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| CIK | 724571 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Fred's, Inc.
SEC Filings (Chronological Order)
Denne side giver en komplet, kronologisk liste over SEC-arkiveringer, eksklusive ejerskabsregistreringer, som vi leverer andre steder.
| June 22, 2020 |
EX-99.1 Exhibit 99.1 IN THE UNITED STATES BANKRUPTCY COURT FOR THE DISTRICT OF DELAWARE ) In re: ) Chapter 11 ) FRED’S, INC., et al.,1 ) Case No. 19-11984 (CSS) ) Debtors. ) Jointly Administered ) ) Re: D.I. 1162 NOTICE OF CONFIRMATION AND OCCURRENCE OF EFFECTIVE DATE OF (I) MODIFIED AMENDED JOINT CHAPTER 11 PLAN OF FRED’S, INC. AND THE DEBTOR AFFILIATES SET FORTH HEREIN; AND (II) BAR DATES FOR CE |
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| June 22, 2020 |
8-K 1 d935168d8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 19, 2020 (June 19, 2020) FRED’S, INC. (Exact Name of Registrant as Specified in Charter) Commission File Number 001-14565 Tennessee 62-0634010 (State or |
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| June 22, 2020 |
15-12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 001-14565 FRED’S, INC. (Exact name of registrant as specified in its |
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| June 19, 2020 |
POS AM As filed with the Securities and Exchange Commission on June 19, 2020 Registration No. |
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| June 19, 2020 |
S-8 POS As filed with the Securities and Exchange Commission on June 19, 2020 Registration No. |
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| June 19, 2020 |
S-8 POS As filed with the Securities and Exchange Commission on June 19, 2020 Registration No. |
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| June 19, 2020 |
S-8 POS As filed with the Securities and Exchange Commission on June 19, 2020 Registration No. |
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| June 19, 2020 |
POS AM As filed with the Securities and Exchange Commission on June 19, 2020 Registration No. |
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| June 19, 2020 |
POS AM As filed with the Securities and Exchange Commission on June 19, 2020 Registration No. |
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| June 19, 2020 |
POS AM As filed with the Securities and Exchange Commission on June 19, 2020 Registration No. |
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| June 10, 2020 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 10, 2020 (June 4, 2020) FRED’S, INC. (Exact Name of Registrant as Specified in Charter) Commission File Number 001-14565 Tennessee 62-0634010 (State or other Jurisdiction of |
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| June 10, 2020 |
Modified Amended Joint Chapter 11 Plan for the Debtors. EX-2.1 Exhibit 2.1 IN THE UNITED STATES BANKRUPTCY COURT FOR THE DISTRICT OF DELAWARE ) In re: ) Chapter 11 ) Fred’s, Inc., et al.,1 ) Case No. 19-11984 (CSS) ) Debtors. ) Jointly Administered ) MODIFIED AMENDED JOINT CHAPTER 11 PLAN FOR FRED’S, INC. AND THE DEBTOR AFFILIATES SET FORTH HEREIN Adam L. Shiff (admitted pro hac vice) Derek C. Abbott (No. 3367) Robert M. Novick (admitted pro hac vice) |
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| June 10, 2020 |
EX-99.1 Exhibit 99.1 IN THE UNITED STATES BANKRUPTCY COURT FOR THE DISTRICT OF DELAWARE ) In re: ) Chapter 11 ) FRED’S, INC., et al.,1 ) Case No. 19-11984 (CSS) ) Debtors. ) Jointly Administered ) ) Re: D.I. 1152 FINDINGS OF FACT, CONCLUSIONS OF LAW, AND ORDER CONFIRMING THE MODIFIED AMENDED JOINT CHAPTER 11 PLAN FOR FRED’S, INC. AND THE DEBTOR AFFILIATES SET FORTH HEREIN Upon consideration of the |
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| June 2, 2020 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 2, 2020 (May 29, 2020) FRED’S, INC. (Exact Name of Registrant as Specified in Charter) Commission File Number 001-14565 Tennessee 62-0634010 (State or other Jurisdiction of I |
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| June 2, 2020 |
EX-99.1 Exhibit 99.1 UNITED STATES BANKRUPTCY COURT DISTRICT OF DELAWARE In re: FRED’S, INC., et al. Case No. 19-11984 (CSS) Reporting Period: April 5, 2020 to May 2, 2020 MONTHLY OPERATING REPORT File with Court and submit copy to United States Trustee within 20 days after end of month Submit copy of report to any official committee appointed in the case. REQUIRED DOCUMENTS Form No. Document Atta |
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| May 1, 2020 |
NT 10-K SEC FILE NUMBER 001-14565 CUSIP NUMBER 356108100 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 1, 2020 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 1, 2020 (April 29, 2020) FRED’S, INC. (Exact Name of Registrant as Specified in Charter) Commission File Number 001-14565 Tennessee 62-0634010 (State or other Jurisdiction of |
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| May 1, 2020 |
EX-99.1 Exhibit 99.1 UNITED STATES BANKRUPTCY COURT DISTRICT OF DELAWARE In re: FRED’S, INC., et al. Case No. 19-11984 (CSS) Reporting Period: March 1, 2020 to April 4, 2020 MONTHLY OPERATING REPORT File with Court and submit copy to United States Trustee within 20 days after end of month Submit copy of report to any official committee appointed in the case. REQUIRED DOCUMENTS Form No. Document At |
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| April 7, 2020 |
EX-99.1 Exhibit 99.1 UNITED STATES BANKRUPTCY COURT DISTRICT OF DELAWARE In re: FRED’S, INC., et al. Case No. 19-11984 (CSS) Reporting Period: February 2, 2020 to February 29, 2020 MONTHLY OPERATING REPORT File with Court and submit copy to United States Trustee within 20 days after end of month Submit copy of report to any official committee appointed in the case. REQUIRED DOCUMENTS Form No. Docu |
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| April 7, 2020 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 7, 2020 (April 1, 2020) FRED’S, INC. (Exact Name of Registrant as Specified in Charter) Commission File Number 001-14565 Tennessee 62-0634010 (State or other Jurisdiction of |
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| March 11, 2020 |
EX-99.1 Exhibit 99.1 UNITED STATES BANKRUPTCY COURT DISTRICT OF DELAWARE In re: FRED’S, INC., et al. Case No. 19-11984 (CSS) Reporting Period: January 5, 2020 to February 1, 2020 MONTHLY OPERATING REPORT File with Court and submit copy to United States Trustee within 20 days after end of month Submit copy of report to any official committee appointed in the case. REQUIRED DOCUMENTS Form No. Docume |
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| March 11, 2020 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 11, 2020 (March 5, 2020) FRED’S, INC. (Exact Name of Registrant as Specified in Charter) Commission File Number 001-14565 Tennessee 62-0634010 (State or other Jurisdiction o |
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| February 10, 2020 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 10, 2020 (February 4, 2020) FRED’S, INC. (Exact Name of Registrant as Specified in Charter) Commission File Number 001-14565 Tennessee 62-0634010 (State or other Jurisdic |
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| February 10, 2020 |
EX-99.1 Exhibit 99.1 UNITED STATES BANKRUPTCY COURT DISTRICT OF DELAWARE In re: FRED’S, INC., et al. Case No. 19-11984 (CSS) Reporting Period: December 1, 2019 to January 4, 2020 MONTHLY OPERATING REPORT File with Court and submit copy to United States Trustee within 20 days after end of month Submit copy of report to any official committee appointed in the case. REQUIRED DOCUMENTS Form No. Docume |
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| January 14, 2020 |
EX-99.1 Exhibit 99.1 Case 19-11984-CSS Doc 710 Filed 01/10/20 Page 1 of 12 UNITED STATES BANKRUPTCY COURT DISTRICT OF DELAWARE In re: FRED’S, INC., et al. Case No. 19-11984 (CSS) Reporting Period: November 3, 2019 to November 30, 2019 MONTHLY OPERATING REPORT File with Court and submit copy to United States Trustee within 20 days after end of month Submit copy of report to any official committee a |
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| January 14, 2020 |
Regulation FD Disclosure, Financial Statements and Exhibits, Other Events 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 14, 2020 (January 9, 2020) FRED’S, INC. (Exact Name of Registrant as Specified in Charter) Commission File Number 001-14565 Tennessee 62-0634010 (State or other Jurisdicti |
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| December 12, 2019 |
FRED / Fred's, Inc. NT 10-Q - - NT 10-Q NT 10-Q SEC FILE NUMBER 001-14565 CUSIP NUMBER 356108100 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| December 4, 2019 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 4, 2019 (November 15, 2019) FRED’S, INC. (Exact Name of Registrant as Specified in Charter) Commission File Number 001-14565 Tennessee 62-0634010 (State or other Jurisdic |
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| December 4, 2019 |
EX-99.1 Exhibit 99.1 Case 19-11984-CSS Doc 571 Filed 12/03/19 Page 1 of 13 UNITED STATES BANKRUPTCY COURT DISTRICT OF DELAWARE In re: FRED’S, INC., et al. Case No. 19-11984 (CSS) Reporting Period: October 6, 2019 to November 2, 2019 MONTHLY OPERATING REPORT File with Court and submit copy to United States Trustee within 20 days after end of month Submit copy of report to any official committee app |
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| November 5, 2019 |
EX-10.1 DocuSign Envelope ID: 190D9D78-EA02-4B8F-ADBC-6703FD7559F2 Exhibit 10.1 PURCHASE AND SALE AGREEMENT THIS PURCHASE AND SALE AGREEMENT (this “Agreement”) dated as of the date the last of Seller or Buyer to this Agreement executes the same (the “Effective Date”), by and between FRED’S STORES OF TENNESSEE, INC., a Delaware corporation (the “Seller”), and R.A. WILSON ENTERPRISES, INC., an Arkan |
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| November 5, 2019 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 5, 2019 (October 30, 2019) FRED’S, INC. (Exact Name of Registrant as Specified in Charter) Commission File Number 001-14565 Tennessee 62-0634010 (State or other Jurisdict |
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| November 5, 2019 |
Case 19-11984-CSS Doc 412 Filed 10/30/19 Page 1 of 20 EX-99.2 Case 19-11984-CSS Doc 412 Filed 10/30/19 Page 1 of 20 Exhibit 99.2 IN THE UNITED STATES BANKRUPTCY COURT FOR THE DISTRICT OF DELAWARE ) In re: ) Chapter 11 ) FRED’S, INC., et al.,1 ) Case No. 19-11984 (CSS) ) Debtors. ) Jointly Administered ) ) Re: D.I. 112, 117, 225, 233, 286, 204 & 364 ORDER AUTHORIZING SALE OF THE DEBTORS’ DISTRIBUTION CENTER FREE AND CLEAR OF ALL ENCUMBRANCES PURSUANT |
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| November 5, 2019 |
EX-10.3 DocuSign Envelope ID: 488E3366-4F8B-480D-AC37-056D2486A759 Exhibit 10.3 PURCHASE AND SALE AGREEMENT THIS PURCHASE AND SALE AGREEMENT (this “Agreement”) dated as of the date the last of Seller or Buyer to this Agreement executes the same (the “Effective Date”), by and between FRED’S INC., a Delaware corporation (the “Seller”), and PERRY ELLIS INTERNATIONAL, INC, a Florida corporation (the “ |
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| November 5, 2019 |
EX-10.2 DocuSign Envelope ID: B47FAA5C-286C-41E2-9D83-2AA3FC404888 Exhibit 10.2 FIRST AMENDMENT TO PURCHASE AND SALE AGREEMENT THIS FIRST AMENDMENT TO PURCHASE AND SALE AGREEMENT (“Amendment”) is entered by and between R.A. Wilson Enterprises, Inc., an Arkansas corporation (“Buyer”), and Fred’s Stores of Tennessee, Inc., a Delaware corporation (“Seller”). RECITALS A. Seller and Buyer entered into |
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| November 5, 2019 |
Case 19-11984-CSS Doc 411 Filed 10/30/19 Page 1 of 16 EX-99.1 Case 19-11984-CSS Doc 411 Filed 10/30/19 Page 1 of 16 Exhibit 99.1 IN THE UNITED STATES BANKRUPTCY COURT FOR THE DISTRICT OF DELAWARE ) In re: ) Chapter 11 ) FRED’S, INC., et al.,1 ) Case No. 19-11984 (CSS) ) Debtors. ) Jointly Administered ) ) Re: D.I. 112, 117, 225, 233, 286, 204 & 364 ORDER AUTHORIZING SALE OF THE DEBTORS’ STORE PROPERTIES FREE AND CLEAR OF ALL ENCUMBRANCES PURSUANT TO |
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| November 5, 2019 |
Case 19-11984-CSS Doc 441 Filed 11/01/19 Page 1 of 14 EX-99.3 Case 19-11984-CSS Doc 441 Filed 11/01/19 Page 1 of 14 Exhibit 99.3 UNITED STATES BANKRUPTCY COURT DISTRICT OF DELAWARE In re: FRED’S, INC., et al. Case No. 19-11984 (CSS) Reporting Period: MONTHLY OPERATING REPORT File with Court and submit copy to United States Trustee within 20 days after end of month Submit copy of report to any official committee appointed in the case. REQUIRED DOCUMEN |
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| September 13, 2019 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 13, 2019 (September 9, 2019) FRED’S, INC. (Exact Name of Registrant as Specified in Charter) Commission File Number 001-14565 Tennessee 62-0634010 (State or other J |
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| September 13, 2019 |
EX-10.1 Exhibit 10.1 POST-PETITION CREDIT AGREEMENT by and among FRED’S, INC. AND ITS SUBSIDIARIES, JOINTLY AND SEVERALLY, as the “Borrowers” and THE FINANCIAL INSTITUTIONS PARTY HERETO FROM TIME TO TIME, as the “Lenders” and REGIONS BANK as the “Administrative Agent” REGIONS BANK and BANK OF AMERICA, N.A., as the “Co-Collateral Agents” and REGIONS CAPITAL MARKETS, a division of Regions Bank, as S |
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| September 13, 2019 |
FRED / Fred's, Inc. NT 10-Q - - FORM NT 10-Q Form NT 10-Q SEC FILE NUMBER 001-14565 CUSIP NUMBER 356108100 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| September 9, 2019 |
EX-99.1 Exhibit 99.1 FRED’S COMMENCES VOLUNTARY CHAPTER 11 PROCEEDINGS Seeks Court Approval to Enter into $35 Million Proposed Debtor-in-Possession Financing Agreement All Fred’s Locations to Commence Liquidation Sales Dallas, Texas, September 9, 2019 (GLOBE NEWSWIRE) — Fred’s, Inc. (NASDAQ:FRED) today announced that the Company has filed for voluntary relief under chapter 11 of the Bankruptcy Cod |
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| September 9, 2019 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 9, 2019 (September 3, 2019) FRED’S, INC. (Exact Name of Registrant as Specified in Charter) Tennessee 001-14565 62-0634010 (State or other Jurisdiction of Incorporation) |
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| September 9, 2019 |
Amendment to the Amended and Restated By-laws of Fred’s, Inc. EX-3.2 Exhibit 3.2 AMENDMENT NO. 2 TO THE AMENDED AND RESTATED BYLAWS OF FRED’S, INC. In accordance with the provisions of Paragraph 64 of the Amended and Restated Bylaws (as previously amended, the “Bylaws”) of Fred’s, Inc. (the “Company”), the Company does hereby make and adopt this Amendment No. 2 (this “Amendment”) to the Bylaws: 1. The Bylaws are hereby amended as follows: Paragraph 1 of the |
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| September 9, 2019 |
Articles of Amendment to the Restated Charter of Fred’s, Inc. EX-3.1 Exhibit 3.1 ARTICLES OF AMENDMENT TO THE CHARTER OF FRED’S, INC. In accordance with Sections 48-20-102 and 48-20-106 of the Tennessee Business Corporation Act, the undersigned corporation adopts the following Articles of Amendment (the “Articles of Amendment”) to its Charter: I. The name of the corporation is FRED’S, INC. II. The text of the amendment is as follows: Article Two of the Chart |
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| August 29, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 29, 2019 (August 23, 2019) FRED’S, INC. (Exact Name of Registrant as Specified in Charter) Commission File Number 001-14565 Tennessee 62-0634010 (State or other Jurisdiction (I |
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| August 2, 2019 |
8-K 1 fred-8k20190802.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 2, 2019 (July 29, 2019) FRED’S, INC. (Exact Name of Registrant as Specified in Charter) Commission File Number 001-14565 Tennessee 62-0634010 (Sta |
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| July 15, 2019 |
8-K 1 fred-8k20190715.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 15, 2019 (July 12, 2019) FRED’S, INC. (Exact Name of Registrant as Specified in Charter) Commission File Number 001-14565 Tennessee 62-0634010 (Stat |
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| July 15, 2019 |
Exhibit 99.1 FOR IMMEDIATE RELEASE FRED’S TO CLOSE AN ADDITIONAL 129 STORES AND HOLD INVENTORY CLEARANCE SALES ACROSS ALL STORES Encourages Customers to Take Advantage of Unique Value-Priced Shopping Opportunities Pharmacies to Remain Open MEMPHIS, TN, July 12, 2019 – Fred’s, Inc. (NASDAQ: FRED) today announced that it will close an additional 129 retail stores and hold inventory clearance sales a |
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| July 15, 2019 |
Exhibit 10.1 60426675 THIRD AMENDMENT TO FORBEARANCE AGREEMENT AND ELEVENTH AMENDMENT TO CREDIT AGREEMENT THIS THIRD AMENDMENT TO FORBEARANCE AGREEMENT AND ELEVENTH AMENDMENT TO CREDIT AGREEMENT (this "Amendment") is dated as of July 12, 2019, by and among (A) Fred's, Inc., a Tennessee corporation ("Parent"); (B) the Subsidiaries of Parent identified on the signature pages hereto as Borrowers (eac |
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| July 5, 2019 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 5, 2019 (July 1, 2019) FRED’S, INC. (Exact Name of Registrant as Specified in Charter) Commission File Number 001-14565 Tennessee 62-0634010 (State or other Jurisdiction of I |
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| July 5, 2019 |
EX-10.2 Exhibit 10.2 SECOND AMENDMENT TO FORBEARANCE AGREEMENT, TENTH AMENDMENT TO CREDIT AGREEMENT, FIFTH AMENDMENT TO AMENDED AND RESTATED ADDENDUM TO CREDIT AGREEMENT AND THIRD AMENDMENT TO SECURITY AGREEMENT THIS SECOND AMENDMENT TO FORBEARANCE AGREEMENT, TENTH AMENDMENT TO CREDIT AGREEMENT, FIFTH AMENDMENT TO AMENDED AND RESTATED ADDENDUM TO CREDIT AGREEMENT AND THIRD AMENDMENT TO SECURITY AG |
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| July 5, 2019 |
EX-10.1 Exhibit 10.1 FIRST AMENDMENT TO FORBEARANCE AGREEMENT AND NINTH AMENDMENT TO CREDIT AGREEMENT THIS FIRST AMENDMENT TO FORBEARANCE AGREEMENT AND NINTH AMENDMENT TO CREDIT AGREEMENT (this “Amendment”) is dated as of June 20, 2019, by and among (A) Fred’s, Inc., a Tennessee corporation (“Parent”); (B) the Subsidiaries of Parent identified on the signature pages hereto as Borrowers (each of su |
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| June 19, 2019 |
FRED’S REPORTS FIRST QUARTER 2019 RESULTS EX-99.1 2 fred-ex9916.htm EX-99.1 Exhibit 99.1 FRED’S REPORTS FIRST QUARTER 2019 RESULTS MEMPHIS, Tenn. (June 19, 2019) – Fred’s, Inc. (NASDAQ: FRED) reported financial results for the first quarter ended May 4, 2019. Except as otherwise noted, the comparable results from the prior year contained herein have been adjusted for discontinued operations related to the sale of Fred’s specialty pharmacy |
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| June 19, 2019 |
Results of Operations and Financial Condition 8-K 1 fred-8k20190619.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 19, 2019 (June 19, 2019) FRED’S, INC. (Exact Name of Registrant as Specified in Charter) Commission File Number 001-14565 Tennessee 62-0634010 (Stat |
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| June 18, 2019 |
FRED / Fred's, Inc. 10-Q - Quarterly Report - 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the quarterly period ended May 4, 2019. OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the transition period from to . Commission file number 001-14565 FRED’S, INC. (Exact |
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| June 13, 2019 |
FRED / Fred's, Inc. NT 10-Q - - NT 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SEC FILE NUMBER FORM 12b-25001-14565 NOTIFICATION OF LATE FILING CUSIP NUMBER 356108100 (Check One) ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: May 4, 2019 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition |
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| June 3, 2019 |
FRED / Fred's, Inc. 10-K/A - Annual Report - 10-K/A z UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A (Amendment No. 1) ☑ ANNUAL REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended February 2, 2019 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-14565 FRED’ |
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| May 16, 2019 |
FRED’S TO CLOSE 104 UNDERPERFORMING STORES IN THE SOUTHEAST Exhibit 99.1 FRED’S TO CLOSE 104 UNDERPERFORMING STORES IN THE SOUTHEAST MEMPHIS, TN, May 16, 2019 – Fred’s, Inc. (NASDAQ: FRED) today announced it will begin to close an additional 104 underperforming stores as part of an ongoing effort to rationalize its store footprint. Fred’s decision to close additional underperforming stores follows a continued evaluation of the Company's store portfolio, in |
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| May 16, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 16, 2019 (May 15, 2019) FRED’S, INC. (Exact Name of Registrant as Specified in Charter) Commission File Number 001-14565 Tennessee 62-0634010 (State or other Jurisdiction of Incor |
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| May 16, 2019 |
Exhibit 10.1 FORBEARANCE AGREEMENT, EIGHTH AMENDMENT TO CREDIT AGREEMENT AND FOURTH AMENDMENT TO AMENDED AND RESTATED ADDENDUM TO CREDIT AGREEMENT THIS FORBEARANCE AGREEMENT, EIGHTH AMENDMENT TO CREDIT AGREEMENT AND FOURTH AMENDMENT TO AMENDED AND RESTATED ADDENDUM TO CREDIT AGREEMENT (this “Agreement”) is made and entered into on May 15, 2019, by and among (A) Fred’s, Inc., a Tennessee corporatio |
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| May 6, 2019 |
FRED’S REPORTS FOURTH QUARTER AND FISCAL YEAR 2018 RESULTS EX-99.1 2 fred-ex9916.htm EX-99.1 Exhibit 99.1 FRED’S REPORTS FOURTH QUARTER AND FISCAL YEAR 2018 RESULTS MEMPHIS, Tenn. (May 6, 2019) – Fred’s, Inc. (NASDAQ: FRED) reported financial results for the fourth quarter and fiscal year ended February 2, 2019. Except as otherwise noted, the results contained herein have been adjusted for discontinued operations related to the sale of Fred’s specialty ph |
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| May 6, 2019 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 6, 2019 (May 6, 2019) FRED’S, INC. (Exact Name of Registrant as Specified in Charter) Commission File Number 001-14565 Tennessee 62-0634010 (State or Other Jurisdiction (I.R.S. Em |
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| May 3, 2019 |
Exhibit 10.31 FIFTH AMENDMENT TO CREDIT AGREEMENT THIS FIFTH AMENDMENT TO CREDIT AGREEMENT (this "Amendment") is dated as of August 22, 2017, by and among (A) FRED'S, INC., a Tennessee corporation ("Parent"); (B) the Subsidiaries of Parent identified on the signature pages hereto as Borrowers (each of such Subsidiaries, together with Parent, jointly and severally, "Borrowers" and, each, a "Borrowe |
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| May 3, 2019 |
Exhibit 21.1 Fred's, Inc. SUBSIDIARIES OF REGISTRANT Fred’s, Inc. has the following subsidiaries, all of which are 100% owned, directly or indirectly, by Fred’s, Inc.: Name State of Incorporation Fred’s Stores of Tennessee, Inc. Delaware National Equipment Management and Leasing, Inc. Tennessee Reeves-Sain Drug Store, Inc. Tennessee National Pharmaceutical Network, Inc. Florida Summit Properties – |
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| May 3, 2019 |
Description of Registrant Securities EX-4.6 2 fred-ex46869.htm EX-4.6 Exhibit 4.6 DESCRIPTION OF THE REGISTRANT’S SECURITIES Description of Class A Common Stock Overview As of May 1, 2019, Fred’s, Inc. (the “Company,” “us” or “our”) had 60,000,000 authorized shares of Class A Common Stock, no par value per share (the “Class A Common Stock”), of which 35,128,881 shares are issued and outstanding. Voting Rights Holders of Class A Commo |
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| May 3, 2019 |
FRED / Fred's, Inc. 10-K Annual Report 10-K 10-K 1 fred-10k20190202.htm 10-K z UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☑ ANNUAL REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended February 2, 2019 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 00 |
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| May 3, 2019 |
Exhibit 10.32 SIXTH AMENDMENT TO CREDIT AGREEMENT and RATIFICATION, REAFFIRMATION AND ASSUMPTION THIS SIXTH AMENDMENT TO CREDIT AGREEMENT AND RATIFICATION, REAFFIRMATION AND ASSUMPTION (this "Amendment") is dated as of April 5, 2018, by and among (A) FRED'S, INC., a Tennessee corporation ("Parent"); (B) the Subsidiaries of Parent identified on the signature pages hereto as Borrowers (each of such |
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| May 3, 2019 |
Exhibit 10.12 FIRST AMENDMENT TO CREDIT AGREEMENT THIS FIRST AMENDMENT TO CREDIT AGREEMENT (this “Amendment”) is dated as of September [ ] , 2015 (the “Amendment Date”), by and among (A) FRED’S, INC., a Tennessee corporation (“Parent”); the Subsidiaries of Parent identified on the signature pages hereto as Borrowers (each of such Subsidiaries, together with Parent, jointly and severally, the “Borr |
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| April 18, 2019 |
NT 10-K 1 s117532nt10k.htm NT 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SEC FILE NUMBER FORM 12b-25 001-14565 NOTIFICATION OF LATE FILING CUSIP NUMBER 356108100 (Check one): ☑ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: February 2, 2019 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Tr |
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| April 11, 2019 |
Exhibit 99.1 FRED’S RETAINS PJ SOLOMON TO EVALUATE STRATEGIC ALTERNATIVES TO MAXIMIZE VALUE COMPANY TO RATIONALIZE STORE FOOTPRINT BY CLOSING UNDERPERFORMING STORES MEMPHIS, TN, April 11, 2019 – Fred’s, Inc. (NASDAQ: FRED) today announced the retention of PJ Solomon to evaluate strategic alternatives to maximize value for all shareholders. The Company also announced that it will begin to close und |
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| April 11, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 11, 2019 (April 5, 2019) FRED’S, INC. (Exact Name of Registrant as Specified in Charter) Commission File Number 001-14565 Tennessee 62-0634010 (State or other Jurisdiction of In |
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| April 5, 2019 |
8-K 1 s1172858k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 5, 2019 (April 1, 2019) FRED’S, INC. (Exact Name of Registrant as Specified in Charter) Commission File Number 001-14565 Tennessee 62-0634010 (State or O |
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| March 25, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 25, 2019 (March 19, 2019) FRED'S, INC. (Exact Name of Registrant as Specified in Charter) Commission File Number 001-14565 Tennessee 62-0634010 (State or Other Jurisdiction of I |
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| March 12, 2019 |
8-K 1 s1166848k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 12, 2019 (March 6, 2019) FRED’S, INC. (Exact Name of Registrant as Specified in Charter) Commission File Number 001-14565 Tennessee 62-0634010 (Stat |
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| February 13, 2019 |
EX-99.1 2 jointfilingagreement.htm JOINT FILING AGREEMENT JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them i |
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| February 13, 2019 |
FRED / Fred's, Inc. / RE ADVISERS CORP - FRED'S 13G Passive Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G* (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 (AMENDMENT NO. )* FRED'S, INC. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 356108100 (CUSIP Number) December 31, 2018 (Date of Event Which Requires |
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| February 11, 2019 |
FRED / Fred's, Inc. / VANGUARD GROUP INC Passive Investment fredsinc.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 7 )* Name of issuer: Fred's Inc Title of Class of Securities: Common Stock CUSIP Number: 356108100 Date of Event Which Requires Filing of this Statement: December 31, 2018 Check the appropriate box to designate the |
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| February 8, 2019 |
FRED / Fred's, Inc. / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 11)* FRED'S INC-CLASS A (Name of Issuer) Common Stock (Title of Class of Securities) 356108100 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sch |
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| February 4, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 4, 2019 (January 30, 2019) FRED'S, INC. (Exact Name of Registrant as Specified in Charter) Commission File Number 001-14565 Tennessee 62-0634010 (State or Other Jurisdiction |
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| February 4, 2019 |
EX-99.1 2 s115887ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Fred’s, Inc. Announces Appointment of Chief Executive Officer and Other Key Leadership Changes Joe Anto Appointed as CEO Ritwik Chatterjee Appointed as CFO Nathaniel Klein Appointed as COO Mike Ladd Appointed as CSO MEMPHIS, Tenn.-(BUSINESS WIRE)—February 4, 2019-Fred’s, Inc. (“Fred’s” or “Company”) (NASDAQ:FRED) today announced that its Board |
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| January 30, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 30, 2019 (January 30, 2019) FRED’S, INC. (Exact Name of Registrant as Specified in Charter) Commission File Number 001-14565 Tennessee 62-0634010 (State or Other Jurisdiction |
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| January 30, 2019 |
Fred’s Inc. Announces New Share Repurchase Program EX-99.1 2 s115658ex99-1.htm EXHIBIT 99-1 Exhibit 99.1 Fred’s Inc. Announces New Share Repurchase Program MEMPHIS, Tenn.-(BUSINESS WIRE)—January 30, 2019-Fred’s, Inc. (“Fred’s” or “Company”) (NASDAQ:FRED) today announced that its board of directors (the “Board”) has approved a new share repurchase program in order to acquire up to 3.5 million shares of the Company’s outstanding Class A voting commo |
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| January 24, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 24, 2019 (January 17, 2019) FRED’S, INC. (Exact Name of Registrant as Specified in Charter) Commission File Number 001-14565 Tennessee 62-0634010 (State or other Jurisdiction |
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| December 14, 2018 |
FRED / Fred's, Inc. FORM 10-Q/A (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q/A Amendment No. 1 ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the quarterly period ended November 3, 2018. OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the transition period from to . Commission file number 001-14 |
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| December 13, 2018 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 13, 2018 (December 13, 2018) FRED’S, INC. (Exact Name of Registrant as Specified in Charter) Commission File Number 001-14565 Tennessee 62-0634010 (State |
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| December 13, 2018 |
FRED’S REPORTS THIRD QUARTER 2018 RESULTS Exhibit 99.1 FRED’S REPORTS THIRD QUARTER 2018 RESULTS MEMPHIS, Tenn. (December 13, 2018) – Fred’s, Inc. (NASDAQ: FRED) reported financial results for the third quarter and nine months ended November 3, 2018. Except as otherwise noted, the results contained herein do not include the previously-announced sale of Fred’s specialty pharmacy business or Fred’s previously-announced transaction with Walg |
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| December 13, 2018 |
FRED’S REPORTS THIRD QUARTER 2018 RESULTS Exhibit 99.1 FRED’S REPORTS THIRD QUARTER 2018 RESULTS MEMPHIS, Tenn. (December 13, 2018) – Fred’s, Inc. (NASDAQ: FRED) reported financial results for the third quarter and nine months ended November 3, 2018. Except as otherwise noted, the results contained herein do not include the previously-announced sale of Fred’s specialty pharmacy business or Fred’s previously-announced transaction with Walg |
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| December 13, 2018 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 13, 2018 (December 13, 2018) FRED’S, INC. (Exact Name of Registrant as Specified in Charter) Commission File Number 001-14565 Tennessee 62-0634010 (State or Other Jurisdictio |
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| December 13, 2018 |
FRED / Fred's, Inc. FORM 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the quarterly period ended November 3, 2018. OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the transition period from to . Commission file number 001-14565 FRED’S, INC. ( |
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| December 11, 2018 |
Completion of Acquisition or Disposition of Assets, Financial Statements and Exhibits 8-K 1 s1146318k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 11, 2018 (December 5, 2018) FRED’S, INC. (Exact Name of Registrant as Specified in Charter) Commission File Number 001-14565 Tennessee 62-0634010 (Sta |
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| November 27, 2018 |
Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 27, 2018 (November 20, 2018) FRED’S, INC. (Exact Name of Registrant as Specified in Charter) Commission File Number 001-14565 Tennessee 62-0634010 (State or other Jurisdictio |
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| November 27, 2018 |
Exhibit 99.1 Unaudited Pro Forma Condensed Consolidated Financial Statements On September 7, 2018, Fred’s Stores of Tennessee, Inc., a Delaware corporation (“Seller”) and wholly owned subsidiary of Fred’s, Inc. (the “Company”), entered into an Asset Purchase Agreement (the “Asset Purchase Agreement”) with Walgreen Co., an Illinois corporation, (“Buyer”). On October 23, 2018, Seller and Buyer enter |
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| November 14, 2018 |
Exhibit 2.1 Execution Version FIRST AMENDMENT to ASSET PURCHASE AGREEMENT This First Amendment to the Asset Purchase Agreement (this “Amendment”), dated October 23, 2018 (the “Effective Date”), is made by and between Walgreen Co., an Illinois corporation (“Buyer”) and Fred’s Stores of Tennessee, Inc., a Delaware corporation (“Seller”, and together with Buyer, the “Parties”), and amends that certai |
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| November 14, 2018 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 14, 2018 (November 13, 2018) FRED’S, INC. (Exact Name of Registrant as Specified in Charter) Commission File Number 001-14565 Tennessee 62-0634010 (State or other Jurisdictio |
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| November 9, 2018 |
FRED / Fred's, Inc. / NWQ INVESTMENT MANAGEMENT COMPANY, LLC - FRED'S INC. Passive Investment SC 13G/A 1 d618437dsc13ga.htm FRED'S INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 3)* Fred’s Inc. (Name of Issuer) Common (Title of Class of Securities) 356108100 (CUSIP Number) October 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule |
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| October 31, 2018 |
FRED / Fred's, Inc. / Alden Global Capital LLC Activist Investment SC 13D/A 1 sc13da70839200610312018.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 7)1 Fred’s, Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 356108100 (CUSIP Number) HEATH |
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| October 26, 2018 |
SC 13D/A 1 sc13da60839200610262018.htm AMENDMENT NO. 6 TO THE SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 6)1 Fred’s, Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securi |
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| October 22, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 5)1 Fred’s, Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 356108100 (CUSIP Number) HEATH FREEMAN ALDEN GLOBAL CAPITAL LLC 885 T |
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| October 22, 2018 |
begin 644 ex991to13da508392006102218.pdf M)5!$1BTQ+C4*)>+CS],*-B P(&]B:@H\/" *(" @+U1Y<&4@+UA/8FIE8W0* M(" @+U-U8G1Y<&4@+TEM86=E"B @("]":71S4&5R0V]M<&]N96YT(#@*(" @ M+U=I9'1H(#$V-C4*(" @+TAE:6=H=" R,#D*(" @+T-O;&]R4W!A8V4@+T1E M=FEC95)'0@H@(" O1FEL=&5R("]$0U1$96-O9&4*(" @+TQE;F=T:" V-3(V M"CX^"G-T+BXN+BXN+BXN+BXN+BXN+BXN M+BXN+BXN+BXN+BXN+BXN+BXN+BXN+BXN+BXN+BXN+B[P 1" #1!H$# 2( M A$! Q$!\0 'P 04! |
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| October 19, 2018 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 19, 2018 (October 15, 2018) FRED’S, INC. (Exact Name of Registrant as Specified in Charter) Commission File Number 001-14565 Tennessee 62-0634010 (State or other Jurisdiction |
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| October 19, 2018 |
Exhibit 10.1 October 15, 2018 Fred’s, Inc. 4300 New Getwell Road Memphis, Tennessee 38116 Attention: Chief Financial Officer RE: Third Amendment to Amended and Restated Addendum to Credit Agreement Ladies and Gentlemen: Reference is made to (i) that certain Credit Agreement dated as of April 9, 2015 (as amended, restated, supplemented or otherwise modified from time to time, the “Credit Agreement” |
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| October 19, 2018 |
SC 13D/A 1 sc13da40839200610192018.htm AMENDMENT NO. 4 TO THE SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 4)1 Fred’s, Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securi |
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| October 12, 2018 |
SC 13D/A 1 sc13da30839200610122018.htm AMENDMENT NO. 3 TO THE SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 3)1 Fred’s, Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securi |
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| October 11, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 10, 2018 Commission File Number: 001-14565 Fred’s, Inc. (Exact name of registrant as specified in charter) Tennessee 62-0634010 (State or other jurisdiction (IRS Employer of i |
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| October 11, 2018 |
Exhibit 10.1 AMENDMENT NO. 1 TO AMENDED AND RESTATED COOPERATION AGREEMENT This AMENDMENT NO. 1 TO THE AMENDED AND RESTATED COOPERATION AGREEMENT (this “Amendment”) is dated as of October 10, 2018 (the “Effective Date”) and amends the Cooperation Agreement, dated as of August 11, 2017 (the “Cooperation Agreement”), by and among Fred’s, Inc., a Tennessee corporation (the “Company”), on the one hand |
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| October 11, 2018 |
Exhibit 99.1 Fred’s, Inc. Announces Extension of Cooperation Agreement with Alden Global Capital LLC Extension Accompanied by Consent for Alden to Purchase Additional Shares MEMPHIS, Tenn.-(BUSINESS WIRE)—October 10, 2018-Fred’s, Inc.(“Fred’s” or the “Company”) (NASDAQ:FRED) today announced that the Company has reached an agreement to extend the cooperation agreement Fred’s had previously entered |
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| September 18, 2018 |
Exhibit 10.4 SEPARATION AGREEMENT AND GENERAL RELEASE This Separation Agreement and General Release (this “Agreement”) is entered into by and between Fred’s Inc. (the “Company”) and Greg Froton (“Executive,” and, together with the Company, the “Parties”). 1. The Parties acknowledge and agree that Executive’s last day of employment with the Company will be July 19, 2018 (the “Separation Date”). Eff |
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| September 18, 2018 |
FRED / Fred's, Inc. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the quarterly period ended August 4, 2018. OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the transition period from to . Commission file number 001-14565 FRED’S, INC. (Ex |
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| September 13, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SEC FILE NUMBER FORM 12b-25 001-14565 NOTIFICATION OF LATE FILING CUSIP NUMBER 356108100 (Check one): o Form 10-K o Form 20-F o Form 11-K þ Form 10-Q £ Form 10-D o Form N-SAR o Form N-CSR For Period Ended: August 4, 2018 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transi |
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| September 13, 2018 |
FRED’S REPORTS SECOND QUARTER 2018 RESULTS EX-99.1 2 s112672ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 FRED’S REPORTS SECOND QUARTER 2018 RESULTS MEMPHIS, Tenn. (September 13, 2018) – Fred’s, Inc. (NASDAQ: FRED) reported financial results for the second quarter and six months ended August 4, 2018. Second Quarter Fiscal 2018 vs. Second Quarter Fiscal 2017 ● Net sales down 4.3% to $419.7 million in Q2 2018 versus $438.5 million in Q2 2017. ● Compa |
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| September 13, 2018 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 13, 2018 (September 13, 2018) FRED’S, INC. (Exact Name of Registrant as Specified in Charter) Commission File Number 001-14565 Tennessee 62-0634010 (State or Other Jurisdict |
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| September 10, 2018 |
Exhibit 99.1 Walgreens to Purchase Pharmacy Files of 185 Fred’s Pharmacies across Southeastern U.S. DEERFIELD, Ill. and MEMPHIS, Tenn. September 10, 2018 – Walgreens and Fred’s, Inc. (Nasdaq: FRED) today announced they have entered into a definitive asset purchase agreement, pursuant to which Walgreens will acquire pharmacy patient prescription files and related pharmacy inventory of 185 Fred’s st |
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| September 10, 2018 |
Exhibit 2.1 EXECUTION VERSION ASSET PURCHASE AGREEMENT by and between WALGREEN CO. and FRED’S STORES OF TENNESSEE, INC. Dated as of September 7, 2018 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS 1 ARTICLE II PURCHASE AND SALE OF ASSETS 8 Section 2.1 Purchase and Sale of Assets 8 Section 2.2 Purchase Price. 10 Section 2.3 Closing 12 Section 2.4 Deliveries at the Closings 13 Section 2.5 Allocation o |
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| September 10, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 10, 2018 (September 7, 2018) FRED’S, INC. (Exact Name of Registrant as Specified in Charter) Commission File Number 001-14565 Tennessee 62-0634010 (State or Other Jurisdicti |
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| August 29, 2018 |
EX-10.1 2 s112362ex10-1.htm EXHIBIT 10.1 Exhibit 10.1 SEVENTH AMENDMENT TO CREDIT AGREEMENT, SECOND AMENDMENT TO AMENDED AND RESTATED ADDENDUM TO CREDIT AGREEMENT, SECOND AMENDMENT TO SECURITY AGREEMENT, AND RATIFICATION, REAFFIRMATION AND ASSUMPTION THIS SEVENTH AMENDMENT TO CREDIT AGREEMENT, SECOND AMENDMENT TO AMENDED AND RESTATED ADDENDUM TO CREDIT AGREEMENT, SECOND AMENDMENT TO SECURITY AGREE |
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| August 29, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 29, 2018 (August 23, 2018) FRED’S, INC. (Exact Name of Registrant as Specified in Charter) Commission File Number 001-14565 Tennessee 62-0634010 (State or other Jurisdiction of |
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| June 26, 2018 |
8-K 1 s1110128k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 26, 2018 (June 25, 2018) FRED'S, INC. (Exact Name of Registrant as Specified in Charter) Commission File Number 001-14565 Tennessee 62-0634010 (State or O |
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| June 25, 2018 |
8-K 1 s1109918k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 25, 2018 (June 19, 2018) FRED’S, INC. (Exact Name of Registrant as Specified in Charter) Commission File Number 001-14565 Tennessee 62-0634010 (State or o |
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| June 14, 2018 |
DEF 14A 1 fp0034009def14a.htm united States Securities and Exchange Commission Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant To Section 14(a) of the Securities Exchange Act Of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the |
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| June 14, 2018 |
Results of Operations and Financial Condition 8-K 1 s1108328k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 14, 2018 (June 14, 2018) FRED’S, INC. (Exact Name of Registrant as Specified in Charter) Commission File Number 001-14565 Tennessee 62-0634010 (State or O |
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| June 14, 2018 |
FRED’S REPORTS FIRST QUARTER 2018 RESULTS EX-99.1 2 s110832ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 FRED’S REPORTS FIRST QUARTER 2018 RESULTS MEMPHIS, Tenn. (June 14, 2018) – Fred’s, Inc. (NASDAQ: FRED) reported financial results for the first quarter ended May 5, 2018. Fred’s Interim CEO and CFO, Joe Anto stated “We are rapidly making progress on our two main goals of eliminating our debt balance and returning to significant profitability by |
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| June 14, 2018 |
FRED / Fred's, Inc. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the quarterly period ended May 5, 2018. OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the transition period from to . Commission file number 001-14565 FRED’S, INC. (Exact |
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| June 11, 2018 |
FRED / Fred's, Inc. / Wellington Management Group LLP - SEC SCHEDULE 13G Passive Investment SC 13G/A 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 8 )* Fred's, Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 356108100 (CUSIP Number) May 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to des |
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| June 4, 2018 |
PRE 14A 1 fp0033832pre14a.htm united States Securities and Exchange Commission Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant To Section 14(a) of the Securities Exchange Act Of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [X] Preliminary Proxy Statement [ ] Confidential, for Use of the |
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| June 4, 2018 |
Exhibit 2.1 Execution Version ASSET PURCHASE AGREEMENT DATED AS OF MAY 4, 2018 BY AND AMONG ADVANCED CARE SCRIPTS, INC., FRED’S STORES OF TENNESSEE, INC., FRED’S, INC., NATIONAL PHARMACEUTICAL NETWORK, INC., AND REEVES-SAIN DRUG STORE, INC. D/B/A ENTRUSTRX ASSET PURCHASE AGREEMENT This ASSET PURCHASE AGREEMENT, dated as of May 4, 2018 (this “Agreement”), is made and entered into by and among Advan |
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| June 4, 2018 |
FRED’S COMPLETES SALE OF SPECIALTY PHARMACY UNIT Exhibit 99.1 FRED’S COMPLETES SALE OF SPECIALTY PHARMACY UNIT MEMPHIS, Tenn. (June 4, 2018) – Fred’s, Inc. (NASDAQ: FRED) has closed the previously announced sale of certain assets of EntrustRx, its specialty pharmacy unit, to a subsidiary of CVS Health Corporation. The aggregate consideration paid was $40.0 million, plus an amount equal to the value of inventory of EntrustRx. Commenting on the sa |
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| June 4, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 4, 2018 (June 1, 2018) FRED'S, INC. (Exact Name of Registrant as Specified in Charter) Commission File Number 001-14565 Tennessee 62-0634010 (State or Other Jurisdiction (I.R.S. |
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| May 22, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 22, 2018 (May 16, 2018) FRED’S, INC. (Exact Name of Registrant as Specified in Charter) Tennessee 001-14565 62-0634010 (State or other Jurisdiction of Incorporation) (Commission F |
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| May 22, 2018 |
EX-99.1 2 s110378ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Fred’s, Inc. Announces Appointment of Dana Goldsmith Needleman and Thomas Zacharias to its Board of Directors May 22, 2018 05:30 PM Eastern Standard Time MEMPHIS, Tenn.-(BUSINESS WIRE)-Fred’s Inc. (“Fred’s” or “Company”) (NASDAQ:FRED) today announced that Dana Goldsmith Needleman and Thomas Zacharias have been appointed to the Company’s Board o |
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| May 11, 2018 |
8-K 1 s1101218k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 11, 2018 (May 7, 2018) FRED’S, INC. (Exact Name of Registrant as Specified in Charter) Commission File Number 001-14565 Tennessee 62-0634010 (State or Othe |
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| May 11, 2018 |
EX-99.1 2 s110121ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 FRED’S REACHES DEFINITIVE AGREEMENT TO SELL SPECIALTY PHARMACY UNIT CVS to Acquire EntrustRX for $40.0 million Plus Inventory Value MEMPHIS, Tenn. (May 7, 2018) – Fred's, Inc. (NASDAQ: FRED) announced that it has reached a definitive agreement to sell certain assets of EntrustRx, its specialty pharmacy unit, to a subsidiary of CVS Health Corpor |
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| May 4, 2018 |
EX-99.1 2 s109979ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 For Immediate Release FRED’S REPORTS FOURTH QUARTER AND FISCAL YEAR 2017 RESULTS Management Expects Turnaround Plan to Generate Significant Positive EBITDA and Free Cash Flow by Q4 of 2018 MEMPHIS, Tenn. (May 4, 2018) – Fred’s, Inc. (NASDAQ: FRED) reported financial results for the fourth quarter and fiscal year ended February 3, 2018. Commenti |
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| May 4, 2018 |
Results of Operations and Financial Condition 8-K 1 s1099798k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 4, 2018 (May 4, 2018) FRED’S, INC. (Exact Name of Registrant as Specified in Charter) Commission File Number 001-14565 Tennessee 62-0634010 (State or Other |
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| May 4, 2018 |
Consulting Agreement, effective on March 6, 2018 between Fred’s Inc. and Lilia Lauren. EX-10.23 2 s109626ex10-23.htm EXHIBIT 10.23 Exhibit 10.23 CONSULTING AGREEMENT THIS CONSULTING AGREEMENT (the "Agreement") is made effective as of March 6, 2018 (the “Effective Date”), by and between the undersigned individual (“Consultant”) and Fred’s, Inc., a Tennessee corporation, for and on behalf of itself and its affiliates (collectively “Fred’s”). WHEREAS, Consultant is a current employee o |
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| May 4, 2018 |
FRED / Fred's, Inc. FORM 10-K (Annual Report) 10-K 1 s10962610k.htm FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☑ ANNUAL REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended February 3, 2018 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-1 |
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| May 4, 2018 |
Exhibit 21.1 Fred's, Inc. SUBSIDIARIES OF REGISTRANT Fred’s, Inc. has the following subsidiaries, all of which are 100% owned: Name State of Incorporation Fred’s Stores of Tennessee, Inc. Delaware National Equipment Management and Leasing, Inc. Tennessee Dublin Aviation, Inc. Tennessee Reeves-Sain Drug Store, Inc. Tennessee AFAE, LLC Delaware |
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| May 3, 2018 |
Exhibit 10.2 SEPARATION AGREEMENT AND GENERAL RELEASE This Separation Agreement and General Release (this “Agreement”) is entered into by and between Fred’s, Inc. (the “Company”) and Mary Louise Gardner (“Executive,” and, together with the Company, the “Parties”). 1. The Parties acknowledge and agree that Executive’s last day of employment with the Company will be May 27, 2018 (the “Separation Dat |
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| May 3, 2018 |
Exhibit 10.1 SEPARATION AGREEMENT AND GENERAL RELEASE This Separation Agreement and General Release (this “Agreement”) is entered into by and between Fred’s, Inc. (the “Company”) and Timothy Liebmann (“Executive,” and, together with the Company, the “Parties”). 1. The Parties acknowledge and agree that Executive’s last day of employment with the Company will be May 27, 2018 (the “Separation Date”) |
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| May 3, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 3, 2018 (April 27, 2018) FRED’S, INC. (Exact Name of Registrant as Specified in Charter) Commission File Number 001-14565 Tennessee 62-0634010 (State or other Jurisdiction of Inco |
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| April 27, 2018 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 27, 2018 (April 24, 2018) FRED’S, INC. (Exact Name of Registrant as Specified in Charter) Commission File Number 001-14565 Tennessee 62-0634010 (State or other Jurisdiction of I |
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| April 27, 2018 |
Fred’s, Inc. Appoints Joseph Anto Interim Chief Executive Officer EX-99.1 3 s109838ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Fred’s, Inc. Appoints Joseph Anto Interim Chief Executive Officer MEMPHIS, Tenn. (April 27, 2018)— Fred’s Inc. (“Fred’s” or “Company”) (NASDAQ:FRED) today announced the resignation of Chief Executive Officer Michael K. Bloom, effective as of April 24, 2018, to pursue other opportunities. Joseph Anto, the Company’s current Executive Vice Preside |
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| April 27, 2018 |
EX-10.1 2 s109838ex10-1.htm EXHIBIT 10.1 Exhibit 10.1 SEPARATION AGREEMENT AND GENERAL RELEASE This Separation Agreement and General Release (this “Agreement”) is entered into by and between Fred’s Inc. (the “Company”) and Michael Bloom (“Executive,” and, together with the Company, the “Parties”). 1. The Parties acknowledge and agree that Executive’s last day of employment with the Company will be |
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| April 20, 2018 |
8-K 1 s1097318k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 20, 2018 (April 19, 2018) FRED'S, INC. (Exact Name of Registrant as Specified in Charter) Commission File Number 001-14565 Tennessee 62-0634010 (State or |
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| April 17, 2018 |
NT 10-K 1 s109698nt10k.htm NT 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC FILE NUMBER 001-14565 NOTIFICATION OF LATE FILING CUSIP NUMBER 356108100 (Check one): x Form 10-K o Form 20-F o Form 11 -K o Form 10-Q o Form 10-D o Form N-CEN o Form N-CSR For Period Ended: February 3, 2018 o Transition Report on Form 10-K o Transition Report on Form 20-F o T |
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| March 29, 2018 |
FRED’S INC. 4300 New Getwell Rd Memphis, Tennessee 38118 March 29, 2018 VIA EDGAR Securities and Exchange Commission Division of Corporate Finance 100 F Street, NE Washington, D.C. 20549 Attn: William H. Thompson Branch Chief Re: Fred’s, Inc. Form 10-K for Fiscal Year Ended January 28, 2017 Response dated March 12, 2018 File No. 1-14565 Dear Mr. Thompson: Set forth below are the responses to the c |
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| March 12, 2018 |
FRED’S INC. 4300 New Getwell Rd Memphis, Tennessee 38118 March 12, 2018 VIA EDGAR Securities and Exchange Commission Division of Corporate Finance 100 F Street, NE Washington, D.C. 20549 Attn: William H. Thompson Branch Chief Re: Fred’s, Inc. Form 10-K for Fiscal Year Ended January 28, 2017 Filed April 13, 2017 Form 10-Q for Fiscal Quarter Ended October 28, 2017 Filed December 7, 2017 Definitive P |
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| February 27, 2018 |
8-K 1 a51765466.htm FRED'S, INC. 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 27, 2018 (February 21, 2018) FRED'S, INC. (Exact Name of Registrant as Specified in Charter) Commission File Number 001-14565 Tennessee 6 |
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| February 27, 2018 |
Fred’s, Inc. Announces Appointment of Neeli Bendapudi to its Board of Directors Exhibit 99.1 Fred?s, Inc. Announces Appointment of Neeli Bendapudi to its Board of Directors MEMPHIS, Tenn.-(BUSINESS WIRE)-February 27, 2018-Fred?s Inc. (?Fred?s? or ?Company?) (NASDAQ:FRED) today announced that Neeli Bendapudi has been appointed to the Company?s Board of Directors, effective March 21, 2018. The appointment follows the retirement of Mary McNabb from the Board after nearly 13 year |
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| February 13, 2018 |
FRED / Fred's, Inc. / Adage Capital Partners GP LLC - FRED'S INC. Passive Investment SC 13G/A 1 p18-0223sc13ga.htm FRED'S INC. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Fred's Inc. (Name of Issuer) Class A Common Stock, no par value (Title of Class of Securities) 356108100 (CUSIP Number) December 31, 2017 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to d |
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| February 13, 2018 |
EX-99.1 2 jointfilingagreement.htm JOINT FILING AGREEMENT JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them i |
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| February 13, 2018 |
FRED / Fred's, Inc. / NWQ INVESTMENT MANAGEMENT COMPANY, LLC - FRED'S INC Passive Investment Fred's Inc UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 2)* Fred’s Inc. (Name of Issuer) Common (Title of Class of Securities) 356108100 (CUSIP Number) December 31, 2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedu |
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| February 13, 2018 |
FRED / Fred's, Inc. / RE ADVISERS CORP - FRED'S 13G Passive Investment SC 13G/A 1 sc13gfreds.htm FRED'S 13G SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G* (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 (AMENDMENT NO. )* FRED'S, INC. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 356108100 (CUSIP Number) December 31 |
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| February 9, 2018 |
8-K 1 a51756589.htm FRED'S, INC. 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 9, 2018 (February 5, 2018) FRED'S, INC. (Exact Name of Registrant as Specified in Charter) Commission File Number 001-14565 Tennessee 62- |
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| February 9, 2018 |
FRED / Fred's, Inc. / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 10)* FRED'S INC-CLASS A (Name of Issuer) Common Stock (Title of Class of Securities) 356108100 (CUSIP Number) December 31, 2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sch |
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| February 9, 2018 |
FRED / Fred's, Inc. / VANGUARD GROUP INC Passive Investment fredsinc.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 6 )* Name of issuer: Fred's Inc Title of Class of Securities: Common Stock CUSIP Number: 356108100 Date of Event Which Requires Filing of this Statement: December 31, 2017 Check the appropriate box to designate the |
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| February 8, 2018 |
FRED / Fred's, Inc. / Wellington Management Group LLP - SEC SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 7 )* Fred's, Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 356108100 (CUSIP Number) December 29, 2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this S |
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| February 2, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 1, 2018 FRED'S, INC. (Exact Name of Registrant as Specified in Charter) Commission File Number 001-14565 Tennessee 62-0634010 (State or Other Jurisdiction |
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| February 2, 2018 |
Fred's, Inc. 4300 New Getwell Road Memphis, Tennessee 38118 February 2, 2018 Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, DC 20549-4561 Attention: Mr. William H. Thompson Branch Chief, Office of Consumer Products Re: Fred's, Inc. Form 10-K for Fiscal Year Ended January 28, 2017 Filed April 13, 2017 Form 10-Q for the Quarterly Period Ended October |
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| February 1, 2018 |
Exhibit 99.1 Fred’s, Inc. Appoints Joseph Anto Chief Financial Officer Anto Brings Wealth of Financial, Transactional and Business Development Experience MEMPHIS, Tenn.-(BUSINESS WIRE)-February 1, 2018-Fred’s Inc. (“Fred’s” or “Company”) (NASDAQ:FRED) today announced the appointment of Joseph Anto as Executive Vice President and Chief Financial Officer, effective immediately. Mr. Anto succeeds Jas |
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| February 1, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 1, 2018 (January 26, 2018) FRED'S, INC. (Exact Name of Registrant as Specified in Charter) Commission File Number 001-14565 Tennessee 62-0634010 (State or Other Jurisdiction |
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| December 7, 2017 |
FRED / Fred's, Inc. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the quarterly period ended October 28, 2017. OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the transition period from to . Commission file number 001-14565 FRED’S, INC. ( |
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| December 6, 2017 |
EX-99.1 2 a51725424ex991.htm EXHIBIT 99.1 Exhibit 99.1 Fred’s Inc. Announces the Cancellation of the Dividend, an Update to the Share Repurchase Program and a Review of Alternatives for Certain Non-Core Assets MEMPHIS, Tenn.-(BUSINESS WIRE)-December 6, 2017-Fred’s, Inc. (“Fred’s” or “Company”) (NASDAQ:FRED) today announced that its board of directors (the “Board”) has cancelled its quarterly cash |
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| December 6, 2017 |
8-K 1 a51725424.htm FRED'S, INC. 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 6, 2017 (December 6, 2017) FRED'S, INC. (Exact Name of Registrant as Specified in Charter) Commission File Number 001-14565 Tennessee 62- |
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| December 6, 2017 |
Results of Operations and Financial Condition 8-K 1 a51725420.htm FRED'S, INC. 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 6, 2017 (December 6, 2017) FRED'S, INC. (Exact Name of Registrant as Specified in Charter) Commission File Number 001-14565 Tennessee 62- |
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| December 6, 2017 |
Exhibit 99.1 Fred?s Inc. Reports Third Quarter 2017 Results Accelerating strategic turnaround; focused on driving traffic, reducing SG&A, generating free cash flow and lowering debt MEMPHIS, Tenn.-(BUSINESS WIRE)-December 6, 2017-Fred?s Inc. (?Fred?s? or ?Company?) (NASDAQ:FRED) today reported financial results for the third quarter and nine months ended October 28, 2017. For the third quarter end |
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| September 18, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A/A (Amendment No. 1) FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Fred's, Inc. (Exact name of registrant as specified in its charter) Tennessee 62-0634010 (State or other jurisdiction of incorporation) (IRS Employer Identification No.) 4300 |
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| September 18, 2017 |
EX-99.1 3 a51685065ex991.htm EXHIBIT 99.1 Exhibit 99.1 Fred’s, Inc. Amends Short-Term Shareholder Rights Plan to Protect the Ability to Utilize Net Operating Losses MEMPHIS, Tenn.-(BUSINESS WIRE)-September 18, 2017-Fred’s, Inc. (the “Company”) (NASDAQ:FRED) today announced that its Board of Directors (the “Board”) has acted to protect the Company’s valuable net operating loss carryforwards (“NOLs” |
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| September 18, 2017 |
EX-4.1 2 a51685065ex41.htm EXHIBIT 4.1 Exhibit 4.1 AMENDED & RESTATED RIGHTS AGREEMENT dated as of September 18, 2017 by and between Fred’s, Inc., as the Company and American Stock Transfer & Trust Company, LLC, as Rights Agent TABLE OF CONTENTS Page SECTION 1. Certain Definitions. 1 SECTION 2. Appointment of Rights Agent. 8 SECTION 3. Rights Certificates. 8 SECTION 4. Form of Rights Certificate. |
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| September 18, 2017 |
Entry into a Material Definitive Agreement, Material Modification to Rights of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 18, 2017 FRED’S, INC. (Exact Name of Registrant as Specified in Charter) Commission File Number 001-14565 Tennessee 62-0634010 (State or other Jurisdiction of Incorporation) |
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| September 7, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 7, 2017 (September 1, 2017) FRED'S, INC. (Exact Name of Registrant as Specified in Charter) Commission File Number 001-14565 Tennessee 62-0634010 (State or Other Jurisdictio |
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| September 7, 2017 |
FRED / Fred's, Inc. 10-Q (Quarterly Report) 10-Q 1 s10738110q.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the quarterly period ended July 29, 2017. OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the transition period from to . Commission file number |
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| September 7, 2017 |
Exhibit 10.3 [EXECUTION COPY] CONFIDENTIAL BANK OF AMERICA, N.A. MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED One Bryant Park New York, New York 10036 REGIONS BANK, REGIONS CAPITAL MARKETS, A DIVISION OF REGIONS BANK 250 Park Avenue, 6th Floor New York, New York 10177 CITIZENS BANK, N.A. 28 State Street Boston, MA 02109 June 9, 2017 Fred’s, Inc. 4300 New Getwell Road Memphis, Tennessee 38118 |
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| September 7, 2017 |
Exhibit 10.4 [EXECUTION COPY] CONFIDENTIAL MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED One Bryant Park New York, New York 10036 June 9, 2017 Fred’s, Inc. 4300 New Getwell Road Memphis, Tennessee 38118 Attention: Mr. Rick Hans Executive Vice President and Chief Financial Officer $550,000,000 Senior Secured Term Loan Facility Amended and Restated Commitment Letter Ladies and Gentlemen: Fred’s |
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| September 6, 2017 |
Exhibit 99.1 Fred?s, Inc. Names Heath Freeman Chairman of the Board Thomas J. Tashjian to Retire After 16 Years of Service MEMPHIS, Tenn.-(BUSINESS WIRE)-September 6, 2017-Fred?s, Inc. (?Fred?s? or ?Company?) (NASDAQ:FRED) today announced that it has appointed Heath Freeman Chairman of the Board of Directors, effective immediately. Mr. Freeman succeeds Thomas J. Tashjian, who is retiring from the |
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| September 6, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 6, 2017 (September 5, 2017) FRED'S, INC. (Exact Name of Registrant as Specified in Charter) Commission File Number 001-14565 Tennessee 62-0634010 (State or Other Jurisdictio |
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| September 6, 2017 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 6, 2017 (September 6, 2017) FRED'S, INC. (Exact Name of Registrant as Specified in Charter) Commission File Number 001-14565 Tennessee 62-0634010 (State or Other Jurisdictio |
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| September 6, 2017 |
Exhibit 99.1 Fred?s Pharmacy Reports Second Quarter 2017 Results Continuing to build momentum; improvements in comparable store sales trends and gross margin demonstrate the plan is beginning to work Strategic turnaround underway; focused on reducing SG&A and driving free cash flow MEMPHIS, Tenn.-(BUSINESS WIRE)-September 6, 2017-Fred?s Inc. (NASDAQ:FRED) today reported financial results for the s |
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| August 15, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 2)1 Fred’s, Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 356108100 (CUSIP Number) Heath freeman alden global capital llc 885 T |
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| August 15, 2017 |
begin 644 ex991to13da208392006081517.pdf M)5!$1BTQ+C<-):;IS\0@#3$S-2 P(&]B:@T\/"],:6YE87)I>F5D(#$O3R Q M,SF4@,3')E9@TP#24E14] @(" @(" @(" @(" @(" @(" @(" @(" @(" @ M(" @(" @(" @(" @(" @(" @(" @(" @(" @#3$S-B P(&]B:@T\/"]086=E M^96!08))W M8& 0"6=\X="#;%PST' )!OR R:0S6#U@:=#6[G#]A*.3S7JCS0N>7M[>'V? MR"9B,3'9?:):R,[)Z?X+")B# )0X'Z@]F(%=H )(*P-Q(-A 409!!LO6I -L M!Z0<>!78)C![,/( Y;Q $,#(]OG# 86EB9F!0; |
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| August 14, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 14, 2017 (August 11, 2017) FRED?S, INC. (Exact Name of Registrant as Specified in Charter) Commission File Number 001-14565 Tennessee 62-0634010 (State or Other Jurisdiction (I |
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| August 14, 2017 |
Exhibit 10.1 EXECUTION VERSION AMENDED AND RESTATED COOPERATION AGREEMENT This AMENDED AND RESTATED COOPERATION AGREEMENT (this ? Agreement?) is made and entered into as of August 11, 2017 (the ? Restatement Date?), among Fred?s, Inc., a Tennessee corporation (the ? Company?), on the one hand, and Alden Global Capital LLC, a Delaware limited liability company, Strategic Investment Opportunities LL |
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| August 14, 2017 |
EX-99.1 3 a51668147ex991.htm EXHIBIT 99.1 Exhibit 99.1 Fred’s, Inc. Announces Appointment of Heath Freeman to Board of Directors Brings Deep Retail, Turnaround, and Financial Expertise Adds a Shareholder Perspective to the Board Announces Amended and Restated Cooperation Agreement with Alden Global Capital LLC MEMPHIS, Tenn.-(BUSINESS WIRE)-August 14, 2017-Fred’s, Inc.(“Fred’s” or the “Company”) ( |
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| August 11, 2017 |
8-K 1 a51668238.htm FRED'S, INC. 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 11, 2017 (August 7, 2017) FRED'S, INC. (Exact Name of Registrant as Specified in Charter) Commission File Number 001-14565 Tennessee 62-063 |
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| August 3, 2017 |
Exhibit 10.1 FOURTH AMENDMENT TO CREDIT AGREEMENT, FIRST AMENDMENT TO AMENDED AND RESTATED ADDENDUM TO CREDIT AGREEMENT, AND FIRST AMENDMENT TO SECURITY AGREEMENT THIS FOURTH AMENDMENT TO CREDIT AGREEMENT, FIRST AMENDMENT TO AMENDED AND RESTATED ADDENDUM TO CREDIT AGREEMENT, AND FIRST AMENDMENT TO SECURITY AGREEMENT (this " Amendment") is dated as of July 31, 2017, by and among (A) FRED'S, INC., a |
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| August 3, 2017 |
8-K 1 a51621337.htm FRED'S, INC. 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 3, 2017 (July 31, 2017) FRED’S, INC. (Exact Name of Registrant as Specified in Charter) Commission File Number 001-14565 Tennessee 62-06340 |
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| July 26, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 26, 2017 (July 21, 2017) FRED?S, INC. (Exact Name of Registrant as Specified in Charter) Commission File Number 001-14565 Tennessee 62-0634010 (State or Other Jurisdiction (I.R.S |
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| July 19, 2017 |
Filed Pursuant to Rule 424 (b)(3) Registration Statement No. 333-29115 PROSPECTUS 9,275,000 Shares Common Stock This prospectus relates to the resale of up to 9,275,000 shares of our common stock, which may be offered for sale from time to time by the selling shareholder named in this prospectus. We are registering the offer and sale of shares of our common stock owned by the selling shareholder t |
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| July 19, 2017 |
EX-10.2 3 a51591349ex102.htm EXHIBIT 10.2 Exhibit 10.2 AMENDMENT NO. 1 TO EMPLOYMENT AGREEMENT THIS AMENDMENT NO. 1 TO EMPLOYMENT AGREEMENT (this “Amendment”), dated as of July 17, 2017 (the “Effective Date”), is between FRED’S INC., a Tennessee corporation (the “Company”), and JASON JENNE a resident of the State of Tennessee (“Employee”). W I T N E S S E T H: WHEREAS, the Company and Employee des |
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| July 19, 2017 |
Employment Agreement, dated April 10, 2017, between Fred’s, Inc. and Jason A. Jenne. Exhibit 10.1 EMPLOYMENT AGREEMENT This Employment Agreement (this ?Agreement?), dated as of April 10, 2017 (the ?Effective Date?), is between Fred?s Inc., a Tennessee corporation (the ?Company?), and Jason Jenne a resident of the State of Tennessee (?Employee?). W I T N E S S E T H: WHEREAS, the Company desires to employ Employee to serve as Senior Vice President of Pharmacy/Finance, and Employee |
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| July 19, 2017 |
Exhibit 99.1 Fred?s Pharmacy Appoints Jason Jenne Chief Financial Officer Brings to the Role More than Two Decades of Financial, Operating and Business Management Expertise Will Support Fred?s Pharmacy?s Healthcare Transformation MEMPHIS, Tenn.-(BUSINESS WIRE)-July 19, 2017-Fred?s, Inc. (?Fred?s Pharmacy? or the ?Company?) (NASDAQ:FRED) today announced the appointment of Jason Jenne as Executive V |
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| July 19, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 19, 2017 (July 19, 2017) FRED?S, INC. (Exact Name of Registrant as Specified in Charter) Commission File Number 001-14565 Tennessee 62-0634010 (State or Other Jurisdiction (I.R.S |
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| July 14, 2017 |
FRED'S, INC. 4300 New Getwell Road Memphis, Tennessee 38118 July 14, 2017 VIA EDGAR Mara Ransom Assistant Director Securities and Exchange Commission 100 F. Street, N.E. Washington, D.C. 20549 Re: Fred's, Inc. Registration Statement on Form S-3 filed June 30, 2017 File No. 333-219115 REQUEST FOR ACCELERATION OF EFFECTIVENESS Dear Ms. Ransom: In accordance with Rule 461 under the Securities Act of |
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| June 30, 2017 |
As filed with the Securities and Exchange Commission on June 30, 2017 Registration Statement No. |
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| June 29, 2017 |
Fred's FRED'S, INC. 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 29, 2017 (June 29, 2017) FRED'S, INC. (Exact Name of Registrant as Specified in Charter) Commission File Number 001-14565 Tennessee 62-0634010 (State or Other Jurisdiction of Inc |
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| June 29, 2017 |
EX-99.1 2 a51582102ex991.htm EXHIBIT 99.1 Exhibit 99.1 Fred’s Pharmacy Comments on Termination of Walgreens-Rite Aid Merger and Related Agreement with Fred’s Termination of asset purchase agreement with Walgreens and Rite Aid has no impact on Fred’s Pharmacy’s transformation Strong team and right strategy in place to drive long-term shareholder value MEMPHIS, Tenn.-(BUSINESS WIRE)-June 29, 2017-Fr |
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| June 28, 2017 |
Exhibit 4.1 RIGHTS AGREEMENT dated as of June 27, 2017 by and between Fred?s, Inc., as the Company and American Stock Transfer & Trust Company, LLC, as Rights Agent TABLE OF CONTENTS Page SECTION 1. Certain Definitions. 1 SECTION 2. Appointment of Rights Agent. 9 SECTION 3. Issue of Rights Certificates. 9 SECTION 4. Form of Rights Certificate. 12 SECTION 5. Countersignature and Registration. 13 SE |
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| June 28, 2017 |
Entry into a Material Definitive Agreement, Material Modification to Rights of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 28, 2017 (June 27, 2017) FRED?S, INC. (Exact Name of Registrant as Specified in Charter) Commission File Number 001-14565 Tennessee 62-0634010 (State or other Jurisdiction of Inc |
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| June 28, 2017 |
Articles of Amendment to the Charter of Fred's, Inc. EX-3.1 2 a51581435ex31.htm EXHIBIT 3.1 Exhibit 3.1 ARTICLES OF AMENDMENT TO THE CHARTER OF FRED’S, INC. (Pursuant to Section 48-20-102 of the Tennessee Business Corporation Act) In accordance with Sections 48-20-102 and 48-20-106 of the Tennessee Business Corporation Act, the undersigned corporation adopts the following Articles of Amendment (the “Articles of Amendment”) to its Charter: I. The nam |
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| June 28, 2017 |
FRED’S PHARMACY UNANIMOUSLY ADOPTS SHORT-TERM SHAREHOLDER RIGHTS PLAN Exhibit 99.1 FRED’S PHARMACY UNANIMOUSLY ADOPTS SHORT-TERM SHAREHOLDER RIGHTS PLAN MEMPHIS, Tenn. – June 28, 2017— Fred’s, Inc. (“Fred’s Pharmacy” or the “Company”) (NASDAQ: FRED) today announced that its Board of Directors (the “Board”) unanimously adopted a short-term shareholder rights plan (the “Short-Term Rights Plan”), which will expire on September 25, 2017. As a result of the recent increa |
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| June 28, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Fred's, Inc. (Exact name of registrant as specified in its charter) Tennessee 62-0634010 (State or other jurisdiction of incorporation) (IRS Employer Identification No.) 4300 New Getwell Road Mem |
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| June 23, 2017 |
S-8 1 a51577027.htm FRED'S, INC. S-8 As filed with the Securities and Exchange Commission on June 23, 2017 Registration No. 333‑ UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 FRED’S, INC. (Exact Name of Registrant as Specified in Its Charter) Tennessee 62-0634010 (State or Other Jurisdiction of Incorporation |
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| June 16, 2017 |
Amendment No. 1 to the Amended and Restated Bylaws of Fred’s Inc. EX-3.1 2 a51575857ex31.htm EXHIBIT 3.1 Exhibit 3.1 AMENDMENT NO. 1 TO THE AMENDED AND RESTATED BYLAWS OF FRED’S, INC. In accordance with the provisions of Paragraph 64 of the Amended and Restated Bylaws (the “Bylaws”) of Fred’s, Inc. (the “Company”), the Company does hereby make and adopt this Amendment No. 1 (this “Amendment”) to the Bylaws: 1. The Bylaws are hereby amended as follows: (a) Paragr |
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| June 16, 2017 |
Form of Indemnification Agreement. EX-10.1 3 a51575857ex101.htm EXHIBIT 10.1 Exhibit 10.1 INDEMNIFICATION AGREEMENT THIS AGREEMENT is made as of , 20, by and among Fred’s, Inc., a Tennessee corporation (the “Company”), and [ ] (the “Indemnitee”), a director of the Company. RECITALS WHEREAS, although the Charter and the Bylaws provide for indemnification of the officers and directors of the Company and the Indemnitee may also be ent |
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| June 16, 2017 |
Entry into a Material Definitive Agreement, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 16, 2017 (June 15, 2017) FRED'S, INC. (Exact Name of Registrant as Specified in Charter) Commission File Number 001-14565 Tennessee 62-0634010 (State or Other Jurisdiction (I.R.S |
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| June 12, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 12, 2017 (June 9, 2017) FRED'S, INC. (Exact Name of Registrant as Specified in Charter) Commission File Number 001-14565 Tennessee 62-0634010 (State or Other Jurisdiction (I.R.S. |
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| June 8, 2017 |
FRED / Fred's, Inc. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the quarterly period ended April 29, 2017. OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the transition period from to . Commission file number 001-14565 FRED'S, INC. (Ex |
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| June 6, 2017 |
Fred's FRED'S, INC. 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 6, 2017 (June 6, 2017) FRED'S, INC. (Exact Name of Registrant as Specified in Charter) Commission File Number 001-14565 Tennessee 62-0634010 (State or Other Jurisdiction of Incor |
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| June 6, 2017 |
EX-99.1 2 a51569893ex991.htm EXHIBIT 99.1 Exhibit 99.1 Fred’s Pharmacy Reports First Quarter 2017 Results Executing the Fred’s Pharmacy transformation; Total Pharmacy sales comp increased 3.3%, driven by a record sales quarter in Specialty Pharmacy Retail Pharmacy script comps increased 30 basis points Generic Dispensing Rate increased 100 basis points year-over-year to 89.6% Working collaborative |
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| May 31, 2017 |
First Amendment to the Fred’s, Inc. 2017 Long-Term Incentive Plan. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a?6(e)(2)) ? Definitive Proxy Statement ? Definitive Additional Materials ? Soliciting Material Pursuant to Rule 14a?11(c) or Rule 14a?12 FRED?S, INC. |
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| May 31, 2017 |
8-A12B/A 1 a51567019.htm FRED'S, INC. 8-A12B/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A/A (Amendment No. 1) FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Fred’s, Inc. (Exact name of registrant as specified in its charter) Tennessee 62-0634010 (State or other jurisdiction of incorpo |
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| May 31, 2017 |
EX-4.1 3 a51567008ex41.htm EXHIBIT 41 Exhibit 4.1 AMENDMENT NO. 1 TO RIGHTS AGREEMENT This AMENDMENT NO. 1 TO THE RIGHTS AGREEMENT (this "Amendment") is dated as of May 30, 2017 (the "Effective Date") and amends the Rights Agreement, dated as of December 26, 2016 (the "Rights Agreement"), by and between Fred's, Inc., a Tennessee corporation (the "Company"), and American Stock Transfer & Trust Comp |
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| May 31, 2017 |
Articles of Amendment to the Charter of Fred's, Inc. EX-3.1 2 a51567008ex31.htm EXHIBIT 3.1 Exhibit 3.1 ARTICLES OF AMENDMENT TO THE CHARTER OF FRED'S, INC. (Pursuant to Section 48-20-102 of the Tennessee Business Corporation Act) In accordance with Sections 48-20-102 and 48-20-106 of the Tennessee Business Corporation Act, the undersigned corporation adopts the following Articles of Amendment (the "Articles of Amendment") to its Charter: I. The nam |
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| May 31, 2017 |
Fred's FRED'S INC. 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 31, 2017 (May 30, 2017) FRED'S, INC. (Exact Name of Registrant as Specified in Charter) Commission File Number 001-14565 Tennessee 62-0634010 (State or other Jurisdiction of Incor |
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| May 25, 2017 |
Fred's FRED'S, INC. 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 25, 2017 (May 24, 2017) FRED?S, INC. (Exact Name of Registrant as Specified in Charter) Commission File Number 001-14565 Tennessee 62-0634010 (State or other Jurisdiction of Incor |
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| May 25, 2017 |
Exhibit 10.1 REGISTRATION RIGHTS AGREEMENT BY AND BETWEEN FRED?S, INC. AND ALDEN GLOBAL CAPITAL LLC AND STRATEGIC INVESTMENT OPPORTUNITIES LLC DATED AS OF May 24, 2017 REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT, dated as of May 24, 2017 (this ? Agreement?), by and between Alden Global Capital LLC, a Delaware limited liability company, and Strategic Investment Opportunities LL |
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| May 16, 2017 |
Fred’s, Inc. 2017 Long-Term Incentive Plan. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement o Definitive Additional Materials o Soliciting Material Pursuant to Rule 14a-11(c) or Rule 14a-12 FRED?S, INC. |
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| May 12, 2017 |
Unassociated Document POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of Rick Hans, Ronald T. |
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| May 12, 2017 |
Unassociated Document POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of Rick Hans, Ronald T. |
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| April 25, 2017 |
EX-99.1 2 ex991to13da108392006042517.htm COOPERATION AGREEMENT Exhibit 99.1 COOPERATION AGREEMENT This COOPERATION AGREEMENT (this “Agreement”) is made and entered into as of April 21, 2017, among Fred’s, Inc., a Tennessee corporation (the “Company”), on the one hand, and Alden Global Capital LLC, a Delaware limited liability company, Strategic Investment Opportunities LLC, a Delaware limited liab |
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| April 25, 2017 |
SC 13D/A 1 sc13da10839200604252017.htm AMENDMENT NO. 1 TO THE SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 1)1 Fred’s, Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securi |
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| April 24, 2017 |
Exhibit 10.1 Execution Version COOPERATION AGREEMENT This COOPERATION AGREEMENT (this ? Agreement?) is made and entered into as of April 21, 2017, among Fred?s, Inc., a Tennessee corporation (the ? Company?), on the one hand, and Alden Global Capital LLC, a Delaware limited liability company, Strategic Investment Opportunities LLC, a Delaware limited liability company, and Heath B. Freeman (collec |
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| April 24, 2017 |
EX-99.1 3 a51545610ex991.htm EXHIBIT 99.1 Exhibit 99.1 Fred’s Pharmacy Appoints Two New Independent Directors Announces Cooperation Agreement with Alden Global Capital, Fred’s Largest Shareholder Fred’s Leadership Team Is Poised to Continue Transforming Company and Maximizing Free Cash Flow Per Share MEMPHIS, Tenn.-(BUSINESS WIRE)-April 24, 2017-Fred’s, Inc. (“Fred’s Pharmacy” or the “Company”) (N |
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| April 24, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 24, 2017 (April 21, 2017) FRED?S, INC. (Exact Name of Registrant as Specified in Charter) Commission File Number 001-14565 Tennessee 62-0634010 (State or other Jurisdiction of I |
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| April 13, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended January 28, 2017 Or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-14565 FRED?S, INC. (Exact Name of |
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| April 13, 2017 |
8-K 1 a51540970.htm FRED'S, INC. 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 13, 2017 (April 10, 2017) FRED'S, INC. (Exact Name of Registrant as Specified in Charter) Commission File Number 001-14565 Tennessee 62-0634 |
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| April 13, 2017 |
EX-2.1 2 s105810ex2-1.htm EXHIBIT 2-1 Exhibit 2.1 ASSET PURCHASE AGREEMENT BY AND AMONG RITE AID CORPORATION, AFAE, LLC, FRED’S, INC. (solely for the purposes set forth in the Preamble) AND WALGREENS BOOTS ALLIANCE, INC. (solely for the purposes set forth in the Preamble) Dated as of December 19, 2016 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS 1 Section 1.01. Certain Defined Terms 1 ARTICLE II P |
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| April 13, 2017 |
Exhibit 10.12 CONFIDENTIAL MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED One Bryant Park New York, New York 10036 December 19, 2016 Fred’s, Inc. 4300 New Getwell Road Memphis, Tennessee 38118 Attention: Mr. Rick Hans Executive Vice President and Chief Financial Officer $600,000,000 Senior Secured Term Loan Facility Commitment Letter Ladies and Gentlemen: Fred’s, Inc. (the “Company”) has advis |
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| April 13, 2017 |
Employment Agreement, dated as of April 10, 2017, between Fred’s, Inc. and Timothy A. Liebmann. Exhibit 10.20 EMPLOYMENT AGREEMENT This Employment Agreement (this “Agreement”), dated as of April 10, 2017 (the “Effective Date”), is between Fred’s Inc., a Tennessee corporation (the “Company”), and Tim Liebmann a resident of the State of Tennessee (“Employee”). WITNESSETH: WHEREAS, the Company desires to employ Employee to serve as Executive Vice President of Health Care and Chief Operating Off |
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| April 13, 2017 |
Exhibit 10.21 Second Amendment to Management compensation AGREEMENT This Amendment (“Amendment”) is effective as of April 10, 2017 (the “Effective Date”) and intended to amend that certain Management Compensation Agreement dated as of January 12, 2015 (the “Agreement”), between Fred’s, Inc., a Tennessee corporation (the “Company”), and Michael Bloom (“Executive”). WITNESSETH: WHEREAS, Company has |
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| April 13, 2017 |
Exhibit 10.14 CONFIDENTIAL BANK OF AMERICA, N.A. REGIONS BUSINESS CITIZENS BANK, N.A. MERRILL LYNCH, PIERCE, CAPITAL, 28 State Street FENNER & SMITH A DIVISION OF REGIONS Boston, MA 02109 INCORPORATED BANK One Bryant Park 250 Park Avenue, 6th Floor New York, New York 10036 New York, New York 10177 January 18, 2017 Fred’s, Inc. 4300 New Getwell Road Memphis, Tennessee 38118 Attention: Mr. Rick Hans |
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| April 13, 2017 |
Exhibit 10.11 [EXECUTION COPY] CONFIDENTIAL BANK OF AMERICA, N.A. MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED One Bryant Park New York, New York 10036 REGIONS BUSINESS CAPITAL, A DIVISION OF REGIONS BANK 250 Park Avenue, 6th Floor New York, New York 10177 December 19, 2016 Fred’s, Inc. 4300 New Getwell Road Memphis, Tennessee 38118 Attention: Mr. Rick Hans Executive Vice President and Chief |
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| April 13, 2017 |
Employment Agreement, dated as of April 10, 2017, between Fred’s, Inc. and Mary Lou Gardner. EX-10.19 8 s105810ex10-19.htm EXHIBIT 10-19 Exhibit 10.19 EMPLOYMENT AGREEMENT This Employment Agreement (this “Agreement”), dated as of April 10, 2017 (the “Effective Date”), is between Fred’s Inc., a Tennessee corporation (the “Company”), and Mary Lou Gardner a resident of the State of Tennessee (“Employee”). WITNESSETH: WHEREAS, the Company desires to employ Employee to serve as Executive Vice |
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| April 13, 2017 |
Employment Agreement, dated as of April 10, 2017, between Fred’s, Inc. and Rick K. Hans. EX-10.17 6 s105810ex10-17.htm EXHIBIT 10-17 Exhibit 10.17 EMPLOYMENT AGREEMENT This Employment Agreement (this “Agreement”), dated as of April 10, 2017 (the “Effective Date”), is between Fred’s Inc., a Tennessee corporation (the “Company”), and Rick Hans a resident of the State of Tennessee (“Employee”). WITNESSETH: WHEREAS, the Company desires to employ Employee to serve as Executive Vice Preside |
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| April 13, 2017 |
Employment Agreement, dated as of April 10, 2017, between Fred’s, Inc. and Craig L. Barnes. Exhibit 10.18 EMPLOYMENT AGREEMENT This Employment Agreement (this “Agreement”), dated as of April 10, 2017 (the “Effective Date”), is between Fred’s Inc., a Tennessee corporation (the “Company”), and Craig Barnes a resident of the State of Tennessee (“Employee”). WITNESSETH: WHEREAS, the Company desires to employ Employee to serve as Executive Vice President and Chief Operating Officer of Front S |
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| April 13, 2017 |
Exhibit 21.1 Fred's, Inc. SUBSIDIARIES OF REGISTRANT Fred’s, Inc. has the following subsidiaries, all of which are 100% owned: Name State of Incorporation Fred’s Stores of Tennessee, Inc. Tennessee National Equipment Management and Leasing, Inc. Tennessee Dublin Aviation, Inc. Tennessee Reeves-Sain Drug Store, Inc. Tennessee AFAE, LLC Delaware |
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| April 12, 2017 |
8-K 1 a51540447.htm FRED'S, INC. 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 12, 2017 (April 12, 2017) FRED'S, INC. (Exact Name of Registrant as Specified in Charter) Commission File Number 001-14565 Tennessee 62-0634 |
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| April 12, 2017 |
POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of Rick Hans, Ronald T. |
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| April 6, 2017 |
Fred’s Announces Appointment of Linda Longo-Kazanova to Board of Directors EX-99.1 2 a51537552ex991.htm EXHIBIT 99.1 Exhibit 99.1 Fred’s Announces Appointment of Linda Longo-Kazanova to Board of Directors MEMPHIS, Tenn.-(BUSINESS WIRE)-April 6, 2017-Fred’s Inc. (“Fred’s Pharmacy” or the “Company”) (NASDAQ:FRED) today announced that it has appointed Linda Longo-Kazanova to its Board of Directors, effective immediately. In connection with today’s announcement, Steven R. Fi |
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| April 6, 2017 |
Fred's FRED'S, INC. 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 6, 2017 (April 4, 2017) FRED'S, INC. (Exact Name of Registrant as Specified in Charter) Commission File Number 001-14565 Tennessee 62-0634010 (State or other Jurisdiction of Inc |
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| April 6, 2017 |
Fred's FRED'S, INC. 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 6, 2017 (April 6, 2017) FRED'S, INC. (Exact Name of Registrant as Specified in Charter) Commission File Number 001-14565 Tennessee 62-0634010 (State or Other Jurisdiction of Inc |
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| April 6, 2017 |
Exhibit 99.1 Fred?s Reports Fourth Quarter, Full Fiscal Year 2016 Results and March Sales Strong sequential bottom-line improvement from third quarter 2016; Expect sequential improvement to continue through 2017 Substantial progress in 2016 implementing new healthcare strategy Invested in experienced talent, process, technology and infrastructure to build foundation for long-term growth, profitabi |
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| March 13, 2017 |
POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of Rick Hans, Ronald T. |
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| March 13, 2017 |
POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of Rick Hans, Ronald T. |
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| March 10, 2017 |
Fred's FRED'S, INC. 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 10, 2017 (March 7, 2017) FRED'S, INC. (Exact Name of Registrant as Specified in Charter) Commission File Number 001-14565 Tennessee 62-0634010 (State or Other Jurisdiction of In |
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| March 10, 2017 |
EX-99.1 2 a51523667ex991.htm EXHIBIT 99.1 Exhibit 99.1 Fred’s Pharmacy Announces Appointment of New Directors Two Independent Directors and Chief Executive Officer Michael K. Bloom Appointed MEMPHIS, Tenn.-(BUSINESS WIRE)-March 7, 2017-Fred’s Inc. (“Fred’s Pharmacy” or the “Company”) (NASDAQ:FRED) today announced that it has appointed Christopher W. Bodine, Peter J. Bocian and Michael K. Bloom, Fr |
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| February 24, 2017 |
FRED / Fred's, Inc. / Adage Capital Partners GP LLC - FRED'S INC. Passive Investment SC 13G 1 p17-0766sc13g.htm FRED'S INC. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Fred's Inc. (Name of Issuer) Class A Common Stock, no par value (Title of Class of Securities) 356108100 (CUSIP Number) February 21, 2017 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designa |
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| February 14, 2017 |
JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). |
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| February 14, 2017 |
FRED / Fred's, Inc. / RE ADVISERS CORP - FREDS INC. 13G Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. )* FRED’S, INC. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 356108100 (CUSIP Number) Calenda |
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| February 13, 2017 |
Fred's 3G/A (Passive Acquisition of More Than 5% of Shares) fredsinc.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 5 )* Name of issuer: Fred's Inc Title of Class of Securities: Common Stock CUSIP Number: 356108100 Date of Event Which Requires Filing of this Statement: December 31, 2016 Check the appropriate box to designate the |
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| February 10, 2017 |
FRED / Fred's, Inc. / NWQ INVESTMENT MANAGEMENT COMPANY, LLC Passive Investment SC 13G/A 1 t308072.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G/A UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 1) Fred's Inc. - (Name of Issuer) Common - (Title of Class of Securities) 356108100 - (CUSIP Number) December 31, 2016 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant |
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| February 9, 2017 |
FRED / Fred's, Inc. / Wellington Management Group LLP - SEC SCHEDULE 13G Passive Investment SC 13G/A 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 6 )* Fred's, Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 356108100 (CUSIP Number) December 30, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box t |
