CRAWA SEC-arkivering - Crawford United Corporation- Årsrapport, fuldmagtserklæring, prospekt

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SEC Filings

All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Crawford United Corporation

SEC Filings (Chronological Order)

Denne side giver en komplet, kronologisk liste over SEC-arkiveringer, eksklusive ejerskabsregistreringer, som vi leverer andre steder.

February 26, 2026	15-12G	UNITED STATES UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 000-00147 CRAWFORD UNITED CORPORATION (Exact name of registrant as specified
February 9, 2026	S-8 POS	As filed with the Securities and Exchange Commission on February 6, 2026 As filed with the Securities and Exchange Commission on February 6, 2026 Registration No.
February 6, 2026	S-8 POS	As filed with the Securities and Exchange Commission on February 6, 2026 As filed with the Securities and Exchange Commission on February 6, 2026 Registration No.
February 6, 2026	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 6, 2026 -12-31 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 6, 2026 CRAWFORD UNITED CORPORATION (Exact name of registrant as specified in its charter) Ohio 000-00147 34-0288470 (State or other jurisdiction (Commission (IRS Emplo
February 6, 2026	S-8 POS	As filed with the Securities and Exchange Commission on February 6, 2026 As filed with the Securities and Exchange Commission on February 6, 2026 Registration No.
February 6, 2026	S-8 POS	As filed with the Securities and Exchange Commission on February 6, 2026 As filed with the Securities and Exchange Commission on February 6, 2026 Registration No.
February 6, 2026	EX-3.2	THIRD AMENDED AND RESTATED CRAWFORD UNITED CORPORATION An Ohio Corporation TABLE OF CONTENTS Exhibit 3.2 THIRD AMENDED AND RESTATED REGULATIONS OF CRAWFORD UNITED CORPORATION An Ohio Corporation TABLE OF CONTENTS ARTICLE I Offices 1 SECTION 1. Registered Office 1 SECTION 2. Other Offices 1 ARTICLE II Meetings of Shareholders 1 SECTION 1. Place of Meetings 1 SECTION 2. Annual Meeting 1 SECTION 3. Special Meetings 1 SECTION 4. Notice of Meetings and Adjourned Meetings 2 SECTION 5. List of S
February 6, 2026	S-8 POS	As filed with the Securities and Exchange Commission on February 6, 2026 As filed with the Securities and Exchange Commission on February 6, 2026 Registration No.
February 6, 2026	S-8 POS	As filed with the Securities and Exchange Commission on February 6, 2026 As filed with the Securities and Exchange Commission on February 6, 2026 Registration No.
February 6, 2026	S-8 POS	As filed with the Securities and Exchange Commission on February 6, 2026 As filed with the Securities and Exchange Commission on February 6, 2026 Registration No.
February 6, 2026	S-8 POS	As filed with the Securities and Exchange Commission on February 6, 2026 As filed with the Securities and Exchange Commission on February 6, 2026 Registration No.
February 6, 2026	EX-3.1	SECOND AMENDED AND RESTATED ARTICLES OF INCORPORATION CRAWFORD UNITED CORPORATION Exhibit 3.1 A meeting of the shareholders of the Corporation was duly called and held on February 6, 2026, at which meeting a quorum of such shareholders was present in person or by proxy at all times, and that by the affirmative vote of the holders of shares entitling them to exercise at least two-thirds of the total voting power of the Corporation, the following Second Amended and Restated Artic
February 3, 2026	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 3, 2026 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 3, 2026 CRAWFORD UNITED CORPORATION (Exact name of registrant as specified in its charter) Ohio 000-00147 34-0288470 (State or other jurisdiction (Commission (IRS Employer of
January 26, 2026	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy Statement ☒ Definitive Additional Materials ☐ Soliciting Material Pursuant to §240.
January 5, 2026	DEFM14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy Statement ☐ Definitive Additional Materials ☐ Soliciting Material Pursuant to §240.
December 23, 2025	EX-FILING FEES	Table 1: Transaction Valuation Calculation of Filing Fee Tables Table 1: Transaction Valuation Proposed Maximum Aggregate Value of Transaction Fee Rate Amount of Filing Fee Fees to be Paid 1 $ 300,006,707.
December 23, 2025	PREM14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy Statement ☐ Definitive Additional Materials ☐ Soliciting Material Pursuant to §240.
December 8, 2025	EX-10.2	TRANSACTION BONUS AGREEMENT Exhibit 10.2 TRANSACTION BONUS AGREEMENT THIS TRANSACTION BONUS AGREEMENT (this “Agreement”) is entered into effective as of December 5, 2025 (the “Effective Date”), by and between Crawford United Corporation, an Ohio corporation (collectively with its subsidiaries the “Company”), and Edward Crawford (“Director”). WHEREAS, Director is an independent contractor of the Company and provides valuable
December 8, 2025	EX-10.2	TRANSACTION BONUS AGREEMENT Exhibit 10.2 TRANSACTION BONUS AGREEMENT THIS TRANSACTION BONUS AGREEMENT (this “Agreement”) is entered into effective as of December 5, 2025 (the “Effective Date”), by and between Crawford United Corporation, an Ohio corporation (collectively with its subsidiaries the “Company”), and Edward Crawford (“Director”). WHEREAS, Director is an independent contractor of the Company and provides valuable
December 8, 2025	EX-99.2	SPX Technologies to Acquire Crawford United Expands SPX Technologies’ HVAC Capabilities with Highly Engineered Custom Air-Handling Solutions Exhibit 99.2 SPX Technologies to Acquire Crawford United Expands SPX Technologies’ HVAC Capabilities with Highly Engineered Custom Air-Handling Solutions CHARLOTTE, N.C. and CLEVELAND, Dec. 8, 2025 — SPX Technologies, Inc. (NYSE:SPXC) (“SPX” or the “Company”) and Crawford United Corporation (OTC: CRAWA) (“Crawford United”) announced today that they have entered into a definitive agreement for SPX
December 8, 2025	EX-2.1	AGREEMENT AND PLAN OF MERGER by and among SPX ENTERPRISES, LLC PROJECT KING ACQUISITION, INC. CRAWFORD UNITED CORPORATION DATED AS OF DECEMBER 5, 2025 TABLE OF CONTENTS Exhibit 2.1 AGREEMENT AND PLAN OF MERGER by and among SPX ENTERPRISES, LLC PROJECT KING ACQUISITION, INC. and CRAWFORD UNITED CORPORATION DATED AS OF DECEMBER 5, 2025 TABLE OF CONTENTS Page ARTICLE I DEFINED TERMS 1 1.1 Definitions 1 ARTICLE II THE MERGER 12 2.1 The Merger 12 2.2 Closing 13 2.3 Effective Time 13 2.4 Effects of the Merger 13 2.5 Articles of Incorporation; Regulations. 13 2.6 Direct
December 8, 2025	EX-99.2	SPX Technologies to Acquire Crawford United Expands SPX Technologies’ HVAC Capabilities with Highly Engineered Custom Air-Handling Solutions Exhibit 99.2 SPX Technologies to Acquire Crawford United Expands SPX Technologies’ HVAC Capabilities with Highly Engineered Custom Air-Handling Solutions CHARLOTTE, N.C. and CLEVELAND, Dec. 8, 2025 — SPX Technologies, Inc. (NYSE:SPXC) (“SPX” or the “Company”) and Crawford United Corporation (OTC: CRAWA) (“Crawford United”) announced today that they have entered into a definitive agreement for SPX
December 8, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) December 5, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) December 5, 2025 CRAWFORD UNITED CORPORATION (Exact name of registrant as specified in its charter) Ohio 000-00147 34-0288470 (State or other jurisdiction (Commission (IRS Employer of
December 8, 2025	EX-10.1	TRANSACTION BONUS AGREEMENT Exhibit 10.1 TRANSACTION BONUS AGREEMENT THIS TRANSACTION BONUS AGREEMENT (this “Agreement”) is entered into effective as of December 5, 2025 (the “Effective Date”), by and between Crawford United Corporation , an Ohio corporation (collectively with its subsidiaries the “Company”), and [] (“Employee”). WHEREAS, Employee is a key employee of the Company and provides valuable services to the Company
December 8, 2025	EX-99.1	VOTING AGREEMENT Exhibit 99.1 VOTING AGREEMENT THIS VOTING AGREEMENT (this “Agreement”) is entered into as of December 5, 2025, by and between the undersigned stockholder (“Stockholder”) of Crawford United Corporation, an Ohio corporation (the “Company”), and SPX Enterprises, LLC, a Delaware limited liability company (“Parent”). Parent and Stockholder are each sometimes referred to herein individually as a “Party”
December 8, 2025	EX-99.1	VOTING AGREEMENT Exhibit 99.1 VOTING AGREEMENT THIS VOTING AGREEMENT (this “Agreement”) is entered into as of December 5, 2025, by and between the undersigned stockholder (“Stockholder”) of Crawford United Corporation, an Ohio corporation (the “Company”), and SPX Enterprises, LLC, a Delaware limited liability company (“Parent”). Parent and Stockholder are each sometimes referred to herein individually as a “Party”
December 8, 2025	EX-2.1	AGREEMENT AND PLAN OF MERGER by and among SPX ENTERPRISES, LLC PROJECT KING ACQUISITION, INC. CRAWFORD UNITED CORPORATION DATED AS OF DECEMBER 5, 2025 TABLE OF CONTENTS Exhibit 2.1 AGREEMENT AND PLAN OF MERGER by and among SPX ENTERPRISES, LLC PROJECT KING ACQUISITION, INC. and CRAWFORD UNITED CORPORATION DATED AS OF DECEMBER 5, 2025 TABLE OF CONTENTS Page ARTICLE I DEFINED TERMS 1 1.1 Definitions 1 ARTICLE II THE MERGER 12 2.1 The Merger 12 2.2 Closing 13 2.3 Effective Time 13 2.4 Effects of the Merger 13 2.5 Articles of Incorporation; Regulations. 13 2.6 Direct
December 8, 2025	EX-10.1	TRANSACTION BONUS AGREEMENT Exhibit 10.1 TRANSACTION BONUS AGREEMENT THIS TRANSACTION BONUS AGREEMENT (this “Agreement”) is entered into effective as of December 5, 2025 (the “Effective Date”), by and between Crawford United Corporation , an Ohio corporation (collectively with its subsidiaries the “Company”), and [] (“Employee”). WHEREAS, Employee is a key employee of the Company and provides valuable services to the Company
December 8, 2025	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) December 5, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) December 5, 2025 CRAWFORD UNITED CORPORATION (Exact name of registrant as specified in its charter) Ohio 000-00147 34-0288470 (State or other jurisdiction (Commission (IRS Employer of
November 4, 2025	EX-99.1	Crawford United Corporation Announces Third Quarter 2025 Results Exhibit 99.1 Contact: Brian E. Powers, President and Chief Executive Officer CRAWFORD UNITED CORPORATION 10514 Dupont Avenue, Suite 200 Cleveland, Ohio 44108 216-243-2449 November 4, 2025 FOR IMMEDIATE RELEASE Crawford United Corporation Announces Third Quarter 2025 Results ● Earnings per share of $1.52 for the quarter and $3.84 year-to-date ● Sales of $47.2 million for the quarter, an increase of
November 4, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 4, 2025 Crawford United UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 4, 2025 Crawford United Corporation (Exact Name of Registrant as Specified in Charter) Ohio 000-00147 34-0288470 (State or Other Jurisdiction of Incorporation) (Commission Fi
November 4, 2025	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from Not Applicable to Not Applicable Commission file numb
July 31, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 31, 2025 Crawford United Cor UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 31, 2025 Crawford United Corporation (Exact Name of Registrant as Specified in Charter) Ohio 000-00147 34-0288470 (State or Other Jurisdiction of Incorporation) (Commission File
July 31, 2025	EX-99.1	Crawford United Corporation Announces Second Quarter 2025 Results Exhibit 99.1 Contact: Brian E. Powers, President and Chief Executive Officer CRAWFORD UNITED CORPORATION 10514 Dupont Avenue, Suite 200 Cleveland, Ohio 44108 216-243-2449 July 31, 2025 FOR IMMEDIATE RELEASE Crawford United Corporation Announces Second Quarter 2025 Results ● Earnings per share of $1.44 for the quarter and $2.32 year-to-date ● Sales of $46.9 million for the quarter, an increase of 2
July 31, 2025	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from Not Applicable to Not Applicable Commission file number: 0
June 2, 2025	SD	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report Crawford United Corporation (Exact Name of Registrant as Specified in Charter) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report Crawford United Corporation (Exact Name of Registrant as Specified in Charter) Ohio 000-00147 34-0288470 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No.) 10514 Dupont Avenue Cleveland, Ohio 44108 (Address of Principal Executive Offic
June 2, 2025	EX-1.01	Conflict Minerals Report of Crawford United Corporation for the reporting period from January 1, 2024 to December 31, 2024. EXHIBIT 1.01 Crawford United Corporation Conflict Minerals Report For the reporting period from January 1, 2024 to December 31, 2024 Introduction This Conflict Minerals Report (“Report”) of Crawford United Corporation (the “Company” or “Crawford United”) has been prepared pursuant to Rule 13p-1 and Form SD promulgated under the Securities Exchange Act of 1934, as amended (the "Rules") for the repo
May 28, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 22, 2025 Crawford United Corp UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 22, 2025 Crawford United Corporation (Exact Name of Registrant as Specified in Charter) Ohio 000-00147 34-0288470 (State or Other Jurisdiction of Incorporation) (Commission File N
May 8, 2025	EX-99.1	Crawford United Corporation Announces First Quarter 2025 Results Exhibit 99.1 Contact: Brian E. Powers, President and Chief Executive Officer CRAWFORD UNITED CORPORATION 10514 Dupont Avenue, Suite 200 Cleveland, Ohio 44108 216-243-2449 May 8, 2025 FOR IMMEDIATE RELEASE Crawford United Corporation Announces First Quarter 2025 Results ● Sales of $43.3 million for the quarter, a $5.9 million sequential increase in sales from prior quarter ● Improved sales, operati
May 8, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 8, 2025 Crawford United Corpo UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 8, 2025 Crawford United Corporation (Exact Name of Registrant as Specified in Charter) Ohio 000-00147 34-0288470 (State or Other Jurisdiction of Incorporation) (Commission File Nu
May 8, 2025	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from Not Applicable to Not Applicable Commission file number:
April 21, 2025	ARS	ARS 2024 ANNUAL REPORTDear Fellow Shareholders: The year ending December 31, 2024 was an exciting period for Crawford United Corporation.
April 9, 2025	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted
February 27, 2025	EX-21	Subsidiaries of the Registrant. Exhibit 21 CRAWFORD UNITED CORPORATION Subsidiaries of Registrant COMPANY NAME STATE OF INCORPORATION Crawford AE LLC Ohio CAD Enterprises, Inc.
February 27, 2025	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTI Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-000147 CRAWFO
February 27, 2025	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 27, 2025 Crawford United Corporation (Exact Name of Registrant as Specified in Charter) Ohio 000-00147 34-0288470 (State or Other Jurisdiction of Incorporation) (Commission F
February 27, 2025	EX-4.1	Description of Securities Registered Under the Exchange Act. Exhibit 4.1 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 Crawford United Corporation (the “Company”) has one class of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended: its Class A common shares, without par value (“Class A common shares”). The rights of the holders of the Class A common
February 27, 2025	EX-1	Computation of Net Income Per Common Share. Exhibit 1 CRAWFORD UNITED CORPORATION CONSOLIDATED STATEMENT OF COMPUTATION OF EARNINGS PER COMMON SHARE AND SHARE EQUIVALENTS December 31, December 31, Years Ended, 2024 2023 NET INCOME Net income applicable to common shares for basic earnings per share $ 13,597,967 $ 13,294,793 Net Income applicable to common shares for diluted earnings per share $ 13,597,967 $ 13,294,793 SHARES OUTSTANDING Weighted average shares for basic earnings per share 3,538,461 3,507,883 Unvested Restricted Stock Awards 14,547 18,953 Total shares for diluted earnings per share 3,553,008 3,526,836 Basic Earnings Per Common Share $ 3.
February 27, 2025	EX-19	Crawford United Corporation Insider Trading Policy Exhibit 19. CRAWFORD UNITED CORPORATION Insider Trading Policy (Revised March 29, 2023) 1. Purpose To establish rules and restrictions for trading and other transactions in the capital stock or other securities, such as bonds, options, derivative instruments, etc. (the “Securities”) of Crawford United Corporation (together with its affiliates and subsidiaries, the “Company”); and to enable complia
February 27, 2025	EX-99.1	Crawford United Corporation Announces Fourth Quarter and Full Year 2024 Results Exhibit 99.1 Contact: Brian E. Powers, President and Chief Executive Officer CRAWFORD UNITED CORPORATION 10514 Dupont Avenue, Suite 200 Cleveland, Ohio 44108 216-243-2449 February 27, 2025 FOR IMMEDIATE RELEASE Crawford United Corporation Announces Fourth Quarter and Full Year 2024 Results ● Earnings per share of $3.83 for the year and $1.11 for the quarter ● Sales of $150.2 million for the year,
February 27, 2025	EX-14	Crawford United Corporation Financial Code of Ethics for the Chief Executive Officer and Specified Financial Officers. Exhibit 14 CRAWFORD UNITED CORPORATION FINANCIAL CODE OF ETHICS FOR THE CHIEF EXECUTIVE OFFICER AND SPECIFIED FINANCIAL OFFICERS This Crawford United Corporation Financial Code of Ethics applies to Crawford United’s principal executive officer, principal financial officer, principal accounting officer or controller or persons performing similar functions.
January 7, 2025	8-K	Regulation FD Disclosure, Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 2, 2025 CRAWFORD UNITED CORPORATION (Exact name of registrant as specified in its charter) Ohio 000-000147 34-0288470 (State or other jurisdiction (Commission (IRS Employer of
January 7, 2025	EX-2.1	Equity Purchase Agreement dated January 2, 2025, by and among Air Enterprises and Seller. Exhibit 2.1 EQUITY PURCHASE AGREEMENT THIS EQUITY PURCHASE AGREEMENT (this “Agreement”) is entered into effective as of January 2, 2025, by and among (i) Crawford AE LLC, an Ohio limited liability company (“Buyer”), and (ii) Johnny Dale Hancock, as Trustee of the 2018 John Hancock Revocable Trust dated March 6, 2018 (“Seller”). RECITALS A. Seller owns all of the issued and outstanding capital stoc
January 7, 2025	EX-99.1	CRAWFORD UNITED ACQUIRES RAHN INDUSTRIES Exhibit 99.1 Contact: Brian E. Powers, President and Chief Executive Officer CRAWFORD UNITED CORPORATION 10514 Dupont Avenue Cleveland, Ohio 44108 216-243-2449 January 7, 2025 FOR IMMEDIATE RELEASE CRAWFORD UNITED ACQUIRES RAHN INDUSTRIES CLEVELAND, OHIO, January 7, 2025 – Crawford United Corporation (OTC: CRAWA) today announced the purchase of Rahn Industries, Incorporated of Whittier, California
November 6, 2024	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from Not Applicable to Not Applicable Commission file numb
November 6, 2024	EX-99.1	Crawford United Corporation Announces Third Quarter 2024 Results Exhibit 99.1 Contact: Brian E. Powers, President and Chief Executive Officer CRAWFORD UNITED CORPORATION 10514 Dupont Avenue, Suite 200 Cleveland, Ohio 44108 216-243-2449 November 6, 2024 FOR IMMEDIATE RELEASE Crawford United Corporation Announces Third Quarter 2024 Results ● Earnings per share of $0.95 for the quarter and $2.72 year-to-date ● Sales of $112.8 million for the year, 2.5% ahead of la
November 6, 2024	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 6, 2024 Crawford United Corporation (Exact Name of Registrant as Specified in Charter) Ohio 000-00147 34-0288470 (State or Other Jurisdiction of Incorporation) (Commission Fi
September 3, 2024	EX-99.1	CRAWFORD UNITED ACQUIRES ADVANCED INDUSTRIAL COATINGS Exhibit 99.1 CRAWFORD UNITED ACQUIRES ADVANCED INDUSTRIAL COATINGS Contact: Brian E. Powers, President and Chief Executive Officer CRAWFORD UNITED CORPORATION 10514 Dupont Avenue Cleveland, Ohio 44108 216-243-2449 CLEVELAND, OHIO, September 3, 2024 – Crawford United Corporation (OTC: CRAWA) today announced the purchase of Advanced Industrial Coatings of Stockton, California, effective August 30, 2
September 3, 2024	EX-2.1	Asset Purchase Agreement dated as of August 30, 2024 by and among Advanced Industrial Coatings, LLC and Advanced Industrial Coatings, Inc. (incorporated by reference from Exhibit 2.1 to the Company's Current Report on Form 8-K filed on September 3, 2024) Exhibit 2.1 ASSET PURCHASE AGREEMENT THIS ASSET PURCHASE AGREEMENT (“Agreement”), dated August 30, 2024 (the “Closing Date”), is entered into by and among (i) Advanced Industrial Coatings, LLC, a Delaware limited liability company (“Buyer”), (ii) Advanced Industrial Coatings, Inc., a California corporation (“Seller”), (iii) David Arney (“D. Arney”), (iv) Mariann Arney (“M. Arney”), (v) Ronald Cyma
September 3, 2024	8-K	Regulation FD Disclosure, Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 30, 2024 CRAWFORD UNITED CORPORATION (Exact name of registrant as specified in its charter) Ohio 000-000147 34-0288470 (State or other jurisdiction (Commission (IRS Employer of
July 31, 2024	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from Not Applicable to Not Applicable Commission file number: 0
July 31, 2024	EX-99.1	Crawford United Corporation Announces Second Quarter 2024 Results Exhibit 99.1 Contact: Brian E. Powers, President and Chief Executive Officer CRAWFORD UNITED CORPORATION 10514 Dupont Avenue, Suite 200 Cleveland, Ohio 44108 216-243-2449 July 31, 2024 FOR IMMEDIATE RELEASE Crawford United Corporation Announces Second Quarter 2024 Results ● Earnings per share of $0.92 for the quarter and $1.77 year-to-date ● Sales of $37.6 million for the quarter, an increase of 1
July 31, 2024	EX-10.2	Eighth Amendment to Credit Agreement, dated May 16, 2024 Exhibit 10.2 EIGHTH AMENDMENT AGREEMENT This Eighth Amendment Agreement (this “Agreement”) is dated as of the 16th day of May 2024, among CRAWFORD UNITED CORPORATION (f/k/a Hickok Incorporated), an Ohio corporation (“Crawford”), CRAWFORD AE LLC, an Ohio limited liability company (f/k/a Hickok Acquisition AE LLC which was f/k/a Air Enterprises LLC which was f/k/a Hickok Acquisition A LLC) (“Hickok
July 31, 2024	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 31, 2024 Crawford United Corporation (Exact Name of Registrant as Specified in Charter) Ohio 000-00147 34-0288470 (State or Other Jurisdiction of Incorporation) (Commission File
May 22, 2024	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 16, 2024 CRAWFORD UNITED CORPORATION (Exact name of registrant as specified in its charter) Ohio 000-000147 34-0288470 (State or other jurisdiction (Commission (IRS Employer of in
May 22, 2024	EX-1.01	Conflict Minerals Report of Crawford United Corporation for the reporting period from January 1, 2023 to December 31, 2023. EXHIBIT 1.01 Crawford United Corporation Conflict Minerals Report For the reporting period from January 1, 2023 to December 31, 2023 Introduction This Conflict Minerals Report (“Report”) of Crawford United Corporation (the “Company” or “Crawford United”) has been prepared pursuant to Rule 13p-1 and Form SD promulgated under the Securities Exchange Act of 1934, as amended (the "Rules") for the repo
May 22, 2024	SD	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report Crawford United Corporation (Exact Name of Registrant as Specified in Charter) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report Crawford United Corporation (Exact Name of Registrant as Specified in Charter) Ohio 000-00147 34-0288470 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No.) 10514 Dupont Avenue Cleveland, Ohio 44108 (Address of Principal Executive Offic
May 22, 2024	EX-10.1	Loan Agreement, dated May 16, 2024, by and between North 52nd Properties, LLC and MidFirst Bank. Exhibit 10.1 LOAN AGREEMENT By and Between NORTH 52ND PROPERTIES LLC and MIDFIRST BANK TABLE OF CONTENTS Page ARTICLE I. DEFINITIONS 1 1.1. Defined Terms 1 1.2. Terms Generally; References and Titles 1 ARTICLE II. THE LOAN 1 2.1. The Loan 1 (a) Interest 1 (b) Default Rate; Late Charge 2 (c) Payment 2 (d) Prepayment 2 (e) Additional Expenditures 3 (f) Additional Costs 3 (g) Lenders Determinations 3
May 17, 2024	8-K	Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 15, 2024 Crawford United Corporation (Exact Name of Registrant as Specified in Charter) Ohio 000-00147 34-0288470 (State or Other Jurisdiction of Incorporation) (Commission File N
April 30, 2024	EX-99.1	Crawford United Corporation Announces First Quarter 2024 Results Exhibit 99.1 Contact: Brian E. Powers, President and Chief Executive Officer CRAWFORD UNITED CORPORATION 10514 Dupont Avenue, Suite 200 Cleveland, Ohio 44108 216-243-2449 April 30, 2024 FOR IMMEDIATE RELEASE Crawford United Corporation Announces First Quarter 2024 Results ● Sales of $38.4 million for the quarter ● $4.6 million sequential increase in sales from prior quarter ● Net income of $3.0 mi
April 30, 2024	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from Not Applicable to Not Applicable Commission file number:
April 30, 2024	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 30, 2024 Crawford United Corporation (Exact Name of Registrant as Specified in Charter) Ohio 000-00147 34-0288470 (State or Other Jurisdiction of Incorporation) (Commission File
April 17, 2024	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted
March 5, 2024	EX-21	Subsidiaries of the Registrant. Exhibit 21 CRAWFORD UNITED Subsidiaries of Registrant COMPANY NAME STATE OF INCORPORATION Crawford AE LLC Ohio CAD Enterprises, Inc.
March 5, 2024	EX-14	Crawford United Corporation Financial Code of Ethics for the Chief Executive Officer and Specified Financial Officers. Exhibit 14 CRAWFORD UNITED FINANCIAL CODE OF ETHICS FOR THE CHIEF EXECUTIVE OFFICER AND SPECIFIED FINANCIAL OFFICERS This Crawford United Financial Code of Ethics applies to Crawford United’s principal executive officer, principal financial officer, principal accounting officer or controller or persons performing similar functions.
March 5, 2024	EX-4.1	Description of Securities Registered Under the Exchange Act. Exhibit 4.1 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 Crawford United Corporation (the “Company”) has one class of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended: its Class A common shares, without par value (“Class A common shares”). The rights of the holders of the Class A common
March 5, 2024	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTI Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-000147 CRAWFO
March 5, 2024	EX-1	Computation of Net Income Per Common Share. Exhibit 1 CRAWFORD UNITED CONSOLIDATED STATEMENT OF COMPUTATION OF EARNINGS PER COMMON SHARE AND SHARE EQUIVALENTS December 31, December 31, Years Ended, 2023 2022 NET INCOME Net income applicable to common shares for basic earnings per share $ 13,294,793 $ 6,561,403 Net Income applicable to common shares for diluted earnings per share $ 13,294,793 $ 6,561,403 SHARES OUTSTANDING Weighted average shares for basic earnings per share 3,507,883 3,462,868 Unvested Restricted Stock Awards 18,953 - Total shares for diluted earnings per share 3,526,836 3,462,868 Basic Earnings Per Common Share $ 3.
March 5, 2024	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 5, 2024 Crawford United Corporation (Exact Name of Registrant as Specified in Charter) Ohio 000-00147 34-0288470 (State or Other Jurisdiction of Incorporation) (Commission File
March 5, 2024	EX-99.1	Crawford United Corporation Announces Fourth Quarter and Full Year 2023 Results Exhibit 99.1 Contact: Brian E. Powers, President and Chief Executive Officer CRAWFORD UNITED CORPORATION 10514 Dupont Avenue, Suite 200 Cleveland, Ohio 44108 216-243-2449 March 5, 2024 FOR IMMEDIATE RELEASE Crawford United Corporation Announces Fourth Quarter and Full Year 2023 Results ● Earnings per share of $3.77 for the year and $0.91 for the quarter ● Sales of $143.9 million for the year, an i
January 8, 2024	EX-2.1	Agreement, dated January 3, 2024, by and among Heany Industries, LLC, Heany Industries, Inc. and the other parties named therein (incorporated by reference from Exhibit 2.1 to the Company's Current Report on Form 8-K filed on January 8, 2024). Exhibit 2.1 ASSET PURCHASE AGREEMENT THIS ASSET PURCHASE AGREEMENT (“Agreement”), dated January 3, 2024 (the “Closing Date”), is entered into by and among (i) Heany Industries, LLC, a Delaware limited liability company (“Buyer”), (ii) Heany Industries, Inc., a New York corporation (“Seller”), (iii) S. Scott Zolnier, the sole shareholder of Seller (“Shareholder,” and together with Seller, the “Sell
January 8, 2024	EX-99.1	CRAWFORD UNITED ACQUIRES HEANY INDUSTRIES Exhibit 99.1 Contact: Brian E. Powers, President and Chief Executive Officer CRAWFORD UNITED CORPORATION 10514 Dupont Avenue Cleveland, Ohio 44108 216-243-2449 January 8, 2024 FOR IMMEDIATE RELEASE CRAWFORD UNITED ACQUIRES HEANY INDUSTRIES CLEVELAND, OHIO, January 8, 2024 – Crawford United Corporation (OTC: CRAWA) today announced the purchase of Heany Industries effective January 2, 2024. Founded
January 8, 2024	8-K	Regulation FD Disclosure, Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 2, 2024 CRAWFORD UNITED CORPORATION (Exact name of registrant as specified in its charter) Ohio 000-000147 34-0288470 (State or other jurisdiction (Commission (IRS Employer of
December 1, 2023	EX-10.1	Credit Agreement, dated June 1, 2017, as amended by that certain First Amendment Agreement, dated as of July 5, 2018, that certain Second Amendment Agreement, dated as of September 30, 2019, that certain Third Amendment Agreement, dated as of December 30, 2019, that certain Fourth Amendment Agreement, dated as of January 15, 2021, that certain Fifth Amendment Agreement, dated as of March 2, 2021, that certain Sixth Amendment Agreement, dated as of June 12, 2023, and that certain Seventh Amendment Agreement, dated as of November 27, 2023, among Crawford United Corporation, the other Borrowers referenced therein, and JPMorgan Chase Bank, N.A. (incorporated herein by reference to the appropriate exhibit to the Company’s Form 8-K as filed with the Commission on December 1, 2023). Exhibit 10.1 SEVENTH AMENDMENT AGREEMENT This Seventh Amendment Agreement (this “Agreement”) is dated as of the 27th day of November 2023, among CRAWFORD UNITED CORPORATION (f/k/a Hickok Incorporated), an Ohio corporation (“Crawford”), CRAWFORD AE LLC, an Ohio limited liability company (f/k/a Hickok Acquisition AE LLC which was f/k/a Air Enterprises LLC which was f/k/a Hickok Acquisition A LLC) (“
December 1, 2023	8-K	Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 27, 2023 CRAWFORD UNITED CORPORATION (Exact name of registrant as specified in its charter) Ohio 000-000147 34-0288470 (State or other jurisdiction (Commission (IRS Employer
November 22, 2023	EX-FILING FEES	Filing Fee Table (filed herewith). Exhibit 107 Calculation of Filing Fee Tables Form S-8 (Form Type) Crawford United Corporation (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Title of Securities to be Registered Fee Calculation Rule Amount Registered(1) Proposed Maximum Offering Price Per Share(3) Proposed Maximum Aggregate Offering Price(3) Fee Rate Amount of Registration Fee Equity Class A Common Shares, without par value 457(c) 350,000(2) $28.
November 22, 2023	S-8	As filed with the Securities and Exchange Commission on November 21, 2023 As filed with the Securities and Exchange Commission on November 21, 2023 Registration No.
November 21, 2023	EX-10.1	Crawford United Corporation 2023 Omnibus Equity Plan (incorporated herein by reference to the appropriate exhibit to the Company's Form 8-K filed with the Commission on November 21, 2023).** Exhibit 10.1 CRAWFORD UNITED CORPORATION 2023 OMNIBUS EQUITY PLAN ARTICLE 1 General Purpose of Plan; Definitions 1.1 Name and Purposes. The name of this plan is the Crawford United Corporation 2023 Omnibus Equity Plan (as amended from time to time, the “Plan”). The purpose of this Plan is to enable Crawford United Corporation (the “Company”) and its Affiliates to: (i) attract and retain skilled an
November 21, 2023	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 20, 2023 CRAWFORD UNITED CORPORATION (Exact name of registrant as specified in its charter) Ohio 000-000147 34-0288470 (State or other jurisdiction (Commission (IRS Employer
November 21, 2023	EX-10.2	Form of Restricted Shares Award Agreement for Employees under the 2023 Omnibus Equity plan (incorporated herein by reference to the appropriate exhibit to the Company's Form 8-K filed with the Commission on November 21, 2023).** EMPLOYEE FORM Exhibit 10.2 CRAWFORD UNITED CORPORATION Restricted Shares Award Agreement for Employees This Restricted Shares Award Agreement (this “Agreement”) is made and entered into as of [INSERT DATE OF GRANT] (the “Date of Grant”), by and between Crawford United Corporation, an Ohio corporation (the “Company”), and [INSERT NAME] (the “Grantee”). WHEREAS, the Company has adopted the Crawford
November 21, 2023	EX-10.3	Form of Common Shares Award Agreement for Directors under the 2023 Omnibus Equity Plan (incorporated herein by reference to the appropriate exhibit to the Company's Form 8-K filed with the Commission on November 21, 2023).** DIRECTOR FORM Exhibit 10.3 CRAWFORD UNITED CORPORATION Common Shares Award Agreement for Directors This Common Shares Award Agreement (this “Agreement”) is made and entered into as of [INSERT GRANT DATE] (the “Grant Date”), by and between Crawford United Corporation, an Ohio corporation (the “Company”), and [INSERT NAME] (the “Grantee”). WHEREAS, the Company has adopted the Crawford United Corpora
November 2, 2023	EX-99.1	Crawford United Corporation Announces Third Quarter 2023 Results Exhibit 99.1 Contact: Brian E. Powers, President and Chief Executive Officer CRAWFORD UNITED CORPORATION 10514 Dupont Avenue, Suite 200 Cleveland, Ohio 44108 216-243-2449 November 2, 2023 FOR IMMEDIATE RELEASE Crawford United Corporation Announces Third Quarter 2023 Results ● Earnings per share of $0.80 for the quarter and $2.86 year-to-date ● Sales of $110.1 million year-to-date, an increase of 1
November 2, 2023	EX-10.1	Sixth Amendment Agreement, dated June 12, 2023, to Credit Agreement among Crawford United Corporation, Crawford AE LLC, Supreme Electronics Corp., Federal Hose Manufacturing LLC, Data Genomix LLC, Waekon Corporation, CAD Enterprises, Inc., Crawford United Acquisition Company, LLC, and JPMorgan Chase Bank, N.A Exhibit 10.1 SIXTH AMENDMENT AGREEMENT This Sixth Amendment Agreement (this “Agreement”) is dated as of the 12th day of June 2023, among CRAWFORD UNITED CORPORATION (f/k/a Hickok Incorporated), an Ohio corporation (“Crawford”), CRAWFORD AE LLC, an Ohio limited liability company (f/k/a Hickok Acquisition AE LLC which was f/k/a Air Enterprises LLC which was f/k/a Hickok Acquisition A LLC) (“Hickok A
November 2, 2023	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 2, 2023 Crawford United Corporation (Exact Name of Registrant as Specified in Charter) Ohio 000-00147 34-0288470 (State or Other Jurisdiction of Incorporation) (Commission Fi
November 2, 2023	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from Not Applicable to Not Applicable Commission file numb
August 9, 2023	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 9, 2023 Crawford United Corporation (Exact Name of Registrant as Specified in Charter) Ohio 000-00147 34-0288470 (State or Other Jurisdiction of Incorporation) (Commission File
August 9, 2023	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from Not Applicable to Not Applicable Commission file number: 0
August 9, 2023	EX-10.2	Sixth Amendment Credit Agreement Exhibit 10.2 SIXTH AMENDMENT AGREEMENT This Sixth Amendment Agreement (this “Agreement”) is dated as of the 12th day of June 2023, among CRAWFORD UNITED CORPORATION (f/k/a Hickok Incorporated), an Ohio corporation (“Crawford”), CRAWFORD AE LLC, an Ohio limited liability company (f/k/a Hickok Acquisition AE LLC which was f/k/a Air Enterprises LLC which was f/k/a Hickok Acquisition A LLC) (“Hickok A
August 9, 2023	EX-99.1	Crawford United Corporation Announces Second Quarter 2023 Results Exhibit 99.1 Contact: Brian E. Powers, President and Chief Executive Officer CRAWFORD UNITED CORPORATION 10514 Dupont Avenue, Suite 200 Cleveland, Ohio 44108 216-243-2449 August 9, 2023 FOR IMMEDIATE RELEASE Crawford United Corporation Announces Second Quarter 2023 Results ● Earnings per share of $1.09 for the quarter and $2.07 year-to-date ● Sales of $76.4 million year-to-date, an increase of 21.
June 13, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 8, 2023 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 8, 2023 CRAWFORD UNITED CORPORATION (Exact name of registrant as specified in its charter) Ohio 000-000147 34-0288470 (State or other jurisdiction (Commission (IRS Employer of in
June 2, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 30, 2023 Crawford United Corp UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 30, 2023 Crawford United Corporation (Exact Name of Registrant as Specified in Charter) Ohio 000-00147 34-0288470 (State or Other Jurisdiction of Incorporation) (Commission File N
May 31, 2023	EX-1.01	Conflict Minerals Report of Crawford United Corporation for the reporting period from January 1, 2022 to December 31, 2022. EXHIBIT 1.01 Crawford United Corporation Conflict Minerals Report For the reporting period from January 1, 2022 to December 31, 2022 Introduction This Conflict Minerals Report (“Report”) of Crawford United Corporation (the “Company” or “Crawford United”) has been prepared pursuant to Rule 13p-1 and Form SD promulgated under the Securities Exchange Act of 1934, as amended (the "Rules") for the repo
May 31, 2023	SD	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report Crawford United Corporation (Exact Name of Registrant as Specified in Charter) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report Crawford United Corporation (Exact Name of Registrant as Specified in Charter) Ohio 000-00147 34-0288470 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No.) 10514 Dupont Avenue Cleveland, Ohio 44108 (Address of Principal Executive Offic
May 9, 2023	EX-99.1	Crawford United Corporation Announces First Quarter 2023 Results Exhibit 99.1 Contact: Brian E. Powers, President and Chief Executive Officer CRAWFORD UNITED CORPORATION 10514 Dupont Avenue, Suite 200 Cleveland, Ohio 44108 216-243-2449 May 9, 2023 FOR IMMEDIATE RELEASE Crawford United Corporation Announces First Quarter 2023 Results ● Sales of $39.5 million, an increase of 27.4% ● Net Income of $3.4 million, an increase of 218.2% ● EBITDA As Defined1 of $6.9 mi
May 9, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 9, 2023 Crawford United Corpo UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 9, 2023 Crawford United Corporation (Exact Name of Registrant as Specified in Charter) Ohio 000-00147 34-0288470 (State or Other Jurisdiction of Incorporation) (Commission File Nu
May 9, 2023	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from Not Applicable to Not Applicable Commission file number:
April 25, 2023	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive
April 4, 2023	EX-99.1	Crawford United Corporation Announces Appointment of CFO EX-99.1 3 ex496084.htm EXHIBIT 99.1 Exhibit 99.1 Contact: Brian E. Powers, President and Chief Executive Officer CRAWFORD UNITED CORPORATION 10514 Dupont Avenue, Suite 200 Cleveland, Ohio 44108 216-243-2449 April 4, 2023 FOR IMMEDIATE RELEASE Crawford United Corporation Announces Appointment of CFO CLEVELAND, OHIO, April 4, 2023 – Crawford United Corporation (OTC: CRAWA), a growth-oriented holding
April 4, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 29, 2023 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 29, 2023 CRAWFORD UNITED CORPORATION (Exact name of registrant as specified in its charter) Ohio 000-000147 34-0288470 (State or other jurisdiction (Commission (IRS Employer of
April 4, 2023	EX-10.1	Separation Agreement and Release by and between Crawford United Corporation and John P. Daly (incorporated by reference from Exhibit 10.1 to the Company’s Current Report on Form 8-K filed on April 4, 2023). Exhibit 10.1 SEPARATION AGREEMENT AND GENERAL RELEASE OF CLAIMS THIS SEPARATION AGREEMENT AND GENERAL RELEASE OF CLAIMS (“Agreement”), is made and entered into by and between Crawford United Corporation, an Ohio corporation (the “Company”), and John P. Daly (“Employee”), with an Effective Date as described below. W I T N E S S E T H: WHEREAS, Employee has been employed by the Company as its Vice P
March 21, 2023	EX-14	Crawford United Corporation Financial Code of Ethics for the Chief Executive Officer and Specified Financial Officers. Exhibit 14 CRAWFORD UNITED FINANCIAL CODE OF ETHICS FOR THE CHIEF EXECUTIVE OFFICER AND SPECIFIED FINANCIAL OFFICERS This Crawford United Financial Code of Ethics applies to Crawford United’s principal executive officer, principal financial officer, principal accounting officer or controller or persons performing similar functions.
March 21, 2023	EX-1	Computation of Net Income Per Common Share. EX-1 2 ex491107.htm EXHIBIT 1 Exhibit 1 CRAWFORD UNITED CONSOLIDATED STATEMENT OF COMPUTATION OF EARNINGS PER COMMON SHARE AND SHARE EQUIVALENTS Years Ended, December 31, 2022 December 31, 2021 NET INCOME Net income applicable to common shares for basic earnings per share $ 6,561,403 $ 5,653,298 Net Income applicable to common shares for diluted earnings per share $ 6,561,403 $ 5,653,298 SHARES OU
March 21, 2023	EX-21	Subsidiaries of the Registrant. Exhibit 21 CRAWFORD UNITED Subsidiaries of Registrant COMPANY NAME STATE OF INCORPORATION Crawford AE LLC Ohio CAD Enterprises, Inc.
March 21, 2023	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 ☐ TRANSITION REPORT PURSUANT TO SECTI Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-000147 CRAWFO
March 21, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 21, 2023 Crawford United Co UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 21, 2023 Crawford United Corporation (Exact Name of Registrant as Specified in Charter) Ohio 000-00147 34-0288470 (State or Other Jurisdiction of Incorporation) (Commission File
March 21, 2023	EX-99.1	Crawford United Corporation Announces Fourth Quarter and Full Year 2022 Results Exhibit 99.1 Contact: Brian E. Powers, President and Chief Executive Officer CRAWFORD UNITED CORPORATION 10514 Dupont Avenue, Suite 200 Cleveland, Ohio 44108 216-243-2449 March 21, 2023 FOR IMMEDIATE RELEASE Crawford United Corporation Announces Fourth Quarter and Full Year 2022 Results ● Earnings per share of $1.89 for the year and $0.88 for the quarter ● Sales of $127.8 million for the year, an
March 21, 2023	EX-4.1	Description of Securities Registered Under the Exchange Act. EX-4.1 3 ex485081.htm EXHIBIT 4.1 Exhibit 4.1 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 Crawford United Corporation (the “Company”) has one class of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended: its Class A common shares, without par value (“Class A common shares”). The rights of
November 9, 2022	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 9, 2022 Crawford United Corporation (Exact Name of Registrant as Specified in Charter) Ohio 000-00147 34-0288470 (State or Other Jurisdiction of Incorporation) (Commission Fi
November 9, 2022	EX-99.1	Crawford United Corporation Announces Third Quarter 2022 Results Exhibit 99.1 Contact: Brian E. Powers, Chief Executive Officer CRAWFORD UNITED CORPORATION 10514 Dupont Avenue, Suite 200 Cleveland, Ohio 44108 216-243-2449 November 9, 2022 FOR IMMEDIATE RELEASE Crawford United Corporation Announces Third Quarter 2022 Results ? Sales of $32.2 million for the quarter, an increase of 22.0% over Q3 2021 ? Sales of $95.1 million for the nine-month period, an increase
November 9, 2022	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from Not Applicable to Not Applicable Commission file numb
September 1, 2022	EX-1.01	Conflict Minerals Report of Crawford United Corporation for the reporting period from January 1, 2021 to December 31, 2021. EXHIBIT 1.01 Crawford United Corporation Conflict Minerals Report For the reporting period from January 1, 2021 to December 31, 2021 Introduction This Conflict Minerals Report (“Report”) of Crawford United Corporation (the “Company” or “Crawford United”) has been prepared pursuant to Rule 13p-1 and Form SD promulgated under the Securities Exchange Act of 1934, as amended (the "Rules") for the repo
September 1, 2022	SD	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report Crawford United Corporation (Exact Name of Registrant as Specified in Charter) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report Crawford United Corporation (Exact Name of Registrant as Specified in Charter) Ohio 000-00147 34-0288470 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No.) 10514 Dupont Avenue Cleveland, Ohio 44108 (Address of Principal Executive Offic
August 10, 2022	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 ☐ TRANSITION REPORT PURSUANT TO S UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from Not Applicable to Not Applicable Commission file number: 0
August 10, 2022	EX-99.1	Crawford United Corporation Announces Second Quarter 2022 Results Exhibit 99.1 Contact: Brian E. Powers, Chief Executive Officer CRAWFORD UNITED CORPORATION 10514 Dupont Avenue, Suite 200 Cleveland, Ohio 44108 216-243-2449 August 10, 2022 FOR IMMEDIATE RELEASE Crawford United Corporation Announces Second Quarter 2022 Results ● Sales of $31.9 million for the quarter, an increase of 21% over Q2 2021 ● Sales of $62.9 million for the six-month period, an increase of
August 10, 2022	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 10, 2022 Crawford United Corporation (Exact Name of Registrant as Specified in Charter) Ohio 000-00147 34-0288470 (State or Other Jurisdiction of Incorporation) (Commission Fil
June 15, 2022	LETTER	LETTER United States securities and exchange commission logo June 15, 2022 John P. Daly Vice President and Chief Financial Officer CRAWFORD UNITED Corp 10514 Dupont Avenue Cleveland, Ohio 44108 Re: CRAWFORD UNITED Corp Form 10-K for the Fiscal Year Ended December 31, 2021 File No. 000-00147 CORRESP filed June 13, 2022 Dear Mr. Daly: We have completed our review of your filing. We remind you that the comp
June 13, 2022	CORRESP	Crawford United Corporation 10514 Dupont Avenue Cleveland, Ohio 44108 June 13, 2022 CORRESP 1 filename1.htm Crawford United Corporation 10514 Dupont Avenue Cleveland, Ohio 44108 June 13, 2022 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549-3628 Attention: Jeanne Baker Terence O’Brien Re: Crawford United Corporation Form 10-K for the Fiscal Year Ended December 31, 2021 Filed April 13, 2022 File No
June 9, 2022	LETTER	LETTER United States securities and exchange commission logo June 9, 2022 John P. Daly Vice President and Chief Financial Officer CRAWFORD UNITED Corp 10514 Dupont Avenue Cleveland, Ohio 44108 Re: CRAWFORD UNITED Corp Form 10-K for the Fiscal Year Ended December 31, 2021 File No. 000-00147 CORRESP filed June 2, 2022 Dear Mr. Daly: We have reviewed your June 2, 2022 response to our comment letter and have
June 9, 2022	8-K	Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 8, 2022 Crawford United Corporation (Exact Name of Registrant as Specified in Charter) Ohio 000-00147 34-0288470 (State or Other Jurisdiction of Incorporation) (Commission File N
June 2, 2022	CORRESP	Crawford United Corporation 10514 Dupont Avenue Cleveland, Ohio 44108 June 2, 2022 CORRESP 1 filename1.htm Crawford United Corporation 10514 Dupont Avenue Cleveland, Ohio 44108 June 2, 2022 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549-3628 Attention: Jeanne Baker Terence O’Brien Re: Crawford United Corporation Form 10-K for the Fiscal Year Ended December 31, 2021 Filed April 13, 2022 File No.
May 13, 2022	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 13, 2022 Crawford United Corporation (Exact Name of Registrant as Specified in Charter) Ohio 000-00147 34-0288470 (State or Other Jurisdiction of Incorporation) (Commission File N
May 13, 2022	EX-99.1	Crawford United Corporation Announces First Quarter 2022 Results EX-99.1 2 ex375897.htm EXHIBIT 99.1 Exhibit 99.1 Contact: Brian E. Powers, Chief Executive Officer CRAWFORD UNITED CORPORATION 10514 Dupont Avenue, Suite 200 Cleveland, Ohio 44108 216-243-2449 May 13, 2022 FOR IMMEDIATE RELEASE Crawford United Corporation Announces First Quarter 2022 Results ● Revenue of $31.0 million, an increase of 29% ● Completed the acquisitions of Reverso Pumps and Separ Filt
May 13, 2022	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31,2022 ☐ TRANSITION REPORT PURSUANT TO S UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31,2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from Not Applicable to Not Applicable Commission file number: 0
May 10, 2022	LETTER	LETTER United States securities and exchange commission logo May 10, 2022 John P. Daly Vice President and Chief Financial Officer CRAWFORD UNITED Corp 10514 Dupont Avenue Cleveland, Ohio 44108 Re: CRAWFORD UNITED Corp Form 10-K for the Fiscal Year Ended December 31, 2021 File No. 000-00147 Dear Mr. Daly: We have limited our review of your filing to the financial statements and related disclosures and hav
May 3, 2022	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 DEF 14A 1 crawa20220428def14a.htm FORM DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only
May 2, 2022	EX-2.1	Asset Purchase Agreement dated May 1, 2022, by and among Knitting Machinery Company of America LLC and the Seller Parties named therein (incorporated by reference to the appropriate exhibit to the Company’s Form 8-K as filed with the Commission on May 2, 2022). Exhibit 2.1 Execution Version ASSET PURCHASE AGREEMENT THIS ASSET PURCHASE AGREEMENT (?Agreement?), dated as of May 1, 2022, is entered into by and among (i) Knitting Machinery Company of America LLC, a Delaware limited liability company (together with its successors and assigns, ?Purchaser?), (ii) KMC Corp. d/b/a Knitting Machinery Corp. (KMC Corp.), a Delaware corporation (?Seller?), (iii) Edwar
May 2, 2022	EX-99.1	Crawford United Corporation Acquires KMC Exhibit 99.1 Contact: Brian E. Powers, Chief Executive Officer CRAWFORD UNITED CORPORATION 10514 Dupont Avenue, Suite 200 Cleveland, Ohio 44108 216-243-2449 May 2, 2022 FOR IMMEDIATE RELEASE Crawford United Corporation Acquires KMC CLEVELAND, OH, May 2, 2022 - Crawford United Corporation (OTC: CRAWA) today announced the purchase of the assets of Knitting Machinery Corporation of America (KMC), loc
May 2, 2022	8-K	Regulation FD Disclosure, Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 1, 2022 Crawford United Corporation (Exact Name of Registrant as Specified in Charter) Ohio 000-00147 34-0288470 (State or Other Jurisdiction of Incorporation) (Commission File Nu
April 14, 2022	EX-99.1	Crawford United Corporation Announces Fourth Quarter and Full Year 2021 Results Exhibit 99.1 Contact: Brian E. Powers, Chairman and Chief Executive Officer CRAWFORD UNITED CORPORATION 10514 Dupont Avenue, Suite 200 Cleveland, Ohio 44108 216-243-2449 April 13, 2022 FOR IMMEDIATE RELEASE Crawford United Corporation Announces Fourth Quarter and Full Year 2021 Results ? Sales of $27.3 million for the quarter, an increase of 37% ? Sales of $104.2 million for the year, an increase
April 14, 2022	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 13, 2022 Crawford United Corporation (Exact Name of Registrant as Specified in Charter) Ohio 000-00147 34-0288470 (State or Other Jurisdiction of Incorporation) (Commission File
April 13, 2022	EX-21	Subsidiaries of the Registrant. Exhibit 21 CRAWFORD UNITED Subsidiaries of Registrant COMPANY NAME STATE OF INCORPORATION Crawford AE LLC Ohio CAD Enterprises, Inc.
April 13, 2022	EX-14	Crawford United Corporation Financial Code of Ethics for the Chief Executive Officer and Specified Financial Officers. Exhibit 14 CRAWFORD UNITED FINANCIAL CODE OF ETHICS FOR THE CHIEF EXECUTIVE OFFICER AND SPECIFIED FINANCIAL OFFICERS This Crawford United Financial Code of Ethics applies to Crawford United?s principal executive officer, principal financial officer, principal accounting officer or controller or persons performing similar functions.
April 13, 2022	EX-11	Computation of Net Income Per Common Share. Exhibit 11 CRAWFORD UNITED CONSOLIDATED STATEMENT OF COMPUTATION OF EARNINGS PER COMMON SHARE AND SHARE EQUIVALENTS Years Ended, December 31, 2021 December 31, 2020 NET INCOME Net income applicable to common shares for basic earnings per share $ 5,653,298 $ 5,839,387 Net Income applicable to common shares for diluted earnings per share $ 5,653,298 $ 5,839,387 SHARES OUTSTANDING Weighted average shares for basic earnings per share 3,405,061 3,319,731 Net effect of dilutive options available under convertible note - based on the treasury stock method using year-end market price, if higher than average market price - 822 Total shares for diluted earnings per share 3,405,061 3,320,553 Basic Earnings Per Common Share $ 1.
April 13, 2022	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 ☐ TRANSITION REPORT PURSUANT TO SECTI Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-000147 CRAWFO
March 31, 2022	NT 10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ? Form 10-K ? Form 20-F ? Form 11-K ? Form 10-Q ? Form 10-D ? Form N-SAR ? Form N-CSR For Period Ended: December 31, 2021 ? Transition Report on Form 10-K ? Transition Report on Form 20-F ? Transition Report on Form 11-K ? Transition Report on Form 10-Q ? Transition Report o
March 31, 2022	EX-99.1	Exhibit 99.1 Exhibit 99.1 Exhibit 99.1 Attachment to form 12b-25 Meaden & Moore, Ltd. is the independent auditor for Crawford United Corporation. Due to company delays in finalizing December 31, 2021, financial statements and related footnotes, we are unable to complete our audit procedures required under PCAOB standards by the required 10k filing deadline of March 31, 2022. March 31, 2022 /s/ Meaden & Moore,
January 13, 2022	8-K	Regulation FD Disclosure, Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 10, 2022 Crawford United Corporation (Exact Name of Registrant as Specified in Charter) Ohio 000-00147 34-0288470 (State or Other Jurisdiction of Incorporation) (Commission Fi
January 13, 2022	EX-99.1	Crawford United Corporation Acquires Reverso Pumps and Separ of the Americas Exhibit 99.1 Contact: Brian E. Powers, Chief Executive Officer CRAWFORD UNITED CORPORATION 10514 Dupont Avenue, Suite 200 Cleveland, Ohio 44108 216-243-2449 January 11, 2022 FOR IMMEDIATE RELEASE Crawford United Corporation Acquires Reverso Pumps and Separ of the Americas CLEVELAND, OH, January 11, 2022 - Crawford United Corporation (OTC: CRAWA) today announced the purchase of Reverso Pumps and Se
January 13, 2022	EX-2.2	Asset Purchase Agreement dated January 10, 2022, by and among Crawford SEP Acquisition Company LLC and the Separ Seller Parties (incorporated by reference to the appropriate exhibit to the Company’s Form 8-K as filed with the Commission on January 13, 2022). Exhibit 2.2 ASSET PURCHASE AGREEMENT THIS ASSET PURCHASE AGREEMENT (?Agreement?), dated January , 2022 (the ?Closing Date?), is entered into by and among (i) Crawford SEP Acquisition Company, LLC, a Delaware limited liability company (?Buyer?), (ii) Separ of the Americas, LLC, a Florida limited liability company (?Seller?), (iii) John J. Napurano, Jr. and Jacqueline Napurano, Trustees of the John
January 13, 2022	EX-2.1	Asset Purchase Agreement dated January 10, 2022, by and among Crawford REV Acquisition Company LLC and the Reverso Seller Parties (incorporated herein by reference to the appropriate exhibit to the Company's Form 8-K as filed with the Commission on January 13, 2022). Exhibit 2.1 ASSET PURCHASE AGREEMENT THIS ASSET PURCHASE AGREEMENT (?Agreement?), dated January , 2022 (the ?Closing Date?), is entered into by and among (i) Crawford REV Acquisition Company LLC, a Delaware limited liability company (?Buyer?), (ii) Reverso Pumps, Inc., a Florida corporation (?Seller?), (iii) John J. Napurano, Jr. and Jacqueline Napurano, Trustees of the John J. Napurano Living Tru
November 9, 2021	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 9, 2021 Crawford United Corporation (Exact Name of Registrant as Specified in Charter) Ohio 000-00147 34-0288470 (State or Other Jurisdiction of Incorporation) (Commission Fi
November 9, 2021	EX-99.1	Crawford United Corporation Announces Third Quarter 2021 Results EX-99.1 2 ex304820.htm EXHIBIT 99.1 Exhibit 99.1 Contact: Brian E. Powers, Chief Executive Officer CRAWFORD UNITED CORPORATION 10514 Dupont Avenue, Suite 200 Cleveland, Ohio 44108 216-243-2449 November 9, 2021 FOR IMMEDIATE RELEASE Crawford United Corporation Announces Third Quarter 2021 Results CLEVELAND, OHIO, November 9, 2021 – Crawford United Corporation (OTC: CRAWA), a growth-oriented holding
November 9, 2021	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 ☐ TRANSITION REPORT PURSUANT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from Not Applicable to Not Applicable Commission file numb
October 12, 2021	RW	October 12, 2021 October 12, 2021 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F.
August 23, 2021	S-1	As filed with the Securities and Exchange Commission on August 23, 2021 As filed with the Securities and Exchange Commission on August 23, 2021 Registration No.
August 17, 2021	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 11, 2021 Crawford United Corporation (Exact Name of Registrant as Specified in Charter) Ohio 000-00147 34-0288470 (State or Other Jurisdiction of Incorporation) (Commission Fil
August 10, 2021	EX-99.1	Crawford United Corporation Announces Second Quarter 2021 Results EX-99.1 2 ex274037.htm EXHIBIT 99.1 Exhibit 99.1 Contact: Brian E. Powers, Chief Executive Officer CRAWFORD UNITED CORPORATION 10514 Dupont Avenue, Suite 200 Cleveland, Ohio 44108 216-243-2449 August 10, 2021 FOR IMMEDIATE RELEASE Crawford United Corporation Announces Second Quarter 2021 Results ● Revenue $26.4 million, an increase of 42% over Q2 2020 ● Operating income $2.1 million, an increase o
August 10, 2021	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 10, 2021 Crawford United Corporation (Exact Name of Registrant as Specified in Charter) Ohio 000-00147 34-0288470 (State or Other Jurisdiction of Incorporation) (Commission Fil
August 10, 2021	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 ☐ TRANSITION REPORT PURSUANT TO S UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from Not Applicable to Not Applicable Commission file number: 0
July 2, 2021	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 1, 2021 Crawford United Corporation (Exact Name of Registrant as Specified in Charter) Ohio 000-00147 34-0288470 (State or Other Jurisdiction of Incorporation) (Commission File N
July 2, 2021	EX-99.1	Crawford United Corporation Acquires Emergency Hydraulics EX-99.1 2 ex261565.htm EXHIBIT 99.1 Exhibit 99.1 Contact: Brian E. Powers, Chief Executive Officer CRAWFORD UNITED CORPORATION 10514 Dupont Avenue, Suite 200 Cleveland, Ohio 44108 216-243-2449 July 1, 2021 FOR IMMEDIATE RELEASE Crawford United Corporation Acquires Emergency Hydraulics CLEVELAND, OH, July 1, 2021 - Crawford United Corporation (OTC: CRAWA) today announced the purchase of the operati
June 1, 2021	8-K	Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 25, 2021 Crawford United Corporation (Exact Name of Registrant as Specified in Charter) Ohio 000-00147 34-0288470 (State or Other Jurisdiction of Incorporation) (Commission File N
June 1, 2021	EX-1.01	Conflict Minerals Report of Crawford United Corporation for the reporting period from January 1, 2020 to December 31, 2020. EXHIBIT 1.01 Crawford United Corporation Conflict Minerals Report For the reporting period from January 1, 2020 to December 31, 2020 Introduction This Conflict Minerals Report (?Report?) of Crawford United Corporation (the ?Company?) has been prepared pursuant to Rule 13p-1 and Form SD promulgated under the Securities Exchange Act of 1934, as amended (the "Rules") for the reporting period from Jan
June 1, 2021	SD	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report Crawford United Corporation (Exact Name of Registrant as Specified in Charter) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report Crawford United Corporation (Exact Name of Registrant as Specified in Charter) Ohio 000-00147 34-0288470 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No.) 10514 Dupont Avenue Cleveland, Ohio 44108 (Address of Principal Executive Offic
May 11, 2021	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 11, 2021 Crawford United Corporation (Exact Name of Registrant as Specified in Charter) Ohio 000-00147 34-0288470 (State or Other Jurisdiction of Incorporation) (Commission File N
May 11, 2021	EX-99.1	Crawford United Corporation Announces First Quarter 2021 Results EX-99.1 2 ex248861.htm EXHIBIT 99.1 Exhibit 99.1 Contact: Brian E. Powers, Chairman and Chief Executive Officer CRAWFORD UNITED CORPORATION 10514 Dupont Avenue, Suite 200 Cleveland, Ohio 44108 216-243-2449 May 11, 2021 FOR IMMEDIATE RELEASE Crawford United Corporation Announces First Quarter 2021 Results ● Revenue of $24.0 million ● EPS of $0.93 ● Completed the acquisitions of Komtek Forge and Glo
May 11, 2021	10-Q	Quarterly Report - FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from Not Applicable to Not Applicable Commission file number:
April 15, 2021	DEF 14A	- FORM DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ?Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ?Definitive P
April 1, 2021	8-K	Other Events 8-K 1 crawa202104018k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 1, 2021 Crawford United Corporation (Exact Name of Registrant as Specified in Charter) Ohio 000-00147 34-0288470 (State or Other Jurisdiction
March 17, 2021	EX-99.1	Crawford United Corporation Announces Fourth Quarter 2020 Results EX-99.1 2 ex234088.htm EXHIBIT 99.1 Exhibit 99.1 Contact: Brian E. Powers, Chairman and Chief Executive Officer CRAWFORD UNITED CORPORATION 10514 Dupont Avenue, Suite 200 Cleveland, Ohio 44108 216-243-2449 March 17, 2021 FOR IMMEDIATE RELEASE Crawford United Corporation Announces Fourth Quarter 2020 Results CLEVELAND, OHIO, March 17, 2021 – Crawford United Corporation (OTC: CRAWA), a growth-orient
March 17, 2021	EX-11	Computation of Net Income Per Common Share. EX-11 2 ex234398.htm EXHIBIT 11 Exhibit 11 CRAWFORD UNITED CONSOLIDATED STATEMENT OF COMPUTATION OF EARNINGS PER COMMON SHARE AND SHARE EQUIVALENTS Years Ended, December 31, 2020 December 31, 2019 NET INCOME Net income applicable to common shares for basic earnings per share $ 5,839,387 $ 6,979,863 Net Income applicable to common shares for diluted earnings per share $ 5,839,387 $ 6,979,863 SHARES
March 17, 2021	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 17, 2021 Crawford United Corporation (Exact Name of Registrant as Specified in Charter) Ohio 000-00147 34-0288470 (State or Other Jurisdiction of Incorporation) (Commission File
March 17, 2021	EX-21	Subsidiaries of the Registrant. EX-21 4 ex234400.htm EXHIBIT 21 Exhibit 21 CRAWFORD UNITED Subsidiaries of Registrant COMPANY NAME STATE OF INCORPORATION Crawford AE LLC Ohio CAD Enterprises, Inc. Arizona Data Genomix LLC Ohio Federal Hose Manufacturing LLC Ohio Global-Tek-Manufacturing LLC Puerto Rico Komtek Forge LLC Massachusetts MTA Acquisition Company LLC Delaware Marine Products International LLC Ohio Supreme Electronics C
March 17, 2021	10-K	Annual Report - FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-000147 CRAWFO
March 17, 2021	EX-14	Crawford United Corporation Financial Code of Ethics for the Chief Executive Officer and Specified Financial Officers. Exhibit 14 CRAWFORD UNITED FINANCIAL CODE OF ETHICS FOR THE CHIEF EXECUTIVE OFFICER AND SPECIFIED FINANCIAL OFFICERS This Crawford United Financial Code of Ethics applies to Crawford United’s principal executive officer, principal financial officer, principal accounting officer or controller or persons performing similar functions.
March 5, 2021	EX-2.1	Membership Interest and Asset Purchase Agreement, effective as of March 1, 2021, by and among the Company, the Sellers and the Sellers’ Representative (incorporated herein by reference to the appropriate exhibit to the Company’s Form 8-K as filed with the Commission on March 5, 2021). Exhibit 2.1 MEMBERSHIP INTEREST AND ASSET PURCHASE AGREEMENT THIS MEMBERSHIP INTEREST AND ASSET PURCHASE AGREEMENT (this ?Agreement?), is entered into this 2nd day of March, 2021, and effective as of the 1st day of March, 2021, by and among (i) MTA Acquisition Company, LLC, a Delaware limited liability company (?Buyer?); (ii) Kevin Curtis, an individual, and Stacy Curtis, an individual (collective
March 5, 2021	8-K	Regulation FD Disclosure, Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 1, 2021 Crawford United Corporation (Exact Name of Registrant as Specified in Charter) Ohio 000-00147 34-0288470 (State or Other Jurisdiction of Incorporation) (Commission File
March 5, 2021	EX-10.1	Credit Agreement, dated June 1, 2017, as amended by that certain First Amendment Agreement, dated as of July 5, 2018, that certain Second Amendment Agreement, dated as of September 30, 2019, that certain Third Amendment Agreement, dated as of December 30, 2019, that certain Fourth Amendment Agreement, dated as of January 15, 2021, and that certain Fifth Amendment Agreement, dated as of March 2, 2021, among Crawford United Corporation, Crawford AE LLC, Supreme Electronics Corp., Federal Hose Manufacturing LLC, Data Genomix LLC, Waekon Corporation, CAD Enterprises, Inc., Crawford United Acquisition Company, LLC, and JPMorgan Chase Bank, N.A. (incorporated herein by reference to the appropriate exhibit to the Company EX-10.1 3 ex232013.htm EXHIBIT 10.1 Exhibit 10.1 Conformed Copy of CREDIT AGREEMENT dated as of June 1, 2017 among CRAWFORD UNITED CORPORATION CRAWFORD AE LLC SUPREME ELECTRONICS CORP. FEDERAL HOSE MANUFACTURING LLC WAEKON CORPORATION DATA GENOMIX LLC CAD ENTERPRISES, INC. MARINE PRODUCTS INTERNATIONAL LLC KOMTEK FORGE LLC GLOBAL-TEK-MANUFACTURING LLC MTA ACQUISITION COMPANY and JPMORGAN CHASE BAN
March 5, 2021	EX-99.1	Crawford United Corporation Acquires Global-Tek Manufacturing and Machining Technology EX-99.1 4 ex232014.htm EXHIBIT 99.1 Exhibit 99.1 Crawford United Corporation Acquires Global-Tek Manufacturing and Machining Technology CLEVELAND, March 02, 2021 (GLOBE NEWSWIRE) - Crawford United Corporation (OTC: CRAWA) today announced the purchase of Global-Tek Manufacturing in Ceiba, Puerto Rico and Machining Technology in Longmont, Colorado effective March 1, 2021. The acquired businesses pro
January 21, 2021	8-K	Regulation FD Disclosure, Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits - 8-K 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 15, 2021 Crawford United Corporation (Exact Name of Registrant as Specified in Charter) Ohio 000-00147 34-0288470 (State or Other Jurisdiction of Incorporation) (Commissio
January 21, 2021	EX-2.1	Membership Interest and Purchase Agreement, entered into as of January 15, 2021, by and among CAD and the Sellers (incorporated herein by reference to the appropriate exhibit to the Company EX-2.1 2 d116046dex21.htm EX-2.1 Exhibit 2.1 MEMBERSHIP INTEREST PURCHASE AGREEMENT THIS MEMBERSHIP INTEREST PURCHASE AGREEMENT (“Agreement”), dated as of January 15, 2021 (the “Closing Date”), is entered into by and among (i) CAD Enterprises, Inc., an Arizona corporation (“Buyer”), and (ii) Francis Park, LLC, an Ohio limited liability company, and Mary Crawford, an individual (each, a “Seller” an
January 21, 2021	EX-99.1	Crawford United Corporation Acquires Komtek Forge EX-99.1 Exhibit 99.1 Contact: Brian E. Powers, Chairman and Chief Executive Officer CRAWFORD UNITED CORPORATION 10514 Dupont Avenue, Suite 200 Cleveland, Ohio 44108 216-243-2449 January 15, 2021 FOR IMMEDIATE RELEASE Crawford United Corporation Acquires Komtek Forge CLEVELAND, OH, January 15, 2021 - Crawford United Corporation (OTC: CRAWA) today announced the purchase of KT Acquisition LLC, doing
November 10, 2020	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 10, 2020 Crawford United Corporation (Exact Name of Registrant as Specified in Charter) Ohio 000-00147 34-0288470 (State or Other Jurisdiction of Incorporation) (Commission F
November 10, 2020	EX-99.1	Crawford United Corporation Announces Third Quarter 2020 Results Exhibit 99.1 Contact: Brian E. Powers, Chairman and Chief Executive Officer CRAWFORD UNITED CORPORATION 10514 Dupont Avenue, Suite 200 Cleveland, Ohio 44108 216-243-2449 November 10, 2020 FOR IMMEDIATE RELEASE Crawford United Corporation Announces Third Quarter 2020 Results CLEVELAND, OHIO, November 10, 2020 – Crawford United Corporation (OTC: CRAWA), a growth-oriented holding company serving dive
November 10, 2020	10-Q	Quarterly Report - FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from Not Applicable to Not Applicable Commission file numb
September 10, 2020	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 8, 2020 CRAWFORD UNITED CORPORATION (Exact name of registrant as specified in its charter) Ohio 000-000147 34-0288470 (State or other jurisdiction (Commission (IRS Employer
August 14, 2020	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 14, 2020 Crawford United Corporation (Exact Name of Registrant as Specified in Charter) Ohio 000-00147 34-0288470 (State or Other Jurisdiction of Incorporation) (Commission Fil
August 14, 2020	EX-99.1	Crawford United Corporation Announces Second Quarter 2020 Results EX-99.1 2 ex198863.htm EXHIBIT 99.1 Exhibit 99.1 Contact: Brian E. Powers, Chairman and Chief Executive Officer CRAWFORD UNITED CORPORATION 10514 Dupont Avenue, Suite 200 Cleveland, Ohio 44108 216-243-2449 August 14, 2020 FOR IMMEDIATE RELEASE Crawford United Corporation Announces Second Quarter 2020 Results CLEVELAND, OHIO, August 14, 2020 – Crawford United Corporation (OTC: CRAWA), a growth-orie
August 14, 2020	10-Q	Quarterly Report - FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from Not Applicable to Not Applicable Commission file number: 0
July 2, 2020	8-K	Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 30, 2020 Crawford United Corporation (Exact Name of Registrant as Specified in Charter) Ohio 000-00147 34-0288470 (State or Other Jurisdiction of Incorporation) (Commission File
June 10, 2020	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 4, 2020 Crawford United Corporation (Exact Name of Registrant as Specified in Charter) Ohio 000-00147 34-0288470 (State or Other Jurisdiction of Incorporation) (Commission File N
June 10, 2020	EX-10.1	Promissory Note dated June 4, 2020, between CAD and First Federal Savings and Loan Association of Lakewood. Exhibit 10.1 PAYCHECK PROTECTION PROMISSORY NOTE SBA Loan # 73061878-02 Bank Loan # 5940015310 SBA Loan Name Paycheck Protection Program (“Loan”) Date 06/04/2020 Loan Amount $ 1,200,766.00 Interest Rate One Percent (1%) Borrower CAD ENTERPRISES, INC. Operating Company CAD ENTERPRISES, INC. Lender First Federal Savings and Loan Association of Lakewood 1. PROMISE TO PAY: In return for the Loan, Borr
June 10, 2020	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 4, 2020 Crawford United Corporation (Exact Name of Registrant as Specified in Charter) Ohio 000-00147 34-0288470 (State or Other Jurisdiction of Incorporation) (Commission File N
June 10, 2020	EX-10.1	Promissory Note dated June 4, 2020, between Federal Hose and First Federal Savings and Loan Association of Lakewood. Exhibit 10.1 PAYCHECK PROTECTION PROMISSORY NOTE SBA Loan # 73905478-05 Bank Loan # 5940015320 SBA Loan Name Paycheck Protection Program (“Loan”) Date 06/04/2020 Loan Amount $ 253,071.00 Interest Rate One Percent (1%) Borrower Federal Hose Manufacturing LLC Operating Company Federal Hose Manufacturing LLC Lender First Federal Savings and Loan Association of Lakewood 1. PROMISE TO PAY: In return fo
May 29, 2020	S-8	- FORM S-8 As filed with the Securities and Exchange Commission on May 29, 2020 Registration No.
May 15, 2020	EX-99.1	Crawford United Corporation Announces First Quarter 2020 Results Exhibit 99.1 Contact: Brian E. Powers, Chairman and Chief Executive Officer CRAWFORD UNITED CORPORATION 10514 Dupont Avenue, Suite 200 Cleveland, Ohio 44108 216-243-2449 May 15, 2020 FOR IMMEDIATE RELEASE Crawford United Corporation Announces First Quarter 2020 Results CLEVELAND, OHIO, May 15, 2020 – Crawford United Corporation (OTC: CRAWA), a growth-oriented holding company serving diverse market
May 15, 2020	10-Q	Quarterly Report - FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from Not Applicable to Not Applicable Commission file number:
May 15, 2020	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 15, 2020 Crawford United Corporation (Exact Name of Registrant as Specified in Charter) Ohio 000-00147 34-0288470 (State or Other Jurisdiction of Incorporation) (Commission File N
May 11, 2020	DEF 14A	- FORM DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive
May 8, 2020	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 5, 2020 Crawford United Corporation (Exact Name of Registrant as Specified in Charter) Ohio 000-00147 34-0288470 (State or Other Jurisdiction of Incorporation) (Commission File Nu
April 29, 2020	10-K/A	Annual Report - FORM 10-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-000147 CRAW
April 16, 2020	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 10, 2020 Crawford United Corporation (Exact Name of Registrant as Specified in Charter) Ohio 000-00147 34-0288470 (State or Other Jurisdiction of Incorporation) (Commission File
April 16, 2020	EX-10.1	Promissory Note dated April 10, 2020, between the Company and JP Morgan Chase Bank, N.A. Exhibit 10.1 NOTE Date 4/10/2020 Note Amount $ 3,679,383 Borrower Crawford United Corporation Lender JPMorgan Chase Bank, N.A. 1. PROMISE TO PAY. Borrower promises to pay to the order of Lender the Note Amount, plus interest on the unpaid principal balance at the Note Rate, and all other amounts required by this Note. 2. DEFINITIONS. "CARES Act" means the Coronavirus Aid, Relief, and Economic Secu
March 31, 2020	8-K	Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 31, 2020 Crawford United Corporation (Exact Name of Registrant as Specified in Charter) Ohio 000-00147 34-0288470 (State or Other Jurisdiction of Incorporation) (Commission File
March 13, 2020	EX-10.AF	Credit Agreement, dated June 1, 2017, as amended by that certain First Amendment Agreement, dated as of July 5, 2018, and that certain Second Amendment Agreement, dated as of September 30, 2019, among Crawford United Corporation, Crawford AE LLC, Supreme Electronics Corp., Federal Hose Manufacturing LLC, Data Genomix LLC, Waekon Corporation, CAD Enterprises, Inc., Crawford United Acquisition Company, LLC, and JPMorgan Chase Bank, N.A., as amended December 30, 2019 (filed herewith). Exhibit 10(af) Conformed Copy of CREDIT AGREEMENT dated as of June 1, 2017 among CRAWFORD UNITED CORPORATION CRAWFORD AE LLC SUPREME ELECTRONICS CORP.
March 13, 2020	10-K	CRAWA / Crawford United Corporation 10-K - Annual Report - FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-000147 CRAWFO
March 13, 2020	EX-99.1	MPI PRODUCTS, INC. FINANCIAL STATEMENTS INDEPENDENT AUDITOR’S REPORT December 31, 2019 Exhibit 99.1 MPI PRODUCTS, INC. FINANCIAL STATEMENTS WITH INDEPENDENT AUDITOR’S REPORT December 31, 2019 INDEX Page Independent Auditor’s Report Financial Statements: Balance Sheet 2 - 3 Statement of Retained Earnings 4 Statement of Income 5 Statement of Cash Flows 6 - 7 Notes to Financial Statements 8 - 12 INDEPENDENT AUDITOR'S REPORT Board of Directors Marine Products, Inc. Eastlake, Ohio We hav
March 13, 2020	8-K/A	Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 1, 2020 Crawford United Corporation (Exact Name of Registrant as Specified in Charter) Ohio 000-00147 34-0288470 (State or Other Jurisdiction of Incorporation) (Commission F
March 13, 2020	EX-99.2	CRAWFORD UNITED CORPORATION AND SUBSIDIARIES UNAUDITED PRO FORMA CONSOLIDATED COMBINED FINANCIAL INFORMATION Exhibit 99.2 CRAWFORD UNITED CORPORATION AND SUBSIDIARIES UNAUDITED PRO FORMA CONSOLIDATED COMBINED FINANCIAL INFORMATION On January 2, 2020, Crawford United Acquisition Company LLC, a wholly owned subsidiary of Crawford United Corporation (the “Company”), completed the acquisition of substantially all the assets MPI Products, Inc. (dba Marine Products International), an Ohio corporation and suppl
March 13, 2020	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 13, 2020 Crawford United Corporation (Exact Name of Registrant as Specified in Charter) Ohio 000-00147 34-0288470 (State or Other Jurisdiction of Incorporation) (Commission File
March 13, 2020	EX-14	Crawford United Corporation Financial Code of Ethics for the Chief Executive Officer and Specified Financial Officers. Exhibit 14 CRAWFORD UNITED FINANCIAL CODE OF ETHICS FOR THE CHIEF EXECUTIVE OFFICER AND SPECIFIED FINANCIAL OFFICERS This Crawford United Financial Code of Ethics applies to Crawford United’s principal executive officer, principal financial officer, principal accounting officer or controller or persons performing similar functions.
March 13, 2020	EX-99.1	Crawford United Corporation Announces Fourth Quarter 2019 Results Exhibit 99.1 Contact: Brian E. Powers, Chairman and Chief Executive Officer CRAWFORD UNITED CORPORATION 10514 Dupont Avenue, Suite 200 Cleveland, Ohio 44108 216-243-2449 March 13, 2020 FOR IMMEDIATE RELEASE Crawford United Corporation Announces Fourth Quarter 2019 Results CLEVELAND, OHIO, March 13, 2020 – Crawford United Corporation (OTC: CRAWA), a growth-oriented holding company serving diverse m
March 13, 2020	EX-11	Computation of Net Income Per Common Share. Exhibit 11 CRAWFORD UNITED CONSOLIDATED STATEMENT OF COMPUTATION OF EARNINGS PER COMMON SHARE AND SHARE EQUIVALENTS Years Ended, December 31, 2019 December 31, 2018 NET INCOME Net income applicable to common shares for basic earnings per share $ 6,979,863 $ 3,613,710 Net Income applicable to common shares for diluted earnings per share $ 6,979,863 $ 3,613,710 SHARES OUTSTANDING Weighted average shares for basic earnings per share 2,849,239 2,799,706 Net effect of dilutive options available under convertible note - based on the treasury stock method using year-end market price, if higher than average market price 428,618 381,866 Total shares for diluted earnings per share 3,277,857 3,181,572 Basic Earnings Per Common Share $ 2.
March 13, 2020	EX-21	Subsidiaries of the Registrant. Exhibit 21 CRAWFORD UNITED Subsidiaries of Registrant COMPANY NAME STATE OF INCORPORATION Crawford AE LLC Ohio CAD Enterprises, Inc. Arizona Data Genomix LLC Ohio Federal Hose Manufacturing LLC Ohio Marine Products International LLC Ohio Supreme Electronics Corp.* Mississippi Waekon Corporation* Ohio *inactive
January 7, 2020	8-K	Regulation FD Disclosure, Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 1, 2020 Crawford United Corporation (Exact Name of Registrant as Specified in Charter) Ohio 000-00147 34-0288470 (State or Other Jurisdiction of Incorporation) (Commission Fil
January 7, 2020	EX-2.1	Asset Purchase Agreement, entered into as of January 1, 2020, by and among the Crawford United Acquisition Company, LLC, MPI Products, Inc. (dba Marine Products International), the Seller Parties (as defined therein) and Dennis Koch, in his capacity as the Sellers Parties’ Representative (incorporated herein by reference to the appropriate exhibit to the Company’s Form 8-K as filed with the Commission on January 7, 2020). Exhibit 2.1 ASSET PURCHASE AGREEMENT THIS ASSET PURCHASE AGREEMENT (“Agreement”), dated January 1, 2020 (the “Closing Date”), is entered into by and among (i) Crawford United Acquisition Company, LLC, an Ohio limited liability company (“Buyer”); (ii) MPI Products Inc. (dba Marine Products International), an Ohio corporation (“Seller”); (iii) Dennis Koch, an individual residing in Ohio, Bradley D.
January 7, 2020	EX-99.1	Federal Hose Acquires Marine Products International Exhibit 99.1 Contact: Brian E. Powers, Chairman and Chief Executive Officer CRAWFORD UNITED CORPORATION 10514 Dupont Avenue Cleveland, Ohio 44108 216-496-3238 January 6, 2020 FOR IMMEDIATE RELEASE Federal Hose Acquires Marine Products International CLEVELAND, OHIO, January 6, 2020 – Federal Hose Manufacturing LLC, an operating company owned by Crawford United Corporation (OTC: CRAWA), today announ
December 17, 2019	8-K	Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 11, 2019 Crawford United Corporation (Exact Name of Registrant as Specified in Charter) Ohio 000-00147 34-0288470 (State or Other Jurisdiction of Incorporation) (Commission F
November 19, 2019	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 12, 2019 Crawford United Corporation (Exact Name of Registrant as Specified in Charter) Ohio 000-00147 34-0288470 (State or Other Jurisdiction of Incorporation) (Commission F
November 19, 2019	EX-99.1	Crawford United Corporation Announces Third Quarter 2019 Results EX-99.1 2 ex164469.htm EXHIBIT 99.1 Exhibit 99.1 Contact: Brian E. Powers, Chairman and Chief Executive Officer CRAWFORD UNITED CORPORATION 10514 Dupont Avenue Cleveland, Ohio 44108 216-496-3238 November 12, 2019 FOR IMMEDIATE RELEASE Crawford United Corporation Announces Third Quarter 2019 Results CLEVELAND, OHIO, November 12, 2019 – Crawford United Corporation (OTC: CRAWA), a diversified holding
November 13, 2019	10-Q	CRAWA / Crawford United Corporation 10-Q - Quarterly Report - FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2019 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from Not Applicable to Not Applicable Crawford United
October 4, 2019	EX-10.1	Credit Agreement, dated June 1, 2017, as amended by that certain First Amendment Agreement, dated as of July 5, 2018, among Crawford United Corporation, Crawford AE LLC, Supreme Electronics Corp., Federal Hose Manufacturing LLC, Data Genomix LLC, Waekon Corporation, CAD Enterprises, Inc., Crawford United Acquisition Company, LLC, and JPMorgan Chase Bank, N.A., as amended September 30, 2019. Exhibit 10.1 Conformed Copy of CREDIT AGREEMENT dated as of June 1, 2017 among CRAWFORD UNITED CORPORATION CRAWFORD AE LLC SUPREME ELECTRONICS CORP. FEDERAL HOSE MANUFACTURING LLC WAEKON CORPORATION DATA GENOMIX LLC CAD ENTERPRISES, INC. CRAWFORD UNITED ACQUISITION COMPANY, LLC and JPMORGAN CHASE BANK, N.A. With First Amendment Agreement, dated July 5, 2018 and Second Amendment Agreement, dated Se
October 4, 2019	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 30, 2019 Crawford United Corporation (Exact Name of Registrant as Specified in Charter) Ohio 000-00147 34-0288470 (State or Other Jurisdiction of Incorporation) (Commission
August 15, 2019	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 12, 2019 Crawford United Corporation (Exact Name of Registrant as Specified in Charter) Ohio 000-00147 34-0288470 (State or Other Jurisdiction of Incorporation) (Commission Fil
August 15, 2019	EX-99.1	Crawford United Corporation Announces Second Quarter 2019 Results Exhibit 99.1 Contact: Brian E. Powers, Chairman and Chief Executive Officer CRAWFORD UNITED CORPORATION 10514 Dupont Avenue Cleveland, Ohio 44108 216-496-3238 August 12, 2019 FOR IMMEDIATE RELEASE Crawford United Corporation Announces Second Quarter 2019 Results CLEVELAND, OHIO, August 12, 2019 – Crawford United Corporation (OTC Pink: CRAWA), a Cleveland-based holding company serving diverse marke
August 14, 2019	10-Q	CRAWA / Crawford United Corporation 10-Q - Quarterly Report - FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2019 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from Not Applicable to Not Applicable Crawford United Corpo
July 12, 2019	8-K	Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 9, 2019 Crawford United Corporation (Exact Name of Registrant as Specified in Charter) Ohio 000-00147 34-0288470 (State or Other Jurisdiction of Incorporation) (Commission File N
June 21, 2019	8-K	Financial Statements and Exhibits, 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 17, 2019 Crawford United Corporation (Exact Name of Registrant as Specified in Charter) Ohio 000-00147 34-0288470 (State or Other Jurisdiction of Incorporation) (Commission File
June 21, 2019	EX-99.1	CRAWFORD UNITED ANNOUNCES RESIGNATION OF EDWARD CRAWFORD AS DIRECTOR Exhibit 99.1 Contact: Brian E. Powers, Chairman and Chief Executive Officer CRAWFORD UNITED CORPORATION 10514 Dupont Avenue Cleveland, Ohio 44108 216-496-3238 June 21, 2019 FOR IMMEDIATE RELEASE CRAWFORD UNITED ANNOUNCES RESIGNATION OF EDWARD CRAWFORD AS DIRECTOR CLEVELAND, OHIO, June 21, 2019 – Crawford United Corporation (OTC Pink: CRAWA), a Cleveland-based holding company serving diverse market
May 21, 2019	EX-3.1	Amendment to Amended and Restated Articles of Incorporation (incorporated herein by reference to the appropriate exhibit to the Company’s Form 8-K as filed with the Commission on May 21, 2019). EX-3.1 2 ex145525.htm EXHIBIT 3.1 Exhibit 3.1
May 21, 2019	EX-99.1	CRAWFORD UNITED CORPORATION EX-99.1 4 ex145527.htm EXHIBIT 99.1 Exhibit 99.1 Hickok Incorporated Changes Name to Crawford United Corporation and Announces First Quarter 2019 Results CLEVELAND, May 16, 2019 (GLOBE NEWSWIRE) - Hickok Incorporated (OTC Pink: HICKA), a Cleveland-based holding company serving diverse markets, today reported the name of the company has been changed to Crawford United Corporation. The company also
May 21, 2019	8-K	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 15, 2019 Crawford United Corporation (Exact Name of Registrant as Specified in Charter) Ohio 000-00147 34-0288470 (State or Other Jurisdiction of Incorporation) (Commission File N
May 21, 2019	EX-3.2	Second Amended and Restated Code of Regulations (incorporated herein by reference to the appropriate exhibit to the Company’s Form 8-K as filed with the Commission on May 21, 2019). Exhibit 3.2 SECOND AMENDED AND RESTATED CODE OF REGULATIONS OF CRAWFORD UNITED CORPORATION ARTICLE I Fiscal Year The fiscal year of the Corporation shall be the twelve months ending December 31 in each year, or such other period as the Board of Directors may designate by resolution. ARTICLE II Shareholders Section 1. Meetings of Shareholders. (a) Annual Meeting. The annual meeting of the Sharehold
May 14, 2019	EX-10.1	Amended and Restated 2013 Omnibus Equity Plan (incorporated herein by reference to the appropriate exhibit to the Company’s Form 8-K as filed with the Commission on May 14, 2019). EX-10.1 2 ex144815.htm EXHIBIT 10.1 Exhibit 10.1 HICKOK INCORPORATED AMENDED AND RESTATED 2013 OMNIBUS EQUITY PLAN ARTICLE 1 General Purpose of Plan; Definitions 1.1 Name and Purposes. The name of this plan is the Hickok Incorporated Amended and Restated 2013 Omnibus Equity Plan. The purpose of this Plan is to enable Hickok Incorporated and its Affiliates to: (i) attract and retain skilled and qua
May 14, 2019	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders 8-K 1 hicka201809138k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 7, 2017 Hickok Incorporated (Exact Name of Registrant as Specified in Charter) Ohio 000-00147 34-0288470 (State or Other Jurisdiction of Incor
May 14, 2019	10-Q	HICKA / Hickok Inc. 10-Q Quarterly Report FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2019 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from Not Applicable to Not Applicable Commission file numb
April 23, 2019	EX-99.1	DATA GENOMIX ACQUIRED BY HICKOK INCORPORATED EX-99.1 3 ex141205.htm EXHIBIT 99.1 Exhibit 99.1 DATA GENOMIX ACQUIRED BY HICKOK INCORPORATED CLEVELAND, April 22, 2019 (GLOBE NEWSWIRE) - Hickok Incorporated (OTC Pink: HICKA), a Cleveland-based holding company serving diverse markets, today announced the acquisition of certain assets from Data Genomix Inc. based in Cleveland, Ohio. The transaction became effective as of April 19, 2019. The acqui
April 23, 2019	EX-1.01	Asset Purchase Agreement, entered into as of April 19, 2019, by and between Hickok Operating LLC and Data Genomix, Inc. (incorporated herein by reference to the appropriate exhibit to the Company’s Form 8-K as filed with the Commission on April 23, 2019). Exhibit 1.01 Execution Version ASSET PURCHASE AGREEMENT THIS ASSET PURCHASE AGREEMENT is entered into on this the 19th day of April, 2019, by and between Hickok Operating, LLC, an Ohio limited liability company and wholly-owned subsidiary of Hickok Incorporated, an Ohio corporation (together with its successors and assigns, “Buyer”), and (ii) Data Genomix, Inc., a Delaware corporation (“Seller”).
April 23, 2019	8-K	Regulation FD Disclosure, Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 19, 2019 Hickok Incorporated (Exact Name of Registrant as Specified in Charter) Ohio 0-147 34-0288470 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IR
April 17, 2019	DEFA14A	HICKA / Hickok Inc. FORM DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ]
April 11, 2019	DEF 14A	HICKA / Hickok Inc. FORM DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [X]
April 1, 2019	PRE 14A	HICKA / Hickok Inc. FORM PRE 14A PRE 14A 1 hicka20190328pre14a.htm FORM PRE 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [X] Preliminary Proxy Statement [ ] Confidential, for Use of the Commissi
March 29, 2019	10-K	HICKA / Hickok Inc. FORM 10-K (Annual Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K [X ] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the period from January 1, 2018 to December 31, 2018 Commission file number: 0-147 H
March 29, 2019	EX-14	Hickok Incorporated Financial Code of Ethics for the Chief Executive Officer and Specified Financial Officers. Exhibit 14 HICKOK INCORPORATED FINANCIAL CODE OF ETHICS FOR THE CHIEF EXECUTIVE OFFICER AND SPECIFIED FINANCIAL OFFICERS This Hickok Incorporated Financial Code of Ethics applies to Hickok’s principal executive officer, principal financial officer, principal accounting officer or controller or persons performing similar functions.
March 29, 2019	EX-21	Subsidiaries of the Registrant. Exhibit 21 HICKOK INCORPORATED Subsidiaries of Registrant COMPANY NAME STATE OF INCORPORATION Hickok AE LLC Ohio CAD Enterprises, Inc. Arizona Hickok Operating LLC * Ohio Federal Hose Manufacturing LLC Ohio Supreme Electronics Corp.* Mississippi Waekon Corporation* Ohio *inactive
March 29, 2019	EX-11	Computation of Net Income Per Common Share. Exhibit 11 HICKOK INCORPORATED CONSOLIDATED STATEMENT OF COMPUTATION OF EARNINGS PER COMMON SHARE AND SHARE EQUIVALENTS Years Ended, December 31, 2018 September, 30 2017 NET INCOME Net income (loss) applicable to common shares for basic earnings per share $ 3,613,710 $ 1,408,396 Net Income (loss) applicable to common shares for diluted earnings per share $ 3,613,710 $ 1,408,396 SHARES OUTSTANDING
March 28, 2019	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 25, 2019 Hickok Incorporated (Exact Name of Registrant as Specified in Charter) Ohio 0-147 34-0288470 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IR
March 28, 2019	EX-99.1	HICKOK INCORPORATED REPORTS FOURTH QUARTER AND FULL YEAR 2018 RESULTS Exhibit 99.1 Contact: Brian E. Powers, Chairman and Chief Executive Officer HICKOK INCORPORATED 10514 Dupont Avenue Cleveland, Ohio 44108 216-496-3238 March 25, 2019 FOR IMMEDIATE RELEASE HICKOK INCORPORATED REPORTS FOURTH QUARTER AND FULL YEAR 2018 RESULTS CLEVELAND, OH, MARCH 25, 2019. Hickok Incorporated (OTC Pink: HICKA), a Cleveland-based holding company serving diverse markets, today reporte
March 14, 2019	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 13, 2019 Hickok Incorporated (Exact Name of Registrant as Specified in Charter) Ohio 0-147 34-0288470 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IR
January 4, 2019	EX-10.1	Amendment No. 7 to Convertible Loan Agreement, dated December 28, 2018, among the Company and Roundball. Exhibit 10.1 AMENDMENT NO. 7 TO CONVERTIBLE LOAN AGREEMENT THIS AMENDMENT NO. 7 TO CONVERTIBLE LOAN AGREEMENT (this “Amendment”), dated as of December 28, 2018, is made by and between Hickok Incorporated, an Ohio corporation (“Borrower”), and Roundball, LLC, an Ohio limited liability company (“Roundball,” and together with Borrower, the “Parties”). Capitalized terms used but not otherwise defined

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