DPWW / Diego Pellicer Worldwide, Inc. - SEC-arkivering, Årsberetning, Fuldmagtserklæring

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ☒ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: December 31, 2022 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q ☐ Transition Report o

Stipulation of Entry and Consent of Judgment by and between the Company and Royal Asset Management, dated November 29, 2022

Exhibit 99.2

Binding Settlement Term Sheet, by and between the Company, Royal Asset Management, LLC, and Venture Product Consulting, LLC, dated November 21, 2022

Exhibit 10.1 BINDING SETTLEMENT TERM SHEET November 21, 2022 (the ?Effective Date?) This Binding Settlement Term Sheet (this ?Term Sheet?) is entered into by and between, on the one hand, Royal Asset Management, LLC, a Colorado limited liability company (?RAM?), Venture Product Consulting, LLC, a Colorado limited liability company (?VPC?), and, on the other hand, Diego Pellicer Worldwide, Inc., a

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 21, 2022 Diego Pellicer Worldwide, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 000-55815 33-1223037 (State or other jurisdiction of incorporation) (Commi

Stipulation of Entry and Consent of Judgment by and between the Company and Venture Product Consulting, LLC, dated November 29, 2022

Exhibit 99.3

COMPLAINT AND JURY DEMAND

Exhibit 99.1 DISTRICT COURT, CITY AND COUNTY OF DENVER, STATE OF COLORADO. 1437 Bannock Street, Denver, CO 80202 Telephone: (720) 865-8301 DIEGO PELLICER WORLDWIDE, INC., a Delaware corporation, Plaintiff, v. ROYAL ASSET MANAGEMENT, LLC, a Colorado limited liability company, and NEIL DEMERS, an individual, Defendants ^COURT USE ONLY^ Attorneys for Plaintiff Nathanael Archuleta, No. 50075 David J.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 ☐ TRANSITION REPORT PURSUANT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transitional period from to Commission File Number: 333-189731 DIEGO PELLICE

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 ☐ TRANSITION REPORT PURSUANT TO S

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transitional period from to Commission File Number: 333-189731 DIEGO PELLICER WOR

8% Promissory Note, dated July 29, 2022, issued by the Company to GS Capital Partners, LLC

Exhibit 4.1 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR T

Securities Purchase Agreement, dated July 29, 2022, by and between the Company and GS Capital Partners, LLC

Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the ?Agreement?), dated as of July 29, 2022, by and between Diego Pellicer Worldwide, Inc., a Delaware corporation, with headquarters located at 6160 Plumas Street, Suite 100, Reno, NV 89519 (the ?Company?) and GS CAPITAL PARTNERS, LLC, with its address at 1 East Liberty Street Suite 600, Reno, Nevada 89501, (the ?Buyer

Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 29, 2022 Diego Pellicer Worldwide, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 000-55815 33-1223037 (State or other jurisdiction of incorporation) (Commissio

Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 24, 2022 Diego Pellicer Worldwide, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 000-55815 33-1223037 (State or other jurisdiction of incorporation) (Commissio

Letter of Consent

Exhibit 16.1 June 28, 2022 U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Dear Ladies and Gentlemen: We have been furnished with a copy of the response to Item 4.01 of Form 8-K dated June 24, 2022, to be filed by our former client, Diego Pellicer Worldwide, Inc. We agree with the statements made in response to that Item insofar as they relate to our Firm. Very truly

Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 3, 2022 Diego Pellicer Worldwide, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 000-55815 33-1223037 (State or other jurisdiction of incorporation) (Commission

Securities Purchase Agreement, dated June 3, 2022, by and between the Company and GS Capital Partners, LLC

Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the ?Agreement?), dated as of June 3, 2022, by and between Diego Pellicer Worldwide, Inc., a Delaware corporation, with headquarters located at 6160 Plumas Street, Suite 100, Reno, NV 89519 (the ?Company?) and GS CAPITAL PARTNERS, LLC, with its address at 1 East Liberty Street Suite 600, Reno, Nevada 89501, (the ?Buyer?

8% Promissory Note, dated June 3, 2022, issued by the Company to GS Capital Partners, LLC

Exhibit 4.1 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR T

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 ☐ TRANSITION REPORT PURSUANT TO

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transitional period from to Commission File Number: 333-189731 DIEGO PELLICER WO

Financial Statements and Exhibits, Termination of a Material Definitive Agreement

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 22, 2022 Diego Pellicer Worldwide, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 000-55815 33-1223037 (State or other jurisdiction of incorporation) (Commissi

Third Amendment to Lease of Space between the Company and 755 S Jason Street, LLC dated August 1, 2021 (755 South Jason Street property)

Exhibit 10.32 THIRD AMENDMENT TO LEASE OF SPACE 755 S JASON ST, UNIT 150, DENVER, CO 80223 THIS THIRD AMENDMENT TO LEASE OF SPACE (?Agreement?), is entered into on August 1, 2021, by and between William P. Vassil and James J. Domenico with 755 S Jason Street, LLC (?Lessor?) and Diego Pellicer Worldwide, Inc. (?Lessee?). Lessor and Lessee may collectively be referred to as the ?Parties,? or individ

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT UNDER TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 or ? TRANSITIONAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transitional period from to Commission file number 333-189731 DIEGO PELLICER WORLDWIDE

Amended and Restated Certificate of Designations for Series C Convertible Preferred Stock, dated February 24, 2021

Exhibit 3.7 State of Delaware Secretary of State Division of Corporations Delivered 03:50 PM 02/25/2021 FILED 03:50 PM 02/25/2021 SR 20210650597 - File Number 5094948 DIEGO PELLICER WORLDWIDE, INC. AMENDED AND RESTATED CERTIFICATE OF DESIGNATIONS, PREFERENCES, RIGHTS AND LIMITATIONS OF SERIES C CONVERTIBLE PREFERRED STOCK The undersigned, Christopher D. Strachan, hereby certifies that: 1. I am the

Securities Purchase Agreement, dated January 6, 2022, by and between the Company and GS Capital Partners, LLC

Exhibit 10.31 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the ?Agreement?), dated as of January 6, 2022, by and between Diego Pellicer Worldwide, Inc., a Delaware corporation, with headquarters located at 6160 Plumas Street, Suite 100, Reno, NV 89519 (the ?Company?) and GS CAPITAL PARTNERS, LLC, with its address at 1 East Liberty Street Suite 600, Reno, Nevada 89501, (the ?Bu

Second Amendment to Sublease of Space between the Company and Royal Asset Management, LLC dated August 1, 2021 (755 South Jason Street property)

Exhibit 10.33 SECOND AMENDMENT TO SUBLEASE OF SPACE 755 S JASON ST, UNIT 150, DENVER, CO 80223 THIS SECOND AMENDMENT TO SUBLEASE OF SPACE (?Agreement?), is entered into on August 1, 2021, by and between Diego Pellicer Worldwide, Inc. (?Sublessor?) and Royal Asset Management, LLC (?Sublessee?). Sublessor and Sublessee may collectively be referred to as the ?Parties,? or individually as a ?Party.? R

8% Promissory Note, dated January 6, 2022, issued by the Company to GS Capital Partners, LLC

Exhibit 4.2 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR T

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING

NT 10-K 1 g082668nt10k.htm NT 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ☒ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: December 31, 2021 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report

Securities Purchase Agreement, dated February 18, 2022, by and between the Company and GS Capital Partners, LLC

Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the ?Agreement?), dated as of February 18, 2022, by and between Diego Pellicer Worldwide, Inc., a Delaware corporation, with headquarters located at 6160 Plumas Street, Suite 100, Reno, NV 89519 (the ?Company?) and GS CAPITAL PARTNERS, LLC, with its address at 1 East Liberty Street Suite 600, Reno, Nevada 89501, (the ?B

8% Promissory Note, dated February 18, 2022, issued by the Company to GS Capital Partners, LLC

Exhibit 4.1 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR T

Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 18, 2022 Diego Pellicer Worldwide, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 000-55815 33-1223037 (State or other jurisdiction of incorporation) (Commi

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 8, 2022 Diego Pellicer Worldwide, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 000-55815 33-1223037 (State or other jurisdiction of incorporation) (Commis

Equity Purchase Agreement, dated as of February 8, 2022, by and between the Company and Hemp Choice Distribution, LLC

Exhibit 2.1 EQUITY PURCHASE AGREEMENT by and among DIEGO PELLICER WORLDWIDE, INC. - and - HEMP CHOICE DISTRIBUTION, LLC - and - THE SELLERS LISTED ON ANNEX B - and - GABRIELA VERGARA, as the Sellers? Representative Dated February 8, 2022 TABLE OF CONTENTS Page Article 1 PURCHASE AND SALE 2 Section 1.1. Purchase and Sale of the Membership Units 2 Section 1.2. Purchase Price 2 Section 1.3. Closing 2

Securities Purchase Agreement, dated January 6, 2022, by and between the Company and GS Capital Partners, LLC

Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the ?Agreement?), dated as of January 6, 2022, by and between Diego Pellicer Worldwide, Inc., a Delaware corporation, with headquarters located at 6160 Plumas Street, Suite 100, Reno, NV 89519 (the ?Company?) and GS CAPITAL PARTNERS, LLC, with its address at 1 East Liberty Street Suite 600, Reno, Nevada 89501, (the ?Buy

8% Promissory Note, dated January 6, 2022, issued by the Company to GS Capital Partners, LLC

EX-4.1 2 g082556ex4-1.htm EXHIBIT 4.1 Exhibit 4.1 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN

Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 6, 2022 Diego Pellicer Worldwide, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 000-55815 33-1223037 (State or other jurisdiction of incorporation) (Commiss

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 ☐ TRANSITION REPORT PURSUANT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transitional period from to Commission File Number: 333-189731 DIEGO PELLICE

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 ☐ TRANSITION REPORT PURSUANT TO S

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transitional period from to Commission File Number: 333-189731 DIEGO PELLICER WOR

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 ☐ TRANSITION REPORT PURSUANT TO

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transitional period from to Commission File Number: 333-189731 DIEGO PELLICER WO

SBA Loan Authorization and Agreement, dated June 30, 2020

Exhibit 10.22 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19

First Amendment to Sublease of Space, by and between the Company, RME Group, LLC and Royal Asset Management, LLC, dated October 4, 2017

Exhibit 10.8 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36

Paycheck Protection Program note, dated April 22, 2020

Exhibit 10.21 1 2 3

Second Amendment to Master Lease Agreement by and between the Company and 2949, W. Alameda Avenue, LLC, dated July 31, 2019

Exhibit 10.16 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27

Termination of Lease Agreement, by and between the Company and Colorado Group Trust, dated October 21, 2020

Exhibit 10.27 1 2 3 4

Sublease Assignment Agreement, by and between the Company and RME Group, LLC

Exhibit 10.7 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27

Annual Report - FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x ANNUAL REPORT UNDER TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 or o TRANSITIONAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transitional period from to Commission file number 333-189731 DIEGO PELLICER WORLDWIDE

Consent of Independent Registered Public Accounting Firm – Hall & Company CPAs

Exhibit 10.23 1 2 3 4 5 6 7 8 9

Option to Extend Commercial Sublease Agreement

EX-10.12 4 ex10-12.htm Exhibit 10.12 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24

Office Space Occupancy Agreement, by and between the Company and Veezto Financial, dated January 1, 2019

Exhibit 10.13 1 2

-

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ? Form 10-K ? Form 20-F ? Form 11-K ? Form 10-Q ? Form 10-D ? Form N-SAR ? Form N-CSR For Period Ended: December 31, 2020 ? Transition Report on Form 10-K ? Transition Report on Form 20-F ? Transition Report on Form 11-K ? Transition Report on Form 10-Q ? Transition Report o

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 9, 2021 Diego Pellicer Worldwide, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 000-55815 33-1223037 (State or other jurisdiction of incorporation) (Commis

1

Exhibit 99.1 Greetings, The year 2021 begins with positive momentum toward the federal legalization of cannabis. News from Capitol Hill is favorable as Diego Pellicer Worldwide, Inc. executes on its long-term vision to become a national, vertically integrated cannabis company On February 1, Ranking Member of the United States Senate Committee on Finance Ron Wyden, D-Ore., along with Senators Cory

Diego Pellicer Worldwide, Inc. Announces Double Digit Year-Over-Year Growth For Colorado Licensee Diego Pellicer – Colorado reports year-end and fourth quarter gross receipts

EX-99.1 2 e2383ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 CONTACT: Suzanne Herrick, Fedoruk & Associates, Inc., 612-247-3079, [email protected] WEBSITE: www.diego-pellicer.com; co.diego-pellicer.com FOR IMMEDIATE RELEASE Diego Pellicer Worldwide, Inc. Announces Double Digit Year-Over-Year Growth For Colorado Licensee Diego Pellicer – Colorado reports year-end and fourth quarter gross receipts RENO,

Regulation FD Disclosure, Financial Statements and Exhibits - FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 26, 2021 Diego Pellicer Worldwide, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 000-55815 33-1223037 (State or other jurisdiction (Commission File Number)

Regulation FD Disclosure, Financial Statements and Exhibits - FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 11, 2020 Diego Pellicer Worldwide, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 000-55815 33-1223037 (State or other jurisdiction (Commission (IRS Employe

Diego Pellicer Awarded Coveted 2020 CBA Globes For “Best Dispensary/Center” And MVPs Diego celebrated for its high-quality products, best experience and educated staff

Exhibit 99.1 CONTACTS: Suzanne Herrick, Fedoruk & Associates, Inc., 612-247-3079, [email protected] URLS: co.diego-pellicer.com; www.diego-pellicer.com; www.cannabisbusinessawards.com FOR IMMEDIATE RELEASE Diego Pellicer Awarded Coveted 2020 CBA Globes For “Best Dispensary/Center” And MVPs Diego celebrated for its high-quality products, best experience and educated staff DENVER (Dec. 11, 2020

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing - FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 2, 2020 Diego Pellicer Worldwide, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 000-55815 33-1223037 (State or other jurisdiction (Commission (IRS Employer

Quarterly Report - FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 333-189731 DIEGO PELLICER WORLDWIDE, INC. (Name of registran

Regulation FD Disclosure, Financial Statements and Exhibits - FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 20, 2020 Diego Pellicer Worldwide, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 000-55815 33-1223037 (State or other jurisdiction (Commission (IRS Employe

1

Exhibit 99.1 Greetings, Diego Pellicer Worldwide, Inc. continues to focus on strategic business opportunities to improve DPWW’s profitability, reduce debt and increase direct ownership in cannabis operations. Most recently, DPWW announced it reduced its institutional convertible debt by more than 80 percent over the past 12 months and reduced its liability exposure in the Elizabeth Street cultivat

- FORM NT 10-Q

NT 10-Q 1 e2238nt10-q.htm FORM NT 10-Q OMB APPROVAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB Number: 3235-0058 Expires: February 28, 2022 Estimated average burden hours per response 2.50 FORM 12b-25 SEC FILE NUMBER NOTIFICATION OF LATE FILING CUSIP NUMBER (Check One): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For Period

Diego Pellicer Worldwide, Inc. Announces Reduction Of Institutional Convertible Debt

Exhibit 99.1 CONTACT: Suzanne Herrick, Fedoruk & Associates, Inc., 612-247-3079, [email protected] WEBSITE: www.diego-pellicer.com FOR IMMEDIATE RELEASE Diego Pellicer Worldwide, Inc. Announces Reduction Of Institutional Convertible Debt RENO, Nev. (Oct. 26, 2020) – Diego Pellicer Worldwide, Inc. (OTCQB: DPWW), a premium marijuana brand and retail development company, today announced that it

Regulation FD Disclosure, Financial Statements and Exhibits - FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 26, 2020 Diego Pellicer Worldwide, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 000-55815 33-1223037 (State or other jurisdiction (Commission (IRS Employer

Termination of a Material Definitive Agreement, Financial Statements and Exhibits - FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 20, 2020 Diego Pellicer Worldwide, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 000-55815 33-1223037 (State or other jurisdiction (Commission (IRS Employer

Entry into a Material Definitive Agreement, Regulation FD Disclosure, Financial Statements and Exhibits

8-K 1 e21748-k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 16, 2020 Diego Pellicer Worldwide, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 000-55815 33-1223037 (State or other jurisdicti

Sublease Termination Agreement by and between the Company and Royal Asset Management, LLC and Venture Product Consulting, LLC, dated as of October 1, 2020

Exhibit 10.1 SUBLEASE TERMINATION AGREEEMENT This Sublease Termination Agreement (the “Agreement”) is entered into this 1st day of October, 2020, by and between DIEGO PELLICER WORLDWIDE, INC., a Delaware Corporation (“Sublandlord”), on the one hand, and VENTURE PRODUCT CONSULTING, LLC, a Colorado limited liability company (“VPC”), and ROYAL ASSET MANAGEMENT, LLC, a Colorado limited liability compa

Diego Pellicer Worldwide, Inc. Executes Agreements To Sell Cultivation Facility, Maintain Cash Flow During Initial Discussions Of Merger With Colorado Licensee

Exhibit 99.1 CONTACT: Suzanne Herrick, Fedoruk & Associates, Inc., 612-247-3079, [email protected] WEBSITE: www.diego-pellicer.com Diego Pellicer Worldwide, Inc. Executes Agreements To Sell Cultivation Facility, Maintain Cash Flow During Initial Discussions Of Merger With Colorado Licensee RENO, Nev. (Oct. 22, 2020) – Diego Pellicer Worldwide, Inc. (OTCQB: DPWW), a premium marijuana brand and

Regulation FD Disclosure, Financial Statements and Exhibits - FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 16, 2020 Diego Pellicer Worldwide, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 000-55815 33-1223037 (State or other jurisdiction (Commission (IRS Employer

Copyright © 2020 Diego Pellicer Worldwide, Inc., All rights reserved. OTCQB: DPWW

Exhibit 99.1 Greetings, Diego Pellicer Worldwide, Inc’s (DPWW) third quarter wraps up with solid implementation of its long-term growth strategy. DPWW signed agreements for the full repayment of $300,000 principal debt owed to DPWW from one of its Colorado borrowers and to purchase 15.13 percent equity in a soon to be newly-remodeled Cookies-branded dispensary in Denver on Broadway, plus secured c

Entry into a Material Definitive Agreement, Completion of Acquisition or Disposition of Assets - FORM 8-K/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 1 TO FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 9, 2020. Diego Pellicer Worldwide, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 000-55815 33-1223037 (State or other jurisdiction (Com

Intercreditor and Subordination Agreement

Exhibit 10.3 Form of Intercreditor and Subordination Agreement INTERCREDITOR AND SUBORDINATION AGREEMENT This INTERCREDITOR AND SUBORDINATION AGREEMENT (this “Agreement”) is made and entered into as of September 9, 2020, by and among Cookies Retail LLC, a California limited liability company (“Senior Lender”), E2T2, LLC, a Colorado limited liability company (“Borrower”), Diego Pellicer Worldwide,

Side Letter by and between the Company and E2T2, LLC

Exhibit 10.4 Copy of Side Letter between Registrant and E2T2, LLC Sign Envelope ID: D2A88F97-95B5-4364-882E-2B0009CDE16B September 9, 2020 Diego Pellicer Worldwide, Inc. Cookies Retail, LLC Bites Enterprises, LLC Re: Blue Bronco, LLC and related transactions Ladies and Gentlemen: The purpose of this letter is to describe disbursement of sale proceeds, transfer of membership interests, and related

Membership Interest Purchase Agreement by and between the Company and Albatross Management Consulting, LLC

Exhibit 10.1 MEMBERSHIP INTEREST PURCHASE AGREEMENT THIS MEMBERSHIP INTEREST PURCHASE AGREEMENT (the “Agreement”) is entered into on September 9, 2020, by and between Diego Pellicer Worldwide, Inc., a Delaware corporation (“Buyer”), and Albatross Management Consulting, LLC a Colorado limited liability company (“Seller”). Buyer and Seller are sometimes referred to individually as a “Party” and coll

Entry into a Material Definitive Agreement, Completion of Acquisition or Disposition of Assets - FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 9, 2020. Diego Pellicer Worldwide, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 000-55815 33-1223037 (State or other jurisdiction (Commission (IRS Employ

Diego Pellicer Worldwide, Inc. Executes Agreement To Convert Debt Into Equity And Working Capital In Colorado Cannabis Dispensary

Exhibit 99.1 CONTACT: Suzanne Herrick, Fedoruk & Associates, Inc., 612-247-3079, [email protected] WEBSITE: www.diego-pellicer.com FOR IMMEDIATE RELEASE Diego Pellicer Worldwide, Inc. Executes Agreement To Convert Debt Into Equity And Working Capital In Colorado Cannabis Dispensary RENO, Nev. (Sept. 16, 2020) – Diego Pellicer Worldwide, Inc. (OTCQB: DPWW), a premium marijuana brand and retail

Operating Agreement of Blue Bronco, LLC

Exhibit 10.2 Form of Operating Agreement of Blue Bronco, LLC OPERATING AGREEMENT among BLUE BRONCO, LLC and THE MEMBERS NAMED HEREIN September 9, 2020 THE UNITS REPRESENTED BY THIS AGREEMENT HAVE NOT BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR UNDER THE SECURITIES ACTS OR LAWS OF ANY STATE IN RELIANCE UPON EXEMPTIONS UNDER THOSE ACTS

Quarterly Report - FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 333-189731 DIEGO PELLICER WORLDWIDE, INC. (Name of registrant as

- NT 10-Q

NT 10-Q 1 e2085nt10q.htm NT 10-Q UNITED STATES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB Number: 3235-0058 Expires: October 31, 2018 Estimated average burden hours per response. 2.50 FORM 12b-25 SEC FILE NUMBER 333-189731 CUSIP NUMBER NOTIFICATION OF LATE FILING 25367R203 (Check one): [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [X] Form 10-Q [ ] Form 10-D [ ] Form N-

Quarterly Report - FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 333-189731 DIEGO PELLICER WORLDWIDE, INC. (Name of registrant as

- NT 10-Q

NT 10-Q 1 e2007nt10q.htm NT 10-Q UNITED STATES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB Number: 3235-0058 Expires: October 31, 2018 Estimated average burden hours per response. 2.50 FORM 12b-25 SEC FILE NUMBER 333-189731 CUSIP NUMBER NOTIFICATION OF LATE FILING 25367R203 (Check one): [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [X] Form 10-Q [ ] Form 10-D [ ] Form N-

Annual Report - FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT UNDER TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019 or ☐ TRANSITIONAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transitional period from to Commission file number 333-189731 DIEGO PELLICER WORLDWIDE

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 19, 2019. Diego Pellicer Worldwide, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 000-55815 33-1223037 (State or other jurisdiction (Commission (IRS Employer of

Diego Pellicer – Colorado is on target for best month in company’s history, while adhering to COVID-19 healthy and safety social distancing guidelines.

Exhibit 99.1 CONTACT: Suzanne Herrick, Fedoruk & Associates, Inc., 612-247-3079, [email protected] WEBSITE: www.diego-pellicer.com; co.diego-pellicer.com FOR IMMEDIATE RELEASE Diego Pellicer Worldwide, Inc. Announces Denver Licensee Is On Track Again For Record Monthly Sales Diego Pellicer – Colorado is on target for best month in company’s history, while adhering to COVID-19 healthy and safe

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 15, 2020. Diego Pellicer Worldwide, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 000-55815 33-1223037 (State or other jurisdiction (Commission (IRS Employer of

- NT 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): [X] Form 10-K [ ] Form 20-F [ ] Form 11-K [ ] Form 10-Q [ ] Form 10-D [ ] Form N-SAR [ ] Form N-CSR For Period Ended: 12/31/2019 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-K [ ] Transition Report on Form 10-Q [ ] Tr

Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 14, 2020. Diego Pellicer Worldwide, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 000-55815 33-1223037 (State or other jurisdiction (Commission (IRS Employer

Series C Preferred Stock Purchase Agreement, dated April 13, 2020

Exhibit 10.1 SERIES C PREFERRED STOCK PURCHASE AGREEMENT This SERIES C PREFERRED STOCK PURCHASE AGREEMENT (the “Agreement”), dated as of April 13, 2020, by and between DIEGO PELLICER WORLDWIDE, INC., a Delaware corporation, with its address at 6160 Plumas Street, Suite 100, Reno, NV 89519 (the “Company”), and GENEVA ROTH REMARK HOLDINGS, INC., a New York corporation, with its address at 111 Great

Other Events

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): March 30, 2020 DIEGO PELLICER WORLDWIDE, INC. (Exact name of registrant as specified in its charter) Delaware 000-55815 33-1223037 (State or other jurisdiction of incorporation) (Commission File Nu

Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 4, 2020. Diego Pellicer Worldwide, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 000-55815 33-1223037 (State or other jurisdiction (Commission (IRS Employer o

Series C Preferred Purchase Agreement, dated February 26, 2020

Exhibit 10.1 SERIES C PREFERRED STOCK PURCHASE AGREEMENT This SERIES C PREFERRED STOCK PURCHASE AGREEMENT (the “Agreement”), dated as of February 26, 2020, by and between DIEGO PELLICER WORLDWIDE, INC., a Delaware corporation, with its address at 6160 Plumas Street, Suite 100, Reno, NV 89519 (the “Company”), and GENEVA ROTH REMARK HOLDINGS, INC., a New York corporation, with its address at 111 Gre

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 18, 2020. Diego Pellicer Worldwide, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 000-55815 33-1223037 (State or other jurisdiction (Commission (IRS Employ

DPWW / Diego Pellicer Worldwide, Inc. / Strachan Christopher - SC 13D Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* Diego Pellicer Worldwide, Inc. (Name of Issuer) Common Stock, par value $0.000001 per share (Title of Class of Securities) 25367R 203 (CUSIP Number) Christopher D. Strachan 17772 136th Place SE Monroe, Washington 98272 (Name, Address and Telephone Number

DPWW / Diego Pellicer Worldwide, Inc. / Gonfiantini Nello III - SC 13D Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* Diego Pellicer Worldwide, Inc. (Name of Issuer) Common Stock, par value $0.000001 per share (Title of Class of Securities) 25367R 203 (CUSIP Number) Nello Gonfiantini, III 6160 Plumas Street, Suite 100 Reno, Nevada 89519 (Name, Address and Telephone Numbe

February 18, 2020

Exhibit 99.1 February 18, 2020 Stock Day Radio Show Interview Transcript: Diego Pellicer Worldwide, Inc. (DPWW) [Stock Day Intro.] Everett Jolly: On today’s show I’m bringing you a brand new company that came on our radar two and a half months ago. They’ve got a really interesting take on the cannabis industry, especially their niche in the real estate space, and we’ll talk about that here in just

Copy of Series C Preferred Purchase Agreement, dated December 11, 2019.

Exhibit 10.1 SERIES C PREFERRED STOCK PURCHASE AGREEMENT This SERIES C PREFERRED STOCK PURCHASE AGREEMENT (the "Agreement"), dated as of December 11, 2019, by and between DIEGO PELLICER WORLDWIDE, INC., a Delaware corporation, with its address at 6160 Plumas Street, Suite 100, Reno, NV 89519 (the "Company"), and GENEVA ROTH REMARK HOLDINGS, INC., a New York corporation, with its address at 111 Gre

Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 16, 2019. Diego Pellicer Worldwide, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 000-55815 33-1223037 (State or other jurisdiction (Commission (IRS Employ

Certificate of Designations for Series C Convertible Preferred Stock, dated November 25, 2019

Exhibit 10.2 DIEGO PELLICER WORLDWIDE, INC. CERTIFICATE OF DESIGNATIONS, PREFERENCES, RIGHTS AND LIMITATIONS OF SERIES C CONVERTIBLE PREFERRED STOCK The undersigned, Christopher D. Strachan, hereby certifies that: 1. I am the Chief Financial Officer of DIEGO PELLICER WORLDWIDE, INC., a Delaware corporation (the "Company"). 2. The Company is authorized to issue 5,000,000 shares of preferred stock,

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement, Termination of a Material Definitive Agreement

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 3, 2019. Diego Pellicer Worldwide, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 000-55815 33-1223037 (State or other jurisdiction (Commission (IRS Emplo

Restated Employment Agreement for Nello Gonfiantini III, dated as of November 1, 2019

EXHIBIT 10.1 RESTATED EMPLOYMENT AGREEMENT This RESTATED EMPLOYMENT AGREEMENT (“Agreement”), dated as of November 1, 2019, (the “Effective Date”) is made by and between Diego Pellicer Worldwide, Inc., a Corporation organized under the laws of Delaware (the “Corporation”) and Nello Gonfiantini III (the “Executive”). Each of the Corporation and the Executive are referred to herein individually as a

Restated Employment Agreement for Christopher D. Strachan, dated as of November 1, 2019

EX-10.2 3 e162010-2.htm EXHIBIT 10.2 EXHIBIT 10.2 RESTATED EMPLOYMENT AGREEMENT This RESTATED EMPLOYMENT AGREEMENT (“Agreement”), dated as of November 1, 2019, (the “Effective Date”) is made by and between Diego Pellicer Worldwide, Inc., a Corporation organized under the laws of Delaware (the “Corporation”) and Christopher D. Strachan (the “Executive”). Each of the Corporation and the Executive ar

DPWW / Diego Pellicer Worldwide, Inc. 10-Q - Quarterly Report - FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2019 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 333-189731 DIEGO PELLICER WORLDWIDE, INC. (Name of registran

DPWW / Diego Pellicer Worldwide, Inc. NT 10-Q - - NT 10-Q

NT 10-Q 1 e1590nt10q.htm NT 10-Q UNITED STATES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB Number: 3235-0058 Expires: October 31, 2018 Estimated average burden hours per response. 2.50 FORM 12b-25 SEC FILE NUMBER 333-189731 CUSIP NUMBER NOTIFICATION OF LATE FILING 25367R203 (Check one): [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [X] Form 10-Q [ ] Form 10-D [ ] Form N-

Entry into a Material Definitive Agreement, Termination of a Material Definitive Agreement, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 29, 2019. Diego Pellicer Worldwide, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 000-55815 33-1223037 (State or other jurisdiction (Commission (IRS Employe

Separation Agreement by and between Ron Throgmartin and the Company, dated October 29, 2019

EXHIBIT 10.1 SEPARATION AGREEMENT This Separation Agreement ("Agreement") is entered into and effective as of the last date signed at the end hereof ("Effective Date"), by Diego Pellicer Worldwide, Inc., a Delaware corporation (the "Corporation"), Ron Throgmartin, an officer and Director of the Corporation (“Executive”) and Phoenix Consulting Enterprises, LLC, ("Consultant") a Georgia Limited Liab

Diego Pellicer Worldwide, Inc. Appoints Nello Gonfiantini As Chief Executive Officer Gonfiantini most qualified to lead Diego Pellicer Worldwide, Inc. during its next phase of growth; Company veteran Christopher Strachan joins the board of directors.

EX-99.1 3 e1568-991.htm EXHIBIT 99.1 EXHIBIT 99.1 CONTACTS: Suzanne Herrick, Fedoruk & Associates, Inc., 612-247-3079, [email protected] Nello Gonfiantini, Diego Pellicer Worldwide, Inc., 775-690-2188, [email protected] WEBSITE: www.diego-pellicer.com Diego Pellicer Worldwide, Inc. Appoints Nello Gonfiantini As Chief Executive Officer Gonfiantini most qualified to lead Diego Pellicer W

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 25, 2019. Diego Pellicer Worldwide, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 000-55815 33-1223037 (State or other jurisdiction (Commission (IRS Emplo

Diego Pellicer Worldwide, Inc. Executes Letter Of Intent To Purchase A Second Cannabis Cultivation Facility In Denver Diego Pellicer Worldwide, Inc. aggressively advancing its business model into direct ownership

Exhibit 99.1 CONTACTS: Suzanne Herrick, Fedoruk & Associates, Inc., 612-247-3079, [email protected] Nello Gonfiantini, Diego Pellicer Worldwide, Inc., 775-690-2188, [email protected] WEBSITE: www.diego-pellicer.com FOR IMMEDIATE RELEASE Diego Pellicer Worldwide, Inc. Executes Letter Of Intent To Purchase A Second Cannabis Cultivation Facility In Denver Diego Pellicer Worldwide, Inc. ag

Diego Pellicer Worldwide, Inc. Executes Letter Of Intent To Purchase Cannabis Cultivation Facility In Denver Strategic move comes on the heels of news to purchase a cannabis retail location in Denver: Diego Pellicer Worldwide, Inc. advances into dire

EX-99.1 2 e150999-1.htm EXHIBIT 99.1 Exhibit 99.1 CONTACTS: Suzanne Herrick, Fedoruk & Associates, Inc., 612-247-3079, [email protected] Nello Gonfiantini, Diego Pellicer Worldwide, Inc., 775-690-2188, [email protected] WEBSITE: www.diego-pellicer.com FOR IMMEDIATE RELEASE Diego Pellicer Worldwide, Inc. Executes Letter Of Intent To Purchase Cannabis Cultivation Facility In Denver Strat

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 10, 2019 and September 17, 2019 respectively. Diego Pellicer Worldwide, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 000-55815 33-1223037 (State or other

DPWW / Diego Pellicer Worldwide, Inc. 10-Q - Quarterly Report - FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2019 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 333-189731 DIEGO PELLICER WORLDWIDE, INC. (Name of registrant as

DPWW / Diego Pellicer Worldwide, Inc. NT 10-Q - - NT 10-Q

UNITED STATES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB Number: 3235-0058 Expires: October 31, 2018 Estimated average burden hours per response. 2.50 FORM 12b-25 SEC FILE NUMBER 333-189731 CUSIP NUMBER NOTIFICATION OF LATE FILING 25367R203 (Check one): [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [X] Form 10-Q [ ] Form 10-D [ ] Form N-SAR [ ] Form N-CSR For Period End

Diego Pellicer Worldwide, Inc. Announces Record-Breaking Gross Sales In July For Denver Licensee Increasing average ticket sales demonstrate that Diego Pellicer – Colorado is commanding the market

Exhibit 99.1 CONTACTS: Suzanne Herrick, Fedoruk & Associates, Inc., 612-247-3079, [email protected] Nello Gonfiantini, Diego Pellicer Worldwide, Inc., 775-690-2188, [email protected] Neil Demers, Diego Pellicer Colorado, 720-937-9073, [email protected] WEBSITE: www.diego-pellicer.com; co.diego-pellicer.com FOR IMMEDIATE RELEASE Diego Pellicer Worldwide, Inc. Announces Record-Brea

Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 8, 2019 Diego Pellicer Worldwide, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 000-55815 33-1223037 (State or other jurisdiction (Commission (IRS Employer o

Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 23, 2019 Diego Pellicer Worldwide, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 000-55815 33-1223037 (State or other jurisdiction (Commission (IRS Employer of

Diego Pellicer Worldwide, Inc. Accelerates Business Model, Expanding The Brand In Colorado Company deploys capital from the sale of Seattle location into a vibrant cannabis marketplace

Exhibit 99.1 CONTACTS: Suzanne Herrick, Fedoruk & Associates, Inc., 612-247-3079, [email protected] Nello Gonfiantini, Diego Pellicer Worldwide, Inc., 775-690-2188, [email protected] WEBSITE: www.diego-pellicer.com FOR IMMEDIATE RELEASE Diego Pellicer Worldwide, Inc. Accelerates Business Model, Expanding The Brand In Colorado Company deploys capital from the sale of Seattle location in

Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 10, 2019 Diego Pellicer Worldwide, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 000-55815 33-1223037 (State or other jurisdiction (Commission (IRS Employer of

Diego Pellicer Worldwide, Inc. Channels Resources to Advance Evolution of Business Model Diego Pellicer Worldwide, Inc. expands efforts into direct cannabis operation ownership in addition to its national premium, branding and licensing model

Exhibit 99.1 CONTACTS: Suzanne Herrick, Fedoruk & Associates, Inc., 612-247-3079, [email protected] Nello Gonfiantini, Diego Pellicer Worldwide, Inc., 775-690-2188, [email protected] WEBSITE: www.diego-pellicer.com FOR IMMEDATE RELEASE Diego Pellicer Worldwide, Inc. Channels Resources to Advance Evolution of Business Model Diego Pellicer Worldwide, Inc. expands efforts into direct cann

Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 24, 2019 Diego Pellicer Worldwide, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 000-55815 33-1223037 (State or other jurisdiction (Commission (IRS Employer of

DPWW / Diego Pellicer Worldwide, Inc. 10-Q Quarterly Report FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2019 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 333-189731 DIEGO PELLICER WORLDWIDE, INC. (Name of registrant as

DPWW / Diego Pellicer Worldwide, Inc. FORM 10-K (Annual Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT UNDER TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2018 or ☐ TRANSITIONAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transitional period from to Commission file number 333-189731 DIEGO PELLICER WORLDWIDE

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 9, 2019 Diego Pellicer Worldwide, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 000-55815 33-1223037 (State or other jurisdiction (Commission (IRS Employer of

#GetPounded To Celebrate 420 At Diego Pellicer – Colorado Diego Pellicer Worldwide, Inc. branded location offers raffle, exclusive deals and more

Exhibit 99.1 CONTACTS: Suzanne Herrick, Fedoruk & Associates, Inc., 612-247-3079, [email protected] Nello Gonfiantini, Diego Pellicer Worldwide, Inc., 775-690-2188, [email protected] Neil Demers, Diego Pellicer Colorado, 720-937-9073, [email protected] WEBSITE: www.diego-pellicer.com; co.diego-pellicer.com FOR IMMEDIATE RELEASE #GetPounded To Celebrate 420 At Diego Pellicer – Col

DPWW / Diego Pellicer Worldwide, Inc. NT 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): x Form 10-K o Form 20-F o Form 11-K o Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For Period Ended: December 31, 2018 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transition Report on Form 10-Q o Transition Report o

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 19, 2019 Diego Pellicer Worldwide, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 333-189731 33-1223037 (State or other jurisdiction (Commission (IRS Employ

Amendment No. 1 to Employment Agreement, dated February 15, 2019, for Nello Gonfiantini, COO.

Exhibit 10.2 AMENDMENT NO. 1 TO EMPLOYMENT AGREEMENT BETWEEN DIEGO PELLICER WORLDWIDE, INC. AND NELLO GONFIANTINI III This Amendment No. 1 to Employment Agreement (the "Amendment") is dated as of this 15th day of February, 2019 and amends the Employment Agreement dated as of February 8, 2017 (collectively, the "Employment Agreement"), by and between DIEGO PELLICER WORLDWIDE, INC. ("Diego") and NEL

Amendment No. 2 to Employment Agreement, dated February 15, 2019, for Ron Throgmartin, CEO.

Exhibit 10.1 AMENDMENT NO. 2 TO EMPLOYMENT AGREEMENT BETWEEN DIEGO PELLICER WORLDWIDE, INC. AND RON THROGMARTIN This Amendment No. 2 to Employment Agreement (the "Amendment") is dated as of this 15th day of February, 2019 and amends the Employment Agreement dated as of September 17, 2014, as amended on February 8, 2017 (collectively, the "Employment Agreement"), by and between DIEGO PELLICER WORLD

Diego Pellicer – Colorado Celebrates Second Anniversary On Valentine’s Day Announcing Record-Breaking Sales Triple digit year-over-year growth; Innovation, premium product and industry expertise keep Diego Pellicer – Colorado on a sweet path of succe

Exhibit 99.1 CONTACTS: Suzanne Herrick, Fedoruk & Associates, Inc., 612-247-3079, [email protected] Nello Gonfiantini, Diego Pellicer Worldwide, Inc., 775-690-2188, [email protected] Neil Demers, Diego Pellicer Colorado, 720-937-9073, [email protected] WEBSITE: www.diego-pellicer.com; co.diego-pellicer.com FOR IMMEDIATE RELEASE Diego Pellicer – Colorado Celebrates Second Annivers

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 14, 2019 Diego Pellicer Worldwide, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 000-55815 33-1223037 (State or other jurisdiction (Commission (IRS Employe

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 30, 2019 Diego Pellicer Worldwide, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 000-55815 33-1223037 (State or other jurisdiction (Commission (IRS Employer

Separation Agreement and Release by and between David Thompson and the Company, dated January 30, 2019

EXHIBIT 10.1 SEPARATION AGREEMENT AND RELEASE This Separation Agreement and Release ("Agreement") is entered into by and between David Thompson, an individual, (hereinafter referred to as "Employee") and Diego Pellicer Worldwide, Inc., a Delaware corporation (hereinafter referred to as "DIEGO” or the "Company'', or "Releasees"). "DIEGO" or "Company'' as used at all times in this Agreement, refers

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 15, 2019 Diego Pellicer Worldwide, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 000-55815 33-1223037 (State or other jurisdiction (Commission (IRS Employer

Diego Pellicer Worldwide, Inc. CEO Featured For His Cannabis Expertise By National Business Media

Exhibit 99.1 CONTACTS: Suzanne Herrick, Fedoruk & Associates, Inc., 612-247-3079, [email protected] Nello Gonfiantini, Diego Pellicer Worldwide, Inc., 775-690-2188, [email protected] URLS: www.diego-pellicer.com FOR IMMEDIATE RELEASE Diego Pellicer Worldwide, Inc. CEO Featured For His Cannabis Expertise By National Business Media SEATTLE (Jan. 15, 2019) – Diego Pellicer Worldwide, Inc.

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 19, 2018 Diego Pellicer Worldwide, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 000-55815 33-1223037 (State or other jurisdiction (Commission (IRS Employe

Shareholder Letter, dated December 19, 2018

Exhibit 99.1 1

# # #

COMPANY BACKGROUNDER Diego Pellicer Worldwide, Inc. OTCQB: DPWW www.Diego-Pellicer.com The cannabis marketplace is thriving, presenting myriad opportunities for investors. Thirty-three U.S. states and the District of Columbia have laws that legalize some form of marijuana. The recreational marijuana market in the United States alone is estimated to grow to $50 billion by 2026*. Navigating such inv

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 19, 2018 Diego Pellicer Worldwide, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 000-55815 33-1223037 (State or other jurisdiction (Commission (IRS Employe

Diego Pellicer – Colorado Announces Second Record-Breaking Sales Year on the Heels of Two National Cannabis Business Awards Diego Pellicer seeing green in advance of the holiday rush

EXHIBIT 99.1 CONTACTS: Suzanne Herrick, Fedoruk & Associates, Inc., 612-247-3079, [email protected] Nello Gonfiantini, Diego Pellicer Worldwide, Inc., 775-690-2188, [email protected] Neil Demers, Diego Pellicer - Colorado, 720-937-9073, [email protected] URLS: www.diego-pellicer.com FOR IMMEDIATE RELEASE Diego Pellicer – Colorado Announces Second Record-Breaking Sales Year on the

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 10, 2018 Diego Pellicer Worldwide, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 000-55815 33-1223037 (State or other jurisdiction (Commission (IRS Employe

Diego Pellicer Receives National Honors for the “Most Valuable Brand of the Year” and the “Best Retail Center” at the 2018 National Cannabis Business Awards

EX-99.1 2 ex991.htm EX-99.1 Exhibit 99.1 CONTACTS: Suzanne Herrick, Fedoruk & Associates, Inc., 612-247-3079, [email protected] Nello Gonfiantini, Diego Pellicer Worldwide, Inc., 775-690-2188, [email protected] Neil Demers, Diego Pellicer Colorado, 720-937-9073, [email protected] URLS: www.diego-pellicer.com; www.cbaglobes.com FOR IMMEDIATE RELEASE Diego Pellicer Receives Nationa

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 5, 2018 Diego Pellicer Worldwide, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 000-55815 33-1223037 (State or other jurisdiction (Commission (IRS Employer

DPWW / Diego Pellicer Worldwide, Inc. FORM 10-Q (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2018 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 333-189731 DIEGO PELLICER WORLDWIDE, INC. (Name of registran

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 31, 2018 Diego Pellicer Worldwide, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 000-55815 33-1223037 (State or other jurisdiction (Commission (IRS Employer

Diego Pellicer Worldwide, Inc. Announces Temporary Stock Symbol, DPWWD DPWWD in effect until November 30; Symbol will return to DPWW

Exhibit 99.1 CONTACTS: Suzanne Herrick, Fedoruk & Associates, Inc., 612-247-3079, [email protected] Nello Gonfiantini, Diego Pellicer Worldwide, Inc., 775-690-2188, [email protected] WEBSITE: www.diego-pellicer.com FOR IMMEDIATE RELEASE Diego Pellicer Worldwide, Inc. Announces Temporary Stock Symbol, DPWWD DPWWD in effect until November 30; Symbol will return to DPWW SEATTLE (Oct. 31,

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 31, 2018 Diego Pellicer Worldwide, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 000-55815 33-1223037 (State or other jurisdiction (Commission (IRS Employer

DPWW / Diego Pellicer Worldwide, Inc. DEF 14C

DEF 14C 1 diegodef14c.htm DEF 14C UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: [ ] Preliminary Information Statement [ ] Confidential, for use of the Commission only (as permitted by Rule 14c-5(d)(21)) [X] Definitive Information Statement DIEGO P

DPWW / Diego Pellicer Worldwide, Inc. PRE 14C

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: [X] Preliminary Information Statement [ ] Confidential, for use of the Commission only (as permitted by Rule 14c-5(d)(21)) [ ] Definitive Information Statement DIEGO PELLICER WORLDWIDE, INC. (Name of R

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 3, 2018 Diego Pellicer Worldwide, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 000-55815 33-1223037 (State or other jurisdiction (Commission (IRS Employer

Diego Pellicer Worldwide, Inc. Evolves Business Model For Cannabis Market Reverse stock split ensures listing compliance as company implements new business strategies

EXHIBIT 99.1 CONTACTS: Suzanne Herrick, Fedoruk & Associates, Inc., 612-247-3079, [email protected] Nello Gonfiantini, Diego Pellicer Worldwide, Inc., 775-690-2188, [email protected] WEBSITE: www.diego-pellicer.com FOR IMMEDIATE RELEASE Diego Pellicer Worldwide, Inc. Evolves Business Model For Cannabis Market Reverse stock split ensures listing compliance as company implements new busi

Entry into a Material Definitive Agreement

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 7, 2018 Diego Pellicer Worldwide, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 000-55815 33-1223037 (State or other jurisdiction (Commission (IRS Employe

Diego Pellicer Worldwide, Inc. Announces Fiscal 2018 Second Quarter Financial Results

Exhibit 99.1 CONTACTS: Suzanne Herrick, Fedoruk & Associates, Inc., 612-247-3079, [email protected] Nello Gonfiantini, Diego Pellicer Worldwide, Inc., 775-690-2188, [email protected] WEBSITE: www.diego-pellicer.com FOR IMMEDIATE RELEASE Diego Pellicer Worldwide, Inc. Announces Fiscal 2018 Second Quarter Financial Results SEATTLE (Aug. 23, 2018) – Diego Pellicer Worldwide, Inc. (OTCQB:

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 23, 2018 Diego Pellicer Worldwide, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 000-55815 33-1223037 (State or other jurisdiction (Commission (IRS Employer

DPWW / Diego Pellicer Worldwide, Inc. 10-Q (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2018 Commission File Number: 333-189731 DIEGO PELLICER WORLDWIDE, INC. (Name of registrant as specified in its charter) Delaware 33-1223037 (State or other jurisdiction of (I.R.S. Employ

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 13, 2018 Diego Pellicer Worldwide, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 000-55815 33-1223037 (State or other jurisdiction (Commission (IRS Employer

DPWW / Diego Pellicer Worldwide, Inc. NT 10-Q

UNITED STATES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB Number: 3235-0058 Expires: October 31, 2018 Estimated average burden hours per response. 2.50 FORM 12b-25 SEC FILE NUMBER 333-189731 CUSIP NUMBER NOTIFICATION OF LATE FILING 25367R104 (Check one): [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [X] Form 10-Q [ ] Form 10-D [ ] Form N-SAR [ ] Form N-CSR For Period End

Amendment to Certificate of Incorporation, dated August 6, 2018

Exhibit 10.1 STATE OF DELAWARE CERTIFICATE OF AMENDMENT to CERTIFICATE OF INCORPORATION DIEGO PELLICER WORLDWIDE, INC., a corporation organized and existing under and by virtue of the General Corporation Law of the State of Delaware, DOES HEREBY CERTIFY: FIRST: That pursuant to a Unanimous Written Consent of the Board of Directors of DIEGO PELLICER WORLDWIDE, INC., resolutions were duly adopted se

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 6, 2018 Diego Pellicer Worldwide, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 333-189731 33-1223037 (State or other jurisdiction (Commission (IRS Employer

DPWW / Diego Pellicer Worldwide, Inc. DEF 14C

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION INFORMATION STATEMENT PURSUANT TO SECTION 14 (C) OF THE SECURITIES EXCHANGE ACT OF 1934 Check the appropriate box: [ ] Preliminary Information Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14c-5 (d)(2)) [X] Definitive Information Statement DIEGO PELLICER WORLDWIDE, IN

Regulation FD Disclosure, Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 31, 2018 Diego Pellicer Worldwide, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 333-189731 33-1223037 (State or other jurisdiction (Commission (IRS Employer o

Diego Pellicer Worldwide, Inc. Launches Diego Pellicer Management Company Wholly owned subsidiary to provide opportunity for increasing revenue

CONTACTS: Suzanne Herrick, Fedoruk & Associates, Inc., 612-247-3079, [email protected] Nello Gonfiantini, Diego Pellicer Worldwide, Inc., 775-690-2188, [email protected] WEBSITE: www.diego-pellicer.com FOR IMMEDIATE RELEASE Diego Pellicer Worldwide, Inc. Launches Diego Pellicer Management Company Wholly owned subsidiary to provide opportunity for increasing revenue SEATTLE (Aug. 2, 201

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 19, 2018 Diego Pellicer Worldwide, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 333-189731 33-1223037 (State or other jurisdiction (Commission (IRS Employer o

Amended and Restated Agreement and Plan of Merger by and between the Company and Diego Washington

Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 19, 2018 Diego Pellicer Worldwide, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 333-189731 33-1223037 (State or other jurisdiction (Commission (IRS Employer o

Option to Renew the Company’s Seattle, Washington Retail Cannabis Store.

Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 24, 2018 Diego Pellicer Worldwide, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 333-189731 33-1223037 (State or other jurisdiction (Commission (IRS Employer o

Diego Pellicer Worldwide, Inc. Announces Expansion In Colorado Company to bring world-class marijuana shopping experience to second location in Denver

EX-99.1 2 ex99-1.htm EXHIBIT 99.1 CONTACTS: Suzanne Herrick, Fedoruk & Associates, Inc., 612-247-3079, [email protected] Nello Gonfiantini, Diego Pellicer Worldwide, Inc., 775-690-2188, [email protected] Neil Demers, Diego Pellicer Colorado, 720-937-9073, [email protected] WEBSITE: www.diego-pellicer.com Diego Pellicer Worldwide, Inc. Announces Expansion In Colorado Company to br

Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 17, 2018 Diego Pellicer Worldwide, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 333-189731 33-1223037 (State or other jurisdiction (Commission (IRS Employer o

Diego Pellicer Worldwide, Inc. Announces A $700,000 Capital Injection Major company investors recommit to company’s growth

EXHIBIT 99.1 CONTACTS: Suzanne Herrick, Fedoruk & Associates, Inc., 612-247-3079, [email protected] Nello Gonfiantini, Diego Pellicer Worldwide, Inc., 775-690-2188, [email protected] WEBSITE: www.diego-pellicer.com FOR IMMEDIATE RELEASE Diego Pellicer Worldwide, Inc. Announces A $700,000 Capital Injection Major company investors recommit to company’s growth SEATTLE (July 19, 2018) – Di

First Priority Secured Convertible Promissory Note, effective June 29, 2018, made by the Company in the principal amount of $2,383,667.77, and payable to investor, 0851229 BC Ltd

EXHIBIT 10.3 THIS NOTE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), OR UNDER THE SECURITIES LAWS OF CERTAIN STATES AND MAY NOT BE OFFERED, SOLD OR OTHERWISE TRANSFERRED, PLEDGED OR HYPOTHECATED EXCEPT AS PERMITTED UNDER THE ACT AND APPLICABLE STATE SECURITIES LAWS PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT OR AN EXEMPTION THEREFROM. THE ISSUER OF THESE SECURIT

Equity and Debt Restructure Agreement, effective June 29, 2018

EXHIBIT 10.1 EQUITY AND DEBT RESTRUCTURE AGREEMENT This Equity and Debt Restructure Agreement (“Agreement”), effective this 29day of June, 2018, is made by and between Diego Pellicer Worldwide, Inc., a Delaware corporation, having its principal offices located at 9030 Seward Park Ave., Seattle, Washington 98118 (the “Company”), Chester Aldridge, having an address at C/O US Equity Holdings, 336 Bon

First Priority Secured Convertible Promissory Note, effective June 29, 2018, made by the Company in the principal amount of $545,606.96, and payable to investor, Chester Aldridge

EXHIBIT 10.2 THIS NOTE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), OR UNDER THE SECURITIES LAWS OF CERTAIN STATES AND MAY NOT BE OFFERED, SOLD OR OTHERWISE TRANSFERRED, PLEDGED OR HYPOTHECATED EXCEPT AS PERMITTED UNDER THE ACT AND APPLICABLE STATE SECURITIES LAWS PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT OR AN EXEMPTION THEREFROM. THE ISSUER OF THESE SECURIT

DPWW / Diego Pellicer Worldwide, Inc. PRE 14C

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION INFORMATION STATEMENT PURSUANT TO SECTION 14 (C) OF THE SECURITIES EXCHANGE ACT OF 1934 Check the appropriate box: [X] Preliminary Information Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14c-5 (d)(2)) [ ] Definitive Information Statement DIEGO PELLICER WORLDWIDE, IN

Financial Statements and Exhibits, Regulation FD Disclosure

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 20, 2018 Diego Pellicer Worldwide, Inc. (Exact name of registrant as specified in its charter) Delaware 333-189731 33-1223037 (State or other jurisdiction of incorporation or org

Diego Pellicer – Washington Introduces “El Dorado:” The World’s Only $10,000, 24-Karat Gold Cannabis Cigar First, one-of-a-kind cannagar just purchased; additional custom cannagars available for order.

Exhibit 99.1 CONTACTS: Suzanne Herrick, Fedoruk & Associates, Inc., 612-247-3079, [email protected] Lorenz Houston, Diego Pellicer – Washington, 206-624-0070, [email protected] Nello Gonfiantini, Diego Pellicer Worldwide, Inc., 775-690-2188, [email protected] WEBSITES: Seattle Store, wa.diego-pellicer.com; Corporate, www.diego-pellicer.com FOR IMMEDIATE RELEASE Diego Pellicer –

DPWW / Diego Pellicer Worldwide, Inc. S-8

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 DIEGO PELLICER WORLDWIDE, INC. (Exact name of registrant as specified in its charter) Delaware 33-1223037 (State of other jurisdiction of incorporation or Organization) (I.R.S. Employer Identification No.) 9030 Seward Park Avenue S. #501 Seattle, Washington 98118

Services Agreement, dated May 7, 2015, between Diego Pellicer Worldwide, Inc. and David R. Wells.

EX-10.2 4 ex10-2.htm

Restated Settlement Agreement, dated April 25, 2018, between Diego Pellicer Worldwide, Inc. and Consultant David R. Wells

Exhibit 10.1 RESTATED SETTLEMENT AGREEMENT This Settlement Agreement (“Agreement”), effective this 25th day of April, 2018, is made by and between StoryCorp Consulting, d/b/a Wells Compliance Group, a Nevada corporation, David R. Wells, individually, both with an address at 3435 Ocean Park Boulevard, #107-478, Santa Monica, California, 90405 (collectively, the “Service Provider”) and Diego Pellice

DPWW / Diego Pellicer Worldwide, Inc. 10-Q (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2018 Commission File Number: 333-189731 DIEGO PELLICER WORLDWIDE, INC. (Name of registrant as specified in its charter) Delaware 33-1223037 (State or other jurisdiction of (I.R.S. Emplo

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q/A (Amendment No. 1) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2018 Commission

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q/A (Amendment No. 1) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2018 Commission File Number: 333-189731 DIEGO PELLICER WORLDWIDE, INC. (Name of registrant as specified in its charter) Delaware 33-1223037 (State or other jurisdict

DPWW / Diego Pellicer Worldwide, Inc. 10-K (Annual Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K [X] ANNUAL REPORT UNDER TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2017 or [ ] TRANSITIONAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transitional period from to Commission file number 333-189731 DIEGO PELLICER WORLD

DIEGO PELLICER WORLDWIDE, INC. UNANIMOUS WRITTEN CONSENT OF THE BOARD OF DIRECTORS IN LIEU OF A SPECIAL MEETING Dated as of March 8, 2018 Pursuant to Section 141(f) of the Delaware General Corporate Law and the by-laws of Diego Pellicer Worldwide, In

Exhibit 99.1 DIEGO PELLICER WORLDWIDE, INC. UNANIMOUS WRITTEN CONSENT OF THE BOARD OF DIRECTORS IN LIEU OF A SPECIAL MEETING Dated as of March 8, 2018 Pursuant to Section 141(f) of the Delaware General Corporate Law and the by-laws of Diego Pellicer Worldwide, Inc., a Delaware corporation (the “Corporation”), the undersigned, representing all of the members of the Board of Directors of the Corpora

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 18, 2018 Diego Pellicer Worldwide, Inc. (Exact name of registrant as specified in its charter) aware 333-189731 33-1223037 (State or other jurisdiction of incorporation or org

DPWW / Diego Pellicer Worldwide, Inc. NT 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): [X] Form 10-K [ ] Form 20-F [ ] Form 11-K [ ] Form 10-Q [ ] Form 10-D [ ] Form N-SAR [ ] Form N-CSR For Period Ended: 12/31/2017 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-K [ ] Transition Report on Form 10-Q [ ] Tr

Stephen L Norris 1200 South Flagler Drive West Palm Beach, FL 33401

Exhibit 99.1 Stephen L Norris 1200 South Flagler Drive West Palm Beach, FL 33401 January 18, 2018 Mr. Alan Valdes Chairman of the Board Mr. Ron Throgmartin Chief Executive Officer Diego Pellicer Worldwide, Inc. Seattle, Washington, 98188 Gentleman: For reasons primarily related to my need to reduce the number of activities in which I participate, and in accordance with conversations with the Chair

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 18, 2018 Diego Pellicer Worldwide, Inc. (Exact name of registrant as specified in its charter) aware 000-55815 33-1223037 (State or other jurisdiction of incorporation or orga

DPWW / Diego Pellicer Worldwide, Inc. 14C

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION INFORMATION STATEMENT PURSUANT TO SECTION 14 (C) OF THE SECURITIES EXCHANGE ACT OF 1934 Check the appropriate box: [ ] Preliminary Information Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14c-5 (d)(2)) [X] Definitive Information Statement DIEGO PELLICER WORLDWIDE, IN

DPWW / Diego Pellicer Worldwide, Inc. 14C

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION Amendment No. 1 INFORMATION STATEMENT PURSUANT TO SECTION 14 (C) OF THE SECURITIES EXCHANGE ACT OF 1934 Check the appropriate box: [X] Preliminary Information Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14c-5 (d)(2)) [ ] Definitive Information Statement DIEGO PELLIC

DPWW / Diego Pellicer Worldwide, Inc. 10-Q (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2017 Commission File Number: 333-189731 DIEGO PELLICER WORLDWIDE, INC. (Name of registrant as specified in its charter) Delaware 33-1223037 (State or other jurisdiction of (I.R.S. E

DPWW / Diego Pellicer Worldwide, Inc. 0-Q

UNITED STATES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB Number: 3235-0058 Expires: October 31, 2018 Estimated average burden hours per response. 2.50 FORM 12b-25 SEC FILE NUMBER 333-189731 CUSIP NUMBER NOTIFICATION OF LATE FILING 25367R104 (Check one): [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [X] Form 10-Q [ ] Form 10-D [ ] Form N-SAR [ ] Form N-CSR For Period End

DPWW / Diego Pellicer Worldwide, Inc. 14C

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION INFORMATION STATEMENT PURSUANT TO SECTION 14 (C) OF THE SECURITIES EXCHANGE ACT OF 1934 Check the appropriate box: [ ] Preliminary Information Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14c-5 (d)(2)) [X] Definitive Information Statement DIEGO PELLICER WORLDWIDE, IN

Diego Pellicer Worldwide 14C

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION Amendment No. 1 INFORMATION STATEMENT PURSUANT TO SECTION 14 (C) OF THE SECURITIES EXCHANGE ACT OF 1934 Check the appropriate box: [X] Preliminary Information Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14c-5 (d)(2)) [ ] Definitive Information Statement DIEGO PELLIC

Diego Pellicer Worldwide 14C

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION INFORMATION STATEMENT PURSUANT TO SECTION 14 (C) OF THE SECURITIES EXCHANGE ACT OF 1934 Check the appropriate box: [X] Preliminary Information Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14c-5 (d)(2)) [ ] Definitive Information Statement DIEGO PELLICER WORLDWIDE, IN

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 25, 2017 Diego Pellicer Worldwide, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 333-189731 33-1223037 (State or other jurisdiction of incorporation) (Com

DPWW / Diego Pellicer Worldwide, Inc. 10-Q/A (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q/A Amendment No. 1 [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2017 Commission File Number: 333-189731 DIEGO PELLICER WORLDWIDE, INC. (Name of registrant as specified in its charter) Delaware 33-1223037 (State or other jurisdiction

DPWW / Diego Pellicer Worldwide, Inc. 10-Q (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2017 Commission File Number: 333-189731 DIEGO PELLICER WORLDWIDE, INC. (Name of registrant as specified in its charter) Delaware 33-1223037 (State or other jurisdiction of (I.R.S. Employ

Diego Pellicer Worldwide 0-Q

UNITED STATES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB Number: 3235-0058 Expires: August 31, 2015 Estimated average burden hours per response. 2.50 FORM 12b-25 SEC FILE NUMBER 333-189731 CUSIP NUMBER NOTIFICATION OF LATE FILING 25367R104 (Check one): [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [X] Form 10-Q [ ] Form 10-D [ ] Form N-SAR [ ] Form N-CSR For Period Ende

Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 7, 2017 Diego Pellicer Worldwide, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 333-189731 33-1223037 (State or other jurisdiction (Commission (IRS Employer of

Diego Pellicer Worldwide 2G

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 DIEGO PELLICER WORLDWIDE, INC.

DPWW / Diego Pellicer Worldwide, Inc. 10-Q (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2017 Commission File Number: 333-189731 DIEGO PELLICER WORLDWIDE, INC. (Name of registrant as specified in its charter) Delaware 33-1223037 (State or other jurisdiction of (I.R.S. Emplo

MUTUAL GENERAL RELEASE AND SETTLEMENT AGREEMENT

Exhibit 10.7 MUTUAL GENERAL RELEASE AND SETTLEMENT AGREEMENT Mutual General Release and Settlement Agreement (?Agreement?) is executed as of May 11, 2017, by and between Diego Pellicer Worldwide, Inc., a Delaware Corporation (?DPWW?), Douglas C. Anderson (?Anderson?), and Harrigan Leyh Farmer & Thomsen LLP (?HLFT?) (collectively, the ? Parties?). I. RECITALS WHEREAS, HLFT was counsel to Anderson i

CONFIDENTIAL SETTLEMENT AND RELEASE AGREEMENT

Exhibit 10.6 CONFIDENTIAL SETTLEMENT AND RELEASE AGREEMENT TIDS SETTLEMENT AND RELEASE AGREEMENT (?Agreement?) is made as of May 10, 2017 (the ?Settlement Date?), by and between Douglas C. Anderson (?Anderson?) and Diego Pellicer Worldwide, Inc., a Delaware corporation (?DPWW?? or ?Respondent?) (collectively, the ?Parties?). I. RECITALS WHEREAS, on or around March 10, 2017, Anderson, through his c

Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 10, 2017 Diego Pellicer Worldwide, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 333-189731 33-1223037 (State or other jurisdiction (Commission (IRS Employer of

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 17, 2017 DIEGO PELLICER WORLDWIDE. INC. (Exact name of registrant as specified in its charter) Delaware 333-189731 88-0225318 (State or other jurisdiction of incorporation) (Commi

May 17, 2017

EX-10.8 2 ex10-8.htm May 17, 2017 Securities and Exchange Commission 100 F. Street, N.E. Washington, DC 20549 Ladies and Gentlemen: We have read item 4.01 of Form 8-K dated May 17, 2017, of Diego Pellicer Worldwide, Inc. and are in agreement with the statements contained in the second, third and fourth paragraphs on page 2 therein as it pertains to our Firm. We have no basis to agree or disagree w

Diego Pellicer Worldwide 0-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [X] Form 10-Q [ ] Form N-SAR For Period Ended: March 31, 2017 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-K [ ] Transition Report on Form 10-Q [ ] Transition Report on Form N

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K [X] ANNUAL REPORT UNDER TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2016 or [ ] TRANSITIONAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transitional period from to Commission file number 333-189731 DIEGO PELLICER WORLD

Diego Pellicer Worldwide 0-K

NT 10-K 1 nt10-k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): [X] Form 10-K [ ] Form 20-F [ ] Form 11-K [ ] Form 10-Q [ ] Form 10-D [ ] Form N-SAR [ ] Form N-CSR For Period Ended: 12/31/2016 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-K [ ] Transition Repor

EMPLOYMENT AGREEMENT

Exhibit 10.4 EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (?Agreement?), dated as of February 8, 2017, is made by and between Diego Pellicer Worldwide, Inc., a Corporation organized under the laws of Delaware (the ?Company?) and (the ?Executive?). Each of the Company and the Executive are referred to herein individually as a ?Party? and collectively as the ?Parties.? RECITALS: WHEREAS, the Compa

AMENDMENT NO. 1 TO EMPLOYMENT AGREEMENT

Exhibit 10.5 AMENDMENT NO. 1 TO EMPLOYMENT AGREEMENT This AMENDMENT NO. 1 (the ?Amendment?) is made as of February 8, 2017, to that certain Employment Agreement, dated September 17, 2014, is made by and between Diego Pellicer Worldwide, Inc., a Delaware corporation (the ?Company?) and Ron Throgmartin (the ?Executive?) with each sometimes referred to as a ?Party? and collectively as the ?Parties?.

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 8, 2017 Diego Pellicer Worldwide, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 333-189731 33-1223037 (State or other jurisdiction (Commission (IRS Employe

Second Amended and Restated Agreement and Plan of Merger of Diego by and between Diego Pellicer, Inc., A Washington Corporation and Diego Pellicer Worldwide, Inc., A Delaware Corporation

SECOND AMENDED AND RESTATED AGREEMENT AND PLAN OF MERGER OF DIEGO PELLICER, INC., A WASHINGTON CORPORATION, and DIEGO PELLICER WORLDWIDE INC., A DELAWARE CORPORATION This AMENDED AND RESTATED AGREEMENT AND PLAN OF MERGER (this ?Agreement?), dated as of June 7, 2016, is made by and between Diego Pellicer, Inc., a Washington corporation (?Diego Washington?), and Diego Pellicer Worldwide Inc., a Dela

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 3, 2017 Diego Pellicer Worldwide, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 333-189731 33-1223037 (State or other jurisdiction of incorporation) (Commi

Diego Pellicer Worldwide 0-Q

FORM 12b-25 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [X] Form 10-Q [ ] Form N-SAR For Period Ended: September 30, 2016 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-K [ ] Transition Report on Form 10-Q [ ] Transition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2016 Commission File Number: 33

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2016 Commission File Number: 333-189731 DIEGO PELLICER WORLDWIDE, INC. (Name of registrant as specified in its charter) Delaware 33-1223037 (State or other jurisdiction of (I.R.S. E

DIEGO PELLICER WORLDWIDE, INC. DEFERRED COMPENSATION AGREEMENT

Exhibit 10.4 DIEGO PELLICER WORLDWIDE, INC. DEFERRED COMPENSATION AGREEMENT THIS DEFERRED COMPENSATION AGREEMENT (this ?Agreement?) is made and entered into as of , 2016, by and between (the ?Executive?) and Diego Pellicer Worldwide, Inc., a Delaware corporation (the ?Company?). This Agreement is intended to restructure the Company?s debt owed to the Executive through June 1, 2016, representing ac

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 4, 2016 Diego Pellicer Worldwide, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 333-189731 33-1223037 (State or other jurisdiction of incorporation) (Commis

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2016 Commission File Number: 333-189

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2016 Commission File Number: 333-189731 DIEGO PELLICER WORLDWIDE, INC. (Name of registrant as specified in its charter) Delaware 33-1223037 (State or other jurisdiction of (I.R.S. Employ

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2016 Commission File Number: 333-18

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2016 Commission File Number: 333-189731 DIEGO PELLICER WORLDWIDE, INC. (Name of registrant as specified in its charter) Delaware 33-1223037 (State or other jurisdiction of (I.R.S. Emplo

Diego Pellicer Worldwide 0-Q

FORM 12b-25 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [X] Form 10-Q [ ] Form N-SAR For Period Ended: March 31, 2016 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-K [ ] Transition Report on Form 10-Q [ ] Transition Repo

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 1 to FORM 10-K /A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 1 to FORM 10-K /A [X] ANNUAL REPORT UNDER TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2015 or [ ] TRANSITIONAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transitional period from to Commission file number 333-18973

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K [X] ANNUAL REPORT UNDER TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2015 or [ ] TRANSITIONAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transitional period from to Commission file number 333-189731 DIEGO PELLICER WORLD

It is widely held in the medical community that the PAP Test has saved more women from cancer as a cancer preventative, than all other cancer preventatives combined. Dr. Osborn brings the company medical credentials and advice on the medical side to

● Jon Fink, Founder of JVI has assumed the role of Board Advisor and has agreed to exclusively use his company JVI, Inc.

Diego Pellicer Worldwide 0-K

NT 10-K 1 nt10-k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING OMB APPROVAL OMB Number: 3235-0058 Expires: August 31, 2018 Estimated average burden hours per response……………. 2.50 SEC FILE NUMBER 333-189731 CUSIP NUMBER (Check one): [X] Form 10-K [ ] Form 20-F [ ] Form 11-K [ ] Form 10-Q [ ] Form 10-D [ ] Form N-SAR [ ] Form N-CSR

Diego Pellicer Worldwide (Current Report/Significant Event)

FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 29, 2016 Diego Pellicer Worldwide, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 333-189731 33-1223037 (State or other jurisdiction of incorporatio

RESIGNATION NOTICE

EX-17.1 2 ex17-1.htm RESIGNATION NOTICE December 22, 2015 Diego Pellicer Worldwide, Inc. 3435 Ocean Park Blvd., #107-610 Santa Monica, CA 90405 Attn: Board of Directors Dear Sir or Madam, Effective 31 December 2015, I hereby resign as the Vice Chairman & Board of Directors of Diego Pellicer Worldwide, Inc. a Delaware corporation (the “Corporation”), with the understanding that all the terms, condi

Diego Pellicer Worldwide (Current Report/Significant Event)

FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 4, 2016 Diego Pellicer Worldwide, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 333-189731 33-1223037 (State or other jurisdiction of incorporation

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2015 Commission File Number: 33

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2015 Commission File Number: 333-189731 DIEGO PELLICER WORLDWIDE, INC. (Name of registrant as specified in its charter) Delaware 33-1223037 (State or other jurisdiction of (I.R.S. E

October 21, 2015

EXHIBIT 99.1 October 21, 2015 Re: Shareholder Update Dear Shareholder, We are pleased to provide an update on our progress which will now be made public. Feel free to share this information. To recap our strategy; the goal of the initial $5MM we raised was to develop the Company, capture strategic, legally compliant locations and secure the highest quality tenants in the industry to represent the

Diego Pellicer Worldwide (Current Report/Significant Event)

FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 8, 2015 Diego Pellicer Worldwide, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 333-189731 33-1223037 (State or other jurisdiction of incorporation

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2015 Commission File Number: 333-189

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2015 Commission File Number: 333-189731 DIEGO PELLICER WORLDWIDE, INC. (Name of registrant as specified in its charter) Delaware 33-1223037 (State or other jurisdiction of incorporation

Unaudited Pro Forma Consolidated Financial Statements (Introductory Note)

Exhibit 99.2 Unaudited Pro Forma Consolidated Financial Statements (Introductory Note) The unaudited pro forma consolidated balance sheet as of December 31, 2014, and the unaudited pro forma consolidated statements of operations for the fiscal year ended December 31, 2014, give effect to transactions by Diego Pellicer Worldwide, Inc., (?Diego Pellicer?) and Type 1 Media, Inc., (?Type1?) occurring

Changes in Control of Registrant, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 3 ) CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 13, 2015 DIEGO PELLICER WORLDWIDE, INC. (Exact name of registrant as specified in its charter) Delaware 333-189731 33-1223037 (State or other jurisdiction o

Diego Pellicer Worldwide ESP

Diego Pellicer Worldwide, Inc. 6800 Owensmouth Avenue Suite 350 Los Angeles, CA 91303 July 30, 2015 VIA EDGAR Larry Spirgel Assistant Director Securities and Exchange Commission 100 F Street N.E. Washington, D.C. 20549 Re: Diego Pellicer Worldwide, Inc. Amendment No. 1 and No. 2 to Form 8-K File No. 333-189731 Filed March 19, 2015 Response Dated June 24, 2015 Dear Mr. Spirgel: We are in receipt of

DIEGO PELLICER WORLDWIDE, INC.

Exhibit 99.1 DIEGO PELLICER WORLDWIDE, INC. INDEX PAGES REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM 2 BALANCE SHEETS 3 STATEMENTS OF OPERATIONS 4 STATEMENT OF STOCKHOLDERS? EQUITY (DEFICIT) 5 STATEMENTS OF CASH FLOW 6 NOTES TO FINANCIAL STATEMENTS 7-17 1 REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM The Board of Directors and Shareholders Diego Pellicer Worldwide Inc. West Li

Diego Pellicer Worldwide A (Current Report/Significant Event)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 2) CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 13, 2015 DIEGO PELLICER WORLDWIDE, INC. (Exact name of registrant as specified in its charter) Delaware 333-189731 33-1223037 (State or other jurisdiction of

Unaudited Pro Forma Consolidated Financial Statements (Introductory Note)

Exhibit 99.2 Unaudited Pro Forma Consolidated Financial Statements (Introductory Note) The unaudited pro forma consolidated balance sheet as of December 31, 2014, and the unaudited pro forma consolidated statements of operations for the fiscal year ended December 31, 2014, give effect to transactions by Diego Pellicer Worldwide, Inc., (?Diego Pellicer?) and Type 1 Media, Inc., (?Type1?) occurring

Diego Pellicer Worldwide ESP

CORRESPONDENCE Diego Pellicer Worldwide, Inc. 6800 Owensmouth Avenue Suite 350 Los Angeles, CA 91303 June 24, 2015 VIA EDGAR Larry Spirgel Assistant Director Securities and Exchange Commission 100 F Street N.E. Washington, D.C. 20549 Re: Diego Pellicer Worldwide, Inc. Form 8-K File No. 333-189731 Filed March 19, 2015 Dear Mr. Spirgel: We are in receipt of your comment letter dated April 15, 2015 r

License Agreement, by and between Plandai Biotechnology, Inc. and the Company, dated January 28, 2014

LICENSE AGREEMENT This License Agreement (this ?Agreement?) between PLANDAI BIOTECHNOLOGY, INC (?Plandai?), a Nevada Corporation, and DIEGO PELLICER WORLDWIDE INC.

Line of Credit Agreement, by and between Neil Demers and the Company, dated December 30, 2014

LOAN AGREEMENT AND REVOLVING LINE OF CREDIT PROMISSORY NOTE $2,500,000.00 Denver, Colorado December 30, 2014 FOR VALUE RECEIVED, the undersigned, NEIL DEMERS, an individual (?Borrower?) promises to pay to the order of DIEGO PELLICER WORLDWIDE, INC., a Delaware corporation (?Lender?) at 3496 Fairview Way, West Linn, OR 97068 or at such other place as Lender may, from time to time designate in writi

Changes in Control of Registrant, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 13, 2015 DIEGO PELLICER WORLDWIDE, INC. (Exact name of registrant as specified in its charter) Delaware 333-189731 33-1223037 (State or other jurisdiction of

Merger Agreement, by and between the Company and Diego Pellicer, Inc., a Washington corporation, dated April 19, 2014

AGREEMENT In consideration of the mutual agreements and covenants set forth herein and other good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, Diego Delaware and Diego Washington hereby agree as follows: 1.

Diego Pellicer Worldwide (Current Report/Significant Event)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 22, 2015 Diego Pellicer Worldwide, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 333-189731 33-1223037 (State or other jurisdiction of incorporation) (Commissio

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 22, 2015 Diego Pellicer Worldwide, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 333-189731 33-1223037 (State or other jurisdiction of incorporation) (Commissio

May 22, 2015

May 22, 2015 Los Angeles CA Diego Pellicer Worldwide, Inc. Announces Appointment of New CEO and CFO. Diego Pellicer Worldwide, Inc. (OTCBB-DPWW) today announces the expiration, without renewal, of a consulting contract with FSCOO a California based consulting company. FS COO has a proven track record of success in the coordination of projects within the hospitality industry, modifying existing ope

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2015 Commission File Number: 333-189731 DIEGO PELLICER WORLDWIDE, INC. (Name of registrant as specified in its charter) Delaware 33-1223037 (State or other jurisdiction of incorporation

Diego Pellicer Worldwide 0-Q

FORM 12b-25 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [X] Form 10-Q [ ] Form N-SAR For Period Ended: March 31, 2015 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-K [ ] Transition Report on Form 10-Q [ ] Transition Repo

Sublease Agreement, by and between the Company and DPCO, Inc., dated August 14, 2014 (755 South Jason Street property)

Exhibit 10.14 COMMERCIAL SUBLEASE AGREEMENT THIS COMMERCIAL SUBLEASE AGREEMENT (the "Commercial Sublease Agreement" or "Sublease"), made on this 14th day of August 2014 by and between Diego Pellicer Worldwide Inc. a Delaware Corporation, having an address at 3496 Fairview Way, West Linn, OR 97068 ("Sublessor") and DPCO, Inc a Colorado Corporation, having an address at 1 South Harrison Street, Denv

LEASE AGREEMENT (Single Tenant For Entire Parcel - NNN)

Exhibit 10.15 ? Commercial Brokers Association 2011 ALL RIGHTS RESERVED CBA Form ST-NNN Single Tenant NNN Lease Page 1 of 24 LEASE AGREEMENT (Single Tenant For Entire Parcel - NNN) THIS LEASE AGREEMENT (the "Lease") is entered into and effective as of this 19th day of September, 2013, between M-P Properties ("Landlord"), and Diego Pellicer Worldwide, Inc., a Delaware corporation ("Tenant"). Landlo

March 19, 2015

Exhibit 16.1 March 19, 2015 United States Securities and Exchange Commission 100 F Street, N.E. Washington DC 20549-7561 Re: Diego Pellicer Worldwide, Inc. (formerly Type 1 Media, Inc.) (Commission File Number: 333-189731) Commissioners: We have read Item 4.01 of Form 8-K dated March 19, 2015, of Diego Pellicer Worldwide, Inc. (formerly Type 1 Media, Inc.) and are in agreement with the statements

REAL ESTATE LEASE AGREEMENT GROSS - WITH OPTION

Exhibit 10.10 Office 206-427-4100 Cell 503-635-7097 Email [email protected] REAL ESTATE LEASE AGREEMENT GROSS - WITH OPTION THIS LEASE AGREEMENT is made and entered into this 15 day of September 2014, by and between Oakway Golf Course, Inc., hereinafter called the Lessor, and Diego Pellicer Worldwide, Inc. hereinafter called the Lessee. In consideration of the covenants, agreements, and stip

EMPLOYMENT AGREEMENT

Exhibit 10.2 EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (?Agreement?), dated as of September 17, 2014, is made by and between Diego Pellicer Worldwide, Inc., a Corporation organized under the laws of Delaware (the ?Company?) and Douglas C. Anderson (the ?Executive?). Each of the Company and the Executive are referred to herein individually as a ?Party? and collectively as the ?Parties.? RECITA

EMPLOYMENT AGREEMENT

Exhibit 10.1 EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (?Agreement?), dated as of September 17, 2014, is made by and between Diego Pellicer Worldwide, Inc., a Corporation organized under the laws of Delaware (the ?Company?) and Ron Throgmartin (the ?Executive?). Each of the Company and the Executive are referred to herein individually as a ?Party? and collectively as the ?Parties.? RECITALS:

Amended and Restated Agreement and Plan of Merger of Diego Pellicer Inc., and the Company, dated April 19, 2014

Exhibit 10.5 AMENDED AND RESTATED AGREEMENT AND PLAN OF MERGER OF DIEGO PELLICER, INC., A WASHINGTON CORPORATION, and DIEGO PELLICER WORLDWIDE INC., A DELAWARE CORPORATION This AMENDED AND RESTATED AGREEMENT AND PLAN OF MERGER (this ?Agreement?), dated as of April 19, 2014 is made by and between Diego Pellicer, Inc., a Washington corporation (?Diego Washington?), and Diego Pellicer Worldwide Inc.,

LEASE AGREEMENT

Exhibit 10.8 EXHIBIT A LEASE AGREEMENT THIS LEASE AGREEMENT is made and entered into by and between: 2949 W. Alameda, Ave, LLC whose address is 675 Kalamath Street Denver Colorado 80204, as Landlord, and Diego Pellicer Worldwide, Inc. a Delaware Corporation, as Tenant, which is liable for all provisions, covenants and obligations hereunder. Landlord wishes to lease to Tenant and Tenant wishes to l