Grundlæggende statistik
| CIK | 879465 |
SEC Filings
SEC Filings (Chronological Order)
| January 23, 2008 |
DYNTEK, INC. WARRANT AMENDMENT AGREEMENT EXHIBIT 99.4 DYNTEK, INC. WARRANT AMENDMENT AGREEMENT This Warrant Amendment Agreement (this ?Warrant Amendment?) is entered into as of January 10, 2008, by and among DynTek, Inc., a Delaware corporation (the ?Company?), and Lloyd I. Miller, III (the ?Holder?). RECITALS WHEREAS, pursuant to the terms of that certain Note Purchase Agreement, dated as of March 8, 2006, as amended (as so amended, the |
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| January 23, 2008 |
EXHIBIT 99.5 THIRD AMENDMENT TO NOTE PURCHASE AGREEMENT, SECURITY AND PLEDGE AGREEMENTS AND OUTSTANDING NOTES dated as of January 10, 2008 among DYNTEK, INC., DYNTEK SERVICES, INC. and THE PURCHASERS NAMED HEREIN THIRD AMENDMENT TO NOTE PURCHASE AGREEMENT, SECURITY AND PLEDGE AGREEMENTS AND OUTSTANDING NOTES THIS THIRD AMENDMENT TO NOTE PURCHASE AGREEMENT, SECURITY AND PLEDGE AGREEMENTS AND OUTSTA |
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| January 23, 2008 |
EXHIBIT 99.3 REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT (?Agreement?) is made as of January 10, 2008, by and among DynTek, Inc., a Delaware corporation (the ?Company?), and each of the investors named on the signature pages hereto, together with their permitted transferees (each, an ?Investor? and collectively, the ?Investors?). RECITALS WHEREAS, the Company and certain of th |
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| January 23, 2008 |
AMENDMENT #6 TO SCHEDULE 13D SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. 6)1 Dyntek, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 268180304 (CUSIP Number) Lloyd I. Miller, III, 4550 Gordon Drive |
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| January 23, 2008 |
EXHIBIT 99.2 FIRST AMENDMENT TO JUNIOR SECURED CONVERTIBLE NOTE PURCHASE AGREEMENT AND SECURITY AND PLEDGE AGREEMENT dated as of January 10, 2008 among DYNTEK, INC., DYNTEK SERVICES, INC. and TRUST A-4 ? LLOYD I. MILLER FIRST AMENDMENT TO JUNIOR SECURED CONVERTIBLE NOTE PURCHASE AGREEMENT AND TO SECURITY AND PLEDGE AGREEMENT THIS FIRST AMENDMENT TO JUNIOR SECURED CONVERTIBLE NOTE PURCHASE AGREEMEN |
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| January 23, 2008 |
DynTek, Inc. Junior Secured Convertible Promissory Note Note No. 0002 $1,800,000.00 January 10, 2008 EXHIBIT 99.1 THE SECURITIES REPRESENTED BY THIS NOTE HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR ANY APPLICABLE STATE SECURITIES LAWS. ANY TRANSFER OF SUCH SECURITIES WILL BE INVALID UNLESS A REGISTRATION STATEMENT UNDER THE ACT AND AS REQUIRED BY BLUE SKY LAWS IS IN EFFECT AS TO SUCH TRANSFER OR IN THE OPINION OF COUNSEL SATISFACTORY TO THE BORROWER SUCH REGISTRATION |
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| December 19, 2007 |
FORM 8-K Pursuant to Section 13 or 15(d) of UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) December 17, 2007 DYNTEK, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 1-11568 95-4228470 (State or other jurisdiction (Commission (IRS Employer of incorporatio |
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| December 19, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 001-11568 DynTek, Inc. (Exact name of registrant as specified in its charte |
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| December 19, 2007 |
DynTek, Inc. 19700 Fairchild Road, Suite 230 Irvine, CA 92612 December 19, 2007 DynTek, Inc. 19700 Fairchild Road, Suite 230 Irvine, CA 92612 December 19, 2007 H. Christopher Owings Division of Corporate Finance Securities and Exchange Commission 450 Fifth Street, N.W., Judiciary Plaza Washington, D.C. 20549 Re: DynTek, Inc.: Post-Effective Amendment No.1 to Registration Statement on Form S-1 (?Post-Effective Amendment?) File No.: 333-135056 Filed on: October 29, 2007 Dear Mr |
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| December 19, 2007 |
EX-99.1 2 a07-317821ex99d1.htm EX-99.1 Exhibit 99.1 Press Release For more information, contact: Linda Ford DynTek, Inc. 949-271-6705 [email protected] DynTek, Inc. Announces Intention to Deregister its Common Stock with the Securities and Exchange Commission Irvine, CA — December 17, 2007 — (OTCBB: DYNK), a leading provider of professional technology services, today announced that it intends |
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| December 7, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) December 3, 2007 DYNTEK, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 1-11568 95-4228470 (State or other jurisdiction (Commission (IRS Employer of incorporation |
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| December 7, 2007 |
Karen S. Rosenberger Named DynTek’s Chief Financial Officer EX-99.1 2 a07-310041ex99d1.htm EX-99.1 Exhibit 99.1 Karen S. Rosenberger Named DynTek’s Chief Financial Officer Irvine, CA – December 7, 2007 - (OTCBB: DYNK), a leading provider of professional technology services, today announced that Karen Rosenberger has been named Chief Financial Officer, effective as of December 3, 2007. Ms. Rosenberger, who previously served as the company’s corporate contro |
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| November 19, 2007 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarter ended September 30, 2007 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-11568 DYNTEK, INC. (Exact Name of Registran |
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| November 15, 2007 |
OMB APPROVAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING OMB Number: 3235-0058 Expires: April 30, 2009 Estimated average burden hours per response . . . 2.50 SEC FILE NUMBER 1-11568 CUSIP NUMBER 268180106 (Check one): o Form 10-K o Form 20-F o Form 11-K x Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For Period Ended: September |
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| October 31, 2007 |
QuickLinks - Click here to rapidly navigate through this document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| October 29, 2007 |
As filed with the Securities and Exchange Commission on October 29, 2007 As filed with the Securities and Exchange Commission on October 29, 2007 Registration No. |
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| October 29, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 1 QuickLinks - Click here to rapidly navigate through this document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| October 12, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the year ended June 30, 2007 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to COMMISSION FILE NUMBER 1-11568 DYNTEK, INC. (Exact Name of Registrant |
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| October 12, 2007 |
Exhibit 10.1 |
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| October 12, 2007 |
Exhibit 10.3 |
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| October 12, 2007 |
EX-21 6 a07-233742ex21.htm EX-21 Exhibit 21 Subsidiaries of DynTek, Inc. NAME OF SUBSIDIARY STATE OF INCORPORATION BugSolver.Com, Inc. Delaware DynTek Services, Inc. Delaware TekInsight e-Government, Inc. Delaware TekInsight Research, Inc. New York DynTek Canada, Inc. Canada |
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| October 12, 2007 |
Exhibit 10.4 |
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| October 12, 2007 |
Exhibit 10.2 |
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| October 2, 2007 |
SC 13D/A OMB APPROVAL OMB Number: 3235-0145 Expires: February 28, 2009 Estimated average burden hours per response. |
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| October 1, 2007 |
OMB APPROVAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING OMB Number: 3235-0058 Expires: April 30, 2009 Estimated average burden hours per response . . . 2.50 SEC FILE NUMBER 1-11568 CUSIP NUMBER 268180106 (Check one): x Form 10-K o Form 20-F o Form 11-K o Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For Period Ended: June 30, 2 |
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| August 8, 2007 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 7, 2007 DYNTEK, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 1-11568 95-4228470 (State or other jurisdiction (Commission (IRS Employer of incorporation) |
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| August 8, 2007 |
Exhibit 99.1 For more information, contact: Linda Ford DynTek, Inc. 949-271-6705 [email protected] DynTek Announces Preliminary Results for Fourth Quarter and Fiscal Year 2007 Company Expects 43.6% increase in Revenue and 37.2% Increase in EBITDA for Fourth Fiscal Quarter Irvine, CA ? August 7, 2007? DynTek, Inc. (OTCBB: DYNK), a leading provider of professional technology solutions, today ann |
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| June 25, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 14, 2007 DYNTEK, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 1-11568 95-4228470 (State or other jurisdiction of incorporation) (Commission File Number) (I |
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| June 25, 2007 |
David W. Berry Joins DynTek as Chief Financial Officer Exhibit 99.1 David W. Berry Joins DynTek as Chief Financial Officer Irvine, CA ? June 25, 2007 - (OTCBB: DYNK), a leading provider of professional technology services, today announced that David W. Berry will join the company as chief financial officer, effective June 25, 2007. As chief financial officer, Mr. Berry will direct DynTek?s financial and operational policies, objectives and initiatives |
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| May 31, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 25, 2007 DYNTEK, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 1-11568 95-4228470 (State or other jurisdiction (Commission (IRS Employer of incorporation) Fi |
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| May 21, 2007 |
Prospectus Supplement Filed Pursuant to Rule 424(b)(3) Registration No. 333-135056 PROSPECTUS SUPPLEMENT NO. 3 DATED MAY 21, 2007 (To Prospectus Dated February 14, 2007) DYNTEK, INC. 115,965,615 Shares of Common Stock This Prospectus Supplement No. 3, dated May 21, 2007 (“Supplement No. 3”), filed by DynTek, Inc. (the “Company”), modifies and supplements certain information contained in the Compan |
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| May 21, 2007 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarter ended March 31, 2007 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-11568 DYNTEK, INC. (Exact Name of Registrant as |
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| May 15, 2007 |
UNITED STATES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION OMB Number: 3235-0058 Expires: April 30, 2009 Washington, D. |
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| April 24, 2007 |
AMENDMENT NO. 4 TO SCHEDULE 13D SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13D-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13D-2(a) (AMENDMENT NO. 4)(1) Dyntek, Inc. - - (Name of Issuer) Common Stock - - (Title of Class of Securities) 268180304 - - (CUSIP Number) Lloyd I. Miller, III, 4550 Gordon Drive, Naples, Flori |
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| April 18, 2007 |
Exhibit 10.3 SECURITY AND PLEDGE AGREEMENT This SECURITY AND PLEDGE AGREEMENT dated as of April 13, 2007, by and among DynTek, Inc., a Delaware corporation (the ?Company), DynTek Services, Inc., a Delaware corporation (the ?Subsidiary? and, together with the Company, the ?Debtors?), and Trust A-4 - Lloyd I. Miller, a purchaser under that certain Purchase Agreement (as hereinafter defined) (the ?Pu |
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| April 18, 2007 |
Prospectus Supplement Filed Pursuant to Rule 424(b)(3) Registration No. 333-135056 PROSPECTUS SUPPLEMENT NO. 2 DATED APRIL 18, 2007 (To Prospectus Dated February 14, 2007) DYNTEK, INC. 115,965,615 Shares of Common Stock This Prospectus Supplement No. 2, dated April 18, 2007 (“Supplement No. 2”), filed by DynTek, Inc. (the “Company”), modifies and supplements certain information contained in the Co |
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| April 18, 2007 |
Exhibit 10.2 THE SECURITIES REPRESENTED BY THIS NOTE HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR ANY APPLICABLE STATE SECURITIES LAWS. ANY TRANSFER OF SUCH SECURITIES WILL BE INVALID UNLESS A REGISTRATION STATEMENT UNDER THE ACT AND AS REQUIRED BY BLUE SKY LAWS IS IN EFFECT AS TO SUCH TRANSFER OR IN THE OPINION OF COUNSEL SATISFACTORY TO THE BORROWER SUCH REGISTRATION |
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| April 18, 2007 |
DynTek Receives $5 Million in Additional Funding from Lloyd I. Miller III Exhibit 99.1 Press Release For more information, contact: Linda Ford DynTek, Inc. 949-271-6705 [email protected] DynTek Receives $5 Million in Additional Funding from Lloyd I. Miller III Irvine, CA ? April 16, 2007? DynTek, Inc. (OTCBB: DYNK), a leading provider of professional technology services, today announced completion of additional financing resulting in aggregate gross proceeds to the |
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| April 18, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 13, 2007 DYNTEK, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 1-11568 95-4228470 (State or other jurisdiction (Commission (IRS Employer of incorporation) |
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| April 18, 2007 |
Exhibit 10.1 JUNIOR SECURED CONVERTIBLE NOTE PURCHASE AGREEMENT between DYNTEK, INC. and TRUST A-4 – LLOYD I. MILLER Dated as of April 13, 2007 INDEX TO SCHEDULES SCHEDULE I Schedule for Notices and Payment SCHEDULE II Disclosure Schedules SCHEDULE III Use of Proceeds INDEX TO EXHIBITS EXHIBIT A Form of Junior Secured Convertible Promissory Note EXHIBIT B Form of Security and Pledge Agreement THIS |
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| February 20, 2007 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarter ended December 31, 2006 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-11568 DYNTEK, INC. (Exact Name of Registrant |
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| February 20, 2007 |
Prospectus Supplement Filed Pursuant to Rule 424(b)(3) Registration No. 333-135056 PROSPECTUS SUPPLEMENT NO. 1 DATED FEBRUARY 20, 2007 (To Prospectus Dated February 14, 2007) DYNTEK, INC. 115,965,615 Shares of Common Stock This Prospectus Supplement No. 1, dated February 20, 2007 (the “Supplement”), filed by DynTek, Inc. (the “Company”) supplements certain information contained in the Company’s pr |
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| February 14, 2007 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-135056 Prospectus DYNTEK, INC. 115,965,615 Shares Common Stock This prospectus relates to an aggregate of up to 115,965,615 shares of our common stock which may be resold from time to time by the selling stockholders identified in this prospectus for their own account. Of such shares, (i) 46,337,520 are outstanding upon the effective date of th |
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| February 14, 2007 |
AMENDMENT NO. 3 TO SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (Rule 13d-102) AMENDMENT NO. 3 INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1 (b) (c), AND (d) DynTek, Inc. - - (Name of Issuer) Common Stock - - (Title of Class of Securities) 268180106 - - (CUSIP Number) February 14, 2007 - - (Date of Event which Requires Filing of this Statement) Check the appropria |
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| February 14, 2007 |
UNITED STATES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION OMB Number: 3235-0058 Expires: April 30, 2009 Washington, D. |
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| February 13, 2007 |
Schedule 13G Final Amendment SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (RULE 13D-102) INFORMATION STATEMENT PURSUANT TO RULES 13D-1 AND 13D-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (FINAL AMENDMENT) Dyntek, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 268180106 (CUSIP Number) December 31, 2006 (Date of Event Which Requires Filing of this Stateme |
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| February 12, 2007 |
DynTek, Inc. 19700 Fairchild Road, Suite 230 Irvine, California 92612 February 12, 2007 DynTek, Inc. 19700 Fairchild Road, Suite 230 Irvine, California 92612 February 12, 2007 FILED AS CORRESPONDENCE AND SENT VIA FACSIMILE (202-772-9209) U.S. Securities and Exchange Commission 100 F Street, NE, Mail Stop 4561 Washington, D.C. 20549 Attn: David H. Roberts Division of Corporation Finance Re: DynTek, Inc. Registration Statement on Form S-1 (File No. 333-135056) Request for Acceleration |
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| February 5, 2007 |
As filed with the Securities and Exchange Commission on February 5, 2007 Registration No. |
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| February 5, 2007 |
DynTek, Inc. 19700 Fairchild Road, Suite 230 Irvine, California 92612 February 5, 2007 DynTek, Inc. 19700 Fairchild Road, Suite 230 Irvine, California 92612 February 5, 2007 VIA FACSIMILE (202-772-9209) AND EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Elaine Wolff Branch Chief Re: DynTek, Inc. File No. 333-135056 Responses to SEC Staff comments made by letter dated January 9, 2007 Dear Ms. Wolff: Set fo |
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| January 9, 2007 | ||
| January 3, 2007 |
DynTek, Inc. 19700 Fairchild Road, Suite 230 Irvine, California 92612 January 3, 2007 DynTek, Inc. 19700 Fairchild Road, Suite 230 Irvine, California 92612 January 3, 2007 VIA FACSIMILE (202-772-9209) AND EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Elaine Wolff Branch Chief Re: DynTek, Inc. File No. 333-135056 Responses to SEC Staff comments made by letter dated December 20, 2006 Dear Ms. Wolff: Set f |
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| December 20, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) December 14, 2006 DYNTEK, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 1-11568 95-4228470 (State or other jurisdiction (Commission (IRS Employer of incorporatio |
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| December 20, 2006 |
Mail Stop 4561 December 20, 2006 Casper Zublin, Jr. Chief Executive Officer DynTek, Inc. 19700 Fairchild Road, Suite 230 Irvine, CA 92612 Re: DynTek, Inc. Amendment No. 2 to Form S-1 Registration No. 333-135056 Filed on December 11, 2006 Dear Mr. Zublin: This is to advise you that we have performed a limited review of the above registration statement and have the following comments. We will not co |
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| December 11, 2006 |
As filed with the Securities and Exchange Commission on December 11, 2006 Registration No. |
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| November 20, 2006 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarter ended September 30, 2006 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-11568 DYNTEK, INC. (Exact Name of Registran |
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| November 20, 2006 |
Exhibit 10.1 ASSET PURCHASE AGREEMENT This ASSET PURCHASE AGREEMENT (the “Agreement”) is made as of October 27, 2006, by and between DynTek, Inc., a Delaware corporation (“Parent”), DynTek Canada Inc., an Ontario corporation and wholly owned subsidiary of Parent (“Buyer”), Sensible Security Solutions Inc., an Ontario corporation (“Seller”), 3849597 Canada Inc., a Canadian corporation (the “Shareho |
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| November 14, 2006 |
UNITED STATES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION OMB Number: 3235-0058 Expires: April 30, 2009 Washington, D. |
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| November 8, 2006 |
UNITED STATES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION OMB Number: 3235-0101 Washington, D. |
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| November 2, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 27, 2006 DYNTEK, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 1-11568 95-4228470 (State or other jurisdiction of incorporation) (Commission File Number) |
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| November 2, 2006 |
10/31/2006 - DynTek Acquires Sensible Security Solutions Exhibit 99.1 10/31/2006 - DynTek Acquires Sensible Security Solutions Irvine, CA ? October 31, 2006 ? DynTek, Inc. (OTCBB: DYNK), a leading provider of professional technology solutions, today announced it has acquired the assets and operations of Sensible Security Solutions, based in Ottawa, Ontario. For more information, contact: Linda Ford DynTek, Inc. 949-271-6705 [email protected] DynTek |
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| October 27, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin |
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| October 18, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: x Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
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| October 13, 2006 |
Exhibit 21 Subsidiaries of DynTek, Inc. NAME OF SUBSIDIARY STATE OF INCORPORATION BugSolver.Com, Inc. Delaware DynTek Services, Inc. Delaware TekInsight e-Government, Inc. Delaware TekInsight Research, Inc. New York DynTek Canada, Inc. Canada |
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| October 13, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the year ended June 30, 2006 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to COMMISSION FILE NUMBER 1-11568 DYNTEK, INC. (Exact Name of Registrant |
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| October 4, 2006 |
AMENDMENT NO. 3 TO SCHEDULE 13D SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AN AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. 3)1 Dyntek, Inc. - - (Name of Issuer) Common Stock - - (Title of Class of Securities) 268180106 - - (CUSIP Number) Lloyd I. Miller, III, 4550 Gordon Drive, Naples, Florida, |
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| September 28, 2006 |
DynTek Receives $3 Million in Additional Funding From Lloyd I. Miller III EXHIBIT 99.1 DynTek Receives $3 Million in Additional Funding From Lloyd I. Miller III Irvine, CA — September 27, 2006 — DynTek, Inc. (OTCBB: DYNK), a leading provider of professional technology services, today announced completion of financing resulting in aggregate net proceeds to the Company of approximately $3 million. Under the financing agreement, the Company amended its previous Note Purcha |
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| September 28, 2006 |
FORM 8-K Pursuant to Section 13 or 15(d) of UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 26, 2006 DYNTEK, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 1-11568 95-4228470 (State or other jurisdiction (Commission (IRS Employer of incorporati |
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| September 28, 2006 |
UNITED STATES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION OMB Number: 3235-0058 Expires: April 30, 2009 Washington, D. |
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| September 28, 2006 |
EXHIBIT 10.1 SECOND AMENDMENT TO NOTE PURCHASE AGREEMENT And SECURITY AND PLEDGE AGREEMENTS dated as of September 26, 2006 among DYNTEK, INC., DYNTEK SERVICES, INC. and THE PURCHASERS NAMED HEREIN SECOND AMENDMENT TO NOTE PURCHASE AGREEMENT AND TO SECURITY AND PLEDGE AGREEMENTS THIS SECOND AMENDMENT TO NOTE PURCHASE AGREEMENT AND TO SECURITY AND PLEDGE AGREEMENTS (this ?Second Amendment?) dated as |
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| September 28, 2006 |
DynTek, Inc. Junior Secured Convertible Promissory Note EXHIBIT 10.2 THE SECURITIES REPRESENTED BY THIS NOTE HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR ANY APPLICABLE STATE SECURITIES LAWS. ANY TRANSFER OF SUCH SECURITIES WILL BE INVALID UNLESS A REGISTRATION STATEMENT UNDER THE ACT AND AS REQUIRED BY BLUE SKY LAWS IS IN EFFECT AS TO SUCH TRANSFER OR IN THE OPINION OF COUNSEL SATISFACTORY TO THE BORROWER SUCH REGISTRATION |
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| September 12, 2006 |
As Filed With the Securities and Exchange Commission on September 12, 2006 As Filed With the Securities and Exchange Commission on September 12, 2006 Registration No. |
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| August 8, 2006 |
DynTek, Inc. 19700 Fairchild Road, Suite 230 Irvine, California 92612 August 8, 2006 DynTek, Inc. 19700 Fairchild Road, Suite 230 Irvine, California 92612 August 8, 2006 VIA FACSIMILE (202-772-9210) AND EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Elaine Wolff Branch Chief Re: DynTek, Inc. File No. 333-135056 Responses to SEC Staff comments made by letter dated June 30, 2006 Dear Ms. Wolff: Set forth |
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| August 8, 2006 |
As filed with the Securities and Exchange Commission on August 8, 2006 Registration No. |
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| July 31, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 27, 2006 DYNTEK, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 1-11568 95-4228470 (State or other jurisdiction (Commission (IRS Employer of incorporation) |
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| July 31, 2006 |
EXHIBIT 99.1 DynTek Announces Preliminary Results for Fourth Quarter and Fiscal Year 2006 Company Expects Positive Adjusted EBITDA in Fourth Fiscal Quarter Irvine, CA — July 27, 2006— DynTek, Inc. (OTCBB: DYNK), a leading provider of professional technology solutions, today announced preliminary, un-audited financial results for its fourth quarter and fiscal year ended June 30, 2006. Based on a pr |
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| July 31, 2006 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (Rule 13d-102) AMENDMENT NO. 2 INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1 (b) (c), AND (d) DynTek, Inc. - - (Name of Issuer) Common Stock - - (Title of Class of Securities) 268180106 - - (CUSIP Number) July 3, 2006 - - (Date of Event which Requires Filing of this Statement) Check the appropriate bo |
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| July 19, 2006 |
June 30, 2006 Mail Stop 4561 Casper Zublin, Jr. Chief Executive Officer DynTek, Inc. 19700 Fairchild Road, Suite 230 Irvine, CA 92612 Re: DynTek, Inc. Form S-1 File No. 333-135056 June 16, 2006 Dear Mr. Zublin: We have limited our review of your filing to those issues we have addressed in our comments. Where indicated, we think you should make changes in response to these comments. If you disagree |
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| July 6, 2006 |
Exhibit 10.1 SETTLEMENT AND RELEASE This Settlement and Release Agreement (the ?Agreement?) is entered into as of June 29, 2006 (the ?Effective Date?) by and between, DynTek, Inc., a Delaware corporation (?DynTek?), and J. Michael Gullard (?Creditor?). RECITALS A. As of the Effective Date, DynTek and Creditor acknowledge that Creditor is owed $14,000.00 (the ?Payable Amount?). B. Execution of this |
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| July 6, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 29, 2006 DYNTEK, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 1-11568 95-4228470 (State or other jurisdiction (Commission (IRS Employer of incorporation) F |
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| June 23, 2006 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (AMENDMENT NO. 2)(1) Dyntek, Inc. - - (Name of Issuer) Common Stock - - (Title of Class of Securities) 268180106 - (CUSIP Number) Lloyd I. Miller, III, 4550 Gordon Drive, Naples, Florida |
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| June 21, 2006 |
Exhibit 10.2 Option No. DYNTEK, INC. NONQUALIFIED STOCK OPTION AGREEMENT This Stock Option Agreement (the ?Agreement?) is entered into as of the day of , 200, by and between Dyntek, Inc., a Delaware corporation (the ?Company?), and (the ?Optionee?) pursuant to the Company?s 2006 Nonqualified Stock Option Plan (the ?Plan?). Any capitalized term not defined herein shall have the same meaning ascribe |
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| June 21, 2006 |
Exhibit 10.3 FIRST AMENDMENT TO NOTE PURCHASE AGREEMENT dated as of June 15, 2006 among DYNTEK, INC., DYNTEK SERVICES, INC. and THE PURCHASERS NAMED HEREIN FIRST AMENDMENT TO NOTE PURCHASE AGREEMENT THIS FIRST AMENDMENT TO NOTE PURCHASE AGREEMENT (this ?First Amendment?) dated as of June 15, 2006, is among DYNTEK, INC., a Delaware corporation (the ?Company?), DYNTEK SERVICES, INC., a Delaware corp |
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| June 21, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 15, 2006 DYNTEK, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 1-11568 95-4228470 (State or other jurisdiction (Commission (IRS Employer of incorporation) F |
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| June 21, 2006 |
DynTek, Inc. Junior Secured Convertible Promissory Note Exhibit 10.4 THE SECURITIES REPRESENTED BY THIS NOTE HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR ANY APPLICABLE STATE SECURITIES LAWS. ANY TRANSFER OF SUCH SECURITIES WILL BE INVALID UNLESS A REGISTRATION STATEMENT UNDER THE ACT AND AS REQUIRED BY BLUE SKY LAWS IS IN EFFECT AS TO SUCH TRANSFER OR IN THE OPINION OF COUNSEL SATISFACTORY TO THE BORROWER SUCH REGISTRATION |
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| June 21, 2006 |
Exhibit 10.1 DYNTEK, INC. 2006 NONQUALIFIED STOCK OPTION PLAN The 2006 STOCK OPTION PLAN (the ?Plan?) is hereby established by Dyntek, Inc., a Delaware corporation (the ?Company?), and adopted by its Board of Directors as of the 15th day of June, 2006. ARTICLE 1 PURPOSES OF THE PLAN Purposes. The purposes of the Plan are (a) to enhance the Company?s ability to attract and retain the services of qu |
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| June 19, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 13, 2006 DYNTEK, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 1-11568 95-4228470 (State or other jurisdiction (Commission (IRS Employer |
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| June 19, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 13, 2006 DYNTEK, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 1-11568 95-4228470 (State or other jurisdiction (Commission (IRS Employer of incorporation) F |
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| June 16, 2006 |
As filed with the Securities and Exchange Commission on June 15, 2006 Registration No. |
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| June 16, 2006 |
Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF DYNTEK, INC. DynTek, Inc., a Delaware corporation (the “Corporation”), hereby certifies as follows: FIRST: The name of the Corporation is DynTek. Inc. SECOND: Its registered office and place of business in the State of Delaware at 2711 Centerville Road, Suite 400, Wilmington, New Castle County, Delaware 19808. The Registered Agent in |
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| June 6, 2006 |
DynTek Completes 1-for-10 Reverse Stock Split Exhibit 99.1 DynTek Completes 1-for-10 Reverse Stock Split Irvine, CA – June 5, 2006– DynTek, Inc. (OTCBB: DYNK), a leading provider of professional technology services, announced today that the Company has completed a 1-for-10 reverse stock split of its outstanding shares of common stock, effective as of the market opening on June 5, 2006. The Company’s new trading symbol is “DYNK” for its shares |
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| June 6, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 5, 2006 DYNTEK, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 1-11568 95-4228470 (State or other jurisdiction (Commission (IRS Employer of incorporation) Fi |
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| May 22, 2006 |
EXHIBIT 10.6 THE SECURITIES REPRESENTED BY THIS CERTIFICATE HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933 OR ANY STATE SECURITIES LAWS AND MAY NOT BE SOLD, EXCHANGED, HYPOTHECATED OR TRANSFERRED IN ANY MANNER EXCEPT PURSUANT TO A REGISTRATION OR AN EXEMPTION FROM SUCH REGISTRATION. PURCHASE WARRANT Issued to: Exercisable to Purchase % of the Shares of Common Stock of the Company Outsta |
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| May 22, 2006 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarter ended March 31, 2006 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-11568 DYNTEK, INC. (Exact Name of Registrant as |
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| May 22, 2006 |
Exhibit 10.5 SECURITY AND PLEDGE AGREEMENT This SECURITY AND PLEDGE AGREEMENT dated as of March 8, 2006, by and by and among DynTek, Inc., a Delaware corporation (the “Company), DynTek Services, Inc., a Delaware corporation (the “Subsidiary” and, together with the Company, the “Debtors”), and Trust A-4 - Lloyd I. Miller, a purchaser under that certain Purchase Agreement (as hereinafter defined) (t |
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| May 22, 2006 |
DynTek, Inc. Secured Promissory Note EXHIBIT 10.2 THE SECURITIES REPRESENTED BY THIS NOTE HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR ANY APPLICABLE STATE SECURITIES LAWS. ANY TRANSFER OF SUCH SECURITIES WILL BE INVALID UNLESS A REGISTRATION STATEMENT UNDER THE ACT AND AS REQUIRED BY BLUE SKY LAWS IS IN EFFECT AS TO SUCH TRANSFER OR IN THE OPINION OF COUNSEL SATISFACTORY TO THE BORROWER SUCH REGISTRATION |
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| May 22, 2006 |
EXHIBIT 10.8 REGISTRATION RIGHTS AGREEMENT This REGISTRATION RIGHTS AGREEMENT, dated as of March 8, 2006, is made by and among DynTek, Inc., a Delaware corporation, with headquarters located at 19700 Fairchild Road, Suite 230, Irvine, California 92612 (the “Company”), and the investors named on the signature pages hereto (the “Initial Investors”). RECITALS: A. In connection with the Securities Pur |
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| May 22, 2006 |
EXHIBIT 10.9 THE SECURITIES REPRESENTED BY THIS CERTIFICATE HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933 OR ANY STATE SECURITIES LAWS AND MAY NOT BE SOLD, EXCHANGED, HYPOTHECATED OR TRANSFERRED IN ANY MANNER EXCEPT PURSUANT TO A REGISTRATION OR AN EXEMPTION FROM SUCH REGISTRATION. PURCHASE WARRANT Issued to: Exercisable to Purchase Shares of Common Stock of DYNTEK, INC. Void after Mar |
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| May 22, 2006 |
EXHIBIT 10.10 FIFTH AMENDED WARRANT AGREEMENT FIFTH AMENDED WARRANT AGREEMENT dated as of March 8, 2006 between DYNTEK, INC., a Delaware corporation having an address at 19700 Fairchild Road, Irvine, CA 92612 (the “Company”), and AMERICAN STOCK TRANSFER & TRUST COMPANY, having an address at 6201 15th Avenue, Brooklyn, New York 11219, as Warrant Agent (the “Warrant Agent”) (the “Fifth Amendment.”). |
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| May 22, 2006 |
EXHIBIT 10.7 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (this “Agreement”), dated as of March 8, 2006, is made by and among DynTek, Inc., a Delaware corporation, with headquarters located at 19700 Fairchild Road, Suite 230, Irvine, California 92612 (the “Company”), and the investors named on the signature pages hereto, together with their permitted transferees (each, an “Inve |
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| May 22, 2006 |
DynTek, Inc. Junior Secured Convertible Promissory Note Exhibit 10.3 THE SECURITIES REPRESENTED BY THIS NOTE HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR ANY APPLICABLE STATE SECURITIES LAWS. ANY TRANSFER OF SUCH SECURITIES WILL BE INVALID UNLESS A REGISTRATION STATEMENT UNDER THE ACT AND AS REQUIRED BY BLUE SKY LAWS IS IN EFFECT AS TO SUCH TRANSFER OR IN THE OPINION OF COUNSEL SATISFACTORY TO THE BORROWER SUCH REGISTRATION |
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| May 22, 2006 |
EXHIBIT 10.1 NOTE PURCHASE AGREEMENT between DYNTEK, INC. and THE PURCHASERS NAMED IN SCHEDULE I Dated as of March 8, 2006 INDEX TO SCHEDULES SCHEDULE I Schedule of Purchasers SCHEDULE II Trade Creditors SCHEDULE III Note Holders SCHEDULE IV Disclosure Schedules SCHEDULE V Use of Proceeds INDEX TO EXHIBITS EXHIBIT A Form of Senior Note EXHIBIT B Form of Settlement and Release Agreement EXHIBIT C F |
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| May 22, 2006 |
EXHIBIT 10.4 SECURITY AND PLEDGE AGREEMENT SECURITY AND PLEDGE AGREEMENT, dated as of March 8, 2006, among DynTek, Inc., a Delaware corporation (the “Company), DynTek Services, Inc., a Delaware corporation (the “Subsidiary” and, together with the Company, the “Debtors”), and SACC Partners, L.P. and Lloyd I. Miller, III (the “Purchasers”) who are parties to that certain Purchase Agreement (as herei |
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| May 17, 2006 |
FORM 8-K Pursuant to Section 13 or 15(d) of UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 15, 2006 DYNTEK, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 1-11568 95-4228470 (State or other jurisdiction (Commission (IRS Employer of incorporation) Fi |
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| May 12, 2006 |
OMB APPROVAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING OMB Number: 3235-0058 Expires: April 30, 2009 Estimated average burden hours per response . . . 2.50 SEC FILE NUMBER 1-11568 CUSIP NUMBER 268180106 (Check one): o Form 10-K o Form 20-F o Form 11-K ý Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For Period Ended: March 31, |
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| May 8, 2006 |
AMENDMENT NO. 1 TO SCHEDULE 13D SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (AMENDMENT NO. 1)(1) Dyntek, Inc. - - (Name of Issuer) Common Stock - - (Title of Class of Securities) 268180106 - (CUSIP Number) Lloyd I. Miller, III, 4550 Gordon Drive, Naples, Florida |
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| April 5, 2006 |
FORM 8-K Pursuant to Section 13 or 15(d) of UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 31, 2006 DYNTEK, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 1-11568 95-4228470 (State or other jurisdiction (Commission (IRS Employer of incorporation) |
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| April 5, 2006 |
Exhibit 10.1 SEPARATION AND GENERAL RELEASE AGREEMENT This Separation and General Release Agreement is made and entered into by and between DynTek, Inc., a Delaware corporation (the “Company”), and Robert I. Webber, an individual (“Executive”), as of the date set forth below (the “Effective Date”). RECITALS WHEREAS, Executive has served as the Chief Financial Officer of the Company since July 2004 |
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| March 20, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* DynTek, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 268180106 (CUSIP Number) with a copy to: DynTek, Inc. Stradling Yocca Carlson & Rauth 19700 Fairchild Road, Suite 230 660 Newport Center Drive, Suite 1600 Irvine, CA 92612 Newport B |
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| March 20, 2006 |
Exhibit 24 POWER OF ATTORNEY The undersigned hereby constitutes and appoints each of C. |
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| March 20, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 2) DynTek, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 268180106 (CUSIP Number) Bryant R. Riley 11100 Santa Monica Blvd., Suite 800 Los Angeles, California 90025 (310) 966-1444 (Name, Address and Telephone |
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| March 20, 2006 |
Exhibit 99.1 CONVERSION AND SETTLEMENT AGREEMENT This Conversion and Settlement Agreement (the “Agreement”) is entered into as of March 8, 2006 (the “Effective Date”) by and between, DynTek, Inc., a Delaware corporation (“DynTek”), and the C.W. Zublin, Jr. Trust (the “Holder”). RECITALS A. WHEREAS, as of the Effective Date, DynTek and Holder acknowledge that Holder is owed a total of $893,938.87 ( |
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| March 17, 2006 |
EXHIBIT 99.8 THE SECURITIES REPRESENTED BY THIS NOTE HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR ANY APPLICABLE STATE SECURITIES LAWS. ANY TRANSFER OF SUCH SECURITIES WILL BE INVALID UNLESS A REGISTRATION STATEMENT UNDER THE ACT AND AS REQUIRED BY BLUE SKY LAWS IS IN EFFECT AS TO SUCH TRANSFER OR IN THE OPINION OF COUNSEL SATISFACTORY TO THE BORROWER SUCH REGISTRATION |
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| March 17, 2006 |
EXHIBIT 99.9 THE SECURITIES REPRESENTED BY THIS NOTE HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR ANY APPLICABLE STATE SECURITIES LAWS. ANY TRANSFER OF SUCH SECURITIES WILL BE INVALID UNLESS A REGISTRATION STATEMENT UNDER THE ACT AND AS REQUIRED BY BLUE SKY LAWS IS IN EFFECT AS TO SUCH TRANSFER OR IN THE OPINION OF COUNSEL SATISFACTORY TO THE BORROWER SUCH REGISTRATION |
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| March 17, 2006 |
EXHIBIT 99.6 CONVERSION AND SETTLEMENT AGREEMENT This Conversion and Settlement Agreement (the "Agreement") is entered into as of March 8, 2006 (the "Effective Date") by and between, DynTek, Inc., a Delaware corporation ("DynTek"), and Lloyd I. Miller, III (the "Holder"). RECITALS A. WHEREAS, as of the Effective Date, Holder is owed a total of $1,304,657.53 in principal and accrued but unpaid inte |
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| March 17, 2006 |
EXHIBIT 99.10 THE SECURITIES REPRESENTED BY THIS CERTIFICATE HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933 OR ANY STATE SECURITIES LAWS AND MAY NOT BE SOLD, EXCHANGED, HYPOTHECATED OR TRANSFERRED IN ANY MANNER EXCEPT PURSUANT TO A REGISTRATION OR AN EXEMPTION FROM SUCH REGISTRATION. PURCHASE WARRANT Issued to: LLOYD I. MILLER, III Exercisable to Purchase 15.81% of Shares of Common Stoc |
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| March 17, 2006 |
EXECUTION VERSION EXHIBIT 99.7 NOTE PURCHASE AGREEMENT BETWEEN DYNTEK, INC. AND THE PURCHASERS NAMED IN SCHEDULE I DATED AS OF MARCH 8, 2006 INDEX TO SCHEDULES SCHEDULE I Schedule of Purchasers SCHEDULE II Trade Creditors SCHEDULE III Note Holders SCHEDULE IV Disclosure Schedules SCHEDULE V Use of Proceeds INDEX TO EXHIBITS EXHIBIT A Form of Senior Note EXHIBIT B Form of Settlement and Release Agr |
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| March 17, 2006 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D (RULE 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) DYNTEK, INC. - - (Name of Issuer) Common Stock - - (Title of Class of Securities) 268180106 - - (CUSIP Number) Lloyd I. Miller, III, 4550 Gordon Drive, Naples, Florida, 34102 (Tel.) (239 |
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| March 14, 2006 |
Alan B. Howe Joins DynTek’s Board of Directors Exhibit 99.2 Alan B. Howe Joins DynTek?s Board of Directors IRVINE, Calif., March 10 /PRNewswire-FirstCall/ ? DynTek, Inc. (OTC Bulletin Board: DYTK - News), a leading provider of professional technology services, announced today that Alan B. Howe has been appointed to the Company?s board of directors. Mr. Howe has over twenty years of diverse corporate finance and business development experience |
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| March 14, 2006 |
DynTek Completes Recapitalization Exhibit 99.1 DynTek Completes Recapitalization IRVINE, Calif., March 9 /PRNewswire-FirstCall/ — DynTek, Inc. (OTC Bulletin Board: DYTK - News), a leading provider of professional technology services, today announced completion of a new debt financing and private placement of equity resulting in aggregate gross proceeds to the Company of approximately $10.5 million. In connection with the new finan |
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| March 14, 2006 |
DynTek Announces Organizational Changes and Additional G&A Cost Reductions Exhibit 99.3 DynTek Announces Organizational Changes and Additional G&A Cost Reductions IRVINE, Calif., March 13 /PRNewswire-FirstCall/ ? DynTek, Inc. (OTC Bulletin Board: DYTK - News), a leading provider of professional technology services, announced today that the Company has begun implementing organizational and executive compensation changes and cost reductions that are expected to reduce gene |
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| March 14, 2006 |
FORM 8-K Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 8, 2006 DYNTEK, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 1-11568 95-4228470 (State or other jurisdiction (Commission (IRS Employer of incorporation) F |
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| February 27, 2006 |
FORM 8-K Pursuant to Section 13 or 15(d) of UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 21, 2006 DYNTEK, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 1-11568 95-4228470 (State or other jurisdiction (Commission (IRS Employer of incorporati |
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| February 27, 2006 |
DynTek Announces Recapitalization Plan Exhibit 99.1 DynTek Announces Recapitalization Plan Irvine, CA – February 21, 2006– DynTek, Inc. (OTCBB: DYTK), a leading provider of professional technology services, today announced a recapitalization plan that is expected to bring the company more favorable debt terms and up to $7 million in net working capital. The Company has signed a term sheet with B. Riley & Co., Inc. and Lloyd I. Miller, |
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| February 21, 2006 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarter ended December 31, 2005 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-11568 DYNTEK, INC. (Exact Name of Registrant |
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| February 14, 2006 |
OMB APPROVAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING OMB Number: 3235-0058 Expires: March 31, 2006 Estimated average burden hours per response . . . 2.50 SEC FILE NUMBER 000-26866 CUSIP NUMBER 835692104 (Check one): o Form 10-K o Form 20-F o Form 11-K ý Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For Period Ended: December |
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| February 14, 2006 |
Schedule 13G SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (RULE 13D-102) INFORMATION STATEMENT PURSUANT TO RULE 13D-1 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Dyntek, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 268180106 (CUSIP Number) December 31, 2005 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate th |
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| February 13, 2006 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 - SCHEDULE 13G (RULE 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b) (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (AMENDMENT NO. 2)* Dyntek, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 268180106 (CUSIP Number) December 31, 2005 (Date of Event which Requires Filin |
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| February 7, 2006 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (Rule 13d-102) AMENDMENT NO. 1 INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1 (b) (c), AND (d) DynTek, Inc. - - (Name of Issuer) Common Stock - - (Title of Class of Securities) 268180106 - - (CUSIP Number) February 14, 2006 - - (Date of Event which Requires Filing of this Statement) Check the appropria |
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| February 3, 2006 |
DynTek, Inc. 19700 Fairchild Road, Suite 230 Irvine, CA 92612 January 26, 2006 QuickLinks - Click here to rapidly navigate through this document DynTek, Inc. 19700 Fairchild Road, Suite 230 Irvine, CA 92612 January 26, 2006 Charito Mittelman Division of Corporate Finance Securities and Exchange Commission 450 Fifth Street, N.W., Judiciary Plaza Washington, D.C. 20549 Re: DynTek, Inc.: Registration Statement on Form S-1 File No.: 333-129963 Filed on: November 25, 2005 Dear Ms |
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| December 16, 2005 |
FORM 8-K Pursuant to Section 13 or 15(d) of UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 13, 2005 DYNTEK, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 1-11568 95-4228470 (State or other jurisdiction (Commission (IRS Employer of incorporati |
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| December 16, 2005 |
DYNTEK, INC. AMENDMENT NO 1 TO 2005 STOCK INCENTIVE PLAN Exhibit 10.1 DYNTEK, INC. AMENDMENT NO 1 TO 2005 STOCK INCENTIVE PLAN Pursuant to Article 9 of the 2005 Stock Option Plan of the Company (the ?Plan?), and in accordance with a proposal by the Board of Directors and as approved by the Stockholders of the Company at the Annual Meeting on December 13, 2005, the Plan is hereby amended as follows: Article 3, Section 3.3 shall now read in its entirety: |
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| December 9, 2005 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 9, 2005 DYNTEK, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 1-11568 95-4228470 (State or other jurisdiction (Commission (IRS Employer of incorporatio |
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| December 9, 2005 |
EXHIBIT 10.1 FOURTH AMENDED WARRANT AGREEMENT FOURTH AMENDED WARRANT AGREEMENT dated as of December 9, 2005 between DYNTEK, INC., a Delaware corporation having an address at 19700 Fairchild Road, Irvine, CA 92612 (the “Company”), and AMERICAN STOCK TRANSFER & TRUST COMPANY, having an address at 6201 15th Avenue, Brooklyn, New York 11219, as Warrant Agent (the “Warrant Agent”) (the “Fourth Amendmen |
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| December 5, 2005 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 1) DynTek, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 268180106 (CUSIP Number) Bryant R. Riley 11100 Santa Monica Blvd., Suite 800 Los Angeles, California 90025 (310) 966-1444 (Name, Address and Telephone |
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| November 25, 2005 |
As filed with the Securities and Exchange Commission on November 25, 2005 QuickLinks - Click here to rapidly navigate through this document As filed with the Securities and Exchange Commission on November 25, 2005 Registration No. |
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| November 23, 2005 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 17, 2005 DYNTEK, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 1-11568 95-4228470 (State or other jurisdiction of incorporation) (Commission File Numbe |
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| November 18, 2005 |
Exhibit 99.1 Press Release Source: DynTek, Inc DynTek Announces First Quarter Results Revenues Increase 58% to $23.4 Million; IT Services Revenues Increase 70%; Service Margins Increase to 29% IRVINE, Calif., Nov. 14 /PRNewswire-FirstCall/ ? DynTek, Inc. (OTC Bulletin Board: DYTK - News), a leading provider of professional technology services, today announced results for its fiscal quarter ended S |
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| November 18, 2005 |
FORM 8-K Pursuant to Section 13 or 15(d) of UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 14, 2005 DYNTEK, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 1-11568 95-4228470 (State or other jurisdiction of incorporation) (Commission File Numbe |
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| November 17, 2005 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin |
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| November 14, 2005 |
Exhibit 10.6 THE SECURITIES REPRESENTED BY THIS CERTIFICATE HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933 OR ANY STATE SECURITIES LAWS AND MAY NOT BE SOLD, EXCHANGED, HYPOTHECATED OR TRANSFERRED IN ANY MANNER EXCEPT PURSUANT TO A REGISTRATION OR AN EXEMPTION FROM SUCH REGISTRATION. PURCHASE WARRANT Issued to: [ ] Exercisable to Purchase 500,000 Shares of Common Stock of DYNTEK, INC. Vo |
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| November 14, 2005 |
Exhibit 10.5 SECURITY AND PLEDGE AGREEMENT SECURITY AND PLEDGE AGREEMENT, dated as of October 26, 2005, among DynTek, Inc., a Delaware corporation (the “Company), DynTek Services, Inc., a Delaware corporation (the “Subsidiary” and, together with the Company, the “Debtors”), and those purchasers (the “Purchasers”) who are parties to that certain Purchase Agreement (as hereinafter defined). Recitals |
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| November 14, 2005 |
Exhibit 10.2 ASSET PURCHASE AGREEMENT This ASSET PURCHASE AGREEMENT, dated as of , 2005 (this “Agreement”), from Dyntek, Inc., a Delaware corporation, and Dyntek Services, Inc., a Delaware corporation (collectively, the “Sellers”), to New England Technology Finance, LLC, a Delaware limited liability company, as purchaser (“Purchaser”). Capitalized terms shall have the meanings set forth in Section |
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| November 14, 2005 |
Exhibit 10.7 AGREEMENT TO AMEND THE AMENDED AND RESTATED SECURED CONVERTIBLE TERM NOTE AND COMMON STOCK PURCHASE WARRANT This AGREEMENT (the “Agreement”) is entered into as of October , 2005 (the “Agreement Date”), by and among DynTek, Inc., a Delaware corporation (the “Company”) and Laurus Master Fund, Ltd. (“Laurus”). RECITALS A. WHEREAS, on November 15, 2004, the Company issued that certain Ame |
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| November 14, 2005 |
Exhibit 10.9 THIS SECURITY AND THE SECURITIES ISSUABLE UPON EXERCISE HEREOF HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), AND MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED, HYPOTHECATED OR OTHERWISE TRANSFERRED EXCEPT (i) PURSUANT TO A REGISTRATION STATEMENT UNDER THE ACT WHICH HAS BECOME EFFECTIVE AND IS CURRENT WITH RESPECT TO THE SECURITIES, OR (ii) PURSUANT TO |
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| November 14, 2005 |
Exhibit 10.1 CONFIDENTIAL THIS PROPRIETARY FORM DOCUMENT IS BEING PROVIDED TO YOU ON A CONFIDENTIAL BASIS. BY ACCEPTING THIS DOCUMENT, YOU ARE AGREEING, AND SHALL BE DEEMED TO HAVE AGREED, TO MAINTAIN THE CONFIDENTIALITY OF THIS DOCUMENT, EXCEPT THAT THIS DOCUMENT MAY BE DISCLOSED (I) TO YOUR DIRECTORS, OFFICERS, EMPLOYEES AND AGENTS (INCLUDING LEGAL COUNSEL AND OTHER ADVISORS) ON A NEED-TO-KNOW B |
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| November 14, 2005 |
AMENDED AND RESTATED 9% SENIOR SUBORDINATED CONVERTIBLE NOTE Exhibit 10.8 THE SECURITIES REPRESENTED BY THIS CERTIFICATE HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”). THE SECURITIES MAY NOT BE SOLD, TRANSFERRED OR ASSIGNED IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT FOR THE SECURITIES UNDER THE SECURITIES ACT, OR AN OPINION OF COUNSEL, IN FORM, SUBSTANCE AND SCOPE CUSTOMARY FOR OPINIONS OF COUNSEL IN |
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| November 14, 2005 |
CONDENSED CONSOLIDATED BALANCE SHEETS (in thousands, except share data) ITEM 6. EXHIBITS U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarter ended September 30, 2005 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-11568 DYNTEK, INC. (Exact Name of Registran |
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| November 14, 2005 |
Exhibit 10.3 NOTE PURCHASE AGREEMENT between DYNTEK, INC. and THE PURCHASERS NAMED IN SCHEDULE I Dated as of October 26, 2005 INDEX TO SCHEDULES SCHEDULE I Schedule of Purchasers SCHEDULE II Disclosure Schedule INDEX TO EXHIBITS EXHIBIT A Form of Note EXHIBIT B Form of Stock Purchase Warrant EXHIBIT C Form of Security and Pledge Agreement NOTE PURCHASE AGREEMENT, dated as of October 26, 2005, betw |
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| November 14, 2005 |
DYNTEK, INC. SECURED PROMISSORY NOTE Exhibit 10.4 THIS SECURITY HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933 OR ANY STATE SECURITIES LAWS AND MAY NOT BE TRANSFERRED OR OTHERWISE DISPOSED OF UNLESS IT HAS BEEN REGISTERED UNDER SUCH ACT AND ALL SUCH APPLICABLE LAWS OR AN EXEMPTION FROM REGISTRATION IS AVAILABLE. DYNTEK, INC. SECURED PROMISSORY NOTE $[ ] October 26, 2005 For value received, DynTek, Inc., a Delaware corporati |
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| November 14, 2005 |
Exhibit 10.10 AMENDMENT NO. 1 TO REGISTRATION RIGHTS AGREEMENT This AMENDMENT NO. 1 TO REGISTRATION RIGHTS AGREEMENT (the “Amendment”) is entered into as of November , 2005 (the “Amendment Date”), by and among DynTek, Inc., a Delaware corporation (the “Company”) and the investors set forth on Schedule 1 hereto (the “Amending Purchasers”). Capitalized terms used herein but not otherwise defined her |
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| November 7, 2005 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: x Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defi |
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| November 7, 2005 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. ) DynTek, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 268180106 (CUSIP Number) Bryant R. Riley 11100 Santa Monica Blvd., Suite 800 Los Angeles, California 90025 (310) 966-1444 (Name, Address and Telephone Nu |
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| November 4, 2005 |
FORM 8-K Pursuant to Section 13 or 15(d) of UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 26, 2005 DYNTEK, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 1-11568 95-4228470 (State or other jurisdiction (Commission (IRS Employer of incorporatio |
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| November 2, 2005 |
Entry into a Material Definitive Agreement 8-K/A 1 a05-1952818ka.htm AMENDMENT TO FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: November 2, 2005 Date of earliest event reported: October 26, 2005 DYNTEK, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 1-115 |
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| November 1, 2005 |
FORM 8-K Pursuant to Section 13 or 15(d) of UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 26, 2005 DYNTEK, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 1-11568 95-4228470 (State or other jurisdiction (Commission (IRS Employer of incorporation |
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| October 26, 2005 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: x Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
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| October 11, 2005 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 6, 2005 DYNTEK, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 1-11568 95-4228470 (State or other jurisdiction (Commission (IRS Employer of incorporation) |
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| October 11, 2005 |
Exhibit 99.1 For more information, contact: Linda Ford DynTek, Inc. 949-271-6705 [email protected] DynTek Appoints Casper Zublin, Jr. to Board of Directors; J. Michael Gullard Named Chairman of the Board Irvine, CA – October 11, 2005– DynTek, Inc. (OTCBB: DYTK), a leading provider of professional technology services, today announced that Casper Zublin, Jr. has been appointed to the company’s b |
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| September 29, 2005 |
OMB APPROVAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING OMB Number: 3235-0058 Expires: March 31, 2006 Estimated average burden hours per response . . . 2.50 SEC FILE NUMBER 000-26866 CUSIP NUMBER 835692104 (Check one): ý Form 10-K o Form 20-F o Form 11-K o Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For Period Ended: June 30, |
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| September 29, 2005 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-K U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the year ended June 30, 2005 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to COMMISSION FILE NUMBER 1-11568 DYNTEK, INC. (Exact Name of Registrant as Speci |
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| September 29, 2005 |
Exhibit 21 Subsidiaries of DynTek, Inc. NAME OF SUBSIDIARY STATE OF INCORPORATION BugSolver.Com, Inc. Delaware DynTek Services, Inc. Delaware TekInsight e-Government, Inc. Delaware TekInsight Research, Inc. New York |
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| September 26, 2005 |
Exhibit 10.1 THIS NOTE HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933; IT HAS BEEN ACQUIRED BY THE HOLDER FOR INVESTMENT AND MAY NOT BE PLEDGED, HYPOTHECATED, SOLD, TRANSFERRED OR OTHERWISE DISPOSED OF EXCEPT AS MAY BE AUTHORIZED UNDER THE SECURITIES ACT OF 1933, AND THE RULES AND REGULATIONS PROMULGATED THEREUNDER. DYNTEK, INC. SECURED PROMISSORY NOTE September 20, 2005 $1,126,455.48 Dy |
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| September 26, 2005 |
FORM 8-K Pursuant to Section 13 or 15(d) of UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 20, 2005 DYNTEK, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 1-11568 95-4228470 (State or other jurisdiction (Commission (IRS Employer of incorporati |
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| September 19, 2005 |
AMENDMENT NO. 1 TO SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 - SCHEDULE 13G (RULE 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b) (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (AMENDMENT NO. 1)* Dyntek, Inc. - - (Name of Issuer) Common Stock, par value $0.0001 per share - - (Title of Class of Securities) 268180106 - (CUSIP Number) September 9, 2 |
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| August 12, 2005 |
DynTek Obtains New Working Capital Facility Exhibit 99.1 Press Release Source: DynTek, Inc. DynTek Obtains New Working Capital Facility Wednesday August 10, 7:14 am ET New Facility Provides Greater Credit Availability, Improved Terms and Lower Cost IRVINE, Calif., Aug. 10 /PRNewswire-FirstCall/ ? DynTek, Inc. (OTC Bulletin Board: DYTK - News), a leading provider of professional technology services, announced today that the company has obtai |
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| August 12, 2005 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 8, 2005 DYNTEK, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 1-11568 95-4228470 (State or other jurisdiction of incorporation) (Commission File Number) ( |
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| July 19, 2005 |
Exhibit 10.2 EMPLOYMENT AGREEMENT This Employment Agreement (“Agreement”) between DynTek, Inc. (“Company”) and Robert I. Webber (“Executive”) is effective as of August 1, 2005 (“Effective Date”). RECITALS Company wishes to employ Executive as its President, Chief Financial Officer and member of the board of directors, and Executive wishes to accept such employment under the terms and conditions se |
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| July 19, 2005 |
Exhibit 10.1 EMPLOYMENT AGREEMENT This Employment Agreement (?Agreement?) between DynTek, Inc. (?Company?) and Casper Zublin, Jr. (?Executive?) is effective as of August 1, 2005 (?Effective Date?). RECITALS Company wishes to employ Executive as its Chief Executive Officer, and Executive wishes to accept such employment under the terms and conditions set forth in this Agreement. IT IS AGREED as fol |
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| July 19, 2005 |
Exhibit 99.2 PRESS RELEASE For more information, contact: Linda Ford DynTek, Inc. 949-271-6705 [email protected] DynTek Restructures Senior Management and Board Compensation Company Seeks to Better Align Executive Compensation with Financial Performance and Shareholder Interest Irvine, CA – July 15, 2005– DynTek, Inc. (OTCBB: DYTK), a leading provider of professional technology services, annou |
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| July 19, 2005 |
Exhibit 99.1 PRESS RELEASE For more information, contact: Linda Ford DynTek, Inc. 949-271-6705 [email protected] DynTek Announces Preliminary Revenues for Fourth Quarter and Fiscal Year Irvine, CA – July 13, 2005– DynTek, Inc. (OTCBB: DYTK), a leading provider of professional technology services, announced today preliminary, un-audited revenue results for its fourth quarter and fiscal year end |
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| July 19, 2005 |
Exhibit 10.3 Option No. DYNTEK, INC. STOCK OPTION AGREEMENT Type of Option (check one): o Incentive o Nonqualified This Stock Option Agreement (the “Agreement”) is entered into as of the day of , 200 , by and between Dyntek, Inc., a Delaware corporation (the “Company”), and (the “Optionee”) pursuant to the Company’s 2005 Stock Incentive Plan (the “Plan”). Any capitalized term not defined herein sh |
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| July 19, 2005 |
FORM 8-K Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 13, 2005 DYNTEK, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 1-11568 95-4228470 (State or other jurisdiction (Commission (IRS Employer of incorporation) F |
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| June 29, 2005 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 27, 2005 DYNTEK, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 1-11568 95-4228470 (State or other jurisdiction (Commission (IRS Employer of incorporation) F |
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| June 29, 2005 |
J. Michael Gullard Joins DynTek’s Board of Directors Exhibit 99.1 J. Michael Gullard Joins DynTek?s Board of Directors Monday June 6, 7:30 am ET IRVINE, Calif., June 6 /PRNewswire-FirstCall/ ? DynTek, Inc. (OTC Bulletin Board: DYTK - News, DYTKP - News, DYTKW - - News), a leading provider of professional technology services, advanced network infrastructure, voice over internet protocol (?VOIP?), and IT security solutions announced today that J. Mich |
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| May 27, 2005 |
EX-99.1 3 a05-100871ex99d1.htm EX-99.1 Exhibit 99.1 For more information, contact: Linda Ford DynTek, Inc. 949-271-6705 [email protected] DynTek CEO Steven J. Ross to Resign DynTek Appoints COO Casper Zublin, Jr. as CEO; Appoints CFO Robert Webber as President Irvine, CA – May 26, 2005– DynTek, Inc. (OTCBB: DYTK, DYTKP, DYTKW), a leading provider of professional technology services, advanced n |
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| May 27, 2005 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 26, 2005 DYNTEK, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 1-11568 95-4228470 (State or other jurisdiction of incorporation) (Commission File Number) (IR |
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| May 27, 2005 |
Exhibit 10.1 SEPARATION AND GENERAL RELEASE AGREEMENT This Separation and General Release Agreement is made and entered into by and between DynTek, Inc., a Delaware corporation (the “Company”), and Steven J. Ross, an individual (“Executive”), as of the dates set forth below. RECITALS WHEREAS, Executive has served as the Chief Executive Officer and a director of the Company since February 2000; WHE |
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| May 16, 2005 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarter ended March 31, 2005 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-11568 DYNTEK, INC. (Exact Name of Registran |
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| April 26, 2005 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin |
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| April 25, 2005 |
AMENDMENT NO. 1 TO SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (Rule 13d-102) AMENDMENT NO. 1 INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1 (b) (c), AND (d) DynTek, Inc. - - (Name of Issuer) Common Stock - - (Title of Class of Securities) 268180106 - - (CUSIP Number) 2/9/2005 - - (Date of Event which Requires Filing of this Statement) Check the appropriate box to |
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| April 18, 2005 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 - SCHEDULE 13G (RULE 13D-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13D-1(B) (C) AND (D) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13D-2(B) (AMENDMENT NO. )* Dyntek, Inc. - - (Name of Issuer) Common Stock, par value $0.0001 per share - - (Title of Class of Securities) 268180106 - (CUSIP Number) February 10, 20 |
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| March 11, 2005 |
As Filed with the Securities and Exchange Commission on March 11, 2005 QuickLinks - Click here to rapidly navigate through this document As Filed with the Securities and Exchange Commission on March 11, 2005 Registration No. |
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| March 4, 2005 |
Exhibit 24.1 POWER OF ATTORNEY The undersigned hereby constitutes and appoints Robert Webber, the undersigned’s true and lawful attorney-in-fact to: (1) execute for and on behalf of the undersigned, in the undersigned’s capacity as an officer and/or director of DynTek, Inc. (the “Company”), Forms 3, 4 and 5 in accordance with Section 16(a) of the Securities Exchange Act of 1934, as amended, and th |
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| February 15, 2005 |
Exhibit 10.02 REGISTRATION RIGHTS AGREEMENT This REGISTRATION RIGHTS AGREEMENT, dated as of February 10, 2005, is made by and among DynTek, Inc., a Delaware corporation, with headquarters located at 18881 Von Karman Ave., Suite 250, Irvine, California 92512 (the “Company”), and the investors named on the signature pages hereto (the “Initial Investors”). RECITALS: A. In connection with the Securiti |
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| February 15, 2005 |
Exhibit 10.03 THE SECURITIES REPRESENTED BY THIS CERTIFICATE HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933 OR ANY STATE SECURITIES LAWS AND MAY NOT BE SOLD, EXCHANGED, HYPOTHECATED OR TRANSFERRED IN ANY MANNER EXCEPT PURSUANT TO A REGISTRATION OR AN EXEMPTION FROM SUCH REGISTRATION. PURCHASE WARRANT Issued to: Exercisable to Purchase Shares of Common Stock of DYNTEK, INC. Void after Au |
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| February 15, 2005 |
Exhibit 99.1 PRESS RELEASE For more information, contact: Linda Ford DynTek, Inc. 949-798-7215 [email protected] DynTek Completes $7.7 Million Equity Raise Proceeds to Fund Organic Growth and On-going Acquisition Strategy Irvine, CA –February 11, 2005– DynTek, Inc. (OTCBB: DYTK, DYTKP, DYTKW), a leading provider of professional technology services and IT security solutions, today announced tha |
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| February 15, 2005 |
Exhibit 10.01 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (this “Agreement”), dated as of February 10, 2005, is made by and among DynTek, Inc., a Delaware corporation, with headquarters located at 18881 Von Karman Ave., Suite 250, Irvine, California 92512 (the “Company”), and the investors named on the signature pages hereto, together with their permitted transferees (each, an |
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| February 15, 2005 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 10, 2005 DYNTEK, INC. (Exact name of registrant as specified in its charter) Delaware 1-11568 95-4228470 (State or other jurisdiction of incorporation) (Commission File Number) (I.R.S. Empl |
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| February 14, 2005 |
Exhibit 99.10 THIS NOTE AND THE COMMON SHARES ISSUABLE UPON CONVERSION OF THIS NOTE HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR ANY STATE SECURITIES LAWS. THIS NOTE AND THE COMMON SHARES ISSUABLE UPON CONVERSION OF THIS NOTE MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED OR HYPOTHECATED IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT AS TO THIS NOTE UNDER SAID ACT A |
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| February 14, 2005 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q |X| QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarter ended December 31, 2004 OR || TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-11568 DYNTEK, INC. (Exact Name of Registr |
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| February 14, 2005 |
Exhibit 99.6 DC ASSET MANAGEMENT LLC 830 THIRD AVENUE NEW YORK, NEW YORK 10022 As of September 1, 2004 DynTek, Inc. 18881 Von Karman Avenue Suite 250 Irvine, California 92612 Attention: Steven J. Ross, Chairman, CEO and President Dear Mr. Ross: This letter, when executed by the parties hereto, will memorialize our understanding and constitute an agreement between DynTek, Inc., a Delaware corporati |
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| February 14, 2005 |
Exhibit 99.9 THIS WARRANT AND THE SHARES OF COMMON STOCK ISSUABLE UPON EXERCISE OF THIS WARRANT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR ANY STATE SECURITIES LAWS. THIS WARRANT AND THE COMMON STOCK ISSUABLE UPON EXERCISE OF THIS WARRANT MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED OR HYPOTHECATED IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT AS TO THIS WARRAN |
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| February 14, 2005 |
Exhibit 99.4 DYNTEK, INC. STOCK OPTION AGREEMENT Type of Option (check one): || Incentive || Nonqualified This Stock Option Agreement (the "Agreement") is entered into as of the day of , 200, by and between Dyntek, Inc., a Delaware corporation (the "Company"), and (the "Optionee") pursuant to the Company's 2001 Stock Incentive Plan (the "Plan"). Any capitalized term not defined herein shall have t |
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| February 14, 2005 |
Exhibit 99.8 AMENDED AND RESTATED REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (this "Agreement") is made and entered into effective as of January 30, 2004, by and between DynTek, Inc., a Delaware corporation (the "Company"), and Laurus Master Fund, Ltd. (the "Purchaser"). This Agreement is made pursuant to the Securities Purchase Agreement, dated as of the date hereof, by and |
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| February 14, 2005 |
Exhibit 99.7 AGREEMENT AND PLAN OF MERGER by and among DynTek, Inc. ITI Acquisition Corp., Integration Technologies, Inc., the Shareholders of Integration Technologies, Inc. and Casper Zublin, Jr. as the Shareholder Representative dated as of October 14, 2004 - AGREEMENT AND PLAN OF MERGER THIS AGREEMENT AND PLAN OF MERGER (the "Agreement"), is made and entered into as of October 14, 2004, by and |
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| February 14, 2005 |
Exhibit 99.5 ================================================================================ THIS SECURITY AND THE SECURITIES ISSUABLE UPON EXERCISE HEREOF HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "ACT"), AND MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED, HYPOTHECATED OR OTHERWISE TRANSFERRED EXCEPT (i) PURSUANT TO A REGISTRATION STATEMENT UNDER THE ACT WHICH HAS BE |
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| December 16, 2004 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) December 16, 2004 DYNTEK, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 1-11568 95-4228470 (State or other jurisdiction (Commission (IRS Employer of incorporatio |
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| December 16, 2004 |
Exhibit 99.1 [LOGO] DynTek PRESS RELEASE - - For more information, contact: Linda Ford DynTek, Inc. 949-798-7215 [email protected] DynTek's Securities Expected to Trade on NASD OTC Company Provides Guidance on Current Quarter; Expects to Exceed Revenue Targets Irvine, CA -December 16, 2004- DynTek, Inc. (Nasdaq: DYTK, DYTKP, DYTKW), a leading provider of professional technology services and IT |
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| December 14, 2004 |
DYNTEK, INC. 18,816,690 Shares of Common Stock QuickLinks - Click here to rapidly navigate through this document Filed Pursuant to Rule 424(b)(3) Registration No. |
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| December 2, 2004 |
Exhibit 99.1 For more information, contact: Linda Ford DynTek, Inc. 949-798-7215 [email protected] DynTek Receives Notice of Deficiency for 2003 Transactions Nasdaq Indicates Initial Determination that Sale of Shares by Former Shareholder DynCorp May Have Required DynTek Shareholder Approval at the Time Irvine, CA —December 2, 2004— DynTek, Inc. (Nasdaq: DYTK, DYTKP, DYTKW), a leading provider |
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| December 2, 2004 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 26, 2004 DYNTEK, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 1-11568 95-4228470 (State or other jurisdiction of incorporation) (Commission File Number |
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| November 19, 2004 |
Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 15, 2004 DYNTEK, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 1-11568 95-4228470 (State or other jurisdiction (Commission (IRS Employer of incorporatio |
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| November 17, 2004 |
As Filed with the Securities and Exchange Commission on November 17, 2004 QuickLinks - Click here to rapidly navigate through this document As Filed with the Securities and Exchange Commission on November 17, 2004 Registration No. |
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| November 16, 2004 |
EXHIBIT 99.2 JOINT FILING AGREEMENT The undersigned hereby agree, pursuant to Rule 13d-1(k) of the Securities Exchange Act of 1934, as amended, to file a joint statement on Schedule 13G and amendments thereto pertaining to their beneficial ownership of shares of common stock of DynTek, Inc. This agreement may be terminated for any reason by any party hereto immediately upon the personal delivery o |
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| November 16, 2004 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 - SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* DynTek, Inc. - - (Name of Issuer) Common Stock - - (Title of Class of Securities) 268180106 - - (CUSIP Number) October 15, 2004 - - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule |
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| November 16, 2004 |
EXHIBIT 99.1 IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP DC Opportunity Advisors LLC DC Asset Management LLC Richard Smithline |
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| November 16, 2004 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 - SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* DynTek, Inc. - - (Name of Issuer) Common Stock - - (Title of Class of Securities) 268180106 - - (CUSIP Number) October 15, 2004 - - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule |
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| November 16, 2004 |
EXHIBIT 99.2 JOINT FILING AGREEMENT The undersigned hereby agree, pursuant to Rule 13d-1(k) of the Securities Exchange Act of 1934, as amended, to file a joint statement on Schedule 13G and amendments thereto pertaining to their beneficial ownership of shares of common stock of DynTek, Inc. This agreement may be terminated for any reason by any party hereto immediately upon the personal delivery o |
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| November 16, 2004 |
EXHIBIT 99.1 IDENTIFICATION AND CLASSIFICATION OF THE MEMBERS OF THE GROUP Duncan Capital Group LLC B&P Management, LLC Duncan Capital LLC Michael Crow David Fuchs |
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| November 15, 2004 |
Exhibit 10.2 ================================================================================ THIS SECURITY AND THE SECURITIES ISSUABLE UPON EXERCISE HEREOF HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "ACT"), AND MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED, HYPOTHECATED OR OTHERWISE TRANSFERRED EXCEPT (i) PURSUANT TO A REGISTRATION STATEMENT UNDER THE ACT WHICH HAS BE |
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| November 15, 2004 |
Exhibit 10.1 9% SENIOR SUBORDINATED CONVERTIBLE NOTE PURCHASE AGREEMENT THIS 9% SENIOR SUBORDINATED CONVERTIBLE NOTE PURCHASE AGREEMENT, dated as of October 15, 2004 (this "Agreement"), is entered into by and among DYNTEK, INC., a Delaware corporation (the "Company"), and THE PURCHASERS listed on Exhibit 1 hereto (collectively, the "Purchasers" or the "Holders"). RECITALS: WHEREAS, the Company and |
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| November 15, 2004 |
Exhibit 10.9 EMPLOYMENT AGREEMENT This Employment Agreement ("Agreement") is entered into as of July 1, 2004 ("Effective Date") between DynTek, Inc. ("Company") and Steven J. Ross ("Executive"). RECITALS Company wishes to employ Executive as its President and Chief Executive Officer and Executive wishes to accept such employment under the terms and conditions set forth in this Agreement. IT IS AGR |
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| November 15, 2004 |
Exhibit 10.5 THE SECURITIES REPRESENTED BY THIS CERTIFICATE HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "SECURITIES ACT"). THE SECURITIES MAY NOT BE SOLD, TRANSFERRED OR ASSIGNED IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT FOR THE SECURITIES UNDER THE SECURITIES ACT, OR AN OPINION OF COUNSEL, IN FORM, SUBSTANCE AND SCOPE CUSTOMARY FOR OPINIONS OF COUNSEL IN |
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| November 15, 2004 |
Exhibit 10.3 ================================================================================ THIS SECURITY AND THE SECURITIES ISSUABLE UPON EXERCISE HEREOF HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "ACT"), AND MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED, HYPOTHECATED OR OTHERWISE TRANSFERRED EXCEPT (i) PURSUANT TO A REGISTRATION STATEMENT UNDER THE ACT WHICH HAS BE |
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| November 15, 2004 |
Exhibit 10.7 EMPLOYMENT AGREEMENT This Employment Agreement ("Agreement") is entered into as of October 15, 2004 ("Effective Date") between DynTek, Inc. ("Company") and Casper Zublin, Jr. ("Executive"). RECITALS Company wishes to employ Executive as its Chief Operating Officer, and Executive wishes to accept such employment under the terms and conditions set forth in this Agreement. IT IS AGREED a |
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| November 15, 2004 |
Exhibit 10.8 EMPLOYMENT AGREEMENT This Employment Agreement ("Agreement") is entered into as of August 1, 2004 ("Effective Date") between DynTek, Inc. ("Company") and Robert I. Webber ("Executive"). RECITALS Company wishes to employ Executive as its Chief Financial Officer and member of the board of directors, and Executive wishes to accept such employment under the terms and conditions set forth |
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| November 15, 2004 |
Exhibit 10.4 ================================================================================ THIS SECURITY AND THE SECURITIES ISSUABLE UPON EXERCISE HEREOF HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "ACT"), AND MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED, HYPOTHECATED OR OTHERWISE TRANSFERRED EXCEPT (i) PURSUANT TO A REGISTRATION STATEMENT UNDER THE ACT WHICH HAS BE |
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| November 15, 2004 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q |X| QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarter ended September 30, 2004 OR || TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-11568 DYNTEK, INC. (Exact Name of Regist |
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| November 15, 2004 |
Exhibit 10.6 REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT, dated as of October 15, 2004 (this "Agreement"), is made by DYNTEK, INC., a Delaware corporation (the "Company"), and the Purchasers set forth on Schedule 1 hereto ("Purchasers"). W I T N E S S E T H: WHEREAS, pursuant to an 9% Senior Subordinated Convertible Note Purchase Agreement, dated as of the date hereof, between |
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| October 22, 2004 |
POST-EFFECTIVE AMEND. TO FORM S-1 ON FORM S-3 Registration No. 333-112555 - As Filed With The Securities And Exchange Commission On October 22, 2004 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 - POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-1 REGISTRATION STATEMENT ON FORM S-3 UNDER THE SECURITIES ACT OF 1933 - DYNTEK, INC. (Exact name of small business issuer as specified in its charter) DELAWARE 7372 95-4228470 (State or Other Juri |
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| October 22, 2004 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-K/A (Amendment No. 2) (X) ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2004 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-11568 DYNTEK, INC. (Ex |
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| October 21, 2004 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 18, 2004 DYNTEK, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 1-11568 95-4228470 (State or other jurisdiction of incorporation) (Commission File Number) |
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| October 21, 2004 |
Exhibit 99.1 PRESS RELEASE For more information, contact: Linda Ford DynTek, Inc. 949-798-7215 [email protected] DynTek Appoints Casper Zublin, Jr. as Chief Operating Officer Irvine, CA –October 18, 2004– DynTek, Inc. (Nasdaq: DYTK, DYTKP, DYTKW), a leading provider of technology, management and IT security solutions, today announced the company has appointed Casper Zublin, Jr. as chief operat |
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| October 18, 2004 |
Exhibit 99.1 PRESS RELEASE For more information, contact: Linda Ford DynTek, Inc. 949-798-7215 [email protected] DynTek Announces Business Combination with Integration Technologies, Inc. Integration Technologies Brings Profitable $18 Million Revenue Stream, Solid Base of Operations in Southern California, and Extensive Expertise in IT Security and Access Infrastructure Practices Irvine, CA ?Oc |
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| October 18, 2004 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 15, 2004 DYNTEK, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 1-11568 95-4228470 (State or other jurisdiction (Commission (IRS Employer of incorporation |
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| October 6, 2004 |
FORM 8-K Pursuant to Section 13 or 15(d) of UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 29, 2004 DYNTEK, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 1-11568 95-4228470 (State or other jurisdiction of incorporation) (Commission File Numbe |
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| October 6, 2004 |
Exhibit 99.1 For more information, contact: Linda Ford DynTek, Inc. 949-798-7215 [email protected] DynTek Acquires Redrock Communications Redrock Communications Brings Profitable $12 Million Revenue Stream, Expanded Operations in the Southwest and Extensive Voice-over-IP and IT Security Capabilities Irvine, CA –September 30, 2004– DynTek, Inc. (Nasdaq: DYTK, DYTKP, DYTKW), a leading provider o |
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| September 29, 2004 |
Exhibit 99.1 PRESS RELEASE For more information, contact: Linda Ford DynTek, Inc. 949-798-7215 [email protected] DynTek Announces Significant Improvement in Working Capital and 22% Revenue Growth in Fourth Quarter Company Improves Working Capital Position by $11.7 Million Year over Year; Projects Net Income for Fiscal Year 2005 Irvine, CA –September 28, 2004 – DynTek, Inc. (Nasdaq: DYTK, DYTKP |
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| September 29, 2004 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 28, 2004 DYNTEK, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 1-11568 95-4228470 (State or other jurisdiction of incorporation) (Commission File Numbe |
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| September 29, 2004 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-K/A [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2004 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to COMMISSION FILE NUMBER 1-11568 DYNTEK, INC. (Exact Name of Regist |
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| September 28, 2004 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-K [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2004 OR [] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to COMMISSION FILE NUMBER 1-11568 DYNTEK, INC. (Exact Name of Registran |
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| September 28, 2004 |
Exhibit 10.38 FIRST AMENDMENT TO FACTORING AGREEMENT THIS FIRST AMENDMENT (this "Amendment") to the Factoring Agreement is entered into as of the 29th day of July, 2004, by and between DynTek, Inc., DynTek Services, Inc. (individually and collectively, "Customer") and SYSTRAN Financial Services Corporation ("SYSTRAN"). RECITALS: A. As of July 1, 2003, Customer and SYSTRAN executed a certain Factor |
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| July 30, 2004 |
Exhibit 4.2 AMENDMENT NO. 1 TO DYNTEK, INC. (formerly TekInsight.com, Inc.) 2001 STOCK INCENTIVE PLAN THIS AMENDMENT NO. 1 TO THE DYNTEK, INC. 2001 STOCK INCENTIVE PLAN (the "Amendment") is made as of July 15, 2004. WHEREAS, DynTek, Inc. (the "Company") has authorized, adopted and approved a 2001 Stock Incentive Plan (the "Plan"); WHEREAS, the Shareholders of the Company have authorized the Compan |
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| July 30, 2004 |
As filed with the Securities and Exchange Commission on July 30, 2004 Registration No. |
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| July 1, 2004 |
Exhibit 99.1 [LOGO] DynTek PRESS RELEASE ================================================================================ For more information, contact: Linda Ford Rob Schatz / Rich Cooper DynTek, Inc. Strategic Growth International 949-798-7215 212-838-1444 [email protected] [email protected] Robert Webber to Join DynTek as Chief Financial Officer Irvine, CA -July 1, 2004- DynTek, Inc. (Nasdaq: |
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| July 1, 2004 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: July 1, 2004 (Date of earliest event reported: July 1, 2004) DynTek, Inc. - - (Exact name of registrant as specified in its charter) Delaware 1-11568 95-4228470 - - (State or other jurisdiction (Commission (IRS Employer of incorpor |
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| June 25, 2004 |
As filed with the Securities and Exchange Commission on June 25, 2004 Registration No. |
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| June 17, 2004 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENTS SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant |X| Filed by a party other than the Registrant || Check the appropriate box: || Preliminary Proxy Statement || Confidential, for |
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| June 9, 2004 |
As filed with the Securities and Exchange Commission on June 9, 2004 Registration No. |
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| June 4, 2004 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENTS SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant |X| Filed by a party other than the Registrant || Check the appropriate box: |X| Preliminary Proxy Statement || Confidential, for |
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| May 17, 2004 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: May 17, 2004 (Date of earliest event reported: May 17, 2004) DynTek, Inc. - - (Exact name of registrant as specified in its charter) Delaware 1-11568 95-4228470 - - (State or other jurisdiction (Commission (IRS Employer of incorpor |
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| May 17, 2004 |
Exhibit 99.1 [LOGO] Dyntek PRESS RELEASE ================================================================================ For more information, contact: Audrey Bold Rob Schatz / Rich Cooper DynTek, Inc. Strategic Growth International 925-513-4571 212-838-1444 [email protected] [email protected] DynTek Reports EBITDA Positive Earnings for the Third Fiscal Quarter Company Announces 22% Growth in |
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| May 17, 2004 |
Exhibit 10.3 ProductivIT Sale Agreement This agreement ("Agreement") is made and entered into in between DynTek Services, Inc., a Delaware corporation, with offices at 18881 Von Karman Avenue, Suite 250, Irvine, CA 92612 ("DynTek") and Child Support Technologies, Inc., a Mississippi corporation, having offices located at 210 East Capitol Street, Suite 2000, Jackson, Mississippi 39201 ("CST"), as o |
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| May 17, 2004 |
Exhibit 10.2 First Amendment to Services Agreement and termination of escrow This First Amendment to Services Agreement and Termination of Escrow ("Amendment") is made as of April 27, 2004, by and among DynTek, Inc., a Delaware corporation ("DI"), DynTek Services, Inc., a Delaware corporation ("DSI" which, together with DI, may be jointly referred to as "DynTek"), and Young Williams, P.C., a Missi |
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| May 17, 2004 |
Exhibit 10.1 SERVICES AGREEMENT AMONG DYNTEK, INC., DYNTEK SERVICES, INC. AND YOUNG WILLIAMS, P.C. AS OF MARCH 1, 2004 SERVICES AGREEMENT This Services Agreement ("Agreement") is made as of March 1, 2004 (the "Effective Date"), by and among DynTek, Inc., a Delaware corporation ("DI"), DynTek Services, Inc., a Delaware corporation ("DSI" which, together with DI, may be jointly referred to as "DynTe |
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| May 17, 2004 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarter ended March 31, 2004 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-11568 DYNTEK, INC. (Exact Name of Registran |
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| May 17, 2004 |
Exhibit 10.4 ProductivIT Maintenance, Support and Portal Access Agreement This agreement ("Agreement") is made and entered into in between DynTek Services, Inc., a Delaware corporation with offices at 18881 Von Karman Avenue, Suite 250, Irvine, CA 92612 (hereinafter referred to as "DynTek") and Child Support Technologies, Inc., a Mississippi corporation, having offices located at 210 East Capitol |
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| May 3, 2004 |
Exhibit 4.4 NEITHER THIS SECURITY NOR THE SECURITIES INTO WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "SECURITIES ACT"), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGIST |
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| May 3, 2004 |
Exhibit 99 [LOGO] DynTek PRESS RELEASE ================================================================================ For more information, contact: Audrey Bold Rob Schatz / Rich Cooper DynTek, Inc. |
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| May 3, 2004 |
Exhibit 4.3 NEITHER THIS SECURITY NOR THE SECURITIES INTO WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "SECURITIES ACT"), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGIST |