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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to
SEC Filings (Chronological Order)
Denne side giver en komplet, kronologisk liste over SEC-arkiveringer, eksklusive ejerskabsregistreringer, som vi leverer andre steder.
| October 23, 2015 |
UNITED STATES OF AMERICA BEFORE THE SECURITIES AND EXCHANGE COMMISSION INVESTMENT COMPANY ACT OF 1940 Release No. |
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| September 29, 2015 |
SECURITIES AND EXCHANGE COMMISSION [Release No. IC- 31850] Notice of Applications for Deregistration under Section 8(f) of the Investment Company Act of 1940 September 25, 2015 The following is a notice of applications for deregistration under section 8(f) of the Investment Company Act of 1940 for the month of September 2015. A copy of each application may be obtained via the Commission’s website |
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| September 25, 2015 |
Ares Multi-strategy Credit Fund, Inc. - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22812 Ares Multi-Strategy Credit Fund, Inc. (Exact name of registrant as specified in charter) 2000 Avenue of the Stars 12th Floor Los Angeles, California 90067 (Address of principal executive of |
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| September 25, 2015 |
Exhibit 99.CERT Exhibit 3 (a) (1) CERTIFICATIONS I, Seth J. Brufsky, certify that: 1. I have reviewed this report on Form N-Q of Ares Multi-Strategy Credit Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were ma |
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| September 23, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form N-8F Application for Deregistration of Certain Registered Investment Companies I. General Identifying Information 1. Reason fund is applying to deregister (check only one; for descriptions, see Instruction 1 above): x Merger o Liquidation o Abandonment of Registration (Note: Abandonments of Registration answer only questi |
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| August 31, 2015 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on September 11, 2015, pursuant to the provisions of Rule 12d2-2 (a). |
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| July 13, 2015 |
ARES MULTI-STRATEGY CREDIT FUND, INC. DECLARES MONTHLY DISTRIBUTION OF $0.1525 PER SHARE Filed by Ares Multi-Strategy Credit Fund, Inc. pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Investment Company Act File No. 811-22812 ARES MULTI-STRATEGY CREDIT FUND, INC. DECLARES MONTHLY DISTRIBUTION OF $0.1525 PER SHARE NEW YORK—July 13, 2015—Ares Multi-Strategy Credit Fund, Inc. |
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| July 13, 2015 |
Filed by Ares Multi-Strategy Credit Fund, Inc. pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Investment Company Act File No. 811-22812 STOCKHOLDER MEETING REGARDING PROPOSED REORGANIZATION OF ARES MANAGEMENT’S CLOSED-END FUNDS TO BE HELD ON JULY 14, 2015 NEW YORK—June 18, 2015—Ares Dy |
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| July 13, 2015 |
Filed by Ares Multi-Strategy Credit Fund, Inc. pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Investment Company Act File No. 811-22812 Ares Multi-Strategy Credit Fund, Inc. 2000 Avenue of the Stars, 12th Floor Los Angeles, CA 90067 TIME IS SHORT PLEASE VOTE YOUR PROXY TODAY [•], 2015 |
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| June 29, 2015 |
Ares Multi-Strategy Credit Fund, Inc. Form N-SAR for Period Ended April 30, 2015 Item 77D Policies with respect to security investments Effective December 22, 2014, Ares Multi-Strategy Credit Fund, Inc. (ARMF) amended its non-fundamental investment policy with respect to investments in collateralized loan obligations (CLOs) to read as follows: Under normal market conditions, the Fund will not inve |
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| June 22, 2015 |
DEFA14A 1 a15-139256defa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commis |
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| June 18, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
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| June 1, 2015 |
Ares Dynamic Credit Allocation Fund DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive |
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| May 26, 2015 |
DEF 14A 1 a15-126061def14a.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as perm |
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| March 31, 2015 |
Exhibit 99.CERT Exhibit 3 (a) (1) CERTIFICATIONS I, Seth J. Brufsky, certify that: 1. I have reviewed this report on Form N-Q of Ares Multi-Strategy Credit Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were ma |
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| March 31, 2015 |
Ares Multi-strategy Credit Fund, Inc. - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22812 Ares Multi-Strategy Credit Fund, Inc. (Exact name of registrant as specified in charter) 2000 Avenue of the Stars 12th Floor Los Angeles, California 90067 (Address of principal executive of |
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| February 17, 2015 |
Financial Statements and Exhibits, Other Events 8-K 1 a15-460228k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): February 17, 2015 Ares Multi-Strategy Credit Fund, Inc. (Exact name of Registrant as specified in its charter) Maryland 001-36147 46-2796427 (State or other |
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| February 17, 2015 |
Exhibit 99.1 ARES MULTI-STRATEGY CREDIT FUND, INC. AND ARES DYNAMIC CREDIT ALLOCATION FUND, INC. ANNOUNCE THE APPOINTMENT OF JOHN LEUPP AS AN ADDITIONAL PORTFOLIO MANAGER NEW YORK—February 17, 2015—Ares Dynamic Credit Allocation Fund, Inc. (NYSE:ARDC) and Ares Multi-Strategy Credit Fund, Inc. (NYSE: ARMF) announced that, effective February 17, 2015, John Leupp has been named a co-portfolio manager |
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| February 13, 2015 |
ARDC / Ares Dynamic Credit Allocation Fund, Inc. CORRESP - - 787 Seventh Avenue New York, NY 10019-6099 Tel: 212 728 8000 Fax: 212 728 8111 February 13, 2015 VIA EDGAR Securities and Exchange Commission Division of Investment Management, Disclosure Review and Accounting Attention: Chad Eskildsen, Staff Accountant 100 F Street, N. |
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| February 9, 2015 |
XAMFX / Ares Multi-Strategy Credit Fund / SILVER JACK - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* ARES MULTI-STRATEGY CREDIT FUND, INC. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 04014Q108 (CUSIP Number) December 31, 2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate box t |
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| February 6, 2015 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Ares Multi-Strategy Credit Fund, Inc. - (Name of Issuer) Common - (Title of Class of Securities) 04014Q108 - (CUSIP Number) December 31, 2014 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursu |
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| February 6, 2015 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| December 22, 2014 |
ARES MULTI-STRATEGY CREDIT FUND, INC. ANNOUNCES CHANGES TO INVESTMENT POLICY Exhibit 99.1 ARES MULTI-STRATEGY CREDIT FUND, INC. ANNOUNCES CHANGES TO INVESTMENT POLICY NEW YORK—December 22, 2014—Ares Multi-Strategy Credit Fund, Inc. (the “Fund”) (NYSE: ARMF) announced that, effective December 22, 2014, the Fund will amend its non-fundamental investment policy with respect to investments in collateralized loan obligations (“CLOs”) to read as follows: “Under normal market con |
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| December 22, 2014 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): December 22, 2014 Ares Multi-Strategy Credit Fund, Inc. (Exact name of Registrant as specified in its charter) Maryland 001-36147 46-2796427 (State or other jurisdiction of incorporat |
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| December 10, 2014 |
SC 13G 1 sc13g3.txt SCHEDULE 13G UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Ares Multi-Strategy Credit Fund, Inc. - (Name of Issuer) Common - (Title of Class of Securities) 04014Q108 - (CUSIP Number) November 30, 2014 - (Date of Event Which Requires Filing of this Statement) Check the appropriate |
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| December 10, 2014 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| October 22, 2014 |
XAMFX / Ares Multi-Strategy Credit Fund / SILVER JACK - FORM SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* ARES MULTI-STRATEGY CREDIT FUND, INC. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 04014Q108 (CUSIP Number) September 16, 2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate box t |
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| September 26, 2014 |
Exhibit 99.CERT Exhibit 3 (a) (1) CERTIFICATIONS I, Seth J. Brufsky, certify that: 1. I have reviewed this report on Form N-Q of Ares Multi-Strategy Credit Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were ma |
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| September 26, 2014 |
Ares Multi-strategy Credit Fund, Inc. - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22812 Ares Multi-Strategy Credit Fund, Inc. (Exact name of registrant as specified in charter) 2000 Avenue of the Stars 12th Floor Los Angeles, California 90067 (Address of principal executive of |
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| July 8, 2014 |
DIVISION OF INVESTMENT MANAGEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| April 25, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin |
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| March 26, 2014 |
Exhibit 99.CERT Exhibit 3 (a) (1) CERTIFICATIONS I, Seth J. Brufsky, certify that: 1. I have reviewed this report on Form N-Q of Ares Multi-Strategy Credit Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were ma |
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| March 26, 2014 |
Quarterly Schedule of Portfolio Holdings - N-Q/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22812 Ares Multi-Strategy Credit Fund, Inc. (Exact name of registrant as specified in charter) 2000 Avenue of the Stars 12th Floor Los Angeles, California 90067 (Address of principal executive of |
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| March 26, 2014 |
Quarterly Schedule of Portfolio Holdings - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22812 Ares Multi-Strategy Credit Fund, Inc. (Exact name of registrant as specified in charter) 2000 Avenue of the Stars 12th Floor Los Angeles, California 90067 (Address of principal executive of |
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| March 26, 2014 |
Exhibit 99.CERT Exhibit 3 (a) (1) CERTIFICATIONS I, Seth J. Brufsky, certify that: 1. I have reviewed this report on Form N-Q of Ares Multi-Strategy Credit Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were ma |
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| January 30, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): January 29, 2014 Ares Multi-Strategy Credit Fund, Inc. (Exact name of Registrant as specified in its charter) Maryland 001-36147 46-2796427 (State or other jurisdiction of incorporati |
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| January 17, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): January 15, 2014 Ares Multi-Strategy Credit Fund, Inc. (Exact name of Registrant as specified in its charter) Maryland 001-36147 46-2796427 (State or other jurisdiction of incorporati |
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| November 25, 2013 |
ARES MULTI-STRATEGY CREDIT FUND, INC. DECLARES INITIAL MONTHLY DISTRIBUTIONS OF $0.1525 PER SHARE Exhibit 99.1 ARES MULTI-STRATEGY CREDIT FUND, INC. DECLARES INITIAL MONTHLY DISTRIBUTIONS OF $0.1525 PER SHARE NEW YORK—November 25, 2013—Ares Multi-Strategy Credit Fund, Inc. (the “Fund”) (NYSE: ARMF) announced the declaration of initial monthly distributions of the Fund for the first three months of 2014 of $0.1525 per common share, payable as noted below. Ex-Dates: January 21, 2014 February 18, |
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| November 25, 2013 |
Financial Statements and Exhibits, Other Events - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): November 25, 2013 Ares Multi-Strategy Credit Fund, Inc. (Exact name of Registrant as specified in its charter) Maryland 001-36147 46-2796427 (State or other jurisdiction of incorporat |
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| October 28, 2013 |
[LETTERHEAD OF VENABLE LLP] October 28, 2013 Exhibit 99.(l) [LETTERHEAD OF VENABLE LLP] October 28, 2013 Ares Multi-Strategy Credit Fund, Inc. 2000 Avenue of the Stars 12th Floor Los Angeles, California 90067 Re: Rule 462(b) Registration Statement (the “Registration Statement”), relating to the Registration Statement on Form N-2 (1933 Act File No. 333-187381 & 1940 Act File No.: 811-22812) Ladies and Gentlemen: We have served as Maryland cou |
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| October 28, 2013 |
Consent of Independent Registered Public Accounting Firm Exhibit 99(n) Consent of Independent Registered Public Accounting Firm We consent to the reference to our firm under the caption “Experts” and to the use of our report dated September 20, 2013, in the Registration Statement and related Prospectus of Ares Multi-Strategy Credit Fund, Inc. |
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| October 28, 2013 |
As filed with the Securities and Exchange Commission on October 28, 2013 Securities Act Registration No. |
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| October 25, 2013 |
Ares Multi-Strategy Credit Fund, Inc. 2000 Avenue of the Stars, 12th Floor Los Angeles, California 90067 October 25, 2013 VIA EDGAR United States Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, DC 20549 Attention: Amy W. Miller, Senior Counsel Re: Ares Multi-Strategy Credit Fund, Inc. (File Nos. 333-187381 and 811-22812) Ladies and Gentlemen: Pur |
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| October 22, 2013 |
As filed with the Securities and Exchange Commission on October 22, 2013 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| June 13, 2013 |
Proskauer Rose LLP 2049 Century Park East, 32nd Floor Los Angeles, CA 90067-3206 Monica J. |
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| March 20, 2013 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-8A NOTIFICATION OF REGISTRATION FILED PURSUANT TO SECTION 8(a) OF THE INVESTMENT COMPANY ACT OF 1940 The undersigned investment company hereby notifies the Securities and Exchange Commission that it registers under and pursuant to the provisions of Section 8(a) of the Investment Company Act of 1940 and in connection with such notific |
