BGLAF / BioGaia AB (publ) - SEC-arkivering, Årsberetning, Fuldmagtserklæring

BioGaia AB (publ)
US ˙ OTCPK ˙ SE0017769995

Grundlæggende statistik
LEI 549300UBUJOY2L7TT361
CIK 1572957
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to BioGaia AB (publ)
SEC Filings (Chronological Order)
Denne side giver en komplet, kronologisk liste over SEC-arkiveringer, eksklusive ejerskabsregistreringer, som vi leverer andre steder.
May 26, 2022 F-6 POS

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-6/A POST-EFFECTIVE AMENDMENT NO. 1 TO REGISTRATION STATEMENT THE SECURITIES ACT OF 1933 FOR DEPOSITARY SHARES EVIDENCED BY AMERICAN DEPOSITARY RECEIPTS BIOGAIA AB (Exact name of issuer

As filed with the Securities and Exchange Commission on May 26, 2022 Registration No.

May 26, 2022 EX-99.(A)

AMERICAN DEPOSITARY RECEIPT

Exhibit (a) NUMBER AMERICAN DEPOSITARY SHARES CUSIP # Each American Depositary Share represents one (1) Class B share of the Company AMERICAN DEPOSITARY RECEIPT EVIDENCING AMERICAN DEPOSITARY SHARES REPRESENTING CLASS B SHARES OF BIOGAIA AB (Incorporated under the laws of the Kingdom of Sweden [hereinafter the ?Company?]) CITIBANK, N.

May 26, 2022 EX-99.(E)

Rule 466 Certification

EX-99.(E) 3 e621708ex99-e.htm Exhibit (e) Rule 466 Certification The depositary, Citibank, N.A., represents and certifies the following: 1. That it previously had filed a registration statement on Form F-6 (Registration No. 333-228725), which the U.S. Securities and Exchange Commission declared effective, with terms of deposit identical to the terms of deposit of this Post-Effective Amendment No.

May 23, 2022 EX-99.(A)

Deutsche Bank Trust Company Americas American Depositary Receipt American Depositary Shares Representing Class B Shares of BioGaia AB (Incorporated under the laws of Sweden)

EX-99.(A) 2 tm2216186d2ex99-a.htm EXHIBIT (A) Exhibit (a) [This revised form of American Depositary Receipt is being filed to reflect a change in the ratio of ADSs to Class B shares, effective May 25, 2022.] Number one (1) American Depositary share represents one (1) Class B share of BioGaia AB Deutsche Bank Trust Company Americas American Depositary Receipt Evidencing American Depositary Shares R

May 23, 2022 EX-99.(E)

Certification under Rule 466

EX-99.(E) 3 tm2216186d2ex99-e.htm EXHIBIT (E) Exhibit (e) Certification under Rule 466 The depositary, Deutsche Bank Trust Company Americas, represents and certifies the following: (1) That it previously had filed a registration statement on Form F-6 (Hochtief AG, 333-228091), which the U.S. Securities and Exchange Commission declared effective, with terms of deposit identical to the terms of depo

May 23, 2022 F-6 POS

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM F-6 REGISTRATION STATEMENT THE SECURITIES ACT OF 1933 For American Depositary Shares Evidenced by American Depositary Receipts BIOGAIA AB (Exact name of

F-6 POS 1 tm2216186d2f6pos.htm F-6 POS Registration No. 333-254959 As filed with the Securities and Exchange Commission May 23, 2022 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM F-6 REGISTRATION STATEMENT Under THE SECURITIES ACT OF 1933 For American Depositary Shares Evidenced by American Depositary Receipts BIOGAIA AB (Exact name of issuer of d

May 18, 2022 EX-1

THE BANK OF NEW YORK MELLON FORM OF AMERICAN DEPOSITARY RECEIPT STATEMENT OF TERMS AND CONDITIONS WITH RESPECT TO AMERICAN DEPOSITARY SHARES CLASS B SHARES OF BIOGAIA AB (THE “COMPANY”) (INCORPORATED UNDER THE LAWS OF SWEDEN)

Note: This revised form of American Depositary Receipt is being filed to reflect that the ratio of Shares per American Depositary Share has changed from one-half of one share to one share, effective May 25, 2022.

May 18, 2022 F-6 POS

As filed with the Securities and Exchange Commission on May 18, 2022. Registration No. 333-187559 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST EFFECTIVE AMENDMENT NO. 1 TO THE FORM F-6 REGISTRATION STATEMENT THE SECURITIES ACT OF 19

F-6 POS 1 biogf6pos.htm F-6 POS As filed with the Securities and Exchange Commission on May 18, 2022. Registration No. 333-187559 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST EFFECTIVE AMENDMENT NO. 1 TO THE FORM F-6 REGISTRATION STATEMENT under THE SECURITIES ACT OF 1933 For Depositary Shares BioGaia AB (Exact name of issuer of deposited securities as specified in its charter) N

April 1, 2021 F-6EF

- F-6EF

Registration No. 333- As filed with the Securities and Exchange Commission April 1, 2021 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-6 REGISTRATION STATEMENT Under THE SECURITIES ACT OF 1933 For American Depositary Shares Evidenced by American Depositary Receipts BIOGAIA AB (Exact name of issuer of deposited securities as specified in its charter) Sweden (Jurisdiction of Incor

April 1, 2021 EX-99.(D)

The Chrysler Building

EX-99.(D) 3 tm2111584d1ex-d.htm EXHIBIT (D) Exhibit (d) The Chrysler Building 405 Lexington Avenue, NY, NY 10174-1299 Tel: 212.554.7800 Fax: 212.554.7700 www.mosessinger.com March 26, 2021 Deutsche Bank Trust Company Americas, as Depositary 60 Wall Street New York, New York 10005 Ladies and Gentlemen: We refer to the Registration Statement on Form F-6 (the “Registration Statement”) to be filed wit

April 1, 2021 EX-99.(E)

Certification under Rule 466

Exhibit (e) Certification under Rule 466 The depositary, Deutsche Bank Trust Company Americas, represents and certifies the following: (1) That it previously had filed a registration statement on Form F-6 (Hochtief AG, 333-228091), which the U.

April 1, 2021 EX-99.(A)

Deutsche Bank Trust Company Americas American Depositary Receipt American Depositary Shares Representing Class B Shares of BioGaia AB (Incorporated under the laws of Sweden)

EX-99.(A) 2 tm2111584d1ex-a.htm EXHIBIT (A) Exhibit (a) Number one (1) American Depositary Share represents one-half (1/2) of one (1) Class B share of BioGaia AB Deutsche Bank Trust Company Americas American Depositary Receipt Evidencing American Depositary Shares Representing Class B Shares of BioGaia AB (Incorporated under the laws of Sweden) Deutsche Bank Trust Company Americas, as Depositary (

March 27, 2013 F-6EF

- FORM F-6

As filed with the Securities and Exchange Commission on March 27, 2013 Registration No.

March 27, 2013 EX-4

Emmet, Marvin & Martin, LLP Counsellors at Law 120 Broadway New York, New York 10271 (212) 238-3000 (212) 653-1760 Fax: (212) 238-3100 Fax: (212) 653-1730

Writer’s Direct Dial EXHIBIT 4 Emmet, Marvin & Martin, LLP Counsellors at Law 120 Broadway New York, New York 10271 (212) 238-3000 (212) 653-1760 Fax: (212) 238-3100 Fax: (212) 653-1730 http://www.

March 27, 2013 EX-1

THE BANK OF NEW YORK MELLON AMERICAN DEPOSITARY RECEIPT FOR CLASS B SHARES OF BIOGAIA AB (INCORPORATED UNDER THE LAWS OF SWEDEN)

AMERICAN DEPOSITARY SHARES (One (1) American Depositary Share represents One-half (1/2) of one Share) THE BANK OF NEW YORK MELLON AMERICAN DEPOSITARY RECEIPT FOR CLASS B SHARES OF BIOGAIA AB (INCORPORATED UNDER THE LAWS OF SWEDEN) The Bank of New York Mellon, as depositary (hereinafter called the “Depositary”), hereby certifies (i) that there have been deposited with the Depositary or its agent, n

Other Listings
GB:0GTN 103,61 SEK
DE:BGLA 9,40 €
GB:BIOGBs
SE:BIOG B 102,70 SEK
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