CGXYF / China Galaxy Securities Co., Ltd. - SEC-arkivering, Årsberetning, Fuldmagtserklæring

China Galaxy Securities Co., Ltd.
US ˙ OTCPK ˙ CNE100001NT6

Grundlæggende statistik
CIK 1584299
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to China Galaxy Securities Co., Ltd.
SEC Filings (Chronological Order)
Denne side giver en komplet, kronologisk liste over SEC-arkiveringer, eksklusive ejerskabsregistreringer, som vi leverer andre steder.
October 28, 2013 EX-99.(E)

Rule 466 Certification

Exhibit (e) Rule 466 Certification The depositary, Citibank, N.A., represents and certifies the following: 1. That it previously had filed a registration statement on Form F-6 (Registration No. 333-163375), which the U.S. Securities and Exchange Commission declared effective, with terms of deposit identical to the terms of deposit of this Form F-6 Registration Statement except for the shares repre

October 28, 2013 F-6EF

-

As filed with the Securities and Exchange Commission on October 28, 2013 Registration No.

October 28, 2013 EX-99.(D)

LETTERHEAD OF PATTERSON BELKNAP WEBB & TYLER LLP

EX-99.(D) 3 e611474ex99-d.htm Exhibit (d) LETTERHEAD OF PATTERSON BELKNAP WEBB & TYLER LLP October 28, 2013 Citibank, N.A. – ADR Department 388 Greenwich Street New York, New York 10013 Ladies and Gentlemen: We refer to the Registration Statement on Form F-6 (the “Registration Statement”) to be filed with the Securities and Exchange Commission (the “SEC”) by the legal entity created by the America

October 28, 2013 EX-99.(A)

AMERICAN DEPOSITARY SHARES

Exhibit (a) NUMBER AMERICAN DEPOSITARY SHARES CUSIP # Each American Depositary Share represents twenty-five (25) ordinary “H” shares of the Company AMERICAN DEPOSITARY RECEIPT EVIDENCING AMERICAN DEPOSITARY SHARES REPRESENTING ORDINARY “H” SHARES OF CHINA GALAXY SECURITIES CO.

August 19, 2013 EX-99.(A)

JPMorgan Chase Bank, N.A. American Depositary Receipt American Depositary Shares For Ordinary H Shares of China Galaxy Securities Co., Ltd. (Incorporated under the laws of the People's Republic of China)

Number Each American Depositary Share represents 25 Shares JPMorgan Chase Bank, N.

August 19, 2013 EX-99.(D)

Ziegler, Ziegler & Associates LLP Counselors at Law 570 Lexington Avenue, 44th Floor New York, New York 10022 (212) 319-7600 Telecopier (212) 319-7605

EX-99.(D) 3 e611234ex99-d.htm Ziegler, Ziegler & Associates LLP Counselors at Law 570 Lexington Avenue, 44th Floor New York, New York 10022 (212) 319-7600 Telecopier (212) 319-7605 August 19, 2013 JPMorgan Chase Bank, N.A., as Depositary 1 Chase Manhattan Plaza, Floor 58 New York, New York 10005 American Depositary Shares evidenced by American Depositary Receipts for deposited shares of the foreig

August 19, 2013 EX-99.(E)

Certification under Rule 466

Certification under Rule 466 The depositary, JPMorgan Chase Bank, N.A., represents and certifies the following: (1) That it previously had filed a registration statement on Form F-6 (Premier Foods PLC, 333-153944) that the Commission declared effective, with terms of deposit identical to the terms of deposit of this registration statement. (2) That its ability to designate the date and time of eff

August 19, 2013 F-6EF

-

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-6 REGISTRATION STATEMENT Under THE SECURITIES ACT OF 1933 For American Depositary Shares Evidenced by American Depositary Receipts China Galaxy Securities Co., Ltd. (Exact name of Issuer of deposited securities as specified in its charter) China (Jurisdiction of Incorporation or organization of Issuer) JPMorgan Chase Bank, N.A. (Exac

Other Listings
HK:6881 11,45 HK$
DE:CGL
Fintel data has been cited in the following publications:
Daily Mail Fox Business Business Insider Wall Street Journal The Washington Post Bloomberg Financial Times Globe and Mail
NASDAQ.com Reuters The Guardian Associated Press FactCheck.org Snopes Politifact
Federal Register The Intercept Forbes Fortune Magazine TheStreet Time Magazine Canadian Broadcasting Corporation International Business Times
Cambridge University Press Investopedia MarketWatch NY Daily News Entrepreneur Newsweek Barron's El Economista