ERS / Empire Resources, Inc. - SEC-arkivering, Årsberetning, Fuldmagtserklæring

Empire Resources, Inc.
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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Empire Resources, Inc.
SEC Filings (Chronological Order)
Denne side giver en komplet, kronologisk liste over SEC-arkiveringer, eksklusive ejerskabsregistreringer, som vi leverer andre steder.
May 30, 2017 15-12B

Empire Resources 15-12B

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 001-12127 EMPIRE RESOURCES, INC. (Exact name of registrant as specified in

May 5, 2017 SC 14D9/A

Empire Resources SC 14D9/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 (Amendment No. 1) SOLICITATION/RECOMMENDATION STATEMENT UNDER SECTION 14(d)(4) OF THE SECURITIES EXCHANGE ACT OF 1934 Empire Resources, Inc. (Name of Subject Company) Empire Resources, Inc. (Name of Persons Filing Statement) Common Stock, par value $0.01 per share (Title of Class of Securities) 29206E100 (CUSIP

May 5, 2017 EX-3.2

BYLAWS EMPIRE RESOURCES, INC. a Delaware Corporation (As Reiterated and Adopted May 5, 2017) ARTICLE I

Exhibit 3.2 BYLAWS of EMPIRE RESOURCES, INC. a Delaware Corporation (As Reiterated and Adopted May 5, 2017) ARTICLE I Stockholders Section 1.1. Annual Meetings. An annual meeting of stockholders shall be held for the election of directors at such date, time and place either within or without the State of Delaware as may be designated by the Board of Directors from time to time. Any other proper bu

May 5, 2017 8-K

Changes in Control of Registrant, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Material Modification to Rights of Security Holders, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 5, 2017 EMPIRE RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 001-12127 22-3136782 (State or other jurisdiction of incorporation) (Commission File

May 5, 2017 SC TO-T/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO (RULE 14d-100) Tender Offer Statement Pursuant to Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 1) EMPIRE RESOURCES, INC. TA CHEN

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO (RULE 14d-100) Tender Offer Statement Pursuant to Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 1) EMPIRE RESOURCES, INC. (Name of Subject Company) TA CHEN INVESTMENT CORPORATION (Offeror) TA CHEN STAINLESS PIPE CO., LTD. (Parent of Offeror) (Names of Filing Persons) COMMON STOC

May 5, 2017 SC 13D/A

ERS / Empire Resources, Inc. / KAHN NATHAN - SC 13D/A Activist Investment

United States Securities and Exchange Commission Washington, D.C. 20549 SCHEDULE 13D (Amendment No. 3) Under the Securities Exchange Act of 1934 Empire Resources, Inc. (Name of Issuer) Common Stock (Title Class of Securities) 29206E100 (CUSIP Number) Nathan Kahn Sandra Kahn c/o Empire Resources, Inc. 2115 Linwood Avenue 2nd Floor Fort Lee, NJ 07024 (201) 944-2200 (Name, Address and Telephone Numbe

April 28, 2017 10-K/A

ERS / Empire Resources, Inc. FORM 10-K/A (Annual Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 10-K/A (Amendment No. 1) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2016 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to COMMISSION FILE NUMBER: 001-12127 Empir

April 7, 2017 SC 14D9

Empire Resources SC 14D9

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 SOLICITATION/RECOMMENDATION STATEMENT UNDER SECTION 14(d)(4) OF THE SECURITIES EXCHANGE ACT OF 1934 Empire Resources, Inc. (Name of Subject Company) Empire Resources, Inc. (Name of Persons Filing Statement) Common Stock, par value $0.01 per share (Title of Class of Securities) 29206E100 (CUSIP Number of Class of

April 7, 2017 EX-99.(D)(2)

EMPIRE RESOURCES, INC. 2115 Linwood Avenue Fort Lee, New Jersey 07024 January 18, 2017

Exhibit (d)(2) EMPIRE RESOURCES, INC. 2115 Linwood Avenue Fort Lee, New Jersey 07024 January 18, 2017 PERSONAL AND CONFIDENTIAL Ta Chen Stainless Pipe, Ltd. Ta Chen International, Inc. 5855 Obispo Avenue Long Beach, California 90805 Gentlemen: In order to allow you to evaluate a possible transaction involving Empire Resources, Inc. (together with its subsidiaries and controlled affiliates, collect

April 7, 2017 EX-99.(A)(1)(II)

NOTE: SIGNATURES MUST BE PROVIDED BELOW. PLEASE READ THE ACCOMPANYING INSTRUCTIONS CAREFULLY. SPECIAL PAYMENT INSTRUCTIONS (See Instructions 1, 4, 5 and 7) SPECIAL DELIVERY INSTRUCTIONS (See Instructions 1, 4, 5 and 7) IMPORTANT — SIGN HERE (U.S. Hol

EX-99.(A)(1)(II) 3 v463675exha1ii.htm EX-99.(A)(1)(II) Exhibit (a)(1)(ii) Letter of Transmittal to Tender Shares of Common Stock of EMPIRE RESOURCES, INC. at $7.00 Per Share, Net in Cash, Pursuant to the Offer to Purchase dated April 7, 2017 by Ta Chen Investment Corporation, a wholly-owned subsidiary of Ta Chen Stainless Pipe Co., Ltd. THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 11:59 P.M., NE

April 7, 2017 SC TO-T

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO (RULE 14d-100) Tender Offer Statement Pursuant to Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 EMPIRE RESOURCES, INC. TA CHEN INVESTMENT CORPOR

SC TO-T 1 v463675sctot.htm SC TO-T UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO (RULE 14d-100) Tender Offer Statement Pursuant to Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 EMPIRE RESOURCES, INC. (Name of Subject Company) TA CHEN INVESTMENT CORPORATION (Offeror) TA CHEN STAINLESS PIPE CO., LTD. (Parent of Offeror) (Names of Filing Per

April 7, 2017 EX-99.(A)(1)(IV)

The Offer is not subject to any financing condition. The conditions to the Offer are described in Section 15 of the Offer to Purchase. We urge you to contact your clients as promptly as possible. Please note that the Offer and withdrawal rights will

EX-99.(A)(1)(IV) 5 v463675exha1iv.htm EX-99.(A)(1)(IV) Exhibit (a)(1)(iv) Letter to Brokers, Dealers, Commercial Banks, Trust Companies and Other Nominees with Respect to Offer to Purchase for Cash All Outstanding Shares of Common Stock of EMPIRE RESOURCES, INC. at $7.00 per Share by TA CHEN INVESTMENT CORPORATION, a wholly owned subsidiary of TA CHEN STAINLESS PIPE CO., LTD. THE OFFER AND WITHDRA

April 7, 2017 EX-99.(A)(1)(V)

Please return this form to the brokerage firm or other nominee maintaining your account.

Exhibit (a)(1)(v) Letter to Clients with Respect to Offer to Purchase for Cash All Outstanding Shares of Common Stock of EMPIRE RESOURCES, INC.

April 7, 2017 EX-99.(A)(1)(I)

IMPORTANT TABLE OF CONTENTS SUMMARY TERM SHEET INTRODUCTION THE TENDER OFFER ANNEX A CERTAIN INFORMATION REGARDING THE DIRECTORS AND EXECUTIVE OFFICERS OF TA CHEN STAINLESS PIPE CO., LTD. DIRECTORS OF TA CHEN STAINLESS PIPE CO., LTD. EXECUTIVE OFFICE

EX-99.(A)(1)(I) 2 v463675exha1i.htm EXHIBIT (A)(1)(I) Exhibit (a)(1)(i) Offer to Purchase for Cash All Outstanding Shares of Common Stock of EMPIRE RESOURCES, INC. at $7.00 per Share by TA CHEN INVESTMENT CORPORATION, a wholly owned subsidiary of TA CHEN STAINLESS PIPE CO., LTD. THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 11:59 P.M., NEW YORK CITY TIME, ON THURSDAY, MAY 4, 2017, UNLESS THE OFFE

April 7, 2017 EX-99.(A)(1)(III)

DELIVERY OF THIS NOTICE OF GUARANTEED DELIVERY TO AN ADDRESS, OR TRANSMISSION OF INSTRUCTIONS VIA FACSIMILE TRANSMISSION, OTHER THAN AS SET FORTH ABOVE, WILL NOT CONSTITUTE A VALID DELIVERY. GUARANTEE (Not to be used for Signature Guarantee)

Exhibit (a)(1)(iii) Notice of Guaranteed Delivery for Offer to Purchase For Cash All Outstanding Shares of Common Stock of Empire Resources, Inc.

April 7, 2017 EX-99.(A)(1)(VI)

EX-99.(A)(1)(VI)

Exhibit (a)(1)(vi) This announcement is neither an offer to purchase nor a solicitation of an offer to sell Shares (as defined below).

April 6, 2017 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 6, 2017 EMPIRE RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 001-12127 22-3136782 (State or other jurisdiction of incorporation) (Commission Fi

April 6, 2017 EX-2.1

AMENDMENT NO. 1 TO AGREEMENT AND PLAN OF MERGER

EX-2.1 2 v463733ex2-1.htm EXHIBIT 2.1 Exhibit 2.1 AMENDMENT NO. 1 TO AGREEMENT AND PLAN OF MERGER This Amendment No. 1, dated as of April 6, 2017 (this “Amendment”), by and among Ta Chen Stainless Pipe Co., Ltd., a publicly-traded Taiwan (ROC) corporation (“Parent”), Ta Chen Investment Corporation, a Delaware corporation and a wholly owned subsidiary of Parent (“Sub”), and Empire Resources, Inc.,

April 3, 2017 EX-99.1

EMPIRE RESOURCES, INC. Empire Resources Reports Results for Full Year and Fourth Quarter of 2016

Exhibit 99.1 EMPIRE RESOURCES, INC. Empire Resources Reports Results for Full Year and Fourth Quarter of 2016 ? Net Sales for fourth quarter are $100.6 Million; Full year sales are $458.9 Million ? Operating Income Totals $1.3 Million for fourth quarter; Full year operating income is $8.1 ? GAAP Net Income per Diluted Share Is $0.29; Non-GAAP Net Income per Diluted Share Is $0.26 Fort Lee, NJ, Mar

April 3, 2017 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 v4632438k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 31, 2017 EMPIRE RESOURCES, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-12127 22-3136782 (State or other jurisdiction of

April 3, 2017 EX-99.1

EX-99.1

Exhibit 99.1

April 3, 2017 SC TO-C

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO (RULE 14d-100) Tender Offer Statement Pursuant to Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 EMPIRE RESOURCES, INC. (Name of Subject Company)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO (RULE 14d-100) Tender Offer Statement Pursuant to Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 EMPIRE RESOURCES, INC. (Name of Subject Company) TA CHEN INVESTMENT CORPORATION (Offeror) TA CHEN STAINLESS PIPE CO., LTD. (Parent of Offeror) (Names of Filing Persons) COMMON STOCK, $0.01 PAR VALUE

March 31, 2017 EX-2.1

AGREEMENT AND PLAN OF MERGER DATED AS OF MARCH 30, 2017 TA CHEN STAINLESS PIPE CO., LTD., TA CHEN INVESTMENT CORPORATION EMPIRE RESOURCES, INC. TABLE OF CONTENTS

EX-2.1 2 v463172ex2-1.htm EXHIBIT 2.1 Exhibit 2.1 EXECUTION AGREEMENT AND PLAN OF MERGER DATED AS OF MARCH 30, 2017 AMONG TA CHEN STAINLESS PIPE CO., LTD., TA CHEN INVESTMENT CORPORATION AND EMPIRE RESOURCES, INC. TABLE OF CONTENTS Page ARTICLE I THE OFFER 2 Section 1.1 The Offer 2 Section 1.2 Actions of Parent and Sub 3 Section 1.3 Actions by the Company 4 ARTICLE II THE MERGER 6 Section 2.1 The

March 31, 2017 EX-99.1

EMPIRE RESOURCES ENTERS INTO MERGER AGREEMENT WITH TA CHEN

Exhibit 99.1 EMPIRE RESOURCES ENTERS INTO MERGER AGREEMENT WITH TA CHEN FORT LEE, N.J., March 31, 2017 ? Empire Resources, Inc. (NASDAQ: ERS), a distributor of value added, semi-finished metal products, announced today that it has entered into a definitive merger agreement to be acquired for $7.00 per share in cash by a unit of Ta Chen Stainless Pipe Co., Ltd., a leading master distributor of stai

March 31, 2017 EX-10.1

HEALTH INSURANCE AGREEMENT

Exhibit 10.1 EXECUTION HEALTH INSURANCE AGREEMENT This Agreement (this "Agreement"), dated as of March 30, 2017, is entered into by and among Nathan Kahn and Sandra Kahn (collectively, the "Kahns"), Ta Chen Stainless Pipe Co., Ltd., a Taiwan (ROC) corporation ("Parent"), Ta Chen Investment Corporation ("Sub"), a Delaware corporation and a wholly-owned subsidiary of Parent, and Empire Resources, In

March 31, 2017 8-K

Changes in Control of Registrant, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events

8-K 1 v4631728k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 30, 2017 EMPIRE RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 001-12127 22-3136782 (State or other jurisdiction of inco

March 31, 2017 SC14D9C

Empire Resources SC14D9C

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 SOLICITATION/RECOMMENDATION STATEMENT UNDER SECTION 14(d)(4) OF THE SECURITIES EXCHANGE ACT OF 1934 Empire Resources, Inc. (Name of Subject Company) Empire Resources, Inc. (Name of Persons Filing Statement) Common Stock, par value $0.01 per share (Title of Class of Securities) 29206E100 (CUSIP Number of Class of

March 31, 2017 EX-1

TENDER AGREEMENT

EX-1 2 v463197ex99-1.htm EXHIBIT 1 Exhibit 1 EXECUTION TENDER AGREEMENT This Agreement (this “Agreement”), dated as of March 30, 2017, is entered into by and among Nathan and Sandra Kahn (the “Stockholder”), Ta Chen Stainless Pipe Co., Ltd., a publicly-traded Taiwan (ROC) corporation (“Parent”), and Ta Chen Investment Corporation, a Delaware corporation and a wholly-owned subsidiary of Parent (“Su

March 31, 2017 SC 13D/A

ERS / Empire Resources, Inc. / KAHN NATHAN - SC 13D/A Activist Investment

United States Securities and Exchange Commission Washington, D.C. 20549 SCHEDULE 13D (Amendment No. 2) Under the Securities Exchange Act of 1934 Empire Resources, Inc. (Name of Issuer) Common Stock (Title Class of Securities) 29206E100 (CUSIP Number) Nathan Kahn Sandra Kahn c/o Empire Resources, Inc. 2115 Linwood Avenue 2nd Floor Fort Lee, NJ 07024 (201) 944-2200 (Name, Address and Telephone Numbe

March 31, 2017 10-K

ERS / Empire Resources, Inc. 10-K (Annual Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 10-K þ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2016 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to COMMISSION FILE NUMBER: 001-12127 Empire Resources, Inc. (E

March 17, 2017 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 17, 2017 EMPIRE RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 001-12127 22-3136782 (State or other jurisdiction of incorporation) (Commission F

March 17, 2017 EX-99.1

EMPIRE RESOURCES DECLARES 56th CONSECUTIVE REGULAR QUARTERLY DIVIDEND

EX-99.1 2 v462116ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 EMPIRE RESOURCES DECLARES 56th CONSECUTIVE REGULAR QUARTERLY DIVIDEND FORT LEE, N.J., March 17, 2017 - Empire Resources, Inc. (NASDAQ: ERS) announced that its Board of Directors has declared a regular cash dividend of $0.04 per share. This cash dividend is payable on April 11, 2017 to stockholders of record at the close of business on March 30,

December 16, 2016 EX-99.1

EMPIRE RESOURCES DECLARES 55th CONSECUTIVE REGULAR QUARTERLY DIVIDEND

EX-99.1 2 v455158ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 EMPIRE RESOURCES DECLARES 55th CONSECUTIVE REGULAR QUARTERLY DIVIDEND FORT LEE, N.J., December 16, 2016 - Empire Resources, Inc. (NASDAQ: ERS) announced that its Board of Directors has declared a regular cash dividend of $0.04 per share. This cash dividend is payable on January 11, 2017 to stockholders of record at the close of business on Dece

December 16, 2016 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 16, 2016 EMPIRE RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 001-12127 22-3136782 (State or other jurisdiction of incorporation) (Commissio

November 14, 2016 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 14, 2016 EMPIRE RESOURCES, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-12127 22-3136782 (State or other jurisdiction of incorporation) (Commissio

November 14, 2016 EX-99.1

EMPIRE RESOURCES, INC.

EMPIRE RESOURCES, INC. Exhibit 99.1 Empire Resources Reports Results for Third Quarter of 2016 ? Net Sales are $113.6 Million ? Operating Income Totals $2.2 Million ? GAAP Net Income per Diluted Share Is $0.10; Non-GAAP Net Income per Diluted Share Is $0.10 Fort Lee, NJ, November 14, 2016 ? Empire Resources, Inc. (NASDAQ: ERS), a distributor of value added, semifinished metal products, announced t

November 14, 2016 10-Q

ERS / Empire Resources, Inc. 10-Q - Quarterly Report - FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: September 30, 2016 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-12127 EMPI

September 15, 2016 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 14, 2016 EMPIRE RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 001-12127 22-3136782 (State or other jurisdiction of incorporation) (Commissi

September 15, 2016 EX-99.1

EMPIRE RESOURCES DECLARES 54th CONSECUTIVE REGULAR QUARTERLY DIVIDEND

Exhibit 99.1 EMPIRE RESOURCES DECLARES 54th CONSECUTIVE REGULAR QUARTERLY DIVIDEND FORT LEE, N.J., September 14, 2016 - Empire Resources, Inc. (NASDAQ: ERS) announced that its Board of Directors has declared a regular cash dividend of $0.04 per share. This cash dividend is payable on October 7, 2016 to stockholders of record at the close of business on September 30, 2016. The Board of Directors in

August 15, 2016 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 15, 2016 EMPIRE RESOURCES, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-12127 22-3136782 (State or other jurisdiction of incorporation) (Commission

August 15, 2016 EX-99.1

EMPIRE RESOURCES, INC. Empire Resources Reports Results for Second Quarter of 2016

Exhibit 99.1 EMPIRE RESOURCES, INC. Empire Resources Reports Results for Second Quarter of 2016 ? Net Sales are $122.5 Million ? Operating Income Totals $2.3 Million ? GAAP Net Income per Diluted Share Is $0.09; Non-GAAP Net Income per Diluted Share Is $0.07 Fort Lee, NJ, August 15, 2016 - Empire Resources, Inc. (NASDAQ: ERS), a distributor of value added, semi-finished metal products, announced t

August 15, 2016 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 15, 2016 EMPIRE RESOURCES, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-12127 22-3136782 (State or other jurisdiction of incorporation) (Commission

August 15, 2016 EX-99.1

EMPIRE RESOURCES, INC. Empire Resources Reports Results for Second Quarter of 2016

Exhibit 99.1 EMPIRE RESOURCES, INC. Empire Resources Reports Results for Second Quarter of 2016 ? Net Sales are $122.5 Million ? Operating Income Totals $2.3 Million ? GAAP Net Income per Diluted Share Is $0.09; Non-GAAP Net Income per Diluted Share Is $0.07 Fort Lee, NJ, August 15, 2016 - Empire Resources, Inc. (NASDAQ: ERS), a distributor of value added, semi-finished metal products, announced t

August 15, 2016 10-Q

Empire Resources FORM 10-Q (Quarterly Report)

10-Q 1 v44568010q.htm FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: June 30, 2016 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission

June 30, 2016 8-K

Financial Statements and Exhibits, Other Events, Submission of Matters to a Vote of Security Holders

8-K 1 v4433738k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 29, 2016 EMPIRE RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 001-12127 22-3136782 (State or other jurisdiction of

June 30, 2016 EX-99.1

EMPIRE RESOURCES DECLARES 53rd CONSECUTIVE REGULAR QUARTERLY DIVIDEND

Exhibit 99.1 EMPIRE RESOURCES DECLARES 53rd CONSECUTIVE REGULAR QUARTERLY DIVIDEND FORT LEE, N.J., June 29, 2016 - Empire Resources, Inc. (NASDAQ: ERS) announced that its Board of Directors has declared a regular cash dividend of $0.04 per share. This cash dividend is payable on July 22, 2016 to stockholders of record at the close of business on July 14, 2016. The Board of Directors intends to rev

June 15, 2016 EX-10.2

THIRD AMENDMENT TO UNCOMMITTED CREDIT AGREEMENT

EX-10.2 3 v442313ex10-2.htm EXHIBIT 10.2 Exhibit 10.2 THIRD AMENDMENT TO UNCOMMITTED CREDIT AGREEMENT This THIRD AMENDMENT TO UNCOMMITTED CREDIT AGREEMENT (this “Third Amendment”) dated as of June 14, 2016 is among EMPIRE RESOURCES, INC., a Delaware corporation (the “Company”), the undersigned Banks and COÖPERATIEVE RABOBANK U.A (formerly known as Coöperatieve Centrale Raiffeisen-Boerenleenbank B.

June 15, 2016 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

8-K 1 v4423138k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 14, 2016 EMPIRE RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 011-12127 22-3136782 (State or other jurisdiction of incor

June 15, 2016 EX-10.1

SECOND AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT

Exhibit 10.1 SECOND AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT This SECOND AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT (this ?Second Amendment?) dated as of June 14, 2016 is among EMPIRE RESOURCES, INC., a Delaware corporation (the ?Company?), the undersigned Banks and CO?PERATIEVE RABOBANK U.A (formerly known as Co?peratieve Centrale Raiffeisen-Boerenleenbank B.A., ?Rabobank Nederl

June 7, 2016 SC 13G/A

ERS / Empire Resources, Inc. / COOPERMAN LEON G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3 )* EMPIRE RESOURCES, INC. (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 292206E100 (CUSIP Number) June 1, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant

June 3, 2016 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 2, 2016 EMPIRE RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 001-12127 22-3136782 (State or other jurisdiction of incorporation) (Commission Fil

June 3, 2016 EX-99.1

Empire Resources Announces Repayment of 10

Exhibit 99.1 Empire Resources Announces Repayment of 10% Convertible Senior Subordinated Notes Due June 1, 2016 Fort Lee, NJ, June 2, 2016 ? Empire Resources, Inc. (NASDAQ: ERS), a distributor of value added, semi-finished metal products, announced today that it has fully repaid the 10% Convertible Senior Subordinated Notes Due June 1, 2016 eliminating the dilutive effect of these notes. Forward-L

May 20, 2016 DEFA14A

Empire Resources DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State

May 20, 2016 DEF 14A

Empire Resources DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy State

May 17, 2016 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 16, 2016 EMPIRE RESOURCES, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-12127 22-3136782 (State or other jurisdiction of incorporation) (Commission Fil

May 17, 2016 EX-99.1

EMPIRE RESOURCES, INC.

EMPIRE RESOURCES, INC. Exhibit 99.1 EMPIRE RESOURCES REPORTS RESULTS FOR FIRST QUARTER OF 2016 Fort Lee, NJ, May 16, 2016 - Empire Resources, Inc. (NASDAQ: ERS), a distributor of value added, semi-finished metal products, announced today that net sales for the first quarter of 2016 were $122.1 million, a decrease of 27.4% from the first quarter of 2015 and an increase of 25.8% from the fourth quar

May 16, 2016 10-Q

ERS / Empire Resources, Inc. 10-Q - Quarterly Report - FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: March 31, 2016 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-12127 EMPIRE R

April 29, 2016 10-K/A

ERS / Empire Resources, Inc. 10-K/A - Annual Report - 10-K/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 10-K/A (Amendment No. 1) þ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2015 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to COMMISSION FILE NUMBER: 001-12127 Empir

March 30, 2016 EX-99.1

EMPIRE RESOURCES, INC.

EMPIRE RESOURCES, INC. Exhibit 99.1 Empire Resources Reports Results for Full Year and Fourth Quarter of 2015 ? Net Sales for fourth quarter are $97.0 Million; Full Year sales are $521.7 Million ? Operating Income Totals $0.8 Million for fourth quarter; Full year Operating Income is $8.3 million ? GAAP Net Income per Diluted Share Is $0.20; Non-GAAP Net Income per Diluted Share Is $0.06 Fort Lee,

March 30, 2016 10-K

ERS / Empire Resources, Inc. 10-K - Annual Report - 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 10-K þ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2015 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to COMMISSION FILE NUMBER: 001-12127 Empire Resources, Inc. (E

March 30, 2016 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 30, 2016 EMPIRE RESOURCES, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-12127 22-3136782 (State or other (Commission File Number) (IRS Employer juris

March 23, 2016 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 23, 2016 EMPIRE RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 001-12127 22-3136782 (State or other jurisdiction of incorporation) (Commission F

March 23, 2016 EX-99.1

EMPIRE RESOURCES DECLARES 52nd CONSECUTIVE REGULAR QUARTERLY DIVIDEND

EX-99.1 2 v435090ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 EMPIRE RESOURCES DECLARES 52nd CONSECUTIVE REGULAR QUARTERLY DIVIDEND FORT LEE, N.J., March 23, 2016 - Empire Resources, Inc. (NASDAQ: ERS) announced that its Board of Directors has declared a regular cash dividend of $0.025 per share. This cash dividend is payable on April 12, 2016 to stockholders of record at the close of business on April 5,

February 4, 2016 SC 13G/A

ERS / Empire Resources, Inc. / COOPERMAN LEON G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2 )* EMPIRE RESOURCES, INC (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 292206E100 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursu

January 15, 2016 SC 13D/A

ERS / Empire Resources, Inc. / KAHN NATHAN - AMENDMENT NO. 1 Activist Investment

United States Securities and Exchange Commission Washington, D.C. 20549 SCHEDULE 13D (Amendment No. 1) Under the Securities Exchange Act of 1934 Empire Resources, Inc. (Name of Issuer) Common Stock (Title Class of Securities) 29206E100 (CUSIP Number) Nathan Kahn Sandra Kahn c/o Empire Resources, Inc. 2115 Linwood Avenue 2nd Floor Fort Lee, NJ 07024 (201) 944-2200 (Name, Address and Telephone Numbe

December 21, 2015 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 18, 2015 EMPIRE RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 001-12127 22-3136782 (State or other jurisdiction of incorporation) (Commissio

December 21, 2015 EX-99.1

EMPIRE RESOURCES DECLARES 51st CONSECUTIVE REGULAR QUARTERLY DIVIDEND

Exhibit 99.1 EMPIRE RESOURCES DECLARES 51st CONSECUTIVE REGULAR QUARTERLY DIVIDEND FORT LEE, N.J., December 18, 2015 - Empire Resources, Inc. (NASDAQ: ERS) announced that its Board of Directors has declared a regular cash dividend of $0.025 per share. This cash dividend is payable on January 20, 2016 to stockholders of record at the close of business on December 31, 2015. The Board of Directors in

November 17, 2015 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 16, 2015 EMPIRE RESOURCES, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-12127 22-3136782 (State or other jurisdiction of incorporation) (Commissio

November 17, 2015 EX-99.1

EMPIRE RESOURCES, INC. Empire Resources Reports Results for Third Quarter of 2015

Exhibit 99.1 EMPIRE RESOURCES, INC. Empire Resources Reports Results for Third Quarter of 2015 · Net Sales are $122.0 Million, · Operating Income Totals $2.3 Million · GAAP Net Income per Diluted Share Is $0.04; Non-GAAP Net Income per Diluted Share Is $0.06 Fort Lee, NJ, November 16, 2015 - Empire Resources, Inc. (NASDAQ: ERS), a distributor of value added, semi-finished metal products, announced

November 16, 2015 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: September 30, 2015 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-12127 EMPI

September 21, 2015 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 17, 2015 EMPIRE RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 001-12127 22-3136782 (State or other jurisdiction of incorporation) (Commissi

September 21, 2015 EX-99.1

EMPIRE RESOURCES DECLARES 50th CONSECUTIVE REGULAR QUARTERLY DIVIDEND

Exhibit 99.1 EMPIRE RESOURCES DECLARES 50th CONSECUTIVE REGULAR QUARTERLY DIVIDEND FORT LEE, N.J., September 17, 2015, - Empire Resources, Inc. (NASDAQ: ERS) announced that its Board of Directors has declared a regular cash dividend of $0.025 per share. This cash dividend is payable on October 14, 2015 to stockholders of record at the close of business on September 30, 2015. The Board of Directors

September 18, 2015 SC 13D

ERS / Empire Resources, Inc. / KAHN NATHAN - SC 13D Activist Investment

United States Securities and Exchange Commission Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 Empire Resources, Inc. (Name of Issuer) Common Stock (Title Class of Securities) 29206E100 (CUSIP Number) Nathan Kahn Sandra Kahn c/o Empire Resources, Inc. 2115 Linwood Avenue 2nd Floor Fort Lee, NJ 07024 (201) 944-2200 (Name, Address and Telephone Number of Person Author

August 17, 2015 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 14, 2015 EMPIRE RESOURCES, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-12127 22-3136782 (State or other jurisdiction of incorporation) (Commission

August 17, 2015 EX-99.1

Empire Resources Reports Results for Second Quarter of 2015

Exhibit 99.1 Empire Resources Reports Results for Second Quarter of 2015 ? Net Sales are $134.5 Million ? Operating Income Totals $2.0 Million ? GAAP Net Income per Diluted Share Is $0.06; Non-GAAP Net Income per Diluted Share Is $0.02 Fort Lee, NJ, August 14, 2015 ? Empire Resources, Inc. (NASDAQ: ERS), a distributor of value added, semi-finished metal products, announced today that net sales for

August 14, 2015 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: June 30, 2015 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-12127 EMPIRE RE

June 19, 2015 EX-99.1

EMPIRE RESOURCES DECLARES 49th CONSECUTIVE REGULAR QUARTERLY DIVIDEND

Exhibit 99.1 EMPIRE RESOURCES DECLARES 49th CONSECUTIVE REGULAR QUARTERLY DIVIDEND FORT LEE, N.J., June 19, 2015 - Empire Resources, Inc. (NASDAQ: ERS) announced that its Board of Directors has declared a regular cash dividend of $0.025 per share. This cash dividend is payable on July 17, 2015 to stockholders of record at the close of business on July 2, 2015. The Board of Directors intends to rev

June 19, 2015 8-K

Financial Statements and Exhibits, Other Events, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 18, 2015 EMPIRE RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 001-12127 22-3136782 (State or other jurisdiction of incorporation) (Commission Fi

June 12, 2015 EX-10.1

SECOND AMENDMENT TO UNCOMMITTED CREDIT AGREEMENT

Exhibit 10.1 SECOND AMENDMENT TO UNCOMMITTED CREDIT AGREEMENT This SECOND AMENDMENT TO UNCOMMITTED CREDIT AGREEMENT (this ?Second Amendment?) dated as of June 11, 2015 is among EMPIRE RESOURCES, INC., a Delaware corporation (the ?Company?), the undersigned Banks and CO?PERATIEVE CENTRALE RAIFFEISEN-BOERENLEENBANK B.A., ?RABOBANK NEDERLAND?, NEW YORK BRANCH, as Agent (the ?Agent?). Capitalized term

June 12, 2015 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 11, 2015 EMPIRE RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 001-12127 22-3136782 (State or other jurisdiction of incorporation) (Commission Fi

May 19, 2015 EX-99.1

EMPIRE RESOURCES, INC. Empire Resources Reports Solid Results For First Quarter of 2015

Exhibit 99.1 EMPIRE RESOURCES, INC. Empire Resources Reports Solid Results For First Quarter of 2015 ? Net Sales of $168.3 Million Are Up 22% from First Quarter of 2014 and Fourth Quarter of 2014 ? Operating Income Increases 3% from First Quarter of 2014 and 42% Sequentially to $3.3 Million ? For First Quarter of 2015, GAAP Net Income per Diluted Share Is $0.09; Non-GAAP Net Income per Diluted Sha

May 19, 2015 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 15, 2015 EMPIRE RESOURCES, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-12127 22-3136782 (State or other jurisdiction of incorporation) (Commission Fil

May 15, 2015 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: March 31, 2015 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-12127 EMPIRE R

April 30, 2015 DEF 14A

Empire Resources DEF 14A

DEF 14A 1 v408494def14a.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 1

April 1, 2015 EX-99.1

EMPIRE RESOURCES, INC. Empire Resources Reports Strong Year-Over-Year Growth For Fourth Quarter 2014 And Full Year

Exhibit 99.1 EMPIRE RESOURCES, INC. Empire Resources Reports Strong Year-Over-Year Growth For Fourth Quarter 2014 And Full Year · Net Sales Increase 23% from Fourth Quarter of 2013 to $138.1 Million; Full Year 2014 Sales Rise 21% to $582.3 Million · Operating Income of $2.3 Million Is Up 54% from 2013 Fourth Quarter; Increases 52% for 2014 · GAAP Net Income per Diluted Share for 2014 Fourth Quarte

April 1, 2015 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 31, 2015 EMPIRE RESOURCES, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-12127 22-3136782 (State or other jurisdiction of incorporation) (Commission F

March 31, 2015 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2014 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NUMBER: 001-12127 Empire Resources, Inc. (Exact name of Registrant as specifi

March 20, 2015 EX-99.1

EMPIRE RESOURCES DECLARES 48th CONSECUTIVE REGULAR QUARTERLY DIVIDEND

Exhibit 99.1 EMPIRE RESOURCES DECLARES 48th CONSECUTIVE REGULAR QUARTERLY DIVIDEND FORT LEE, N.J., March 19, 2015 - Empire Resources, Inc. (NASDAQ: ERS) announced that its Board of Directors has declared a regular cash dividend of $0.025 per share. This cash dividend is payable on April 13, 2015 to stockholders of record at the close of business on April 3, 2015. The Board of Directors intends to

March 20, 2015 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 19, 2015 EMPIRE RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 001-12127 22-3136782 (State or other jurisdiction of incorporation) (Commission F

January 27, 2015 SC 13G/A

ERS / Empire Resources, Inc. / COOPERMAN LEON G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* EMPIRE RESOURCES, INC (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 292206E100 (CUSIP Number) December 31, 2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursu

December 19, 2014 EX-99.1

EMPIRE RESOURCES, INC. EMPIRE RESOURCES EXPANDS WORKING CAPITAL CREDIT AGREEMENT TO $275 MILLION

Exhibit 99.1 EMPIRE RESOURCES, INC. EMPIRE RESOURCES EXPANDS WORKING CAPITAL CREDIT AGREEMENT TO $275 MILLION Fort Lee, NJ, December 18, 2014 — Empire Resources, Inc. (NASDAQ: ERS), a distributor of value-added, semi-finished metal products, announced today that it has expanded its current working capital credit agreement by $50 million to $275 million and amends the agreements that the Company en

December 19, 2014 EX-10.2

FIRST AMENDMENT TO UNCOMMITTED CREDIT AGREEMENT

Exhibit 10.2 FIRST AMENDMENT TO UNCOMMITTED CREDIT AGREEMENT This FIRST AMENDMENT TO UNCOMMITTED CREDIT AGREEMENT (this “First Amendment”) dated as of December 18, 2014 is among EMPIRE RESOURCES, INC., a Delaware corporation (the “Company”), the undersigned Banks and COÖPERATIEVE CENTRALE RAIFFEISEN-BOERENLEENBANK B.A., “RABOBANK NEDERLAND”, NEW YORK BRANCH, as Agent (the “Agent”). Capitalized ter

December 19, 2014 EX-10.1

INCREASE AGREEMENT AND FIRST AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT

Exhibit 10.1 INCREASE AGREEMENT AND FIRST AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT INCREASE AGREEMENT AND FIRST AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT, dated as of December 18, 2014 (this “Agreement”), prepared pursuant to Section 2.05(d) of the Amended and Restated Credit Agreement dated as of June 19, 2014 (as amended, restated, supplemented or otherwise modified through th

December 19, 2014 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 18, 2014 EMPIRE RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 001-12127 22-3136782 (State or other jurisdiction of incorporation) (Commissio

December 12, 2014 EX-99.1

EMPIRE RESOURCES DECLARES 47th CONSECUTIVE REGULAR QUARTERLY DIVIDEND AND A SPECIAL DIVIDEND

Exhibit 99.1 EMPIRE RESOURCES DECLARES 47th CONSECUTIVE REGULAR QUARTERLY DIVIDEND AND A SPECIAL DIVIDEND FORT LEE, N.J., December 12, 2014 - Empire Resources, Inc. (NASDAQ: ERS) announced that its Board of Directors has declared a regular cash dividend of $0.025 per share and a special cash dividend of $0.025 per share. These cash dividends are payable on January 14, 2015 to stockholders of recor

December 12, 2014 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 12, 2014 EMPIRE RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 001-12127 22-3136782 (State or other jurisdiction of incorporation) (Commissio

November 19, 2014 EX-99.1

EMPIRE RESOURCES: FORWARD LOOKING STATEMENTS This presentation contains “forward - looking statements.” Such statements may be preceded by the words “intends,” “may,” “will,” “plans,” “expects,” “anticipates,” “projects,” “predicts,” “estimates,” “ai

INVESTOR PRESENTATION NOVEMBER 2014 Empire Resources, Inc. (NASDAQ: ERS) www.empireresources.com Exhibit 99.1 EMPIRE RESOURCES: FORWARD LOOKING STATEMENTS This presentation contains “forward - looking statements.” Such statements may be preceded by the words “intends,” “may,” “will,” “plans,” “expects,” “anticipates,” “projects,” “predicts,” “estimates,” “aims,” “believes,” “hopes,” “potential” or

November 19, 2014 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 19, 2014 EMPIRE RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 333-179245 22-3136782 (State or other jurisdiction of incorporation) (Commissi

November 17, 2014 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 14, 2014 EMPIRE RESOURCES, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-12127 22-3136782 (State or other jurisdiction of incorporation) (Commissio

November 17, 2014 EX-99.1

EMPIRE RESOURCES, INC. EMPIRE RESOURCES REPORTS STRONG THIRD QUARTER 2014 RESULTS - Net Sales Increase 26% from Third Quarter of 2013 to $159.4 Million, Up 9% Sequentially - Operating Income of $3.7 Million Is More than Double 2013 Third Quarter Leve

EXHIBIT 99.1 EMPIRE RESOURCES, INC. EMPIRE RESOURCES REPORTS STRONG THIRD QUARTER 2014 RESULTS - Net Sales Increase 26% from Third Quarter of 2013 to $159.4 Million, Up 9% Sequentially - Operating Income of $3.7 Million Is More than Double 2013 Third Quarter Level - GAAP Net Loss per Diluted Share Is $0.08, Non-GAAP Net Income per Diluted Share Is $0.17 FORT LEE, N.J., November 14, 2014 - Empire R

November 14, 2014 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: September 30, 2014 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-12127 EMPI

November 7, 2014 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 5, 2014 EMPIRE RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 001-12127 22-3136782 (State or other jurisdiction (Commission File Number) (IRS

October 3, 2014 POS AM

ERS / Empire Resources, Inc. POS AM - - POS AM

As filed with the Securities and Exchange Commission on October 3, 2014 Registration No.

September 19, 2014 EX-99.1

EMPIRE RESOURCES DECLARES 46th CONSECUTIVE QUARTERLY DIVIDEND

Exhibit 99.1 EMPIRE RESOURCES DECLARES 46th CONSECUTIVE QUARTERLY DIVIDEND FORT LEE, N.J., September 19, 2014 - Empire Resources, Inc. (NASDAQ: ERS) announced that its Board of Directors has declared a regular dividend of $0.025 per share. The cash dividends are payable on October 15, 2014 to stockholders of record at the close of business on September 30, 2014. The Board of Directors intends to r

September 19, 2014 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 19, 2014 EMPIRE RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 001-12127 22-3136782 (State or other jurisdiction of incorporation) (Commissi

September 15, 2014 CORRESP

ERS / Empire Resources, Inc. CORRESP - -

September 15, 2014 VIA EDGAR Division of Corporation Finance Securities and Exchange Commission Washington, D.

September 15, 2014 SC 13G

ERS / Empire Resources, Inc. / COOPERMAN LEON G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* EMPIRE RESOURCES, INC (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 292206E100 (CUSIP Number) December 31, 2013 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuan

August 19, 2014 POS AM

ERS / Empire Resources, Inc. POS AM - - POS AM

As filed with the Securities and Exchange Commission on August 19, 2014 Registration No.

August 15, 2014 EX-99.1

EMPIRE RESOURCES, INC. EMPIRE RESOURCES REPORTS STRONG SECOND QUARTER 2014 RESULTS - Net Sales Increase 33% from Second Quarter of 2013 to $146.5 Million - Operating Income of $3.5 Million is Double 2013 Second Quarter Level - GAAP EPS is $0.15; Non-

Exhibit 99.1 EMPIRE RESOURCES, INC. EMPIRE RESOURCES REPORTS STRONG SECOND QUARTER 2014 RESULTS - Net Sales Increase 33% from Second Quarter of 2013 to $146.5 Million - Operating Income of $3.5 Million is Double 2013 Second Quarter Level - GAAP EPS is $0.15; Non-GAAP EPS is $0.17 FORT LEE, N.J., August 14, 2014 /PRNewswire/ - Empire Resources, Inc. (NASDAQ: ERS), a distributor of value added, semi

August 15, 2014 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 14, 2014 EMPIRE RESOURCES, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-12127 22-3136782 (State or other jurisdiction of incorporation) (Commission

August 14, 2014 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: June 30, 2014 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-12127 EMPIRE RE

June 25, 2014 EX-99.1

EMPIRE RESOURCES, INC. EMPIRE RESOURCES COMPLETES NEW, EXPANDED $225 MILLION WORKING CAPITAL CREDIT AGREEMENT

Exhibit 99.1 EMPIRE RESOURCES, INC. EMPIRE RESOURCES COMPLETES NEW, EXPANDED $225 MILLION WORKING CAPITAL CREDIT AGREEMENT Fort Lee, NJ, June 23, 2014 — Empire Resources, Inc. (NASDAQ: ERS), a distributor of value added, semi-finished metal products, announced today that it has entered into a new $225 million working capital credit facility with an international consortium of banks, led by Raboban

June 25, 2014 EX-10.2

CREDIT AGREEMENT by and among EMPIRE RESOURCES, INC. as Borrower, COÖPERATIEVE CENTRALE RAIFFEISEN-BOERENLEENBANK B.A., “RABOBANK NEDERLAND”, NEW YORK BRANCH, as Lead Arranger, Agent and an Issuing Bank BNP PARIBAS, as Syndication Agent the banks par

EXHIBIT 10.2 UNCOMMITTED CREDIT AGREEMENT by and among EMPIRE RESOURCES, INC. as Borrower, COÖPERATIEVE CENTRALE RAIFFEISEN-BOERENLEENBANK B.A., “RABOBANK NEDERLAND”, NEW YORK BRANCH, as Lead Arranger, Agent and an Issuing Bank and BNP PARIBAS, as Syndication Agent and the banks party hereto June 19, 2014 THIS AGREEMENT PROVIDES FOR AN UNCOMMITTED FACILITY WITH A DEMAND FEATURE. ALL LOANS AND LETT

June 25, 2014 EX-10.1

AMENDED AND RESTATED CREDIT AGREEMENT by and among EMPIRE RESOURCES, INC. as Borrower, COÖPERATIEVE CENTRALE RAIFFEISEN-BOERENLEENBANK B.A., “RABOBANK NEDERLAND”, NEW YORK BRANCH, as Lead Arranger, Agent, Swing Line Bank and an Issuing Bank BNP PARIB

EXHIBIT 10.1 AMENDED AND RESTATED CREDIT AGREEMENT by and among EMPIRE RESOURCES, INC. as Borrower, COÖPERATIEVE CENTRALE RAIFFEISEN-BOERENLEENBANK B.A., “RABOBANK NEDERLAND”, NEW YORK BRANCH, as Lead Arranger, Agent, Swing Line Bank and an Issuing Bank and BNP PARIBAS, as Syndication Agent and the banks party hereto June 19, 2014 Table of Contents Page Section 1. Definitions and Accounting Matter

June 25, 2014 EX-10.5

INTERCREDITOR AGREEMENT

Exhibit 10.5 INTERCREDITOR AGREEMENT This INTERCREDITOR AGREEMENT is dated as of June 19, 2014 and entered into by COÖPERATIEVE CENTRALE RAIFFEISEN-BOERENLEENBANK B.A., “RABOBANK NEDERLAND”, NEW YORK BRANCH (“Rabobank”), in its capacity as collateral agent for the Committed Lenders (as defined below), including its successors and assigns from time to time (in such capacity, the “Committed Collater

June 25, 2014 EX-10.3

AMENDED AND RESTATED SECURITY AGREEMENT

EXHIBIT 10.3 AMENDED AND RESTATED SECURITY AGREEMENT This AMENDED AND RESTATED SECURITY AGREEMENT, dated as of June 19, 2014 (as amended, supplemented, amended and restated or otherwise modified from time to time, this “Security Agreement”), is made by EMPIRE RESOURCES, INC., a Delaware corporation (the “Company”), and each Guarantor (terms used in the preamble and in the recitals have the definit

June 25, 2014 EX-10.4

SECURITY AGREEMENT

EXHIBIT 10.4 SECURITY AGREEMENT This SECURITY AGREEMENT, dated as of June 19, 2014 (as amended, supplemented, amended and restated or otherwise modified from time to time, this “Security Agreement”), is made by EMPIRE RESOURCES, INC., a Delaware corporation (the “Company”), and each Guarantor (terms used in the preamble and in the recitals have the definitions set forth in or incorporated by refer

June 25, 2014 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 19, 2014 EMPIRE RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 011-12127 22-3136782 (State or other jurisdiction of incorporation) (Commission Fi

June 19, 2014 EX-99.1

Empire Resources Declares Regular Dividend

EXHIBIT 99.1 Empire Resources Declares Regular Dividend FORT LEE, N.J., June 19, 2014 - Empire Resources, Inc. (NASDAQ: ERS) announced that its Board of Directors has declared a regular dividend of $0.025 per share. The cash dividends are payable on July 18, 2014 to stockholders of record at the close of business on July 7, 2014. The Board of Directors intends to review its dividend policy on a qu

June 19, 2014 8-K

Financial Statements and Exhibits, Other Events, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 18, 2014 EMPIRE RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 001-12127 22-3136782 (State or other (Commission File Number) (IRS Employer jurisd

May 16, 2014 EX-99.1

EMPIRE RESOURCES, INC. EMPIRE RESOURCES REPORTS IMPROVED FIRST QUARTER 2014 RESULTS - Sales of $138.3 Million, Up 23% from Fourth Quarter of 2013 - Operating Income More Than Doubles from 2013 Fourth Quarter to $3.2 Million

EMPIRE RESOURCES, INC. EMPIRE RESOURCES REPORTS IMPROVED FIRST QUARTER 2014 RESULTS - Sales of $138.3 Million, Up 23% from Fourth Quarter of 2013 - Operating Income More Than Doubles from 2013 Fourth Quarter to $3.2 Million Fort Lee, NJ, May 15, 2014 — Empire Resources, Inc. (NASDAQ: ERS), a distributor of value added, semi-finished metal products, announced today that net sales for the first quar

May 16, 2014 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 15, 2014 EMPIRE RESOURCES, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-12127 22-3136782 (State or other jurisdiction of incorporation) (Commission Fil

May 15, 2014 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: March 31, 2014 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-12127 EMPIRE R

April 30, 2014 DEF 14A

- DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy State

April 2, 2014 SC 13D/A

ERS / Empire Resources, Inc. / SHIEH RUNG-KUN ROBERT - SC 13D/A Activist Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240-d-2(a) (Amendment No. 1) EMPIRE RESOURCES, INC. (Name of Issuer) COMMON STOCK, PAR VALUE $0.01 PER SHARE (Title of Class of Securities) 29206E100 (CUSIP Number) Rung-Kun Robert Shieh 7110 Rio F

April 2, 2014 EX-1

JOINT FILING AGREEMENT

Exhibit 1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, each of the undersigned hereby agrees to the joint filing on behalf of each of them of a statement on Schedule 13D (including amendments thereto) with respect to the common stock of Empire Resources, Inc.

April 1, 2014 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 31, 2014 EMPIRE RESOURCES, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-12127 22-3136782 (State or other jurisdiction of incorporation) (Commission F

April 1, 2014 EX-99.1

EMPIRE RESOURCES, INC. EMPIRE RESOURCES REPORTS FOURTH QUARTER AND FULL YEAR 2013 RESULTS - Fourth Quarter EPS is $0.04 on Sales of $112.4 Million - Full Year EPS is $0.27 on Sales of $482.7 Million

EMPIRE RESOURCES, INC. EMPIRE RESOURCES REPORTS FOURTH QUARTER AND FULL YEAR 2013 RESULTS - Fourth Quarter EPS is $0.04 on Sales of $112.4 Million - Full Year EPS is $0.27 on Sales of $482.7 Million Fort Lee, NJ, March 31, 2014 — Empire Resources, Inc. (NASDAQ: ERS), a distributor of value added, semi-finished metal products, announced today that net sales for the fourth quarter of 2013 were $112.

March 31, 2014 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 10-K R ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2013 OR £ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NUMBER: 001-12127 Empire Resources, Inc. (Exact name of Registrant as specifi

March 25, 2014 8-K

Financial Statements and Exhibits, Other Events - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 25, 2014 EMPIRE RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 001-12127 22-3136782 (State or other jurisdiction of incorporation) (Commission F

March 25, 2014 EX-99.1

EMPIRE RESOURCES, INC. EMPIRE RESOURCES DECLARES 44th CONSECUTIVE QUARTERLY DIVIDEND

Exhibit 99.1 EMPIRE RESOURCES, INC. EMPIRE RESOURCES DECLARES 44th CONSECUTIVE QUARTERLY DIVIDEND Fort Lee, NJ, March 25, 2014 — Empire Resources, Inc. (NASDAQ: ERS), a distributor of value added, semi-finished metal products, announced today that its Board of Directors has declared a regular dividend of $0.025 per share. The cash dividend is payable on April 14, 2014 to stockholders of record at

February 14, 2014 SC 13G

ERS / Empire Resources, Inc. / KAHN NATHAN - SC 13G Passive Investment

UNITED STATES SECURITIES EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* EMPIRE RESOURCES, INC. (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 29206E100 (CUSIP Number) December 31, 2013 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to

February 14, 2014 EX-99.1

JOINT FILING AGREEMENT February 14, 2014

EXHIBIT 99.1 JOINT FILING AGREEMENT February 14, 2014 Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the “Exchange Act”), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regulation there

December 12, 2013 8-K

Financial Statements and Exhibits, Other Events - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 11, 2013 EMPIRE RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 001-12127 22-3136782 (State or other (Commission File Number) (IRS Employer ju

December 12, 2013 EX-99.1

EMPIRE RESOURCES, INC. EMPIRE RESOURCES DECLARES 43rd CONSECUTIVE QUARTERLY DIVIDEND

Exhibit 99.1 EMPIRE RESOURCES, INC. EMPIRE RESOURCES DECLARES 43rd CONSECUTIVE QUARTERLY DIVIDEND Fort Lee, NJ, December 11, 2013 — Empire Resources, Inc. (NASDAQ: ERS), a distributor of value added, semi-finished metal products, announced today that its Board of Directors has declared a regular dividend of $0.025 per share. The cash dividend is payable on January 7, 2014 to stockholders of record

November 18, 2013 EX-99.1

EMPIRE RESOURCES, INC.

EX-99.1 2 v360887ex99-1.htm EXHIBIT 99.1 EMPIRE RESOURCES, INC. Exhibit 99.1 EMPIRE RESOURCES REPORTS THIRD QUARTER 2013 RESULTS Fort Lee, NJ, November 14, 2013 — Empire Resources, Inc. (NASDAQ: ERS), a distributor of value added, semi-finished metal products, announced today that net sales for the third quarter of 2013 were $126.4 million, an increase of 14% from the second quarter of 2013, and 8

November 18, 2013 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 14, 2013 EMPIRE RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 001-12127 22-3136782 (State or other jurisdiction of incorporation) (Commissio

November 18, 2013 10-Q/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A (Amendment No. 1)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A (Amendment No. 1) (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: September 30, 2013 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file nu

November 14, 2013 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: September 30, 2013 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-12127 EMPI

September 16, 2013 8-K

Financial Statements and Exhibits, Other Events - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 13, 2013 EMPIRE RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 001-12127 22-3136782 (State or other jurisdiction of incorporation) (Commissi

September 16, 2013 EX-99.1

EMPIRE RESOURCES, INC. EMPIRE RESOURCES DECLARES 42nd CONSECUTIVE QUARTERLY DIVIDEND

EX-99.1 2 v355182ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 EMPIRE RESOURCES, INC. EMPIRE RESOURCES DECLARES 42nd CONSECUTIVE QUARTERLY DIVIDEND Fort Lee, NJ, September 13, 2013 — Empire Resources, Inc. (NASDAQ: ERS), a distributor of value added, semi-finished metal products, announced today that its Board of Directors has declared a regular dividend of $0.025 per share. The cash dividend is payable on

August 16, 2013 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 14, 2013 EMPIRE RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 001-12127 22-3136782 (State or other jurisdiction of incorporation) (Commission

August 16, 2013 EX-99.1

EMPIRE RESOURCES, INC. EMPIRE RESOURCES REPORTS SECOND QUARTER 2013 RESULTS

EXHIBIT 99.1 EMPIRE RESOURCES, INC. EMPIRE RESOURCES REPORTS SECOND QUARTER 2013 RESULTS Fort Lee, NJ, August 14, 2013 — Empire Resources, Inc. (NASDAQ: ERS), a distributor of value added, semi-finished metal products, announced today that net sales for the second quarter of 2013 were $110.5 million, which is 24% lower than the second quarter of 2012, and reflected the market decline in metal pric

August 14, 2013 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: June 30, 2013 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-12127 EMPIRE RE

June 19, 2013 8-K

Other Events, Submission of Matters to a Vote of Security Holders - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 19, 2013 EMPIRE RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 001-12127 22-3136782 (State or other jurisdiction of incorporation) (Commission Fi

June 19, 2013 EX-99.1

Empire Resources Declares Regular Dividend

Exhibit 99.1 Empire Resources Declares Regular Dividend FORT LEE, N.J., June 19, 2013 - Empire Resources, Inc. (NASDAQ: ERS) announced that its Board of Directors has declared a regular dividend of $0.025 per share. The cash dividends are payable on July 17, 2013 to stockholders of record at the close of business on July 5, 2013. The Board of Directors intends to review its dividend policy on a qu

June 13, 2013 SC 13D

ERS / Empire Resources, Inc. / SHIEH RUNG-KUN ROBERT - SC 13D Activist Investment

SC 13D 1 a13-147671sc13d.htm SC 13D SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240-d-2(a) EMPIRE RESOURCES, INC. (Name of Issuer) COMMON STOCK, PAR VALUE $0.01 PER SHARE (Title of Class of Securities) 29206E100 (CUSIP Number) Rung-Kun Rober

June 13, 2013 EX-1

JOINT FILING AGREEMENT

Exhibit 1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, each of the undersigned hereby agrees to the joint filing on behalf of each of them of a statement on Schedule 13D (including amendments thereto) with respect to the common stock of Synalloy Corporation, and that this Agreement be included as an Exhibit to such joint filing.

May 15, 2013 EX-99.1

EMPIRE RESOURCES REPORTS FIRST QUARTER 2013 RESULTS FIRST QUARTER 2013 SALES INCREASE 22% SEQUENTIALLY TO $133.4 MILLION OPERATING INCOME RISES 12% TO $3.4 MILLION FROM 2012 FOURTH QUARTER

Exhibit 99.1 EMPIRE RESOURCES REPORTS FIRST QUARTER 2013 RESULTS FIRST QUARTER 2013 SALES INCREASE 22% SEQUENTIALLY TO $133.4 MILLION OPERATING INCOME RISES 12% TO $3.4 MILLION FROM 2012 FOURTH QUARTER Fort Lee, NJ, May 14, 2013 — Empire Resources, Inc. (NASDAQ: ERS), a distributor of value added, semi-finished metal products, announced today that net sales for the first quarter of 2013 were $133.

May 15, 2013 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 14, 2013 EMPIRE RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 001-12127 22-3136782 (State or other jurisdiction of incorporation) (Commission Fil

May 14, 2013 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: March 31, 2013 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-12127 EMPIRE R

April 30, 2013 POS AM

- POS AM

File Number 333-179245 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.

April 30, 2013 DEF 14A

- DEF 14A

DEF 14A 1 v342522def14a.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 1

April 30, 2013 DEFA14A

- DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy State

April 29, 2013 10-Q/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A (Amendment No. 1)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A (Amendment No. 1) (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: June 30, 2012 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number:

March 26, 2013 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 25, 2013 EMPIRE RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 001-12127 22-3136782 (State or other jurisdiction of incorporation) (Commission F

March 26, 2013 EX-99.1

EMPIRE RESOURCES, INC. EMPIRE RESOURCES REPORTS 2012 FULL YEAR AND FOURTH QUARTER RESULTS

Exhibit 99.1 EMPIRE RESOURCES, INC. EMPIRE RESOURCES REPORTS 2012 FULL YEAR AND FOURTH QUARTER RESULTS Fort Lee, NJ, March 25, 2013 — Empire Resources, Inc. (NASDAQ: ERS), a distributor of value added, semi-finished metal products, announced today that net sales for full year 2012 increased 5% to $538.5 million from $514.6 million recorded in 2011. The increase in sales reflected higher unit shipm

March 25, 2013 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 10-K þ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2012 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NUMBER: 001-12127 Empire Resources, Inc. (Exact name of Registrant as specifi

March 22, 2013 EX-99.1

Empire Resources Declares Regular Dividend

Exhibit 99.1 Empire Resources Declares Regular Dividend FORT LEE, N.J., March 22, 2013 - Empire Resources, Inc. (NASDAQ: ERS) announced that its Board of Directors has declared a regular dividend of $0.025 per share. The cash dividends are payable on April 11, 2013 to stockholders of record at the close of business on April 4, 2013. The Board of Directors intends to review its dividend policy on a

March 22, 2013 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 22, 2013 EMPIRE RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 001-12127 22-3136782 (State or other jurisdiction of incorporation) (Commission F

February 1, 2013 8-K

Financial Statements and Exhibits, Other Events - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 31, 2013 EMPIRE RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 333-179245 22-3136782 (State or other jurisdiction of incorporation) (Commissio

February 1, 2013 EX-99.1

EMPIRE RESOURCES TO COMMENCE TRADING ON THE NASDAQ CAPITAL MARKET UNDER SYMBOL “ERS” ON FEBRUARY 4, 2013

EMPIRE RESOURCES TO COMMENCE TRADING ON THE NASDAQ CAPITAL MARKET UNDER SYMBOL “ERS” ON FEBRUARY 4, 2013 Fort Lee, NJ, January 31, 2013 — Empire Resources, Inc.

February 1, 2013 8-A12B

- FORM 8-A12B

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 EMPIRE RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 22-3136782 (State of incorporation or organization) (I.R.S. Employer Identification No.) One Parker Plaza Fort

December 7, 2012 EX-99.1

Empire Resources Declares Special and Regular Dividend

Exhibit 99.1 Empire Resources Declares Special and Regular Dividend Fort Lee, NJ – December 6, 2012 – Empire Resources, Inc. (OTCQX: ERSO) announced that its Board of Directors has declared a special dividend of $0.20 per share and a regular dividend of $0.025 per share. The cash dividends are payable on December 28, 2012 to stockholders of record at the close of business on December 18, 2012. The

December 7, 2012 8-K

Financial Statements and Exhibits, Other Events - FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 6, 2012 EMPIRE RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 333-179245 22-3136782 (State or other jurisdiction of incorporation) (Commissio

November 16, 2012 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 14, 2012 EMPIRE RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 333-179245 22-3136782 (State or other jurisdiction of incorporation) (Commissi

November 16, 2012 EX-99.1

Empire Resources Reports Solid Third Quarter 2012 Results

Exhibit 99.1 Empire Resources Reports Solid Third Quarter 2012 Results FORT LEE, N.J., Nov. 14, 2012 /PRNewswire/ — Empire Resources, Inc. (OTCQX: ERSO), a distributor of value added, semi-finished metal products, announced today that net sales for the third quarter of 2012 were $137.7 million, which was on par with the third quarter of 2011 and reflected higher unit volume shipment in the America

November 14, 2012 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: September 30, 2012 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 333-179245 EMP

September 14, 2012 EX-99.1

Empire Resources Declares Dividend for the Third Quarter of 2012

Exhibit 99.1 Empire Resources Declares Dividend for the Third Quarter of 2012 Fort Lee, NJ – September 13, 2012 – Empire Resources, Inc. (OTCQX: ERSO), announced that its Board of Directors has declared a cash dividend of $0.025 per share. The dividend is payable on October 16, 2012 to stockholders of record at the close of business on September 27, 2012. The Board of Directors intends to review i

September 14, 2012 8-K

Other Events -

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 13, 2012 EMPIRE RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 333-179245 22-3136782 (State or other jurisdiction of incorporation) (Commiss

August 15, 2012 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 14, 2012 EMPIRE RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 333-179245 22-3136782 (State or other jurisdiction of incorporation) (Commission

August 15, 2012 EX-99.1

Empire Resources Reports Second Quarter 2012 Results

EX-99.1 2 q1100687ex99-1.htm EARNINGS RELEASE Empire Resources Reports Second Quarter 2012 Results FORT LEE, N.J., Aug. 14, 2012 /PRNewswire/ - Empire Resources, Inc. (OTCQX: ERSO), a distributor of value added, semi-finished metal products, announced today that net sales for the second quarter of 2012 were $145.7 million, an increase of 15% from the second quarter of 2011. Gross profit increased

August 14, 2012 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: June 30, 2012 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 333-179245 EMPIRE R

July 6, 2012 SC TO-I/A

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SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO (Rule 14d-100) TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 4) EMPIRE RESOURCES, INC. (Name of Subject Company (Issuer and Offeror)) Common Stock, $0.01 Par Value (Title of Class of Securities) 29206E100 (CUSIP Number of Class of Securities) Nathan Kahn President

July 6, 2012 EX-99.(A)(5)(D)

EMPIRE RESOURCES ANNOUNCES FINAL RESULTS OF ITS TENDER OFFER

Exhibit (a)(5)(D) FOR: EMPIRE RESOURCES, INC. COMPANY CONTACT: David Kronfeld (917) 408-1940; [email protected] FOR IMMEDIATE RELEASE EMPIRE RESOURCES ANNOUNCES FINAL RESULTS OF ITS TENDER OFFER FORT LEE, N.J. – July 6, 2012 – Empire Resources, Inc. (OTCQX: ERSO) announced today the final results of its tender offer to purchase for cash up to 1,000,000 shares of its common stock, $0.01

July 2, 2012 SC TO-I/A

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SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO (Rule 14d-100) TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 3) EMPIRE RESOURCES, INC. (Name of Subject Company (Issuer and Offeror)) Common Stock, $0.01 Par Value (Title of Class of Securities) 29206E100 (CUSIP Number of Class of Securities) Nathan Kahn President

July 2, 2012 EX-99.(A)(5)(C)

EMPIRE RESOURCES ANNOUNCES PRELIMINARY RESULTS OF ITS TENDER OFFER

Exhibit (a)(5)(C) FOR: EMPIRE RESOURCES, INC. COMPANY David Kronfeld CONTACT: (917) 408-1940; [email protected] FOR IMMEDIATE RELEASE EMPIRE RESOURCES ANNOUNCES PRELIMINARY RESULTS OF ITS TENDER OFFER FORT LEE, N.J. – July 2, 2012 – Empire Resources, Inc. (OTCQX: ERSO) (the “Company”) announced today the preliminary results of its previously announced tender offer to purchase for cash

June 22, 2012 EX-99.(A)(5)(B)

Empire Resources Declares Dividend for the Second Quarter of 2012

Exhibit 99.(a)(5)(B) Empire Resources Declares Dividend for the Second Quarter of 2012 Fort Lee, NJ – June 21, 2012 – Empire Resources, Inc. (OTCQX: ERSO), announced that its Board of Directors has declared a cash dividend of $0.025 per share. The dividend is payable on July 20, 2012 to stockholders of record at the close of business on July 6, 2012. The Board of Directors intends to review its di

June 22, 2012 EX-99.1

Empire Resources Declares Dividend for the Second Quarter of 2012

Empire Resources Declares Dividend for the Second Quarter of 2012 Fort Lee, NJ – June 21, 2012 – Empire Resources, Inc.

June 22, 2012 SC TO-I/A

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UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO (Amendment No. 2) TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 EMPIRE RESOURCES, INC. (Name of Subject Company (Issuer and Offeror)) Common Stock, $0.01 Par Value (Title of Class of Securities) 29206E100 (CUSIP Number of Class of Securities) Nathan Kahn President

June 22, 2012 8-K

Financial Statements and Exhibits, Other Events, Submission of Matters to a Vote of Security Holders -

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 20, 2012 EMPIRE RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 333-179245 22-3136782 (State or other jurisdiction of incorporation) (Commission F

June 15, 2012 CORRESP

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Proskauer Rose LLP Eleven Times Square New York, NY 10036-8299 June 15, 2012 VIA ELECTRONIC TRANSMISSION AND COURIER Ms.

June 15, 2012 SC TO-I/A

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UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO (Amendment No. 1) TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 EMPIRE RESOURCES, INC. (Name of Subject Company (Issuer and Offeror)) Common Stock, $0.01 Par Value (Title of Class of Securities) 29206E100 (CUSIP Number of Class of Securities) Nathan Kahn President

June 14, 2012 10-Q/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A (Amendment No. 1)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A (Amendment No. 1) (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: March 31, 2012 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number

June 4, 2012 EX-99.(A)(1)(F)

EMPIRE RESOURCES, INC.

3B2 EDGAR HTML - c69882preflight.htm Exhibit (a)(1)(F) EMPIRE RESOURCES, INC. June 4, 2012 To Our Stockholders: Empire Resources, Inc., (“the Company”) is offering to purchase up to 1,000,000 shares of its common stock, $0.01 par value, at a purchase price of $3.00 per share, net to the seller in cash, less any applicable withholding taxes and without interest, upon the terms and subject to the co

June 4, 2012 EX-99.(A)(1)(A)

Offer to Purchase for Cash by Empire Resources, Inc. Up to 1,000,000 Shares of its Common Stock At a Purchase Price of $3.00 Per Share

3B2 EDGAR HTML - c69877preflight.htm Exhibit (a)(1)(A) Offer to Purchase for Cash by Empire Resources, Inc. Up to 1,000,000 Shares of its Common Stock At a Purchase Price of $3.00 Per Share THE OFFER, PRORATION PERIOD AND WITHDRAWAL RIGHTS WILL EXPIRE AT 12:00 MIDNIGHT, NEW YORK CITY TIME, ON JUNE 29, 2012, UNLESS THE OFFER IS EXTENDED Upon the terms and subject to the conditions of this Offer to

June 4, 2012 EX-99.(A)(1)(B)

LETTER OF TRANSMITTAL To Tender Shares of Common Stock of Empire Resources, Inc. Pursuant to the Offer to Purchase for Cash dated June 4, 2012

3B2 EDGAR HTML - c69878preflight.htm Exhibit (a)(1)(B) LETTER OF TRANSMITTAL To Tender Shares of Common Stock of Empire Resources, Inc. Pursuant to the Offer to Purchase for Cash dated June 4, 2012 THE OFFER, PRORATION PERIOD AND WITHDRAWAL RIGHTS WILL EXPIRE AT 12:00 MIDNIGHT, NEW YORK CITY TIME, ON JUNE 29, 2012, UNLESS EXTENDED (THE “EXPIRATION DATE”). The Depositary for the Offer is: If delive

June 4, 2012 EX-99.(A)(1)(D)

Offer to Purchase for Cash by Empire Resources, Inc. Up to 1,000,000 Shares of its Common Stock At a Purchase Price of $3.00 Per Share

3B2 EDGAR HTML - c69880preflight.htm Exhibit (a)(1)(D) Offer to Purchase for Cash by Empire Resources, Inc. Up to 1,000,000 Shares of its Common Stock At a Purchase Price of $3.00 Per Share THE OFFER, PRORATION PERIOD AND WITHDRAWAL RIGHTS WILL EXPIRE AT 12:00 MIDNIGHT, NEW YORK CITY TIME, ON JUNE 29, 2012, UNLESS THE OFFER IS EXTENDED (THE “EXPIRATION DATE”) June 4, 2012 To Brokers, Dealers, Comm

June 4, 2012 SC TO-I

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SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO (Rule 14d-100) TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 EMPIRE RESOURCES, INC. (Name of Subject Company (Issuer and Offeror)) Common Stock, $0.01 Par Value (Title of Class of Securities) 29206E100 (CUSIP Number of Class of Securities) Nathan Kahn President and Chief Executi

June 4, 2012 EX-99.(A)(1)(C)

NOTICE OF GUARANTEED DELIVERY FOR TENDER OF SHARES OF COMMON STOCK BY Empire Resources, Inc. PURSUANT TO ITS OFFER TO PURCHASE DATED JUNE 4, 2012

3B2 EDGAR HTML - c69879preflight.htm Exhibit (a)(1)(C) NOTICE OF GUARANTEED DELIVERY FOR TENDER OF SHARES OF COMMON STOCK BY Empire Resources, Inc. PURSUANT TO ITS OFFER TO PURCHASE DATED JUNE 4, 2012 THE OFFER, PRORATION PERIOD AND WITHDRAWAL RIGHTS WILL EXPIRE AT 12:00 MIDNIGHT, NEW YORK CITY TIME, ON JUNE 29, 2012, UNLESS EXTENDED (THE “EXPIRATION DATE”). As set forth in Section 3 of the Offer

June 4, 2012 EX-99.(A)(1)(E)

Offer to Purchase for Cash by Empire Resources, Inc. Up to 1,000,000 Shares of its Common Stock At a Purchase Price of $3.00 Per Share

3B2 EDGAR HTML - c69881preflight.htm Exhibit (a)(1)(E) Offer to Purchase for Cash by Empire Resources, Inc. Up to 1,000,000 Shares of its Common Stock At a Purchase Price of $3.00 Per Share THE OFFER, PRORATION PERIOD AND WITHDRAWAL RIGHTS WILL EXPIRE AT 12:00 MIDNIGHT, NEW YORK CITY TIME, ON JUNE 29, 2012, UNLESS THE OFFER IS EXTENDED (THE “EXPIRATION DATE”) June 4, 2012 To Our Clients: Enclosed

June 4, 2012 EX-99.(A)(5)(A)

EMPIRE RESOURCES TO COMMENCE TENDER OFFER TO REPURCHASE UP TO 1,000,000 SHARES OF ITS OUTSTANDING COMMON STOCK

Exhibit (a)(5)(A) FOR: EMPIRE RESOURCES, INC. COMPANY David Kronfeld CONTACT: (917) 408-1940; [email protected] FOR IMMEDIATE RELEASE EMPIRE RESOURCES TO COMMENCE TENDER OFFER TO REPURCHASE UP TO 1,000,000 SHARES OF ITS OUTSTANDING COMMON STOCK FORT LEE, N.J. – June 4, 2012 – Empire Resources, Inc. (OTCQX: ERSO) (the “Company”) today announced the commencement of a tender offer to purc

May 18, 2012 EX-99.1

EMPIRE RESOURCES REPORTS FIRST QUARTER 2012 RESULTS; S-1 REGISTRATION DECLARED EFFECTIVE ON MAY 3RD

EMPIRE RESOURCES REPORTS FIRST QUARTER 2012 RESULTS; S-1 REGISTRATION DECLARED EFFECTIVE ON MAY 3RD Fort Lee, NJ, May 15, 2012 — Empire Resources, Inc.

May 18, 2012 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 15, 2012 EMPIRE RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 333-179245 22-3136782 (State or other jurisdiction of incorporation) (Commission Fi

May 15, 2012 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: March 31, 2012 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 333-179245 EMPIRE

May 3, 2012 424B3

Empire Resources, Inc. 3,100,384 Shares of Common Stock Underlying 10% Convertible Senior Subordinated Notes Due June 1, 2016

Filed pursuant to Rule 424(b)(3) Registration No. 333-179245 PROSPECTUS Empire Resources, Inc. 3,100,384 Shares of Common Stock Underlying 10% Convertible Senior Subordinated Notes Due June 1, 2016 This prospectus relates to the resale of up to 3,100,384 shares of our common stock to be offered by the selling stockholders upon the conversion of 10% Convertible Senior Subordinated Notes Due June 1,

May 1, 2012 CORRESP

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Empire Resources, Inc. One Parker Plaza Fort Lee, New Jersey 07024 (201) 944-2200 May 1, 2012 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, D.C. 20549 Attention: Justin Dobbie, Patrick Kuhn, Doug Jones and Tonya K. Aldave Re: Empire Resources, Inc. Registration Statement on Form S-1, originally filed on January 30, 2012 File No. 333-17924

April 23, 2012 S-1/A

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As filed with the Securities and Exchange Commission on April 23, 2012 SEC File No.

April 23, 2012 EX-4.3

EX-4.3

April 23, 2012 CORRESP

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April 23, 2012 VIA EDGAR Division of Corporation Finance Securities and Exchange Commission Washington, D.

April 6, 2012 CORRESP

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April 6, 2012 VIA EDGAR Division of Corporation Finance Securities and Exchange Commission Washington, D.

April 6, 2012 EX-4.2

AMENDMENT NO. 1 CONVERTIBLE NOTES PURCHASE AGREEMENT

Exhibit 4.2 AMENDMENT NO. 1 to CONVERTIBLE NOTES PURCHASE AGREEMENT This AMENDMENT NO. 1 to Convertible Notes Purchase Agreement (the “Amendment”), dated March 29, 2012, is entered into by and between Empire Resources, Inc., a Delaware corporation (the “Company”), and the purchasers identified on the signature page hereto (the “Majority Purchasers”). W I T N E S S E T H : WHEREAS, the Company and

April 6, 2012 S-1/A

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As filed with the Securities and Exchange Commission on April 6, 2012 SEC File No.

March 9, 2012 CORRESP

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March 9, 2012 VIA EDGAR Division of Corporation Finance Securities and Exchange Commission Washington, D.

March 9, 2012 EX-10.10

SUPPLY AGREEMENT BY AND BETWEEN EMPIRE RESOURCES, INC., having a principle place of business at 1 Parker Plaza, Fort Lee, New Jersey, 07024, USA, on the one hand, SOUTHERN ALUMINUM INDUSTRY (CHINA) CO., LTD, established in the People’s Republic of Ch

Exhibit 10.10 SUPPLY AGREEMENT BY AND BETWEEN EMPIRE RESOURCES, INC., having a principle place of business at 1 Parker Plaza, Fort Lee, New Jersey, 07024, USA, on the one hand, AND SOUTHERN ALUMINUM INDUSTRY (CHINA) CO., LTD, established in the People’s Republic of China with limited liability AND PT. ALUMINDO LIGHT METAL INDUSTRY, TBK, an Indonesia Limited Liability Company AND FUNG LAM TRADING C

March 9, 2012 S-1/A

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As filed with the Securities and Exchange Commission on March 9, 2012 SEC File No.

March 9, 2012 EX-10.8

LETTER OF UNDERSTANDING OF BUSINESS RELATIONSHIP IN NORTH AMERICA

Exhibit 10.8 23 June 2008 Empire Resources, Inc One Parker Plaza Fort Lee, NJ 07024 LETTER OF UNDERSTANDING OF BUSINESS RELATIONSHIP IN NORTH AMERICA This letter outlines the mutual arrangement between Empire Resources Incorporated (Empire) and Hulamin Rolled Products (Hulamin) as at 23 June 2008. This arrangement supersedes the agreement as captured in the letter dated 10 August 2007 as signed by

January 30, 2012 EX-10.3

EMPLOYMENT AND NON-COMPETITION AGREEMENT

Exhibit 10.3 EMPLOYMENT AND NON-COMPETITION AGREEMENT THIS EMPLOYMENT AND NON-COMPETITION AGREEMENT, is entered into as of this 15th day of September, 1999 by and between Integrated Technology USA, Inc. (the "Company"), a Delaware corporation, c/o Madison Partners, 444 Madison Avenue, New York, New York 10022 and Sandra Kahn, c/o Empire Resources, Inc., One Parker Plaza, Fort Lee, New Jersey 07024

January 30, 2012 EX-10.5

INTEGRATED TECHNOLOGY USA, INC. 1996 STOCK OPTION PLAN

Exhibit 10.5 INTEGRATED TECHNOLOGY USA, INC. 1996 STOCK OPTION PLAN 1. Purpose. The purpose of the Integrated Technology USA, Inc., 1996 Stock Option Plan (the "Plan") is to encourage and enable employees (which term, as used herein, shall include officers), and directors of Integrated Technology USA, Inc., or a parent (if any) or subsidiaries thereof (collectively, unless the context otherwise re

January 30, 2012 EX-10.9

CREDIT AGREEMENT by and among EMPIRE RESOURCES, INC. as Borrower, COÖPERATIEVE CENTRALE RAIFFEISEN-BOERENLEENBANK B.A., "RABOBANK NEDERLAND", NEW YORK BRANCH, as Lead Arranger, Agent, Swing Line Bank, Issuing Bank and Acceptance Bank JPMORGAN CHASE B

Exhibit 10.9 CREDIT AGREEMENT by and among EMPIRE RESOURCES, INC. as Borrower, COÖPERATIEVE CENTRALE RAIFFEISEN-BOERENLEENBANK B.A., "RABOBANK NEDERLAND", NEW YORK BRANCH, as Lead Arranger, Agent, Swing Line Bank, Issuing Bank and Acceptance Bank and JPMORGAN CHASE BANK, N.A., as Syndication Agent and the banks party hereto 28 April 2011 TABLE OF CONTENTS Page Section 1. Definitions and Accounting

January 30, 2012 EX-21.1

List of Subsidiaries

Exhibit 21.1 List of Subsidiaries Name of subsidiary Jurisdiction Empire Resources Pacific Ltd. Delaware I.T.I. Innovative Technology, Ltd. Inactive Israel CompuPrint Ltd.inactive Israel 6900 Quad Avenue LLC Delaware Empire Resources Extrusions LLC inactive Delaware Imbali Metals BVBA Belgium

January 30, 2012 EX-3.3

CERTIFICATE OF AMENDMENT OF THE AMENDED AND RESTATED CERTIFICATE OF INCORPORATION EMPIRE RESOURCES, INC. (formerly known as Integrated Technology USA, Inc.)

Exhibit 3.3 CERTIFICATE OF AMENDMENT OF THE AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF EMPIRE RESOURCES, INC. (formerly known as Integrated Technology USA, Inc.) EMPIRE RESOURCES, INC., a corporation organized under the General Corporation Law of the State of Delaware, for the purpose of amending its Amended and Restated Certificate of Incorporation pursuant to Subchapter VIII, § 242 of

January 30, 2012 EX-3.4

AMENDED AND RESTATED BY-LAWS INTEGRATED TECHNOLOGY USA, INC. (a Delaware corporation hereinafter called the "Corporation") Adopted , 1996 ARTICLE I

EX-3.4 5 q1100267ex3-4.htm AMENDED AND RESTATED BY-LAWS Exhibit 3.4 AMENDED AND RESTATED BY-LAWS -OF- INTEGRATED TECHNOLOGY USA, INC. (a Delaware corporation hereinafter called the "Corporation") Adopted , 1996 ARTICLE I Offices SECTION 1.01. Offices. The Corporation may have offices both within and without the State of Delaware as the Board of Directors may from time to time determine. ARTICLE II

January 30, 2012 EX-10.7

FORM OF OPTION GRANT EMPIRE RESOURCES, INC. 2006 STOCK OPTION PLAN

Exhibit 10.7 FORM OF OPTION GRANT EMPIRE RESOURCES, INC. 2006 STOCK OPTION PLAN This instrument evidences that Empire Resources, Inc., formerly known as Integrated Technology USA, Inc., (the “Company”), has granted to the optionee named below (Optionee”) the stock option described below (the Option”). The Option was granted pursuant to the Company’s 2006 Stock Option Plan (the “Plan”) on the grant

January 30, 2012 EX-3.5

AMENDMENT NO. 1 TO AMENDED AND RESTATED BY-LAWS INTEGRATED TECHNOLOGY USA, INC. (a Delaware corporation hereinafter called the "Corporation") Effective as of March 3, 1997

Exhibit 3.5 AMENDMENT NO. 1 TO AMENDED AND RESTATED BY-LAWS -OF- INTEGRATED TECHNOLOGY USA, INC. (a Delaware corporation hereinafter called the "Corporation") Effective as of March 3, 1997 Section 3.04 of the Company's By-laws is replaced by the following new section: Section 3.04. Quorum. At all meetings of the Board of Directors, a majority of the entire Board shall be necessary and sufficient t

January 30, 2012 EX-3.1

AMENDED AND RESTATED CERTIFICATE OF INCORPORATION INTEGRATED TECHNOLOGY USA, INC.

Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF INTEGRATED TECHNOLOGY USA, INC. INTEGRATED TECHNOLOGY USA, INC., a corporation organized and existing under the laws of the State of Delaware (the "Corporation"), hereby certifies as follows: 1. The name of the Corporation is INTEGRATED TECHNOLOGY USA, INC., and the original Certificate of Incorporation of the Corporation was filed w

January 30, 2012 EX-10.4

EMPLOYMENT AND NON-COMPETITION AGREEMENT

Exhibit 10.4 EMPLOYMENT AND NON-COMPETITION AGREEMENT THIS EMPLOYMENT AND NON-COMPETITION AGREEMENT, is entered into as of this 15th day of September, 1999 by and between Integrated Technology USA, Inc. (the "Company"), a Delaware corporation c/o Madison Partners, 444 Madison Avenue, 38th Floor, New York, New York 10022, and Harvey Wrubel residing at 670 South Forest Drive, Teaneck, New Jersey 076

January 30, 2012 EX-10.1

EMPLOYMENT AND NON-COMPETITION AGREEMENT

Exhibit 10.1 EMPLOYMENT AND NON-COMPETITION AGREEMENT THIS EMPLOYMENT AND NON-COMPETITION AGREEMENT, is entered into as of this 15th day of September, 1999 by and between Integrated Technology USA, Inc. (the "Company"), a Delaware corporation, c/o Madison Partners, 444 Madison Avenue, New York, New York 10022 and Nathan Kahn, c/o Empire Resources, Inc., One Parker Plaza, Fort Lee, New Jersey 07024

January 30, 2012 EX-3.2

CERTIFICATE OF AMENDMENT AMENDED AND RESTATED CERTIFICATE OF INCORPORATION INTEGRATED TECHNOLOGY USA, INC.

Exhibit 3.2 CERTIFICATE OF AMENDMENT OF AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF INTEGRATED TECHNOLOGY USA, INC. Integrated Technology USA, Inc., a corporation organized and existing under and by virtue of the general corporation Law of the State of Delaware, DOES HEREBY CERTIFY: FIRST: That the Board of Directors of said corporation, at a meeting duly convened and held, adopted the fo

January 30, 2012 S-1

Registration Statement -

As filed with the Securities and Exchange Commission on January 30, 2012 SEC File No.

January 30, 2012 EX-4.1

EMPIRE RESOURCES, INC. $12,000,000 Principal Amount 10% Convertible Senior Subordinated Notes Due June 1, 2016 FORM OF CONVERTIBLE NOTES PURCHASE AGREEMENT Dated as of June 3, 2011 TABLE OF CONTENTS

Exhibit 4.1 EMPIRE RESOURCES, INC. $12,000,000 Principal Amount of 10% Convertible Senior Subordinated Notes Due June 1, 2016 FORM OF CONVERTIBLE NOTES PURCHASE AGREEMENT Dated as of June 3, 2011 TABLE OF CONTENTS Page SECTION 1. PURCHASE AND SALE OF SECURITIES 1 1.1 Issue and Sale of Securities 1 1.2 Purchase and Sale of Notes 2 1.3 Note Register; Payment of Interest 2 1.4 Delivery Expenses 3 1.5

January 30, 2012 EX-10.8

10 August 2007

Exhibit 10.8 10 August 2007 Empire Resources Inc One Parker Plaza Fort Lee NJ07024 Dear Nathan LETTER OF CONFIRMATION OF TRADING RELATIONSHIP This letter outlines the mutual agreement between Empire Resources Incorporated (Empire) and Hulamin Rolled Products (Hulamin) as at 10 August 2007. This agreement remains valid until 9 August 2008 and replaces the agreement as captured in the letter dated 6

January 30, 2012 EX-10.10

SUPPLY AGREEMENT BY AND BETWEEN EMPIRE RESOURCES, INC., having a principle place of business at 1 Parker Plaza, Fort Lee, New Jersey, 07024, USA, on the one hand, SOUTHERN ALUMINUM INDUSTRY (CHINA) CO., LTD, established in the People’s Republic of Ch

Exhibit 10.10 SUPPLY AGREEMENT BY AND BETWEEN EMPIRE RESOURCES, INC., having a principle place of business at 1 Parker Plaza, Fort Lee, New Jersey, 07024, USA, on the one hand, AND SOUTHERN ALUMINUM INDUSTRY (CHINA) CO., LTD, established in the People’s Republic of China with limited liability AND PT. ALUMINDO LIGHT METAL INDUSTRY, TBK, an Indonesia Limited Liability Company AND FUNG LAM TRADING C

January 30, 2012 EX-10.11

PRE-PAYMENT ADVANCE AGREEMENT BY AND BETWEEN EMPIRE RESOURCES, INC., having a principle place of business at 1 Parker Plaza, Fort Lee, New Jersey, 07024, USA, on the one hand, SOUTHERN ALUMINUM INDUSTRY (CHINA) CO., LTD, established in the People’s R

Exhibit 10.11 PRE-PAYMENT ADVANCE AGREEMENT BY AND BETWEEN EMPIRE RESOURCES, INC., having a principle place of business at 1 Parker Plaza, Fort Lee, New Jersey, 07024, USA, on the one hand, AND SOUTHERN ALUMINUM INDUSTRY (CHINA) CO., LTD, established in the People’s Republic of China with limited liability, PT. ALUMINDO LIGHT METAL INDUSTRY, TBK, an Indonesia Limited Liability Company, AND FUNG LA

January 30, 2012 EX-10.2

AMENDMENT NO. 1 TO EMPLOYMENT AND NON-COMPETITION AGREEMENT

Exhibit 10.2 AMENDMENT NO. 1 TO EMPLOYMENT AND NON-COMPETITION AGREEMENT This AMENDMENT is entered into as of this 19th day of July 2002 by and between Empire Resources, Inc., a Delaware corporation (the "Company"), with its principal place of business at One Parker Plaza, Fort Lee, NJ 07024 and Nathan Kahn, ("Executive"). W I T N E S S E T H WHEREAS, the Company and Executive are parties to an Em

January 30, 2012 EX-3.6

AMENDMENT NO. 2 TO AMENDED AND RESTATED BY-LAWS INTEGRATED TECHNOLOGY USA, INC. (a Delaware corporation hereinafter called the "Corporation") Effective as of May 11, 1997

Exhibit 3.6 AMENDMENT NO. 2 TO AMENDED AND RESTATED BY-LAWS -OF- INTEGRATED TECHNOLOGY USA, INC. (a Delaware corporation hereinafter called the "Corporation") Effective as of May 11, 1997 The By-laws of the Corporation, as amended to date, are hereby amended as follows: 1. Section 2.03 of the Corporation's By-laws is replaced by the following new Section 2.03: SECTION 2.03. Special Meetings. Speci

January 30, 2012 EX-10.6

EMPIRE RESOURCES, INC. 2006 STOCK OPTION PLAN

Exhibit 10.6 EMPIRE RESOURCES, INC. 2006 STOCK OPTION PLAN 1. Purpose. The purpose of the Empire Resources, Inc. 2006 Stock Option Plan (the “Plan”) is to encourage and enable employees, officers and directors of Empire Resources Inc., or a parent (if any) or subsidiaries thereof (collectively, unless the context otherwise requires, the “Company”), consultants, and advisors to the Company, and oth

January 9, 2009 15-12B

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 001-12127 EMPIRE RESOURCES, INC. (Exact name of registrant as specified in i

January 8, 2009 S-8 POS

As filed with the Securities and Exchange Commission on January 8, 2009

As filed with the Securities and Exchange Commission on January 8, 2009 Registration No.

December 30, 2008 25

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 25 NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 25 NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 001-12127 Issuer: EMPIRE RESOURCES, INC. Exchange: NYSE Alternext US LLC (formerly The American Stock Exchange) (Exact name of Issuer as specified in its charter, and name of Excha

December 19, 2008 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 19, 2008 EMPIRE RESOURCE

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 19, 2008 EMPIRE RESOURCES, INC. (Exact name of registrant as specified in its charter) Commission File Number: 001-12127 DELAWARE 22-3136782 (State or other jurisdiction of (

December 19, 2008 EX-99

2

Exhibit 99.1 Empire Resources, Inc. Announces Plan to Delist from the NYSE Alternext US and to Withdraw its Common Stock from Registration under the Securities Exchange Act of 1934; the Company Declares Regular Dividend for the Fourth Quarter of 2008 Fort Lee, New Jersey, Dec 18/PRNewswire ? FirstCall/ Empire Resources, Inc. (Amex: ERS), a distributor of value-added, semi-finished aluminum product

November 14, 2008 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) [x] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2008 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-12127 EMPIRE RESOURCES, INC.

August 14, 2008 EX-99.1

EMPIRE RESOURCES ANNOUNCES SECOND QUARTER OPERATING RESULTS

Empire Resources Inc. One Parker Plaza Fort Lee, NJ 07024 FOR IMMEDIATE RELEASE EMPIRE RESOURCES ANNOUNCES SECOND QUARTER OPERATING RESULTS FORT LEE, NJ, August 14, 2008 - Empire Resources, Inc. (AMEX:ERS), a distributor of value added, semi-finished aluminum products, today announced net income for the three and six months ended June 30, 2008 of $1,068,000 and $2,180,000 as compared to $1,125,000

August 14, 2008 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) [x] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2008 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-12127 EMPIRE RESOURCES, INC.

August 14, 2008 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 14, 2008 EMPIRE RESOURCES,

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 14, 2008 EMPIRE RESOURCES, INC. (Exact name of Registrant as specified in charter) DELAWARE (State or other jurisdiction of incorporation) 001-12127 22-3136782 (Commission file

August 14, 2008 EX-10.30

Amendment No. 5 to Amended and Restated Credit Agreement, dated as of June 30, 2008 between the Registrant and JPMorgan Chase Bank, N.A., as Lead Arranger and Administrative Agent.**

Exhibit 10.30 AMENDMENT NO. 5 AMENDMENT NO. 5, dated as of June 30, 2008, among EMPIRE RESOURCES, INC., a corporation duly organized and validly existing under the laws of the State of Delaware (the “Company”); each of the lenders that is a signatory hereto (individually, a “Bank” and, collectively, the “Banks”); and JPMORGAN CHASE BANK, N.A., as agent for the Banks (in such capacity, together wit

July 24, 2008 EX-99

Empire Resources Announces Stock Repurchase Program for up to 2 Million Shares

Exhibit 99.1 Empire Resources Announces Stock Repurchase Program for up to 2 Million Shares Fort Lee, NJ – July 23, 2008 – Empire Resources, Inc. (AMEX: ERS), announced that its Board of Directors has approved a stock repurchase program for up to 2 million shares of the Company’s common stock through open market or private transactions. The timing of repurchases and number of shares repurchased wi

July 24, 2008 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): July 23, 2008 EMPIRE RESOURCES, I

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): July 23, 2008 EMPIRE RESOURCES, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-12127 22-3136782 (State of Incorporation) (Commission File No.) (I.R.S. Employer I

June 26, 2008 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): June 24, 2008 EMPIRE RESOURCES, I

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): June 24, 2008 EMPIRE RESOURCES, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-12127 22-3136782 (State of Incorporation) (Commission File No.) (I.R.S. Employer I

June 26, 2008 EX-10

LETTER OF UNDERSTANDING OF BUSINESS RELATIONSHIP IN NORTH AMERICA

Exhibit 10.1 23 June 2008 Empire Resources, Inc. One Parker Plaza Fort Lee, NJ 07024 LETTER OF UNDERSTANDING OF BUSINESS RELATIONSHIP IN NORTH AMERICA This letter outlines the mutual arrangement between Empire Resources Incorporated (Empire) and Hulamin Rolled Products (Hulamin) as at 23 June 2008. This arrangement supersedes the agreement as captured in the letter dated 10 August 2007 as signed b

May 16, 2008 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 15, 2008 EMPIRE RESOURCES, IN

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 15, 2008 EMPIRE RESOURCES, INC. (Exact name of Registrant as specified in charter) DELAWARE (State or other jurisdiction of incorporation) 001-12127 22-3136782 (Commission file nu

May 16, 2008 EX-99.1

EMPIRE RESOURCES ANNOUNCES FIRST QUARTER OPERATING RESULTS

Empire Resources Inc. One Parker Plaza Fort Lee, NJ 07024 FOR IMMEDIATE RELEASE EMPIRE RESOURCES ANNOUNCES FIRST QUARTER OPERATING RESULTS FORT LEE, NJ, May 15, 2008- Empire Resources, Inc. (AMEX:ERS), a distributor of value added, semi-finished aluminum products, today announced net income for the three months ended March 31, 2008 of $1,112,000 as compared to $2,411,000 for the same period in 200

May 15, 2008 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) [x] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2008 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-12127 EMPIRE RESOURCES, INC.

April 30, 2008 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant £ Check the appropriate box: £ Preliminary Proxy Statement £ Confidential, for Use of the Commission Only x Definitive Proxy Statement (as permitted by Rule 14a-6(e)(2)) £ Definitive Additional Materials £ Soliciting Material Pursuant to § 240.

March 31, 2008 EX-10.28

AMENDMENT NO. 4

Exhibit 10.28 AMENDMENT NO. 4 AMENDMENT NO. 4, dated as of January 30, 2008, among EMPIRE RESOURCES, INC., a corporation duly organized and validly existing under the laws of the State of Delaware (the “Company”); each of the lenders that is a signatory hereto (individually, a “Bank” and, collectively, the “Banks”); and JPMORGAN CHASE BANK, N.A., as agent for the Banks (in such capacity, together

March 31, 2008 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K (MARK ONE) [x] ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2007 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NUMBER 001-12127 EMPIRE RESOURCES, INC.

March 31, 2008 EX-10.26

AMENDMENT NO. 2

Exhibit 10.26 AMENDMENT NO. 2 AMENDMENT NO. 2, dated as of September 28, 2007, among EMPIRE RESOURCES, INC., a corporation duly organized and validly existing under the laws of the State of Delaware (the ?Company?); each of the lenders that is a signatory hereto (individually, a ?Bank? and, collectively, the ?Banks?); and JPMORGAN CHASE BANK, N.A., as agent for the Banks (in such capacity, togethe

March 31, 2008 EX-21.1

Name of subsidiary

EXHIBIT 21.1 List of Subsidiaries as of December 31, 2007 Name of subsidiary Jurisdiction Empire Resources Pacific Ltd. Delaware I.T.I. Innovative Technology, Ltd. Israel CompuPrint Ltd. Israel 6900 Quad Avenue LLC Delaware Empire Resources Extrusions LLC Delaware Imbali Metals BVBA Belgium

March 31, 2008 EX-10.27

AMENDMENT NO. 3

Exhibit 10.27 AMENDMENT NO. 3 AMENDMENT NO. 3, dated as of December 14, 2007, among EMPIRE RESOURCES, INC., a corporation duly organized and validly existing under the laws of the State of Delaware (the “Company”); each of the lenders that is a signatory hereto (individually, a “Bank” and, collectively, the “Banks”); and JPMORGAN CHASE BANK, N.A., as agent for the Banks (in such capacity, together

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