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| CIK | 851249 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Fortune Industries, Inc.
SEC Filings (Chronological Order)
Denne side giver en komplet, kronologisk liste over SEC-arkiveringer, eksklusive ejerskabsregistreringer, som vi leverer andre steder.
| January 9, 2015 |
FDVF / Fortune Industries, Inc. 15-12G - - UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 001-32543 Fortune Industries, Inc. (Exact name of registrant as specified in |
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| July 1, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13E-3 Amendment No. 6 RULE 13e-3 TRANSACTION STATEMENT Under Section 13(e) of the Securities Exchange Act of 1934 Fortune Industries, Inc. (Name of the Issuer) Fortune Industries, Inc. CEP, Inc. CEP Merger Sub, Inc. Tena Mayberry Randy Butler The Carter M. Fortune Living Trust (Name of Persons Filing Statement) Common |
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| July 1, 2013 |
FORTUNE INDUSTRIES, INC. ANNOUNCES CLOSING AND EFFECTIVENESS OF MERGER AND SUBSEQUENT VOLUNTARY DELISTING FROM THE NYSE MKT EXCHANGE; BUSINESS OPERATIONS TO CONTINUE AS NORMAL WITHOUT INTERRUPTION INDIANAPOLIS, INDIANA July 1, 2013 - Fortune Industries, Inc. (the “Company”) announced today that the previously-announced Agreement and Plan of Merger by and among between CEP, Inc., a Tennessee corpor |
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| July 1, 2013 |
UNITED STATES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION OMB Number: 3235-0080 Washington, D. |
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| July 1, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): July 1, 2013 FORTUNE INDUSTRIES, INC. (Exact name of registrant as specified in its charter) INDIANA (State of incorporation or organization) 0-32543 (Commission file number) 20-28038 |
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| June 28, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): June 28, 2013 FORTUNE INDUSTRIES, INC. (Exact name of registrant as specified in its charter) INDIANA (State of incorporation or organization) 0-32543 (Commission file number) 20-2803 |
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| June 25, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13E-3 Amendment No. 5 RULE 13e-3 TRANSACTION STATEMENT Under Section 13(e) of the Securities Exchange Act of 1934 Fortune Industries, Inc. (Name of the Issuer) Fortune Industries, Inc. CEP, Inc. CEP Merger Sub, Inc. Tena Mayberry Randy Butler The Carter M. Fortune Living Trust (Name of Persons Filing Statement) Common |
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| June 21, 2013 |
EX-99.1 2 v348353ex99-1.htm EXHIBIT 99.1 FFI ANNOUNCES RESULTS OF SPECIAL SHAREHOLDER MEETING, CLOSING OF THE MERGER, AND SUBSEQUENT DELISTING FROM THE NYSE MKT EXCHANGE INDIANAPOLIS, INDIANA June 21, 2013 - Fortune Industries, Inc. (the “Company”) (NYSE MKT:FFI) announced today that at a special meeting of its Shareholders on June 20, 2013, the Shareholders voted in favor of a proposal to adopt a |
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| June 21, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): June 20, 2013 FORTUNE INDUSTRIES, INC. (Exact name of registrant as specified in its charter) INDIANA (State of incorporation or organization) 0-32543 (Commission file number) 20-2803 |
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| May 31, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): May 31, 2013 FORTUNE INDUSTRIES, INC. (Exact name of registrant as specified in its charter) INDIANA (State of incorporation or organization) 001-32543 (Commission file number) 20-280 |
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| May 31, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Information statement x Definitive Information Statement o Confidential, for Use of the Commission Only |
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| May 15, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2013 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 1-32543 FORTUNE INDUSTRIES, INC. (Exact name of Registrant as speci |
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| May 15, 2013 |
FFI ANNOUNCES RECORD DATE AND MEETING DATE FOR SPECIAL MEETING OF SHAREHOLDERS AND Reports ThIrd Quarter Earnings INDIANAPOLIS, INDIANA May 15, 2013 - Fortune Industries, Inc. |
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| May 15, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): May 15, 2013 FORTUNE INDUSTRIES, INC. (Exact name of registrant as specified in its charter) INDIANA (State of incorporation or organization) 001-32543 (Commission file number) 20-280 |
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| May 9, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13E-3 Amendment No. 4 RULE 13e-3 TRANSACTION STATEMENT Under Section 13(e) of the Securities Exchange Act of 1934 Fortune Industries, Inc. (Name of the Issuer) Fortune Industries, Inc. CEP, Inc. CEP Merger Sub, Inc. Tena Mayberry Randy Butler The Carter M. Fortune Living Trust (Name of Persons Filing Statement) Common |
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| May 9, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 5) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defi |
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| April 11, 2013 |
CORRESP 1 filename1.htm FORTUNE INDUSTRIES, INC. 6402 CORPORATE DRIVE INDIANAPOLIS, INDIANA 46278 Telephone: (615) 665-9060 Facsimile: (615) 312-1001 April 11, 2013 VIA EDGAR AND EMAIL Mr. Larry Spirgel Assistant Director Division of Corporation Finance United States Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 RE: Fortune Industries, Inc. Amendment No. 3 to Schedul |
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| April 11, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 4) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: x Preliminary Proxy Statement ¨ ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ ¨ |
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| March 28, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 3) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: x Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Defi |
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| March 28, 2013 |
Fortune Industries Financial Projection Base Case 2013-2015 FY 2013 FY 2014 FY 2015 Projected Projected Projected Gross Billings 578,114 620,316 676,145 Net Revenue 70,897 76,072 82,919 Total gross profit 14,392 15,443 16,832 SG&A 9,621 10,021 10,621 Operating EBITDA 4,771 5,422 6,211 Dep/Amort 550 550 550 Income tax/Interest 100 150 150 Operating Income 4,121 4,722 5,511 Corp expenses 200 225 250 Preferred stock dividend 1,777 2,073 2,073 Corp professional fees 575 575 575 Net Income 1,569 1,849 2,613 outstanding shares 12,287,290 12,287,290 12,287,290 EPS 0. |
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| March 28, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13E-3 Amendment No. 3 RULE 13e-3 TRANSACTION STATEMENT Under Section 13(e) of the Securities Exchange Act of 1934 Fortune Industries, Inc. (Name of the Issuer) Fortune Industries, Inc. CEP, Inc. CEP Merger Sub, Inc. Tena Mayberry Randy Butler The Carter M. Fortune Living Trust (Name of Persons Filing Statement) Common |
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| March 27, 2013 |
FORTUNE INDUSTRIES, INC. 6402 CORPORATE DRIVE INDIANAPOLIS, INDIANA 46278 Telephone: (615) 665-9060 Facsimile: (615) 312-1001 March 28, 2013 VIA EDGAR AND EMAIL Mr. Larry Spirgel Assistant Director Division of Corporation Finance United States Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 RE: Fortune Industries, Inc. Amendment No. 2 to Schedule 13E-3/A File No. 005-5 |
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| March 8, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 2) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: x Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Defi |
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| March 8, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13E-3 Amendment No. 2 RULE 13e-3 TRANSACTION STATEMENT Under Section 13(e) of the Securities Exchange Act of 1934 Fortune Industries, Inc. (Name of the Issuer) Fortune Industries, Inc. CEP, Inc. CEP Merger Sub, Inc. Tena Mayberry Randy Butler The Carter M. Fortune Living Trust (Name of Persons Filing Statement) Common |
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| March 8, 2013 |
FORTUNE INDUSTRIES, INC. 6402 CORPORATE DRIVE INDIANAPOLIS, INDIANA 46278 Telephone: (615) 665-9060 Facsimile: (615) 312-1001 March 8, 2013 VIA EDGAR AND OVERNIGHT COURIER Mr. Larry Spirgel Assistant Director Division of Corporation Finance United States Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 RE: Fortune Industries, Inc. Amendment No. 1 to Schedule 13E-3/A Fil |
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| February 14, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2012 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 1-32543 FORTUNE INDUSTRIES, INC. (Exact name of Registrant as sp |
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| February 4, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13E-3 Amendment No. 1 RULE 13e-3 TRANSACTION STATEMENT Under Section 13(e) of the Securities Exchange Act of 1934 Fortune Industries, Inc. (Name of the Issuer) Fortune Industries, Inc. CEP, Inc. CEP Merger Sub, Inc. Tena Mayberry Randy Butler The Carter M. Fortune Living Trust (Name of Persons Filing Statement) Common |
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| February 4, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: x Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Defi |
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| February 1, 2013 |
FORTUNE INDUSTRIES, INC. 6402 CORPORATE DRIVE INDIANAPOLIS, INDIANA 46278 Telephone: (615) 665-9060 Facsimile: (615) 312-1001 February 1, 2013 VIA EDGAR AND OVERNIGHT COURIER Mr. Larry Spirgel Assistant Director Division of Corporation Finance United States Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 RE: Fortune Industries, Inc. Schedule 13E-3 File No. 005-50301 Fi |
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| January 28, 2013 |
January 14, 2013 Mr. Randy Butler Fortune Industries, Inc. 278 Franklin Road, Suite 350 Brentwood, TN 37027 Dear Randy: CapStar Bank is very excited to present this commitment letter to provide financing for the proposed transaction involving Fortune Industries, Inc. We believe that our two companies are a great fit and look forward to a lasting relationship as we grow our respective organizations |
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| January 28, 2013 |
FIRST AMENDMENT TO PREFERRED STOCK PURCHASE AND ROLLOVER CONTRIBUTION AGREEMENT EX-7.5 2 v333095ex7-5.htm EXHIBIT 7.5 FIRST AMENDMENT TO PREFERRED STOCK PURCHASE AND ROLLOVER CONTRIBUTION AGREEMENT THIS FIRST AMENDMENT TO PREFERRED STOCK PURCHASE AND ROLLOVER CONTRIBUTION AGREEMENT (“Amendment”) dated and made effective as of August , 2012 (the “Amendment Effective Date”), is made and entered into on the terms and conditions hereinafter set forth, by and among— (i) CARTER M. |
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| January 28, 2013 |
FDVF / Fortune Industries, Inc. / FORTUNE CARTER M - AMENDMENT TO SCHEDULE 13D Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 12) Fortune Industries, Inc. (FFI) (Name of Issuer) Common Stock, par value $0.10 (Title of Class of Securities) 34963X 20 0 (C |
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| January 7, 2013 |
Quarterly Report - AMENDMENT TO FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q/A (Amendment No. 1) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2012 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 1-32543 FORTUNE INDUSTRIES, INC. (Exact nam |
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| January 3, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): December 28, 2012 FORTUNE INDUSTRIES, INC. (Exact name of registrant as specified in its charter) INDIANA (State of incorporation or organization) 001-32543 (Commission file number) 2 |
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| November 15, 2012 |
FORTUNE INDUSTRIES, INC. 6402 CORPORATE DRIVE INDIANAPOLIS, INDIANA 46278 Telephone: (615) 665-9060 Facsimile: (615) 312-1001 November 13, 2012 VIA EDGAR AND OVERNIGHT COURIER Mr. Larry Spirgel Assistant Director Division of Corporation Finance United States Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 RE: Fortune Industries, Inc. Schedule 13E-3 File No. 005-50301 F |
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| November 14, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2012 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 1-32543 FORTUNE INDUSTRIES, INC. (Exact name of Registrant as s |
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| October 26, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K/A (Amendment No. 1) R ANNUAL REPORT UNDER SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 £ TRANSITION REPORT UNDER SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the period from July 1, 2011 to June 30, 2012 Commission file number: 1-32543 Fortune Industries, Inc. (Exact name of registrant |
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| September 28, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K R ANNUAL REPORT UNDER SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ¨ TRANSITION REPORT UNDER SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the period from July 1, 2011 to June 30, 2012 Commission file number: 1-32543 Fortune Industries, Inc. (Exact name of registrant as specified in its |
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| September 28, 2012 |
EXHIBIT 21.1 FORTUNE INDUSTRIES, INC. SUBSIDIARIES Subsidiary Name State of Incorporation/Organization Century II ASO, Inc. Tennessee Corporation (a subsidiary of CSM, Inc.) Century II Services, Inc. Tennessee Corporation (a subsidiary of CSM, Inc.) Century II Staffing, Inc. Tennessee Corporation (a subsidiary of CSM, Inc.) Century II Staffing TN, Inc. Tennessee Corporation (a subsidiary of Centur |
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| September 20, 2012 |
Fortune Industries, Inc. Announces Restructured Merger Agreement FOR IMMEDIATE RELEASE Media Contact: Carrie Hill (317) 472-5660 [email protected] Fortune Industries, Inc. Announces Restructured Merger Agreement INDIANAPOLIS, IN, September 20, 2012 – Fortune Industries, Inc. (NYSE MKT:FFI) (the “Company”) announced today that it has reached an agreement in principal to restructure its current merger agreement by planning to enter into an amended merger agreement wi |
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| September 20, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): September 19, 2012 FORTUNE INDUSTRIES, INC. (Exact name of registrant as specified in its charter) INDIANA (State of incorporation or organization) 001-32543 (Commission file number) |
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| September 4, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): August 16, 2012 FORTUNE INDUSTRIES, INC. (Exact name of registrant as specified in its charter) INDIANA (State of incorporation or organization) 001-32543 (Commission file number) 20- |
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| September 4, 2012 |
Fortune Industries, Inc. Announces Dismissal of Lawsuit FOR IMMEDIATE RELEASE Media Contact: Carrie Hill (317) 472-5660 [email protected] Fortune Industries, Inc. Announces Dismissal of Lawsuit INDIANAPOLIS, IN, September 4, 2012 – Fortune Industries, Inc. (NYSE MKT:FFI) (the “Company”) announced today that a Stipulation of Dismissal with Prejudice had been filed with the Superior Court of Indiana, Marion County Circuit in a purported class action lawsuit, |
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| July 3, 2012 |
8-K 1 v3177648k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): June 28, 2012 FORTUNE INDUSTRIES, INC. (Exact name of registrant as specified in its charter) INDIANA (State of incorporation or organization) 0-32543 (Co |
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| June 1, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Information statement x Definitive Information Statement o Confidential, for Use of the Commission Only |
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| May 29, 2012 |
Exhibit (b)(2) PROMISSORY NOTE $6,300,000.00 , 2012 Nashville, Tennessee FOR VALUE RECEIVED, the undersigned, CEP, INC., a Tennessee corporation (the “Maker”), promises to pay to the order of CARTER M. FORTUNE, a natural person whose address for the purpose of this promissory note is (“Payee”; Payee and any subsequent holders hereof are hereinafter referred to collectively as “Holder”), at the for |
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| May 29, 2012 |
Exhibit (c)(2)(iii) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| May 29, 2012 |
Exhibit (b)(1) February 16, 2012 Mr. Randy Butler Fortune Industries, Inc. 278 Franklin Road, Suite 350 Brentwood, TN 37027 Dear Randy: CapStar Bank is very excited to present this commitment letter to provide financing for the proposed transaction involving Fortune Industries, Inc. We believe that our two companies are a great fit and look forward to a lasting relationship as we grow our respecti |
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| May 29, 2012 |
Project Fortune Financial Due Diligence Report for CEP, Inc. December 2011 Exhibit (c)(2)(iv) Project Fortune Financial Due Diligence Report for CEP, Inc. December 2011 Report Letter Double Eagle Advisory, LLC 4641 Wynmeade Park NE Marietta, Georgia 30067 Restricted and Confidential December 21, 2011 Mr. Randy Butler Chief Financial Officer CEP, Inc. 511 Union Street, Suite 1600 Nashville, TN 37219 Dear Mr. Butler: In performing the due diligence procedures, we have accu |
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| May 29, 2012 |
Fortune Industries Financial Results and Projections Exhibit (c)(3) Fortune Industries Financial Results and Projections 2009-2015 2009* FY 2010 FY 2011 FY 2012 FY 2013 FY 2014 FY 2015 Actual Actual Actual Projected Projected Projected Projected Gross Billings 254,199,502 569,761,850 523,008,803 546,938,556 578,114,054 620,316,380 676,144,854 Gross Wages 222,275,816 504,378,578 458,545,237 478,666,520 505,950,512 542,884,899 591,744,540 Net Revenue |
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| May 29, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13E-3 RULE 13e-3 TRANSACTION STATEMENT Under Section 13(e) of the Securities Exchange Act of 1934 Fortune Industries, Inc. (Name of the Issuer) Fortune Industries, Inc. CEP, Inc. CEP Merger Sub, Inc. Tena Mayberry Randy Butler Carter M. Fortune (Name of Persons Filing Statement) Common Shares, $0.10 par value (Title o |
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| May 22, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: x Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy State |
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| May 14, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2012 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 1-32543 FORTUNE INDUSTRIES, INC. (Exact name of Registrant as speci |
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| April 5, 2012 |
April 5, 2012 Larry M. Spirgel Assistant Director Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Re: Fortune Industries, Inc. Form 10-K for the Year Ended June 30, 2011 Filed September 28, 2011 Form 10-Q for the Quarterly Period ended December 31, 2011 Filed February 13, 2012 File Number 1-32543 Dear Mr. Spirgel: This letter is in respo |
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| March 26, 2012 |
Exhibit 99.1 FOR IMMEDIATE RELEASE Media Contact: Carrie Hill (317) 472-5660 [email protected] Management-Led Buyout of Fortune Industries, Inc. Announced New Ownership Group Led by Longtime Management Team Brings Stability and Plans for Continued Growth to Market-Leader PEO INDIANAPOLIS, IN, March 26, 2012 - The board of directors of Fortune Industries, Inc. (NYSE Amex: FFI) today announced that it h |
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| March 26, 2012 |
Exhibit 10.1 AGREEMENT AND PLAN OF MERGER This AGREEMENT AND PLAN OF MERGER (this “Agreement”) is made and entered into as of March 26, 2012, by and among– (i) CEP, INC., a Tennessee corporation (“CEP”); (ii) CEP MERGER SUB, INC., a Tennessee corporation (“Merger Sub”); and (iii) FORTUNE INDUSTRIES, INC., an Indiana corporation (the “Company”). RECITALS: A. The respective Boards of Directors of CE |
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| March 26, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): March 26, 2012 FORTUNE INDUSTRIES, INC. (Exact name of registrant as specified in its charter) INDIANA (State of incorporation or organization) 001-32543 (Commission file number) 20-2 |
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| March 19, 2012 |
March 19, 2012 Larry M. Spirgel Assistant Director Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Re: Fortune Industries, Inc. Form 10-K for the Year Ended June 30, 2011 Filed September 28, 2011 Form 10-Q for the Quarter Ended December 31, 2011 Filed February 13, 2012 File Number 1-32543 Dear Mr. Spirgel: We have received your letter da |
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| February 13, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2011 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 0-19049 FORTUNE INDUSTRIES, INC. (Exact name of Registrant as sp |
