUARD ENERGY CORPORATION (Exact |
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| February 27, 2013 |
CONSENT OF INDEPENDENT PETROLEUM ENGINEERS EXHIBIT 23.3 CONSENT OF INDEPENDENT PETROLEUM ENGINEERS We hereby consent in this Registration Statement of Vanguard Energy Corporation on Form S-1 of references to our firm, in the context in which they appear, to our reserve estimates as of September 30, 2012 and to Exhibit 99 included in the Registration Statement relating to the Company's proven oil and gas reserves. NOVA RESOURCE, INC. By: /s |
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| February 27, 2013 |
EXHIBIT 23.1(i) CONSENT OF ATTORNEYS Reference is made to the Registration Statement of Vanguard Energy Corporation on Form S-1 whereby the Company plans to issue 1,500,000 Class A warrants, as well as 1,500,000 shares of common stock issuable upon the exercise of the Class A warrants, and selling shareholders propose to sell up to 2,897,360 shares of the Company’s common stock. Reference is also |
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| February 27, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 AMENDMENT NO. 3 VANGUARD ENERGY CORPORATION (Exact name of registrant as specified in charter) Colorado 1381 27-2888719 (State or other jurisdiction of incorporation) (Primary Standard Classi- fication Code Number) (IRS Employer I.D. Number) 1330 Post Oak Blvd., |
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| February 27, 2013 |
EXHIBIT 99 N O V A R E S O U R C E , I N C . VANGUARD ENERGY CORPORATION Estimated Future Reserves and Income Attributable to Certain Leasehold and Royalty Interests In Hardin County, Texas SEC Parameters As of September 30, 2011 \s\ Joseph V. Rochefort Joseph V. Rochefort QRE CPG # 3358; CGP # 90 QRE CT51-101 President NOVA RESOURCE INCORPORATED Texas Corporation 01605143-00 NOVA RESOURCE INCORPO |
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| February 27, 2013 |
EXHIBIT 23.1(ii) CONSENT OF ATTORNEYS Reference is made to the Registration Statement of Vanguard Energy Corporation on Form S-1 whereby the Company plans to issue 1,500,000 Class A warrants, as well as 1,500,000 shares of common stock issuable upon the exercise of the Class A warrants, and selling shareholders propose to sell up to 2,897,360 shares of the Company’s common stock. Reference is also |
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| February 19, 2013 |
SCHEDULE 13G JOINT FILING AGREEMENT Exhibit 1 SCHEDULE 13G JOINT FILING AGREEMENT The undersigned and each other person executing this joint filing agreement (this “Agreement”) agree as follows: (i) The undersigned and each other person executing this Agreement are individually eligible to use the Schedule 13G in accordance with the Securities Exchange Act of 1934 and the regulations promulgated thereunder is attached and such sched |
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| February 19, 2013 |
SC 13G 1 paulsonsc13g-021913c.htm SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. n/a )* Vanguard Energy Corporation (Name of Issuer) Common Stock (Title of Class of Securities) 92203D103 (CUSIP Number) Calendar Year 2012 (Date of Event Which Requires Filing of this Statement) Check the appro |
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| February 13, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q R Quarterly Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended December 31, 2012 o Transition Report Under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: None VANGUARD ENERGY CORPORATION (Ex |
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| January 30, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 AMENDMENT NO. 2 VANGUARD ENERGY CORPORATION (Exact name of registrant as specified in charter) Colorado 1381 27-2888719 (State or other jurisdiction of incorporation) (Primary Standard Classi- fication Code Number) (IRS Employer I.D. Number) 1330 Post Oak Blvd., |
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| January 30, 2013 |
EXHIBIT 99 N O V A R E S O U R C E , I N C . VANGUARD ENERGY CORPORATION Estimated Future Reserves and Income Attributable to Certain Leasehold and Royalty Interests In Hardin County, Texas SEC Parameters As of September 30, 2011 \s\ Joseph V. Rochefort Joseph V. Rochefort QRE CPG # 3358; CGP # 90 QRE CT51-101 President NOVA RESOURCE INCORPORATED Texas Corporation 01605143-00 NOVA RESOURCE INCORPO |
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| December 28, 2012 |
EXHIBIT 99 N O V A R E S O U R C E , I N C . VANGUARD ENERGY CORPORATION Estimated Future Reserves and Income Attributable to Certain Leasehold and Royalty Interests In Hardin County, Texas SEC Parameters as of September 30, 2012 c \s\ Joseph V. Rochefort Joseph V. Rochefort QRE CPG # 3358; CGP # 90 QRE CT51-101 President NOVA RESOURCE INCORPORATED Texas Corporation 01605143-00 NOVA RESOURCE INCOR |
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| December 28, 2012 |
FORM 10-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark One) þ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2012 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: None VANGUARD ENERGY CORPORATION (Exact name of registrant as specified |
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| October 9, 2012 |
Vanguard Energy CORPORATION TERMS OF SERIES C WARRANTS EX-4.10 4 vngeex410.htm FORM OF SERIES C WARRANT EXHIBIT 4.10 Vanguard Energy CORPORATION TERMS OF SERIES C WARRANTS Section 1 Definitions The following terms used in this document shall have the following meanings (unless otherwise expressly provided herein): The “Act.” The Securities Act of 1933, as amended. The “Commission.” The Securities and Exchange Commission. The “Company.” Vanguard Energy |
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| October 9, 2012 |
Vanguard Energy CORPORATION TERMS OF WARRANTS EXHIBIT 4.11 Vanguard Energy CORPORATION TERMS OF WARRANTS Section 1 Definitions The following terms used in this document shall have the following meanings (unless otherwise expressly provided herein): The “Act.” The Securities Act of 1933, as amended. The “Commission.” The Securities and Exchange Commission. The “Company.” Vanguard Energy Corporation, a Colorado corporation. “Shares.” The Shares |
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| October 9, 2012 |
VANGUARD ENERGY CORPORATION SERIES E WARRANT Warrant No. [__] Original Issue Date:______, 2012 EXHIBIT 4.12 NEITHER THE SECURITIES REPRESENTED HEREBY NOR THE SECURITIES ISSUABLE UPON EXERCISE OF THESE SECURITIES HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), OR UNDER THE SECURITIES LAWS OF ANY STATES. THESE SECURITIES ARE SUBJECT TO RESTRICTIONS ON TRANSFERABILITY AND RESALE AND MAY NOT BE TRANSFERRED OR RESOLD EXCEPT AS PERMITTED UNDER THE SECURIT |
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| October 9, 2012 |
- FORM OF REGISTRATION AMENDMENT 1 S-1/A 1 vnges1a.htm FORM OF REGISTRATION AMENDMENT 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 AMENDMENT NO. 1 VANGUARD ENERGY CORPORATION (Exact name of registrant as specified in charter) Colorado 1381 27-2888719 (State or other jurisdiction of incorporation) (Primary Standard Classi- fication Code Num |
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| October 9, 2012 |
Vanguard Energy Corporation COMPANY WARRANT AGREEMENT-SERIES B WARRANTS TERMS OF WARRANTS EXHIBIT 4.9 Vanguard Energy Corporation COMPANY WARRANT AGREEMENT-SERIES B WARRANTS TERMS OF WARRANTS Section 1 Definitions The following terms used in this document shall have the following meanings (unless otherwise expressly provided herein): The “Act.” The Securities Act of 1933, as amended. The “Commission.” The Securities and Exchange Commission. The “Company.” Vanguard Energy Corporation, a |
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| October 9, 2012 |
EX-4.8 2 vngeex48.htm FORM OF SERIES A WARRANT EXHIBIT 4.8 Vanguard Energy CORPORATION COMPANY WARRANT AGREEMENT TERMS OF WARRANTS Section 1 Definitions The following terms used in this document shall have the following meanings (unless otherwise expressly provided herein): The “Act.” The Securities Act of 1933, as amended. The “Commission.” The Securities and Exchange Commission. The “Company.” V |
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| August 14, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q R Quarterly Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2012 o Transition Report Under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: None VANGUARD ENERGY CORPORATION (Exact |
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| May 10, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q þ Quarterly Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2012 o Transition Report Under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: None VANGUARD ENERGY CORPORATION (Exact |
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| April 26, 2012 |
EXHIBIT 99 The reserve report is based upon the ownership of a 100% working interest in Vanguard’s leases in the Batson Dome Field. |
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| April 26, 2012 |
Registration Statement - FORM OF REGISTRATION S-1 1 vnges1.htm FORM OF REGISTRATION UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 VANGUARD ENERGY CORPORATION (Exact name of registrant as specified in charter) Colorado 1381 27-2888719 (State or other jurisdiction of incorporation) (Primary Standard Classi- fication Code Number) (IRS Employer I.D. Number) |
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| February 14, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q R Quarterly Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended December 31, 2011 o Transition Report Under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: None VANGUARD ENERGY CORPORATION (Ex |
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| December 30, 2011 |
FORM 10-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark One) þ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2011 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: None VANGUARD ENERGY CORPORATION (Exact name of registrant as specified |
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| December 30, 2011 |
EXHIBIT 99 The reserve report is based upon the ownership of a 100% working interest in Vanguard’s leases in the Batson Dome Field. |
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| November 29, 2011 |
4,800,000 Units Each unit consisting of one share of common stock and one Class A warrant 424B4 1 a2206365z424b4.htm 424B4 Table of Contents Filed Pursuant to Rule 424(b)(4) Registration No. 333-174194 PROSPECTUS 4,800,000 Units Each unit consisting of one share of common stock and one Class A warrant This is an initial public offering of units of Vanguard Energy Corporation. Each unit consists of one share of common stock and one Class A warrant. We expect that the units will be offer |
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| November 14, 2011 |
HART & TRINEN, LLP ATTORNEYS AT LAW 1624 Washington Street Denver, CO 80203 HART & TRINEN, LLP ATTORNEYS AT LAW 1624 Washington Street Denver, CO 80203 William T. |
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| November 7, 2011 |
Vanguard Energy Corporation UNDERWRITING AGREEMENT dated , 2011 Paulson Investment Company, Inc. EX-1.1 2 a2206195zex-11.htm EX-1.1 Exhibit 1.1 Vanguard Energy Corporation UNDERWRITING AGREEMENT dated , 2011 Paulson Investment Company, Inc. Underwriting Agreement , 2011 Paulson Investment Company, Inc. 811 SW Naito Parkway Portland, Oregon 97204 Ladies and Gentlemen: Introductory. Vanguard Energy Corporation, a Colorado corporation (the “Company”), proposes to issue and sell to the several un |
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| November 7, 2011 |
As filed with the Securities and Exchange Commission on November , 2011 S-1/A 1 a2206195zs-1a.htm S-1/A Table of Contents As filed with the Securities and Exchange Commission on November , 2011 Registration No. 333-174194 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 5 TO FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 VANGUARD ENERGY CORPORATION (Exact name of registrant as specified in charter) Colorado (State |
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| October 13, 2011 |
Vanguard Energy Corporation UNDERWRITING AGREEMENT dated , 2011 Paulson Investment Company, Inc. EX-1.1 2 a2205834zex-11.htm EX-1.1 Exhibit 1.1 Vanguard Energy Corporation UNDERWRITING AGREEMENT dated , 2011 Paulson Investment Company, Inc. Underwriting Agreement , 2011 Paulson Investment Company, Inc. 811 SW Naito Parkway Portland, Oregon 97204 Ladies and Gentlemen: Introductory. Vanguard Energy Corporation, a Colorado corporation (the “Company”), proposes to issue and sell to the several un |
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| October 13, 2011 |
PROMOTIONAL SHARES LOCK-IN AGREEMENT Class A Issuer EX-10.12 4 a2205834zex-1012.htm EX-10.12 Exhibit 10.12 PROMOTIONAL SHARES LOCK-IN AGREEMENT Class A Issuer I. This Promotional Shares Lock-In Agreement (“Agreement”), which was entered into on the day of October, 2011, by and between Vanguard Energy Corporation (“Issuer”), whose principal place of business is located in 1330 Post Oak Blvd., Suite 1600, Houston, Texas 77056, and (“Security Holder”) |
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| October 13, 2011 |
CLAIRE OIL & GAS, INC. 7060 Phelan Blvd., Suite 102 Beaumont, Texas 77706-5978 Exhibit 10.11 CLAIRE OIL & GAS, INC. 7060 Phelan Blvd., Suite 102 Beaumont, Texas 77706-5978 August 1, 2011 Vanguard Energy Corporation 1330 Post Oak Boulevard Suite 1600 Houston, Texas 77056 Re: FARMOUT LETTER AGREEMENT EXTENSION Lots 14 thru 31, Josephine Milhorn Survey, A-387 Hardin County, Texas Gentlemen: By letter agreement (?Agreement?) dated March 15, 2011, Claire Oil & Gas, Inc., as the o |
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| October 13, 2011 |
As filed with the Securities and Exchange Commission on October , 2011 S-1/A 1 a2204603zs-1a.htm S-1/A Table of Contents As filed with the Securities and Exchange Commission on October , 2011 Registration No. 333-174194 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 4 TO FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 VANGUARD ENERGY CORPORATION (Exact name of registrant as specified in charter) Colorado (State |
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| September 14, 2011 |
EX-99 7 a2205588zex-99.htm EX-99 Exhibit 99 The reserve report is based upon the ownership of a 100% working interest in Vanguard’s leases in the Batson Dome Field. The proved reserve numbers in the registration statement, as well as the discounted value of the proved reserves, have been adjusted to reflect Vanguard’s ownership of a 90% working interest in these leases. N O V A R E S O U R C E , I |
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| September 14, 2011 |
As filed with the Securities and Exchange Commission on September , 2011 Table of Contents As filed with the Securities and Exchange Commission on September , 2011 Registration No. |
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| September 14, 2011 |
CLAIRE OIL & GAS, INC. 7060 Phelan Blvd., Suite 102 Beaumont, Texas 77706-5978 Exhibit 10.11 CLAIRE OIL & GAS, INC. 7060 Phelan Blvd., Suite 102 Beaumont, Texas 77706-5978 August 1, 2011 Vanguard Energy Corporation 1330 Post Oak Boulevard Suite 1600 Houston, Texas 77056 Re: FARMOUT LETTER AGREEMENT EXTENSION Lots 14 thru 31, Josephine Milhorn Survey, A-387 Hardin County, Texas Gentlemen: By letter agreement (?Agreement?) dated March 15, 2011, Claire Oil & Gas, Inc., as the o |
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| August 3, 2011 |
HART & TRINEN, LLP ATTORNEYS AT LAW 1624 Washington Street Denver, CO 80203 William T. |
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| August 2, 2011 |
As filed with the Securities and Exchange Commission on August , 2011 Table of Contents As filed with the Securities and Exchange Commission on August , 2011 Registration No. |
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| August 2, 2011 |
EX-99 9 a2204992zex-99.htm EX-99 Exhibit 99 The reserve report is based upon the ownership of a 100% working interest in Vanguard’s leases in the Batson Dome Field. The proved reserve numbers in the registration statement, as well as the discounted value of the proved reserves, have been adjusted to reflect Vanguard’s ownership of a 90% working interest in these leases. N O V A R E S O U R C E , I |
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| August 2, 2011 |
EX-10.10 4 a2204992zex-1010.htm EX-10.10 EXHIBIT 10.10 Form of Convertible Note used in Company’s Private Offering of Convertible Notes And Series A Warrants 8% SECURED NOTE FOR VALUE RECEIVED, Vanguard Energy Corporation, a Colorado corporation, and its successors and assigns, (the “Company”) promises to pay to the order of (the “Holder”) or, the principal sum of One Hundred Thousand Dollars ($10 |
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| August 2, 2011 |
Vanguard Energy Corporation UNDERWRITING AGREEMENT dated , 2011 Paulson Investment Company, Inc. EX-1.1 2 a2204992zex-11.htm EX-1.1 Exhibit 1.1 Vanguard Energy Corporation UNDERWRITING AGREEMENT dated , 2011 Paulson Investment Company, Inc. Underwriting Agreement , 2011 Paulson Investment Company, Inc. 811 SW Naito Parkway Portland, Oregon 97204 Ladies and Gentlemen: Introductory. Vanguard Energy Corporation, a Colorado corporation (the “Company”), proposes to issue and sell to the several un |
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| August 2, 2011 |
VE Corporation is a wholly owned subsidiary of the Company. EX-21 5 a2204992zex-21.htm EX-21 QuickLinks - Click here to rapidly navigate through this document Exhibit 21 VE Corporation is a wholly owned subsidiary of the Company. VE Corporation is a Colorado corporation. VE Corporation is qualified to do business in Texas under the name Vanguard Energy Corporation. QuickLinks Exhibit 21 |
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| June 28, 2011 |
As filed with the Securities and Exchange Commission on June , 2011 S-1/A 1 a2204603zs-1a.htm S-1/A Table of Contents As filed with the Securities and Exchange Commission on June , 2011 Registration No. 333-174194 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 1 TO FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 VANGUARD ENERGY CORPORATION (Exact name of registrant as specified in charter) Colorado (State or |
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| June 28, 2011 |
EX-99 8 a2204004zex-99.htm EX-99 Exhibit 99 The reserve report is based upon the ownership of a 100% working interest in Vanguard’s leases in the Batson Dome Field. The proved reserve numbers in the registration statement, as well as the discounted value of the proved reserves, have been adjusted to reflect Vanguard’s ownership of a 90% working interest in these leases. N O V A R E S O U R C E , I |
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| June 28, 2011 |
Exhibit 10.9 ExxonMobil Production Company P.O. Box 4610 Houston, Texas 77210-4610 ExxonMobil Production May 25, 2011 Trade No. 6004126 Batson Field Hardin County, Texas Vanguard Energy Corporation 1999 Avenue of the Stars, Suite 1100 Los Angeles, California 90067 Attention: Mr. Warren Dillard Gentlemen: This will evidence our (Exxon Mobil Corporation, as ?Farmor?) agreement to assign leasehold ri |
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| June 28, 2011 |
EX-10.1 3 a2204004zex-101.htm EX-10.1 Exhibit 10.1 PURCHASE AGREEMENT THIS PURCHASE AGREEMENT (“Agreement”) is entered into by and between C.F.O., Inc., a Texas corporation (“CFO”), referred to as “Seller,” and Vanguard Energy Corporation, a Colorado corporation, which, together with any permitted nominee or assignee of Vanguard Energy Corporation as described in Article 13, are collectively refer |
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| May 13, 2011 |
Exhibit 10.4 EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (the ?Agreement?) is entered into and made effective on May 1, 2011, by and between Warren M. Dillard (hereinafter ?Employee?) and Vanguard Energy Corporation, a Colorado corporation (hereinafter the ?Company?). The parties hereto agree as follows: 1. EMPLOYMENT Subject to the terms and conditions of this Agreement, the Company hereby emp |
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| May 13, 2011 |
Exhibit 14 VANGUARD ENERGY CORPORATION CODE OF ETHICS FOR PRINCIPAL EXECUTIVE AND SENIOR FINANCIAL OFFICERS I. |
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| May 13, 2011 |
WARRANT AGREEMENT VANGUARD ENERGY CORPORATION CORPORATE STOCK TRANSFER, INC. DATED AS OF , 2011 Exhibit 4.5 WARRANT AGREEMENT BETWEEN VANGUARD ENERGY CORPORATION AND CORPORATE STOCK TRANSFER, INC. DATED AS OF , 2011 WARRANT AGREEMENT This Agreement is between Vanguard Energy Corporation, a Colorado corporation (the ?Company?), and Corporate Stock Transfer, Inc., a Colorado corporation (the ?Warrant Agent?). WHEREAS, the Company, at or about the time that it is entering into this Agreement, p |
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| May 13, 2011 |
R. Gerald Bailey Box 273171 Houston, TX 77277 (832) 289-5312 January 13, 2011 Exhibit 10.5 R. Gerald Bailey Box 273171 Houston, TX 77277 (832) 289-5312 January 13, 2011 Re: Employment Agreement R. Gerald Bailey In regards to my engagement with Vanguard Energy Corporation, I have commented below on maters pertinent to this arrangement. I agree to the position of Chairman of the Board, to provide executive level guidance to Vanguard Energy in the application of good oil field |
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| May 13, 2011 |
Exhibit 10.3 NOTICE OF ONFIDENTIALITY RIGHTS: IF YOU ARE A NATURAL PERSON, YOU MAY REDMOVE OR STRIKE ANY OF THE FOLOWING INFOMROATION FROM THIS INSTRUMENT BEFOFE IT IS FILED FOR RECORD IN THE PUBLIC RECORDS: YUOUR SOCIAL SECURITY NUMBRE OF YOUR DRIVER?S LIICENSE NUMBER ASSIGNMENT, BILL OF SALE, AND CONVEYANCE THE STATE OF TEXAS ? ? COUNTY OF HARDIN ? THIS ASSIGNMENT, BILL OF SALE, AND CONVEYANCE ( |
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| May 13, 2011 |
As filed with the Securities and Exchange Commission on May 13, 2011 Use these links to rapidly review the document TABLE OF CONTENTS INDEX TO FINANCIAL STATEMENTS Table of Contents As filed with the Securities and Exchange Commission on May 13, 2011 Registration No. |
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| May 13, 2011 |
Exhibit 4.1 NUMBER VANGUARD SHARES ENERGY CORPORATION INCORPORATED UNDER THE LAWS OF THE STATE OF COLORADO AUTHORIZED: 50,000,000 COMMON SHARES, SEE REVERSE FOR $0.00001 PAR VALUE PER SHARE CERTAIN DEFINITIONS This Certifies That is the owner of Fully Paid and Non-Assessable Shares of Common Stock, $0.00001 Par Value of VANGUARD ENERGY CORPORATION transferable on the books of this Corporation in p |
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| May 13, 2011 |
Exhibit 3.2 BYLAWS OF VANGUARD ENERGY CORPORATION ARTICLE I OFFICES Section l. Offices: The principal office of the Corporation shall be determined by the Board of Directors, and the Corporation shall have other offices at such places as the Board of Directors may from time to time determine. ARTICLE II STOCKHOLDER?S MEETINGS Section l. Place: The place of stockholders? meetings shall be the princ |
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| May 13, 2011 |
EX-10.2 13 a2204004zex-102.htm EX-10.2 Exhibit 10.2 PURCHASE AGREEMENT THIS PURCHASE AGREEMENT (“Agreement”) is entered into by and between SideKick Xploration, LLC., a Colorado limited liability company (“SideKick”), referred to as “Seller” and Vanguard Energy Corporation, a Colorado corporation, which, together with any permitted nominee or assignee of Vanguard Energy Corporation, as described i |
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| May 13, 2011 |
Exhibit 21 The Company has one subsidiary, the name of which is VE Corporation. VE Corporation is a Colorado corporation and does business in Texas under the name Vanguard Energy Corporation. |
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| May 13, 2011 |
A.A.P.L. FORM 610 - 1989 MODEL FORM OPERATING AGREEMENT OPERATING AGREEMENT Exhibit 10.8 A.A.P.L. FORM 610 - 1989 MODEL FORM OPERATING AGREEMENT OPERATING AGREEMENT DATED July 1, 2010, year OPERATOR C.F.O., Inc. CONTRACT AREA 337 Acres, More Or Less, described in (a) an oil and gas lease dated July 1, 1949 from Coline Oil Corporation to Layne & Bowler Wells Service, Ltd., recorded Volume 639, Page 465 of the records of Hardin County, Texas and (b) an oil and gas lease dat |
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| May 13, 2011 |
VOID AFTER 5 P.M. PACIFIC TIME ON , CLASS A WARRANTS TO PURCHASE COMMON STOCK Exhibit 4.3 VOID AFTER 5 P.M. PACIFIC TIME ON , CLASS A WARRANTS TO PURCHASE COMMON STOCK No. - Class A Warrants CUSIP VANGUARD ENERGY CORPORATION. THIS CERTIFIES THAT or registered assigns, is the registered holder of the number of Class A Warrants (?Warrants?) set forth above. Each Class A Warrant entitles the holder thereof to purchase from Vanguard Energy Corporation, a corporation incorporate |
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| May 13, 2011 |
EX-10.6 17 a2204004zex-106.htm EX-10.6 Exhibit 10.6 EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (the “Agreement”) is entered into and made effective on May 1, 2011, by and between Steven M. Powers (hereinafter “Employee”) and Vanguard Energy Corporation, a Colorado corporation (hereinafter the “Company”). The parties hereto agree as follows: 1. EMPLOYMENT Subject to the terms and conditions of |
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| May 13, 2011 |
Exhibit 99 The reserve report is based upon the ownership of a 100% working interest in Vanguard?s leases in the Batson Dome Field. |
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| May 13, 2011 |
VANGUARD ENERGY CORPORATION NON-QUALIFIED STOCK OPTION PLAN Exhibit 4.7 VANGUARD ENERGY CORPORATION NON-QUALIFIED STOCK OPTION PLAN l. Purpose. This Non-Qualified Stock Option Plan (the ?Plan?) is intended to advance the interests of Vanguard Energy Corporation (the ?Company?) and its shareholders, by encouraging and enabling selected officers, directors, consultants and key employees upon whose judgment, initiative and effort the Company is largely depend |
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| May 13, 2011 |
CLAIRE OIL & GAS, INC. 7060 Phelan Blvd., Suite 102 Beaumont, Texas 77706-5978 Exhibit 10.7 CLAIRE OIL & GAS, INC. 7060 Phelan Blvd., Suite 102 Beaumont, Texas 77706-5978 March 15, 2011 Vanguard Energy Corporation 1330 Post Oak Boulevard Suite 1600 Houston, Texas 77056 Re: FARMOUT LETTER AGREEMENT Lots 14 thru 31, Josephine Milhorn Survey, A-387, Hardin County, Texas. Gentlemen: This agreement (?Agreement?) is between Claire Oil & Gas, Inc., as the owner and holder of oil an |
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| May 13, 2011 |
Exhibit 10.1 PURCHASE AGREEMENT THIS PURCHASE AGREEMENT (?Agreement?) is entered into by and between C.F.O., Inc., a Texas corporation (?CFO?), referred to as ?Seller,? and Vanguard Energy Corporation, a Colorado corporation, which, together with any permitted nominee or assignee of Vanguard Energy Corporation as described in Article 13, are collectively referred to as ?Purchaser.? In consideratio |
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| May 13, 2011 |
Vanguard Energy Corporation UNDERWRITING AGREEMENT dated , 2011 Paulson Investment Company, Inc. Exhibit 1.1 Vanguard Energy Corporation UNDERWRITING AGREEMENT dated , 2011 Paulson Investment Company, Inc. Underwriting Agreement , 2011 Paulson Investment Company, Inc. 811 SW Naito Parkway Portland, Oregon 97204 Ladies and Gentlemen: Introductory. Vanguard Energy Corporation, a Colorado corporation (the ?Company?), proposes to issue and sell to the several underwriters named in Schedule A (the |
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| May 13, 2011 |
Exhibit 4.6 THIS WARRANT HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933 AND IS NOT TRANSFERABLE EXCEPT AS PROVIDED HEREIN Vanguard Energy Corporation PURCHASE WARRANT Issued to: PAULSON INVESTMENT COMPANY, INC. Exercisable to Purchase 700,000 Units of VANGUARD ENERGY CORPORATION Void after , 2016 This is to certify that, for value received and subject to the terms and conditions set fort |
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| May 13, 2011 |
VANGUARD ENERGY CORPORATION UNIT CERTIFICATE Exhibit 4.2 VANGUARD ENERGY CORPORATION UNIT CERTIFICATE CUSIP INCORPORATED UNDER THE LAWS OF THE STATE SEE REVERSE FOR OF COLORADO CERTAIN DEFINITIONS EACH UNIT CONSISTING OF ONE SHARE OF COMMON STOCK AND ONE REDEEMABLE CLASS A WARRANT THIS CERTIFIES THAT or registered assigns (the ?Registered Holder?) is the owner of the number of Units specified above, each of which consists of one share of com |
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| May 13, 2011 |
Exhibit 3.1 Document must be filed electronically. Colorado Secretary of State Paper documents will not be accepted. Date and Time: 06/21/2010 04:26 PM Document processing fee $50.00 ID Number: 20101351412 Fees & forms/cover sheets Document number: 20101351412 are subject to change. Amount Paid: $50.00 To access other information or print copies of filed documents, visit www.sos.state.co.us and se |
