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| CIK | 717945 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Psykey, Inc.
SEC Filings (Chronological Order)
Denne side giver en komplet, kronologisk liste over SEC-arkiveringer, eksklusive ejerskabsregistreringer, som vi leverer andre steder.
| September 9, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 14, 2019 CeCors, Inc. (Exact name of registrant as specified in its charter) Nevada 333-118799 20-0375035 (state or other jurisdiction of incorporation) (Commission File Number |
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| September 9, 2019 |
Resignation Letter of Peter Zompa dated August 14, 2019 EX-99 2 ex99.htm EXHIBIT 99 |
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| January 24, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number CeCors, Inc. (Exact name of registrant as specified in its charter) 212 Brad |
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| January 15, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 13, 2009 Cecors, Inc. (Exact name of registrant as specified in its charter) Nevada 333-118799 20-0375035 (State or other jurisdiction of incorporation or organization) (Commi |
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| November 14, 2008 |
Table of Contents Part I Financial Information F-1 Item 1. Financial Statements 21 Item 2. Management's Discussion and Analysis or Plan of Operation 27 Item 3. Quantitative and Qualitative Disclosures About Market Risk 27 Item 4T. Controls and Procedures Part II Other Information Item 1. Legal Proceedings 28 Item 1.A. Risk Factors 28 Item 2. Unregistered Sales of Equity Securities and Use of Proce |
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| October 10, 2008 |
Unregistered Sales of Equity Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 7, 2008 CeCors, Inc. (Exact name of registrant as specified in its charter) Nevada 333-118799 20-0375035 (State or other jurisdiction of incorporation or organization) (Commis |
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| August 14, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2008. o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File No.: 333-118799 CeCors, Inc. (former |
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| August 14, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 12, 2008 CECORS, INC. (Exact Name of Registrant as Specified in Charter) Nevada 333-118799 20-0375035 (State or other jurisdiction of incorporation) (Commission File Number) (I |
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| July 24, 2008 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 23, 2008 FOLDERA, INC. (Exact Name of Registrant as Specified in Charter) Nevada 333-118799 20-0375035 (State or other jurisdiction (Commission File Number) (IRS Employer of inco |
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| July 24, 2008 |
EXHIBIT 99.1 Foldera Letter to Shareholders Foldera introduces new management team and strategic direction Santa Ana, Calif.-(BUSINESS WIRE) — Foldera, Inc. (OTCBB: FDRA), today unveiled the Company’s new strategy, management team, market thrust, name and capital structure by issuing the following letter to shareholders. * * * Dear Shareholder: We are pleased to announce that Foldera has now succe |
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| July 23, 2008 |
EXECUTIVE EMPLOYMENT AGREEMENT EXHIBIT 10.1 EXECUTIVE EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (this "Agreement") is made and entered into as of this 18th day of July 2008 (the “Effective Date”), by and between FOLDERA, INC., a Nevada corporation ("Employer"), and JAMES J. FIEDLER ("Employee"). RECITALS A. Employer desires to obtain the benefit of the services of Employee and Employee desires to render such services to Em |
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| July 23, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 18, 2008 Foldera, Inc. (Exact name of registrant as specified in its charter) Nevada 333-118799 20-0375035 (State or other jurisdiction of incorporation or organization) (Commiss |
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| July 15, 2008 |
Other Events, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 14, 2008 Foldera, Inc. (Exact name of registrant as specified in its charter) Nevada 333-118799 20-0375035 (State or other jurisdiction of incorporation or organization) (Commi |
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| July 15, 2008 |
FOLDERA, INC. 2952 Daimler Street Santa Ana, California 92705 EXHIBIT 10.1 FOLDERA, INC. 2952 Daimler Street Santa Ana, California 92705 July 14, 2008 Vision Opportunity Master Fund, Ltd. 20 West 55th Street, 5th Floor New York, New York 10019 Re: Debenture Prepayment and Conversion Letter Agreement Ladies and Gentlemen: Reference is made to the Securities Purchase Agreement, dated as of December 7, 2007 (the “Securities Purchase Agreement”), between Foldera |
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| July 15, 2008 |
Other Events, Financial Statements and Exhibits 8-K 1 v1198888k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 14, 2008 Foldera, Inc. (Exact name of registrant as specified in its charter) Nevada 333-118799 20-0375035 (State or other jurisdiction of incorporation or or |
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| July 2, 2008 |
8-K 1 v1189228k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 27, 2008 Foldera, Inc. (Exact name of registrant as specified in its charter) Nevada 333-118799 20-0375035 (State or other jurisdiction of incorporation or or |
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| May 30, 2008 |
8-K 1 v1160848-k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 27, 2008 Foldera, Inc. (Exact name of registrant as specified in its charter) Nevada 333-118799 20-0375035 (State or other jurisdiction of incorporation or or |
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| May 14, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) xQUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2008. oTRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File No.: 333-118799 FOLDERA, INC. (Exact |
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| April 17, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 16, 2008 Foldera, Inc. (Exact name of registrant as specified in its charter) Nevada 333-118799 20-0375035 (State or other jurisdiction of incorporation or organization) (Commis |
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| March 27, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-KSB UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-KSB x ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2007 o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No.: 333-118799 FOLDERA, INC. (Name of small business is |
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| December 13, 2007 |
AMENDMENT FOLDERA, INC. 2005 STOCK OPTION PLAN AMENDMENT TO FOLDERA, INC. 2005 STOCK OPTION PLAN The following provision is hereby incorporated into, and is hereby made a part of, that certain 2005 Stock Option Plan (the “Plan”) of Foldera, Inc., a Nevada corporation (the “Company”), and such provision shall be effective immediately. All capitalized terms in the Amendment, to the extent not otherwise defined herein, shall have the meanings ass |
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| December 13, 2007 |
FOLDERA, INC. 2005 STOCK OPTION PLAN, AS AMENDED STOCK OPTION AGREEMENT FOLDERA, INC. 2005 STOCK OPTION PLAN, AS AMENDED STOCK OPTION AGREEMENT Unless otherwise defined herein, the terms defined in the Plan shall have the same defined meanings in this Option Agreement. I. NOTICE OF STOCK OPTION GRANT Name Address The undersigned Optionee has been granted an Option to purchase Common Stock of the Company, subject to the terms and conditions of the Plan and this Option |
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| December 13, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 6, 2007 Foldera, Inc. (Exact name of registrant as specified in its charter) Nevada 333-118799 20-0375035 (State or other jurisdiction of incorporation or organization) (Co |
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| December 13, 2007 |
424B3 1 v097087424b3.htm Filed pursuant to Rule 424(b)(3) Registration File No. 333-139120 PROSPECTUS SUPPLEMENT NO. 1 Prospectus Supplement No. 1 dated December 13, 2007 to Prospectus declared effective on September 28, 2007 (Registration No. 333-139120) FOLDERA, INC. This Prospectus Supplement No. 1 supplements our Prospectus dated September 28, 2007 to provide information contained in our quart |
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| December 12, 2007 |
AMENDMENT FOLDERA, INC. 2005 STOCK OPTION PLAN AMENDMENT TO FOLDERA, INC. 2005 STOCK OPTION PLAN The following provision is hereby incorporated into, and is hereby made a part of, that certain 2005 Stock Option Plan (the “Plan”) of Foldera, Inc., a Nevada corporation (the “Company”), and such provision shall be effective immediately. All capitalized terms in the Amendment, to the extent not otherwise defined herein, shall have the meanings ass |
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| December 12, 2007 |
FOLDERA, INC. 2005 STOCK OPTION PLAN, AS AMENDED STOCK OPTION AGREEMENT FOLDERA, INC. 2005 STOCK OPTION PLAN, AS AMENDED STOCK OPTION AGREEMENT Unless otherwise defined herein, the terms defined in the Plan shall have the same defined meanings in this Option Agreement. I. NOTICE OF STOCK OPTION GRANT Name Address The undersigned Optionee has been granted an Option to purchase Common Stock of the Company, subject to the terms and conditions of the Plan and this Option |
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| December 12, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 6, 2007 Foldera, Inc. (Exact name of registrant as specified in its charter) Nevada 333-118799 20-0375035 (State or other jurisdiction of incorporation or organization) (Comm |
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| December 10, 2007 |
COMMON STOCK PURCHASE WARRANT FOLDERA, INC. Exhibit 10.3 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGIST |
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| December 10, 2007 |
8% SENIOR SECURED CONVERTIBLE DEBENTURE DUE THE MATURITY DATE Exhibit 10.2 NEITHER THIS SECURITY NOR THE SECURITIES INTO WHICH THIS SECURITY IS CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGIS |
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| December 10, 2007 |
Foldera Completes Convertible Debt Funding of up to $7,000,000 Exhibit 99.1 Press Release Foldera Completes Convertible Debt Funding of up to $7,000,000 HUNTINGTON BEACH, CA - (BUSINESS WIRE) - December 7, 2007 - Foldera, Inc. (OTCBB:FDRA - News), the next-generation information organizer and collaboration service for computer users worldwide, announced today that it has entered into a $7,000,000 senior secured convertible debenture financing with Vision Oppo |
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| December 10, 2007 |
Exhibit 10.4 REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (this “Agreement”) is made and entered into as of December 7, 2007, between Foldera, Inc., a Nevada corporation (the “Company”), and each of the several purchasers signatory hereto (each such purchaser, a “Purchaser” and, collectively, the “Purchasers”). This Agreement is made pursuant to the Securities Purchase Agreemen |
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| December 10, 2007 |
Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of December 7, 2007, between Foldera, Inc., a Nevada corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”). WHEREAS, subject to the terms and conditions set forth |
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| December 10, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 7, 2007 Foldera, Inc. (Exact name of registrant as specified in its charter) Nevada 333-118799 20-0375035 (State or other jurisdiction of incorporation or organization) (Comm |
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| December 10, 2007 |
Exhibit 10.5 SECURITY AGREEMENT This SECURITY AGREEMENT, dated as of December 7, 2007 (this “Agreement”), is among Foldera, Inc., a Nevada corporation (the “Company”), all of the Subsidiaries of the Company (such subsidiaries, the “Guarantors” and together with the Company, the “Debtors”) and the holders of the Company’s 8% Senior Secured Convertible Debentures due the Maturity Date and issued on |
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| November 19, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB (Mark One) xQUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2007. oTRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File No.: 333-118799 FOLDERA, INC. ( |
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| November 13, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 7, 2007 Foldera, Inc. (Exact name of registrant as specified in its charter) Nevada 333-118799 20-0375035 (State or other jurisdiction of incorporation or organization) (Comm |
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| November 2, 2007 |
Foldera Appoints New Chief Executive Officer EX-99.1 2 v092213ex99-1.htm Foldera Appoints New Chief Executive Officer Current Chief Operating Officer, Hugh Dunkerley, named as President & CEO HUNTINGTON BEACH, Calif.-(November 1, 2007)-Foldera(TM), Inc. (OTCBB:FDRA - News), a next-generation information organizer and messaging/collaboration service, today announced that its Board of Directors has appointed Hugh Dunkerley to serve as the comp |
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| November 2, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 31, 2007 Foldera, Inc. (Exact name of registrant as specified in its charter) Nevada 333-118799 20-0375035 (State or other jurisdiction of incorporation or organization) (Comm |
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| October 4, 2007 |
8-K 1 v0895578k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 4, 2007 Foldera, Inc. (Exact name of registrant as specified in its charter) Nevada 333-118799 20-0375035 (State or other jurisdiction of incorporation or |
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| October 1, 2007 |
19,729,978 Shares Common Stock 424B3 1 v089122424.htm Prospectus Filed pursuant to Rule 424(b)(3) Registration File No. 333-139120 19,729,978 Shares Common Stock This prospectus relates to the sale of up to 19,729,978 shares of our common stock by the selling stockholders listed in this prospectus. The shares offered by this prospectus include (i) 10,043,930 currently outstanding shares of common stock, and (ii) 9,686,048 share |
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| September 27, 2007 |
FOLDERA, INC. 17011 Beach Boulevard, Suite 1500 Huntington Beach, California 92647 FOLDERA, INC. 17011 Beach Boulevard, Suite 1500 Huntington Beach, California 92647 September 27, 2007 Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Attention: Scott Anderegg, Esq. RE: Foldera, Inc. Registration Statement on Form SB-2 (File No. 333-139120) Ladies and Gentlemen: In accordance with Rule 461 under the Securities Act of 1933, as amended, Foldera, Inc. (th |
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| August 31, 2007 |
As filed with the U.S. Securities and Exchange Commission on August 31, 2007 SB-2/A 1 v086614sb2a.htm As filed with the U.S. Securities and Exchange Commission on August 31, 2007 Registration No. 333-139120 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 7 to FORM SB-2 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 FOLDERA, INC. (Name of small business issuer in its charter) Nevada 7379 20-0375035 (State or jurisdiction of incorporatio |
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| August 14, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB (Mark One) x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the quarterly period ended June 30, 2007. o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File No.: 333-118799 FOLDERA, INC. (Na |
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| August 10, 2007 |
W17011 Beach Blvd., Suite 1500 Huntington Beach, CA. 92647 W17011 Beach Blvd., Suite 1500 Huntington Beach, CA. 92647 August 10, 2007 VIA EDGAR U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Foldera, Inc. Amendment No. 6 to Registration Statement on Form SB-2 File No. 333-139120 Ladies and Gentlemen: Foldera, Inc. (the “Company”) hereby submits in electronic format for filing with the U.S. Securities and Exchange Com |
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| August 10, 2007 |
As filed with the U.S. Securities and Exchange Commission on August 10, 2007 SB-2/A 1 v083931sb2.htm As filed with the U.S. Securities and Exchange Commission on August 10, 2007 Registration No. 333-139120 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 6 to FORM SB-2 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 FOLDERA, INC. (Name of small business issuer in its charter) Nevada 7379 20-0375035 (State or jurisdiction of incorporation |
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| August 8, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 2, 2007 Foldera, Inc. (Exact name of registrant as specified in its charter) Nevada 333-118799 20-0375035 (State or other jurisdiction of incorporation or organization) (Commis |
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| August 7, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 AMENDMENT NO. 1 TO SCHEDULE 13G ON SCHEDULE 13D INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) Foldera, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 344229109 (CUSIP Number) Antti Uusiheimala Vision |
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| August 1, 2007 |
Unregistered Sales of Equity Securities, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 27, 2007 Foldera, Inc. (Exact name of registrant as specified in its charter) Nevada 333-118799 20-0375035 (State or other jurisdiction of incorporation or organization) (Commiss |
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| August 1, 2007 |
AMENDMENT NO. 1 TO COMMON STOCK PURCHASE AGREEMENT EXHIBIT 10.1 AMENDMENT NO. 1 TO COMMON STOCK PURCHASE AGREEMENT This Amendment No. 1 (this “Amendment”) is made and entered into as of the 27th day of July, 2007 by and between Foldera, Inc., a Nevada corporation (the “Company”), and the undersigned purchaser (the “Purchaser”) of shares of Common Stock of the Company. Capitalized terms used but not defined herein have the meanings assigned to them |
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| August 1, 2007 |
Press Release Source: Foldera, Inc. Foldera Receives Additional $1 Million Funding July 31, 2007 Prior institutional investor undertakes premium to market financing HUNTINGTON BEACH, Calif.-(BUSINESS WIRE)-Foldera(TM), Inc. (OTCBB:FDRA - News), the next-generation Information Organizer and Collaboration service for computer users worldwide, announced today that Vision Opportunity Master Fund, Ltd. |
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| July 27, 2007 |
As filed with the U.S. Securities and Exchange Commission on July 27, 2007 SB-2/A 1 v082108.htm As filed with the U.S. Securities and Exchange Commission on July 27, 2007 Registration No. 333-139120 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 5 to FORM SB-2 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 FOLDERA, INC. (Name of small business issuer in its charter) Nevada 7379 20-0375035 (State or jurisdiction of incorporation or o |
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| July 26, 2007 |
Foldera Initiates Cost Cutting Measures and Will Explore Strategic Alternatives Foldera Initiates Cost Cutting Measures and Will Explore Strategic Alternatives Company reduces workforce by fifty percent and saves a third of monthly cash burn HUNTINGTON BEACH, Calif. |
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| July 26, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 20, 2007 Foldera, Inc. (Exact name of registrant as specified in its charter) Nevada 333-118799 20-0375035 (State or other jurisdiction of incorporation or organization) (Commiss |
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| July 23, 2007 |
GREENBERG TRAURIG, LLP The MetLife Building 200 Park Avenue, 15th Floor New York, New York 10166 GREENBERG TRAURIG, LLP The MetLife Building 200 Park Avenue, 15th Floor New York, New York 10166 July 20, 2007 VIA FACSIMILE (202) 772-9361 U. |
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| July 3, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 27, 2007 Foldera, Inc. (Exact name of registrant as specified in its charter) Nevada 333-118799 20-0375035 (State or other jurisdiction of incorporation or organization) (Commiss |
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| July 3, 2007 |
Foldera announces the appointment of its first Chief Operating Officer Foldera announces the appointment of its first Chief Operating Officer Current Vice President of Corporate Finance Hugh Dunkerley named as COO HUNTINGTON BEACH, Calif. |
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| June 25, 2007 |
As filed with the U.S. Securities and Exchange Commission on June 25, 2007 SB-2/A 1 v079178sb2a.htm As filed with the U.S. Securities and Exchange Commission on June 25, 2007 Registration No. 333-139120 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 4 to FORM SB-2 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 FOLDERA, INC. (Name of small business issuer in its charter) Nevada 7379 20-0375035 (State or jurisdiction of incorporation |
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| June 25, 2007 |
17011 Beach Blvd., Suite 1500 Huntington Beach, CA. 92647 17011 Beach Blvd., Suite 1500 Huntington Beach, CA. 92647 June 25, 2007 VIA EDGAR U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Foldera, Inc. Amendment No. 4 to Registration Statement on Form SB-2 File No. 333-139120 Ladies and Gentlemen: Foldera, Inc. (the “Company”) hereby submits in electronic format for filing with the U.S. Securities and Exchange Commis |
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| May 22, 2007 |
As filed with the U.S. Securities and Exchange Commission on May 22, 2007 As filed with the U.S. Securities and Exchange Commission on May 22, 2007 Registration No. 333-139120 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 3 to FORM SB-2 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 FOLDERA, INC. (Name of small business issuer in its charter) Nevada 7379 20-0375035 (State or jurisdiction of incorporation or organization) (Primary |
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| May 22, 2007 |
17011 Beach Blvd., Suite 1500 Huntington Beach, CA. 92647 17011 Beach Blvd., Suite 1500 Huntington Beach, CA. 92647 May 22, 2007 VIA EDGAR U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Foldera, Inc. Amendment No. 3 to Registration Statement on Form SB-2 File No. 333-139120 Ladies and Gentlemen: Foldera, Inc. (the “Company”) hereby submits in electronic format for filing with the U.S. Securities and Exchange Commiss |
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| May 15, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB (Mark One) x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the quarterly period ended March 31, 2007. o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File No.: 333-118799 FOLDERA, INC. (N |
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| May 15, 2007 |
GREENBERG TRAURIG, LLP MetLife Building 200 Park Avenue New York, New York 10166 GREENBERG TRAURIG, LLP MetLife Building 200 Park Avenue New York, New York 10166 Spencer G. |
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| May 15, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-KSB/A (Amendment No. 1) x ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2006 o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No.: 333-118799 FOLDERA, INC. (Name |
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| May 11, 2007 |
Unregistered Sales of Equity Securities, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 10, 2007 Foldera, Inc. (Exact name of registrant as specified in its charter) Nevada 333-118799 20-0375035 (State or other jurisdiction of incorporation or organization) (Commissi |
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| May 11, 2007 |
COMMON STOCK PURCHASE Dated as of May 4, 2007 by and between FOLDERA, INC. Exhibit 10.1 COMMON STOCK PURCHASE AGREEMENT Dated as of May 4, 2007 by and between FOLDERA, INC. and THE PURCHASERS LISTED ON EXHIBIT A TABLE OF CONTENTS Page COMMON STOCK PURCHASE AGREEMENT 1 ARTICLE I PURCHASE AND SALE OF COMMON STOCK 1 Section 1.1 Purchase and Sale of Common Stock. 1 Section 1.2 Purchase Price and Closings 1 ARTICLE II REPRESENTATIONS AND WARRANTIES 2 Section 2.1 Representatio |
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| May 11, 2007 |
Exhibit 10.2 REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (this "Agreement") is made and entered into as of May 4, 2007, by and between Foldera, Inc., a Nevada corporation (the "Company"), and the purchasers listed on Schedule I hereto (the "Purchasers"). This Agreement is being entered into pursuant to the Common Stock Purchase Agreement dated as of the date hereof among the C |
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| May 11, 2007 |
Foldera Signs Common Stock Purchase Agreement and Receives Additional Funding of up to $4.0 Million Exhibit 99.1 For Immediate Release Foldera Signs Common Stock Purchase Agreement and Receives Additional Funding of up to $4.0 Million HUNTINGTON BEACH, Calif.-(BUSINESS WIRE) - May 10, 2007 - Foldera (TM), Inc. (OTCBB:FDRA - News), the next-generation Information Organizer and Collaboration service for computer users worldwide, announced today that it entered into a $4,000,000 common stock purcha |
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| May 9, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 9, 2007 Foldera, Inc. (Exact name of registrant as specified in its charter) Nevada 333-118799 20-0375035 (State or other jurisdiction of incorporation or organization) (Commissio |
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| April 27, 2007 |
Foldera, Inc. See Comment #11, February 16, 2007 Foldera, Inc. See Comment #11, February 16, 2007 Description Date Type Common stock Options granted Options Vested Warrants Outstanding Purchase/ Exercise price per share Deemed fair value per share Deemed fair value explanation Gross Receipts Cash/Fair Value/ Intrinsic Value (APIC) Compensation/ Services Expense Cash and Share- Based payment expenses charged against offerings Originally 10,120,00 |
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| April 18, 2007 |
17011 Beach Blvd., Suite 1500 Huntington Beach, CA. 92647 17011 Beach Blvd., Suite 1500 Huntington Beach, CA. 92647 April 18, 2007 VIA EDGAR U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Foldera, Inc. Amendment No. 1 to Registration Statement on Form SB-2 Filed January 23, 2007 File No. 333-139120 Ladies and Gentlemen: Foldera, Inc. (the “Company”) hereby submits in electronic format for filing with the U.S. Securi |
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| April 17, 2007 |
As filed with the U.S. Securities and Exchange Commission on April 17, 2007 As filed with the U.S. Securities and Exchange Commission on April 17, 2007 Registration No. 333-139120 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 2 to FORM SB-2 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 FOLDERA, INC. (Name of small business issuer in its charter) Nevada 7379 20-0375035 (State or jurisdiction of incorporation or organization) (Primar |
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| April 13, 2007 |
GREENBERG TRAURIG, LLP MetLife Building 200 Park Avenue New York, New York 10166 GREENBERG TRAURIG, LLP MetLife Building 200 Park Avenue New York, New York 10166 Spencer G. |
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| April 13, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-KSB UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-KSB x ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2006 o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No.: 333-118799 FOLDERA, INC. (Name of small business is |
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| April 13, 2007 |
FOLDERA, INC. (the “Company”) CODE OF ETHICS FOR THE CEO AND SENIOR FINANCIAL OFFICERS FOLDERA, INC. (the “Company”) CODE OF ETHICS FOR THE CEO AND SENIOR FINANCIAL OFFICERS The Company has a Code of Business Conduct and Ethics applicable to all directors and employees of the company. The Chief Executive Officer and all senior financial officers, including the Chief Financial Officer and principal accounting officer, are bound by the provisions set forth therein relating to ethical |
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| April 13, 2007 |
SUBSIDIARIES OF FOLDERA, INC. Taskport, Inc., a California corporation EX-21.1 3 v071439ex21-1.htm Exhibit 21.1 SUBSIDIARIES OF FOLDERA, INC. Taskport, Inc., a California corporation |
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| April 2, 2007 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 Commission File Number 333-118799 NOTIFICATION OF LATE FILING (Check One): x Form 10-K o Form 11-K o Form 20-F o Form 10-Q For Period Ended: December 31, 2006 Nothing in this Form shall be construed to imply that the Commission has verified any information contained herein. If the notification relates to a portion of the filing |
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| March 30, 2007 |
Exhibit 10.2 Summary of Oral Agreement for Price-Protection between Foldera, Inc. and Brookstreet Securities Corporation entered into on or about August 14, 2006 On or about August 14, 2006, Foldera, Inc. (the “Company”) entered into an oral agreement with Brookstreet Securities Corporation (“Brookstreet”), the exclusive placement agent for the Company’s private placement which closed in August 20 |
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| March 30, 2007 |
EXHIBIT 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of October 19, 2006, among Foldera, Inc., a Nevada corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”). WHEREAS, subject to the terms and conditions set forth i |
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| March 30, 2007 |
FOLDERA, INC. Warrant No. WARRANT TO PURCHASE COMMON STOCK VOID AFTER 5:00 P.M., PACIFIC STANDARD TIME, ON THE EXPIRATION DATE THIS WARRANT AND ANY SHARES ACQUIRED UPON THE EXERCISE OF THIS WARRANT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), AND MAY NOT BE SOLD, PLEDGED, HYPOTHECATED, DONATED OR OTHERWISE TRANSFERRED WITHOUT COMPLIANCE WITH THE REGISTRATION O |
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| March 30, 2007 |
Exhibit 99.1 Foldera Raises $4.5 Million to Fund its Continuing Expansion, Data Center Build Out and First Quarter 2007 Product Launch New Institutional Equity Funding Comes on the Heels of Successful $4.4 Million Retail Round HUNTINGTON BEACH, Calif.-(BUSINESS WIRE) - October 20, 2006 - Foldera (TM), Inc. (OTCBB:FDRA - News), the next-generation Information Organizer and Collaboration service for |
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| March 30, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 19, 2006 Foldera, Inc. (Exact name of registrant as specified in its charter) Nevada 333-118799 20-0375035 (State or other jurisdiction of incorporation or |
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| March 30, 2007 |
Unassociated Document EXHIBIT 10.2 REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (this “Agreement”) is made and entered into as of October 19, 2006, among Foldera, Inc., a Nevada corporation (the “Company”), and the several purchasers signatory hereto (each purchaser, a “Purchaser” and, collectively, the “Purchasers”). This Agreement is made pursuant to the Securities Purchase A |
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| March 30, 2007 |
Foldera Closes $4.3 Million Equity Funding foldera Foldera Closes $4.3 Million Equity Funding Funding round to accelerate the rollout of its free next-generation Information Organizer and Messaging/Collaboration for small and mid-sized businesses HUNTINGTON BEACH, Calif.-(BUSINESS WIRE)—August 22, 2006—Foldera (TM), Inc. (OTCBB:FDRA - News), the free next-generation Information Organizer and Messaging/Collaboration service, announced today |
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| March 30, 2007 |
FORM OF COMMON STOCK PURCHASE WARRANT FOLDERA, INC. Exhibit 4.1 NEITHER THIS SECURITY NOR THE SECURITIES INTO WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGIST |
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| March 30, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 16, 2006 Foldera, Inc. (Exact name of registrant as specified in its charter) Nevada 333-118799 20-0375035 (State or other jurisdiction of incorporation or |
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| March 30, 2007 |
NAME OF SUBSCRIBER: SUBSCRIPTION AMOUNT: $ To: Foldera, Inc. c/o Brookstreet Securities Corporation 2361 Campus Drive - 2nd Floor Irvine, California 92612-1464 Attn: Ms. Jeanne Rossean, Compliance Department SUBSCRIPTION AGREEMENT This Subscription Agreement (this “Agreement”) is being delivered to you in connection with your investment in Foldera, Inc. (the “Company”). Brookstreet Securities Corp |
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| March 19, 2007 |
Filed Pursuant to Rule 424(b)(3) File Number 333-133192 PROSPECTUS SUPPLEMENT NO. 4 Prospectus Supplement No. 4 dated March 19, 2007 to Prospectus declared effective on May 5, 2006 (Registration No. 333-133192) FOLDERA, INC. This Prospectus Supplement No. 4 supplements our Prospectus dated May 5, 2006 that was filed with the Securities and Exchange Commission on May 10, 2006, as supplemented by Pr |
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| March 6, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Foldera, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 344229109 (CUSIP Number) October 19, 2006 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this S |
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| February 15, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB/A (AMENDMENT NO. 1) (Mark One) x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED SEPTEMBER 30, 2006 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File No.: 333-1 |
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| January 30, 2007 |
As filed with the Securities and Exchange Commission on January 30, 2007 As filed with the Securities and Exchange Commission on January 30, 2007 Registration No. |
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| January 23, 2007 |
Spencer G. Feldman 212-801-9221 E-mail: [email protected] January 23, 2007 VIA EDGAR U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Foldera, Inc. Registration Statement on Form SB-2 Filed December 4, 2006 File No. 333-139120 Form 10-QSB for Quarter ended September 30, 2006 Filed November 14, 2006 File No. 333-118799 Ladies and Gentlemen: On behalf of Foldera |
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| January 23, 2007 |
As filed with the U.S. Securities and Exchange Commission on January 23, 2007 As filed with the U.S. Securities and Exchange Commission on January 23, 2007 Registration No. 333-139120 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 1 to FORM SB-2 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 FOLDERA, INC. (Name of small business issuer in its charter) Nevada 7379 20-0375035 (State or jurisdiction of incorporation or organization) (Prim |
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| December 12, 2006 |
FOLDERA, INC. (the “Company”) NASDAQ NOMINATIONS AND CORPORATE GOVERNANCE COMMITTEE CHARTER Exhibit 99.4 FOLDERA, INC. (the “Company”) NASDAQ NOMINATIONS AND CORPORATE GOVERNANCE COMMITTEE CHARTER Purpose The purpose of the Nominations and Corporate Governance Committee (the “Committee”) shall be as follows: 1. To select, or recommend to the Board of Directors for selection, the individuals to stand for election as directors at the annual meeting of stockholders or, if applicable, a spec |
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| December 12, 2006 |
FOLDERA, INC. (the “Company”) NASDAQ COMPENSATION COMMITTEE CHARTER Exhibit 99.3 FOLDERA, INC. (the “Company”) NASDAQ COMPENSATION COMMITTEE CHARTER Purpose The purpose of the Compensation Committee (the “Committee”) shall be as follows: 1. To determine, or recommend to the Board of Directors for determination, the compensation of the Chief Executive Officer (“CEO”) of the Company. 2. To determine, or recommend to the Board of Directors for determination, the comp |
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| December 12, 2006 |
Foldera Announces Two New Independent Director Appointments to Board of Directors Exhibit 99.1 Foldera Announces Two New Independent Director Appointments to Board of Directors Simon Aspinall and Danilo Cacciamatta bring strong business building and corporate governance experience to Foldera Board HUNTINGTON BEACH, Calif.-(BUSINESS WIRE) - (OTCBB:FDRA - News) Foldera, Inc. announces the election of Simon Aspinall and Danilo Cacciamatta, CPA, to act as independent members of Fol |
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| December 12, 2006 |
FOLDERA, INC. (the “Company”) NASDAQ AUDIT COMMITTEE CHARTER Exhibit 99.2 FOLDERA, INC. (the “Company”) NASDAQ AUDIT COMMITTEE CHARTER Purpose The purpose of the Audit Committee (the “Committee”) shall be as follows: 1. To oversee the accounting and financial reporting processes of the Company and audits of the financial statements of the Company. 2. To provide assistance to the Board of Directors with respect to its oversight of the following: (a) The inte |
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| December 12, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 6, 2006 FOLDERA, INC. (Exact Name of Registrant as Specified in Charter) Nevada 033-118799 20-0375035 (State or other jurisdiction of incorporation) (Commission File Number) |
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| December 4, 2006 |
As filed with the U.S. Securities and Exchange Commission on December 4, 2006 As filed with the U.S. Securities and Exchange Commission on December 4, 2006 Registration No. 333- U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SB-2 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 FOLDERA, INC. (Name of small business issuer in its charter) Nevada 7379 20-0375035 (State or jurisdiction of incorporation or organization) (Primary Standard Industrial C |
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| December 4, 2006 |
GREENBERG TRAURIG, LLP MetLife Building 200 Park Avenue, 15th Floor New York, New York 10166 GREENBERG TRAURIG, LLP MetLife Building 200 Park Avenue, 15th Floor New York, New York 10166 Spencer G. |
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| November 27, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): February 13, 2006 Foldera, Inc. |
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| November 27, 2006 |
EXHIBIT 16.1 Bagell, Josephs, Levine & Company, L.L.C. 200 Haddonfield Berlin Road, Ste. 402 Gibbsboro, New Jersey 08026-1239 (856) 346-2828 Fax: (856) 346-2882 Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Gentlemen: We have been furnished with a copy of the response to Item 4.01 of Form 8-K for the event that occurred on February 13, 2006, to be filed by our former |
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| November 14, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB (Mark One) x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED SEPTEMBER 30, 2006 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File No.: 333-118799 FOLDERA, INC. |
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| November 13, 2006 |
Filed Pursuant to Rules 424(b)(3) and 424(c) File Number 333-133192 PROSPECTUS SUPPLEMENT NO. |
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| October 30, 2006 |
Exhibit 99.2 Press Release Source: Foldera, Inc. Continued - An Interview with Richard Lusk, Founder and Chief Executive Officer of Foldera, Inc. This is Part Two in a Series of Interviews HUNTINGTON BEACH, Calif.-(BUSINESS WIRE)-This interview with Richard Lusk of Foldera (OTCBB:FDRA - News) was conducted by Stephen Gjolme, Principal of the Ibis Consulting Group, an investment relations firm. Thi |
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| October 30, 2006 |
EX-99.1 2 v055967ex99-1.htm Exhibit 99.1 Press Release Source: Foldera, Inc. Investor Interview with Richard Lusk, the Founder and Chief Executive Officer of Foldera, Inc. This is Part One in a Series of Interviews HUNTINGTON BEACH, Calif.-(BUSINESS WIRE)-This interview with Richard Lusk of Foldera was conducted by Stephen Gjolme, Principal of Ibis Consulting Group, an investment relations firm. I |
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| October 30, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 27, 2006 Foldera, Inc. (Exact name of registrant as specified in its charter) Nevada 333-118799 20-0375035 (State or other jurisdiction of incorporation or organization) (Comm |
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| October 20, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 19, 2006 Foldera, Inc. (Exact name of registrant as specified in its charter) Nevada 333-118799 20-0375035 (State or other jurisdiction of incorporation or organization) (Comm |
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| October 20, 2006 |
EXHIBIT 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of October 19, 2006, among Foldera, Inc., a Nevada corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”). WHEREAS, subject to the terms and conditions set forth i |
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| October 20, 2006 |
EX-10.2 4 v055259ex10-2.htm EXHIBIT 10.2 REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (this “Agreement”) is made and entered into as of October 19, 2006, among Foldera, Inc., a Nevada corporation (the “Company”), and the several purchasers signatory hereto (each purchaser, a “Purchaser” and, collectively, the “Purchasers”). This Agreement is made pursuant to the Securities Purc |
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| October 20, 2006 |
FORM OF COMMON STOCK PURCHASE WARRANT FOLDERA, INC. Exhibit 4.1 NEITHER THIS SECURITY NOR THE SECURITIES INTO WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGIST |
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| October 20, 2006 |
Unassociated Document Exhibit 99.1 Foldera Raises $4.5 Million to Fund its Continuing Expansion, Data Center Build Out and First Quarter 2007 Product Launch New Institutional Equity Funding Comes on the Heels of Successful $4.4 Million Retail Round HUNTINGTON BEACH, Calif.-(BUSINESS WIRE) - October 20, 2006 - Foldera (TM), Inc. (OTCBB:FDRA - News), the next-generation Information Organizer and Col |
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| August 22, 2006 |
FOLDERA, INC. Warrant No. WARRANT TO PURCHASE COMMON STOCK VOID AFTER 5:00 P.M., PACIFIC STANDARD TIME, ON THE EXPIRATION DATE THIS WARRANT AND ANY SHARES ACQUIRED UPON THE EXERCISE OF THIS WARRANT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), AND MAY NOT BE SOLD, PLEDGED, HYPOTHECATED, DONATED OR OTHERWISE TRANSFERRED WITHOUT COMPLIANCE WITH THE REGISTRATION O |
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| August 22, 2006 |
NAME OF SUBSCRIBER: SUBSCRIPTION AMOUNT: $ To: Foldera, Inc. c/o Brookstreet Securities Corporation 2361 Campus Drive - 2nd Floor Irvine, California 92612-1464 Attn: Ms. Jeanne Rossean, Compliance Department SUBSCRIPTION AGREEMENT This Subscription Agreement (this “Agreement”) is being delivered to you in connection with your investment in Foldera, Inc. (the “Company”). Brookstreet Securities Corp |
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| August 22, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 16, 2006 Foldera, Inc. (Exact name of registrant as specified in its charter) Nevada 333-118799 20-0375035 (State or other jurisdiction of incorporation or organization) (Commi |
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| August 22, 2006 |
Foldera Closes $4.3 Million Equity Funding foldera Foldera Closes $4.3 Million Equity Funding Funding round to accelerate the rollout of its free next-generation Information Organizer and Messaging/Collaboration for small and mid-sized businesses HUNTINGTON BEACH, Calif.-(BUSINESS WIRE)—August 22, 2006—Foldera (TM), Inc. (OTCBB:FDRA - News), the free next-generation Information Organizer and Messaging/Collaboration service, announced today |
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| August 14, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB (Mark One) x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED JUNE 30, 2006 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File No.: 333-118799 FOLDERA, INC. (Name |
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| July 19, 2006 |
Foldera’s 4-for-1 Common Stock Share Split to Commence with Today’s Trading as Planned Exhibit 99.1 Foldera’s 4-for-1 Common Stock Share Split to Commence with Today’s Trading as Planned Management Committed to Longterm Shareholder Value HUNTINGTON BEACH, Calif.–(BUSINESS WIRE)–May 16, 2006–Foldera, Inc. (OTCBB:FDRA - News), the only free, open and easy-to-use web-based organizer and messaging/collaboration service, has announced that its planned 4-for-1 common stock split will go i |
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| July 19, 2006 |
Filed Pursuant to Rule 424(b)(3) File Number 333-133192 PROSPECTUS SUPPLEMENT NO. 2 Prospectus Supplement No. 2 dated July 19, 2006 to Prospectus declared effective on May 5, 2006 (Registration No. 333-133192) FOLDERA, INC. This Prospectus Supplement No. 2 supplements our Prospectus dated May 5, 2006 to provide information contained in our Current Report on Form 8-K, filed on May 16, 2006, a copy |
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| July 19, 2006 | ||
| July 11, 2006 |
Unassociated Document Filed Pursuant to Rule 424(b)(3) File Number 333-133192 PROSPECTUS SUPPLEMENT NO. |
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| June 22, 2006 |
Foldera Adds TechCrunch Editor and Web 2.0 Authority J. Michael Arrington to Board of Directors Exhibit 99.1 Foldera Adds TechCrunch Editor and Web 2.0 Authority J. Michael Arrington to Board of Directors HUNTINGTON BEACH, Calif.-(BUSINESS WIRE)—June 16, 2006-Foldera, Inc. (OTCBB: FDRA - News), the only free, open and easy-to-use web-based Organizer and Messaging/Collaboration service, today announced that J. Michael Arrington, the well known author of one of the world’s most popular and inf |
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| June 22, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 16, 2006 FOLDERA, INC. (Exact Name of Registrant as Specified in Charter) Nevada 033-118799 20-0375035 (State or other jurisdiction (Commission File Number) (IRS Employer of inco |
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| May 16, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 10, 2006 FOLDERA, INC. (Exact Name of Registrant as Specified in Charter) Nevada 333-118799 20-0375035 (State or other jurisdiction (Commission File Number) (IRS Employer of incor |
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| May 16, 2006 |
Foldera’s 4-for-1 Common Stock Share Split to Commence with Today’s Trading as Planned EX-99.1 5 v043515ex99-1.htm Exhibit 99.1 Foldera’s 4-for-1 Common Stock Share Split to Commence with Today’s Trading as Planned Management Committed to Longterm Shareholder Value HUNTINGTON BEACH, Calif.–(BUSINESS WIRE)–May 16, 2006–Foldera, Inc. (OTCBB:FDRA - News), the only free, open and easy-to-use web-based organizer and messaging/collaboration service, has announced that its planned 4-for-1 |
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| May 16, 2006 | ||
| May 15, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB (Mark One) [X] QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED MARCH 31, 2006 [] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File No.: 333-118799 FOLDERA, INC. ( |
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| May 10, 2006 |
TASKPORT, INC. 2005 STOCK OPTION PLAN Exhibit 10.3 TASKPORT, INC. 2005 STOCK OPTION PLAN 1. Purposes of the Plan. The purposes of this Stock Option Plan are to attract and retain the best available personnel for positions of substantial responsibility, to provide additional incentive to Employees, Directors and Consultants and to promote the success of the Company's business. Options granted under the Plan may be Incentive Stock Optio |
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| May 10, 2006 |
AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON MAY 10, 2006 REGISTRATION STATEMENT NO. |
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| May 10, 2006 |
Filed Pursuant to Rule 424(b)(3) File No. 333-133192 Filed Pursuant to Rule 424(b)(3) File No. 333-133192 PROSPECTUS FOLDERA, INC. 8,655,366 shares of Common Stock This prospectus covers the resale by selling stockholders named on page 9 of up to 8,655,366 shares of our common stock, $0.001 par value, which include: o 6,300,475 shares of common stock issued pursuant to private placement offerings; o 132,500 shares of common stock issued for consulti |
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| May 10, 2006 |
Section 7 of Article IV of the Bylaws is amended to read in its entirety as follows: Exhibit 3.4 Section 7 of Article IV of the Bylaws is amended to read in its entirety as follows: Unless otherwise provided for under applicable law or the Articles of Incorporation, any action which may be taken at any annual or special meeting of Shareholders may be taken without a meeting and without prior notice, if a consent in writing, setting forth the action so taken, signed by the holders |
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| April 10, 2006 |
FOLDERA, INC. CODE OF BUSINESS CONDUCT AND ETHICS FOLDERA, INC. CODE OF BUSINESS CONDUCT AND ETHICS THIS CODE APPLIES TO EVERY DIRECTOR, OFFICER (INCLUDING THE CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER AND CHIEF ACCOUNTING OFFICER), AND EMPLOYEE OF FOLDERA, INC. (THE “COMPANY”). To further the Company's fundamental principles of honesty, loyalty, fairness and forthrightness, the Board of Directors of the Company (the "Board") has establish |
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| April 10, 2006 |
WARRANT TO PURCHASE COMMON STOCK TASKPORT, INC. THE WARRANT REPRESENTED BY THIS CERTIFICATE AND THE COMMON STOCK ISSUABLE UPON EXERCISE OF THE WARRANT HAVE NOT BEEN REGISTERED OR QUALIFIED UNDER THE SECURITIES ACT OF 1933 OR THE SECURITIES OR BLUE SKY LAWS OF ANY STATE AND MAY BE OFFERED AND SOLD ONLY IF REGISTERED AND QUALIFIED PURSUANT TO RELEVANT PROVISIONS OF FEDERAL AND STATE SECURITIES OR BLUE SKY LAWS OR IF AN EXEMPTION FROM SUCH REGISTRATION OR QUALIFICATION IS APPLICABLE. |
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| April 10, 2006 |
Exhibit 21 Subsidiaries of Foldera, Inc Taskport, Inc. |
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| April 10, 2006 |
FOLDERA, Inc. INDEMNIFICATION AGREEMENT FOLDERA, Inc. INDEMNIFICATION AGREEMENT This Indemnification Agreement (“Agreement”) is effective as of this first day of April, 2006, by and between FOLDERA, Inc., a Nevada corporation (the “Company”), and (“Indemnitee”). WHEREAS, the Company and Indemnitee recognize the continued difficulty in obtaining liability insurance for its directors, officers, employees, agents and fiduciaries, the signi |
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| April 10, 2006 |
30,000 Warrants February 13, 2006 FOLDERA, INC. NEITHER THESE WARRANTS NOR THE COMMON STOCK ISSUABLE UPON EXERCISE OF THESE WARRANTS HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), OR ANY APPLICABLE STATE SECURITIES LAWS AND MAY NOT BE SOLD, PLEDGED OR TRANSFERRED IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT FOR SUCH SECURITIES UNDER THE ACT OR UNLESS AN EXEMPTION FROM SUCH REGISTRATION IS AVAILABLE. |
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| April 10, 2006 |
TASKPORT Inc. Engagement Agreement TASKPORT Inc. Engagement Agreement Advisor CFO 911 will be the exclusive accounting and financial advisor (“Advisor”) responsible for completion of the project during the engagement (the “Agreement”). Role To work with the TASKPORT Inc. the (“Company”) to complete its business plan. Such assignments are delineated in the Scope Letter, which is a separate agreement. In addition, future assignments |
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| April 10, 2006 | ||
| April 10, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 10, 2006 (February 13, 2006) FOLDERA, INC. (Exact name of registrant as specified in its charter) NEVADA 033-118799 20-0375035 (State or other jurisdiction of incorporation) (C |
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| April 10, 2006 | ||
| April 10, 2006 |
AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON April 10, 2006 REGISTRATION STATEMENT NO. |
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| March 7, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 28, 2006 FOLDERA, INC. (Exact name of registrant as specified in its charter) NEVADA 033-118799 20-0375035 (State or other jurisdiction of incorporation) (Commission File Numb |
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| March 7, 2006 |
NEITHER THESE WARRANTS NOR THE COMMON STOCK ISSUABLE UPON EXERCISE OF THESE WARRANTS HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), OR ANY APPLICABLE STATE SECURITIES LAWS AND MAY NOT BE SOLD, PLEDGED OR TRANSFERRED IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT FOR SUCH SECURITIES UNDER THE ACT OR UNLESS AN EXEMPTION FROM SUCH REGISTRATION IS AVAILABLE. |
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| February 13, 2006 |
TASKPORT, INC. PRO FORMA STATEMENT OF OPERATIONS FOR THE YEAR ENDED DECEMBER 31, 2004 TASKPORT, INC. PRO FORMA STATEMENT OF OPERATIONS FOR THE YEAR ENDED DECEMBER 31, 2004 (Unaudited) The following Unaudited Pro Forma Statement of operations has been derived from the audited financial statements of Taskport, Inc., (A) for the year ended December 31, 2004 and the audited financial statements of Expert Systems, Inc. (B) for the year ended December 31, 2004. The Pro Forma Statements o |
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| February 13, 2006 |
AGREEMENT AND PLAN OF MERGER This Agreement and Plan of Merger (the “Agreement”) dated as of February 6, 2006, is entered into by and among Expert Systems, Inc. |
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| February 13, 2006 |
TASKPORT, INC. INDEX TO FINANCIAL STATEMENTS TASKPORT, INC. INDEX TO FINANCIAL STATEMENTS Report of Kabani & Company, Independent Registered Public Accounting Firm 1 Balance Sheet as of December 31, 2004 2 Statements of Operations for the years ended December 31, 2003 and 2004 3 Statements of Cash Flows for the years ended December 31, 2003 and 2004 4 Statements of Stockholders’ Deficit for the period from December 3, 2001 (inception) to Dec |
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| February 13, 2006 |
REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT (“Agreement”) is dated as of August 15, 2005 (the “Effective Date”) by Taskport, Inc. |
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| February 13, 2006 |
MANAGING DEALER WARRANT AGREEMENT MANAGING DEALER WARRANT AGREEMENT THIS MANAGING DEALER WARRANT AGREEMENT (the “Agreement”), dated as of October 10, 2005, is made and entered into by and between TASKPORT, INC. |
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| February 13, 2006 |
Certificate of Amendment (PURSUANT TO NRS 78.385 and 78.390) DEAN HELLER Secretary of State 204 North Carson Street, Suite 1 Carson City, Nevada 89701-4299 (775) 684 5708 Website: secretaryofstate. |
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| February 13, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 13, 2006 FOLDERA, INC. (Exact name of registrant as specified in its charter) Nevada 333-118799 20-0375035 (State of other jurisdiction (Commission (IRS Employer of incorpora |
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| January 30, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-KSB x Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Fiscal Year Ended December 31, 2005 [ ] Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Transition Period from to Commission File Number 333-118799 EXPERT SYSTEMS, INC. (Na |
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| January 27, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 30, 2005 EXPERT SYSTEMS, INC. (Exact name of Registrant as specified in charter) Nevada 333-118799 20-0375035 (State of Other Jurisdiction of Incorporation) (Commission File |
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| October 26, 2005 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: September 30, 2005 Or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 333-1187 |
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| August 9, 2005 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: June 30, 2005 Or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 333-118799 EX |
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| May 20, 2005 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB/A Amendment No. 1 (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: March 31, 2005 Or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Nu |
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| May 11, 2005 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: March 31, 2005 Or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 333-118799 E |
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| February 25, 2005 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-KSB UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-KSB [X] Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Fiscal Year Ended December 31, 2004 [ ] Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Transition Period from to Commission File Number 333-118799 EXPERT SYSTEMS, INC. ( |
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| February 23, 2005 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SB-2 Post-Effective Amendment Number 2 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Expert Systems, Inc. (Name of small business issuer in its charter) Nevada 20-0375035 (State or jurisdiction of incorporation or organization) (Primary Standard Industrial Classification Code Number) (I.R.S. Employer Identificat |
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| February 1, 2005 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NUMBER 1 TO FORM SB-2 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Expert Systems, Inc. (Name of small business issuer in its charter) Nevada 20-0375035 (State or jurisdiction of incorporation or organization) (Primary Standard Industrial Classification Code Number) (I.R.S. Employer Identifi |
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| January 27, 2005 |
LAW OFFICES OF HAROLD P. GEWERTER, ESQ., LTD. Harold P. Gewerter, Esq. January 26, 2005 To: H. Christopher Owings United States Securities and Exchange Commission Division of Corporation Finance 450 Fifth Street, N.W. Washington, D.C. 20549 Re: Expert Systems, Inc. Form SB-2 Registration Statement File No.: 333-118799 Dear Mr. Owings: We represent Expert Systems, Inc., a Nevada corporation, with r |
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| January 19, 2005 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment Number 4 to FORM SB-2 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Expert Systems, Inc. (Name of small business issuer in its charter) Nevada 20-0375035 (State or jurisdiction of incorporation or organization) (Primary Standard Industrial Classification Code Number) (I.R.S. Employer Identification No.) 690 |
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| January 19, 2005 |
January 18, 2005 To: H. Christopher Owings United States Securities and Exchange Commission Division of Corporation Finance 450 Fifth Street, N.W. Washington, D.C. 20549 Re: Expert Systems, Inc. Form SB-2/A filed December 22, 2004 File No.: 333-118799 Dear Mr. Owings: The following are the Company’s responses and revisions to its filing pursuant to your letter dated January 3, 2005: Financial Stat |
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| December 22, 2004 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment Number 3 to FORM SB-2 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Expert Systems, Inc. (Name of small business issuer in its charter) Nevada 20-0375035 (State or jurisdiction of incorporation or organization) (Primary Standard Industrial Classification Code Number) (I.R.S. Employer Identification No.) 690 |
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| December 22, 2004 |
HAROLD P. GEWERTER, ESQ., LTD. December 20, 2004 To: H. Christopher Owings United States Securities and Exchange Commission Division of Corporation Finance 450 Fifth Street, N.W. Washington, D.C. 20549 Re: Expert Systems, Inc. Form SB-2/A filed December 1, 2004 File No.: 333-118799 Dear Mr. Owings: The following are the Company’s responses and revisions to its filing pursuant to your letter dated |
