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CIK | 1262279 |
SEC Filings
SEC Filings (Chronological Order)
January 19, 2017 |
FMD / First Marblehead Corp. (The) / SECOND CURVE CAPITAL LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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January 4, 2017 |
SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* FIRST MARBLEHEAD CORPORATION (Name of Issuer) Common Stock, par value $.01 per share (Title of Class of Securities) 320771207 (CUSIP Number) Footprints Asset Management & Research, Inc. Stephen J. Lococo, 11422 Miracle Hills Drive, Suite 208 Omaha, |
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September 2, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 001-31825 The First Marblehead Corporation (Exact name of registrant as spec |
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August 23, 2016 |
S-8 POS As filed with the Securities and Exchange Commission on August 23, 2016 Registration No. |
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August 23, 2016 |
S-8 POS As filed with the Securities and Exchange Commission on August 23, 2016 Registration No. |
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August 23, 2016 |
S-8 POS 1 d242642ds8pos.htm S-8 POS As filed with the Securities and Exchange Commission on August 23, 2016 Registration No. 333-110523 Registration No. 333-129674 Registration No. 333-153245 Registration No. 333-163141 Registration No. 333-177935 Registration No. 333-192410 Registration No. 333-208108 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION ST |
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August 23, 2016 |
S-8 POS 1 d242642ds8pos.htm S-8 POS As filed with the Securities and Exchange Commission on August 23, 2016 Registration No. 333-110523 Registration No. 333-129674 Registration No. 333-153245 Registration No. 333-163141 Registration No. 333-177935 Registration No. 333-192410 Registration No. 333-208108 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION ST |
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August 23, 2016 |
S-8 POS As filed with the Securities and Exchange Commission on August 23, 2016 Registration No. |
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August 23, 2016 |
S-8 POS As filed with the Securities and Exchange Commission on August 23, 2016 Registration No. |
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August 23, 2016 |
S-8 POS As filed with the Securities and Exchange Commission on August 23, 2016 Registration No. |
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August 23, 2016 |
EX-99.25 2 ruleprovisionnotice.htm NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on September 6, 2016, pursuant to the provisions of Rule 12d2-2 (a). [ X ] 17 CFR 240.12 |
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August 22, 2016 |
EX-99.1 4 d245805dex991.htm EX-99.1 Exhibit 99.1 News for Immediate Release Contact: Alan Breitman Chief Financial Officer The First Marblehead Corporation One Cabot Road, Suite 200 Medford, MA 02155 617.638.2065 First Marblehead Stockholders Approve Merger; Transaction Completed MEDFORD, MA, August 22, 2016 — The First Marblehead Corporation (NYSE: FMD) today announced the completion of its acqui |
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August 22, 2016 |
8-K 1 d245805d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): August 22, 2016 The First Marblehead Corporation (Exact name of registrant as specified in charter) Delaware 001-31825 04-3295311 (State or other juris- |
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August 22, 2016 |
8-K 1 d245805d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): August 22, 2016 The First Marblehead Corporation (Exact name of registrant as specified in charter) Delaware 001-31825 04-3295311 (State or other juris- |
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August 22, 2016 |
AMENDED AND RESTATED BY-LAWS OF THE FIRST MARBLEHEAD CORPORATION A DELAWARE CORPORATION EX-3.2 Exhibit 3.2 AMENDED AND RESTATED BY-LAWS OF THE FIRST MARBLEHEAD CORPORATION A DELAWARE CORPORATION Dated: August 22, 2016 ARTICLE I MEETINGS OF STOCKHOLDERS 1 Section 1. PLACE OF MEETINGS 1 Section 2. ANNUAL MEETING 1 Section 3. SPECIAL MEETINGS 1 Section 4. NOTICE OF MEETINGS 2 Section 5. VOTING LIST 2 Section 6. QUORUM 2 Section 7. ADJOURNMENTS 2 Section 8. ACTION AT MEETINGS 3 Section |
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August 22, 2016 |
AMENDED AND RESTATED CERTIFICATE OF INCORPORATION THE FIRST MARBLEHEAD CORPORATION EX-3.1 Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF THE FIRST MARBLEHEAD CORPORATION FIRST: The name of the Corporation is: The First Marblehead Corporation. SECOND: The address of the Corporation?s registered office in the State of Delaware is Corporation Trust Center, 1209 Orange Street, Wilmington, County of New Castle, Delaware 19801. The name of its registered agent at suc |
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August 22, 2016 |
AMENDED AND RESTATED CERTIFICATE OF INCORPORATION THE FIRST MARBLEHEAD CORPORATION EX-3.1 Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF THE FIRST MARBLEHEAD CORPORATION FIRST: The name of the Corporation is: The First Marblehead Corporation. SECOND: The address of the Corporation?s registered office in the State of Delaware is Corporation Trust Center, 1209 Orange Street, Wilmington, County of New Castle, Delaware 19801. The name of its registered agent at suc |
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August 22, 2016 |
EX-99.1 4 d245805dex991.htm EX-99.1 Exhibit 99.1 News for Immediate Release Contact: Alan Breitman Chief Financial Officer The First Marblehead Corporation One Cabot Road, Suite 200 Medford, MA 02155 617.638.2065 First Marblehead Stockholders Approve Merger; Transaction Completed MEDFORD, MA, August 22, 2016 — The First Marblehead Corporation (NYSE: FMD) today announced the completion of its acqui |
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August 22, 2016 |
AMENDED AND RESTATED BY-LAWS OF THE FIRST MARBLEHEAD CORPORATION A DELAWARE CORPORATION EX-3.2 Exhibit 3.2 AMENDED AND RESTATED BY-LAWS OF THE FIRST MARBLEHEAD CORPORATION A DELAWARE CORPORATION Dated: August 22, 2016 ARTICLE I MEETINGS OF STOCKHOLDERS 1 Section 1. PLACE OF MEETINGS 1 Section 2. ANNUAL MEETING 1 Section 3. SPECIAL MEETINGS 1 Section 4. NOTICE OF MEETINGS 2 Section 5. VOTING LIST 2 Section 6. QUORUM 2 Section 7. ADJOURNMENTS 2 Section 8. ACTION AT MEETINGS 3 Section |
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August 22, 2016 |
EX-99.5B SCHEDULE 5B POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS that Lobster Point Holdings Limited. (the “Controlled Entity”) does hereby make, constitute and appoint STAN SPAVOLD its true and lawful attorney, to execute and deliver in its name and on its behalf whether it is acting individually or as representative of others, any and all filings required to be made by the Controlled En |
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August 22, 2016 |
EX-99.5A SCHEDULE 5A POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS that FP Resources Holdings LP (the “Controlled Entity”) does hereby make, constitute and appoint STAN SPAVOLD his true and lawful attorney, to execute and deliver in his name and on his behalf whether he is acting individually or as representative of others, any and all filings required to be made by the Controlled Entity un |
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August 22, 2016 |
EX-99.5B SCHEDULE 5B POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS that Lobster Point Holdings Limited. (the “Controlled Entity”) does hereby make, constitute and appoint STAN SPAVOLD its true and lawful attorney, to execute and deliver in its name and on its behalf whether it is acting individually or as representative of others, any and all filings required to be made by the Controlled En |
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August 22, 2016 |
EX-99.5A SCHEDULE 5A POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS that FP Resources Holdings LP (the “Controlled Entity”) does hereby make, constitute and appoint STAN SPAVOLD his true and lawful attorney, to execute and deliver in his name and on his behalf whether he is acting individually or as representative of others, any and all filings required to be made by the Controlled Entity un |
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August 22, 2016 |
EX-99.6 4 d242720dex996.htm EX-99.6 SCHEDULE 6 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a statement on Schedule 13D (including amendments thereto) with respect to shares of Stock of The First Marblehead Corporation and further agree that this Joint |
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August 22, 2016 |
FMD / First Marblehead Corp. (The) / Risley John Carter - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 3)* The First Marblehead Corporation (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 320771207 (CUSIP Number) Stan Spavold Clearwater Fine Foods Incorporated 757 Bedford Highway Bedford, Nova Scotia, Canada B4A 3Z7 (7 |
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August 22, 2016 |
EX-99.6 4 d242720dex996.htm EX-99.6 SCHEDULE 6 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a statement on Schedule 13D (including amendments thereto) with respect to shares of Stock of The First Marblehead Corporation and further agree that this Joint |
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August 22, 2016 |
FMD / First Marblehead Corp. (The) / Risley John Carter - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 3)* The First Marblehead Corporation (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 320771207 (CUSIP Number) Stan Spavold Clearwater Fine Foods Incorporated 757 Bedford Highway Bedford, Nova Scotia, Canada B4A 3Z7 (7 |
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August 12, 2016 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 12, 2016 The First Marblehead Corporation (Exact name of registrant as specified in charter) Delaware 001-31825 04-3295311 (State or other juris- diction of incorporation) |
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July 19, 2016 |
DEFM14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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July 19, 2016 |
SEC Cover Letter Joseph B. Conahan +1 617 526 6317 (t) +1 617 526 5000 (f) [email protected] July 18, 2016 By Electronic Submission Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: The First Marblehead Corporation Commission File No. 001-31825 Definitive Proxy Materials for Special Meeting of Stockholders Ladies and Gentlemen: On behalf of The First Marble |
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July 15, 2016 |
CORRESP July 15, 2016 By EDGAR Submission Securities and Exchange Commission Division of Corporation Finance 100 F Street, N. |
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July 15, 2016 |
PRER14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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July 1, 2016 |
The Merger Is Not a “Going Private Transaction” for Purposes of Rule 13e-3 CORRESP +1 617 526 6000 (t) +1 617 526 5000 (f) July 1, 2016 By EDGAR Submission Securities and Exchange Commission Division of Corporation Finance 100 F Street, N. |
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July 1, 2016 |
PRER14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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June 16, 2016 |
CORRESP June 16, 2016 By Electronic Submission Securities and Exchange Commission 100 F Street, N. |
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June 16, 2016 |
PREM14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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June 3, 2016 |
EX-99.1 Exhibit 99.1 June 3, 2016 To: All Employees I am pleased to send this email about the acquisition of First Marblehead by FP Resources USA Inc., an entity beneficially owned by John Risley. Many of you know that these last several years have been some of the most challenging years for our company. Seth and I believe this acquisition will provide our company with additional flexibility to fo |
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June 3, 2016 |
Financial Statements and Exhibits, Other Events 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): June 3, 2016 The First Marblehead Corporation (Exact name of registrant as specified in charter) Delaware 001-31825 04-3295311 (State or other juris- diction of incorporation) (Co |
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June 3, 2016 |
EX-99.1 Exhibit 99.1 June 3, 2016 To: All Employees I am pleased to send this email about the acquisition of First Marblehead by FP Resources USA Inc., an entity beneficially owned by John Risley. Many of you know that these last several years have been some of the most challenging years for our company. Seth and I believe this acquisition will provide our company with additional flexibility to fo |
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June 3, 2016 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): June 3, 2016 The First Marblehead Corporation (Exact name of registrant as specified in charter) Delaware 001-31825 04-3295311 (State or other juris- diction of incorporation) (Co |
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June 3, 2016 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): June 2, 2016 The First Marblehead Corporation (Exact name of registrant as specified in charter) Delaware 001-31825 04-3295311 (State or other juris- diction of incorporation) (Co |
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June 3, 2016 |
EX-99.3 Exhibit 99.3 News for Immediate Release Contact: Alan Breitman Chief Financial Officer The First Marblehead Corporation One Cabot Road, Suite 200 Medford, MA 02155 617.638.2065 First Marblehead Announces Agreement to be Acquired for US$5.05 Per Share in Cash MEDFORD, MA, June 2, 2016 ? The First Marblehead Corporation (NYSE: FMD) today announced that it has entered into a merger agreement |
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June 3, 2016 |
Amendment to Amended and Restated By-laws EX-3.1 Exhibit 3.1 Amendment to Amended and Restated By-laws The Amended and Restated By-laws of The First Marblehead Corporation be and hereby are amended by adding thereto the following provision as a new Section 5.10 thereof: ?5.10 Exclusive Forum. Unless the corporation consents in writing to the selection of an alternative forum, the Court of Chancery of the State of Delaware shall, to the fu |
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June 3, 2016 |
EX-2.1 Exhibit 2.1 EXECUTION VERSION AGREEMENT AND PLAN OF MERGER by and among FP RESOURCES USA INC., FP RESOURCES ACQUISITION CORP. and THE FIRST MARBLEHEAD CORPORATION Dated as of June 2, 2016 TABLE OF CONTENTS ARTICLE I THE MERGER 2 1.1 The Merger 2 1.2 Effective Time of the Merger 2 1.3 Closing 2 1.4 Effects of the Merger 2 1.5 Directors and Officers of the Surviving Corporation 3 ARTICLE II T |
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June 3, 2016 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): June 2, 2016 The First Marblehead Corporation (Exact name of registrant as specified in charter) Delaware 001-31825 04-3295311 (State or other juris- diction of incorporation) (Co |
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June 3, 2016 |
EX-2.1 Exhibit 2.1 EXECUTION VERSION AGREEMENT AND PLAN OF MERGER by and among FP RESOURCES USA INC., FP RESOURCES ACQUISITION CORP. and THE FIRST MARBLEHEAD CORPORATION Dated as of June 2, 2016 TABLE OF CONTENTS ARTICLE I THE MERGER 2 1.1 The Merger 2 1.2 Effective Time of the Merger 2 1.3 Closing 2 1.4 Effects of the Merger 2 1.5 Directors and Officers of the Surviving Corporation 3 ARTICLE II T |
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June 3, 2016 |
Amendment to Amended and Restated By-laws EX-3.1 3 d199155dex31.htm EX-3.1 Exhibit 3.1 Amendment to Amended and Restated By-laws The Amended and Restated By-laws of The First Marblehead Corporation be and hereby are amended by adding thereto the following provision as a new Section 5.10 thereof: “5.10 Exclusive Forum. Unless the corporation consents in writing to the selection of an alternative forum, the Court of Chancery of the State of |
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June 3, 2016 |
EX-99.3 Exhibit 99.3 News for Immediate Release Contact: Alan Breitman Chief Financial Officer The First Marblehead Corporation One Cabot Road, Suite 200 Medford, MA 02155 617.638.2065 First Marblehead Announces Agreement to be Acquired for US$5.05 Per Share in Cash MEDFORD, MA, June 2, 2016 ? The First Marblehead Corporation (NYSE: FMD) today announced that it has entered into a merger agreement |
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June 3, 2016 |
FMD / First Marblehead Corp. (The) / Risley John Carter - SC 13D/A Activist Investment SC 13D/A 1 d202094dsc13da.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* The First Marblehead Corporation (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 320771207 (CUSIP Number) Stan Spavold Clearwater Fine Foods Incorporated 757 Bedford Highway Bedford, |
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June 3, 2016 |
EX-99.6 SCHEDULE 6 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a statement on Schedule 13D (including amendments thereto) with respect to shares of Stock of The First Marblehead Corporation and further agree that this Joint Filing Agreement be include |
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June 3, 2016 |
COMPANY STOCKHOLDERS AGREEMENT EX-99.9 Schedule 9 COMPANY STOCKHOLDERS AGREEMENT This COMPANY STOCKHOLDERS AGREEMENT (this “Agreement”) is made and entered into as of June 2, 2016 by and among FP Resources USA Inc., a Delaware corporation (“Parent”), and the undersigned stockholders (each a “Stockholder” and together, the “Stockholders”) of The First Marblehead Corporation, a Delaware corporation (the “Company”). W I T N E S S |
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June 3, 2016 |
EX-99.8 Schedule 8 PARENT STOCKHOLDER AGREEMENT This PARENT STOCKHOLDER AGREEMENT (this “Agreement”) is made and entered into as of June 2, 2016 by and between The First Marblehead Corporation, a Delaware corporation (the “Company”), and FP Resources USA Inc., a Delaware corporation (“Stockholder”). W I T N E S S E T H: WHEREAS, concurrently with the execution and delivery hereof, Stockholder, FP |
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June 3, 2016 |
EX-99.5B SCHEDULE 5B POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS that FP Acquisition Holdings LLC (the “Controlled Entity”) does hereby make, constitute and appoint STAN SPAVOLD its true and lawful attorney, to execute and deliver in its name and on its behalf whether it is acting individually or as representative of others, any and all filings required to be made by the Controlled Entity |
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June 3, 2016 |
EX-99.5A 2 d202094dex995a.htm EX-99.5A SCHEDULE 5A POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS that FP Resources Holdings LLP (the “Controlled Entity”) does hereby make, constitute and appoint STAN SPAVOLD his true and lawful attorney, to execute and deliver in his name and on his behalf whether he is acting individually or as representative of others, any and all filings required to be m |
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June 3, 2016 |
EX-99.7 Schedule 7 Merger Agreement AGREEMENT AND PLAN OF MERGER by and among FP RESOURCES USA INC., FP RESOURCES ACQUISITION CORP. and THE FIRST MARBLEHEAD CORPORATION Dated as of June 2, 2016 THIS DOCUMENT IS NOT INTENDED TO CREATE NOR WILL IT BE DEEMED TO CREATE A LEGALLY BINDING OR ENFORCEABLE OFFER, ACCEPTANCE OF AN OFFER OR AGREEMENT OF ANY TYPE OR NATURE, UNLESS AND UNTIL AGREED TO AND EXEC |
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May 13, 2016 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 11, 2016 The First Marblehead Corporation (Exact name of registrant as specified in charter) Delaware 001-31825 04-3295311 (State or other jurisdiction of incorporation) |
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May 10, 2016 |
exhibit991.htm Exhibit 99.1 News for Immediate Release Contact: Alan Breitman Chief Financial Officer The First Marblehead Corporation One Cabot Road, Suite 200 Medford, MA 02155 617.638.2065 First Marblehead Announces Third Quarter Financial Results Results from Continuing Operations Improved 32% MEDFORD, MA, May 10, 2016 — The First Marblehead Corporation (NYSE: FMD) today announced its financia |
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May 10, 2016 |
First Marblehead FORM 10-Q (Quarterly Report) Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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May 10, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition form8k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 10, 2016 The First Marblehead Corporation (Exact name of registrant as specified in charter) Delaware 001-31825 04-3295311 (State or other jurisdiction of incorporation |
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May 10, 2016 |
EX-10.2 2 d184225dex102.htm EX-10.2 Exhibit 10.2 FOURTH AMENDMENT TO LEASE THIS FOURTH AMENDMENT TO LEASE (this “Amendment”) is made and entered into as of this 14th day of April, 2016 (the “Effective Date”) by and between DIV CABOT ROAD, LLC, a Massachusetts limited liability company (the “Landlord”), and THE FIRST MARBLEHEAD CORPORATION, a Delaware corporation (the “Tenant”). R E C I T A L S: WH |
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April 29, 2016 |
Appendix A Compliance with Section 409A EX-99.1 2 d176729dex991.htm EX-99.1 Exhibit 99.1 April 28, 2016 Seth Gelber [address] [address] Dear Seth: Reference is made to that certain letter agreement dated September 22, 2008 (as amended) between The First Marblehead Corporation (“First Marblehead” or the “Company”) and you (the “2008 Offer Letter”), as supplemented by that certain letter agreement dated December 22, 2008 between First Mar |
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April 29, 2016 |
EX-99.2 Exhibit 99.2 INDEMNIFICATION AGREEMENT This Agreement made and entered into this 28th day of April, 2016 (the Agreement), by and between The First Marblehead Corporation, a Delaware corporation (the Company, which term shall include, where appropriate, any Entity (as defined below) controlled directly or indirectly by the Company) and Seth Gelber (the Indemnitee): WHEREAS, it is esse |
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April 29, 2016 |
8-K 1 d176729d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 28, 2016 The First Marblehead Corporation (Exact name of registrant as specified in charter) Delaware 001-31825 04-3295311 (State or other jurisdic |
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March 25, 2016 |
FMD / First Marblehead Corp. (The) / Risley John Carter - SC 13D/A Activist Investment SC 13D/A 1 d164153dsc13da.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* The First Marblehead Corporation (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 320771207 (CUSIP Number) Stan Spavold Clearwater Fine Foods Incorporated 757 Bedford Highway Bedford, |
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March 4, 2016 |
8-K 1 d100309d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 3, 2016 The First Marblehead Corporation (Exact name of registrant as specified in charter) Delaware 001-31825 04-3295311 (State or other jurisdict |
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March 4, 2016 |
ONE CABOT ROAD ● SUITE 200 ● MEDFORD, MASSACHUSETTS 02155 ● TEL: 617.638.2000 EX-99.1 Exhibit 99.1 March 3, 2016 Alan Breitman [address] [address] Dear Alan: Reference is made to that certain letter agreement dated June 20, 2014, (the ?Offer Letter?) between The First Marblehead Corporation (?First Marblehead?) and you. This letter sets forth certain additional provisions relating to your employment with First Marblehead, which provisions supplement the terms of the Offer L |
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February 12, 2016 |
SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* FIRST MARBLEHEAD CORPORATION (Name of Issuer) Common Stock, par value $.01 per share (Title of Class of Securities) 320771207 (CUSIP Number) Stephen J. Lococo, 11422 Miracle Hills Drive, Suite 208 Omaha, NE 68154 402-445-9333 (Name, Address and Tel |
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February 9, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition form8k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 9, 2016 The First Marblehead Corporation (Exact name of registrant as specified in charter) Delaware 001-31825 04-3295311 (State or other jurisdiction of incorpora |
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February 9, 2016 |
FMD / First Marblehead Corp. (The) 10-Q - Quarterly Report - FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (MARK ONE) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2015 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number |
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February 9, 2016 |
exhibit991.htm Exhibit 99.1 News for Immediate Release Contact: Alan Breitman Chief Financial Officer The First Marblehead Corporation One Cabot Road, Suite 200 Medford, MA 02155 617.638.2065 First Marblehead Announces Second Quarter Financial Results Results from Continuing Operations Improved 62% MEDFORD, MA, February 9, 2016 — The First Marblehead Corporation (NYSE: FMD) today announced its fin |
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January 27, 2016 |
FMD / First Marblehead Corp. (The) / SECOND CURVE CAPITAL LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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November 19, 2015 |
Form S-8 As filed with the Securities and Exchange Commission on November 19, 2015 Registration No. |
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November 17, 2015 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 10, 2015 The First Marblehead Corporation (Exact name of registrant as specified in charter) Delaware 001-31825 04-3295311 (State or other jurisdiction of incorporation) (Com |
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November 9, 2015 |
EX-10.1 Exhibit 10.1 January 14, 2010 Suzanne Murray [address] [address] Dear Suzanne: On behalf of The First Marblehead Corporation (the “Company”), I am very pleased to offer you employment with the Company. The purpose of this letter is to summarize the terms of your employment with the Company, should you accept our offer. Employment. You will be employed, effective March 1, 2010, to serve on |
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November 9, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (MARK ONE) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2015 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Numbe |
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November 9, 2015 |
exhibit991.htm Exhibit 99.1 News for Immediate Release Contact: Alan Breitman Chief Financial Officer The First Marblehead Corporation One Cabot Road, Suite 200 Medford, MA 02155 617.638.2065 First Marblehead Announces First Quarter Financial Results Results from Continuing Operations Improve 42% MEDFORD, MA, November 9, 2015 ? The First Marblehead Corporation (NYSE: FMD) today announced it?s fina |
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November 9, 2015 |
EX-10.2 Exhibit 10.2 March 31, 2014 Suzanne Murray [address] [address] Dear Suzanne, I’d like to personally thank you for your valuable contributions to date with The First Marblehead Corporation (“FMC”). You have been identified as a key employee whom FMC would like to reward and retain to help the business move forward with its strategic initiatives. Toward that end, this letter (the “Retention |
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November 9, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 form8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 9, 2015 The First Marblehead Corporation (Exact name of registrant as specified in charter) Delaware 001-31825 04-3295311 (State or other jurisdicti |
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September 30, 2015 |
DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ |
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September 30, 2015 |
DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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September 9, 2015 |
form8k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 8, 2015 The First Marblehead Corporation (Exact name of registrant as specified in charter) Delaware 001-31825 04-3295311 (State or other jurisdiction of incorpor |
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September 9, 2015 |
THE FIRST MARBLEHEAD CORPORATION Exhibit 21.1 THE FIRST MARBLEHEAD CORPORATION The following is a list of the direct and indirect subsidiaries of The First Marblehead Corporation: Name of Subsidiary Jurisdiction of Incorporation or Organization First Marblehead Education Loan Services LLC (d/b/ Cology LLC) Delaware First Marblehead Education Resources, Inc. Delaware FM Systems LLC (d/b/a Tuition Management Systems LLC) Delaware T |
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September 9, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-K 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2015 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-31825 THE FIRST MARBLEHEAD CORPORATION (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 04-3295311 (I. |
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September 9, 2015 |
EX-10.46 Exhibit 10.46 Execution Copy Confidential Materials omitted and filed separately with the Securities and Exchange Commission. Double asterisks denote omissions. FIRST AMENDMENT TO LOAN ORIGINATION SERVICES AGREEMENT This First Amendment to Loan Origination Services Agreement (the “First Amendment”) is entered into and is effective as of May 14, 2015 (the “First Amendment Effective Date”) |
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September 9, 2015 |
exhibit991.htm Exhibit 99.1 News for Immediate Release Contact: Alan Breitman Chief Financial Officer The First Marblehead Corporation One Cabot Road, Suite 200 Medford, MA 02155 617.638.2065 First Marblehead Announces Fourth Quarter and Full Year Financial Results Medford, MA, September 9, 2015 ? The First Marblehead Corporation (NYSE: FMD) today announced its financial and operating results for |
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August 19, 2015 |
EXHIBIT 24 POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints Stan Spavold, the undersigned's true and lawful attorney-in-fact to: (1) execute for and on behalf of the undersigned, in the undersigned's capacity as 10% stockholder of The First Marblehead Corporation (the "Company"), Forms 3, 4, and 5 in accordance with Section 16(a) of the Securities |
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August 19, 2015 |
FMD / First Marblehead Corp. (The) / Risley John Carter - SC 13D Activist Investment SC 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* The First Marblehead Corporation (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 320771207 (CUSIP Number) Stan Spavold Clearwater Fine Foods Incorporated 757 Bedford Highway Bedford, Nova Scotia, Canada B4A 3Z7 (707) 4 |
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August 13, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2)* The First Marblehead Corporation (Name of Issuer) Common Stock, $0.01 Par Value (Title of Class of Securities) 320771207 (CUSIP Number) Andrea L. Mancuso 505 Huntmar Park Drive, Suite 325 Herndon, VA 20170 (703) 865-0700 (Name, Address and Telephone Numb |
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July 22, 2015 |
FMD / First Marblehead Corp. (The) / Risley John Carter - SC 13G Passive Investment SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* The First Marblehead Corporation (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 320771207 (CUSIP Number) July 13, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the |
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July 15, 2015 |
Financial Statements and Exhibits, Other Events form8k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 15, 2015 The First Marblehead Corporation (Exact name of registrant as specified in charter) Delaware 001-31825 04-3295311 (State or other jurisdiction of incorporatio |
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July 15, 2015 |
EX-99.1 2 pressrelease.htm PRESS RELEASE Exhibit 99.1 News for Immediate Release Contact: Alan Breitman Managing Director, Chief Financial Officer The First Marblehead Corporation One Cabot Road, Suite 200 Medford, MA 02155 617.638.2065 First Marblehead Receives Congressional Joint Committee on Taxation Review Affirming the IRS’s Decision MEDFORD, MA, July 15, 2015 — The First Marblehead Corporati |
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July 2, 2015 |
First Marblehead FORM 8-K (Current Report/Significant Event) Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 30, 2015 The First Marblehead Corporation (Exact name of registrant as specified in charter) Delaware 001-31825 04-3295311 (State or other jurisdiction of incorporation) |
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June 11, 2015 |
PURCHASE AND ASSUMPTION AGREEMENT EX-99.1 Exhibit 99.1 PURCHASE AND ASSUMPTION AGREEMENT This PURCHASE AND ASSUMPTION AGREEMENT, dated as of and made effective on December 19, 2014, by and among BofI Federal Bank, a federal saving association, with its principal office located at 4350 La Jolla Village Drive, San Diego, California 92122 (?Purchaser?), Union Federal Savings Bank, a federal savings bank, with its principal office loc |
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June 11, 2015 |
First Marblehead FORM 8-K (Current Report/Significant Event) Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 5, 2015 The First Marblehead Corporation (Exact name of registrant as specified in charter) Delaware 001-31825 04-3295311 (State or other jurisdiction of incorporation) |
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May 14, 2015 |
First Marblehead FORM 8-K (Current Report/Significant Event) form8k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 14, 2015 The First Marblehead Corporation (Exact name of registrant as specified in charter) Delaware 001-31825 04-3295311 (State or other jurisdiction of incorporation |
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May 11, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (MARK ONE) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2015 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 00 |
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May 11, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 11, 2015 The First Marblehead Corporation (Exact name of registrant as specified in charter) Delaware 001-31825 04-3295311 (State or other jurisdiction of incorporation) (Commissi |
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May 11, 2015 |
First Marblehead Announces Third Quarter Financial Results EX-99.1 2 exhibit991.htm PRESS RELEASE Exhibit 99.1 News for Immediate Release Contact: Alan Breitman Chief Financial Officer The First Marblehead Corporation One Cabot Road, Suite 200 Medford, MA 02155 617.638.2065 First Marblehead Announces Third Quarter Financial Results Medford, MA, May 11, 2015 — The First Marblehead Corporation (NYSE: FMD) today announced its financial and operating results |
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February 13, 2015 |
FMD / First Marblehead Corp. (The) / EJF Capital LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2) The First Marblehead Corporation (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 320771207 (CUSIP Number) December 31, 2014 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the ru |
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February 9, 2015 |
First Marblehead Announces Second Quarter Financial Results Exhibit 99.1 News for Immediate Release Contact: Alan Breitman Chief Financial Officer The First Marblehead Corporation 800 Boylston Street, 34th FL Boston, MA 02199 617.638.2065 First Marblehead Announces Second Quarter Financial Results BOSTON, MA, February 9, 2015 — The First Marblehead Corporation (NYSE: FMD) today announced its financial and operating results for the second quarter of fiscal |
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February 9, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q 10-Q 1 d846631d10q.htm 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (MARK ONE) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2014 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period fr |
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February 9, 2015 |
Exhibit 10.1 Execution Version Confidential Materials omitted and filed separately with the Securities and Exchange Commission. Double asterisks denote omissions. SIXTEENTH AMENDMENT TO LOAN PROGRAM AGREEMENT This Sixteenth Amendment to Loan Program Agreement (the “Sixteenth Amendment”) is entered into and is effective as of November 10, 2014 (the “Sixteenth Amendment Effective Date”), except as o |
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February 9, 2015 |
Exhibit 10.2 Execution Copy Confidential Materials omitted and filed separately with the Securities and Exchange Commission. Double asterisks denote omissions. LOAN ORIGINATION SERVICES AGREEMENT This Loan Origination Services Agreement (the “Agreement”) is entered into this 10th day of November, 2014 (the “Effective Date”), by and between First Marblehead Education Resources, Inc., a Delaware cor |
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February 9, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 9, 2015 The First Marblehead Corporation (Exact name of registrant as specified in charter) Delaware 001-31825 04-3295311 (State or other jurisdiction of incorporation) (Comm |
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February 4, 2015 |
FMD / First Marblehead Corp. (The) / SECOND CURVE CAPITAL LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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January 28, 2015 |
8-K 1 form8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 28, 2015 The First Marblehead Corporation (Exact name of registrant as specified in charter) Delaware 001-31825 04-3295311 (State or other jurisdicti |
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January 12, 2015 |
Schedule 13D Amendment No. 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* The First Marblehead Corporation (Name of Issuer) Common Stock, $0.01 Par Value (Title of Class of Securities) 320771207 (CUSIP Number) Andrea L. Mancuso 460 Herndon Parkway, Suite 150 Herndon, VA 20170 (703) 456-4100 (Name, |
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January 9, 2015 |
FMD / First Marblehead Corp. (The) CORRESP - - Response Letter FOIA CONFIDENTIAL TREATMENT REQUEST The entity requesting confidential treatment is: The First Marblehead Corporation The Prudential Tower 800 Boylston Street, 34th Floor Boston, MA 02199 Attn: Alan Breitman, Managing Director, Chief Financial Officer and Chief Accounting Officer 800-895-4283 January 9, 2015 By EDGAR Submission Securities and Exchange Commission Division of Corporation Finance 100 F Street, N. |
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January 6, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 5, 2015 The First Marblehead Corporation (Exact name of registrant as specified in charter) Delaware 001-31825 04-3295311 (State or other jurisdiction of incorporation) (Commi |
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December 29, 2014 |
FMD / First Marblehead Corp. (The) / HC2 Holdings 2, Inc. - SC 13D Activist Investment SC 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* The First Marblehead Corporation (Name of Issuer) Common Stock, $0.01 Par Value (Title of Class of Securities) 320771207 (CUSIP Number) Andrea L. Mancuso 460 Herndon Parkway, Suite 150 Herndon, VA 20170 (703) 456-4100 (Name, Address and Telephone N |
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December 29, 2014 |
EX-1 CUSIP No. 320771207 Page 8 of 11 Pages SCHEDULE 13D EXHIBIT 1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1) under the Securities Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a statement on Schedule 13D (including amendments thereto) with respect to the shares of Common Stock of The First Marblehead Corporation. In evidenc |
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December 18, 2014 |
First Marblehead Announces the IRS is Withdrawing its Proposed Adjustments Exhibit 99.1 News for Immediate Release Contact: Alan Breitman Managing Director, Chief Financial Officer The First Marblehead Corporation 800 Boylston Street, 34th FL Boston, MA 02199 617.638.2065 First Marblehead Announces the IRS is Withdrawing its Proposed Adjustments BOSTON, MA, December 18, 2014 — The First Marblehead Corporation (NYSE: FMD) today announced that the Internal Revenue Service |
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December 18, 2014 |
Financial Statements and Exhibits, Other Events 8-K 1 form8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 18, 2014 The First Marblehead Corporation (Exact name of registrant as specified in charter) Delaware 001-31825 04-3295311 (State or other jurisdict |
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December 12, 2014 |
FMD / First Marblehead Corp. (The) CORRESP - - CORRESP 1 filename1.htm December 12, 2014 By EDGAR Submission Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E., Mail Stop 6010 Washington, D.C. 20549 Attention: Mr. John Spitz Re: The First Marblehead Corporation Form 10-K for the Fiscal Year Ended June 30, 2014 Filed September 10, 2014 File No. 001-31825 Dear Mr. Spitz: This letter relates to the letter, dated |
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November 12, 2014 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 11, 2014 The First Marblehead Corporation (Exact name of registrant as specified in charter) Delaware 001-31825 04-3295311 (State or other jurisdiction of incorporation) (Com |
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November 10, 2014 |
Exhibit 99.1 News for Immediate Release Contact: Alan Breitman Chief Financial Officer The First Marblehead Corporation 800 Boylston Street, 34th FL Boston, MA 02199 617.638.2065 First Marblehead Announces First Quarter Financial Results Results from Continuing Operations Improve 12% BOSTON, MA, November 10, 2014 — The First Marblehead Corporation (NYSE: FMD) today announced its financial and oper |
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November 10, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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November 10, 2014 |
Entry into a Material Definitive Agreement 8-K 1 form8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 10, 2014 The First Marblehead Corporation (Exact name of registrant as specified in charter) Delaware 001-31825 04-3295311 (State or other jurisdict |
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November 10, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 10, 2014 The First Marblehead Corporation (Exact name of registrant as specified in charter) Delaware 001-31825 04-3295311 (State or other jurisdiction of incorporation) (Com |
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October 30, 2014 |
8-K 1 form8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 28, 2014 The First Marblehead Corporation (Exact name of registrant as specified in charter) Delaware 001-31825 04-3295311 (State or other jurisdicti |
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October 1, 2014 |
FMD / First Marblehead Corp. (The) DEF 14A - - DEF 14A DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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October 1, 2014 |
FMD / First Marblehead Corp. (The) DEFA14A - - DEFA14A DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ |
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September 10, 2014 |
800 BOYLSTON STREET • 34TH FLOOR • BOSTON, MASSACHUSETTS 02199 • TEL: 617.638.2000 VIA ELECTRONIC SUBMISSION September 10, 2014 Securities and Exchange Commission 100 F Street, N. |
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September 10, 2014 |
CITIZENS BANK, N.A. UNION FEDERAL SAVINGS BANK Loan Purchase and Sale Agreement EX-2.2 Exhibit 2.2 CITIZENS BANK, N.A. UNION FEDERAL SAVINGS BANK Loan Purchase and Sale Agreement This Loan Purchase and Sale Agreement (this “Agreement”), by and among UNION FEDERAL SAVINGS BANK, a federal savings bank organized under the laws of the United States having a principal place of business at 1565 Mineral Spring Avenue, North Providence, Rhode Island 02904 (“Seller”), and CITIZENS BAN |
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September 10, 2014 |
EX-10.45 Confidential Materials omitted and filed separately with the Securities and Exchange Commission. Double asterisks denote omissions. Exhibit 10.45 Execution Copy THIRTEENTH AMENDMENT TO LOAN PROGRAM AGREEMENT This Thirteenth Amendment to Loan Program Agreement (the “Thirteenth Amendment”) is entered into as of the 30th day of May, 2014 and shall be effective as of June 1, 2014 (the “Thirte |
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September 10, 2014 |
Non-Employee Director Compensation Exhibit 10.6 Non-Employee Director Compensation Each non-employee director of the Corporation shall receive: • an annual fee of $80,000, payable in advance • on the date of his or her initial election to the Board of Directors, a grant of 1,000 stock units, each of which represents the right to receive one share of the Corporation’s common stock, under the Corporation’s 2011 Stock Incentive Plan, |
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September 10, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-K 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2014 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-31825 THE FIRST MARBLEHEAD CORPORATION (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 04-3295311 (I. |
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September 10, 2014 |
THE FIRST MARBLEHEAD CORPORATION Exhibit 21.1 THE FIRST MARBLEHEAD CORPORATION The following is a list of the direct and indirect subsidiaries of The First Marblehead Corporation. Name of Subsidiary Jurisdiction of Incorporation or Organization First Marblehead Education Loan Services LLC (d/b/a Cology LLC) Delaware First Marblehead Education Resources, Inc. Delaware The National Collegiate Funding II, LLC Delaware Union Federal |
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September 10, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 10, 2014 The First Marblehead Corporation (Exact name of registrant as specified in charter) Delaware 001-31825 04-3295311 (State or other jurisdiction of incorporation) (Co |
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September 10, 2014 |
EX-10.24 Exhibit 10.24 May 29, 2014 Richard Neely [address] [address] Dear Rick: I’d like to personally thank you for your valuable contributions to date with The First Marblehead Corporation (“FMC”). You have been identified as a key employee whom FMC would like to reward and retain to help the business move forward with its strategic initiatives. Toward that end, this letter (the “Retention Bonu |
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September 10, 2014 |
EX-99.1 2 exhibit991.htm PRESS RELEASE Exhibit 99.1 News for Immediate Release Contact: Alan Breitman Chief Financial Officer The First Marblehead Corporation 800 Boylston Street, 34th FL Boston, MA 02199 617.638.2065 First Marblehead Announces Fourth Quarter and Full Year Financial Results Net Operating Cash Usage Reduced 33% as Compared to Prior Year; Results from Continuing Operations Improve 2 |
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September 8, 2014 |
Material Impairments, Costs Associated with Exit or Disposal Activities UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 2, 2014 The First Marblehead Corporation (Exact name of registrant as specified in charter) Delaware 001-31825 04-3295311 (State or other jurisdiction of incorporation) (Com |
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August 12, 2014 |
8-K 1 form8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 7, 2014 The First Marblehead Corporation (Exact name of registrant as specified in charter) Delaware 001-31825 04-3295311 (State or other jurisdiction |
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July 2, 2014 |
[On First Marblehead Letterhead] Exhibit 99.1 [On First Marblehead Letterhead] June 20, 2014 Alan Breitman [address] [address] Dear Alan, On behalf of First Marblehead Corporation (the "Company"), I am very pleased to offer you employment with the Company. The purpose of this letter is to summarize the terms of your employment with the Company, should you accept our offer. 1. Employment. You will be employed, effective a date to |
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July 2, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 2, 2014 The First Marblehead Corporation (Exact name of registrant as specified in charter) Delaware 001-31825 04-3295311 (State or other jurisdiction of incorporation) (Commissi |
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July 2, 2014 |
Exhibit 99.2 News for Immediate Release Contact: Ray Morel Managing Director The First Marblehead Corporation 800 Boylston Street, 34th FL Boston, MA 02199 617.638.2065 First Marblehead Appoints New Chief Financial Officer BOSTON, MA, July 2, 2014 — The First Marblehead Corporation (NYSE: FMD) today announced that Alan Breitman will be joining the Company’s leadership team as Chief Financial Offic |
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July 1, 2014 |
Exhibit 99.1 News for Immediate Release Contact: Ray Morel Managing Director The First Marblehead Corporation 800 Boylston Street, 34th FL Boston, MA 02199 617.638.2065 First Marblehead’s Bank Subsidiary Completes the Second of Two Planned Sales of Private Student Loans to RBS Citizens Financial Group, Inc. BOSTON, MA, July 1, 2014 — The First Marblehead Corporation (NYSE: FMD) today announced tha |
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July 1, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 25, 2014 The First Marblehead Corporation (Exact name of registrant as specified in charter) Delaware 001-31825 04-3295311 (State or other jurisdiction of incorporation) (Commiss |
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June 24, 2014 |
FMD / First Marblehead Corp. (The) / SECOND CURVE CAPITAL LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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June 17, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 13, 2014 The First Marblehead Corporation (Exact name of registrant as specified in charter) Delaware 001-31825 04-3295311 (State or other jurisdiction of incorporation) (Commiss |
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June 2, 2014 |
8-K 1 form8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 28, 2014 The First Marblehead Corporation (Exact name of registrant as specified in charter) Delaware 001-31825 04-3295311 (State or other jurisdiction o |
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June 2, 2014 |
Exhibit 99.1 News for Immediate Release Contact: Ray Morel Managing Director The First Marblehead Corporation 800 Boylston Street, 34th FL Boston, MA 02199 617.638.2065 First Marblehead and SunTrust Extend Contract Until 2017 BOSTON, MA, June 2, 2014 — The First Marblehead Corporation (NYSE: FMD) today announced that it has entered into an amendment to its loan program agreement with SunTrust Bank |
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May 8, 2014 |
EX-10.1 Exhibit 10.1 The Prudential Tower Prudential Center Boston, Massachusetts 02199 (the “Building”) FOURTH AMENDMENT Execution Date: March 28, 2014 Landlord: BP Prucenter Acquisition LLC Tenant: The First Marblehead Corporation, a Delaware corporation Existing Premises: Original Premises: The entirety of the thirty-fourth (34th) floor of the Building, containing 26,296 rentable square feet, i |
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May 8, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (MARK ONE) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2014 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 00 |
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May 6, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 30, 2014 The First Marblehead Corporation (Exact name of registrant as specified in charter) Delaware 001-31825 04-3295311 (State or other jurisdiction of incorporation) (Commis |
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May 6, 2014 |
EX-99.2 Exhibit 99.2 Confidential Materials omitted and filed with the Securities and Exchange Commission. Double asterisks denote omissions. TWELFTH AMENDMENT TO LOAN PROGRAM AGREEMENT This Twelfth Amendment to Loan Program Agreement (the “Twelfth Amendment”) is entered into as of the 30th day of April, 2014 and shall be effective as of May 1, 2014 (the “Twelfth Amendment Effective Date”), except |
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May 6, 2014 |
EX-99.3 Exhibit 99.3 News for Immediate Release Contact: Kenneth Klipper Chief Financial Officer The First Marblehead Corporation 800 Boylston Street, 34th FL Boston, MA 02199 617.638.2065 First Marblehead Announces Third Quarter Financial Results Results from Operations Improve 42% as Compared to Prior Year; Net Operating Cash Usage Reduced 27%; Company Completes First Closing of Private Educatio |
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March 31, 2014 |
Financial Statements and Exhibits, Other Events - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 28, 2014 The First Marblehead Corporation (Exact name of registrant as specified in charter) Delaware 001-31825 04-3295311 (State or other jurisdiction of incorporation) (Commis |
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March 31, 2014 |
Exhibit 99.1 News for Immediate Release Contact: Kenneth Klipper Chief Financial Officer The First Marblehead Corporation 800 Boylston Street, 34th FL Boston, MA 02199 617.638.2065 First Marblehead’s Bank Subsidiary Completes the Sale of $39.8 million of Private Student Loans to RBS Citizens Financial Group, Inc. BOSTON, MA, March 31, 2014 — The First Marblehead Corporation (NYSE: FMD) today annou |
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February 14, 2014 |
SC 13G/Amendment No. 5 SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A (Amendment No. 5) (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) The First Marblehead Corporation (Name of Issuer) Common Stock, $.01 par value (Title of Class of Securities) 320771207 (CUSIP Numb |
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February 14, 2014 |
FMD / First Marblehead Corp. (The) / EJF Capital LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) The First Marblehead Corporation (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 320771108 (CUSIP Number) December 31, 2013 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the ru |
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February 10, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (MARK ONE) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2013 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number |
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February 10, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 10, 2014 The First Marblehead Corporation (Exact name of registrant as specified in charter) Delaware 001-31825 04-3295311 (State or other jurisdiction of incorporation) (Com |
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February 10, 2014 |
EX-2.1 Exhibit 2.1 Confidential Materials omitted and filed separately with the Securities and Exchange Commission. Double asterisks denote omissions. EXECUTION VERSION RBS CITIZENS, N.A. UNION FEDERAL SAVINGS BANK Loan Purchase and Sale Agreement This Loan Purchase and Sale Agreement (this “Agreement”), by and among UNION FEDERAL SAVINGS BANK, a federal savings bank organized under the laws of th |
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February 10, 2014 |
Exhibit 99.1 News for Immediate Release Contact: Kenneth Klipper Chief Financial Officer The First Marblehead Corporation 800 Boylston Street, 34th FL Boston, MA 02199 617.638.2065 First Marblehead Announces Second Quarter Financial Results Results from Operations Improve 38% as Compared to Prior Year; Net Operating Cash Usage Reduced 40%; Company to Sell Approximately $54 million of Private Educa |
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February 6, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* The First Marblehead Corporation (Name of Issuer) Common Stock, $0.01 par value per share (Title of Class of Securities) 320771 10 8 (CUSIP Number) December 31, 2013 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to d |
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January 23, 2014 |
Exhibit 99.1 News for Immediate Release Contact: Kenneth Klipper Chief Financial Officer The First Marblehead Corporation 800 Boylston Street, 34th FL Boston, MA 02199 617.638.2065 First Marblehead’s Bank Subsidiary to Sell Approximately $53.9 Million of Private Student Loans to RBS Citizens Financial Group, Inc. BOSTON, MA, January 23, 2014 — The First Marblehead Corporation (NYSE: FMD) today ann |
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January 23, 2014 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 23, 2014 The First Marblehead Corporation (Exact name of registrant as specified in charter) Delaware 001-31825 04-3295311 (State or other jurisdiction of incorporation) (Comm |
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January 17, 2014 |
FMD / First Marblehead Corp. (The) / SECOND CURVE CAPITAL LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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January 16, 2014 |
Form 8-K Amendment No.1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 23, 2013 The First Marblehead Corporation (Exact name of registrant as specified in charter) Delaware 001-31825 04-3295311 (State |
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January 16, 2014 |
EX-99.1 Exhibit 99.1 News for Immediate Release Contact: Kenneth Klipper Chief Financial Officer The First Marblehead Corporation 800 Boylston Street, 34th FL Boston, MA 02199 617.638.2065 First Marblehead Regains Compliance with NYSE Listing Standards BOSTON, MA, January 16, 2014 — The First Marblehead Corporation (NYSE: FMD) today confirmed that it has regained compliance with the New York Stock |
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December 2, 2013 |
CERTIFICATE OF AMENDMENT RESTATED CERTIFICATE OF INCORPORATION THE FIRST MARBLEHEAD CORPORATION EX-3.1 Exhibit 3.1 CERTIFICATE OF AMENDMENT OF RESTATED CERTIFICATE OF INCORPORATION OF THE FIRST MARBLEHEAD CORPORATION The First Marblehead Corporation (the “Corporation”), a corporation organized and existing under and by virtue of the General Corporation Law of the State of Delaware, does hereby certify: FIRST: That the Board of Directors of the Corporation has duly adopted resolutions (i) aut |
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December 2, 2013 |
EX-99.1 Exhibit 99.1 News for Immediate Release Contact: Kenneth Klipper Chief Financial Officer The First Marblehead Corporation 800 Boylston Street, 34th FL Boston, MA 02199 617.638.2065 First Marblehead Announces Reverse Stock Split BOSTON, MA, December 2, 2013 — The First Marblehead Corporation (NYSE: FMD) today announced that it effected a 1-for-10 reverse stock split of its outstanding commo |
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December 2, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 2, 2013 The First Marblehead Corporation (Exact name of registrant as specified in charter) Delaware 001-31825 04-3295311 (State or other jurisdiction of incorporation) (Comm |
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November 19, 2013 |
S-8 As filed with the Securities and Exchange Commission on November 19, 2013 Registration No. |
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November 13, 2013 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 12, 2013 The First Marblehead Corporation (Exact name of registrant as specified in charter) Delaware 001-31825 04-3295311 (State or other jurisdiction of incorporation) (Com |
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November 8, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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November 5, 2013 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 5, 2013 The First Marblehead Corporation (Exact name of registrant as specified in charter) Delaware 001-31825 04-3295311 (State or other jurisdiction of incorporation) (Comm |
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November 5, 2013 |
Exhibit 99.1 News for Immediate Release Contact: Kenneth Klipper Chief Financial Officer First Marblehead 800 Boylston Street, 34th FL Boston, MA 02199 617.638.2065 First Marblehead Announces First Quarter Financial Results Results from Operations Improve 17%; Net Operating Cash Usage Reduced 41% BOSTON, MA, November 5, 2013 — The First Marblehead Corporation (NYSE: FMD) today announced its financ |
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October 2, 2013 |
DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ |
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October 2, 2013 |
DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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September 27, 2013 |
Exhibit 99.1 News for Immediate Release Contact: Kenneth Klipper Chief Financial Officer The First Marblehead Corporation 800 Boylston Street, 34th FL Boston, MA 02199 617.638.2065 First Marblehead Receives Notice of Non-Compliance with NYSE Listing Standards BOSTON, MA, September 27, 2013 — On September 23, 2013, The First Marblehead Corporation (NYSE: FMD) was notified by the New York Stock Exch |
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September 27, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 23, 2013 The First Marblehead Corporation (Exact name of registrant as specified in charter) Delaware 001-31825 04-3295311 (State or other jurisdiction of incorporation) (Co |
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September 24, 2013 |
FMD / First Marblehead Corp. (The) / SECOND CURVE CAPITAL LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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September 16, 2013 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: x Preliminary Proxy S |
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September 13, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-K Form 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2013 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-31825 THE FIRST MARBLEHEAD CORPORATION (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 04-3295311 (I. |
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September 13, 2013 |
EX-10.22 Exhibit 10.22 June 7, 2004 First Marblehead Corporation The Prudential Tower 800 Boylston Street - 34* Floor Boston, MA 02199-8157 Tel 617.638.2000 or 800.895.4283 Fax 617.638.2100 or 866.255.4583 230 Park Avenue, 10th Floor New York, NY 10169 Tel 212.808.7225 Fax 212.808.7226 Mr. William Baumer [address] Dear Bill, First Marblehead is pleased to offer you the position of Senior Vice Pres |
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September 13, 2013 |
Non-Employee Director Compensation EX-10.6 Exhibit 10.6 Non-Employee Director Compensation Each non-employee director of the Corporation shall receive: • an annual fee of $80,000, payable in advance • on the date of his or her initial election to the Board of Directors, a grant of 10,000 stock units, each of which represents the right to receive one share of the Corporation’s common stock, under the Corporation’s 2011 Stock Incenti |
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September 13, 2013 |
Exhibit 10.23 January 11, 2011 Barry Heneghan [address] Dear Barry: On behalf of The First Marblehead Corporation (the “Company”), I am very pleased to offer you employment with the Company. The purpose of this offer letter is to summarize the terms of your employment with the Company, should you accept our offer. 1. Employment. You will be employed, effective January 1, 2011, to serve on a full-t |
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September 13, 2013 |
THE FIRST MARBLEHEAD CORPORATION Exhibit 21.1 THE FIRST MARBLEHEAD CORPORATION The following is a list of the direct and indirect subsidiaries of The First Marblehead Corporation. Name of Subsidiary Jurisdiction of Incorporation or Organization First Marblehead Education Loan Services LLC (d/b/a Cology LLC) Delaware First Marblehead Education Resources, Inc. Delaware The National Collegiate Funding II, LLC Delaware Union Federal |
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August 15, 2013 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 15, 2013 The First Marblehead Corporation (Exact name of registrant as specified in charter) Delaware 001-31825 04-3295311 (State or other jurisdiction of incorporation) (Commi |
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August 15, 2013 |
Exhibit 99.1 News for Immediate Release Contact: Kenneth Klipper Chief Financial Officer First Marblehead 800 Boylston Street, 34th FL Boston, MA 02199 617.638.2065 First Marblehead Announces Fourth Quarter and Full Year Financial Results Results from Operations Improve 21% as Monogram®-based Facilitated Loan Volumes Double from the Prior Fiscal Year BOSTON, MA, August 15, 2013 — The First Marbleh |
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August 14, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 5, 2013 The First Marblehead Corporation (Exact name of registrant as specified in charter) Delaware 001-31825 04-3295311 (State or other jurisdiction of incorporation) (Commissi |
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August 14, 2013 |
First Marblehead Appoints Seth Gelber as President and Chief Operating Officer Exhibit 99.1 News for Immediate Release Contact: Kenneth Klipper Chief Financial Officer First Marblehead 800 Boylston Street, 34th FL Boston, MA 02199 617.638.2065 First Marblehead Appoints Seth Gelber as President and Chief Operating Officer BOSTON, MA, August 14, 2013 — The First Marblehead Corporation (NYSE: FMD) announced today that its Board of Directors has appointed Seth Gelber President a |
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August 14, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 5, 2013 The First Marblehead Corporation (Exact name of registrant as specified in charter) Delaware 001-31825 04-3295311 (State or other jurisdiction of incorporation) (Commissi |
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August 14, 2013 |
First Marblehead Appoints Seth Gelber as President and Chief Operating Officer Exhibit 99.1 News for Immediate Release Contact: Kenneth Klipper Chief Financial Officer First Marblehead 800 Boylston Street, 34th FL Boston, MA 02199 617.638.2065 First Marblehead Appoints Seth Gelber as President and Chief Operating Officer BOSTON, MA, August 14, 2013 — The First Marblehead Corporation (NYSE: FMD) announced today that its Board of Directors has appointed Seth Gelber President a |
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May 10, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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May 6, 2013 |
FMD / First Marblehead Corp. (The) / EJF Capital LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 The First Marblehead Corporation (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 320771108 (CUSIP Number) April 25, 2013 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which |
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May 2, 2013 |
Exhibit 99.1 News for Immediate Release Contact: Dana Arvidson Investor Relations First Marblehead 800 Boylston Street, 34th FL Boston, MA 02199 617.638.2065 First Marblehead Regains Compliance with NYSE Listing Standards BOSTON, MA, May 2, 2013 — The First Marblehead Corporation (NYSE: FMD) today confirmed that it has regained compliance with the New York Stock Exchange, Inc.’s (“NYSE”) continued |
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May 2, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 7, 2012 The First Marblehead Corporation (Exact name of registrant as specified in charter) Delaware 001-31825 04-3295311 (State or other jurisdiction of |
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April 29, 2013 |
Exhibit 99.1 News for Immediate Release Contact: Dana Arvidson Investor Relations First Marblehead 800 Boylston Street, 34th FL Boston, MA 02199 617.638.2065 First Marblehead’s Third Quarter Results from Operations Improve 23% Year-over-Year; Net Operating Cash Usage* Reduced 36% BOSTON, MA, April 29, 2013 — The First Marblehead Corporation (NYSE: FMD) today announced its financial and operating r |
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April 29, 2013 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 29, 2013 The First Marblehead Corporation (Exact name of registrant as specified in charter) Delaware 001-31825 04-3295311 (State or other jurisdiction of incorporation) (Commis |
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March 5, 2013 |
8-K 1 form8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 4, 2013 The First Marblehead Corporation (Exact name of registrant as specified in charter) Delaware 001-31825 04-3295311 (State or other jurisdiction |
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February 14, 2013 |
FMD / First Marblehead Corp. (The) / Mangrove Partners Fund, L.p. Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. 1)1 The First Marblehead Corporation (Name of Issuer) Common Stock, $0.01 par value per share (Title of Class of Securities) 320771 10 8 (CUSI |
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February 14, 2013 |
SC 13G/A 1 d486764dsc13ga.htm SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A (Amendment No. 4) (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) The First Marblehead Corporation (Name of Issuer) Common Stock, $.01 par value (Title of Class of Securities) 32077 |
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February 14, 2013 |
FMD / First Marblehead Corp. (The) / BERKLEY WILLIAM R - AMENDMENT #13 Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (AMENDMENT NO. 13)* FIRST MARBLEHEAD CORPORATION (Name of Issuer) Common Stock (Title of Class of Securities) 320771108 (CUSIP Number) December 31, 2012 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to whic |
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February 14, 2013 |
Exhibit 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13G dated February 14, 2013 (including amendments thereto) with respect to the Common Stock of The First Marblehead Corporation. This Joint Filing Agreement shall be |
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February 8, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (MARK ONE) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2012 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number |
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February 7, 2013 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 7, 2013 The First Marblehead Corporation (Exact name of registrant as specified in charter) Delaware 001-31825 04-3295311 (State or other jurisdiction of incorporation) (Comm |
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February 7, 2013 |
Exhibit 99.1 News for Immediate Release Contact: Dana Arvidson Investor Relations First Marblehead 800 Boylston Street, 34th FL Boston, MA 02199 617.638.2065 First Marblehead’s Pre-tax Operating Results Improve 27% Year-Over-Year as Monogram®-based Loan Originations Climb 134% BOSTON, MA, February 7, 2013 — The First Marblehead Corporation (NYSE: FMD) today announced its financial and operating re |
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January 28, 2013 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 28, 2013 The First Marblehead Corporation (Exact name of registrant as specified in charter) Delaware 001-31825 04-3295311 (State or other jurisdiction of incorporation) (Comm |
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January 28, 2013 |
Exhibit 99.1 ASF 2013 Presentation January 28 - 30, 2013 ASF 2013 Investor Presentation - * Forward-Looking Statements Statements in this presentation regarding First Marblehead’s strategy and the characteristics, pricing or performance of future Monogram®-based private education loan portfolios, and our expectations as to future financial success, as well as any other statements in this presentat |
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December 5, 2012 |
Exhibit 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13G dated December 5, 2012 (including amendments thereto) with respect to the Common Stock of The First Marblehead Corporation. This Joint Filing Agreement shall be |
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December 5, 2012 |
FMD / First Marblehead Corp. (The) / MANGROVE PARTNERS - SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. )1 The First Marblehead Corporation (Name of Issuer) Common Stock, $0.01 par value per share (Title of Class of Securities) 320771 10 8 (CUSIP |
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December 4, 2012 |
Purchase Agreement EXHIBIT 20 PURCHASE AGREEMENT PURCHASE AGREEMENT, dated as of November 30, 2012 (this “Agreement”), among The Mangrove Partners Fund, L. |
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December 4, 2012 |
Schedule 13D Amendment No. 2 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A (RULE 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 2)* The First Marblehead Corporation (Name of Issuer) Common Stock, par value $.01 per share (Ti |
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November 27, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 27, 2012 The First Marblehead Corporation (Exact name of registrant as specified in charter) Delaware 001-31825 04-3295311 (State or other jurisdiction of incorporation) (Com |
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November 14, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 13, 2012 The First Marblehead Corporation (Exact name of registrant as specified in charter) Delaware 001-31825 04-3295311 (State or other jurisdiction of incorporation) (Com |
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November 14, 2012 |
Sandler O’Neill + Partners 2012 East Coast Financial Services Conference November 15, 2012 NYSE: FMD Sandler O’Neill + Partners 2012 East Coast Financial Services Conference November 15, 2012 NYSE: FMD Exhibit 99. |
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November 14, 2012 |
Exhibit 99.1 News for Immediate Release Contact: Dana Arvidson Investor Relations First Marblehead 800 Boylston Street, 34th FL Boston, MA 02199 617.638.2065 First Marblehead to Present at the Sandler O’Neill East Coast Financial Services Conference BOSTON, MA, November 9, 2012 — The First Marblehead Corporation (NYSE: FMD) today announced that Daniel Meyers, Chairman of the Board, Chief Executive |
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November 9, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 7, 2012 The First Marblehead Corporation (Exact name of registrant as specified in charter) Delaware 001-31825 04-3295311 (State or other jurisdiction of incorporation) (Comm |
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November 9, 2012 |
Exhibit 99.1 News for Immediate Release Contact: Dana Arvidson Investor Relations First Marblehead 800 Boylston Street, 34th FL Boston, MA 02199 617.638.2065 First Marblehead Receives Notice of Non-Compliance with NYSE Listing Standards BOSTON, MA, November 9, 2012 — On November 7, 2012, The First Marblehead Corporation (NYSE: FMD) was notified by the New York Stock Exchange (NYSE) that the averag |
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November 8, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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November 1, 2012 |
Press Release Exhibit 99.1 News for Immediate Release Contact: Dana Arvidson Investor Relations First Marblehead 800 Boylston Street, 34th FL Boston, MA 02199 617.638.2065 Operating Results Improve 26% as Monogram®-based Loan Originations Climb 170% BOSTON, MA, November 1, 2012 — The First Marblehead Corporation (NYSE: FMD) today announced its financial and operating results for the first quarter |
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November 1, 2012 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 1, 2012 The First Marblehead Corporation (Exact name of registrant as specified in charter) Delaware 001-31825 04-3295311 (State or other jurisdiction of incorporation) (Comm |
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October 22, 2012 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 22, 2012 The First Marblehead Corporation (Exact name of registrant as specified in charter) Delaware 001-31825 04-3295311 (State or other jurisdiction of incorporation) (Comm |
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October 22, 2012 |
Exhibit 99.1 News for Immediate Release Contact: Dana Arvidson Investor Relations First Marblehead 800 Boylston Street, 34th FL Boston, MA 02199 617.638.2065 FIRST MARBLEHEAD COMPLETES ACQUISITION OF OPERATING ASSETS OF PRIVATE STUDENT LOAN ORIGINATOR COLOGY, INC. BOSTON, MA, October 22, 2012 — The First Marblehead Corporation (NYSE: FMD) announced today that it has completed the acquisition of ce |
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October 22, 2012 |
Financial Statements and Exhibits, Other Events 8-K 1 form8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 19, 2012 The First Marblehead Corporation (Exact name of registrant as specified in charter) Delaware 001-31825 04-3295311 (State or other jurisdicti |
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October 22, 2012 |
ABS East 2012 Presentation October 22 - 23, 2012 ABS East 2012 Investor Presentation - * Forward-Looking Statements Statements in this presentation regarding First Marblehead’s strategy and the characteristics, pricing or performance of future Monogram®-based private education loan portfolios, and our expectations as to future financial success, as well as any other statements in this presentation that are not purely historical, constitute forward-looking statements for purposes of the safe harbor provisions of The Private Securities Litigation Reform Act of 1995. |
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October 3, 2012 |
Exhibit 99.1 News for Immediate Release Contact: Dana Arvidson Investor Relations First Marblehead 800 Boylston Street, 34th FL Boston, MA 02199 617.638.2065 FIRST MARBLEHEAD TO ACQUIRE OPERATING ASSETS OF PRIVATE STUDENT LOAN ORIGINATOR COLOGY, INC. BOSTON, MA, October 3, 2012 — The First Marblehead Corporation (NYSE: FMD) announced today that it has signed a definitive agreement to acquire certa |
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October 3, 2012 |
Financial Statements and Exhibits, Other Events - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 3, 2012 The First Marblehead Corporation (Exact name of registrant as specified in charter) Delaware 001-31825 04-3295311 (State or other jurisdiction of incorporation) (Commi |
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October 3, 2012 |
DEF 14A 1 d371943ddef14a.htm NOTICE & PROXY Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Chec |
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October 3, 2012 |
- DEFINITIVE ADDITIONAL MATERIALS Definitive Additional Materials UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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September 12, 2012 |
THE FIRST MARBLEHEAD CORPORATION Exhibit 21.1 THE FIRST MARBLEHEAD CORPORATION The following is a list of the direct and indirect subsidiaries of The First Marblehead Corporation. Name of Subsidiary Jurisdiction of Incorporation or Organization First Marblehead Education Loan Services LLC Delaware First Marblehead Education Resources, Inc. Delaware First Marblehead Securities Corporation II Massachusetts The National Collegiate F |
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September 12, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-K Form 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2012 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-31825 THE FIRST MARBLEHEAD CORPORATION (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 04-3295311 (I. |
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August 14, 2012 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 9, 2012 The First Marblehead Corporation (Exact name of registrant as specified in charter) Delaware 001-31825 04-3295311 (State or other jurisdiction of incorporation |
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August 14, 2012 |
Press release Exhibit 99.1 News for Immediate Release Contact: Gary Santo Investor Relations First Marblehead 800 Boylston Street, 34th FL Boston, MA 02199 617.638.2065 FIRST MARBLEHEAD ANNOUNCES FOURTH QUARTER AND FULL YEAR FINANCIAL RESULTS Operating results improve 54% and 30% from the prior fiscal year and fiscal quarter of last year, respectively BOSTON, MA, August 14, 2012 — The First Marble |
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August 2, 2012 |
Loan Program Agreement Exhibit 99.1 Execution Version Confidential Materials omitted and filed separately with the Securities and Exchange Commission. Asterisks denote omissions. LOAN PROGRAM AGREEMENT This Loan Program Agreement (the “Agreement”) is entered into as of the 2nd day of August, 2012 (the “Effective Date”), by and among First Marblehead Education Resources, Inc., a Delaware corporatio |
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August 2, 2012 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 2, 2012 The First Marblehead Corporation (Exact name of registrant as specified in charter) Delaware 001-31825 04-3295311 (State or other jurisdiction of incorporation |
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August 2, 2012 |
Press Release Exhibit 99.2 First Marblehead Announces Launch of Private Student Loan Consolidation Product in Partnership with SunTrust Bank Boston, MA – (Marketwire) – 08/02/12 – The First Marblehead Corporation (NYSE: FMD) today announced that it has entered into a loan program agreement with SunTrust Bank for the SunTrust Bank Private Student Loan Consolidation Program. Based on First Marblehea |
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July 3, 2012 |
Press Release Exhibit 99.1 News for Immediate Release Contact: Gary Santo Investor Relations First Marblehead 800 Boylston Street, 34th FL Boston, MA 02199 617.638.2065 DIRECTOR WILLIAM R. BERKLEY STEPS DOWN BOSTON, MA – July 3, 2012 – The First Marblehead Corporation (NYSE: FMD) today announced that William R. Berkley has elected to step down as a director as of June 29, 2012. Mr. Berkley joined |
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July 3, 2012 |
8-K 1 d375079d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 29, 2012 The First Marblehead Corporation (Exact name of registrant as specified in charter) Delaware 001-31825 04-3295311 (State or other jurisdict |
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May 31, 2012 |
CORRESP 1 filename1.htm [On The First Marblehead Corporation Letterhead] May 31, 2012 By EDGAR Submission Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, DC 20549 Attention: Amit Pan Michael Volley Re: The First Marblehead Corporation Form 10-K for the Fiscal Year ended June 30, 2011 Filed September 8, 2011 Form 10-Q for the Quarter ended December |
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May 10, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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May 4, 2012 |
SEC Response Letter May 4, 2012 By EDGAR Submission Securities and Exchange Commission Division of Corporate Finance 100 F Street, N. |
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May 2, 2012 |
Press release Exhibit 99.1 News for Immediate Release Contact: Gary Santo Investor Relations First Marblehead 800 Boylston Street, 34th FL Boston, MA 02199 617.638.2065 FIRST MARBLEHEAD ANNOUNCES THIRD QUARTER FINANCIAL RESULTS Year-to-date Monogram® loan originations total $53 million; Deconsolidation of GATE Trusts and sale of trust administration business result in gains of $23.4 million BOSTON |
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May 2, 2012 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 30, 2012 The First Marblehead Corporation (Exact name of registrant as specified in charter) Delaware 001-31825 04-3295311 (State or other jurisdiction of incorporation |
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March 9, 2012 |
Financial Statements and Exhibits, Other Events - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 2, 2012 The First Marblehead Corporation (Exact name of registrant as specified in charter) Delaware 001-31825 04-3295311 (State or other jurisdiction of incorporation) (Commiss |
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March 9, 2012 |
Exhibit 99.1 News for Immediate Release Contact: Gary Santo Investor Relations First Marblehead 800 Boylston Street, 34th FL Boston, MA 02199 617.638.2022 FIRST MARBLEHEAD SELLS LEGACY TRUST ADMINISTRATION BUSINESS FOR $13.7 MILLION IN CASH BOSTON, MA - (Marketwire) - 03/02/12 - The First Marblehead Corporation (NYSE: FMD) today announced the sale of First Marblehead Data Services, Inc. ("FMDS"), |
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February 16, 2012 |
8-K 1 brenneman8k021012.htm DEPARTURE OF RYAN BRENNEMAN UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 10, 2012 The First Marblehead Corporation (Exact name of registrant as specified in charter) Delaware 001-31825 04-329 |
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February 9, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (MARK ONE) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2011 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number |
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February 7, 2012 |
SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 3)* The First Marblehead Corporation (Name of issuer) Common Stock, $.01 par value (Title of class of securities) 320771108 (CUSIP number) December 31, 2011 (Date of event which requires filing of this statement) Check the appropriate box to desig |
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February 7, 2012 |
Exhibit 1 EXHIBIT 1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them of a Statement on Schedule 13G (including any and all amendments thereto) with respect to the Common Stock, $. |
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February 6, 2012 |
Submission of Matters to a Vote of Security Holders - FORM 8-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 12, 2011 The First Marblehead Corporation (Exact name of registrant as specified in charter) Delaware 001-31825 04-3295311 (State or other jurisdiction of |
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February 2, 2012 |
FMD / First Marblehead Corp. (The) / BERKLEY WILLIAM R - AMENDMENT NO. 12 Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (AMENDMENT NO. 12)* FIRST MARBLEHEAD CORPORATION (Name of Issuer) Common Stock (Title of Class of Securities) 320771108 (CUSIP Number) December 31, 2011 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to whic |
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January 31, 2012 |
Exhibit 99.2 THE FIRST MARBLEHEAD CORPORATION Restricted Stock Unit Agreement Granted Under 2011 Stock Incentive Plan (the “Plan”) 1) Grant of Award. This Agreement evidences the grant by The First Marblehead Corporation, a Delaware corporation (the “Company”), on [date] (the “Grant Date”) to [name] (the “Participant”) of [number] restricted stock units of the Company (individually, an “RSU” and c |
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January 31, 2012 |
Exhibit 99.4 Forward-Looking Statements Statements in this presentation regarding First Marblehead’s expectations and future performance, including with regard to the future performance of securitization trusts that First Marblehead has facilitated (the “Trusts”), as well as any other statements that are not purely historical, constitute forward-looking statements for purposes of the safe harbor p |
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January 31, 2012 |
Exhibit 99.3 National Collegiate Student Loan Trusts Original Pool Characteristics Static Pool Information: Prior Securitized Pool Report As of Respective Securitization Closing Date NCSLT 2007-4 NCSLT 2007-3 NCSLT 2007-2 NCSLT 2007-1 NCSLT 2006-4 NCSLT 2006-3 Trust Summary Date of Closing 9/20/2007 9/20/2007 6/14/2007 3/8/2007 12/7/2006 9/28/2006 Outstanding Principal Balance $989,697,216 $991,17 |
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January 31, 2012 |
Exhibit 99.1 News for Immediate Release Contact: Gary Santo Investor Relations First Marblehead 800 Boylston Street, 34th FL Boston, MA 02199 617.638.2022 FIRST MARBLEHEAD ANNOUNCES SECOND QUARTER FINANCIAL RESULTS NCSLT Trust Deconsolidation Results in Non-Cash Gain; Will Lead to Improved Financial Statement Transparency BOSTON, MA - 1/31/12 - The First Marblehead Corporation (NYSE: FMD) today an |
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January 31, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 26, 2012 The First Marblehead Corporation (Exact name of registrant as specified in charter) Delaware 001-31825 04-3295311 (State or other jurisdiction of incorporation) (Comm |