AVNU / Avenue Financial Holdings, Inc. - SEC-arkivering, Årsberetning, Fuldmagtserklæring

Avenue Financial Holdings, Inc.
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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Avenue Financial Holdings, Inc.
SEC Filings (Chronological Order)
Denne side giver en komplet, kronologisk liste over SEC-arkiveringer, eksklusive ejerskabsregistreringer, som vi leverer andre steder.
July 11, 2016 15-12B

Avenue Financial Holdings FORM 15-12B

Form 15-12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 001-36839 AVENUE FINANCIAL HOLDINGS, INC. (Exact name of regist

July 7, 2016 8-K

Changes in Control of Registrant, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Termination of a Material Definitive Agreement, Material Modification to Rights of Security Holders, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Completion of Acquisition or Disposition of Assets

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 30, 2016 AVENUE FINANCIAL HOLDINGS, INC. (Exact name of registrant as specified in charter) Tennessee 001-36839 20-5556885 (State or other jurisdiction of incorporation)

July 5, 2016 AW

Avenue Financial Holdings FORM AW

Form AW Pinnacle Financial Partners, Inc. 150 3rd Avenue South, Suite 900 Nashville, TN 37204 July 5, 2016 Via Edgar U.S. Securities and Exchange Commission Division of Corporate Finance 100 F. Street, N.E. Washington, D.C. 20549 Re: Avenue Financial Holdings, Inc. (the ?Registrant?) Application for Withdrawal of Post-Effective Amendment No. 1 to Registration Statement on Form S-8 (333-205523) fil

July 5, 2016 AW

Avenue Financial Holdings FORM AW

Form AW Pinnacle Financial Partners, Inc. 150 3rd Avenue South, Suite 900 Nashville, TN 37204 July 5, 2016 Via Edgar U.S. Securities and Exchange Commission Division of Corporate Finance 100 F. Street, N.E. Washington, D.C. 20549 Re: Avenue Financial Holdings, Inc. (the “Registrant”) Application for Withdrawal of Post-Effective Amendment No. 1 to Registration Statement on Form S-8 (333-205523) fil

July 5, 2016 AW

Avenue Financial Holdings FORM AW

Form AW Pinnacle Financial Partners, Inc. 150 3rd Avenue South, Suite 900 Nashville, TN 37204 July 5, 2016 Via Edgar U.S. Securities and Exchange Commission Division of Corporate Finance 100 F. Street, N.E. Washington, D.C. 20549 Re: Avenue Financial Holdings, Inc. (the ?Registrant?) Application for Withdrawal of Post-Effective Amendment No. 1 to Registration Statement on Form S-8 (333-205523) fil

July 5, 2016 S-8 POS

Avenue Financial Holdings S-8 POS

S-8 POS As filed with the Securities and Exchange Commission on July 5, 2016 Registration No.

July 5, 2016 S-8 POS

Avenue Financial Holdings S-8 POS

S-8 POS As filed with the Securities and Exchange Commission on July 5, 2016 Registration No.

July 5, 2016 S-8 POS

Avenue Financial Holdings S-8 POS

S-8 POS As filed with the Securities and Exchange Commission on July 5, 2016 Registration No.

July 1, 2016 POS AM

Avenue Financial Holdings POST-EFFECTIVE AMENDMENT NO. 1

POS AM 1 d221443dposam.htm POST-EFFECTIVE AMENDMENT NO. 1 As filed with the Securities and Exchange Commission on July 1, 2016 Registration No. 333- 205523 Registration No. 333- 205524 Registration No. 333- 205525 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT NO. 333-205523 POST-EFFECTIVE AMENDMENT NO. 1 TO

July 1, 2016 POS AM

Avenue Financial Holdings POST-EFFECTIVE AMENDMENT NO. 1

POST-EFFECTIVE AMENDMENT NO. 1 As filed with the Securities and Exchange Commission on July 1, 2016 Registration No. 333- 205523 Registration No. 333- 205524 Registration No. 333- 205525 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT NO. 333-205523 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STAT

July 1, 2016 POS AM

Avenue Financial Holdings POST-EFFECTIVE AMENDMENT NO. 1

As filed with the Securities and Exchange Commission on July 1, 2016 Registration No.

June 30, 2016 POS AM

Avenue Financial Holdings POS AM

POS AM As filed with the Securities and Exchange Commission on June 30, 2016 Registration No.

June 21, 2016 EX-99.2

Shareholder MeetingJune 21, 2016

Exhibit 99.2 Shareholder MeetingJune 21, 2016 Forward-Looking Statements Certain statements in this press release contain forward-looking statements within the meaning of the federal securities laws. These forward-looking statements reflect our current views with respect to, among other things, future events and our financial performance. These statements are often, but not always, made through th

June 21, 2016 EX-99.1

Avenue Financial Holdings, Inc. Shareholders Approve Merger with Pinnacle Financial Partners, Inc. Transaction Valued at $206 Million Closing Expected on or about July 1, 2016

Exhibit 99.1 Avenue Financial Holdings, Inc. Shareholders Approve Merger with Pinnacle Financial Partners, Inc. Transaction Valued at $206 Million Closing Expected on or about July 1, 2016 NASHVILLE, Tenn.-(BUSINESS WIRE)-June 21, 2016-Avenue Financial Holdings, Inc. (Nasdaq: AVNU) (?Avenue Financial? or ?the Company?) announced that its shareholders approved the proposed merger with Pinnacle Fina

June 21, 2016 8-K

Financial Statements and Exhibits, Other Events, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 21, 2016 AVENUE FINANCIAL HOLDINGS, INC. (Exact name of registrant as specified in its charter) Tennessee 001-36839 20-5556885 (State or other jurisdiction of incorporation) (Comm

June 14, 2016 DEFA14A

Avenue Financial Holdings DEFA14A

DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))

June 13, 2016 425

Avenue Financial Holdings FORM 8-K (Prospectus)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 13, 2016 PINNACLE FINANCIAL PARTNERS, INC. (Exact name of registrant as specified in charter) Tennessee 000-31225 62-1812853 (State or other jurisdiction of incorporation) (Commi

June 13, 2016 DEFA14A

Avenue Financial Holdings DEFA14A

DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))

May 16, 2016 DEFM14A

Avenue Financial Holdings DEFM14A

DEFM14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

May 10, 2016 10-Q

Avenue Financial Holdings 10-Q (Quarterly Report)

avnu-10q20160331.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED MARCH 31, 2016 Commission File Number: 001-36839 AVENUE FINANCIAL HOLDINGS, INC. (Exact name of registrant as specified in its charter) Tennessee 20-5556885 (State or other juri

April 19, 2016 425

Avenue Financial Holdings FORM 425 (Prospectus)

Form 425 Filed by Pinnacle Financial Partners, Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Avenue Financial Holdings, Inc. (Registration Statement No. 333-210787) Additional Information and Where to Find It In connection with the proposed merger, Pinnacle Financial Partners, Inc. (?Pinna

April 19, 2016 425

Avenue Financial Holdings FORM 425 (Prospectus)

Form 425 Filed by Pinnacle Financial Partners, Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Avenue Financial Holdings, Inc. (Registration Statement No. 333-210787) FOR IMMEDIATE RELEASE MEDIA CONTACT: Nikki Klemmer, 615-743-6132 FINANCIAL CONTACT: Harold Carpenter, 615-744-3742 WEBSITE: w

April 14, 2016 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): April 14, 2016 Avenue Financial Holdings, Inc. (Exact Name of Registrant as Specified in Charter) Tennessee 001-36839 20-5556885 (State or Other Jurisdiction of Incorporation) (Commis

April 14, 2016 EX-99.1

Avenue Financial Holdings, Inc. Announces Record First Quarter Loan Growth Loans Held for Investment Jump $111.7 Million in Latest Quarter Total Loans Rise 28% to a Record $962.1 Million

EX-99.1 2 exh991.htm PRESS RELEASE EXHIBIT 99.1 Avenue Financial Holdings, Inc. Announces Record First Quarter Loan Growth Loans Held for Investment Jump $111.7 Million in Latest Quarter Total Loans Rise 28% to a Record $962.1 Million NASHVILLE, Tenn., April 14, 2016 (GLOBE NEWSWIRE) - Avenue Financial Holdings, Inc. (NASDAQ:AVNU) (“Avenue Financial” or “the Company”) today announced results for t

March 29, 2016 10-K

Avenue Financial Holdings 10-K (Annual Report)

avnu-10k20151231.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-K ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED DECEMBER 31, 2015 Commission File Number: 001-36839 AVENUE FINANCIAL HOLDINGS, INC. (Exact name of registrant as specified in its charter) Tennessee 20-5556885 (State or other jurisdict

March 4, 2016 425

Avenue Financial Holdings FORM 8-K (Prospectus)

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 1, 2016 PINNACLE FINANCIAL PARTNERS, INC. (Exact name of registrant as specified in charter) Tennessee 000-31225 62-1812853 (State or other jurisdiction of incorporatio

March 4, 2016 EX-99.1

BANKERS HEALTHCARE GROUP, LLC AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT Dated as of March 1, 2016

EX-99.1 2 d140839dex991.htm EX-99.1 Exhibit 99.1 EXECUTION VERSION BANKERS HEALTHCARE GROUP, LLC AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT Dated as of March 1, 2016 THE UNITS ISSUED PURSUANT TO THIS LIMITED LIABILITY COMPANY AGREEMENT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR UNDER ANY OTHER APPLICABLE SECURITIES LAWS. SUCH UNITS MAY NOT BE SOLD, TRAN

February 16, 2016 SC 13G/A

AVNU / Avenue Financial Holdings, Inc. / EJF Capital LLC Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) Avenue Financial Holdings, Inc. (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 05358K102 (CUSIP Number) December 31, 2015 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule p

February 8, 2016 SC 13G

Avenue Financial Holdings SCHEDULE 13G (Passive Acquisition of More Than 5% of Shares)

SC 13G 1 sched13g.htm SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Avenue Financial Holdings, Inc. (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 05358K102 (CUSIP Number) February 4, 2016 (Date of Event which Requires Filing of this Statement) Check the appro

February 1, 2016 425

Pinnacle Financial Partners 425 (Prospectus)

425 Filed by Pinnacle Financial Partners, Inc. Pursuant to Rule 425 of the Securities Act of 1933 Subject Company: Avenue Financial Holdings, Inc. (Commission File No.: 001-36839) Additional Information and Where to Find It In connection with the proposed merger, Pinnacle Financial Partners, Inc. (?Pinnacle?) intends to file a registration statement on Form S-4 with the Securities and Exchange Com

January 29, 2016 EX-99.1

PINNACLE FINANCIAL PARTNERS ANNOUNCES AGREEMENT TO MERGE WITH AVENUE FINANCIAL HOLDINGS Merger brings together the top two community banks in Nashville, Tennessee Immediately accretive to operating earnings

EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE PINNACLE CONTACTS: Harold Carpenter (investment community) Nikki Klemmer (news media) (615) 744-3742 (615)743-6132 https://www.pnfp.com PINNACLE FINANCIAL PARTNERS ANNOUNCES AGREEMENT TO MERGE WITH AVENUE FINANCIAL HOLDINGS Merger brings together the top two community banks in Nashville, Tennessee Immediately accretive to operating earnings Webcast to beg

January 29, 2016 EX-99.3

2

EX-99.3 5 d114419dex993.htm EX-99.3 Exhibit 99.3 FOR INTERNAL USE ONLY CONFIDENTIAL Guidance and Talking Points for Avenue Managers As a key leader at Avenue, you have an integral role at this point. I know you are also dealing with uncertainties, but our associates will look to you for guidance. I ask that you help set a positive, forward-looking tone. Your role right now is crucial to quelling r

January 29, 2016 EX-99.2

INTERNAL COMMUNICATION

EX-99.2 Exhibit 99.2 INTERNAL COMMUNICATION Samuels Email to Avenue Associates This afternoon we announced our intent to merge with Pinnacle. Attached you will find the media release, an Associate Q&A and a Client Q&A. I?m sorry I could not share this with you sooner. As a public company, we had to wait until the stock market closed and we could make the information more widely available. I hope t

January 29, 2016 EX-99.1

PINNACLE FINANCIAL PARTNERS ANNOUNCES AGREEMENT TO MERGE WITH AVENUE FINANCIAL HOLDINGS Merger brings together the top two community banks in Nashville, Tennessee Immediately accretive to operating earnings

EX-99.1 3 d114419dex991.htm EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE PINNACLE CONTACTS: Harold Carpenter (investment community) Nikki Klemmer (news media) (615) 744-3742 (615)743-6132 https://www.pnfp.com PINNACLE FINANCIAL PARTNERS ANNOUNCES AGREEMENT TO MERGE WITH AVENUE FINANCIAL HOLDINGS Merger brings together the top two community banks in Nashville, Tennessee Immediately accretive to opera

January 29, 2016 EX-2.1

AGREEMENT AND PLAN OF MERGER by and between PINNACLE FINANCIAL PARTNERS, INC. AVENUE FINANCIAL HOLDINGS, INC. Dated as of January 28, 2016 TABLE OF CONTENTS ARTICLE I. THE MERGER 1 1.1 The Merger 1 1.2 Effective Time 2 1.3 Effects of the Merger 2 1.4

EX-2.1 2 d114419dex21.htm EX-2.1 Exhibit 2.1 EXECUTION COPY AGREEMENT AND PLAN OF MERGER by and between PINNACLE FINANCIAL PARTNERS, INC. and AVENUE FINANCIAL HOLDINGS, INC. Dated as of January 28, 2016 TABLE OF CONTENTS ARTICLE I. THE MERGER 1 1.1 The Merger 1 1.2 Effective Time 2 1.3 Effects of the Merger 2 1.4 Conversion of Target Common Stock 2 1.5 Acquiror Capital Stock 3 1.6 Options 3 1.7 Ch

January 29, 2016 425

Avenue Financial Holdings FORM 8-K (Prospectus)

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 28, 2016 Avenue Financial Holdings, Inc. (Exact name of registrant as specified in its charter) Tennessee 001-36839 20-5556885 (State or other jurisdiction (Commissio

January 29, 2016 EX-99.2

INTERNAL COMMUNICATION

EX-99.2 Exhibit 99.2 INTERNAL COMMUNICATION Samuels Email to Avenue Associates This afternoon we announced our intent to merge with Pinnacle. Attached you will find the media release, an Associate Q&A and a Client Q&A. I?m sorry I could not share this with you sooner. As a public company, we had to wait until the stock market closed and we could make the information more widely available. I hope t

January 29, 2016 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 28, 2016 AVENUE FINANCIAL HOLDINGS, INC. (Exact name of registrant as specified in its charter) Tennessee 001-36839 20-5556885 (State or other jurisdiction of incorporation) (C

January 29, 2016 EX-99.3

2

EX-99.3 Exhibit 99.3 FOR INTERNAL USE ONLY CONFIDENTIAL Guidance and Talking Points for Avenue Managers As a key leader at Avenue, you have an integral role at this point. I know you are also dealing with uncertainties, but our associates will look to you for guidance. I ask that you help set a positive, forward-looking tone. Your role right now is crucial to quelling rumors and keeping employees

January 29, 2016 EX-99.1

Avenue Financial Holdings, Inc. Announces Record Fourth Quarter and 2015 Results Earnings Jump 40% to $0.21 Per Share in Fourth Quarter Total Loans Rise 20% to a Record $865.2 Million

Exhibit 99.1 Avenue Financial Holdings, Inc. Announces Record Fourth Quarter and 2015 Results Earnings Jump 40% to $0.21 Per Share in Fourth Quarter Total Loans Rise 20% to a Record $865.2 Million NASHVILLE, Tenn.-(BUSINESS WIRE)-January 28, 2016-Avenue Financial Holdings, Inc. (NASDAQ: AVNU) (?Avenue Financial? or ?the Company?) announced record results for the fourth quarter and year ended Decem

January 29, 2016 425

Pinnacle Financial Partners FORM 8-K (Prospectus)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 28, 2016 PINNACLE FINANCIAL PARTNERS, INC. (Exact name of registrant as specified in charter) Tennessee 000-31225 62-1812853 (State or other jurisdiction of incorporation) (Co

January 29, 2016 EX-99.2

Safe Harbor Statement Forward Looking Statements All statements, other than statements of historical fact, included in this presentation are forward-looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended, and S

EX-99.2 4 d121472dex992.htm EX-99.2 Pinnacle and Avenue to Combine Forces Creating Nashville’s Bank M. Terry Turner, President and CEO – Pinnacle Financial Harold R. Carpenter, EVP and CFO – Pinnacle Financial January 29, 2016 Exhibit 99.2 Safe Harbor Statement Forward Looking Statements All statements, other than statements of historical fact, included in this presentation are forward-looking sta

January 29, 2016 EX-99.1

PINNACLE FINANCIAL PARTNERS ANNOUNCES AGREEMENT TO MERGE WITH AVENUE FINANCIAL HOLDINGS Merger brings together the top two community banks in Nashville, Tennessee Immediately accretive to operating earnings

EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE PINNACLE CONTACTS: Harold Carpenter (investment community) Nikki Klemmer (news media) (615) 744-3742 (615)743-6132 https://www.pnfp.com PINNACLE FINANCIAL PARTNERS ANNOUNCES AGREEMENT TO MERGE WITH AVENUE FINANCIAL HOLDINGS Merger brings together the top two community banks in Nashville, Tennessee Immediately accretive to operating earnings Webcast to beg

January 29, 2016 EX-99.4

FOR INTERNAL USE ONLY

EX-99.4 6 d114419dex994.htm EX-99.4 Exhibit 99.4 FOR INTERNAL USE ONLY CONFIDENTIAL Associate Q&A 1. What is the rationale for combining the two firms? Pinnacle and Avenue are both focused on and positioned to be “Nashville’s bank.” Both firms operate with agility and a sense of pride and teamwork. It’s interesting when you look at how similar our strategies are: • A great culture is the foundatio

January 29, 2016 EX-2.1

AGREEMENT AND PLAN OF MERGER by and between PINNACLE FINANCIAL PARTNERS, INC. AVENUE FINANCIAL HOLDINGS, INC. Dated as of January 28, 2016 TABLE OF CONTENTS ARTICLE I. THE MERGER 1 1.1 The Merger 1 1.2 Effective Time 2 1.3 Effects of the Merger 2 1.4

EX-2.1 2 d114419dex21.htm EX-2.1 Exhibit 2.1 EXECUTION COPY AGREEMENT AND PLAN OF MERGER by and between PINNACLE FINANCIAL PARTNERS, INC. and AVENUE FINANCIAL HOLDINGS, INC. Dated as of January 28, 2016 TABLE OF CONTENTS ARTICLE I. THE MERGER 1 1.1 The Merger 1 1.2 Effective Time 2 1.3 Effects of the Merger 2 1.4 Conversion of Target Common Stock 2 1.5 Acquiror Capital Stock 3 1.6 Options 3 1.7 Ch

January 29, 2016 EX-99.4

FOR INTERNAL USE ONLY

EX-99.4 Exhibit 99.4 FOR INTERNAL USE ONLY CONFIDENTIAL Associate Q&A 1. What is the rationale for combining the two firms? Pinnacle and Avenue are both focused on and positioned to be ?Nashville?s bank.? Both firms operate with agility and a sense of pride and teamwork. It?s interesting when you look at how similar our strategies are: ? A great culture is the foundation of a great workplace. Both

January 29, 2016 EX-2.1

AGREEMENT AND PLAN OF MERGER by and between PINNACLE FINANCIAL PARTNERS, INC. AVENUE FINANCIAL HOLDINGS, INC. Dated as of January 28, 2016 TABLE OF CONTENTS ARTICLE I. THE MERGER 1 1.1 The Merger 1 1.2 Effective Time 2 1.3 Effects of the Merger 2 1.4

EX-2.1 Exhibit 2.1 EXECUTION COPY AGREEMENT AND PLAN OF MERGER by and between PINNACLE FINANCIAL PARTNERS, INC. and AVENUE FINANCIAL HOLDINGS, INC. Dated as of January 28, 2016 TABLE OF CONTENTS ARTICLE I. THE MERGER 1 1.1 The Merger 1 1.2 Effective Time 2 1.3 Effects of the Merger 2 1.4 Conversion of Target Common Stock 2 1.5 Acquiror Capital Stock 3 1.6 Options 3 1.7 Charter 3 1.8 Bylaws 3 1.9 T

January 29, 2016 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 28, 2016 Avenue Financial Holdings, Inc. (Exact name of registrant as specified in its charter) Tennessee 001-36839 20-5556885 (State or other jurisdiction (Commissio

October 23, 2015 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 23, 2015 AVENUE FINANCIAL HOLDINGS, INC. (Exact name of registrant as specified in its charter) Tennessee 001-36839 20-5556885 (State or other jurisdiction (Commission (IRS Emp

October 23, 2015 EX-99.1

EX-99.1

Exhibit 99.1

October 22, 2015 EX-99

Avenue Financial Holdings, Inc. Announces Third Quarter Results

Avenue Financial Holdings, Inc. Announces Third Quarter Results EXHIBIT 99.1 Avenue Financial Holdings, Inc. Announces Third Quarter Results Total Loans Rise 26.2% to $830 Million Expects Strong Fourth Quarter NASHVILLE, Tenn., Oct. 22, 2015 (GLOBE NEWSWIRE) - Avenue Financial Holdings, Inc. (NASDAQ:AVNU) ("Avenue Financial" or "the Company") announced its results for the third quarter and nine mo

October 22, 2015 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

Form 8-K Filing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 22, 2015 Avenue Financial Holdings, Inc. (Exact name of registrant as specified in its charter) Tennessee 001-36839 20-5556885 (State or other jurisdiction of

July 28, 2015 EX-99.1

Avenue Financial Holdings, Inc. to Participate at KBW 2015 Community Bank Investor Conference

Avenue Financial Holdings, Inc. to Participate at KBW 2015 Community Bank Investor Conference EXHIBIT 99.1 Avenue Financial Holdings, Inc. to Participate at KBW 2015 Community Bank Investor Conference NASHVILLE, Tenn., July 24, 2015 (GLOBE NEWSWIRE) - Avenue Financial Holdings, Inc. (Nasdaq:AVNU) ("Avenue Financial" or "the Company") announced today that members of its management team will make a

July 28, 2015 EX-99.2

EX-99.2

EXHIBIT 99.2

July 28, 2015 8-K

Avenue Financial Holdings FORM 8-K (Current Report/Significant Event)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 24, 2015 AVENUE FINANCIAL HOLDINGS, INC. (Exact name of registrant as specified in its charter) Tennessee 001-36839 20-5556885 (State or other jurisdiction (Commission (IRS Employ

July 24, 2015 EX-99.1

EX-99.1

EXHIBIT 99.1

July 24, 2015 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 24, 2015 AVENUE FINANCIAL HOLDINGS, INC. (Exact name of registrant as specified in its charter) Tennessee 001-36839 20-5556885 (State or other jurisdiction (Commission (IRS Employ

July 23, 2015 EX-99

Avenue Financial Holdings, Inc. Announces Record Second Quarter Results

Avenue Financial Holdings, Inc. Announces Record Second Quarter Results EXHIBIT 99.1 Avenue Financial Holdings, Inc. Announces Record Second Quarter Results Second Quarter Net Income Up 33.6% to $1.6 Million Loans Up 16.7% to a Record $800 Million NASHVILLE, Tenn., July 23, 2015 (GLOBE NEWSWIRE) - Avenue Financial Holdings, Inc. (NASDAQ:AVNU) ("Avenue Financial" or "the Company") announced record

July 23, 2015 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 23, 2015 Avenue Financial Holdings, Inc. (Exact name of registrant as specified in its charter) Tennessee 001-36839 20-5556885 (State or other jurisdiction of incorporation) (Com

July 7, 2015 S-8

Avenue Financial Holdings FORM S-8

Form S-8 As filed with the Securities and Exchange Commission on July 7, 2015 Registration No.

July 7, 2015 EX-99

Avenue Financial Holdings, Inc. to Release Second Quarter 2015 Results on July 23, 2015

Avenue Financial Holdings, Inc. to Release Second Quarter 2015 Results on July 23, 2015 EXHIBIT 99.1 Avenue Financial Holdings, Inc. to Release Second Quarter 2015 Results on July 23, 2015 NASHVILLE, Tenn., July 7, 2015 (GLOBE NEWSWIRE) - Avenue Financial Holdings, Inc. (Nasdaq:AVNU) ("Avenue Financial" or "the Company") announced today that it will release second quarter 2015 results on July 23,

July 7, 2015 S-8

Avenue Financial Holdings S-8

S-8 As filed with the Securities and Exchange Commission on July 7, 2015 Registration No.

July 7, 2015 8-K

Avenue Financial Holdings FORM 8-K FILING DOCUMENT (Current Report/Significant Event)

Form 8-K Filing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 7, 2015 Avenue Financial Holdings, Inc. (Exact name of registrant as specified in its charter) Tennessee 001-36839 20-5556885 (State or other jurisdiction of inco

July 7, 2015 S-8

Avenue Financial Holdings FORM S-8

Form S-8 As filed with the Securities and Exchange Commission on July 7, 2015 Registration No.

July 2, 2015 CORRESP

Avenue Financial Holdings ESP

SEC Acceleration Request AVENUE FINANCIAL HOLDINGS July 2, 2015 VIA EDGAR Securities and Exchange Commission Division of Corporate Finance 100 F Street, N.

July 2, 2015 S-1/A

Avenue Financial Holdings PRE-EFFECTIVE AMENDMENT NO. 2 TO FORM S-1

Pre-Effective Amendment No. 2 to Form S-1 As filed with the Securities and Exchange Commission on July 2, 2015 Registration No. 333-203998 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 PRE-EFFECTIVE AMENDMENT NO. 2 TO FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 AVENUE FINANCIAL HOLDINGS, INC. (Exact name of registrant as specified in its charter) Tenn

June 25, 2015 EX-24

POWER OF ATTORNEY

fallspoa.htm Exhibit 24 POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of G. Kent Cleaver and Barbara Zipperian, signing singly, the undersigned?s true and lawful attorney-in-fact to: (1) execute for and on behalf of the undersigned, in the undersigned?s capacity as an officer and/or director of Avenue Financial Holdings, Inc. (the?Company?)

June 17, 2015 EX-99

Avenue Financial Holdings, Inc. Holds Annual Meeting of Stockholders

Avenue Financial Holdings, Inc. Holds Annual Meeting of Stockholders EXHIBIT 99.1 Avenue Financial Holdings, Inc. Holds Annual Meeting of Stockholders Stockholders Elect Five Directors NASHVILLE, Tenn., June 16, 2015 (GLOBE NEWSWIRE) - Avenue Financial Holdings, Inc. (Nasdaq:AVNU) ("Avenue Financial" or "the Company") announced today that stockholders elected five nominees as Class I directors at

June 17, 2015 8-K

Avenue Financial Holdings FORM 8-K FILING DOCUMENT (Current Report/Significant Event)

Form 8-K Filing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 16, 2015 Avenue Financial Holdings, Inc. (Exact name of registrant as specified in its charter) Tennessee 001-36839 20-5556885 (State or other jurisdiction of inc

June 9, 2015 EX-16.1

June 9, 2015

EX-16.1 Exhibit 16.1 June 9, 2015 Securities and Exchange Commission Washington, D.C. 20549 Ladies and Gentlemen: We were previously principal accountants for Avenue Financial Holdings, Inc. and under the date of March 30, 2015, we reported on the consolidated financial statements of Avenue Financial Holdings, Inc. as of and for the years ended December 31, 2014 and 2013. On June 4, 2015, we were

June 9, 2015 8-K

Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 4, 2015 AVENUE FINANCIAL HOLDINGS, INC. (Exact name of registrant as specified in its charter) Tennessee 001-36839 20-5556885 (State or other jurisdiction of incorporation) (C

June 8, 2015 S-1/A

Avenue Financial Holdings PRE-EFFECTIVE AMENDMENT NO. 1 TO FORM S-1

Pre-Effective Amendment No. 1 to Form S-1 As filed with the Securities and Exchange Commission on June 8, 2015 Registration No. 333-203998 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 PRE-EFFECTIVE AMENDMENT NO. 1 TO FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 AVENUE FINANCIAL HOLDINGS, INC. (Exact name of registrant as specified in its charter) Tenn

June 8, 2015 CORRESP

Avenue Financial Holdings ESP

SEC Response Letter June 8, 2015. Kathryn McHale Senior Staff Attorney Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549 Re: Avenue Financial Holdings, Inc. Pre-Effective Amendment No. 1 to Registration Statement on Form S-1 SEC File No. 333-203998 Dear Ms. McHale: On behalf of Avenue Financial Holdings, Inc. (the ?Company?), we hereby electronically transmit for fil

June 2, 2015 8-K

Financial Statements and Exhibits, Other Events

8-K 1 document.htm FORM 8-K FILING DOCUMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 1, 2015 Avenue Financial Holdings, Inc. (Exact name of registrant as specified in its charter) Tennessee 001-36839 20-5556885 (State o

June 2, 2015 EX-99

Avenue Financial Holdings, Inc. Added to the ABA NASDAQ Community Bank Index

Avenue Financial Holdings, Inc. Added to the ABA NASDAQ Community Bank Index EXHIBIT 99.1 Avenue Financial Holdings, Inc. Added to the ABA NASDAQ Community Bank Index NASHVILLE, Tenn., June 1, 2015 (GLOBE NEWSWIRE) - Avenue Financial Holdings, Inc. (Nasdaq:AVNU) ("Avenue Financial" or "the Company") announced today that its stock was added to the ABA NASDAQ Community Bank Index, the nation's most

May 8, 2015 S-1

Avenue Financial Holdings S-1

S-1 As filed with the Securities and Exchange Commission on May 8, 2015 Registration No.

May 6, 2015 8-K

Avenue Financial Holdings 8-K (Current Report/Significant Event)

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 30, 2015 AVENUE FINANCIAL HOLDINGS, INC. (Exact name of registrant as specified in its charter) Tennessee 001-36839 20-5556885 (State or other jurisdiction of incorporation)

May 6, 2015 EX-10.1

AVENUE FINANCIAL HOLDINGS, INC. ANNUAL EXECUTIVE INCENTIVE PLAN

EX-10.1 Exhibit 10.1 AVENUE FINANCIAL HOLDINGS, INC. ANNUAL EXECUTIVE INCENTIVE PLAN 1. Purpose. The purposes of the Plan are to reinforce corporate, organizational and business-development goals, to promote the achievement of year-to-year financial and other business objectives and to reward the performance of selected executive officers in fulfilling their professional responsibilities on an ann

May 6, 2015 EX-10.2

AVENUE FINANCIAL HOLDINGS, INC. ANNUAL EXECUTIVE INCENTIVE PLAN ANNUAL BONUS AWARD AGREEMENT Fiscal Year 2015

EX-10.2 3 d921528dex102.htm EX-10.2 Exhibit 10.2 AVENUE FINANCIAL HOLDINGS, INC. ANNUAL EXECUTIVE INCENTIVE PLAN ANNUAL BONUS AWARD AGREEMENT FOR Fiscal Year 2015 Section 1. Establishment This Bonus Pool Award Agreement (the “Agreement”) is entered into as of the day of 2015 by and between Avenue Financial Holdings, Inc., a Tennessee corporation (the “Company”), and , an individual resident of the

April 30, 2015 DEF 14A

Avenue Financial Holdings DEF 14A

DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))

April 24, 2015 8-K

Avenue Financial Holdings FORM 8-K (Current Report/Significant Event)

f8k042415.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 24, 2015 AVENUE FINANCIAL HOLDINGS, INC. (Exact name of registrant as specified in its charter) Tennessee 001-36839 20-5556885 (State or other jurisdiction of incor

April 24, 2015 EX-99.1

EX-99.1

exh991.htm Exhibit 99.1

April 23, 2015 8-K

Avenue Financial Holdings FORM 8-K FILING DOCUMENT (Current Report/Significant Event)

Form 8-K Filing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 16, 2015 Avenue Financial Holdings, Inc. (Exact name of registrant as specified in its charter) Tennessee 001-36839 20-5556885 (State or other jurisdiction of inc

April 23, 2015 EX-99

Avenue Financial Holdings, Inc. Announces Record First Quarter Results

EXHIBIT 99.1 Avenue Financial Holdings, Inc. Announces Record First Quarter Results First Quarter Net Income Per Share Doubles Total Assets Exceed $1 Billion Milestone NASHVILLE, Tenn., April 23, 2015 (GLOBE NEWSWIRE) - Avenue Financial Holdings, Inc. (Nasdaq:AVNU) ("Avenue Financial" or "the Company") announced record results for the first quarter ended March 31, 2015. Net income available to com

April 17, 2015 8-K

Avenue Financial Holdings FORM 8-K FILING DOCUMENT (Current Report/Significant Event)

Form 8-K Filing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 16, 2015 Avenue Financial Holdings, Inc. (Exact name of registrant as specified in its charter) Tennessee 001-36839 20-5556885 (State or other jurisdiction of inc

April 17, 2015 EX-99

Avenue Financial Holdings, Inc. to Release First Quarter 2015 Results on April 23, 2015

Avenue Financial Holdings, Inc. to Release First Quarter 2015 Results on April 23, 2015 EXHIBIT 99.1 Avenue Financial Holdings, Inc. to Release First Quarter 2015 Results on April 23, 2015 NASHVILLE, Tenn., April 16, 2015 (GLOBE NEWSWIRE) - Avenue Financial Holdings, Inc. (Nasdaq:AVNU) ("Avenue Financial" or "the Company") announced today that it will release first quarter 2015 results on April 23

March 27, 2015 EX-99.1

AVENUE BANK TO RENOVATE AND EXPAND WITHIN HISTORIC UNION STATION SPACE Local Bank Aims to Help Make Old Nashville New

EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE Contact: Liz Parker GS&F (615) 385-1100 [email protected] AVENUE BANK TO RENOVATE AND EXPAND WITHIN HISTORIC UNION STATION SPACE Local Bank Aims to Help Make Old Nashville New NASHVILLE, Tenn. (March 27, 2015) ? Avenue Bank has renewed its lease on office space in the Baggage Building of historic Union Station in downtown Nashville, expanding the bank?s

March 27, 2015 8-K

Avenue Financial Holdings 8-K (Current Report/Significant Event)

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 27, 2015 AVENUE FINANCIAL HOLDINGS, INC. (Exact name of registrant as specified in its charter) Tennessee 001-36839 20-5556885 (State or other jurisdiction of incorporation)

March 3, 2015 8-K

Financial Statements and Exhibits, Other Events

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 3, 2015 AVENUE FINANCIAL HOLDINGS, INC. (Exact name of registrant as specified in its charter) Tennessee 001-36839 20-5556885 (State or other jurisdiction of incorporation) (

March 3, 2015 EX-99.1

AVENUE FINANCIAL HOLDINGS, INC. ANNOUNCES REDEMPTION OF PREFERRED STOCK

EX-99.1 Exhibit 99.1 AVENUE FINANCIAL HOLDINGS, INC. ANNOUNCES REDEMPTION OF PREFERRED STOCK NASHVILLE, Tenn. – (March 3, 2015) – Avenue Financial Holdings, Inc. (Nasdaq: AVNU) (“Avenue Financial” or “the Company”) announced today that it redeemed its Series C Preferred Stock for $18.9 million from the U.S. Treasury. The Company used proceeds from its initial public stock offering and private plac

February 26, 2015 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 26, 2015 Avenue Financial Holdings, Inc. (Exact name of registrant as specified in its charter) Tennessee 001-36839 20-5556885 (State or other jurisdiction of incorporation) (

February 26, 2015 EX-99

Avenue Financial Holdings, Inc. Announces Record 2014 Results

EX-99 2 newsrelease.htm PRESS RELEASE EXHIBIT 99.1 Avenue Financial Holdings, Inc. Announces Record 2014 Results Fourth Quarter Net Income Per Share Jumps 114% on Record Loans NASHVILLE, Tenn., Feb. 26, 2015 (GLOBE NEWSWIRE) - Avenue Financial Holdings, Inc. (Nasdaq:AVNU) ("Avenue Financial" or "the Company") has announced record results for the fourth quarter and year ended December 31, 2014. Net

February 24, 2015 SC 13D

AVNU / Avenue Financial Holdings, Inc. / Patriot Financial Partners II, L.P. - SC 13D Activist Investment

SC 13D 1 v402596sc13d.htm SC 13D SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. ) Avenue Financial Holdings, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 05358K102 (CUSIP

February 23, 2015 SC 13G

AVNU / Avenue Financial Holdings, Inc. / EJF Capital LLC Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Avenue Financial Holdings, Inc. (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 05358K102 (CUSIP Number) February 13, 2015 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which t

February 23, 2015 8-K

Financial Statements and Exhibits, Other Events

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 23, 2015 Avenue Financial Holdings, Inc. (Exact name of registrant as specified in its charter) Tennessee 001-36839 20-5556885 (State or other jurisdiction of incorp

February 23, 2015 EX-99.1

AVENUE FINANCIAL HOLDINGS, INC. ANNOUNCES UNDERWRITERS’ EXERCISE OF OVER- ALLOTMENT OPTION FROM INITIAL PUBLIC OFFERING

EX-99.1 Exhibit 99.1 AVENUE FINANCIAL HOLDINGS, INC. ANNOUNCES UNDERWRITERS’ EXERCISE OF OVER- ALLOTMENT OPTION FROM INITIAL PUBLIC OFFERING NASHVILLE, Tenn. – (February 23, 2015) – Avenue Financial Holdings, Inc. (Nasdaq: AVNU) (“Avenue Financial” or “the Company”) announced today that the underwriters of its initial public offering exercised their over-allotment option to purchase 375,000 shares

February 13, 2015 8-K

Financial Statements and Exhibits, Other Events

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 13, 2015 Avenue Financial Holdings, Inc. (Exact name of registrant as specified in its charter) Tennessee 001-36839 20-5556885 (State or other jurisdiction of incorporati

February 13, 2015 EX-99.1

AVENUE FINANCIAL HOLDINGS, INC. ANNOUNCES CLOSING OF INITIAL PUBLIC OFFERING

EX-99.1 Exhibit 99.1 AVENUE FINANCIAL HOLDINGS, INC. ANNOUNCES CLOSING OF INITIAL PUBLIC OFFERING NASHVILLE, Tenn. – (February 13, 2015) – Avenue Financial Holdings, Inc. (Nasdaq: AVNU) (“Avenue Financial” or “the Company”) announced today that it has completed its previously announced initial public offering of 2,500,000 shares of its common stock, including 1,324,265 shares sold by the Company a

February 12, 2015 EX-99.1

AVENUE FINANCIAL HOLDINGS, INC. ANNOUNCES PRICING OF INITIAL PUBLIC OFFERING Stock Prices at $11.00 Per Share

EX-99.1 Exhibit 99.1 AVENUE FINANCIAL HOLDINGS, INC. ANNOUNCES PRICING OF INITIAL PUBLIC OFFERING Stock Prices at $11.00 Per Share NASHVILLE, Tenn. – (February 9, 2015) – Avenue Financial Holdings, Inc. (“Avenue Financial” or “the Company”) announced today the pricing of its initial public offering of 2,500,000 shares of its common stock, including 1,324,265 shares sold by the Company and 1,175,73

February 12, 2015 8-K

Financial Statements and Exhibits, Other Events

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 9, 2015 Avenue Financial Holdings, Inc. (Exact name of registrant as specified in its charter) Tennessee 001-36839 20-5556885 (State or other jurisdiction of incorporatio

February 11, 2015 424B4

2,500,000 Shares AVENUE FINANCIAL HOLDINGS, INC. Common Stock

Form 424(b)(4) Table of Contents Filed Pursuant to Rule 424(b)(4) Registration No.

February 6, 2015 EX-4.1

Signature(s) Guaranteed: Medallion Guarantee Stamp

EX-4.1 Exhibit 4.1 ZQ|CERT#|COY|CLS|RGSTRY|ACCT#|TRANSTYPE|RUN#|TRANS# COMMON STOCK NO PAR VALUE COMMON STOCK THIS CERTIFICATE IS TRANSFERABLE IN CANTON, MA, JERSEY CITY, NJ AND COLLEGE STATION, TX Certificate Number ZQ00000000 avenue financial holdings Shares **000000****************** ***000000***************** ****000000**************** *****000000*************** ******000000************** AVEN

February 6, 2015 S-1/A

AVNU / Avenue Financial Holdings, Inc. S-1/A - - PRE-EFFECTIVE AMENDMENT NO. 4 TO FORM S-1

Pre-Effective Amendment No. 4 to Form S-1 As filed with the Securities and Exchange Commission on February 6, 2015 Registration No. 333-201438 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 PRE-EFFECTIVE AMENDMENT NO. 4 TO FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 AVENUE FINANCIAL HOLDINGS, INC. (Exact name of registrant as specified in its charter)

February 6, 2015 CORRESP

AVNU / Avenue Financial Holdings, Inc. CORRESP - -

Keefe, Bruyette & Woods, Inc. Acceleration Request Keefe, Bruyette & Woods, Inc. 787 Seventh Avenue, 4th Floor New York, New York 10019 February 6, 2015 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Re: Avenue Financial Holdings, Inc. Registration Statement on Form S-1 File No. 333-2014-38 Ladies and Gentlemen:

February 6, 2015 8-A12B

AVNU / Avenue Financial Holdings, Inc. 8-A12B - - FORM 8-A12B

Form 8-A12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(B) OR 12(G) OF THE SECURITIES EXCHANGE ACT OF 1934 AVENUE FINANCIAL HOLDINGS, INC. (Exact name of registrant as specified in its charter) Tennessee 20-5556885 (State or other jurisdiction of incorporation or organization) (IRS Employe

February 6, 2015 EX-1.1

[—] Shares AVENUE FINANCIAL HOLDINGS, INC. Common Stock

EX-1.1 Exhibit 1.1 [—] Shares AVENUE FINANCIAL HOLDINGS, INC. Common Stock UNDERWRITING AGREEMENT February , 2015 KEEFE, BRUYETTE & WOODS, INC. as Representative of the several Underwriters c/o Keefe, Bruyette & Woods, Inc. 787 Seventh Avenue 4th Floor New York, New York 10019 Ladies and Gentlemen: Avenue Financial Holdings, Inc., a Tennessee corporation (the “Company”), proposes to issue and sell

February 6, 2015 CORRESP

AVNU / Avenue Financial Holdings, Inc. CORRESP - -

CORRESP 1 filename1.htm AVENUE FINANCIAL HOLDINGS, INC. February 6, 2015 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, DC 20549 RE: Avenue Financial Holdings, Inc. Registration Statement on Form S-1 (File No. 333-201438) Request for Acceleration of Effectiveness Ladies and Gentlemen: In accordance with Rule 461 of the gene

January 30, 2015 CORRESP

AVNU / Avenue Financial Holdings, Inc. CORRESP - -

CORRESP 11 filename11.htm January 30, 2015 U.S. Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 RE: Pre-Effective Amendment No. 2 to Registration Statement on Form S-1 for Avenue Financial Holdings, Inc. (File 333-201438) Ladies and Gentlemen: On behalf of our client, Avenue Financial Holdings, Inc., a Tennessee corporation (the “Company”), we hereby submit Pre-Effective

January 30, 2015 S-1/A

AVNU / Avenue Financial Holdings, Inc. S-1/A - - PRE-EFFECTIVE AMENDMENT NO. 3 TO FORM S-1

S-1/A 1 d778277ds1a.htm PRE-EFFECTIVE AMENDMENT NO. 3 TO FORM S-1 Table of Contents As filed with the Securities and Exchange Commission on January 30, 2015 Registration No. 333-201438 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 PRE-EFFECTIVE AMENDMENT NO. 3 TO FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 AVENUE FINANCIAL HOLDINGS, INC. (Exact name o

January 30, 2015 CORRESP

AVNU / Avenue Financial Holdings, Inc. CORRESP - -

CORRESP January 30, 2015 U.S. Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 RE: Pre-Effective Amendment No. 3 to Registration Statement on Form S-1 for Avenue Financial Holdings, Inc. (File 333-201438) Ladies and Gentlemen: On behalf of our client, Avenue Financial Holdings, Inc., a Tennessee corporation (the “Company”), we hereby submit Pre-Effective Amendment No. 3 t

January 30, 2015 S-1/A

AVNU / Avenue Financial Holdings, Inc. S-1/A - - PRE-EFFECTIVE AMENDMENT NO. 2 TO FORM S-1

Pre-Effective Amendment No. 2 to Form S-1 Table of Contents Index to Financial Statements As filed with the Securities and Exchange Commission on January 30, 2015 Registration No. 333-201438 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 PRE-EFFECTIVE AMENDMENT NO. 2 TO FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 AVENUE FINANCIAL HOLDINGS, INC. (Exact

January 29, 2015 CORRESP

AVNU / Avenue Financial Holdings, Inc. CORRESP - -

SEC Response Letter January 29, 2015 Todd K. Schiffman Assistant Director Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549 Re: Avenue Financial Holdings, Inc. Registration Statement on Form S-1 (Number 333- 201438) Response to Staff Comment Letter Dated January 28, 2015 Dear Mr. Schiffman: This letter responds to the comments of the staff of the Commission received

January 23, 2015 S-1/A

AVNU / Avenue Financial Holdings, Inc. S-1/A - - PRE-EFFECTIVE AMENDMENT NO.1 TO FORM S-1

Pre-Effective Amendment No.1 to Form S-1 Table of Contents As filed with the Securities and Exchange Commission on January 23, 2015 Registration No. 333-201438 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 PRE-EFFECTIVE AMENDMENT NO. 1 TO FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 AVENUE FINANCIAL HOLDINGS, INC. (Exact name of registrant as specified

January 23, 2015 EX-4.5

[SIGNATURE PAGE FOLLOWS]

Exhibit 4.5 January 16, 2015 Patriot Financial Partners II, L.P. Cira Centre 2929 Arch Street, 27th Floor Philadelphia, PA 19104 Re: Corporate Governance Agreement Ladies and Gentlemen: This Corporate Governance Agreement (this “Agreement”) will confirm the agreement among Avenue Financial Holdings, Inc. (the “Company”) and Avenue Bank, (the “Bank”), on the one hand, and Patriot Financial Partners

January 23, 2015 CORRESP

AVNU / Avenue Financial Holdings, Inc. CORRESP - -

CORRESP 1 filename1.htm January 23, 2015 U.S. Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 RE: Pre-Effective Amendment No. 1 to Registration Statement on Form S-1 for Avenue Financial Holdings, Inc. (File 333-201438) Ladies and Gentlemen: On behalf of our client, Avenue Financial Holdings, Inc., a Tennessee corporation (the “Company”), we hereby submit Pre-Effective A

January 9, 2015 EX-10.6

AMENDED & RESTATED EMPLOYMENT AGREEMENT

EX-10.6 12 d778277dex106.htm EX-10.6 Exhibit 10.6 AMENDED & RESTATED EMPLOYMENT AGREEMENT THIS AMENDED & RESTATED EMPLOYMENT AGREEMENT is made as of the 13th day of August, 2014 (the “Effective Date”) by and between AVENUE FINANCIAL HOLDINGS. INC., a Tennessee corporation (the “Employer”), and E. ANDREW MOATS, a resident of the State of Tennessee (the “Executive”). RECITALS: WHEREAS, the Employer

January 9, 2015 EX-10.7

AMENDED & RESTATED EMPLOYMENT AGREEMENT

EX-10.7 13 d778277dex107.htm EX-10.7 Exhibit 10.7 AMENDED & RESTATED EMPLOYMENT AGREEMENT THIS AMENDED & RESTATED EMPLOYMENT AGREEMENT is made as of the 20th day of August, 2014 (the “Effective Date”) by and between AVENUE FINANCIAL HOLDINGS. INC., a Tennessee corporation (the “Employer”), and BARBARA J. ZIPPERIAN, a resident of the State of Tennessee (the “Executive”). RECITALS: WHEREAS, the Empl

January 9, 2015 EX-10.1

FIRST AMERICAN FINANCIAL HOLDINGS, INC. 2007 STOCK OPTION PLAN TABLE OF CONTENTS Tab Section 1. Purpose 1 Section 2. Definitions 1 Section 3. Administration 4 Section 4. Shares Available For Awards 5 Section 5. Eligibility 6 Section 6. Stock Options

EX-10.1 Exhibit 10.1 FIRST AMERICAN FINANCIAL HOLDINGS, INC. 2007 STOCK OPTION PLAN TABLE OF CONTENTS Tab Section 1. Purpose 1 Section 2. Definitions 1 Section 3. Administration 4 Section 4. Shares Available For Awards 5 Section 5. Eligibility 6 Section 6. Stock Options 6 Section 7. Performance Awards 8 Section 8. Non-Employee Director Awards 8 Section 9. Provisions Applicable To Covered Officers

January 9, 2015 EX-3.2

AMENDED & RESTATED AVENUE FINANCIAL HOLDINGS, INC. ARTICLE I

EX-3.2 3 d778277dex32.htm EX-3.2 Exhibit 3.2 AMENDED & RESTATED BYLAWS OF AVENUE FINANCIAL HOLDINGS, INC. ARTICLE I SHAREHOLDERS 1. Annual Meeting. The annual meeting of the shareholders of the Corporation for the election of directors and for the transaction of such other business as may properly come before the meeting shall be held at such time and place, either within or without the State of T

January 9, 2015 EX-10.5

AMENDED & RESTATED EMPLOYMENT AGREEMENT

EX-10.5 Exhibit 10.5 AMENDED & RESTATED EMPLOYMENT AGREEMENT THIS AMENDED & RESTATED EMPLOYMENT AGREEMENT is made as of the 20th day of August, 2014 (the “Effective Date”) by and between AVENUE FINANCIAL HOLDINGS. INC., a Tennessee corporation (the “Employer”), and G. KENT CLEAVER, a resident of the State of Tennessee (the “Executive”). RECITALS: WHEREAS, the Employer and the Executive previously

January 9, 2015 EX-10.9

AVENUE BANK SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN AGREEMENT

EX-10.9 Exhibit 10.9 Avenue Bank Supplemental Executive Retirement Plan Agreement AVENUE BANK SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN AGREEMENT THIS SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN AGREEMENT (this “Agreement”) is adopted this 26 day of October, 2007, by and between AVENUE BANK, a state-chartered commercial bank located in Nashville, Tennessee (the “Bank”), and KENT CLEAVER (the “Executive”).

January 9, 2015 EX-21.1

Subsidiaries of Registrant Subsidiary Name State or Other Jurisdiction of Incorporation Percentage Owned Avenue Bank Tennessee 100%

EX-21.1 Exhibit 21.1 Subsidiaries of Registrant Subsidiary Name State or Other Jurisdiction of Incorporation Percentage Owned Avenue Bank Tennessee 100%

January 9, 2015 EX-3.1

RESTATED CHARTER AVENUE FINANCIAL HOLDINGS, INC.

EX-3.1 Exhibit 3.1 RESTATED CHARTER OF AVENUE FINANCIAL HOLDINGS, INC. Under authority of Section 48-20-107 of the Tennessee Business Corporation Act, as amended, the undersigned corporation adopts the following Restated Charter: ARTICLE 1 NAME The name of the Corporation is: “Avenue Financial Holdings, Inc.” ARTICLE 2 FOR PROFIT The Corporation is for profit. ARTICLE 3 PRINCIPAL OFFICE The street

January 9, 2015 EX-10.8

AVENUE BANK SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN AGREEMENT

EX-10.8 Exhibit 10.8 Avenue Bank Supplemental Executive Retirement Plan Agreement AVENUE BANK SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN AGREEMENT THIS SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN AGREEMENT (this “Agreement”) is adopted this 26 day of October, 2007, by and between AVENUE BANK, a state-chartered commercial bank located in Nashville, Tennessee (the “Bank”), and RONALD SAMUELS (the “Executive”

January 9, 2015 EX-10.4

AMENDED & RESTATED EMPLOYMENT AGREEMENT

EX-10.4 10 d778277dex104.htm EX-10.4 Exhibit 10.4 AMENDED & RESTATED EMPLOYMENT AGREEMENT THIS AMENDED & RESTATED EMPLOYMENT AGREEMENT is made as of the 20th day of August, 2014 (the “Effective Date”) by and between AVENUE FINANCIAL HOLDINGS. INC., a Tennessee corporation (the “Employer”), and RONALD L. SAMUELS, a resident of the State of Tennessee (the “Executive”). RECITALS: WHEREAS, the Employe

January 9, 2015 EX-10.12

AVENUE FINANCIAL HOLDINGS, INC.

EX-10.12 Exhibit 10.12 AVENUE FINANCIAL HOLDINGS, INC. THE SECURITIES REPRESENTED BY THIS INSTRUMENT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR SECURITIES LAWS OF ANY STATE AND MAY NOT BE TRANSFERRED, SOLD OR OTHERWISE DISPOSED OF EXCEPT WHILE A REGISTRATION STATEMENT RELATING THERETO IS IN EFFECT UNDER SUCH ACT AND APPLICABLE STATE SECURITIES LAWS OR PURSUANT TO AN

January 9, 2015 EX-10.11

FORM OF NOTE PURCHASE AGREEMENT Dated as of December 22, 2014 By and among Avenue Financial Holdings, Inc. Purchasers Listed on Schedule A TABLE OF CONTENTS Page ARTICLE I PURCHASE; CLOSING 1 Section 1.1 Purchase 1 Section 1.2 Closing 1 ARTICLE II RE

EX-10.11 Exhibit 10.11 FORM OF NOTE PURCHASE AGREEMENT Dated as of December 22, 2014 By and among Avenue Financial Holdings, Inc. and Purchasers Listed on Schedule A TABLE OF CONTENTS Page ARTICLE I PURCHASE; CLOSING 1 Section 1.1 Purchase 1 Section 1.2 Closing 1 ARTICLE II REPRESENTATIONS AND WARRANTIES 3 Section 2.1 Disclosure 3 Section 2.2 Representations and Warranties of the Company 4 Section

January 9, 2015 S-1

AVNU / Avenue Financial Holdings, Inc. S-1 - Registration Statement - FORM S-1

Form S-1 Table of Contents As filed with the Securities and Exchange Commission on January 9, 2015 Registration No.

January 9, 2015 CORRESP

AVNU / Avenue Financial Holdings, Inc. CORRESP - -

SEC Corresp Letter September 9, 2014 U.S. Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 RE: Submission of Registration Statement on Form S-1 for Avenue Financial Holdings, Inc. Ladies and Gentlemen: On behalf of our client, Avenue Financial Holdings, Inc., a Tennessee corporation (the “Company”), we hereby submit Registration Statement on Form S-1 (the “Registration St

January 9, 2015 EX-4.3

INVESTOR RIGHTS AGREEMENT FIRST AMERICAN FINANCIAL HOLDINGS, INC. GOLDMAN, SACHS & CO., dated as of February 15, 2007 Table of Contents Page SECTION 1 DEFINITIONS 1 SECTION 2 DEMAND REGISTRATION RIGHTS 3 2.1 Notice and Registration 3 2.2 Limitations

EX-4.3 Exhibit 4.3 Execution Version INVESTOR RIGHTS AGREEMENT between FIRST AMERICAN FINANCIAL HOLDINGS, INC. and GOLDMAN, SACHS & CO., dated as of February 15, 2007 Table of Contents Page SECTION 1 DEFINITIONS 1 SECTION 2 DEMAND REGISTRATION RIGHTS 3 2.1 Notice and Registration 3 2.2 Limitations on Demand Registration Rights 4 2.3 Registration Expenses 4 SECTION 3 PIGGY-BACK REGISTRATION 5 3.1 N

January 9, 2015 EX-10.3

AVENUE FINANCIAL HOLDINGS, INC. 2012 RESTRICTED STOCK PLAN FOR NON-EMPLOYEE DIRECTORS

Exhibit 10.3 AVENUE FINANCIAL HOLDINGS, INC. 2012 RESTRICTED STOCK PLAN FOR NON-EMPLOYEE DIRECTORS ARTICLE I. DEFINITIONS 1.1. Definitions As used herein, the following terms shall have the meanings hereinafter set forth unless the context clearly indicates to the contrary: (a) “Age for Board Retirement” shall mean the age for mandatory retirement of members of the Board, if such age is specified

January 9, 2015 EX-10.2

Avenue Financial Holdings Inc. 2012 Long-Term Incentive Plan

EX-10.2 Exhibit 10.2 Avenue Financial Holdings Inc. 2012 Long-Term Incentive Plan I. BACKGROUND, PURPOSE AND DURATION a. Effective Date. The Plan is effective as of January 24, 2012. b. Purpose of the Plan. The Plan is intended to increase stockholder value and the success of the Company by motivating Participants (1) to perform to the best of their abilities, and (2) to achieve the Company’s obje

January 9, 2015 EX-4.4

FIRST AMERICAN FINANCIAL HOLDINGS, INC. COMMON STOCK PLACEMENT AGREEMENT February 15, 2007

EX-4.4 Exhibit 4.4 Execution Copy Confidential FIRST AMERICAN FINANCIAL HOLDINGS, INC. COMMON STOCK PLACEMENT AGREEMENT February 15, 2007 KEEFE, BRUYETTE & WOODS, INC. 787 Seventh Avenue 4TH Floor New York, New York 10019 Ladies and Gentlemen: First American Financial Holdings, Inc., a Tennessee corporation (the “Company”), proposes, upon the terms and considerations set forth herein, to issue and

January 9, 2015 EX-10.10

AVENUE BANK SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN AGREEMENT

EX-10.10 Exhibit 10.10 Avenue Bank Supplemental Executive Retirement Plan Agreement AVENUE BANK SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN AGREEMENT THIS SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN AGREEMENT (this “Agreement”) is adopted this 19th day of October, 2007, by and between AVENUE BANK, a state-chartered commercial bank located in Nashville, Tennessee (the “Bank”), and BARBARA ZIPPERIAN (the “Exe

January 9, 2015 EX-4.2

SMALL BUSINESS LENDING FUND – SECURITIES PURCHASE AGREEMENT Avenue Financial Holdings, Inc. 0098 Name of Company SBLF No.

EX-4.2 Exhibit 4.2 SMALL BUSINESS LENDING FUND – SECURITIES PURCHASE AGREEMENT Avenue Financial Holdings, Inc. 0098 Name of Company SBLF No. 111 Tenth Avenue South, Suite 400 Street Address for Notices Nashville TN 37203 City State Zip Code Barbara Zipperian Name of Contact Person to Receive Notices 615-744-2900 615-736-7786 Fax Number for Notices Phone Number for Notices Corporation Organizationa

October 23, 2014 DRS/A

AVNU / Avenue Financial Holdings, Inc. DRS/A - -

DRS Amendment No. 2 to Form S-1 Table of Contents This draft registration statement has not been publicly filed with the Securities and Exchange Commission and all information herein remains strictly confidential. As Confidentially Submitted to the Securities and Exchange Commission on October 23, 2014 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Am

October 22, 2014 DRSLTR

AVNU / Avenue Financial Holdings, Inc. DRSLTR - -

DRSLTR October 23, 2014 Todd K. Schiffman Assistant Director Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549 Re: Avenue Financial Holdings, Inc. Amendment No. 2 to Registration Statement on Form S-1 Submitted Confidentially on August 22, 2014 CIK No. 0001616297 Dear Mr. Schiffman: On behalf of Avenue Financial Holdings, Inc. (the “Company”), we hereby electronicall

September 26, 2014 DRS/A

AVNU / Avenue Financial Holdings, Inc. DRS/A - -

DRS/A #1 Table of Contents This draft registration statement has not been publicly filed with the Securities and Exchange Commission and all information herein remains strictly confidential.

September 26, 2014 DRSLTR

AVNU / Avenue Financial Holdings, Inc. DRSLTR - -

SEC Response Letter [BRADLEY ARANT LOGO TO COME] September 26, 2014 Todd K. Schiffman Assistant Director Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549 Re: Avenue Financial Holdings, Inc. Amendment No. 1 to Registration Statement on Form S-1 Submitted Confidentially on August 22, 2014 CIK No. 0001616297 Dear Mr. Schiffman: On behalf of Avenue Financial Holdings, I

August 22, 2014 EX-10

AMENDED & RESTATED EMPLOYMENT AGREEMENT

EX-10.5 Exhibit 10.5 AMENDED & RESTATED EMPLOYMENT AGREEMENT THIS AMENDED & RESTATED EMPLOYMENT AGREEMENT is made as of the 13th day of August, 2014 (the “Effective Date”) by and between AVENUE FINANCIAL HOLDINGS. INC., a Tennessee corporation (the “Employer”), and E. ANDREW MOATS, a resident of the State of Tennessee (the “Executive”). RECITALS: WHEREAS, the Employer and the Executive previously

August 22, 2014 EX-10

AMENDED & RESTATED EMPLOYMENT AGREEMENT

EX-10.4 Exhibit 10.4 AMENDED & RESTATED EMPLOYMENT AGREEMENT THIS AMENDED & RESTATED EMPLOYMENT AGREEMENT is made as of the 20th day of August, 2014 (the “Effective Date”) by and between AVENUE FINANCIAL HOLDINGS. INC., a Tennessee corporation (the “Employer”), and G. KENT CLEAVER, a resident of the State of Tennessee (the “Executive”). RECITALS: WHEREAS, the Employer and the Executive previously

August 22, 2014 DRS

AVNU / Avenue Financial Holdings, Inc. DRS - -

DRS Table of Contents This draft registration statement has not been publicly filed with the Securities and Exchange Commission and all information herein remains strictly confidential.

August 22, 2014 EX-10

AMENDED & RESTATED EMPLOYMENT AGREEMENT

EX-10.3 Exhibit 10.3 AMENDED & RESTATED EMPLOYMENT AGREEMENT THIS AMENDED & RESTATED EMPLOYMENT AGREEMENT is made as of the 20th day of August, 2014 (the “Effective Date”) by and between AVENUE FINANCIAL HOLDINGS. INC., a Tennessee corporation (the “Employer”), and RONALD L. SAMUELS, a resident of the State of Tennessee (the “Executive”). RECITALS: WHEREAS, the Employer and the Executive previousl

August 22, 2014 EX-10

AMENDED & RESTATED EMPLOYMENT AGREEMENT

EX-10.6 Exhibit 10.6 AMENDED & RESTATED EMPLOYMENT AGREEMENT THIS AMENDED & RESTATED EMPLOYMENT AGREEMENT is made as of the 20th day of August, 2014 (the “Effective Date”) by and between AVENUE FINANCIAL HOLDINGS. INC., a Tennessee corporation (the “Employer”), and BARBARA J. ZIPPERIAN, a resident of the State of Tennessee (the “Executive”). RECITALS: WHEREAS, the Employer and the Executive previo

August 22, 2014 EX-3

RESTATED CHARTER AVENUE FINANCIAL HOLDINGS, INC.

EX-3.1 Exhibit 3.1 RESTATED CHARTER OF AVENUE FINANCIAL HOLDINGS, INC. Under authority of Section 48-20-107 of the Tennessee Business Corporation Act, as amended, the undersigned corporation adopts the following Restated Charter: ARTICLE 1 NAME The name of the Corporation is: “Avenue Financial Holdings, Inc.” ARTICLE 2 FOR PROFIT The Corporation is for profit. ARTICLE 3 PRINCIPAL OFFICE The street

August 22, 2014 EX-3

AMENDED & RESTATED AVENUE FINANCIAL HOLDINGS, INC. ARTICLE I

EX-3.2 Exhibit 3.2 AMENDED & RESTATED BYLAWS OF AVENUE FINANCIAL HOLDINGS, INC. ARTICLE I SHAREHOLDERS 1. Annual Meeting. The annual meeting of the shareholders of the Corporation for the election of directors and for the transaction of such other business as may properly come before the meeting shall be held at such time and place, either within or without the State of Tennessee, as may be design

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