FTNW SEC-arkivering - FTE Networks, Inc.- Årsrapport, fuldmagtserklæring, prospekt

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LEI	549300M51FEGTULRAL27
CIK	1122063

SEC Filings

All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to FTE Networks, Inc.

SEC Filings (Chronological Order)

Denne side giver en komplet, kronologisk liste over SEC-arkiveringer, eksklusive ejerskabsregistreringer, som vi leverer andre steder.

July 24, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 24, 2025 FTE NETWORKS, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 24, 2025 FTE NETWORKS, INC. (Exact name of registrant as specified in its charter) Nevada 001-38322 81-0438093 (State or Other Jurisdiction of Incorporation) (Commission File Num
January 21, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 21, 2025 FTE NETWORKS, IN UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 21, 2025 FTE NETWORKS, INC. (Exact name of registrant as specified in its charter) Nevada 001-38322 81-0438093 (State or Other Jurisdiction of Incorporation) (Commission File
August 13, 2024	8-K	Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 13, 2024 FTE NETWORKS, INC. (Exact name of registrant as specified in its charter) Nevada 001-38322 81-0438093 (State or Other Jurisdiction of Incorporation) (Commission File N
March 15, 2023	EX-3.1	Amended and Restated Bylaws of FTE Networks, Inc. as of March 14, 2023. Exhibit 3.1 AMENDED AND RESTATED BYLAWS OF FTE NETWORKS, INC. a Nevada corporation Adopted effective as of March 14, 2023 Table of Contents Page ARTICLE I OFFICES 1 Section 1.1 Registered Office 1 Section 1.2 Other Offices 1 ARTICLE II STOCKHOLDERS 1 Section 2.1 Place of Meetings 1 Section 2.2 Remote Communications 1 Section 2.3 Annual Meeting 1 Section 2.4 List of Stockholders 2 Section 2.5 Speci
March 15, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 14, 2023 FTE NETWORKS, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 14, 2023 FTE NETWORKS, INC. (Exact name of registrant as specified in its charter) Nevada 001-38322 81-0438093 (State or Other Jurisdiction of Incorporation) (Commission File Nu
March 13, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 12, 2023 FTE NETWORKS, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 12, 2023 FTE NETWORKS, INC. (Exact name of registrant as specified in its charter) Nevada 001-38322 81-0438093 (State or Other Jurisdiction of Incorporation) (Commission File Nu
August 26, 2022	8-K	Regulation FD Disclosure UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 26, 2022 FTE NETWORKS, INC. (Exact name of registrant as specified in its charter) Nevada 001-38322 81-0438093 (State or Other Jurisdiction of Incorporation) (Commission File N
August 17, 2022	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of
August 15, 2022	8-K	Regulation FD Disclosure 8-K 1 form8-k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 15, 2022 FTE NETWORKS, INC. (Exact name of registrant as specified in its charter) Nevada 001-38322 81-0438093 (State or Other Jurisdiction of Incorporation)
May 23, 2022	8-K	Regulation FD Disclosure 8-K 1 form8-k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 23, 2022 FTE NETWORKS, INC. (Exact name of registrant as specified in its charter) Nevada 001-38322 81-0438093 (State or Other Jurisdiction of Incorporation) (Co
March 25, 2022	8-K	Regulation FD Disclosure UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 25, 2022 FTE NETWORKS, INC. (Exact name of registrant as specified in its charter) Nevada 001-38322 81-0438093 (State or Other Jurisdiction of Incorporation) (Commission File Nu
September 17, 2021	8-K	Regulation FD Disclosure 8-K 1 form8-k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 17, 2021 FTE NETWORKS, INC. (Exact name of registrant as specified in its charter) Nevada 001-38322 81-0438093 (State or Other Jurisdiction of Incorporatio
August 27, 2021	EX-10.1	Separation and Mutual Release Agreement dated August 23, 2021. Exhibit 10.1 SEPARATION AND MUTUAL RELEASE AGREEMENT This Separation and Mutual Release Agreement (this ?Agreement?) is entered into as of the 23rd day of August 2021, by and between Peter Ghishan (the ?Director?) and FTE Networks, Inc., a Nevada corporation (the ?Company?). RECITALS WHEREAS, the Director is a director of the Company?s Board of Directors (the ?Board?); and WHEREAS, the Director ha
August 27, 2021	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 23, 2021 FTE NETWORKS, INC. (Exact name of registrant as specified in its charter) Nevada 001-38322 81-0438093 (State or Other Jurisdiction of Incorporation) (Commission File N
July 2, 2021	8-K	Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 8-K 1 form8-k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 16, 2021 FTE NETWORKS, INC. (Exact name of registrant as specified in its charter) Nevada 001-38322 81-0438093 (State or Other Jurisdiction of Incorporation) (C
April 23, 2021	EX-10.1	Separation Agreement and Release dated April 15, 2021, between Munish Bansal and FTE Networks, Inc. Exhibit 10.1 SEPARATION AGREEMENT AND RELEASE This Separation Agreement and Release (the ?Agreement?) is made and entered this 15th day of April 2021 (the ?Effective Date?) by and between Munish Bansal (?Executive?) and FTE Networks, Inc., its subsidiaries and affiliates (collectively, the ?Company?) (each a ?Party? and together, the ?Parties?). WHEREAS, Executive has served as the Chief Executive
April 23, 2021	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 15, 2021 FTE NETWORKS, INC. (Exact name of registrant as specified in its charter) Nevada 001-38322 81-0438093 (State or Other Jurisdiction of Incorporation) (Commission File Nu
April 15, 2021	8-K	Regulation FD Disclosure UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 15, 2021 FTE NETWORKS, INC. (Exact name of registrant as specified in its charter) Nevada 001-38322 81-0438093 (State or Other Jurisdiction of Incorporation) (Commission File Nu
April 5, 2021	EX-3.1	Certificate of Designation of Series J-1 Preferred Stock. Exhibit 3.1 CERTIFICATE OF DESIGNATION OF SERIES J-1 Non-Voting Non-Convertible Redeemable PREFERRED STOCK OF fte NETWORKS, inc. I, the undersigned, hereby certify that I am the Interim Chief Executive Officer of FTE Networks, Inc. (the ?Corporation?), a corporation organized and existing under the Nevada Revised Statutes (the ?NRS?), and further do hereby certify: FIRST: The original articles of
April 5, 2021	EX-10.4	Amended and Restated Promissory Note dated April 2, 2021. Exhibit 10.4 THIS SECURITY HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?1933 ACT?) OR THE SECURITIES LAWS OF ANY STATE, AND MAY NOT BE SOLD, TRANSFERRED, ASSIGNED OR HYPOTHECATED UNLESS PURSUANT TO SEC RULE 144 OR UNLESS THERE IS AN EFFECTIVE REGISTRATION STATEMENT UNDER THE 1933 ACT AND THE SECURITIES LAWS OF ANY STATE COVERING SUCH SECURITIES OR SUCH SALE, TRANSFER,
April 5, 2021	EX-10.5	Promissory Grid Note dated April 2, 2021. Exhibit 10.5 THIS SECURITY HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?1933 ACT?) OR THE SECURITIES LAWS OF ANY STATE, AND MAY NOT BE SOLD, TRANSFERRED, ASSIGNED OR HYPOTHECATED UNLESS PURSUANT TO SEC RULE 144 OR UNLESS THERE IS AN EFFECTIVE REGISTRATION STATEMENT UNDER THE 1933 ACT AND THE SECURITIES LAWS OF ANY STATE COVERING SUCH SECURITIES OR SUCH SALE, TRANSFER,
April 5, 2021	EX-10.2	Second Amendment to Purchase Agreement dated April 2, 2021. Exhibit 10.2 SECOND AMENDMENT TO PURCHASE AGREEMENT THIS SECOND AMENDMENT TO PURCHASE AGREEMENT (this ?Amendment?) is made and entered into as of April 2, 2021, by and among (i) FTE Networks Inc., a Delaware corporation (?Parent?), (ii) US Home Rentals LLC, a Delaware limited liability company and direct wholly owned subsidiary of Parent (the ?Acquisition Sub?) (iii) Alexander Szkaradek, an indivi
April 5, 2021	EX-10.3	Amended and Restated Promissory Note dated April 2, 2021. Exhibit 10.3 THIS SECURITY HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?1933 ACT?) OR THE SECURITIES LAWS OF ANY STATE, AND MAY NOT BE SOLD, TRANSFERRED, ASSIGNED OR HYPOTHECATED UNLESS PURSUANT TO SEC RULE 144 OR UNLESS THERE IS AN EFFECTIVE REGISTRATION STATEMENT UNDER THE 1933 ACT AND THE SECURITIES LAWS OF ANY STATE COVERING SUCH SECURITIES OR SUCH SALE, TRANSFER,
April 5, 2021	EX-10.6	Promissory Grid Note dated April 2, 2021. Exhibit 10.6 THIS SECURITY HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?1933 ACT?) OR THE SECURITIES LAWS OF ANY STATE, AND MAY NOT BE SOLD, TRANSFERRED, ASSIGNED OR HYPOTHECATED UNLESS PURSUANT TO SEC RULE 144 OR UNLESS THERE IS AN EFFECTIVE REGISTRATION STATEMENT UNDER THE 1933 ACT AND THE SECURITIES LAWS OF ANY STATE COVERING SUCH SECURITIES OR SUCH SALE, TRANSFER,
April 5, 2021	8-K	Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits 8-K 1 form8-k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 17, 2021 FTE NETWORKS, INC. (Exact name of registrant as specified in its charter) Nevada 001-38322 81-0438093 (State or Other Jurisdiction of Incorporation) (
April 5, 2021	EX-3.2	Certificate of Designation of Series J-2 Preferred Stock. Exhibit 3.2 CERTIFICATE OF DESIGNATION OF SERIES J-2 Non-Voting Non-Convertible Redeemable PREFERRED STOCK OF fte NETWORKS, inc. I, the undersigned, hereby certify that I am the Interim Chief Executive Officer of FTE Networks, Inc. (the ?Corporation?), a corporation organized and existing under the Nevada Revised Statutes (the ?NRS?), and further do hereby certify: FIRST: The original articles of
April 5, 2021	EX-3.3	Amended and Restated Certificate of Designation of Series I Preferred Stock. Exhibit 3.3 Exhibit A AMENDED and RESTATED CERTIFICATE OF DESIGNATION OF SERIES I Convertible Redeemable PREFERRED STOCK OF fte NETWORKS, inc. I, the undersigned, hereby certify that I am the Interim Chief Executive Officer of FTE Networks, Inc. (the ?Corporation?), a corporation organized and existing under the Nevada Revised Statutes (the ?NRS?), and further do hereby certify: FIRST: The origina
April 5, 2021	EX-10.1	Modification and Settlement Agreement dated March 16, 2021. Exhibit 10.1 MODIFICATION AND SETTLEMENT AGREEMENT This Modification and Settlement Agreement (this ?Agreement?) is entered into as of March 16, 2021, by and among FTE Networks, Inc., a Nevada corporation (the ?Corporation?), on the one hand, and Lateral Juscom Feeder LLC, a Delaware limited liability company (?Lateral?), Lateral US Credit Opportunities Fund, L.P., a Delaware limited partnership (
January 29, 2021	8-K	Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement, Other Events - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 25, 2021 FTE NETWORKS, INC. (Exact name of registrant as specified in its charter) Nevada 001-38322 81-0438093 (State or Other Jurisdiction of Incorporation) (Commission File
January 6, 2021	8-K	Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 8-K 1 form8-k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 30, 2020 FTE NETWORKS, INC. (Exact name of registrant as specified in its charter) Nevada 001-38322 81-0438093 (State or Other Jurisdiction of Incorporation
December 23, 2020	8-K	Regulation FD Disclosure, Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 22, 2020 FTE NETWORKS, INC. (Exact name of registrant as specified in its charter) Nevada 001-38322 81-0438093 (State or Other Jurisdiction of Incorporation) (Commission File
November 5, 2020	10-K	Annual Report - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-38322 FTE NETWORKS, INC.
November 5, 2020	EX-10.26	Senior Secured Promissory Note dated August 21, 2020, issued to Lateral SMA, Agent, LLC in the principal amount of $150,000.* Exhibit 10.26 NON-EMPLOYEE DIRECTOR COMPENSATION POLICY Non-employee members of the board of directors (the “Board”) of FTE Networks, Inc. (the “Company”) shall be eligible to receive cash and equity compensation as set forth in this Non-Employee Director Compensation Policy (this “Policy”). Except as otherwise set forth herein, the cash and equity compensation described in this Policy shall be pa
November 5, 2020	EX-10.28	FTE Networks, Inc. Non-Employee Director Compensation Policy.* EX-10.28 8 ex10-28.htm Exhibit 10.28 PROMISSORY NOTE $2,581,840.00 August 26, 2020 FOR VALUE RECEIVED, the undersigned, jointly and severally (individually and collectively, “Borrower”), as maker, having its principal place of business at 16 Berryhill Road, Suite 200 Columbia, SC 29210 , hereby unconditionally promises to pay to the order of DLP LENDING FUND LLC, a Delaware limited liability compa
November 5, 2020	EX-10.29	Loan Agreement 1 dated August 26, 2020 by and among DLP Lending Fund LLC and certain Company Borrowers.* Exhibit 10.29 LOAN AGREEMENT Dated as of August 26, 2020 among THE ENTITIES SET FORTH ON SCHEDULE 1 ATTACHED HERETO, individually and collectively, as Borrower and DLP LENDING FUND LLC, as Lender TABLE OF CONTENTS Page ARTICLE I DEFINITIONS; PRINCIPLES OF CONSTRUCTION 1 Section 1.1 Definitions 1 Section 1.2 Principles of Construction 10 ARTICLE II GENERAL TERMS 10 Section 2.1 Loan Commitment; Disb
November 5, 2020	EX-10.42	Promissory Note 7 dated August 26, 2020 by the Company in favor of DLP Lending Fund LLC.* EX-10.42 22 ex10-42.htm Exhibit 10.42 PROMISSORY NOTE $2,501,225.00 August 26, 2020 FOR VALUE RECEIVED, the undersigned, jointly and severally (individually and collectively, “Borrower”), as maker, having its principal place of business at 16 Berryhill Road, Suite 200 Columbia, SC 29210 , hereby unconditionally promises to pay to the order of DLP LENDING FUND LLC, a Delaware limited liability comp
November 5, 2020	EX-10.25	Senior Secured Promissory Note dated August 3, 2020, issued to Lateral SMA, Agent, LLC in the principal amount of $250,000.* Exhibit 10.25 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED UNLESS SOLD PURSUANT TO RULE 144, RULE 144A OR REGULATION S UNDER
November 5, 2020	EX-10.32	Promissory Note 2 dated August 26, 2020 by the Company in favor of DLP Lending Fund LLC.* Exhibit 10.32 PROMISSORY NOTE $8,256,975 August 26, 2020 FOR VALUE RECEIVED, the undersigned, jointly and severally (individually and collectively, “Borrower”), as maker, having its principal place of business at 16 Berryhill Road, Suite 200 Columbia, SC 29210 , hereby unconditionally promises to pay to the order of DLP LENDING FUND LLC, a Delaware limited liability company, as lender, having an a
November 5, 2020	EX-10.27	Senior Secured Promissory Note dated October 1, 2020, issued to Lateral Recovery, LLC in the principal amount of $300,000.* Exhibit 10.27 LOAN AGREEMENT Dated as of August 26, 2020 among THE ENTITIES SET FORTH ON SCHEDULE 1 ATTACHED HERETO, individually and collectively, as Borrower and DLP LENDING FUND LLC, as Lender TABLE OF CONTENTS Page ARTICLE I DEFINITIONS; PRINCIPLES OF CONSTRUCTION 1 Section 1.1 Definitions 1 Section 1.2 Principles of Construction 10 ARTICLE II GENERAL TERMS 10 Section 2.1 Loan Commitment; Disb
November 5, 2020	EX-10.37	Loan Agreement 5 dated August 26, 2020 by and among DLP Lending Fund LLC and certain Company Borrowers.* Exhibit 10.37 LOAN AGREEMENT Dated as of August 26, 2020 among THE ENTITIES SET FORTH ON SCHEDULE 1 ATTACHED HERETO, individually and collectively, as Borrower and DLP LENDING FUND LLC, as Lender TABLE OF CONTENTS Page ARTICLE I DEFINITIONS; PRINCIPLES OF CONSTRUCTION 1 Section 1.1 Definitions 1 Section 1.2 Principles of Construction 10 ARTICLE II GENERAL TERMS 10 Section 2.1 Loan Commitment; Disb
November 5, 2020	EX-10.22	Demand note dated July 16, 2020, issued to Cobblestone Ventures, Inc. in the principal amount of $70,000.* Exhibit 10.22 Demand Promissory Note $70,000.00 July 16, 2020 FOR VALUE RECEIVED, FTE NETWORKS, INC. a Nevada corporation (“Borrower”), unconditionally promises to pay to the order of COBBLESTONE VENTURES, INC. (“Lender”), the principal sum of SEVENTY THOUSAND DOLLARS ($70,000.00) (the “Loan”) outstanding hereunder together with all accrued interest thereon, ON DEMAND, as provided in this Promisso
November 5, 2020	EX-10.30	Promissory Note 1 dated August 26, 2020 by the Company in favor of DLP Lending Fund LLC.* EX-10.30 10 ex10-30.htm Exhibit 10.30 PROMISSORY NOTE $5,004,888.00 August 26, 2020 FOR VALUE RECEIVED, the undersigned, jointly and severally (individually and collectively, “Borrower”), as maker, having its principal place of business at 16 Berryhill Road, Suite 200 Columbia, SC 29210 , hereby unconditionally promises to pay to the order of DLP LENDING FUND LLC, a Delaware limited liability comp
November 5, 2020	EX-10.31	Loan Agreement 2 dated August 26, 2020 by and among DLP Lending Fund LLC and certain Company Borrowers.* Exhibit 10.31 LOAN AGREEMENT Dated as of August 26, 2020 among THE ENTITIES SET FORTH ON SCHEDULE 1 ATTACHED HERETO, individually and collectively, as Borrower and DLP LENDING FUND LLC, as Lender TABLE OF CONTENTS Page ARTICLE I DEFINITIONS; PRINCIPLES OF CONSTRUCTION 1 Section 1.1 Definitions 1 Section 1.2 Principles of Construction 10 ARTICLE II GENERAL TERMS Section 2.1 Loan Commitment; Disburs
November 5, 2020	EX-10.24	Demand note dated July 31, 2020, issued to Cobblestone Ventures, Inc. in the principal amount of $250,000.* Exhibit 10.24 Demand Promissory Note $250,000.00 July 31, 2020 FOR VALUE RECEIVED, FTE NETWORKS, INC. a Nevada corporation (“Borrower”), unconditionally promises to pay to the order of COBBLESTONE VENTURES, INC. (“Lender”), the principal sum of TWO HUNDRED FIFTY THOUSAND DOLLARS ($250,000.00) (the “Loan”) outstanding hereunder together with all accrued interest thereon, ON DEMAND, as provided in t
November 5, 2020	EX-10.41	Loan Agreement 7 dated August 26, 2020 by and among DLP Lending Fund LLC and certain Company Borrowers.* Exhibit 10.41 LOAN AGREEMENT Dated as of August 26, 2020 among THE ENTITIES SET FORTH ON SCHEDULE 1 ATTACHED HERETO, individually and collectively, as Borrower and DLP LENDING FUND LLC, as Lender TABLE OF CONTENTS Page ARTICLE I DEFINITIONS; PRINCIPLES OF CONSTRUCTION 1 Section 1.1 Definitions 1 Section 1.2 Principles of Construction 10 ARTICLE II GENERAL TERMS 10 Section 2.1 Loan Commitment; Disb
November 5, 2020	EX-10.39	Loan Agreement 6 dated August 26, 2020 by and among DLP Lending Fund LLC and certain Company Borrowers.* EX-10.39 19 ex10-39.htm Exhibit 10.39 LOAN AGREEMENT Dated as of August 26, 2020 among THE ENTITIES SET FORTH ON SCHEDULE 1 ATTACHED HERETO, individually and collectively, as Borrower and DLP LENDING FUND LLC, as Lender TABLE OF CONTENTS Page ARTICLE I DEFINITIONS; PRINCIPLES OF CONSTRUCTION 1 Section 1.1 Definitions 1 Section 1.2 Principles of Construction 10 ARTICLE II GENERAL TERMS 10 Section 2
November 5, 2020	EX-10.38	Promissory Note 5 dated August 26, 2020 by the Company in favor of DLP Lending Fund LLC.* Exhibit 10.38 PROMISSORY NOTE $2,225,593.30 August 26, 2020 FOR VALUE RECEIVED, the undersigned, jointly and severally (individually and collectively, “Borrower”), as maker, having its principal place of business at 16 Berryhill Road, Suite 200 Columbia, SC 29210 , hereby unconditionally promises to pay to the order of DLP LENDING FUND LLC, a Delaware limited liability company, as lender, having a
November 5, 2020	EX-10.40	Promissory Note 6 dated August 26, 2020 by the Company in favor of DLP Lending Fund LLC.* Exhibit 10.40 PROMISSORY NOTE $2,501,225.00 August 26, 2020 FOR VALUE RECEIVED, the undersigned, jointly and severally (individually and collectively, “Borrower”), as maker, having its principal place of business at 16 Berryhill Road, Suite 200 Columbia, SC 29210 , hereby unconditionally promises to pay to the order of DLP LENDING FUND LLC, a Delaware limited liability company, as lender, having a
November 5, 2020	EX-10.23	Senior Secured Promissory Note dated July 22, 2020, issued to Lateral SMA, Agent, LLC in the principal amount of $100,000.* EX-10.23 3 ex10-23.htm Exhibit 10.23 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED UNLESS SOLD PURSUANT TO RULE 144, RULE 144
November 5, 2020	EX-10.34	Promissory Note 3 dated August 26, 2020 by the Company in favor of DLP Lending Fund LLC.* EX-10.34 14 ex10-34.htm Exhibit 10.34 PROMISSORY NOTE $1,605,000.00 August 26, 2020 FOR VALUE RECEIVED, the undersigned, jointly and severally (individually and collectively, “Borrower”), as maker, having its principal place of business at 16 Berryhill Road, Suite 200 Columbia, SC 29210 , hereby unconditionally promises to pay to the order of DLP LENDING FUND LLC, a Delaware limited liability comp
November 5, 2020	EX-10.36	Promissory Note 4 dated August 26, 2020 by the Company in favor of DLP Lending Fund LLC.* Exhibit 10.36 PROMISSORY NOTE $1,278,178.24 August 26, 2020 FOR VALUE RECEIVED, the undersigned, jointly and severally (individually and collectively, “Borrower”), as maker, having its principal place of business at 16 Berryhill Road, Suite 200 Columbia, SC 29210 , hereby unconditionally promises to pay to the order of DLP LENDING FUND LLC, a Delaware limited liability company, as lender, having a
November 5, 2020	EX-10.33	Loan Agreement 3 dated August 26, 2020 by and among DLP Lending Fund LLC and certain Company Borrowers.* Exhibit 10.33 LOAN AGREEMENT Dated as of August 26, 2020 among THE ENTITIES SET FORTH ON SCHEDULE 1 ATTACHED HERETO, individually and collectively, as Borrower and DLP LENDING FUND LLC, as Lender TABLE OF CONTENTS Page ARTICLE I DEFINITIONS; PRINCIPLES OF CONSTRUCTION 1 Section 1.1 Definitions 1 Section 1.2 Principles of Construction 10 ARTICLE II GENERAL TERMS 10 Section 2.1 Loan Commitment; Disb
November 5, 2020	EX-10.35	Loan Agreement 4 dated August 26, 2020 by and among DLP Lending Fund LLC and certain Company Borrowers.* Exhibit 10.35 LOAN AGREEMENT Dated as of August 26, 2020 among THE ENTITIES SET FORTH ON SCHEDULE 1 ATTACHED HERETO, individually and collectively, as Borrower and DLP LENDING FUND LLC, as Lender TABLE OF CONTENTS Page ARTICLE I DEFINITIONS; PRINCIPLES OF CONSTRUCTION 1 Section 1.1 Definitions 1 Section 1.2 Principles of Construction 10 ARTICLE II GENERAL TERMS 10 Section 2.1 Loan Commitment; Disb
October 1, 2020	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement, Financial Statements and Exhibits - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 25, 2020 FTE NETWORKS, INC. (Exact name of registrant as specified in its charter) Nevada 001-38322 81-0438093 (State or Other Jurisdiction of Incorporation) (Commission Fil
October 1, 2020	EX-10.1	Executive Employment Agreement, dated September 25, 2020, between FTE Networks, Inc. and Munish Bansal. EX-10.1 2 ex10-1.htm Exhibit 10.1 Execution Version Executive Employment Agreement This Executive Employment Agreement (this “Agreement”), dated September 25, 2020, is made by and between FTE Networks, Inc., a Nevada corporation (together with any successor thereto, the “Company”), and Munish Bansal (“Executive”) (collectively referred to as the “Parties” or individually referred to as a “Party”),
August 18, 2020	NT 10-Q	- NT 10-Q 1 formnt10-q.htm OMB APPROVAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB Number: 3235-0058 Expires: August 31, 2015 Estimated average burden hours per response. 2.50 FORM 12b-25 SEC FILE NUMBER CUSIP NUMBER NOTIFICATION OF LATE FILING (Check one): [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [X] Form 10-Q [ ] Form 10-D [ ] Form N-SAR [ ] Form N-CSR For Period
May 22, 2020	8-K	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 21, 2020 FTE NETWORKS, INC. (Exact name of registrant as specified in its charter) Nevada 001-38322 81-0438093 (State or Other Jurisdiction of Incorporation) (Commission File Numb
May 21, 2020	EX-99.25	EX-99.25 NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The NYSE American LLC ('NYSE American' or the 'Exchange') hereby notifies the Securities and Exchange Commission (the 'Commission') of its intention to remove the entire class of the common stock ('Common Stock') of FTE Networks, Inc.
May 15, 2020	8-K	Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 15, 2020 FTE NETWORKS, INC. (Exact name of registrant as specified in its charter) Nevada 001-38322 81-0438093 (State or Other Jurisdiction of Incorporation) (Commission File Numb
May 14, 2020	NT 10-K	- OMB APPROVAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB Number: 3235-0058 Expires: August 31, 2015 Estimated average burden hours per response. 2.50 FORM 12b-25 SEC FILE NUMBER CUSIP NUMBER NOTIFICATION OF LATE FILING (Check one): [X] Form 10-K [ ] Form 20-F [ ] Form 11-K [ ] Form 10-Q [ ] Form 10-D [ ] Form N-SAR [ ] Form N-CSR For Period Ended: December 31, 2019
May 11, 2020	EX-4.1	Description of Securities* Exhibit 4.1 DESCRIPTION OF SECURITIES General We are authorized to issue 100,000,000 shares of common stock, par value $0.001 and 5,000,000 shares of preferred stock, par value $0.01. As of December 31, 2018, we had 12,286,844 common shares issued and outstanding and 500 and 295 shares of Series A Preferred Stock and Series A-1 Preferred Stock issued and outstanding, respectively. Within the limit
May 11, 2020	EX-10.34	Senior Secured Promissory Note dated January 27, 2020, issued to Benchmark Builders, LLC in the principal amount of $600,000.* EX-10.34 5 ex10-34.htm Exhibit 10.34 SENIOR PROMISSORY NOTE US $600,000 January 27, 2020 NOW THEREFORE FOR VALUE RECEIVED, the undersigned, FTE Networks, Inc. a Nevada corporation (the “Company”), hereby promises to pay to the order of Benchmark Builders, LLC, a New York State Six Hundred Thousand Dollars ($600,000) (the “Principal”) in lawful money of the United States of America, which shall be
May 11, 2020	10-K	Annual Report - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2018 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-31355 FTE NETWORKS, INC.
May 11, 2020	EX-21	Subsidiaries of the Registrant.* Exhibit 21 FTE Networks, Inc. Subsidiary List Benchmark Builders, Inc. (Incorporated in New York) CrossLayer, Inc. (Incorporated in Nevada) FTE Holdings, LLC (Organized in Nevada) Focus-Fiber Solutions, LLC (Organized in Delaware) Focus Venture Partners, Inc. (Incorporated in Nevada) Focus Wireless, LLC (Organized in Delaware) Optos Capital Partners, LLC (Organized in Delaware) Jus-Com, Inc. (Inco
May 11, 2020	EX-10.40	Senior Secured Promissory Note dated April 29, 2020, issued to Lateral SMA, Agent, LLC in the principal amount of $200,000* Exhibit 10.40 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED UNLESS SOLD PURSUANT TO RULE 144, RULE 144A OR REGULATION S UNDER
May 11, 2020	EX-10.38	Demand note dated March 5, 2020, issued to Peter Ghishan in the principal amount of $30,000.* Exhibit 10.38 Demand Promissory Note $30,000.00 March 5, 2020 FOR VALUE RECEIVED, FTE NETWORKS, INC. a Nevada corporation (“Borrower”), unconditionally promises to pay to the order of PETER GHISHAN (“Lender”), the principal sum of THIRTY THOUSAND DOLLARS ($30,000.00) (the “Loan”) outstanding hereunder together with all accrued interest thereon, ON DEMAND, as provided in this Promissory Note (the “
May 11, 2020	EX-10.35	Senior Secured Promissory Note dated February 12, 2020, issued to Lateral SMA, Agent, LLC in the principal amount of $800,000.* EX-10.35 6 ex10-35.htm Exhibit 10.35 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED UNLESS SOLD PURSUANT TO RULE 144, RULE 144
May 11, 2020	EX-10.37	Demand note dated March 4, 2020, issued to Cobblestone Ventures, Inc. in the principal amount of $100,000.* Exhibit 10.37 Demand Promissory Note $100,000.00 March 4, 2020 FOR VALUE RECEIVED, FTE NETWORKS, INC. a Nevada corporation (“Borrower”), unconditionally promises to pay to the order of COBBLESTONE VENTURES, INC. (“Lender”), the principal sum of ONE HUNDRED THOUSAND DOLLARS ($100,000.00) (the “Loan”) outstanding hereunder together with all accrued interest thereon, ON DEMAND, as provided in this Pr
May 11, 2020	EX-10.33	Senior Secured Promissory Note dated January 27, 2020, issued to Benchmark Builders, LLC in the principal amount of $4,129,000.* Exhibit 10.33 SENIOR PROMISSORY NOTE US $4,129,000 January 27, 2020 NOW THEREFORE FOR VALUE RECEIVED, the undersigned, FTE Networks, Inc. a Nevada corporation (the “Company”), hereby promises to pay to the order of Benchmark Builders, LLC, a New York State limited liability company and its assigns (“Holder”), the principal sum of Four Million One Hundred Twenty Nine Thousand Dollars ($4,129,000) (
May 11, 2020	EX-14.1	Securities Trading Policy adopted by the Board of Directors April 14, 2017* EX-14.1 12 ex14-1.htm Exhibit 14.1 First & Last Name FTE NETWORKS, INC. SECURITIES TRADING POLICY A. INTRODUCTION FTE Networks, Inc. (the “Company”) recognizes that its directors, officers, and other employees may invest from time to time in the common stock of the Company. However, all of the Company’s employees must exercise caution to conduct these transactions in compliance with applicable sec
May 11, 2020	EX-14.2	Code of Ethics (incorporated by reference to Exhibit 14.2 to the 2018 Form 10-K.) Exhibit 14.2 FTE NETWORKS, INC. Code of Ethics (Adopted January 5, 2015) It is the policy of FTE Networks, Inc., its subsidiaries and affiliates (collectively, the “Company”) to conduct all business transactions in accordance with the highest ethical standards. The Company conducts its business affairs with honesty, integrity and in compliance with governmental rules and regulations including, but
May 11, 2020	EX-10.21	Amendment No. 2 to the Agreement Regarding Debt and Series H Preferred Stock, dated as of May 1, 2020, by and between FTE Networks, Inc. and Fred Sacramone and Brian McMahon* EX-10.21 3 ex10-21.htm Exhibit 10.21 SECOND AMENDMENT TO the AGREEMENT REGARDING DEBT AND SERIES H PREFERRED STOCK This Second Amendment to the Agreement Regarding Debt and Series H Preferred Stock (this “Amendment”), dated as of May 1, 2020, is entered into by and among FTE Networks, Inc., a Nevada corporation (the “Company”), Fred Sacramone (“Sacramone”) and Brian McMahon (“McMahon”). WHEREAS, t
May 11, 2020	EX-10.39	Demand note dated April 16, 2020, issued to Cobblestone Ventures, Inc. in the principal amount of $100,000.* Exhibit 10.39 Demand Promissory Note $100,000.00 April 16, 2020 FOR VALUE RECEIVED, FTE NETWORKS, INC. a Nevada corporation (“Borrower”), unconditionally promises to pay to the order of COBBLESTONE VENTURES, INC. (“Lender”), the principal sum of ONE HUNDRED THOUSAND DOLLARS ($100,000.00) (the “Loan”) outstanding hereunder together with all accrued interest thereon, ON DEMAND, as provided in this P
May 11, 2020	EX-10.36	Senior Secured Promissory Note dated February 27, 2020, issued to Lateral SMA, Agent, LLC in the principal amount of $75,000* EX-10.36 7 ex10-36.htm Exhibit 10.36 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED UNLESS SOLD PURSUANT TO RULE 144, RULE 144
March 30, 2020	8-K	Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 30, 2020 FTE NETWORKS, INC. (Exact name of registrant as specified in its charter) Nevada 001-38322 81-0438093 (State or Other Jurisdiction of Incorporation) (Commission File Nu
March 16, 2020	EX-4.1	6% Convertible Redeemable Note. Exhibit 4.1 THIS NOTE AND THE COMMON STOCK ISSUABLE UPON CONVERSION OF THIS NOTE HAVE NOT BEEN AND WILL NOT BE REGISTERED WITH THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE PURSUANT TO AN EXEMPTION FROM REGISTRATION PROVIDED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND THE RULES AND REGULATIONS PROMULGATED THEREUNDER (THE “1933 ACT”) Dated: Mar
March 16, 2020	EX-10.1	Securities Purchase Agreement between FTE Networks, Inc. and GS Capital Partners, LLC dated March 10, 2020. SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (this “Agreement”), dated as of March 10, 2020, by and between FTE NETWORKS, INC, a Nevada corporation, with headquarters located at 237 W.
March 16, 2020	8-K	Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 10, 2020 FTE NETWORKS, INC. (Exact name of registrant as specified in its charter) Nevada 001-38322 81-0438093 (State or Other Jurisdiction of Incorporation) (Commission File Nu
March 13, 2020	8-K	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 9, 2020 FTE NETWORKS, INC. (Exact name of registrant as specified in its charter) Nevada 001-38322 81-0438093 (State or Other Jurisdiction of Incorporation) (Commission File Num
March 13, 2020	8-K/A	Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A Amendment No. 1 CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 30, 2019 FTE NETWORKS, INC. (Exact name of registrant as specified in its charter) Nevada 001-38322 81-0438093 (State or Other Jurisdiction of Incorporation
March 13, 2020	EX-99.1	REAL ESTATE OPERATIONS ACQUIRED DECEMBER 30, 2019 STATEMENTS OF REVENUES AND CERTAIN EXPENSES WITH INDEPENDENT AUDITORS’ REPORT FOR THE NINE MONTHS AND TWELVE MONTHS ENDED SEPTEMBER 30, 2019 AND FOR THE YEAR ENDED DECEMBER 31, 2018 REAL ESTATE OPERAT Exhibit 99.1 REAL ESTATE OPERATIONS ACQUIRED DECEMBER 30, 2019 STATEMENTS OF REVENUES AND CERTAIN EXPENSES WITH INDEPENDENT AUDITORS’ REPORT FOR THE NINE MONTHS AND TWELVE MONTHS ENDED SEPTEMBER 30, 2019 AND FOR THE YEAR ENDED DECEMBER 31, 2018 REAL ESTATE OPERATIONS ACQUIRED DECEMBER 30, 2019 TABLE OF CONTENTS Independent Auditors’ Report Pages 2-3 Statements of Revenue and Certain Expenses Page
March 4, 2020	8-K/A	Changes in Registrant's Certifying Accountant, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K/A Amendment No.
March 4, 2020	8-K	Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 27, 2020 FTE NETWORKS, INC. (Exact name of registrant as specified in its charter) Nevada 001-38322 81-0438093 (State or Other Jurisdiction of Incorporation) (Commission File
March 4, 2020	EX-16.1	Letter of Marcum LLP dated February 27, 2020. Exhibit 16.1 February 27, 2020 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Commissioners: We have read the statements made by FTE Networks, Inc. under Item 4.01 of its Form 8-K dated February 21, 2020. We agree with the statements concerning our Firm in such Form 8-K; we are not in a position to agree or disagree with other statements of FTE Networks, Inc. contained
February 27, 2020	8-K	Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 21, 2020 FTE NETWORKS, INC. (Exact name of registrant as specified in its charter) Nevada 001-38322 81-0438093 (State or Other Jurisdiction of Incorporation) (Commission File
January 23, 2020	8-K	Entry into a Material Definitive Agreement, Completion of Acquisition or Disposition of Assets, Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 16, 2020 FTE NETWORKS, INC. (Exact name of registrant as specified in its charter) Nevada 001-38322 81-0438093 (State or Other Jurisdiction of Incorporation) (Commission File
January 23, 2020	EX-99.1	FTE Networks Announces Strategic Sale of CrossLayer, Inc. Divestiture marks key development in reoriented corporate strategy Exhibit 99.1 FTE Networks Announces Strategic Sale of CrossLayer, Inc. Divestiture marks key development in reoriented corporate strategy NEW YORK, Jan. 23, 2020 — FTE Networks, Inc. (NYSE American: FTNW) (“FTE” or the “Company”), today announced that it has completed the sale of CrossLayer, Inc., to Wyoming-based special management company CBFA Corporation. The transaction closed on January 16th
January 2, 2020	EX-10.1	Amendment No. 1 to Purchase Agreement, dated December 30, 2019 by and among FTE, Acquisition Sub, the Sellers and the Sellers’ Representative. EX-10.1 2 ex10-1.htm Exhibit 10.1 FIRST AMENDMENT TO PURCHASE AGREEMENT THIS FIRST AMENDMENT TO PURCHASE AGREEMENT (this “Amendment”) is made and entered into as of December 30, 2019, by and among (i) FTE Networks Inc., a Delaware corporation (“Parent”), (ii) US Home Rentals LLC, a Delaware limited liability company and direct wholly owned subsidiary of Parent (the “Acquisition Sub”) (iii) Alexand
January 2, 2020	8-K	Entry into a Material Definitive Agreement, Completion of Acquisition or Disposition of Assets, Financial Statements and Exhibits 8-K 1 form8-k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 30, 2019 FTE NETWORKS, INC. (Exact name of registrant as specified in its charter) Nevada 001-38322 81-0438093 (State or Other Jurisdiction of Incorporation
December 30, 2019	EX-10.1	Preferred Stock Repurchase Agreement dated as of December 23, 2019, by and among FTE Networks, Inc., Fred Sacramone and Brian McMahon. EX-10.1 3 ex10-1.htm Exhibit 10.1 PREFERRED STOCK REPURCHASE AGREEMENT This PREFERRED STOCK REPURCHASE AGREEMENT (the “Agreement”) is made as of the 23rd day of December, 2019, by and among FTE Networks, Inc., a Nevada corporation (the “Company”), and each of the parties set forth on Exhibit A hereto (each individually a “Seller” and collectively, the “Sellers”). BACKGROUND WHEREAS, the Sellers co
December 30, 2019	8-K	Changes in Control of Registrant, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 23, 2019 FTE NETWORKS, INC. (Exact name of registrant as specified in its charter) Nevada 001-38322 81-0438093 (State or Other Jurisdiction of Incorporation) (Commission File
December 30, 2019	EX-3.1	Certificate of Designation of the Series I Non-Convertible Preferred Stock (incorporated by reference to Exhibit 3.1 to the Company’s Form 8-K filed on December 30, 2019). exhibit 3.1 CERTIFICATE OF DESIGNATION OF SERIES I PREFERRED STOCK OF fte NETWORKS, inc. I, the undersigned, hereby certify that I am the Interim Chief Executive Officer of FTE Networks, Inc. (the “Corporation”), a corporation organized and existing under the Nevada Revised Statutes (the “NRS”), and further do hereby certify: FIRST: The original articles of incorporation of the Corporation were fi
December 23, 2019	EX-1	Preferred Stock Repurchase Agreement dated as of December 23, 2019, by and among FTE Networks, Inc. and Fred Sacramone and Brian McMahon. EXHIBIT 1 PREFERRED STOCK REPURCHASE AGREEMENT This PREFERRED STOCK REPURCHASE AGREEMENT (the “Agreement”) is made as of the 23rd day of December, 2019, by and among FTE Networks, Inc.
December 23, 2019	SC 13D/A	FTNW / FTE Networks, Inc. / Sacramone Fred Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 5) FTE NETWORKS, INC. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 86723M304 (CUSIP Number) Mr. Fred Sacramone 237 West 35th Street Suite 901 New York, New York 10001 Telephone: (212) 766-8800 (Name, Address and
December 23, 2019	EX-1	Preferred Stock Repurchase Agreement dated as of December 23, 2019, by and among FTE Networks, Inc. and Fred Sacramone and Brian McMahon. EXHIBIT 1 PREFERRED STOCK REPURCHASE AGREEMENT This PREFERRED STOCK REPURCHASE AGREEMENT (the “Agreement”) is made as of the 23rd day of December, 2019, by and among FTE Networks, Inc.
December 23, 2019	SC 13D/A	FTNW / FTE Networks, Inc. / Mcmahon Brian P Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 4) FTE NETWORKS, INC. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 86723M304 (CUSIP Number) Mr. Brian P. McMahon 237 West 35th Street Suite 901 New York, New York 10001 Telephone: (212) 766-8800 (Name, Address an
December 23, 2019	8-K	Regulation FD Disclosure, Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 20, 2019 FTE NETWORKS, INC. (Exact name of registrant as specified in its charter) Nevada 001-38322 81-0438093 (State or Other Jurisdiction of Incorporation) (Commission File
December 23, 2019	EX-2.1	Purchase Agreement dated as of December 20, 2019, by and among (i) FTE Networks Inc., (ii) US Home Rentals LLC, (iii) Alexander Szkaradek, (iv) Antoni Szkaradek, (v) VPM Holdings, LLC, (vi) Kaja 3, LLC, (vii) Kaja 2, LLC, (viii) Kaja, LLC, (ix) Dobry Holdings Master LLC, (x) Vision Property Management, LLC and (xi) Alexander Szkaradek, in his capacity as the representative of the sellers (incorporated by reference to Exhibit 2.1 to the Company’s Form 8-K filed on December 23, 2019). Exhibit 2.1 PURCHASE AGREEMENT BY AND AMONG FTE NETWORKS INC., as the Parent US HOME RENTALS LLC, as the Acquisition Sub ALEXANDER SZKARADEK, ANTONI SZKARADEK, VPM HOLDINGS, LLC, DOBRY HOLDINGS MASTER LLC, KAJA 3, LLC, KAJA 2, LLC, and KAJA, LLC as the Equity Sellers VISION PROPERTY MANAGEMENT, LLC as the Asset Seller AND Alexander szkaradek as the Sellers’ Representative Dated as of December 20,
December 23, 2019	EX-99.1	FTE Signs Definitive Agreement to Acquire 3,000+ Unit Rental Home Asset Owner and Operator Exhibit 99.1 FTE Signs Definitive Agreement to Acquire 3,000+ Unit Rental Home Asset Owner and Operator NEW YORK, NY, December 20, 2019 – FTE Networks, Inc. (NYSE American: FTNW) (“FTE” or the “Company”), announced that it has signed a definitive agreement to acquire the assets of Vision Property Management LLC (“Vision”) and its affiliated assets which include more than 3,000 residential real est
December 19, 2019	EX-99.1	FTE Networks Receives Delisting Notice from NYSE American FTE Networks Receives Delisting Notice from NYSE American NEW YORK, NY, December 19, 2019 – FTE Networks, Inc.
December 19, 2019	8-K	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 17, 2019 FTE NETWORKS, INC. (Exact name of registrant as specified in its charter) Nevada 001-38322 81-0438093 (State or Other Jurisdiction of Incorporation) (Commission File
December 17, 2019	8-K	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Unregistered Sales of Equity Securities, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 11, 2019 FTE NETWORKS, INC. (Exact name of registrant as specified in its charter) Nevada 001-38322 81-0438093 (State or Other Jurisdiction of Incorporation) (Commission File
November 21, 2019	SC 13D/A	FTNW / FTE Networks, Inc. / Mcmahon Brian P Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 3) FTE NETWORKS, INC. (Name of Issuer) Common Stock, par value $0.001 per share Series H Preferred Stock, par value $0.01 per share (Title of Class of Securities) Common Stock: 86723M304 Series H Preferred Stock: Not Applicable (CUSIP Number) Mr. Brian P.
November 21, 2019	EX-1	First Amendment to the Agreement Regarding Debt and Series H Preferred Stock, dated as of November 8, 2019, by and among FTE Networks, Inc. and Fred Sacramone and Brian McMahon. EXHIBIT 1 FIRST AMENDMENT TO the AGREEMENT REGARDING DEBT AND SERIES H PREFERRED STOCK This First Amendment to the Agreement Regarding Debt and Series H Preferred Stock (this “Amendment”), dated as of November 8, 2019, is entered into by and among FTE Networks, Inc.
November 21, 2019	EX-1	First Amendment to the Agreement Regarding Debt and Series H Preferred Stock, dated as of November 8, 2019, by and among FTE Networks, Inc. and Fred Sacramone and Brian McMahon. EXHIBIT 1 FIRST AMENDMENT TO the AGREEMENT REGARDING DEBT AND SERIES H PREFERRED STOCK This First Amendment to the Agreement Regarding Debt and Series H Preferred Stock (this “Amendment”), dated as of November 8, 2019, is entered into by and among FTE Networks, Inc.
November 21, 2019	SC 13D/A	FTNW / FTE Networks, Inc. / Sacramone Fred Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 4) FTE NETWORKS, INC. (Name of Issuer) Common Stock, par value $0.001 per share Series H Preferred Stock, par value $0.01 per share (Title of Class of Securities) Common Stock: 86723M304 Series H Preferred Stock: Not Applicable (CUSIP Number) Mr. Fred Sacr
November 12, 2019	8-K	Regulation FD Disclosure, Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 8, 2019 FTE NETWORKS, INC. (Exact name of registrant as specified in its charter) Nevada 001-38322 81-0438093 (State or Other Jurisdiction of Incorporation) (Commission File
November 12, 2019	EX-10.1	Amendment No. 1 to the Agreement Regarding Debt and Series H Preferred Stock, dated November 8, 2019, by and between FTE Networks, Inc. and Fred Sacramone and Brian McMahon (incorporated by reference to Exhibit 10.1 to the Company’s Form 8-K filed on November 12, 2019). EX-10.1 2 ex10-1.htm FIRST AMENDMENT TO the AGREEMENT REGARDING DEBT AND SERIES H PREFERRED STOCK This First Amendment to the Agreement Regarding Debt and Series H Preferred Stock (this “Amendment”), dated as of November 8, 2019, is entered into by and among FTE Networks, Inc., a Nevada corporation (the “Company”), Fred Sacramone (“Sacramone”) and Brian McMahon (“McMahon”). WHEREAS, the Company ha
November 12, 2019	EX-99.1	FTE NETWORKS REPORTS EXTENSION OF INDEBTEDNESS AND CONTINUING NEGOTIATIONS FOR POSSIBLE BUSINESS COMBINATION FTE NETWORKS REPORTS EXTENSION OF INDEBTEDNESS AND CONTINUING NEGOTIATIONS FOR POSSIBLE BUSINESS COMBINATION NEW YORK, November 11, 2019 – FTE Networks, Inc.
October 31, 2019	SC 13D/A	FTNW / FTE Networks, Inc. / Sacramone Fred Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 3) FTE NETWORKS, INC. (Name of Issuer) Common Stock, par value $0.001 per share Series H Preferred Stock, par value $0.01 per share (Title of Class of Securities) Common Stock: 86723M304 Series H Preferred Stock: Not Applicable (CUSIP Number) Mr. Fred Sacr
October 23, 2019	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 18, 2019 FTE NETWORKS, INC. (Exact name of registrant as specified in its charter) Nevada 001-38322 81-0438093 (State or Other Jurisdiction of Incorporation) (Commission File
October 18, 2019	EX-99.1	FTE Networks Receives Notice of Noncompliance from NYSE American Receives extension to file Exchange Act Reports FTE Networks Receives Notice of Noncompliance from NYSE American Receives extension to file Exchange Act Reports NEW YORK, NY, October 18, 2019 – FTE Networks, Inc.
October 18, 2019	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 14, 2019 FTE NETWORKS, INC.
October 16, 2019	SC 13D/A	FTNW / FTE Networks, Inc. / Sacramone Fred Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 2) FTE NETWORKS, INC. (Name of Issuer) Common Stock, par value $0.001 per share Series H Preferred Stock, par value $0.01 per share (Title of Class of Securities) Common Stock: 86723M304 Series H Preferred Stock: Not Applicable (CUSIP Number) Mr. Fred Sacr
October 16, 2019	EX-1	Agreement Regarding Debt and Series H Preferred Stock, dated as of October 10, 2019, by and between FTE Networks, Inc. and Fred Sacramone and Brian McMahon. AGREEMENT REGARDING DEBT AND SERIES H PREFERRED STOCK This Agreement Regarding Debt and Series H Preferred Stock (the “Agreement”), is made as of October 10, 2019, by and among FTE Networks, Inc.
October 16, 2019	EX-2	Standstill Agreement, dated October 10, 2019, by and between FTE Networks, Inc. and Brian McMahon. October 10, 2019 STANDSTILL AGREEMENT Brian McMahon 237 West 35th Street Suite 806 New York, NY 10001 Dear Brian: In connection with the transactions contemplated by that certain Proposal For Surrender Of Collateral And Strict Foreclosure (the “Proposal”), dated as of October 10, 2019, to FTE Networks, Inc.
October 16, 2019	EX-2	Standstill Agreement, dated October 10, 2019, by and between FTE Networks, Inc. and Fred Sacramone. October 10, 2019 STANDSTILL AGREEMENT Fred Sacramone 237 West 35th Street Suite 806 New York, NY 10001 Dear Fred: In connection with the transactions contemplated by that certain Proposal For Surrender Of Collateral And Strict Foreclosure (the “Proposal”), dated as of October 10, 2019, to FTE Networks, Inc.
October 16, 2019	EX-1	Agreement Regarding Debt and Series H Preferred Stock, dated as of October 10, 2019, by and between FTE Networks, Inc. and Fred Sacramone and Brian McMahon. EX-1 2 ex-1.htm AGREEMENT REGARDING DEBT AND SERIES H PREFERRED STOCK This Agreement Regarding Debt and Series H Preferred Stock (the “Agreement”), is made as of October 10, 2019, by and among FTE Networks, Inc., a Nevada corporation (the “Company”), Fred Sacramone (“Sacramone”) and Brian McMahon (“McMahon). R E C I T A L S: WHEREAS, the Company has received that certain Proposal For Surrender Of
October 16, 2019	SC 13D/A	FTNW / FTE Networks, Inc. / Mcmahon Brian P Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 2) FTE NETWORKS, INC. (Name of Issuer) Common Stock, par value $0.001 per share Series H Preferred Stock, par value $0.01 per share (Title of Class of Securities) Common Stock: 86723M304 Series H Preferred Stock: Not Applicable (CUSIP Number) Mr. Brian P.
October 16, 2019	SC 13G/A	FTNW / FTE Networks, Inc. / Rosen Lawrence I - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* FTE Networks, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 30283R402 (CUSIP Number) October 16, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rul
October 15, 2019	EX-99.1	SUMMARY OF PROPOSED TERMS AND PROVISIONS FOR DISCUSSION PURPOSES ONLY - NOT A COMMITMENT - SUBJECT TO THE REVIEW AND APPROVAL OF THE PARTIES AND THEIR LEGAL COUNSEL October 8, 2019 EX-99.1 2 ex99-1.htm Exhibit 99.1 SUMMARY OF PROPOSED TERMS AND PROVISIONS FOR DISCUSSION PURPOSES ONLY - NOT A COMMITMENT - SUBJECT TO THE REVIEW AND APPROVAL OF THE PARTIES AND THEIR LEGAL COUNSEL October 8, 2019 This Summary of Indicative Terms and Provisions sets forth the principal non-binding terms of the contemplated transaction currently being negotiated between the Proposed Acquiror and C
October 15, 2019	8-K/A	Financial Statements and Exhibits, Other Events 8-K/A 1 form8-ka.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K/A Amendment No. 1 CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 9, 2019 FTE NETWORKS, INC. (Exact name of registrant as specified in its charter) Nevada 001-38322 81-0438093 (State or other jurisdiction
October 11, 2019	EX-10.2	Agreement Regarding Debt and Series H Preferred Stock, dated as of October 10, 2019, by and between FTE Networks, Inc. and Fred Sacramone and Brian McMahon Exhibit 10.2 AGREEMENT REGARDING DEBT AND SERIES H PREFERRED STOCK This Agreement Regarding Debt and Series H Preferred Stock (the “Agreement”), is made as of October 10, 2019, by and among FTE Networks, Inc., a Nevada corporation (the “Company”), Fred Sacramone (“Sacramone”) and Brian McMahon (“McMahon). R E C I T A L S: WHEREAS, the Company has received that certain Proposal For Surrender Of Col
October 11, 2019	8-K	Entry into a Material Definitive Agreement, Material Modification to Rights of Security Holders, Completion of Acquisition or Disposition of Assets, Other Events, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 9, 2019 FTE NETWORKS, INC. (Exact name of registrant as specified in its charter) Nevada 001-38322 81-0438093 (State or Other Jurisdiction of Incorporation) (Commission File N
October 11, 2019	EX-10.1	Proposal for Surrender of Collateral and Strict Foreclosure dated as of October 10, 2019 from Lateral Juscom Feeder LLC, as Administrative Agent, Lateral Builders LLC, Benchmark Holdings, LLC and the other Lenders named therein, accepted and consented to by FTE Networks, Inc. and the other Credit Parties named therein (incorporated by reference to Exhibit 10.1 to the Company’s Form 8-K filed on October 11, 2019). Exhibit 10.1 PROPOSAL FOR SURRENDER OF COLLATERAL AND STRICT FORECLOSURE This PROPOSAL FOR SURRENDER OF COLLATERAL AND STRICT FORECLOSURE (the “Proposal”), dated as of October 10, 2019, to FTE Networks, Inc., a Nevada corporation (“FTE”), and the other Credit Parties listed on the signature page hereto, from Lateral Juscom Feeder LLC, a Delaware limited liability company, as the administrative age
October 11, 2019	EX-99.1	SUMMARY OF INDICATIVE TERMS AND PROVISIONS FOR DISCUSSION PURPOSES ONLY - NOT A COMMITMENT - SUBJECT TO THE REVIEW AND APPROVAL OF THE PARTIES AND THEIR LEGAL COUNSEL October 8, 2019 Exhibit 99.1 SUMMARY OF INDICATIVE TERMS AND PROVISIONS FOR DISCUSSION PURPOSES ONLY - NOT A COMMITMENT - SUBJECT TO THE REVIEW AND APPROVAL OF THE PARTIES AND THEIR LEGAL COUNSEL October 8, 2019 This Summary of Indicative Terms and Provisions sets forth the principal non-binding terms of the contemplated transaction currently being negotiated between the Acquiror and Contribution Vehicle (the “Ac
October 11, 2019	EX-10.5	Standstill Agreement, dated October 10, 2019, by and between FTE Networks, Inc. and Brian McMahon Exhibit 10.5 October 10, 2019 STANDSTILL AGREEMENT Brian McMahon 237 West 35th Street Suite 806 New York, NY 10001 Dear Brian: In connection with the transactions contemplated by that certain Proposal For Surrender Of Collateral And Strict Foreclosure (the “Proposal”), dated as of October 10, 2019, to FTE Networks, Inc. (“FTE”), and certain other parties named therein, from Lateral Juscom Feeder L
October 11, 2019	EX-10.3	Transition Services Agreement, dated as of October 10, 2019, by and between FTE Networks, Inc. and Benchmark Builders, LLC EX-10.3 4 ex10-3.htm Exhibit 10.3 TRANSITION SERVICES AGREEMENT This Transition Services Agreement (this “Agreement”), effective as of October 10, 2019 (the “Effective Date”), is made and entered by and between FTE Networks, Inc., a Nevada corporation (together with its successors and assigns, “FTE Networks” or the “Receiving Party”), and Benchmark Builders, LLC, a New York limited liability compa
October 11, 2019	EX-10.4	Standstill Agreement, dated October 10, 2019, by and between FTE Networks, Inc. and Fred Sacramone EX-10.4 5 ex10-4.htm Exhibit 10.4 October 10, 2019 STANDSTILL AGREEMENT Fred Sacramone 237 West 35th Street Suite 806 New York, NY 10001 Dear Fred: In connection with the transactions contemplated by that certain Proposal For Surrender Of Collateral And Strict Foreclosure (the “Proposal”), dated as of October 10, 2019, to FTE Networks, Inc. (“FTE”), and certain other parties named therein, from La
October 3, 2019	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 2, 2019 FTE NETWORKS, INC.
September 20, 2019	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 16, 2019 FTE NETWORKS, INC.
September 12, 2019	8-K	Other Events, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 12, 2019 FTE NETWORKS, INC.
September 12, 2019	EX-99.1	FTE Networks Provides Shareholder Update EX-99.1 2 ex99-1.htm FTE Networks Provides Shareholder Update New York, NY, September 12, 2019 — FTE Networks, Inc. (NYSE American: FTNW) (“FTE” or the “Company”), today issued a letter to FTE shareholders regarding the Company’s efforts and progress since the completion of its debt restructuring in July 2019. The full text of the letter from President and Interim CEO Fred Sacramone follows. Dear
September 6, 2019	8-K	Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 31, 2019 FTE NETWORKS, INC.
August 30, 2019	8-K/A	Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K/A Amendment No.
July 11, 2019	SC 13D/A	FTNW / FTE Networks, Inc. / Lateral Global Investors Llc - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 5)* FTE NETWORKS, INC. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 30283R402 (CUSIP Number) Dhamitha Richard de Silva, Managing Partner Lateral Investment Management, LLC 400 South El Camino Real, Suite
July 8, 2019	EX-10.4	Series A Notes THIS INSTRUMENT AND THE RIGHTS AND OBLIGATIONS EVIDENCED HEREBY ARE SUBORDINATE IN THE MANNER AND TO THE EXTENT SET FORTH IN THAT CERTAIN AMENDED AND RESTATED SUBORDINATION AND INTERCREDITOR AGREEMENT (THE “SUBORDINATION AGREEMENT”) DATED AS OF JULY 2, 2019 AMONG (INTER ALIOS) BRIAN MCMAHON, A NATURAL PERSON, AS AN INITIAL SUBORDINATED CREDITOR, FRED SACRAMONE, A NATURAL PERSON, AS AN INITIAL SUBO
July 8, 2019	EX-10.3	Investor Rights Agreement INVESTOR RIGHTS AGREEMENT This Investor Rights Agreement (this “Agreement”) is entered into as of July 2, 2019, by and between FTE Networks, Inc.
July 8, 2019	EX-10.1	Amended and Restated Credit Agreement by and among the Company and its subsidiaries, Lateral Juscom Feeder LLC and several lenders party thereto (incorporated by reference to Exhibit 10.1 to the Company’s Form 8-K filed on July 8, 2019). EXECUTION VERSION AMENDED AND RESTATED CREDIT AGREEMENT Dated as of July 2, 2019 by and among JUS-COM, INC.
July 8, 2019	EX-10.7	Form of Subscription Agreements SUBSCRIPTION AGREEMENT This SUBSCRIPTION AGREEMENT (this “Subscription Agreement”) is made by and between FTE Networks, Inc.
July 8, 2019	EX-10.6	Bridge Note THIS PROMISSORY NOTE IS SUBJECT TO THE TERMS OF THAT CERTAIN AMENDED AND RESTATED SUBORDINATION AND INTERCREDITOR AGREEMENT AMONG LATERAL JUSCOM FEEDER LLC, THE OBLIGOR, BRIAN MCMAHON, AND THE HOLDER DATED AS OF JULY 2, 2019 AS SUCH SUBORDINATION AND INTERCREDITOR AGREEMENT MAY BE AMENDED, RESTATED, REPLACED, SUPPLEMENTED, OR OTHERWISE MODIFIED FROM TIME TO TIME (THE “SUBORDINATION AND INTERCREDITOR AGREEMENT”).
July 8, 2019	EX-3.1	Certificate of Designated of Series H Preferred Stock (incorporated by reference to Exhibit 3.1 to the Company’s Form 8-K filed on July 8, 2019). EX-3.1 2 ex3-1.htm CERTIFICATE OF DESIGNATION OF SERIES H PREFERRED STOCK OF FTE NETWORKS, INC. Pursuant to Section 78.1955 of Nevada Revised Statutes FTE Networks, Inc., a Nevada corporation (the “Corporation”), does hereby certify that: FIRST: The original articles of incorporation of the Corporation were filed with the Secretary of State of Nevada on May 22, 2000, amended and restated on Februa
July 8, 2019	EX-10.2	Registration Rights Agreement EX-10.2 5 ex10-2.htm FTE NETWORKS, INC. REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT (this “Agreement”) is made as of July 2, 2019 among FTE Networks, Inc., a Nevada corporation (the “Company”), each of the investors listed on the signature pages hereto under the caption “Lateral Investors” (collectively, the “Lateral Investors”), the Benchmark Parties (as defined herein) and e
July 8, 2019	8-K	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 2, 2019 FTE NETWORKS, INC.
July 8, 2019	EX-10.8	Form of Exchange Agreement AGREEMENT TO EXCHANGE SERIES A AND A-1 CONVERTIBLE PREFERRED STOCK FOR SERIES H PREFERRED STOCK THIS AGREEMENT (this “Agreement”) effective as of 3:02 p.
July 8, 2019	EX-4.1	Form of warrant to purchase common stock granted to Lenders in connection with a debt restructuring (incorporated by reference to Exhibit 4.1 to the Company’s Form 8-K filed on July 8, 2019). EX-4.1 3 ex4-1.htm THESE SECURITIES AND ANY SECURITIES ISSUABLE UPON THE EXERCISE OF THIS SECURITY HAVE NOT BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE
July 8, 2019	EX-10.5	Series B Notes This instrument and the rights and obligations evidenced hereby are subordinate in the manner and to the extent set forth in that certain AMENDED AND RESTATED Subordination and Intercreditor Agreement (the “Subordination Agreement”) dated as of JULY 2, 2019 among (inter alios) Brian McMahon, a natural person, as an Initial Subordinated Creditor, Fred Sacramone, a natural person, as an Initial Subo
July 5, 2019	EX-1	Agreement to Exchange Series A and Series A-1 Convertible Preferred Stock for Series H Preferred Stock, dated as of July 2, 2019, by and between the Issuer and the Reporting Person. AGREEMENT TO EXCHANGE SERIES A AND A-1 CONVERTIBLE PREFERRED STOCK FOR SERIES H PREFERRED STOCK THIS AGREEMENT (this “Agreement”), effective as of 3:02 p.
July 5, 2019	EX-1	Agreement to Exchange Series A and Series A-1 Convertible Preferred Stock for Series H Preferred Stock, dated as of July 2, 2019, by and between the Issuer and the Reporting Person. AGREEMENT TO EXCHANGE SERIES A AND A-1 CONVERTIBLE PREFERRED STOCK FOR SERIES H PREFERRED STOCK THIS AGREEMENT (this “Agreement”) effective as of 3:02 p.
July 5, 2019	SC 13D/A	FTNW / FTE Networks, Inc. / Sacramone Fred Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 1) FTE NETWORKS, INC. (Name of Issuer) Common Stock, par value $0.001 per share Series H Preferred Stock, par value $0.01 per share (Title of Class of Securities) Common Stock: 86723M304 Series H Preferred Stock: Not Applicable (CUSIP Number) Mr. Fred Sacr
July 5, 2019	SC 13D/A	FTNW / FTE Networks, Inc. / Mcmahon Brian P Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 1) FTE NETWORKS, INC. (Name of Issuer) Common Stock, par value $0.001 per share Series H Preferred Stock, par value $0.01 per share (Title of Class of Securities) Common Stock: 86723M304 Series H Preferred Stock: Not Applicable (CUSIP Number) Mr. Brian P.
July 2, 2019	8-K	Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 1, 2019 FTE NETWORKS, INC.
July 1, 2019	8-K	Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 28, 2019 FTE NETWORKS, INC.
June 27, 2019	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 24, 2019 FTE NETWORKS, INC.
June 14, 2019	EX-99.1	FTE Networks Granted Financial Viability Exception by NYSE Regulation FTE Networks Granted Financial Viability Exception by NYSE Regulation New York, NY, June 14, 2019 — FTE Networks, Inc.
June 14, 2019	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 14, 2019 FTE NETWORKS, INC.
June 14, 2019	EX-99.2	June 14, 2019 June 14, 2019 Dear Stockholder: I am pleased to announce that Fred Sacramone and Brian McMahon (together, the “Benchmark Sellers”) have agreed to amend and extend the maturity date (the “Note Amendments”) of their convertible promissory notes of FTE Networks, Inc.
June 13, 2019	8-K	Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Other Events, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 11, 2019 FTE NETWORKS, INC.
June 13, 2019	EX-99.1	Letter to Shareholders.
June 13, 2019	8-K	Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 12, 2019 FTE NETWORKS, INC.
June 11, 2019	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 5, 2019 FTE NETWORKS, INC.
June 11, 2019	EX-99.1	FTE Networks Receives Notice of Noncompliance from NYSE American EX-99.1 2 ex99-1.htm FTE Networks Receives Notice of Noncompliance from NYSE American New York, NY, June 11, 2019 — FTE Networks, Inc. (NYSE American: FTNW) (“FTE” or the “Company”), a leading provider of innovative technology solutions for smart platforms, network infrastructure and intelligent buildings, today announced that on June 5, 2019, the Company received a notice of non-compliance from t
June 3, 2019	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 29, 2019 FTE NETWORKS, INC.
May 29, 2019	8-K	Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 28, 2019 FTE NETWORKS, INC.
May 17, 2019	8-K	Entry into a Material Definitive Agreement, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 11, 2019 FTE NETWORKS, INC.
May 13, 2019	8-K	Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 9, 2019 FTE NETWORKS, INC.
May 8, 2019	8-K	Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 7, 2019 FTE NETWORKS, INC.
May 6, 2019	8-K	Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 3, 2019 FTE NETWORKS, INC.
May 1, 2019	8-K	Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 30, 2019 FTE NETWORKS, INC.
April 25, 2019	8-K	Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 24, 2019 FTE NETWORKS, INC.
April 22, 2019	8-K	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Entry into a Material Definitive Agreement, Financial Statements and Exhibits 8-K 1 form8-k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 17, 2019 FTE NETWORKS, INC. (Exact name of registrant as specified in its charter) Nevada 001-38322 81-0438093 (State or other jurisdiction of incorporation) (Co
April 22, 2019	EX-99.1	FTE Networks Receives Notice from NYSE Regulation Regarding Late Filing of Annual Report FTE Networks Receives Notice from NYSE Regulation Regarding Late Filing of Annual Report New York, NY, April 22, 2019 - FTE Networks, Inc.
April 17, 2019	8-K	Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 16, 2019 FTE NETWORKS, INC.
April 15, 2019	8-K	Other Events, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 9, 2019 FTE NETWORKS, INC.
April 10, 2019	8-K	Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 9, 2019 FTE NETWORKS, INC.
April 8, 2019	8-K	Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 5, 2019 FTE NETWORKS, INC.
April 5, 2019	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 1, 2019 FTE NETWORKS, INC.
April 5, 2019	EX-10.2	Executive Employment Agreement between FTE Networks, Inc. and Anthony Sirotka dated May 1, 2015. EX-10.2 3 ex10-2.htm EXECUTIVE EMPLOYMENT AGREEMENT As of the 1st day of May 2015, this EMPLOYMENT AGREEMENT is entered into by and FTE Networks, Inc, a Nevada corporation (the “Company”), and Anthony Sirotka undersigned individual (“Executive”). RECITALS A. The Executive has agreed to continue to serve as an executive officer of the Company as the Senior Vice President of Business Development (“S
April 5, 2019	EX-10.1	Amendment to Executive Employment Agreement effective as of March 1, 2019 by and between FTE Networks, Inc. and Anthony Sirotka. AMENDMENT TO EXECUTIVE EMPLOYMENT AGREEMENT This Amendment to the Executive Employment Agreement (the “Agreement”) is made as of March 1, 2019 (“Effective Date”) by and between FTE Networks, Inc.
April 5, 2019	8-K/A	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K/A Amendment No.
April 4, 2019	8-K	Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 2, 2019 FTE NETWORKS, INC.
April 1, 2019	EX-10.1	Forbearance Agreement dated March 30, 2019 by and among FTE Networks, Inc., Jus-Com, Inc., the Credit Parties thereto, Lateral and the lenders party thereto. EXECUTION VERSION FORBEARANCE AGREEMENT FORBEARANCE AGREEMENT (“Agreement”) dated as of March 30, 2019, by and among (1) Jus-Com, Inc.
April 1, 2019	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 30, 2019 FTE NETWORKS, INC.
April 1, 2019	NT 10-K	FTNW / FTE Networks, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): [X] Form 10-K [ ] Form 20-F [ ] Form 11-K [ ] Form 10-Q [ ] Form 10-D [ ] Form N-SAR [ ] Form N-CSR For Period Ended: December 31, 2018 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-K [ ] Transition Report on Form 10-Q [ ] Transition Report on Form N-SAR For the Transition Period Ended: Read Instruction (on back page) Before Preparing Form.
March 25, 2019	8-K	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 25, 2019 FTE NETWORKS, INC.
March 22, 2019	8-K/A	Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K/A Amendment No.
March 12, 2019	EX-10.1	Transition, Separation and General Release Agreement, dated as of February 26, 2019, by and between FTE Networks, Inc. and David Lethem TRANSITION, SEPARATION AND GENERAL RELEASE AGREEMENT THIS TRANSITION, SEPARATION AND GENERAL RELEASE AGREEMENT (the “Agreement”) is made between FTE Networks, Inc.
March 12, 2019	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 26, 2019 FTE NETWORKS, INC.
March 11, 2019	EX-4.16	Convertible Note, dated as of December 3, 2018
March 11, 2019	EX-4.8	Convertible Note, dated as of October 5, 2018 EX-4.8 9 ex4-8.htm
March 11, 2019	EX-10.6	Securities Purchase Agreement, dated as of September 27, 2018, by and between FTE Networks, Inc. and Investor
March 11, 2019	EX-10.1	Securities Purchase Agreement, dated as of March 21, 2018, by and between FTE Networks, Inc. and Investor S E C U R I T I E S P U R C H A S E A G R E E M E N T THIS SECURITIES PURCHASE AGREEMENT (this “Agreement”), dated as of March 21, 2018, is entered into by and between FTE NETWORKS, INC.
March 11, 2019	EX-10.18	Securities Purchase Agreement, dated as of December 7, 2018, by and between FTE Networks, Inc. and Investor
March 11, 2019	EX-10.11	Securities Purchase Agreement, dated as of November 5, 2018, by and between FTE Networks, Inc. and Investor EX-10.11 32 ex10-11.htm
March 11, 2019	EX-4.21	Convertible Note, dated as of January 7, 2019 EX-4.21 22 ex4-21.htm
March 11, 2019	EX-10.9	Securities Purchase Agreement, dated as of October 9, 2018, by and between FTE Networks, Inc. and Investor
March 11, 2019	EX-10.15	Securities Purchase Agreement, dated as of November 5, 2018, by and between FTE Networks, Inc. and Investor
March 11, 2019	EX-10.3	Securities Purchase Agreement, dated as of June 13, 2018, by and between FTE Networks, Inc. and Investor
March 11, 2019	EX-10.4	Securities Purchase Agreement, dated as of June 21, 2018, by and between FTE Networks, Inc. and Investor EX-10.4 25 ex10-4.htm
March 11, 2019	EX-4.20	Convertible Note, dated as of January 3, 2019
March 11, 2019	EX-10.14	Securities Purchase Agreement, dated as of November 5, 2018, by and between FTE Networks, Inc. and Investor
March 11, 2019	EX-10.7	Securities Purchase Agreement, dated as of October 1, 2018, by and between FTE Networks, Inc. and Investor
March 11, 2019	EX-4.1	Convertible Note, dated as of March 21, 2018 CONVERTIBLE PROMISSORY NOTE Effective Date: March 21, 2018 U.S. $2,315,000.00 FOR VALUE RECEIVED, FTE NETWORKS, INC., a Nevada corporation (“Borrower”), promises to pay to ST. GEORGE INVESTMENTS LLC, a Utah limited liability company, or its successors or assigns (“Lender”), $2,315,000.00 and any interest, fees, charges, and late fees on the date that is six (6) months after the Purchase Price Date
March 11, 2019	EX-4.5	Convertible Note, dated as of September 25, 2018
March 11, 2019	EX-4.13	Convertible Note, dated as of November 5, 2018 EX-4.13 14 ex4-13.htm
March 11, 2019	EX-4.17	Convertible Note, dated as of December 3, 2018 EX-4.17 18 ex4-17.htm
March 11, 2019	EX-4.12	Convertible Note, dated as of November 5, 2018
March 11, 2019	8-K	Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Other Events, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 21, 2018 FTE NETWORKS, INC.
March 11, 2019	EX-4.10	Convertible Note, dated as of October 25, 2018 EX-4.10 11 ex4-10.htm NEITHER THE ISSUANCE NOR SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATE
March 11, 2019	EX-4.15	Convertible Note, dated as of November 5, 2018
March 11, 2019	EX-4.18	Convertible Note, dated as of December 7, 2018 EX-4.18 19 ex4-18.htm
March 11, 2019	EX-4.2	Convertible Note, dated as of June 13, 2018 EX-4.2 3 ex4-2.htm
March 11, 2019	EX-4.4	Convertible Note, dated as of June 21, 2018 EX-4.4 5 ex4-4.htm
March 11, 2019	EX-4.3	Convertible Note, dated as of June 13, 2018
March 11, 2019	EX-4.7	Convertible Note, dated as of October 1, 2018
March 11, 2019	EX-4.11	Convertible Note, dated as of November 5, 2018 EX-4.11 12 ex4-11.htm
March 11, 2019	EX-10.5	Securities Purchase Agreement, dated as of September 25, 2018, by and between FTE Networks, Inc. and Investor
March 11, 2019	EX-4.9	Convertible Note, dated as of October 9, 2018 EX-4.9 10 ex4-9.htm
March 11, 2019	EX-4.6	Convertible Note, dated as of September 27, 2018 EX-4.6 7 ex4-6.htm
March 11, 2019	EX-10.8	Securities Purchase Agreement, dated as of October 5, 2018, by and between FTE Networks, Inc. and Investor
March 11, 2019	EX-10.10	Securities Purchase Agreement, dated as of October 25, 2018, by and between FTE Networks, Inc. and Investor EX-10.10 31 ex10-10.htm SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of October 25, 2018, by and between FTE NETWORKS, INC., a Nevada corporation, with headquarters located at 999 Vanderbilt Beach Rd., Suite 601, Naples, FL 34108 (the “Company”), and CROWN BRIDGE PARTNERS, LLC, a New York limited liability company, with its address at 1173a 2nd Avenu
March 11, 2019	EX-10.12	Securities Purchase Agreement, dated as of November 5, 2018, by and between FTE Networks, Inc. and Investor
March 11, 2019	EX-4.14	Convertible Note, dated as of November 5, 2018
March 11, 2019	EX-4.19	Convertible Note, dated as of January 3, 2019
March 1, 2019	SC 13G	FTNW / FTE Networks, Inc. / Rosen Lawrence I - SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* FTE Networks, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 30283R402 (CUSIP Number) March 1, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule purs
February 27, 2019	EX-10.2	Employment Agreement dated as of February 12, 2019 by and between Benchmark Builders, Inc. and Brian McMahon.
February 27, 2019	8-K/A	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K/A Amendment No.
February 27, 2019	EX-10.1	Employment Agreement dated as of February 12, 2019 by and between Benchmark Builders, Inc. and Fred Sacramone.
February 26, 2019	EX-10.1	22-month Term Note dated February 15, 2019 by and among the Company, certain subsidiaries of the Company party thereto and Noteholder.
February 26, 2019	8-K	Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 20, 2019 FTE NETWORKS, INC.
February 19, 2019	SC 13D/A	FTNW / FTE Networks, Inc. / Lateral Global Investors Llc - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 4)* FTE NETWORKS, INC. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 30283R402 (CUSIP Number) Dhamitha Richard de Silva, Managing Partner Lateral Investment Management, LLC 400 South El Camino Real, Suite
February 15, 2019	8-K	Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Unregistered Sales of Equity Securities, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 12, 2019 FTE NETWORKS, INC.
February 15, 2019	EX-10.1	Amendment No. 4 to Credit Agreement dated February 12, 2019, by and among FTE Networks, Jus-Com, Inc., the Credit Parties thereto, Lateral and the lenders party thereto. EX-10.1 2 ex10-1.htm EXECUTION VERSION AMENDMENT NO. 4 TO CREDIT AGREEMENT AMENDMENT NO. 4 TO CREDIT AGREEMENT dated as of February 12, 2019 (the “Amendment”) among (1) JUS-COM, INC., an Indiana corporation (“Jus-Com”), (2) FTE NETWORKS, INC., a Nevada corporation (“Holdings”), (3) BENCHMARK BUILDERS, INC., a New York corporation (“Benchmark” and together with Jus-Com and Holdings, the “Borrower”)
January 24, 2019	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 17, 2019 FTE NETWORKS, INC.
December 27, 2018	EX-3.1	Certificate of Amendment dated December 27, 2018, as filed with the Nevada Secretary of State
December 27, 2018	8-K	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Submission of Matters to a Vote of Security Holders, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 26, 2018 FTE NETWORKS, INC.
December 19, 2018	EX-99.1	FTE Networks Announces $4 Million Corporate Stock Buyback Program EX-99.1 2 ex99-1.htm FTE Networks Announces $4 Million Corporate Stock Buyback Program NAPLES, FL., Dec. 19, 2018 — FTE Networks, Inc. (NYSE American: FTNW) (“FTE” or the “Company”), a leading provider of innovative technology solutions for smart platforms, network infrastructure and intelligent buildings, and a Deloitte 2018 Technology Fast 500 Winner (#95), announced today that its Board of Dire
December 19, 2018	8-K	Other Events, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 19, 2018 FTE NETWORKS, INC.
December 18, 2018	EX-99.1	FTE Networks Executes Term Sheet to Amend Existing Senior Credit Facility Extends maturity of credit facility to March 30, 2021 FTE Networks Executes Term Sheet to Amend Existing Senior Credit Facility Extends maturity of credit facility to March 30, 2021 NAPLES, Fla.
December 18, 2018	8-K	Other Events, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 18, 2018 FTE NETWORKS, INC.
December 18, 2018	SC 13D/A	FTNW / FTE Networks, Inc. / Lateral Global Investors Llc - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A (Amendment No. 3)* UNDER THE SECURITIES EXCHANGE ACT OF 1934 FTE NETWORKS, INC. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 30283R402 (CUSIP Number) Dhamitha Richard de Silva, Managing Partner Lateral Investment Management, LLC 400 South El Camino Real, Suite
December 10, 2018	DEF 14A	FTNW / FTE Networks, Inc. DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, fo
December 4, 2018	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 4, 2018 FTE NETWORKS, INC.
December 4, 2018	EX-99.1	FTE Networks, Inc. Investor Presentation EX-99.1 2 ex99-1.htm
November 28, 2018	PRE 14A	FTNW / FTE Networks, Inc. PRE 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [X] Preliminary Proxy Statement [ ] Confidential, fo
November 20, 2018	8-K	Results of Operations and Financial Condition, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 20, 2018 FTE NETWORKS, INC.
November 20, 2018	EX-99.1	FTE Networks Reports Third Quarter 2018 Results Total Revenue of $92.2 Million Adjusted EBITDA of $7.8 Million Exhibit 99.1 FTE Networks Reports Third Quarter 2018 Results Total Revenue of $92.2 Million Adjusted EBITDA of $7.8 Million NAPLES, FL., November 20, 2018 — FTE Networks, Inc. (NYSE American: FTNW) (“FTE” or the “Company”), a leading provider of innovative technology solutions for smart platforms, network infrastructure and intelligent buildings, today announced its financial results for the three
November 19, 2018	10-Q	FTNW / FTE Networks, Inc. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2018 OR [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 000-31355 FTE Networks, Inc. (Exact name of registrant as spe
November 15, 2018	EX-99.1	FTE Networks Announces Preliminary Third Quarter 2018 Revenue of $92.2 Million Full results to be released on Tuesday, November 20, 2018 Management to Host Conference Call on Tuesday at 11:00 am ET Exhibit 99.1 FTE Networks Announces Preliminary Third Quarter 2018 Revenue of $92.2 Million Full results to be released on Tuesday, November 20, 2018 Management to Host Conference Call on Tuesday at 11:00 am ET NAPLES, Fla., November 15, 2018 – FTE Networks Inc. (NYSE American: FTNW) (“FTE” or the “Company”), a leading provider of innovative technology solutions for smart platforms, network infras
November 15, 2018	8-K	Results of Operations and Financial Condition, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 15, 2018 FTE NETWORKS, INC.

FTNW / FTE Networks, Inc. - SEC-arkivering, Årsberetning, Fuldmagtserklæring

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