Grundlæggende statistik
| CIK | 852954 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to
SEC Filings (Chronological Order)
Denne side giver en komplet, kronologisk liste over SEC-arkiveringer, eksklusive ejerskabsregistreringer, som vi leverer andre steder.
| April 10, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-8F APPLICATION FOR DEREGISTRATION OF CERTAIN REGISTERED INVESTMENT COMPANIES I. GENERAL IDENTIFYING INFORMATION 1. Reason fund is applying to deregister (check only one: for descriptions, see Instruction 1 above): £ Merger ý Liquidation £ Abandonment of Registration (Note: Abandonments of Registration answer only questi |
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| February 22, 2013 |
- DIAMOND HILLS FINANCIAL TRENDS FUND, INC - DEFA14A Diamond Hills Financial Trends Fund, Inc - DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 14, 2013 |
DHFT / / RIVERNORTH CAPITAL MANAGEMENT, LLC - SCHEDULE 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Diamond Hill Financial Trends Fund, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 25264C101 (CUSIP Number) December 31, 2012 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursu |
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| February 12, 2013 |
DHFT / / WELLS FARGO & COMPANY/MN Passive Investment SC 13G/A 1 wfdiamondhil-25264c101.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) DIAMOND HILL FINL TRNDS FD I (Name of Issuer) COM (Title of Class of Securities) 25264C101 (CUSIP Number) December 31, 2012 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designat |
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| February 12, 2013 |
DHFT / / WELLS FARGO & COMPANY/MN Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2) DIAMOND HILL FINL TRNDS FD I (Name of Issuer) COM (Title of Class of Securities) 25264C101 (CUSIP Number) January 31, 2013 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sched |
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| January 9, 2013 |
- DIAMOND HILL FINANCIAL TRENDS FUND - DATED 1-9-2013 Diamond Hill Financial Trends Fund - Dated 1-9-2013 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| January 9, 2013 |
SEC Response Letter January 8, 2013 Karen Rossotto Senior Counsel Office of Disclosure and Review Division of Investment Management U. |
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| December 28, 2012 |
PRE 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: x Preliminary Proxy Statement ¨ Confidential, For Use of the Commission only (as permitted by Rule 14a-6(e)(2)) ¨ De |
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| November 21, 2012 |
CERTIFICATIONS I, James F. Laird, Jr., certify that: 1. I have reviewed this report on Form N-Q of the Diamond Hill Financial Trends Fund, Inc. (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, |
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| November 21, 2012 |
Quarterly Schedule of Portfolio Holdings - FORM N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-05734 Diamond Hill Financial Trends Fund, Inc. |
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| October 3, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| October 3, 2012 |
October 1, 2012 Karen Rossotto Senior Counsel Office of Disclosure and Review Division of Investment Management U. |
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| September 17, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: x Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| July 25, 2012 |
July 19, 2012 Via EDGAR Christina DiAngelo U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Securities and Exchange Commission Comments Regarding Various Filings of the Diamond Hill Financial Trends Fund, Inc. (Investment Company Act File # 811‐05734 and CIK # 0000852954) Dear Christina: On behalf of the Diamond Hill Financial Trends Fund, Inc. (the “Fund”), we wis |
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| May 24, 2012 |
I, James F. Laird, Jr., certify that: EX-99.CERT CERTIFICATIONS I, James F. Laird, Jr., certify that: 1. I have reviewed this report on Form N-Q of the Diamond Hill Financial Trends Fund, Inc. (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements |
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| May 24, 2012 |
Quarterly Schedule of Portfolio Holdings - DIAMOND HILL FINANCIAL TRENDS FUND, INC. N-Q (3-31-12) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-05734 Diamond Hill Financial Trends Fund, Inc. |
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| March 8, 2012 |
- DIAMOND HILL FINANCIAL TRENDS FUND, INC. NOTICE & PROXY Diamond Hill Financial Trends Fund, Inc. Notice & Proxy UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, For Use of the Commiss |
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| February 14, 2012 |
DHFT / / RIVERNORTH CAPITAL MANAGEMENT, LLC - SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Diamond Hill Financial Trends Fund, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 25264C101 (CUSIP Number) December 31, 2011 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursua |
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| February 9, 2012 |
DHFT / / Cutler Melvin S. - NONE Passive Investment Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Diamond Hill Financial Trends Fund, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 25264C101 (CUSIP Number) January 13, 2012 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate th |
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| January 26, 2012 |
DHFT / / WELLS FARGO & COMPANY/MN Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) DIAMOND HILL FINL TRNDS FD I (Name of Issuer) COM (Title of Class of Securities) 25264C101 (CUSIP Number) December 31, 2011 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sched |
