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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to GlyEco Inc
SEC Filings (Chronological Order)
Denne side giver en komplet, kronologisk liste over SEC-arkiveringer, eksklusive ejerskabsregistreringer, som vi leverer andre steder.
| January 17, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 17, 2020 (January 13, 2020) GLYECO, INC. (Exact Name of Registrant as Specified in Its Charter) Nevada 000-30396 45-4030261 (State or Other Jurisdiction of Incorporation) (Com |
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| December 6, 2019 |
GLYE / GlyEco, Inc. NT 10-Q - - NOTIFICATION OF LATE FILING UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING OMB APPROVAL OMB Number: 3235-0058 Estimated average burden hours per response ... 2.50 SEC FILE NUMBER CUSIP NUMBER (Check one): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K þ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For Period Ended: September 30, 2019 ☐ Transition Report on Form 10-K ☐ |
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| August 12, 2019 |
GLYE / GlyEco, Inc. NT 10-Q - - NOTIFICATION OF LATE FILING UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING OMB APPROVAL OMB Number: 3235-0058 Estimated average burden hours per response ... 2.50 SEC FILE NUMBER CUSIP NUMBER (Check one): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K þ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For Period Ended: June 30, 2019 ☐ Transition Report on Form 10-K ☐ Trans |
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| June 6, 2019 |
Jennifer Geib Series A Common Stock Purchase Warrant Exhibit 4.10 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGIST |
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| June 6, 2019 |
Richard Geib Series A Common Stock Purchase Warrant Exhibit 4.9 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTR |
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| June 6, 2019 |
Wynnefield Small Cap Value, L.P. Series A Common Stock Purchase Warrant Exhibit 4.8 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTR |
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| June 6, 2019 |
Exhibit 10.4 ROYALTY AGREEMENT This Royalty Agreement (the “Agreement”), is made as of May 23, 2019, by and among NFS Leasing, Inc., a Massachusetts corporation with a principal place of business at 900 Cummings Center, Suite 226-U, Beverly, MA 01915 (“NFS”); GlyEco, Inc., a Nevada corporation with a principal place of business at 1620 1ST Ave S, Nitro, WV 25143 and with a mailing address at PO Bo |
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| June 6, 2019 |
Exhibit 4.3 THIS SECURITY HAS NOT BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER THE SECURITIES ACT OR PURSUANT TO AN AVAI |
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| June 6, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 6, 2019 (May 31, 2019) GLYECO, INC. (Exact Name of Registrant as Specified in Its Charter) Nevada 000-30396 45-4030261 (State or Other Jurisdiction of Incorporation) (Commission |
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| June 6, 2019 |
GlyEco Amended and Restated Security Agreement Exhibit 10.5 AMENDED AND RESTATED SECURITY AGREEMENT AMENDED AND RESTATED SECURITY AGREEMENT 5/23/2019 In order to secure the due and punctual payment of all of the Obligations (as herein defined), GlyEco, Inc., a Nevada corporation, having its place of business located at 1620 1ST Ave S, Nitro, WV 25143 and a mailing address at PO Box 387, Institute, West Virginia 25112 (“Debtor”), hereby grants |
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| June 6, 2019 |
Exhibit 4.4 THIS SECURITY HAS NOT BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER THE SECURITIES ACT OR PURSUANT TO AN AVAI |
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| June 6, 2019 |
Amendment No. 2 to Lease Agreement Exhibit 10.2 AMENDMENT TO MASTER LEASE AMENDMENT NO. 2 TO MASTER EQUIPMENT LEASE NO. 2017-223 (“Master Lease”) DATED AS OF 3/31/2017 BETWEEN NFS Leasing, Inc. (“Lessor”) AND GlyEco, Inc. and Recovery Solutions & Technologies, Inc. (Each an “Individual Lessee” and collectively the “Lessee”) This Amendment is made part of and modifies the Master Lease between Lessee and Lessor. Capitalized terms use |
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| June 6, 2019 |
Series B Common Stock Purchase Warrant Exhibit 4.1 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTR |
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| June 6, 2019 |
Exhibit 4.2 THIS SECURITY HAS NOT BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER THE SECURITIES ACT OR PURSUANT TO AN AVAI |
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| June 6, 2019 |
Wynnefield Small Cap Value, L.P. I Series A Common Stock Purchase Warrant Exhibit 4.7 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTR |
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| June 6, 2019 |
Exhibit 10.1 LEASE AGREEMENT May 30, 2019 Client Name: GlyEco, Inc. and GlyEco West Virginia, Inc. Client Address: 1620 1st Avenue South, Nitro, West Virginia 25143 and with a mailing address at PO Box 387, Institute, West Virginia 25112 NFS Leasing, Inc. is pleased to provide the following lease proposal for your review: LESSOR: NFS Leasing, Inc. LESSEE: GlyEco, Inc. and GlyEco West Virginia, Inc |
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| June 6, 2019 |
Exhibit 10.8 GlyEco-NFS Conditional Patent Assignment CONDITIONAL PATENT ASSIGNMENT This Conditional Patent Assignment (“Assignment”) is between GlyEco, Inc. (“Assignor”), a corporation organized and existing under the laws of the State of Nevada, and having a usual place of business at 1620 1st Ave. S, Nitro, WV 25143 and a mailing address at P.O. Box 387, Institute, WV 25112, and NFS Leasing, In |
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| June 6, 2019 |
GlyEco WV Amended and Restated Security Agreement Exhibit 10.6 AMENDED AND RESTATED SECURITY AGREEMENT AMENDED AND RESTATED SECURITY AGREEMENT 5/23/2019 Recovery Solutions & Technologies, Inc., a Arizona corporation (the “Corporation”) granted NFS Leasing, Inc. a continuing security interest in all of its assets pursuant to an Amended and Restated Security Agreement dated February 7, 2018. The legal name of the Corporation has been changed to Gly |
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| June 6, 2019 |
Exhibit 10.3 ADDENDUM 1 TO EQUIPMENT LEASE SCHEDULE NO. 4 (“Schedule 4”) TO MASTER EQUIPMENT LEASE NO. 2017-223 (“Master Lease”) DATED AS OF 3/31/2017 BETWEEN NFS Leasing, Inc. (“Lessor”) AND GlyEco, Inc. and GlyEco West Virginia, Inc. (Each an “Individual Lessee” and collectively the “Lessee”) This Addendum is made part of and modifies the Master Lease as it pertains ONLY to Schedule 4. Capitaliz |
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| June 6, 2019 |
Exhibit 4.6 THIS SECURITY HAS NOT BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER THE SECURITIES ACT OR PURSUANT TO AN AVAI |
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| June 6, 2019 |
Exhibit 4.5 THIS SECURITY HAS NOT BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER THE SECURITIES ACT OR PURSUANT TO AN AVAI |
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| June 6, 2019 |
Charles Trapp Series A Common Stock Purchase Warrant Exhibit 4.11 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGIST |
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| June 6, 2019 |
Exhibit 10.7 GlyEco-NFS Patent Security Agreement PATENT SECURITY AGREEMENT (Short-Form) This Patent Security Agreement (“Agreement”) is between GlyEco, Inc. (“Grantor”), a corporation organized and existing under the laws of the State of Nevada, and having a usual place of business at 1620 1st Ave. S, Nitro, WV 25143 and a mailing address at P.O. Box 387, Institute, WV 25112, and NFS Leasing, Inc |
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| May 15, 2019 |
GLYE / GlyEco, Inc. 10-Q Quarterly Report FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: March 31, 2019 ☐ TRANSITION REPORT PURSUANT SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-30396 GLYECO, INC. ( |
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| April 2, 2019 |
Results of Operations and Financial Condition, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 2, 2019 (April 1, 2019) GLYECO, INC. (Exact Name of Registrant as Specified in Its Charter) Nevada 000-30396 45-4030261 (State or Other Jurisdiction of Incorporation) (Commissio |
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| April 2, 2019 |
EX-99.1 2 s117226ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 GlyEco Reports Results for Full Year Ended December 31, 2018 GlyEco Completes the Sale of Consumer Segment Assets Industrial Segment Posts 11% Revenue Growth with 5% YoY Gross Margin Improvement Institute, WV / ACCESSWIRE / April 1, 2019 / GlyEco, Inc. ("GlyEco" or the "Company") (OTC Pink: GLYE), a developer, manufacturer and distributor of pe |
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| April 1, 2019 |
GLYE / GlyEco, Inc. FORM 10-K (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2018 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-30396 GLYECO, INC. (Exact name |
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| March 27, 2019 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 27, 2019 (March 25, 2019) GLYECO, INC. (Exact Name of Registrant as Specified in Its Charter) Nevada 000-30396 45-4030261 (State or Other Jurisdiction of Incorporation) (Commiss |
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| February 25, 2019 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy St |
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| February 19, 2019 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 19, 2019 (January 11, 2019) GLYECO, INC. (Exact Name of Registrant as Specified in Its Charter) Nevada 000-30396 45-4030261 (State or Other Jurisdiction of Incorporation) ( |
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| February 19, 2019 |
EX-99.1 2 s116214ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 GLYECO, INC. PRO FORMA CONSOLIDATED STATEMENT OF OPERATIONS (UNAUDITED) Nine Months Ended September 30, 2018 Historical Sale of the Pro Forma Glyeco, Inc Consumer Glyeco, Inc. (As Reported) Segment NOTES Continuing Operations Sales, net $ 9,364,148 $ 4,545,773 (a) $ 4,818,375 Cost of goods sold 8,254,589 4,513,325 (a) 3,741,264 Gross profit 1,1 |
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| February 13, 2019 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a party other than the Registrant ¨ Check the appropriate box: x Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy St |
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| February 5, 2019 |
Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 5, 2019 (January 31, 2019) GLYECO, INC. (Exact Name of Registrant as Specified in Its Charter) Nevada 000-30396 45-4030261 (Sate or Other Jurisdiction of Incorporation) (Comm |
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| January 15, 2019 |
Exhibit 10.1 ASSET PURCHASE AGREEMENT by and among HERITAGE-CRYSTAL CLEAN, LLC, an Indiana limited liability company, as Purchaser, and GLYECO, INC., a Nevada corporation and THE SUBSIDIARIES OF GLYECO, INC. LISTED HEREIN, as Seller 1 ASSET PURCHASE AGREEMENT THIS ASSET PURCHASE AGREEMENT (“Agreement”) is entered into and effective as of January 11, 2019, by and among GlyEco, Inc., a Nevada corpor |
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| January 15, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 14, 2019 (January 11, 2019) GLYECO, INC. (Exact Name of Registrant as Specified in Its Charter) Nevada 000-30396 45-4030261 (State or Other Jurisdiction of Incorporation) (Com |
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| January 15, 2019 |
GlyEco Inc. Sells Consumer Segment Exhibit 99.1 GlyEco Inc. Sells Consumer Segment INSTITUTE, WEST VIRGINIA/ACCESSWIRE/ January 14, 2019 / GlyEco, Inc. (OTC PINK: GLYE) On Friday, January 11, 2019, GlyEco Inc. completed the sale of the assets of its Consumer Segment, or antifreeze recycling and route sales business, to Heritage Crystal Clean, LLC (HCC). Heritage Crystal Clean’s current businesses include parts cleaning, containeriz |
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| November 16, 2018 |
Results of Operations and Financial Condition, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 16, 2018 (November 14, 2018) GLYECO, INC. (Exact Name of Registrant as Specified in Its Charter) Nevada 000-30396 45-4030261 (State or Other Jurisdiction of Incorporation) (C |
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| November 16, 2018 |
Exhibit 99.1 GlyEco Reports Third Quarter and Nine Months Ended September 30, 2018 Results High-Capacity Antifreeze Blending Facility Operational in WV with First Customer Shipment Completed Q3 Results Impacted by Three Week Production Shutdown at WV Plant ROCK HILL, SC / ACCESSWIRE / November 14, 2018 / GlyEco, Inc. (“GlyEco” or the “Company”) (OTC Pink: GLYE), a developer, manufacturer and distr |
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| November 14, 2018 |
GLYE / GlyEco, Inc. FORM 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: September 30, 2018 ☐ TRANSITION REPORT PURSUANT SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-30396 GLYECO, IN |
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| October 3, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 3, 2018 (October 2, 2018) GLYECO, INC. (Exact Name of Registrant as Specified in Its Charter) Nevada 000-30396 45-4030261 (State or Other Jurisdiction of Incorporation) (Commi |
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| September 13, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 13, 2018 (September 11, 2018) GLYECO, INC. (Exact Name of Registrant as Specified in Its Charter) Nevada 000-30396 45-4030261 (State or Other Jurisdiction of Incorporation) |
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| September 13, 2018 |
Exhibit 99.1 GlyEco Announces a New CEO ACCESSWIRE•September 12, 2018 ROCK HILL, SC / ACCESSWIRE / September 12, 2018 / GlyEco Inc., GlyEco Inc., a leader in additized glycol/water products, today announced that its Board of Directors has appointed Richard Geib Chief Executive Officer, President and Board member. Mr. Geib is currently GlyEco’s Chief Operating Officer, and prior to that, served as |
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| August 14, 2018 |
GLYE / GlyEco, Inc. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: June 30, 2018 ☐ TRANSITION REPORT PURSUANT SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-30396 GLYECO, INC. (E |
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| July 10, 2018 |
Exhibit 99.1 CORRECTION: GlyEco Announces Reverse/Forward Stock Split Net Effect is a reverse split of 125:1 Trading Symbol will change to “GLYED” for a Period of 20 Days CORRECTED - CHANGE IN EFFECTIVE DATE ROCK HILL, SC / ACCESSWIRE / July 10, 2018 / GlyEco, Inc. ("GlyEco" or the "Company") (OTC Pink: GLYE), a developer, manufacturer and distributor of performance fluids for the automotive, comm |
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| July 10, 2018 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 10, 2018 (July 10, 2018) GLYECO, INC. (Exact Name of Registrant as Specified in Its Charter) Nevada 000-30396 45-4030261 (State or Other Jurisdiction of Incorporation) (Commiss |
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| July 9, 2018 |
Exhibit 99.1 GlyEco Announces Reverse/Forward Stock Split Net Effective is a reverse split of 125:1 Trading Symbol will change to “GLYED” for a Period of 20 Days ROCK HILL, SC / ACCESSWIRE / July 9, 2018 / GlyEco, Inc. ("GlyEco" or the "Company") (OTC Pink: GLYE), a developer, manufacturer and distributor of performance fluids for the automotive, commercial and industrial markets, announced today |
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| July 9, 2018 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 9, 2018 (July 9, 2018) GLYECO, INC. (Exact Name of Registrant as Specified in Its Charter) Nevada 000-30396 45-4030261 (State or Other Jurisdiction of Incorporation) (Commission |
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| May 15, 2018 |
GLYE / GlyEco, Inc. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: March 31, 2018 ☐ TRANSITION REPORT PURSUANT SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-30396 GLYECO, INC. ( |
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| May 8, 2018 |
Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 8, 2018 (May 4, 2018) GLYECO, INC. (Exact Name of Registrant as Specified in Its Charter) Nevada 000-30396 45-4030261 (State or Other Jurisdiction of Incorporation) (Commission Fi |
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| May 3, 2018 |
First Waiver, dated April 30, 2018, between the Company and Richard Geib Exhibit 10.1 April 30, 2018 VIA EMAIL GlyEco, Inc. 230 Gill Way Rock Hill, SC 29730 Attention: Ian Rhodes, President and Chief Executive Officer Re: Waiver Dear Mr. Rhodes: Richard S. Geib (the “Noteholder”) owns a note in GlyEco, Inc., a Nevada corporation (the “Company”) pursuant that certain 8% Convertible Promissory Note due December 27, 2021 (the “Note”). All capitalized terms used herein wit |
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| May 3, 2018 |
Exhibit 99.1 GlyEco Announces Senior Leadership Changes Richard Geib named Chief Operating Officer Michael Olsson named Executive Vice President – Consumer Segment Dennis Kelly named Executive Vice President – Industrial Segment ROCK HILL, SC / ACCESSWIRE / May 2, 2018 / GlyEco, Inc. ("GlyEco" or the "Company") (OTC Pink: GLYE), a developer, manufacturer and distributor of performance fluids for t |
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| May 3, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 3, 2018 (April 27, 2018) GLYECO, INC. (Exact Name of Registrant as Specified in Its Charter) Nevada 000-30396 45-4030261 (State or Other Jurisdiction of Incorporation) (Commission |
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| May 3, 2018 |
Second Waiver, dated April 30, 2018, between the Company and Jennifer Geib Exhibit 10.2 April 30, 2018 VIA EMAIL GlyEco, Inc. 230 Gill Way Rock Hill, SC 29730 Attention: Ian Rhodes, President and Chief Executive Officer Re: Waiver Dear Mr. Rhodes: Jennifer Geib (the “Noteholder”) owns a note in GlyEco, Inc., a Nevada corporation (the “Company”) pursuant that certain 8% Convertible Promissory Note due December 27, 2021 (the “Note”). All capitalized terms used herein witho |
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| April 12, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 12, 2018 (April 6, 2018) GLYECO, INC. (Exact Name of Registrant as Specified in Its Charter) Nevada 000-30396 45-4030261 (State or Other Jurisdiction of Incorporation) (Commissi |
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| April 12, 2018 |
Form of Common Stock Purchase Warrant Exhibit 4.2 EXECUTION VERSION NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN |
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| April 12, 2018 |
Form of Subscription Agreement, by and among the Company and each of the signatories thereto Exhibit 10.1 EXECUTION VERSION SUBSCRIPTION AGREEMENT This SUBSCRIPTION AGREEMENT (this “Agreement”) is made as of the last date set forth on the signature page hereof between GlyEco, Inc., a Nevada corporation (the “Company”), and the undersigned (the “Subscriber”). W I T N E S S E T H: WHEREAS, the Company is conducting a private offering (the “Offering”) on a “best efforts” basis, consisting of |
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| April 12, 2018 |
Form of 10% Unsecured Promissory Note Exhibit 4.1 EXECUTION VERSION THIS SECURITY HAS NOT BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER THE SECURITIES ACT OR P |
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| April 9, 2018 |
COMMON STOCK PURCHASE WARRANT glyeco, inc. NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEM |
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| April 9, 2018 |
10% Senior, unsecured PROMISSORY NOTE Due May 6, 2019 THIS SECURITY HAS NOT BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER THE SECURITIES ACT OR PURSUANT TO AN AVAILABLE EXEMPTION FROM, OR IN A TRANSACTION NOT SUBJECT TO, THE REGISTRATION REQUIREMENTS OF THE SECURITIES ACT AND IN ACCORDANCE WITH APPLICABLE STATE SECURITIES LAWS AS EVIDENCED BY A LEGAL OPINION OF COUNSEL TO THE TRANSFEROR TO SUCH EFFECT, THE SUBSTANCE OF WHICH SHALL BE REASONABLY ACCEPTABLE TO THE COMPANY. |
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| April 9, 2018 |
GLYE / GlyEco, Inc. / WYNNEFIELD PARTNERS SMALL CAP VALUE LP I - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A (Amendment No. 11) Under the Securities Exchange Act of 1934 GlyEco, Inc. ‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾ (Name of Issuer) Common Stock, $0.0001 par value ‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾ |
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| April 6, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 6, 2018 (April 2, 2018) GLYECO, INC. (Exact Name of Registrant as Specified in Its Charter) Nevada 000-30396 45-4030261 (State or Other Jurisdiction of Incorporation) (Commissio |
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| April 6, 2018 |
Exhibit 99.1 GlyEco Reports Fourth Quarter and Full-Year 2017 Results Total Revenues Increased 148% for the Quarter and 116% for the Year Gross Margins Improved from 9% to 17% for the Quarter and from 6% to 14% for the Year ROCK HILL, SC / ACCESSWIRE / April 2, 2018 / GlyEco, Inc. (“GlyEco” or the “Company”) (OTC Pink: GLYE), a developer, manufacturer and distributor of performance fluids for the |
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| April 2, 2018 |
2017 Employee Stock Purchase Plan Exhibit 10.25 GlyEco, INC. 2017 EMPLOYEE STOCK PURCHASE PLAN TABLE OF CONTENTS Page Section 1. Purpose 2 Section 2. Definitions 2 Section 3. Eligibility 4 Section 4. Offering Periods 4 Section 5. Participation 4 Section 6. Payroll Deductions 5 Section 7. Grant of Option 5 Section 8. Exercise of Option 6 Section 9. Delivery 6 Section 10. Withdrawal 6 Section 11. Termination of Employment 7 Section |
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| April 2, 2018 |
Code of Business Conduct and Ethics Exhibit 14.1 CODE OF BUSINESS ETHICS AND CONDUCT GlyEco, Inc. (the “Company”) is committed to conducting our business in accordance with applicable laws, rules, and regulations and the highest standards of business ethics. This Code of Business Ethics and Conduct (the “Code of Ethics”) reflects the business practices and principles of behavior that support this commitment. We expect every officer, |
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| April 2, 2018 |
2017 Incentive Compensation Plan Exhibit 10.24 GLYECO, INC. 2017 INCENTIVE COMPENSATION PLAN 1. PURPOSE. The purpose of this Plan is to provide incentives to attract, retain and motivate eligible persons whose present and potential contributions are important to the success of the Company, and any Parents and Subsidiaries that exist now or in the future, by offering them an opportunity to participate in the Company’s future perfo |
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| April 2, 2018 |
GLYE / GlyEco, Inc. FORM 10-K (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2017 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-30396 GLYECO, INC. (Exact name |
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| March 7, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 7, 2018 (March 1, 2018) GLYECO, INC. (Exact Name of Registrant as Specified in Its Charter) Nevada 000-30396 45-4030261 (State or Other Jurisdiction of Incorporation) (Commissio |
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| March 7, 2018 |
Exhibit 10.1 AMENDED AND RESTATED SECURITY AGREEMENT AMENDED AND RESTATED SECURITY AGREEMENT , 2018 In order to secure the due and punctual payment of all of the Obligations (as herein defined), GlyEco, Inc., a Nevada corporation, having their place of business located at PO Box 10112, Rock Hill, SC 29731 (“Debtor”), hereby grants to NFS Leasing, Inc., a Massachusetts Corporation (“Secured Party”) |
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| March 7, 2018 |
Exhibit 10.2 AMENDED AND RESTATED SECURITY AGREEMENT AMENDED AND RESTATED SECURITY AGREEMENT , 2018 In order to secure the due and punctual payment of all of the Obligations (as herein defined), Recovery Solutions & Technologies, Inc., a Arizona corporation, having their place of business located at 4802 E Ray Rd., Ste. #23-30, Phoenix, AZ 85044 (“Debtor”), hereby grants to NFS Leasing, Inc., a Ma |
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| February 14, 2018 |
GLYE / GlyEco, Inc. / Pasternack Alla Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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| January 10, 2018 |
As filed with the Securities and Exchange Commission on January 10, 2018 Registration No. |
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| January 10, 2018 |
As filed with the Securities and Exchange Commission on January 10, 2018 Registration No. |
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| January 10, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 GlyEco, Inc. (Exact name of registrant as specified in its charter) Nevada 45-4030261 (State of incorporation or organization) (I.R.S. Employer Identification No.) 230 Gill Way Rock Hill, South Car |
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| November 17, 2017 |
As filed with the Securities and Exchange Commission on November 17, 2017 No. 333-197120 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 GLYECO, INC. (Name of registrant as specified in its charter) Nevada 2810 45-4030261 (State or other jurisdiction of (Primary Standard Indus |
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| November 17, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 17, 2017 (November 14, 2017) GLYECO, INC. (Exact Name of Registrant as Specified in Its Charter) Nevada 000-30396 45-4030261 (State or Other Jurisdiction of Incorporation) (C |
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| November 17, 2017 |
EX-99.1 2 s108209ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 GlyEco Reports Third Quarter 2017 Results Total Revenues Increased 136% for the Quarter Organic Revenues Increased 5% for the Quarter Loss from Operations for the Quarter was Negatively Impacted by a Regulatory Remediation Charge and Investments to Support Future Growth ROCK HILL, SC / ACCESSWIRE / November 14, 2017 / GlyEco, Inc. (“GlyEco” or |
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| November 14, 2017 |
GLYE / GlyEco, Inc. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: September 30, 2017 ☐ TRANSITION REPORT PURSUANT SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-30396 GLYECO, IN |
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| October 31, 2017 |
DEFR14A 1 s107946defr14a.htm DEFR14A U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted |
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| October 13, 2017 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14(a)-6(e)(2)) x Definitive Proxy Statement ? |
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| October 10, 2017 |
October 9, 2017 Via Edgar & Electronic Mail Securities and Exchange Commission Attn: Mr. |
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| October 3, 2017 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14(a)-6(e)(2)) ? Definitive Proxy Statement ? |
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| August 25, 2017 |
As filed with the Securities and Exchange Commission on August 25, 2017 No. 333-215941 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 GLYECO, INC. (Name of registrant as specified in its charter) Nevada 2810 45-4030261 (State or other jurisdiction of (Primary Standard Industr |
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| August 18, 2017 |
GLYE / GlyEco, Inc. / WYNNEFIELD PARTNERS SMALL CAP VALUE LP I - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A (Amendment No. 10) Under the Securities Exchange Act of 1934 GlyEco, Inc. ‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾ (Name of Issuer) Common Stock, $0.0001 par value ‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾ |
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| August 14, 2017 |
GLYE / GlyEco, Inc. 10-Q (Quarterly Report) 10-Q 1 s10710710q.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: June 30, 2017 ☐ TRANSITION REPORT PURSUANT SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-30396 |
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| August 10, 2017 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 10, 2017 GLYECO, INC. (Exact Name of Registrant as Specified in Its Charter) Nevada 000-30396 45-4030261 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| August 10, 2017 |
GlyEco Announces Completion of Rights Offering Exhibit 99.1 GlyEco Announces Completion of Rights Offering ROCK HILL, SC / ACCESSWIRE / August 10, 2017 / GlyEco, Inc. (“GlyEco” or the “Company”) (OTC PINK GLYE), a leading specialty chemical company, announces the closing of its rights offering, which expired on August 4, 2017, and raised aggregate gross proceeds of approximately $2.29 million, including $670,000 in cash and $1.62 million in re |
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| July 13, 2017 |
GlyEco Announces Preliminary Second Quarter 2017 Financial Information Exhibit 99.1 GlyEco Announces Preliminary Second Quarter 2017 Financial Information ROCK HILL, SC / ACCESSWIRE / July 13, 2017 / GlyEco, Inc. ("GlyEco" or the "Company") (OTC PINK GLYE), a leading specialty chemical company, announced today preliminary financial information for the quarter ended June 30, 2017. Based on preliminary financial information, GlyEco expects to report total revenues for |
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| July 13, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 13, 2017 GLYECO, INC. (Exact Name of Registrant as Specified in Its Charter) Nevada 000-30396 45-4030261 (State or Other Jurisdiction of Incorporation) (Commission File Number) ( |
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| July 7, 2017 |
Filed pursuant to Rule 424(b)(3) Registration No. 333-215941 PROSPECTUS 40,000,000 Shares of Common Stock Issuable Upon Exercise of Rights to Subscribe for Such Shares at $0.08 per Share Subject to the conditions described in this prospectus, we are distributing, at no charge, to our holders of our common stock non-transferable subscription rights to purchase an aggregate of up to 40,000,000 share |
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| June 30, 2017 |
As filed with the Securities and Exchange Commission on June 30, 2017 Registration No. |
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| June 30, 2017 |
GlyEco, Inc. 230 Gill Way Rock Hill, South Carolina 29730 June 30, 2017 VIA EDGAR Division of Corporation Finance U.S. Securities & Exchange Commission 100 F Street, NE Mail Stop 4631 Washington, D.C. 20549 Attention: Kathryn McHale, Esq. Re: GlyEco, Inc. Registration Statement on Form S-1 File No. 333-215941 REQUEST FOR ACCELERATION OF EFFECTIVENESS Dear Ms. McHale: Pursuant to Rule 461 promulgat |
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| June 19, 2017 |
Letter Agreement between GlyEco, Inc. and Brian Gelman dated June 12, 2017. Exhibit 10.1 June 9, 2017 Dear Brian: Congratulations! We are pleased to extend you an offer as Executive Vice President and Chief Financial Officer with GlyEco, Inc. (the ?Company?). Your start date will be Wednesday, July 5, 2017. Throughout your interview process you have demonstrated a fit with our values and the skills and experience to add significant value to GlyEco. Please keep in mind tha |
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| June 19, 2017 |
GlyEco CURRENT REPORT (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 19, 2017 (June 15, 2017) GLYECO, INC. (Exact Name of Registrant as Specified in Its Charter) Nevada 000-30396 45-4030261 (State or Other Jurisdiction of Incorporation) (Commissio |
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| June 19, 2017 |
GlyEco Announces Appointment of Brian Gelman as Chief Financial Officer Exhibit 99.1 GlyEco Announces Appointment of Brian Gelman as Chief Financial Officer ROCK HILL, SC / ACCESSWIRE / June 19, 2017 / GlyEco, Inc. ("GlyEco" or the "Company") (GLYE), a leading specialty chemical company, announced today the appointment of Brian Gelman as Chief Financial Officer. Mr. Gelman will officially join the Company on July 5, 2017. "Brian is a seasoned executive with significan |
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| June 13, 2017 |
S-1/A 1 s106512s1a.htm S-1/A As filed with the Securities and Exchange Commission on June 13, 2017 Registration No. 333-215941 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 1 TO FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 GlyEco, Inc. (Exact name of registrant as specified in its charter) Nevada 2810 45-4030261 (State or other jurisdicti |
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| June 13, 2017 |
June 13, 2017 CORRESP ? VIA EDGAR Securities & Exchange Commission Division of Corporation Finance 100 F Street, N. |
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| May 17, 2017 |
GLYE / GlyEco, Inc. / WYNNEFIELD PARTNERS SMALL CAP VALUE LP I - SC 13D/A Activist Investment SC 13D/A 1 v467290sc13da.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A (Amendment No. 9) Under the Securities Exchange Act of 1934 GlyEco, Inc. ‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾ (Name of Issuer) Common Stock, $0.0001 par value ‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾ |
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| May 16, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 16, 2017 GLYECO, INC. (Exact Name of Registrant as Specified in Its Charter) Nevada 000-30396 45-4030261 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I |
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| May 16, 2017 |
Exhibit 99.1 GlyEco Reports First Quarter 2017 Results Total Revenues Increased 59% for the Quarter Organic Revenues Increased 11% for the Quarter ROCK HILL, SC / ACCESSWIRE / May 15, 2017 / GlyEco, Inc. (?GlyEco? or the ?Company?) (GLYE), a leading specialty chemical company, announced today the following financial results for the quarter ended March 31, 2017: Quarter ended March 31, 2017 2016 Sa |
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| May 15, 2017 |
GlyEco 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: March 31, 2017 ? TRANSITION REPORT PURSUANT SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-30396 GLYECO, INC. ( |
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| May 11, 2017 |
GlyEco NOTIFICATION OF LATE FILING UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC FILE NUMBER 005-81062 CUSIP NUMBER (Check one): ☐ Form 10-K ¨ Form 20-F ¨ Form 11-K x Form 10-Q ¨ Form 10-D ¨ Form N-SAR ¨ Form N-CSR For Period Ended: March 31, 2017 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Transition Repor |
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| May 2, 2017 |
UNAUDITED PROFORMA FINANCIAL INFORMATION EXHIBIT 99.4 UNAUDITED PROFORMA FINANCIAL INFORMATION On December 27, 2016, (the ?Closing Date?) GlyEco, Inc. (the ?Company?) closed its acquisition of WEBA Technology Corp. (?WEBA?) pursuant to a Stock Purchase Agreement (the ?WEBA SPA?) by and among the Company, WEBA, and the holders of all of the common stock (the ?WEBA Shares?) of WEBA (the ?WEBA Sellers?), dated the Closing Date. Pursuant to |
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| May 2, 2017 |
WEBA Technology Corp. Unaudited Financial Statements Nine Months ended September 30, 2016 and 2015 Exhibit 99.3 WEBA Technology Corp. Unaudited Financial Statements Nine Months ended September 30, 2016 and 2015 Page Balance Sheets 2 Statements of Income 3 Statements of Cash Flows 4 Notes to Financial Statements 5 WEBA Technology Corp. Balance Sheets September 30, December 31, 2016 2015 (Unaudited) ASSETS Current Assets Cash $ 65,663 $ 158,863 Accounts receivable 439,950 327,436 Loan to related |
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| May 2, 2017 |
WEBA Technology Corp. Financial Statements Years ended December 31, 2015 and 2014 Exhibit 99.2 WEBA Technology Corp. Financial Statements Years ended December 31, 2015 and 2014 Page Independent Auditors? Report 2 Balance Sheets 3 Statements of Income 4 Statements of Changes in Shareholders? Equity 5 Statements of Cash Flows 6 Notes to Financial Statements 7 INDEPENDENT AUDITORS? REPORT To the Shareholders WEBA Technology Corp. We have audited the accompanying financial statemen |
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| May 2, 2017 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 2, 2017 (December 27, 2016) GLYECO, INC. (Exact Name of Registrant as Specified in Its Charter) Nevada 000-30396 45-4030261 (State or Other Jurisdiction of Incorporation) (Commi |
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| April 17, 2017 |
Exhibit 10.2 MASTER EQUIPMENT LEASE NUMBER 2017-223 This MASTER EQUIPMENT LEASE (?Master Lease?) is effective as of, March 31, 2017, and is by and between NFS Leasing, Inc. (?Lessor?), a Massachusetts Corporation having its principal office at 900 Cummings Center, Suite 226-U, Beverly, MA 01915, with a fax number of (866) 805-3667, and GlyEco, Inc., a Nevada entity with its principal office at PO |
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| April 17, 2017 |
EX-10.4 5 s105835ex10-4.htm EXHIBIT 10.4 Exhibit 10.4 SECURITY AGREEMENT SECURITY AGREEMENT 3/31/2017 In order to secure the due and punctual payment of all of the Obligations (as herein defined), Recovery Solutions & Technologies, Inc., a Arizona corporation, having their place of business located at 4802 B Ray Rd., Ste. #23-30, Phoenix, AZ 85044 (“Debtor”), hereby grants to NFS Leasing, Inc., a |
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| April 17, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 17, 2017 (March 31, 2017) GLYECO, INC. (Exact Name of Registrant as Specified in Its Charter) Nevada 000-30396 45-4030261 (State or Other Jurisdiction of Incorporation) (Commiss |
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| April 17, 2017 |
Security Agreement by and between NFS Leasing, Inc. and GlyEco, Inc. dated March 31, 2017. Exhibit 10.3 SECURITY AGREEMENT SECURITY AGREEMENT 3/31/2017 In order to secure the due and punctual payment of all of the Obligations (as herein defined), GlyEco, Inc., a Nevada corporation, having their place of business located at PO Box 10112, Rock Hill, SC 29731 ("Debtor"), hereby grants to NFS Leasing, Inc., a Massachusetts Corporation ("Secured Party"), having an address of 900 Cummings Cen |
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| April 17, 2017 |
GlyEco Reports Fourth Quarter 2016 Results Exhibit 99.1 On Thursday, April 6, 2017 at 5:13 PM ET GlyEco Reports Fourth Quarter 2016 Results Quarter and Full Year Positive Gross Margin Adjusted Revenues Increased 8% for the Quarter ROCK HILL, SC / ACCESSWIRE / April 6, 2017 / GlyEco, Inc. ("GlyEco" or the "Company") (OTC PINK: GLYE), a leading specialty chemical company, announced today the following financial results for the quarter and ye |
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| April 17, 2017 |
Bill of Sale, dated March 31, 2017, issued to NFS Leasing, Inc. (21) Exhibit 10.1 BILL OF SALE KNOW ALL MEN BY THESE PRESENTS THAT GlyEco, Inc. and Recovery Solutions & Technologies, Inc., (hereinafter referred to as ?Seller?), a Nevada corporation and an Arizona corporation with their principal offices at PO Box 10112, Rock Hill, SC 29731 and 4802 E Ray Rd., Ste. #23-30, Phoenix, AZ, for the consideration of $1,500,000.00, paid to it by NFS Leasing, Inc., (hereina |
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| April 6, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2016 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-30396 GLYECO, INC. (Exact name |
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| April 6, 2017 |
List of Subsidiaries of the Company.(23) Exhibit 21.1 GLYECO, INC. SUBSIDIARY STATUS March 31, 2017 ENTITY FILING STATE DATE OF INCORPORATION CORPORATE STATUS NEXT ANNUAL FILING DUE GlyEco, Inc. NV 10/21/2011 Good Standing 10/31/2017 GlyEco, Inc. (Foreign Entity) AZ 02/12/2012 Good Standing 02/12/2018 WEBA Technology Corp. WI 1/14/10 Good Standing 3/31/18 Recovery Solutions & Technologies, Inc. AZ 3/26/15 Good Standing 3/26/18 GlyEco Acq |
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| April 4, 2017 |
GlyEco 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 4, 2017 GLYECO, INC. (Exact Name of Registrant as Specified in Its Charter) Nevada 000-30396 45-4030261 (State or Other Jurisdiction of Incorporation) (Commission File Number) ( |
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| April 4, 2017 |
Innovative Glycol Solutions Investor Presentation, April 2017 Exhibit 99.1 Innovative Glycol Solutions Investor Presentation, April 2017 1 Agenda Our Mission Who We Are Our Business Safe Harbor Manufacture Collect Distribute Statements and/or figures included in this presentation that are not historical facts (including any statements or projections concerning plans and objectives of management for future operations or economic performance, or assumptions or |
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| March 31, 2017 |
GlyEco NOTIFICATION OF LATE FILING UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC FILE NUMBER 005-81062 CUSIP NUMBER (Check one): x Form 10-K ¨ Form 20-F ¨ Form 11-K ¨ Form 10-Q ¨ Form 10-D ¨ Form N-SAR ¨ Form N-CSR For Period Ended: December 31, 2016 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Transition Re |
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| February 14, 2017 |
GLYE / GlyEco, Inc. / FRENKEL LEONID Passive Investment SC 13G/A 1 d741263513g-a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5)* Glyeco, Inc. (Name of Issuer) Common Stock, $0.0001 par value (Title of Class of Securities) 38000P104 (CUSIP Number) December 31, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to design |
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| February 8, 2017 |
As filed with the Securities and Exchange Commission on February 8, 2017 Registration No. |
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| January 6, 2017 |
COMMON STOCK PURCHASE WARRANT glyeco, inc. Exhibit 7 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTRAT |
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| January 6, 2017 |
Exhibit 3 SUBSCRIPTION AGREEMENT This SUBSCRIPTION AGREEMENT (this “Agreement”) is made as of the last date set forth on the signature page hereof between GlyEco, Inc. |
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| January 6, 2017 |
GLYE / GlyEco, Inc. / WYNNEFIELD PARTNERS SMALL CAP VALUE LP I - SC 13D/A Activist Investment SC 13D/A 1 v456472sc13d-a.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A (Amendment No. 8) Under the Securities Exchange Act of 1934 GlyEco, Inc. ‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾ (Name of Issuer) Common Stock, $0.0001 par value ‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾‾ |
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| January 6, 2017 |
8% senior, unsecured PROMISSORY NOTE DUE December 27, 2017 Exhibit 6 THIS SECURITY HAS NOT BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER THE SECURITIES ACT OR PURSUANT TO AN AVAILABLE EXEMPTION FROM, OR IN A TRANSACTION NOT SUBJECT TO, THE REGISTRATION REQUIREMENTS OF THE SECURITIES ACT AND IN ACCORDANCE WITH APPLICABLE STATE SECURITIES LAWS AS EVIDENCED BY A LEGAL OPINION OF COUNSEL TO THE TRANSFEROR TO SUCH EFFECT, THE SUBSTANCE OF WHICH SHALL BE REASONABLY ACCEPTABLE TO THE COMPANY. |
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| January 6, 2017 |
Exhibit 5 SUBSCRIPTION AGREEMENT This SUBSCRIPTION AGREEMENT (this “Agreement”) is made as of the last date set forth on the signature page hereof between GlyEco, Inc. |
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| January 6, 2017 |
5% SENIOR, unsecured PROMISSORY NOTE DUE MAY 31, 2017 Exhibit 4 THIS SECURITY HAS NOT BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER THE SECURITIES ACT OR PURSUANT TO AN AVAILABLE EXEMPTION FROM, OR IN A TRANSACTION NOT SUBJECT TO, THE REGISTRATION REQUIREMENTS OF THE SECURITIES ACT AND IN ACCORDANCE WITH APPLICABLE STATE SECURITIES LAWS AS EVIDENCED BY A LEGAL OPINION OF COUNSEL TO THE TRANSFEROR TO SUCH EFFECT, THE SUBSTANCE OF WHICH SHALL BE REASONABLY ACCEPTABLE TO THE COMPANY. |
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| January 4, 2017 |
COMMON STOCK PURCHASE WARRANT glyeco, inc. Exhibit 4.1 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTR |
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| January 4, 2017 |
Exhibit 2.1 STOCK PURCHASE AGREEMENT AMONG GLYECO, INC. as Buyer, RICHARD S. GEIB and JENNIFER S. GEIB, as Sellers, AND WEBA TECHNOLOGY CORP., the Company December 27, 2016 SECTION 1. DEFINITIONS 1 SECTION 2. THE PROPOSED TRANSACTION 1 2.01. Shares To Be Acquired 1 2.02. Purchase Price 1 2.03. Purchase Price Adjustment to Reflect Final Closing Net Book Value 2 SECTION 3. CLOSING 4 SECTION 4. REPRE |
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| January 4, 2017 |
Exhibit 10.2 First AMENDMENT TO Amended and Restated Asset Transfer Agreement This First Amendment to Amended and Restated Asset Transfer Agreement (the ?First Amendment?), effective as of December 1, 2016, is made and entered into by and between Union Carbide Corporation (?UCC?) and Recovery Solutions & Technologies, Inc. (?RS&T?). UCC and RS&T may each be referred to as a ?Party? and together re |
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| January 4, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 4, 2017 (December 27, 2016) GLYECO, INC. (Exact Name of Registrant as Specified in Its Charter) Nevada 000-30396 45-4030261 (State or Other Jurisdiction of (Commission File Nu |
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| January 4, 2017 |
Exhibit 2.2 STOCK PURCHASE AGREEMENT AMONG GLYECO, INC. as Buyer, RICHARD S. GEIB and JENNIFER S. GEIB, as Sellers, AND RECOVERY SOLUTIONS & TECHNOLOGIES, INC., the Company December 27, 2016 SECTION 1. DEFINITIONS 1 SECTION 2. THE PROPOSED TRANSACTION 1 2.01. Shares To Be Acquired 1 2.02. Purchase Price 1 SECTION 3. CLOSING 2 SECTION 4. REPRESENTATIONS AND WARRANTIES 2 4.01. General Statement 2 4. |
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| January 4, 2017 |
8% PROMISSORY NOTE DUE DECEMBER 27, 2021 Exhibit 10.1 THIS SECURITY HAS NOT BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER THE SECURITIES ACT OR PURSUANT TO AN AVA |
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| December 7, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 7, 2016 (December 2, 2016) GLYECO, INC. (Exact Name of Registrant as Specified in Its Charter) Nevada 000-30396 45-4030261 (State or Other Jurisdiction of Incorporation) (Com |
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| December 7, 2016 |
GlyEco Announces Selection of New Chief Executive Officer Exhibit 99.1 GlyEco Announces Selection of New Chief Executive Officer Ian Rhodes will lead the GlyEco team effective immediately. ROCK HILL, SC, December 7, 2016 (ACCESS NEWSWIRE) ? A leader in sustainable glycol technologies GlyEco, Inc. (OTC: GLYE) ("GlyEco" or the "Company"), announced its Board of Directors has appointed Ian Rhodes Chief Executive Officer and President effective immediately. |
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| December 2, 2016 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 2, 2016 GLYECO, INC. (Exact Name of Registrant as Specified in Its Charter) Nevada 000-30396 45-4030261 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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| December 2, 2016 |
GlyEco | 2016 Annual Meeting December 2, 2016 Exhibit 99.1 GlyEco | 2016 Annual Meeting December 2, 2016 Statements and/or figures included in this presentation that are not historical facts (including any statements or projections concerning plans and objectives of management for future operations or economic performance, or assumptions or forecasts related thereto), are forward - looking statements . These statements can be identified by th |
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| November 14, 2016 |
GlyEco 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: September 30, 2016 ? TRANSITION REPORT PURSUANT SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-30396 GLYECO, IN |
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| October 19, 2016 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14(a)-6(e)(2)) ? Definitive Proxy Statement x |
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| October 18, 2016 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14(a)-6(e)(2)) x Definitive Proxy Statement ? |
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| September 29, 2016 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 29, 2016 GLYECO, INC. (Exact Name of Registrant as Specified in Its Charter) Nevada 000-30396 45-4030261 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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| September 29, 2016 |
GlyEco Announces Completion of Quality, Exhibit 99.1 GlyEco Announces Completion of Quality, Research, and Development Laboratory ROCK HILL, SC / ACCESSWIRE / September 29, 2016 / ? A leader in sustainable glycol solutions, GlyEco, Inc. ("GlyEco" or the "Company") (PINK SHEETS: GLYE), announced the completion of its Quality, Research, and Development Laboratory in Rock Hill, South Carolina. The laboratory, located in GlyEco?s Innovation |
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| September 21, 2016 |
GlyEco 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 21, 2016 GLYECO, INC. (Exact Name of Registrant as Specified in Its Charter) Nevada 000-30396 45-4030261 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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| September 21, 2016 |
GlyEco Announces New Vice President of Sales and Marketing Exhibit 99.1 GlyEco Announces New Vice President of Sales and Marketing ROCK HILL, SC / ACCESSWIRE / September 21, 2016 / A leader in sustainable glycol solutions, GlyEco, Inc. ("GlyEco" or the "Company") (PINK SHEETS: GLYE), is announcing that it has hired Jeremiah Hiller for the newly created role of Vice President of Sales & Marketing. Mr. Hiller will be tasked with growing GlyEco?s existing fo |
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| August 15, 2016 |
GlyEco 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: June 30, 2016 ? TRANSITION REPORT PURSUANT SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-30396 GLYECO, INC. (Exact name o |
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| June 24, 2016 |
GlyEco Completes Acquisition of Brian’s On-Site Recycling Exhibit 99.1 GlyEco Completes Acquisition of Brian?s On-Site Recycling ROCK HILL, SC / ACCESSWIRE / June 24, 2016 / ? A leader in sustainable glycol technologies, GlyEco, Inc. ("GlyEco" or the "Company") (?GLYE?), announced today that it has completed the acquisition of Brian?s On-Site Recycling, Inc., based in Tampa, Florida. Brian?s On-Site Recycling was established in 1998 by Brian Fidalgo afte |
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| June 24, 2016 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 15, 2016 GLYECO, INC. (Exact Name of Registrant as Specified in Its Charter) Nevada 000-30396 45-4030261 (State or Other Jurisdiction of Incorporation) (Commission File Number) ( |
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| May 16, 2016 |
GlyEco FORM 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: March 31, 2016 ? TRANSITION REPORT PURSUANT SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 000-30396 GLYECO, INC. (Exact name of registrant as specified in its |
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| May 4, 2016 |
Exhibit 10.1 AMENDMENT NO. 1 TO EMPLOYMENT AGREEMENT BETWEEN GLYECO, INC. And GRANT SAHAG (Executive) THIS AMENDMENT NO. 1 TO EMPLOYMENT AGREEMENT (this ?Amendment No. 1?), dated as of May 1, 2016 (the ?Effective Date?) is entered into by and between GlyEco, Inc., a Nevada corporation (the ?Company?), and Grant Sahag, an individual (the ?Executive?) (collectively, the ?Parties,? individually, a ?P |
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| May 4, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 1, 2016 GLYECO, INC. (Exact Name of Registrant as Specified in Its Charter) Nevada 000-30396 45-4030261 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IR |
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| April 1, 2016 |
EMPLOYMENT AGREEMENT GLYECO, INC. IAN RHODES Exhibit 10.12 EMPLOYMENT AGREEMENT BETWEEN GLYECO, INC. And IAN RHODES (Executive) THIS EMPLOYMENT AGREEMENT (this “Agreement”), dated as of February 12, 2016 (the “Effective Date”) is entered into by and between GlyEco, Inc., a Nevada corporation (the “Company”), and Ian Rhodes, an individual with a physical address at [See Recent Address on File with Company] (the “Executive”) (collectively, the |
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| April 1, 2016 |
GlyEco FORM 10-K (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2015 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-30396 GLYECO, INC. (Exact name |
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| April 1, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 28, 2016 GLYECO, INC. (Exact Name of Registrant as Specified in Its Charter) Nevada 000-30396 45-4030261 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| March 30, 2016 |
NT 10-K 1 s102913nt10k.htm NT 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC FILE NUMBER: 000-30396 CUSIP NUMBER: 38000P 104 (Check One): x Form 10-K o Form 20-F o Form 10-Q o Form 10-D o Form N-SAR For Period Ended: December 31, 2015 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Fo |
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| March 9, 2016 |
GLYE / GlyEco, Inc. / WYNNEFIELD PARTNERS SMALL CAP VALUE LP I - SC 13D/A Activist Investment SC 13D/A 1 v433869sc13d-a.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A (Amendment No. 7) Under the Securities Exchange Act of 1934 GlyEco, Inc. (Name of Issuer) Common Stock, $0.0001 par value (Title of Class of Securities) 0000931799 (CUSIP Number) Wynnefield Partners Small Cap Value, L.P. I 450 Seventh Avenue, Suite 509 New York, New York 10 |
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| March 5, 2016 |
GlyEco POST EFFECTIVE AMENDMENT As filed with the Securities and Exchange Commission on March 4, 2016 No. 333-207608 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 2 TO FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 GLYECO, INC. (Name of registrant as specified in its charter) Nevada 2810 45-4030261 (State or other jurisdiction of (Primary Standard Industria |
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| March 3, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 26, 2016 GLYECO, INC. (Exact Name of Registrant as Specified in Its Charter) Nevada 000-30396 45-4030261 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
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| February 18, 2016 |
GlyEco Announces Appointment of Ian Rhodes as Chief Financial Officer and Promotion of Grant Sahag as President to Round Out Leadership Team and Support Companywide Optimization and Growth PHOENIX, AZ / ACCESSWIRE / February 18, 2016 / ? A leader in sustainable glycol technologies, GlyEco, Inc. |
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| February 18, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 12, 2016 GLYECO, INC. (Exact Name of Registrant as Specified in Its Charter) Nevada 000-30396 45-4030261 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
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| February 17, 2016 |
GlyEco 3G/A (Passive Acquisition of More Than 5% of Shares) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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| February 16, 2016 |
GLYE / GlyEco, Inc. / TRIAGE CAPITAL LF GROUP, LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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| January 22, 2016 |
glyeco424b3.htm Filed pursuant to Rule 424(b)(3) Registration No. 333-207608 PROSPECTUS GLYECO, INC. 50,200,947 Shares of Common Stock Issuable Upon Exercise of Rights to Subscribe for Such Shares at $0.08 per Share We are distributing, at no charge, to holders of our common stock non-transferable subscription rights to purchase up to 50,200,947 shares of our common stock, par value $0.0001 per sh |
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| January 20, 2016 |
As filed with the Securities and Exchange Commission on January 1 9 , 2016 No. 333-207608 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 GLYECO, INC. (Name of registrant as specified in its charter) Nevada 2810 45-4030261 (State or other jurisdiction of (Primary Standard Indu |
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| January 4, 2016 |
glyeex992.htm EXHIBIT 99.2 GlyEco Issues Shareholder Update Letter PHOENIX, AZ / ACCESSWIRE / January 4, 2016 / A leader in sustainable glycol technologies, GlyEco, Inc. ("GlyEco" or the "Company") (GLYE), announced the issuance of a letter by Interim CEO and President David Ide to update shareholders on Company progress. Dear Fellow Shareholders: Thank you for your commitment to GlyEco, Inc. and |
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| January 4, 2016 |
GlyEco FORM 8-K (Current Report/Significant Event) glye8k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 28, 2015 GLYECO, INC. (Exact Name of Registrant as Specified in Its Charter) Nevada 000-30396 45-4030261 (State or Other Jurisdiction of Incorporation) (Commission |
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| January 4, 2016 |
GlyEco Announces Cessation of Operations at New Jersey Processing Center glyeex991.htm EXHIBIT 99.1 GlyEco Announces Cessation of Operations at New Jersey Processing Center PHOENIX, AZ / ACCESSWIRE / January 4, 2016 / A leader in sustainable glycol technologies, GlyEco, Inc. ("GlyEco" or the "Company") ("GLYE"), announced today that the Company approved the termination of both the Premises Lease, dated December 10, 2012, between GlyEco Acquisition Corp. #4 ("GAC #4") a |
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| December 16, 2015 |
glyeco424b3.htm Filed pursuant to Rule 424(b)(3) Registration No. 333-207608 PROSPECTUS GLYECO, INC. 50,200,947 Shares of Common Stock Issuable Upon Exercise of Rights to Subscribe for Such Shares at $0.08 per Share We are distributing, at no charge, to holders of our common stock non-transferable subscription rights to purchase up to 50,200,947 shares of our common stock, par value $0.0001 per sh |
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| December 14, 2015 |
glyecorresp.htm December 14, 2015 VIA EDGAR Jay Ingram Legal Branch Chief Office of Manufacturing and Construction Securities and Exchange Commission 100 F. Street, N.E. Washington, D.C. 20549-3628 Attention: David Korvin, Staff Attorney Re: GlyEco, Inc. (the "Company") Registration Statement on Form S-1 (the "Registration Statement") Filed November 24, 2015 File No. 333-207608 Dear Mr. Ingram: In |
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| December 3, 2015 |
glyes1a.htm As filed with the Securities and Exchange Commission on December 3 , 2015 No. 333-207608 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 2 TO FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 GLYECO, INC. (Name of registrant as specified in its charter) Nevada 2810 45-4030261 (State or other jurisdiction of (Primary Standard Industri |
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| December 2, 2015 |
glyeex991.htm EXHIBIT 99.1 |
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| December 2, 2015 |
Regulation FD Disclosure, Financial Statements and Exhibits glye8k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 2, 2015 GLYECO, INC. (Exact Name of Registrant as Specified in Its Charter) Nevada 000-30396 45-4030261 (State or Other Jurisdiction of Incorporation) (Commission |
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| November 24, 2015 |
glyecos1a.htm As filed with the Securities and Exchange Commission on November 23, 2015 No. 333-207608 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 1 TO FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 GLYECO, INC. (Name of registrant as specified in its charter) Nevada 2810 45-4030261 (State or other jurisdiction of (Primary Standard Indust |
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| November 23, 2015 |
glyecocorresp.htm November 23, 2015 VIA EDGAR Jay Ingram Legal Branch Chief Office of Manufacturing and Construction Securities and Exchange Commission 100 F. Street, N.E. Washington, D.C. 20549-3628 Attention: David Korvin, Staff Attorney Re: GlyEco, Inc. Registration Statement on Form S-1 (the "Registration Statement") Filed October 26, 2015 File No. 333-207608 Dear Mr. Ingram: GlyEco, Inc. (the |
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| November 18, 2015 |
GlyEco FORM 8-K (Current Report/Significant Event) glyeco8k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 17, 2015 GLYECO, INC. (Exact Name of Registrant as Specified in Its Charter) Nevada 000-30396 45-4030261 (State or Other Jurisdiction of Incorporation) (Commissi |
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| November 18, 2015 |
Submission of Matters to a Vote of Security Holders glyeco8k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 13, 2015 GLYECO, INC. (Exact Name of Registrant as Specified in Its Charter) Nevada 000-30396 45-4030261 (State or Other Jurisdiction of Incorporation) (Commissi |
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| November 18, 2015 |
glyecoex991.htm EXHIBIT 99.1 GlyEco Reports Fiscal Third Quarter Financial Results Record Quarter Net Revenues Increased 67.1%; and Adjusted EBITDA Improved By 57.9% for the Three-Month Period PHOENIX, AZ / ACCESSWIRE / November 17, 2015 / A leader in sustainable glycol technologies, GlyEco, Inc. ("GlyEco" or the "Company") ("GLYE"), announced the following financial results (in accordance with ac |
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| November 13, 2015 |
GlyEco FORM 8-K (Current Report/Significant Event) glyeco8k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 12, 2015 GLYECO, INC. (Exact Name of Registrant as Specified in Its Charter) Nevada 000-30396 45-4030261 (State or Other Jurisdiction of Incorporation) (Commissi |
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| November 13, 2015 |
glyecoex991.htm EXHIBIT 99.1 |
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| October 26, 2015 |
glyecos1.htm As filed with the Securities and Exchange Commission on October 26, 2015 No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 GLYECO, INC. (Name of registrant as specified in its charter) Nevada 2810 45-4030261 (State or other jurisdiction of (Primary Standard Industrial (I.R.S. Employer incor |
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| October 15, 2015 |
GlyEco FORM 8-K (Current Report/Significant Event) glyeco8k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 13, 2015 GLYECO, INC. (Exact Name of Registrant as Specified in Its Charter) Nevada 000-30396 45-4030261 (State or Other Jurisdiction of Incorporation) (Commissio |
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| October 2, 2015 |
DEF 14A 1 glyecodef14a.htm DEF 14A U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14(a)-6(e)( |
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| September 11, 2015 |
glyeco8k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 4, 2015 GLYECO, INC. (Exact Name of Registrant as Specified in Its Charter) Nevada 000-30396 45-4030261 (State or Other Jurisdiction of Incorporation) (Commissi |
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| September 11, 2015 |
Consulting Agreement, dated September 4, 2015, between GlyEco, Inc. and David Ide.(16) glyecoex101.htm EXHIBIT 10.1 CONSULTING AGREEMENT This Consulting Agreement (this ?Agreement?) is made and entered into as of September 4, 2015, by and between David Ide, an individual (the ?Consultant?), and GlyEco, Inc., a Nevada corporation (the ?Company?). RECITALS Company is a green chemistry company focused on recycling glycol. Company wishes to engage Consultant, and Consultant desires to s |
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| September 8, 2015 |
glyecoex161.htm EXHIBIT 16.1 Item 16.1 September 8, 2015 Securities and Exchange Commisison 100 F. Street, N.E. Washington, D.C. 20549-6561 Ladies and Gentlemen: We have read Item 4.01 of Form 8-K dated September 8, 2015, of GlyEco, Inc. and are in agreement with the statements contained therein, except for paragraph (b), for which we have no basis to agree or disagree with the statements of the r |
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| September 8, 2015 |
GlyEco FORM 8-K (Current Report/Significant Event) glyeco8k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 2, 2015 GLYECO, INC. (Exact Name of Registrant as Specified in Its Charter) Nevada 000-30396 45-4030261 (State or Other Jurisdiction of Incorporation) (Commissi |
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| August 20, 2015 |
EX-99.1 2 glyecoex991.htm PRESS RELEASE EXHIBIT 99.1 GlyEco Reports Fiscal Second Quarter Financial Results Record Quarter Net Sales Increased 27.1% and Adjusted EBITDA Improved 19.1% for the Three-Month Period PHOENIX, AZ / ACCESSWIRE / August 18, 2015 / A leader in sustainable glycol technologies, GlyEco, Inc. (OTCQB: GLYE) ("GlyEco" or the "Company"), announced the following financial results ( |
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| August 20, 2015 |
GlyEco FORM 8-K (Current Report/Significant Event) glyeco8k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 18, 2015 GLYECO, INC. (Exact Name of Registrant as Specified in Its Charter) Nevada 000-30396 45-4030261 (State or Other Jurisdiction of Incorporation) (Commission |
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| August 19, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 17, 2015 GLYECO, INC. (Exact Name of Registrant as Specified in Its Charter) Nevada 000-30396 45-4030261 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| August 7, 2015 |
GlyEco FORM 8-K (Current Report/Significant Event) glyeco8k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 4, 2015 GLYECO, INC. (Exact Name of Registrant as Specified in Its Charter) Nevada 000-30396 45-4030261 (State or Other Jurisdiction of Incorporation) (Commission |
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| July 22, 2015 |
ex10-1.htm Exhibit 10.1 Employment and Consulting Agreement This Employment and Consulting Agreement (this "Agreement") is made and entered into this 16th day of July, 2015, by and between Alicia Williams Young, an individual (the "Advisor"), and GlyEco, Inc., a Nevada corporation (the "Company"). WHEREAS, Company is in the business of collecting and recycling waste glycol. WHEREAS, Advisor has ac |
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| July 22, 2015 |
GlyEco 8-K (Current Report/Significant Event) glyeco8k072215.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 16, 2015 GLYECO, INC. (Exact Name of Registrant as Specified in Its Charter) Nevada 000-30396 45-4030261 (State or Other Jurisdiction of Incorporation) (Commis |
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| July 16, 2015 |
GlyEco Issues Shareholder Update Letter ex99-1.htm Exhibit 99.1 GlyEco Issues Shareholder Update Letter 5 hours ago PHOENIX, AZ / ACCESSWIRE / July 16, 2015 / A leader in sustainable glycol technologies, GlyEco, Inc. ("GlyEco" or the "Company") (OTC: GLYE), announced the issuance of a letter by Interim CEO and President David Ide, to update shareholders on Company progress. Dear Fellow Shareholders: Since our last update to shareholders |
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| July 16, 2015 |
GlyEco 8-K (Current Report/Significant Event) glyeco8k071615.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 16, 2015 GLYECO, INC. (Exact Name of Registrant as Specified in Its Charter) Nevada 000-30396 45-4030261 (State or Other Jurisdiction of Incorporation) (Commis |
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| June 19, 2015 |
GLYE / GlyEco, Inc. / AMATO RALPH Passive Investment SC 13G 1 sc13g.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* GlyEco, Inc. (Name of Issuer) Common Stock, $0.0001 par value (Title of Class of Securities) 38000P104 (CUSIP Number) June 19, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pu |
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| May 22, 2015 |
GlyEco 8-K (Current Report/Significant Event) glyeco8k052215.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 22, 2015 GLYECO, INC. (Exact Name of Registrant as Specified in Its Charter) Nevada 000-30396 45-4030261 (State or Other Jurisdiction of Incorporation) (Commiss |
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| May 21, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 18, 2015 GLYECO, INC. (Exact Name of Registrant as Specified in Its Charter) Nevada 000-30396 45-4030261 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I |
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| May 21, 2015 |
GlyEco Reports Fiscal First Quarter Financial Results Exhibit 99.1 GlyEco Reports Fiscal First Quarter Financial Results May 18, 2015 8:30 AM Added Over 650 New National Retail Customer Locations for the Quarter; Adjusted EBITDA Increased 26% for the Three Month Period PHOENIX, AZ / ACCESSWIRE / May 18, 2015 / A leader in sustainable glycol technologies GlyEco, Inc. ("GlyEco" or the "Company") (GLYE), announced the following financial results (in acc |
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| April 20, 2015 |
glyeco8k042015.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 14, 2015 GLYECO, INC. (Exact Name of Registrant as Specified in Its Charter) Nevada 000-30396 45-4030261 (State or Other Jurisdiction of Incorporation) (Commi |
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| April 16, 2015 |
SC 13D/A 1 v407130sc13da.htm SCHEDULE 13D AMENDMENT NO. 6 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A (Amendment No. 6) Under the Securities Exchange Act of 1934 GlyEco, Inc. (Name of Issuer) Common Stock, $0.0001 par value (Title of Class of Securities) 0000931799 (CUSIP Number) Wynnefield Partners Small Cap Value, L.P. I 450 Seventh Avenue, Suite 509 Ne |
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| April 15, 2015 |
GlyEco 8-K (Current Report/Significant Event) glyeco8k041515.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 15, 2015 GLYECO, INC. (Exact Name of Registrant as Specified in Its Charter) Nevada 000-30396 45-4030261 (State or Other Jurisdiction of Incorporation) (Commi |
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| April 15, 2015 |
GlyEco Announces Conference Call to Discuss 2014 Financial Results ex99-1.htm Exhibit 99.1 GlyEco Announces Conference Call to Discuss 2014 Financial Results PHOENIX, AZ / ACCESSWIRE / April 15, 2015 / Sustainable glycol technologies leader GlyEco, Inc. ("GlyEco" or the "Company") (http://www.glyeco.com/) (GLYE), will hold a conference call to discuss Fiscal Year 2014 results on Friday, April 17, 2015 at 4:15 p.m. Eastern time (1:15 Pacific time). The Company fil |
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| April 9, 2015 |
Equity Incentive Program, dated April 1, 2015 ex10-1.htm Exhibit 10.1 EQUITY INCENTIVE PROGRAM THIS EQUITY INCENTIVE PROGRAM (this ?Equity Incentive Program?) is offered by GlyEco, Inc., a Nevada corporation (the ?Company?), to [Employee Name], an individual (the ?Employee?), effective April 1, 2015 (the ?Effective Date?). BACKGROUND ? Company is a green chemistry company dedicated to the collection and recycling of waste glycol. ? Employee i |
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| April 9, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 8, 2015 GLYECO, INC. (Exact Name of Registrant as Specified in Its Charter) Nevada 000-30396 45-4030261 (State or Other Jurisdiction of Incorporation) (Commission File Number) ( |
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| March 31, 2015 |
glyeco-nt10k123114.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC FILE NUMBER: 000-30396 CUSIP NUMBER: 38000P 104 (Check One): x Form 10-K o Form 20-F o Form 10-Q o Form 10-D o Form N-SAR For Period Ended: December 31, 2014 ? Transition Report on Form 10-K ? Transition Report on Form 20-F ? Transition Report on Form 11-K ? Tr |
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| February 25, 2015 |
GLYE / GlyEco, Inc. / WYNNEFIELD PARTNERS SMALL CAP VALUE LP I - SC 13D/A Activist Investment SC 13D/A 1 v402680sc13da.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A (Amendment No. 5) Under the Securities Exchange Act of 1934 GlyEco, Inc. (Name of Issuer) Common Stock, $0.0001 par value (Title of Class of Securities) 0000931799 (CUSIP Number) Wynnefield Partners Small Cap Value, L.P. I 450 Seventh Avenue, Suite 509 New York, New York 101 |
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| February 23, 2015 |
Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 17, 2015 GLYECO, INC. (Exact Name of Registrant as Specified in Its Charter) Nevada 000-30396 45-4030261 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
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| February 19, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 15, 2015 GLYECO, INC. (Exact Name of Registrant as Specified in Its Charter) Nevada 000-30396 45-4030261 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
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| February 19, 2015 |
Consulting Agreement, dated February 15, 2015, between GlyEco, Inc. and David Ide Exhibit 10.1 CONSULTING AGREEMENT This Consulting Agreement (this “Agreement”) is made and entered into as of February 15, 2015, by and between David Ide, an individual (the “Consultant”), and GlyEco, Inc., a Nevada corporation (the “Company”). RECITALS Company is a green chemistry company focused on recycling glycol. Company wishes to engage Consultant, and Consultant desires to serve, as the Com |
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| February 17, 2015 |
GLYE / GlyEco, Inc. / FRENKEL LEONID Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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| February 9, 2015 |
GlyEco Announces Shareholder Update Letter Exhibit 99.1 GlyEco Announces Shareholder Update Letter GlyEco, Inc. 4 hours ago GlobeNewswire PHOENIX, Feb. 9, 2015 (GLOBE NEWSWIRE) - Sustainable glycol technologies leader GlyEco, Inc. (GLYE) ("GlyEco" or the "Company"), issued a shareholder update letter from its Chairman Emeritus, John Lorenz. Dear GlyEco Shareholders, Our recently announced management transition is based on our goals to set |
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| February 9, 2015 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 9, 2015 GLYECO, INC. (Exact Name of Registrant as Specified in Its Charter) Nevada 000-30396 45-4030261 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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| January 27, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 21, 2015 GLYECO, INC. (Exact Name of Registrant as Specified in Its Charter) Nevada 000-30396 45-4030261 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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| January 27, 2015 |
GlyEco Announces Leadership Transition Plan for Next Phase of Growth Exhibit 99.1 GlyEco Announces Leadership Transition Plan for Next Phase of Growth PHOENIX, January 27, 2015 /GlobeNewswire/ - Sustainable glycol technologies leader GlyEco, Inc. (OTCQB: GLYE) (“GlyEco” or the “Company”), announces its board has appointed David Ide as interim CEO and President and Dwight Mamanteo as a non-executive Chairman of the Board. The appointments, part of GlyEco’s leadershi |
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| January 15, 2015 |
GLYE / GlyEco, Inc. CORRESP - - January 15, 2015 VIA EDGAR Mr. John Cash Accounting Branch Chief Division of Corporation Finance Securities and Exchange Commission 100 F. Street, N.E. Washington, D.C. 20549-3628 Re: GlyEco, Inc. Form 10-K for the Fiscal Year Ended December 31, 2013 Filed April 15, 2014 Definitive Proxy Statement on Schedule 14A Filed September 12, 2014 Form 10-Q for the Fiscal Quarter Ended September 30, 2014 Fi |
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| December 24, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 18, 2014 GLYECO, INC. (Exact Name of Registrant as Specified in Its Charter) Nevada 000-30396 45-4030261 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
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| December 24, 2014 |
Equity Incentive Program, dated December 18, 2014 Exhibit 10.1 EQUITY INCENTIVE PROGRAM THIS EQUITY INCENTIVE PROGRAM (this “Equity Incentive Program”) is offered by GlyEco, Inc., a Nevada corporation (the “Company”), to [Employee Name], an individual (the “Employee”), effective December 18, 2014 (the “Effective Date”). BACKGROUND · Company is a green chemistry company dedicated to the collection and recycling of waste glycol. · Employee is the [ |
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| December 22, 2014 |
GLYE / GlyEco, Inc. CORRESP - - December 22, 2014 VIA EDGAR Mr. John Cash Accounting Branch Chief Division of Corporation Finance Securities and Exchange Commission 100 F. Street, N.E. Washington, D.C. 20549-3628 Re: GlyEco, Inc. Form 10-K for the Fiscal Year Ended December 31, 2013 Filed April 15, 2014 Definitive Proxy Statement on Schedule 14A Filed September 12, 2014 Form 10-Q for the Fiscal Quarter Ended September 30, 2014 F |
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| December 2, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 26, 2014 GLYECO, INC. (Exact Name of Registrant as Specified in Its Charter) Nevada 000-30396 45-4030261 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
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| November 18, 2014 |
GLYE / GlyEco, Inc. / WYNNEFIELD PARTNERS SMALL CAP VALUE LP I - SC 13D/A Activist Investment SC 13D/A 1 v373012sc13da.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A (Amendment No. 4) Under the Securities Exchange Act of 1934 GlyEco, Inc. (Name of Issuer) Common Stock, $0.0001 par value (Title of Class of Securities) 0000931799 (CUSIP Number) Wynnefield Partners Small Cap Value, L.P. I 450 Seventh Avenue, Suite 509 New York, New York 101 |
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| November 17, 2014 |
Exhibit 99.1 GlyEco Announces Third Quarter Financial Results Third Quarter Revenue Increased 10% Year-Over-Year to $1.3 Million Shareholder Conference Call Scheduled for Wednesday, November 19 at 4:15 p.m. ET PHOENIX, Nov. 17, 2014 (GLOBE NEWSWIRE) - Sustainable glycol technologies leader GlyEco, Inc. (GLYE) ("GlyEco" or the "Company") announces its financial results for the third quarter ended S |
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| November 17, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 17, 2014 GLYECO, INC. (Exact Name of Registrant as Specified in Its Charter) Nevada 000-30396 45-4030261 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
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| October 29, 2014 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 24, 2014 GLYECO, INC. (Exact Name of Registrant as Specified in Its Charter) Nevada 000-30396 45-4030261 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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| October 27, 2014 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 22, 2014 GLYECO, INC. (Exact Name of Registrant as Specified in Its Charter) Nevada 000-30396 45-4030261 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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| October 27, 2014 |
GlyEco Sets Stage for International Expansion Through Agreement With Haldor Topsoe Exhibit 99.1 GlyEco Sets Stage for International Expansion Through Agreement With Haldor Topsoe Two Companies Will Collaborate in the Development of Waste Glycol Recycling Facilities GlyEco, Inc. 4 hours ago PHOENIX, Oct. 27, 2014 (GLOBE NEWSWIRE) - Sustainable glycol technologies leader GlyEco, Inc. (GLYE) ("GlyEco" or the "Company"), signed a non-binding Memorandum of Understanding ("MOU") with |
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| September 23, 2014 |
GLYE / GlyEco, Inc. CORRESP - - September 23, 2014 VIA EDGAR AND FACSIMILE Pamela Long Assistant Director Securities and Exchange Commission 100 F. |
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| September 12, 2014 |
GLYE / GlyEco, Inc. DEF 14A - - DEF 14A U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14(a)-6(e)(2)) x Definitive Proxy Statement o |
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| September 9, 2014 |
GLYE / GlyEco, Inc. S-1/A - - S-1/A As filed with the Securities and Exchange Commission on September 9 , 2014 No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 1 TO FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 GLYECO, INC. (Name of registrant as specified in its charter) Nevada 2810 45-4030261 (State or other jurisdiction of (Primary Standard Industrial (I.R.S. Employ |
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| September 9, 2014 |
GLYE / GlyEco, Inc. CORRESP - - September 9, 2014 VIA FEDERAL EXPRESS AND EDGAR Pamela Long Assistant Director Securities and Exchange Commission 100 F. |
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| August 22, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 22, 2014 GLYECO, INC. (Exact Name of Registrant as Specified in Its Charter) Nevada 000-30396 45-4030261 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| August 20, 2014 |
Shareholder Conference Call Tuesday, August 19 at 4:15PM EDT Exhibit 99.1 GlyEco Announces Second Quarter Financial Results GlyEco, Inc. August 15, 2014 8:10 AM GlobeNewswire Second quarter revenue increased 13% year-over-year to $1.6 million Shareholder Conference Call Tuesday, August 19 at 4:15PM EDT PHOENIX, Aug. 15, 2014 (GLOBE NEWSWIRE) - Sustainable glycol technologies leader GlyEco, Inc. (GLYE) ("GlyEco" or the "Company") announces its financial resu |
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| August 20, 2014 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 19, 2014 GLYECO, INC. (Exact Name of Registrant as Specified in Its Charter) Nevada 000-30396 45-4030261 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| August 8, 2014 |
GlyEco, Inc. Code of Business Conduct and Ethics Exhibit 14.1 GlyEco, Inc. Code Of Business Conduct and Ethics This Code of Business Conduct and Ethics (the “Code”) sets forth legal and ethical standards of conduct for directors, officers and employees of GlyEco, Inc. (the “Company”). This Code is intended to deter wrongdoing and to promote the conduct of all Company business in accordance with high standards of integrity and in compliance with |
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| August 8, 2014 |
Amended and Restated Bylaws of GlyEco, Inc., effective as of August 5, 2014.(15) Exhibit 3.1 AMENDED AND RESTATED BYLAWS OF GLYECO, INC. ARTICLE I: OFFICES 1.1 REGISTERED OFFICE The registered office of GlyEco, Inc. (the “Corporation”) shall be in the City of Carson City, County of Carson City, State of Nevada. 1.2 ADDITIONAL OFFICES The Corporation may also have offices at such other places both within and without the State of Nevada as the Board of Directors may from time to |
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| August 8, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 4, 2014 GLYECO, INC. (Exact Name of Registrant as Specified in Its Charter) Nevada 000-30396 45-4030261 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| August 8, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 5, 2014 GLYECO, INC. (Exact Name of Registrant as Specified in Its Charter) Nevada 000-30396 45-4030261 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| August 8, 2014 |
Exhibit 10.1 CONSULTING AGREEMENT This Consulting Agreement (this “Agreement”) is made and entered into as of August 4, 2014 (the “Effective Date”), by and between Richard Geib, an individual (the “Consultant”), and GlyEco, Inc., a Nevada corporation (the “Company”). RECITALS Company is a green chemistry company focused on recycling glycol. Consultant is an expert in the glycol industry. Consultan |
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| July 22, 2014 |
GLYE / GlyEco, Inc. CORRESP - - July 22, 2014 VIA EDGAR Pamela Long Assistant Director Securities and Exchange Commission 100 F. |
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| July 8, 2014 |
Unregistered Sales of Equity Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 1, 2014 GLYECO, INC. (Exact Name of Registrant as Specified in Its Charter) Nevada 000-30396 45-4030261 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I |
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| July 8, 2014 |
Unregistered Sales of Equity Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 1, 2014 GLYECO, INC. (Exact Name of Registrant as Specified in Its Charter) Nevada 000-30396 45-4030261 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| June 30, 2014 |
GLYE / GlyEco, Inc. S-1 - Registration Statement - S-1 As filed with the Securities and Exchange Commission on June 30, 2014 No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 GLYECO, INC. (Name of registrant as specified in its charter) Nevada 2810 45-4030261 (State or other jurisdiction of (Primary Standard Industrial (I.R.S. Employer incorporation or orga |
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| May 15, 2014 |
GlyEco Announces First Quarter Financial Results Exhibit 99.1 GlyEco Announces First Quarter Financial Results Revenues Increased 34% Year-Over-Year; Conference Call Scheduled for Thursday, May 15 at 1:15 p.m. ET GlyEco, Inc. 4 hours ago PHOENIX, May 13, 2014 (GLOBE NEWSWIRE) - Sustainable glycol technologies leader GlyEco, Inc. (GLYE) ("GlyEco" or the "Company") announces its financial results for the first quarter ended March 31, 2014. First Q |
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| May 15, 2014 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 15, 2014 GLYECO, INC. (Exact Name of Registrant as Specified in Its Charter) Nevada 000-30396 45-4030261 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I |
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| May 13, 2014 |
GlyEco Announces First Quarter Financial Results Exhibit 99.1 GlyEco Announces First Quarter Financial Results Revenues Increased 34% Year-Over-Year; Conference Call Scheduled for Thursday, May 15 at 1:15 p.m. ET GlyEco, Inc. 4 hours ago PHOENIX, May 13, 2014 (GLOBE NEWSWIRE) - Sustainable glycol technologies leader GlyEco, Inc. (GLYE) ("GlyEco" or the "Company") announces its financial results for the first quarter ended March 31, 2014. First Q |
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| May 13, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 glyeco8k051314.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 13, 2014 GLYECO, INC. (Exact Name of Registrant as Specified in Its Charter) Nevada 000-30396 45-4030261 (State or Other Jurisdiction of Incorporation |
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| April 25, 2014 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 22, 2014 GLYECO, INC. (Exact Name of Registrant as Specified in Its Charter) Nevada 000-30396 45-4030261 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| April 25, 2014 |
GlyEco Announces Conference Call to Discuss 2013 Financial Results Exhibit 99.1 GlyEco Announces Conference Call to Discuss 2013 Financial Results Revenues Increased 337% to $5.5 Million; Stockholders' Equity Increased 227% to $11.2 Million GlyEco, Inc. April 16, 2014 8:00 AM PHOENIX, April 16, 2014 (GLOBE NEWSWIRE) - Sustainable glycol technologies leader GlyEco, Inc. (GLYE) ("GlyEco" or the "Company") announces its audited financial results for the year ended D |
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| April 1, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 31, 2014 GLYECO, INC. (Exact Name of Registrant as Specified in Its Charter) Nevada 000-30396 45-4030261 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| April 1, 2014 |
GlyEco Announces Preliminary 2013 Financial Results Exhibit 99.1 GlyEco Announces Preliminary 2013 Financial Results Revenues Increased 337% to $5.5 Million; Stockholders' Equity Increased 227% to $11.2 Million GlyEco, Inc. March 31, 2014 8:00 AM PHOENIX, March 31, 2014 (GLOBE NEWSWIRE) - Sustainable glycol technologies leader GlyEco, Inc. (GLYE) ("GlyEco" or the "Company") announces its preliminary financial results for the year ended December 31, |
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| March 31, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC FILE NUMBER: 000-30396 CUSIP NUMBER: 38000P 104 (Check One): x Form 10-K o Form 20-F o Form 10-Q o Form 10-D o Form N-SAR For Period Ended: December 31, 2013 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Transition Report on Form |
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| March 28, 2014 |
GLYE / GlyEco, Inc. / WYNNEFIELD PARTNERS SMALL CAP VALUE LP I - SC 13D/A Activist Investment SC 13D/A 1 v373012sc13da.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A (Amendment No. 3) Under the Securities Exchange Act of 1934 GlyEco, Inc. (Name of Issuer) Common Stock, $0.0001 par value (Title of Class of Securities) 0000931799 (CUSIP Number) Wynnefield Partners Small Cap Value, L.P. I 450 Seventh Avenue, Suite 509 New York, New York 101 |
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| March 26, 2014 |
AMENDMENT NO. 1 TO ASSET PURCHASE AGREEMENT Exhibit 2.2 AMENDMENT NO. 1 TO ASSET PURCHASE AGREEMENT THIS AMENDMENT NO. 1 TO ASSET PURCHASE AGREEMENT (this “Amendment No. 1”) is executed as of March 21, 2014, by and among MMT Technologies, Inc., a Florida corporation (“Seller”), Otho N. Fletcher, III, as Co-Personal Representative of the Estate of Otho Neal Fletcher, Jr. and Samantha Pratt, as Co-Personal Representative of the Estate of Otho |
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| March 26, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 21, 2014 GLYECO, INC. (Exact Name of Registrant as Specified in Its Charter) Nevada 000-30396 45-4030261 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| March 20, 2014 |
Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 14, 2014 GLYECO, INC. (Exact Name of Registrant as Specified in Its Charter) Nevada 000-30396 45-4030261 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
