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| CIK | 1064015 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Ameritrans Capital Corp.
SEC Filings (Chronological Order)
Denne side giver en komplet, kronologisk liste over SEC-arkiveringer, eksklusive ejerskabsregistreringer, som vi leverer andre steder.
| July 31, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 814-00193 Ameritrans Capital Corporation (Exact name of registrant as specif |
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| July 22, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 10)* Ameritrans Capital Corporation (Name of Issuer) 9 3/8% Cumulative Participating Redeemable Preferred Stock (face value $12.00) (Title of Class of Securities) 03073H207 (CUSIP Number) Robert C. Ammerman (617) 478-9612 c/o Capital Resource Partners, 31 St |
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| July 22, 2013 |
Ameritrans N-2 PEA 1 File No. 333-132438 File No. 814-00193 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-2 [X] REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 [ ] Pre-effective Amendment No. [X] Post-effective Amendment No. 1 AMERITRANS CAPITAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 52-2102424 (State of incorporation) ( |
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| July 22, 2013 |
Ameritrans Form 15 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| July 22, 2013 |
Ameritrans 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 814-00193 Ameritrans Capital Corporation (Exact name of regis |
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| July 22, 2013 |
Ameritrans 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 17, 2013 AMERITRANS CAPITAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 814-00193 52-2102424 (State or other jurisdiction of incorpo |
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| July 12, 2013 |
Section 3.6 of the Bylaws is hereby amended in its entirety to read as follows: amtc201307128kex3-1.htm Exhibit 3.1 Section 3.6 of the Bylaws is hereby amended in its entirety to read as follows: “Section 3.6 Quorum; Vote Required For Action. Unless otherwise provided by the Certificate of Incorporation or applicable law, directors representing a majority of the total number of directors shall constitute a quorum for the transaction of business at any meeting of the Board of |
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| July 12, 2013 |
amtc201307128k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 12, 2013 AMERITRANS CAPITAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 814-00193 52-2102424 (State or other jurisdiction of inc |
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| July 9, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 9)* Ameritrans Capital Corporation (Name of Issuer) 9 3/8% Cumulative Participating Redeemable Preferred Stock (face value $12.00) (Title of Class of Securities) 03073H207 (CUSIP Number) Robert C. Ammerman (617) 478-9612 c/o Capital Resource Partners, 31 Sta |
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| July 3, 2013 |
Ameritrans Form N-17F-2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270. |
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| July 2, 2013 |
amtc201307028k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 26, 2013 AMERITRANS CAPITAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 814-00193 52-2102424 (State or other jurisdiction of inc |
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| June 5, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 8)* Ameritrans Capital Corporation (Name of Issuer) 9 3/8% Cumulative Participating Redeemable Preferred Stock (face value $12.00) (Title of Class of Securities) 03073H207 (CUSIP Number) Robert C. Ammerman (617) 478-9612 c/o Capital Resource Partners, 31 Sta |
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| May 15, 2013 |
10-Q 1 amtc10q-033113.htm FORM 10-Q U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q þ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act 1934 for the Quarterly Period Ended March 31, 2013 or ¨ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from ▪ ▪ to ▪ Commission File Number 0 |
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| May 1, 2013 |
Ameritrans 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 25, 2013 AMERITRANS CAPITAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 814-00193 52-2102424 (State or other jurisdiction of incorp |
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| May 1, 2013 |
Ameritrans Capital Corporation EX-99.1 2 exh991.htm Exhibit 99.1 Ameritrans Capital Corporation The following Unaudited Pro Forma Consolidated Financial Statements of Ameritrans Capital Corporation and its consolidated subsidiaries are included herein: · Unaudited Pro Forma Consolidated Balance Sheet as of December 31, 2012 · Unaudited Pro Forma Consolidated Statement of Operations for the six months ended December 31, 2012 · U |
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| April 19, 2013 |
amtc201304198k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 15, 2013 AMERITRANS CAPITAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 814-00193 52-2102424 (State or other jurisdiction of in |
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| April 9, 2013 |
8-K 1 amtc201304098k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 5, 2013 AMERITRANS CAPITAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 814-00193 52-2102424 (State or other juri |
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| April 1, 2013 |
Ameritrans Form N-17F-2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270. |
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| March 7, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 6, 2013 AMERITRANS CAPITAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 814-00193 52-2102424 (State or other jurisdiction of incorporation) (Commis |
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| February 25, 2013 |
8-K 1 i12111.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 22, 2013 AMERITRANS CAPITAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 814-00193 52-2102424 (State or other jurisdiction of i |
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| February 14, 2013 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q þ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act 1934 for the Quarterly Period Ended December 31, 2012 or ¨ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission File Number 0-22153 AMERITRANS CAPITAL CORPORATION ( |
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| January 25, 2013 |
Ameritrans 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 18, 2013 AMERITRANS CAPITAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 814-00193 52-2102424 (State or other jurisdiction of inco |
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| January 7, 2013 |
Entry into a Material Definitive Agreement - Ameritrans 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 4, 2013 AMERITRANS CAPITAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 814-00193 52-2102424 (State or other jurisdiction of incor |
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| December 7, 2012 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) December 7, 2012 AMERITRANS CAPITAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 814-00193 52-2102424 (State or other jurisdiction of incorporation) (Com |
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| December 7, 2012 |
AMENDMENT TO THE SETTLEMENT AGREEMENT AND MUTUAL RELEASE EX-99.1 2 ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 FOR SETTLEMENT PURPOSES ONLY SUBJECT TO FRE 408 AMENDMENT TO THE SETTLEMENT AGREEMENT AND MUTUAL RELEASE The parties to the Settlement Agreement and Mutual Release, effective as of October 31, 2012 (the “Original Agreement”), entered into by and among the United States Small Business Administration (“SBA”) and Elk Associates Funding Corp. (“Elk”) (eac |
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| November 28, 2012 |
Schedule 13D Amendment No. 7 Schedule 13D Page 1 of 5 Pages UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 7)* Ameritrans Capital Corporation (Name of Issuer) 9 3/8% Cumulative Participating Redeemable Preferred Stock (face value $12.00) (Title of Class of Securities) 03073H207 (CUSIP Number) Robert C. A |
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| November 26, 2012 |
Exhibit 99.1 Ameritrans Capital Corporation and Bradway Capital GAB, LLC Enter Into Investment and Agreement First Investment of Ameritrans Since February 2012 JERICHO, NY November 20, 2012 / - Ameritrans Capital Corporation (OTCQB: AMTC, AMTCP), a business development company, and Bradway Capital GAB, LLC (“BCG”), the owner of a bicycle manufacturer, today announced that Ameritrans has purchased |
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| November 26, 2012 |
Financial Statements and Exhibits, Other Events - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 20, 2012 AMERITRANS CAPITAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 814-00193 52-2102424 (State or other jurisdiction of incorporation) (Co |
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| November 14, 2012 |
AMERITRANS CAPITAL CORP (Form 10-Q 9/30/12) U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q þ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act 1934 for the Quarterly Period Ended September 30, 2012 or ¨ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission File Nu |
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| November 1, 2012 |
Exhibit 3.1 AMENDED AND RESTATED BYLAWS OF AMERITRANS CAPITAL CORPORATION (Effective as of October 26, 2012) Article I. Office Section 1.1 Registered Office; Registered Agent; Other Offices. The address of the registered office of the corporation in the State of Delaware, and the name of the registered agent at such address, shall be as set forth in the Certificate of Incorporation of the corporat |
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| November 1, 2012 |
SETTLEMENT AGREEMENT AND MUTUAL RELEASE EX-99 2 amtc201210318kex99-1.htm EXHIBIT 99.1 Exhibit 99.1 SETTLEMENT AGREEMENT AND MUTUAL RELEASE For and in consideration of payment of the funds referenced below, and the representations and covenants herein, this Settlement Agreement and Release (“the Agreement”) is made and delivered by and between the United States Small Business Administration (“SBA”), a federal agency, and ELK Associates F |
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| November 1, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 26, 2012 AMERITRANS CAPITAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 814-00193 52-2102424 (State or other jurisdiction of incorporation) (Com |
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| November 1, 2012 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits - FORM 8-K amtc201210318k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 31, 2012 AMERITRANS CAPITAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 814-00193 52-2102424 (State or other jurisdiction of |
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| October 29, 2012 |
10-K/A 1 amtc2012102610ka.htm FORM 10-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A (Amendment No. 1) ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2012 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 814-00193 AMER |
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| October 26, 2012 |
UNITED STATES DISTRICT COURT FOR THE DISTRICT OF COLUMBIA EX-99.1 2 ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 UNITED STATES DISTRICT COURT FOR THE DISTRICT OF COLUMBIA ELK ASSOCIATES FUNDING CORPORATION ) ) Plaintiff, ) ) Civil Action No. 12-0438 (CKK) v. ) ) UNITED STATES SMALL BUSINESS ) ADMINISTRATION, et al., ) ) Defendants. ) ) NOTICE OF POTENTIAL SETTLEMENT In light of the pending motion for summary judgment (ECF No. 42) and motion for leave to serve di |
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| October 26, 2012 |
Financial Statements and Exhibits, Other Events - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 26, 2012 AMERITRANS CAPITAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 814-00193 52-2102424 (State or other jurisdiction of incorporation) (Com |
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| October 11, 2012 |
Ameritrans Form N-17F-2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270. |
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| October 2, 2012 |
Submission of Matters to a Vote of Security Holders - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 28, 2012 AMERITRANS CAPITAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 814-00193 52-2102424 (State or other jurisdiction of incorporation) (C |
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| September 28, 2012 |
COMPUTATION OF RATIO OF EARNINGS TO FIXED CHARGES AND PREFERENCE DIVIDENDS EXHIBIT 12.1 COMPUTATION OF RATIO OF EARNINGS TO FIXED CHARGES AND PREFERENCE DIVIDENDS Year ended June 30, 2012 2011 2010 2009 2008 Earnings: Net increase (decrease) in net assets from operations $ (5,462,081 ) $ (5,802,576 ) $ (6,374,963 ) $ (5,462,453 ) $ (537,571 ) Fixed charges 1,351,805 1,517,044 964,382 1,130,738 2,398,654 Adjusted earnings $ (4,110,276 ) $ (4,285,532 ) $ (5,410,581 ) $ (4, |
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| September 28, 2012 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year ended June 30, 2012 AMERITRANS CAPITAL CORPORATION Delaware (State of incorporation) 814-00193 Commission File Number 52-2102424 (I.R.S. Employer Identification No.) 50 JERICHO QUADRANGLE, SUITE 109, JERICHO, NEW YORK |
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| September 11, 2012 |
Schedule 13D Amendment No. 6 Schedule 13D Page 1 of 5 Pages UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 6)* Ameritrans Capital Corporation (Name of Issuer) 9 3/8% Cumulative Participating Redeemable Preferred Stock (face value $12.00) (Title of Class of Securities) 03073H207 (CUSIP Number) Robert C. A |
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| September 10, 2012 |
Ameritrans 8-K U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 4, 2012 AMERITRANS CAPITAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 814-00193 52-2102424 (State or other jurisdiction of incorporatio |
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| September 10, 2012 |
Exhibit 3.1 Exhibit 3.1 Amendment to Bylaws The last sentence of Article II, Section 5 of the By-laws is hereby deleted in its entirety and replaced with the following: “When a quorum is present at any meeting, a majority in interest of the stock entitled to vote represented thereat shall decide any question brought before such meeting, other than the election of directors, unless the question is |
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| September 7, 2012 |
AMERITRANS DEF14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by R |
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| June 13, 2012 |
Ameritrans Form N-17F-2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270. |
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| June 7, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 1, 2012 AMERITRANS CAPITAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 814-00193 52-2102424 (State or other jurisdiction of incorporation) (Commiss |
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| May 21, 2012 |
Ameritrans 8-K U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 16, 2012 AMERITRANS CAPITAL CORPORATION (Exact name of Registrant as specified in its charter) Delaware 814-00193 52-2102424 (State or other jurisdiction of incorporation or |
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| May 15, 2012 |
AMERITRANS CAPITAL CORP (Form: 10-Q, Received: 02/11/2011 16:39:06) U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q þ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act 1934 for the Quarterly Period Ended March 31, 2012 or ¨ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from t |
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| May 3, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 1, 2012 AMERITRANS CAPITAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 814-00193 52-2102424 (State or other jurisdiction of incorporation) (Commissi |
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| April 27, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 27, 2012 AMERITRANS CAPITAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 814-00193 52-2102424 (State or other jurisdiction of incorporation) (Commi |
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| April 24, 2012 |
8-K 1 acc8k-042012.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported)April 20, 2012 AMERITRANS CAPITAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 814-00193 52-2102424 (State or other jurisd |
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| April 2, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270. |
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| March 22, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 16, 2012 AMERITRANS CAPITAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 814-00193 52-2102424 (State or other jurisdiction of incorporation) (Commi |
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| March 12, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 6, 2012 AMERITRANS CAPITAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 814-00193 52-2102424 (State or other jurisdiction of incorporation) (Commis |
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| March 1, 2012 |
ARTICLE XII Indemnification and Advancement of Expenses Exhibit 3.1 ARTICLE XII Indemnification and Advancement of Expenses 1. Right to Indemnification. The corporation shall indemnify and hold harmless, to the fullest extent permitted by applicable law as it presently exists or may hereafter be amended, any person (a "Covered Person") who was or is made or is threatened to be made a party or is otherwise involved in any action, suit or proceeding, whe |
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| March 1, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 24, 2012 AMERITRANS CAPITAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 814-00193 52-2102424 (State or other jurisdiction of incorporation) (Co |
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| February 14, 2012 |
AMERITRANS CAPITAL CORP (Form: 10-Q, Received: 02/11/2011 16:39:06) U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q þ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act 1934 for the Quarterly Period Ended December 31, 2011 or ¨ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period fro |
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| February 13, 2012 |
Companies;UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 9, 2012 AMERITRANS CAPITAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 814-00193 52-2102424 (State or other jurisdiction of incorpora |
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| February 9, 2012 |
Amendment No 7 to Schedule 13G OMB APPROVAL OMB Number: 3235-0145 Expires: February 28, 2009 Estimated average burden hours per response. |
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| February 7, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 1, 2012 AMERITRANS CAPITAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 814-00193 52-2102424 (State or other jurisdiction of incorporation) (Com |
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| January 31, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 24, 2012 AMERITRANS CAPITAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 814-00193 52-2102424 (State or other jurisdiction of incorporation) (Com |
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| January 25, 2012 |
8-K 1 i11681.htm U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 19, 2012 AMERITRANS CAPITAL CORPORATION (Exact name of Registrant as specified in its charter) Delaware 814-00193 52-2102424 (State or other jurisdiction of incorporati |
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| November 30, 2011 |
Schedule 13D Amendment No. 5 Schedule 13D Page 1 of 5 Pages UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 5)* Ameritrans Capital Corporation (Name of Issuer) 9 3/8% Cumulative Participating Redeemable Preferred Stock (face value $12.00) (Title of Class of Securities) 03073H207 (CUSIP Number) Robert C. A |
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| November 16, 2011 |
Entry into a Material Definitive Agreement, Termination of a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 16, 2011 AMERITRANS CAPITAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 814-00193 52-2102424 (State or other jurisdiction of incorporation) (Co |
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| November 14, 2011 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q þ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act 1934 for the Quarterly Period Ended September 30, 2011 or o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission File Number 0-22153 AMERITRANS CAPITAL CORPORATION |
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| November 14, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 8, 2011 AMERITRANS CAPITAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 814-00193 52-2102424 (State or other jurisdiction of incorporation) (Com |
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| November 7, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270. |
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| October 28, 2011 |
AMERITRANS CAPITAL CORP (Form: 10-K/A, Received: 10/28/2010 17:22:52) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| October 7, 2011 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 3, 2011 AMERITRANS CAPITAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 814-00193 52-2102424 (State or other jurisdiction of incorporation) (Comm |
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| September 28, 2011 |
EXHIBIT 12.1 COMPUTATION OF RATIO OF EARNINGS TO FIXED CHARGES AND PREFERENCE DIVIDENDS Year ended June 30, 2011 2010 2009 2008 2007 Earnings: Net increase (decrease) in net assets from operations $ (5,802,576) $ (6,374,963) $ (5,462,453) $ (537,571) $ 199,072 Fixed charges 1,517,044 964,382 1,130,738 2,398,654 2,158,679 Adjusted earnings $ (4,285,532) $ (5,410,581) $ (4,331,715) $ 1,861,083 $ 2,3 |
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| September 28, 2011 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year ended June 30, 2011 AMERITRANS CAPITAL CORPORATION Delaware (State of incorporation) 814-00193 Commission File Number 52-2102424 (I.R.S. Employer Identification No.) 50 JERICHO QUADRANGLE, SUITE 109, JERICHO, NEW YORK |
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| September 23, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 19, 2011 AMERITRANS CAPITAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 814-00193 52-2102424 (State or other jurisdiction of incorporation) (C |
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| September 21, 2011 |
CORRESP 1 filename1.htm 50 Jericho Quadrangle (Suite 109) Jericho, NY 11753 Via EDGAR September 21, 2011 United States Securities Exchange Commission 100 F Street Washington, DC 20549 Attn: Sheila Stout Re: Ameritrans Capital Corporation Annual Report on Form 10-K for the Year Ended June 30, 2010 File No. 814-00193 Dear Ms. Stout: Set forth below are responses to the comments of the Staff (the “St |
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| September 19, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 14, 2011 AMERITRANS CAPITAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 814-00193 52-2102424 (State or other jurisdiction of incorporation) (C |
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| September 13, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 UNITED STATES UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 7, 2011 AMERITRANS CAPITAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 814-00193 52-2102424 (State or other jurisdiction of inco |
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| July 12, 2011 |
EX-10.1 2 exh101.htm Exhibit 10.1 June 23, 2011 Margaret Chance 61-54 Gates Avenue Ridgewood, New York 11385 Re: Separation Agreement and General Release Dear Margaret: This Separation Agreement and General Release ("Agreement and Release") confirms the termination of your employment with Ameritrans Capital Corporation and Elk Associates Funding Corporation (collectively, the "Company"), as of Apr |
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| July 12, 2011 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 July 6, 2011 Date of Report (Date of Earliest Event Reported) AMERITRANS CAPITAL CORPORATION (Exact name of Registrant as specified in its charter) Delaware 814-00193 52-2102424 (State or other jurisdiction of incorporation or organization) ( |
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| June 29, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Ameritrans 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 23, 2011 AMERITRANS CAPITAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 814-00193 52-2102424 (State or other jurisdiction of incorpo |
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| June 29, 2011 |
Exhibit 99.1 Ameritrans Capital Corporation?s Stockholders Approve Issuance of up to $65 Million of Common Stock to Renova US Holdings Ltd. and Related Proposals NEW YORK (BUSINESS WIRE) ? Ameritrans Capital Corporation (NASDAQ: AMTC, AMTCP), today announced that, at a Special Meeting of the stockholders of Ameritrans Capital Corporation (?Ameritrans?) held on June 24, 2011, its stockholders appro |
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| June 29, 2011 |
Schedule 13D Amendment No. 4 Schedule 13D Page 1 of 5 Pages UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 4)* Ameritrans Capital Corporation (Name of Issuer) 9 3/8% Cumulative Participating Redeemable Preferred Stock (face value $12.00) (Title of Class of Securities) 03073H207 (CUSIP Number) Robert C. A |
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| June 22, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270. |
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| June 21, 2011 |
Ameritrans 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 10) AMERITRANS CAPITAL CORPORATION (Name of Issuer) Common Stock, $.0001 par value per share (Title of Class of Securities) 03073H108 (CUSIP number) Michael Feinsod c/o Ameritrans Capital Corporation 50 Jericho Quadrangle Suite 109 Jericho, Ne |
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| June 17, 2011 |
Ameritrans DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| June 17, 2011 |
FIRST AMENDMENT TO THE STOCK PURCHASE AGREEMENT Exhibit 10.1 EXECUTION VERSION FIRST AMENDMENT TO THE STOCK PURCHASE AGREEMENT This FIRST AMENDMENT (this ?Amendment?) is entered into as of June 17, 2011, by and between Ameritrans Capital Corporation, a corporation organized under the laws of the State of Delaware (the ?Company?), and Renova US Holdings Ltd., a company incorporated under the laws of the Bahamas (the ?Purchaser?), and amends that |
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| June 17, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Ameritrans 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 17, 2011 AMERITRANS CAPITAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 814-00193 52-2102424 (State or other jurisdiction of incorpo |
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| May 31, 2011 |
Ameritrans Schedule 14F-1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 31, 2011 |
Ameritrans NOA DEF14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 31, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Amendment No. 1 to SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant To Section 14(A) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confi |
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| May 23, 2011 |
AMERITRANS DEF14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant To Section 14(A) of the Securities Exchange Act of 1934 Filed by the Registrant þ Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confid |
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| May 16, 2011 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q AMERITRANS CAPITAL CORP (Form: 10-Q, Received: 02/11/2011 16:39:06) U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q þ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act 1934 for the Quarterly Period Ended March 31, 2011 or ¨ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from t |
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| May 11, 2011 |
Ameritrans Holdings LLC 900 Third Avenue, 19th Floor New York, New York, 10022 Exhibit 10.2 Ameritrans Holdings LLC 900 Third Avenue, 19th Floor New York, New York, 10022 May 5, 2011 Ameritrans Capital Corporation 50 Jericho Quadrangle Jericho, New York 11753 Attention: Michael Feinsod Dear Sirs: Reference is made to that certain Stock Pledge Agreement (the ?Original Pledge Agreement?), dated as of January 19, 2011, by Ameritrans Capital Corporation (the ?Pledgor?), in favor |
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| May 11, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 5, 2011 AMERITRANS CAPITAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 52-2102424 (State or other jurisdiction of incorporation) (Commission File Nu |
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| May 11, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Ameritrans 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 5, 2011 AMERITRANS CAPITAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 52-2102424 (State or other jurisdiction of incorporation) (Com |
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| May 11, 2011 |
AMENDED AND RESTATED PLEDGE AGREEMENT Exhibit 10.1 Execution Copy AMENDED AND RESTATED PLEDGE AGREEMENT THIS AMENDED AND RESTATED PLEDGE AGREEMENT (this ?Agreement?), is dated as of May 5, 2011, by Ameritrans Capital Corporation, a corporation organized under the laws of the State of Delaware (the ?Pledgor?), in favor of Ameritrans Holdings LLC, a limited liability company organized under the laws of the State of Delaware (the ?Secure |
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| May 11, 2011 |
AMENDED AND RESTATED PLEDGE AGREEMENT EX-10.1 2 exh101.htm Exhibit 10.1 Execution Copy AMENDED AND RESTATED PLEDGE AGREEMENT THIS AMENDED AND RESTATED PLEDGE AGREEMENT (this “Agreement”), is dated as of May 5, 2011, by Ameritrans Capital Corporation, a corporation organized under the laws of the State of Delaware (the “Pledgor”), in favor of Ameritrans Holdings LLC, a limited liability company organized under the laws of the State of |
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| May 11, 2011 |
Ameritrans Holdings LLC 900 Third Avenue, 19th Floor New York, New York, 10022 EX-10.2 3 exh102.htm Exhibit 10.2 Ameritrans Holdings LLC 900 Third Avenue, 19th Floor New York, New York, 10022 May 5, 2011 Ameritrans Capital Corporation 50 Jericho Quadrangle Jericho, New York 11753 Attention: Michael Feinsod Dear Sirs: Reference is made to that certain Stock Pledge Agreement (the “Original Pledge Agreement”), dated as of January 19, 2011, by Ameritrans Capital Corporation (the |
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| May 10, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant To Section 14(A) of the Securities Exchange Act of 1934 Filed by the Registrant þ Filed by a Party other than the Registrant ¨ Check the appropriate box: þ Preliminary Proxy Statement ¨ Confidential, for Use of |
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| May 10, 2011 |
Ameritrans Form N-17F-2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270. |
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| April 14, 2011 |
EX-10.1 2 exh101.htm Exhibit 10.1 EXECUTION VERSION STOCK PURCHASE AGREEMENT by and between AMERITRANS CAPITAL CORPORATION and RENOVA US HOLDINGS LTD. dated as of April 12, 2011 Table of Contents Page ARTICLE I AGREEMENT TO SELL AND PURCHASE COMMON STOCK 1 SECTION 1.1 Sale and Purchase of Initial Purchased Stock 1 SECTION 1.2 Sale and Purchase of Additional Purchased Stock 1 ARTICLE II CLOSING, DE |
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| April 14, 2011 |
Schedule 13D (Amendment No. 3) Schedule 13D Page 1 of 5 Pages UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3)* Ameritrans Capital Corporation (Name of Issuer) 9 3/8% Cumulative Participating Redeemable Preferred Stock (face value $12.00) (Title of Class of Securities) 03073H207 (CUSIP Number) Robert C. |
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| April 14, 2011 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 April 12, 2011 Date of Report (Date of Earliest Event Reported) AMERITRANS CAPITAL CORPORATION (Exact name of Registrant as specified in its charter) Delaware 333-63951 52-2102424 (State or other jurisdiction of incorporation or organiztion) |
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| April 14, 2011 |
AMENDMENT TO SENIOR SECURED NOTE EX-10.2 3 exh102.htm Exhibit 10.2 Execution Copy AMENDMENT TO SENIOR SECURED NOTE THIS AMENDMENT TO SENIOR SECURED NOTE is entered into as of April , 2011 (this “Amendment”), by and between AMERITRANS CAPITAL CORPORATION, a Delaware corporation (the “Company”), and AMERITRANS HOLDINGS LLC, a Delaware limited liability company (the “Holder”). WHEREAS, the Company executed and delivered that certain |
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| April 14, 2011 |
EX-99.1 4 exh991.htm Exhibit 99.1 Ameritrans Capital Corporation Enters Into Definitive Agreements with Affiliate of Columbus Nova, LLC Announces Up to $65 million Equity Investment by Affiliates of Columbus Nova NEW YORK, April 13, 2011 / - Ameritrans Capital Corporation (NASDAQ: AMTC, AMTCP), a business development company, today announced that an affiliate of Columbus Nova, LLC, Renova US Holdi |
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| April 13, 2011 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A (Amendment No. 2) Ameritrans 10QA1 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A (Amendment No. 2) þ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act 1934 for the Quarterly Period Ended December 31, 2009 or ¨ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission File Number 814 |
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| April 13, 2011 |
Exhibit 4.1 I.D. Control # 09000498 License # 02/02-5377 DEBENTURE ******************* $9,175,000.00 (the “Original Principal Amount”) 03-01-2020 (the “Maturity Date”) Elk Associates Funding Corporation (the “Company”) 747 Third Avenue New York NY 10017 (Street) (City) (State) (Zip) PART I - PERIOD SPECIFIC TERMS A. Applicable for the Scheduled Interim Period (and New Interim Periods, as applicabl |
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| April 13, 2011 |
Exhibit 10.1 [BANK LEUMI LOGO] FIXED RATE PROMISSORY NOTE NEW YORK, N.Y. January 4, 2010 $120,000.00 On July 6, 2010, Elk Associates Funding Corporation promise(s) to pay to the order of BANK LAUMI USA (“Bank”) One Hundred Twenty Thousand & 00/100 - Dollars at the Bank at 562 Fifth Ave., New York NY with interest at a rate per annum which shall be equal to 4.00% per annum. Interest shall be comput |
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| April 13, 2011 |
DEMAND GRID PROMISSORY NOTE PRIME RATE Exhibit 10.2 Exhibit 10.2 [IDB BANK LOGO] DEMAND GRID PROMISSORY NOTE PRIME RATE $352,000.00 April 30, 2009 New York, New York FOR VALUE RECEIVED, the undersigned, ELK ASSOCIATES FUNDING CORP. (the “Borrower”) HEREBY PROMISES TO PAY to the order of ISRAEL DISCOUNT BANK OF NEW YORK, its successors and assigns (hereinafter the “Bank”), the principal amount of Three Hundred and Fifty-Two Thousand ($3 |
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| April 5, 2011 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 31, 2011 Date of Report (Date of Earliest Event Reported) AMERITRANS CAPITAL CORPORATION (Exact name of Registrant as specified in its charter) Delaware 333-63951 52-2102424 (State or other jurisdiction of incorporation or organiztion) |
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| April 5, 2011 |
Sincerely yours, AMERITRANS CAPITAL CORPORATION Exhibit 10.2 Exhibit 10.2 March 31, 2011 Lee A. Forlenza 16 Sutton Place – 13A New York, NY 10022 Re: Separation Agreement and General Release Dear Lee: This Separation Agreement and General Release (“Agreement and ReleasE”) confirms the termination of your employment with Ameritrans Capital Corporation and Elk Associates Funding Corporation (collectively, the "Company"), as of today, March 31, 20 |
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| April 5, 2011 |
Sincerely yours, AMERITRANS CAPITAL CORPORATION Exhibit 10.1 March 31, 2011 Ellen M. Walker 28 Basketneck Lane Remsenburg, NY 11960 Re: Separation Agreement and General Release Dear Ellen: This Separation Agreement and General Release (?Agreement and ReleasE?) confirms the termination of your employment with Ameritrans Capital Corporation and Elk Associates Funding Corporation (collectively, the "Company"), as of today, March 31, 2011. In conne |
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| March 30, 2011 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A (Amendment No. 1) Ameritrans 10QA1 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A (Amendment No. 1) þ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act 1934 for the Quarterly Period Ended December 31, 2009 or ¨ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission File Number 814 |
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| February 11, 2011 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q AMERITRANS CAPITAL CORP (Form: 10-Q, Received: 02/16/2010 17:02:26) U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q þ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act 1934 for the Quarterly Period Ended December 31, 2010 or ¨ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period fro |
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| January 26, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Amendment No. 3) Under the Securities Exchange Act of 1934 Ameritrans Capital Corporation (Name of issuer) COMMON STOCK, $.0001 par value (Title of class of securities) 03073H108 (CUSIP number) Kevin A. Richardson, II Prides Capital Partners, L.L.C. 200 State Street, 13th Floor Boston MA 02109 (617) 778-9200 (Nam |
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| January 24, 2011 |
AMERITRANS CAPITAL CORPORATION SENIOR SECURED NOTE Exhibit 10.1 THIS NOTE HAS NOT BEEN REGISTERED UNDER THE UNITED STATES SECURITIES ACT OF 1933, AS AMENDED (THE ?ACT?), OR THE SECURITIES LAWS OF ANY STATE OR OTHER JURISDICTION. THIS NOTE MAY NOT BE TRANSFERRED EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER THE ACT AND APPLICABLE STATE SECURITIES LAWS OR PURSUANT TO AN APPLICABLE EXEMPTION FROM THE REGISTRATION REQUIREMENTS OF THE AC |
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| January 24, 2011 |
FORM OF AMENDMENT TO PROMISSORY NOTE Exhibit 10.2 FORM OF AMENDMENT TO PROMISSORY NOTE THIS AMENDMENT TO PROMISSORY NOTE is entered into as of January , 2011 (this ?Amendment?), by and between AMERITRANS CAPITAL CORPORATION, a Delaware corporation (the ?Company?), and (the ?Holder?). WHEREAS, the Company executed and delivered that certain Promissory Note dated as of , payable to the order of the Holder in the original principal amou |
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| January 24, 2011 |
Exhibit 10.3 STOCK PLEDGE AGREEMENT THIS PLEDGE AGREEMENT (this ?Agreement?), dated as of January 19, 2011, by Ameritrans Capital Corporation, a corporation organized under the laws of the State of Delaware (?Pledgor?), in favor of Ameritrans Holdings LLC, a limited liability company organized under the laws of the State of Delaware (the ?Secured Party?). W I T N E S S E T H: WHEREAS, the Pledgor |
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| January 24, 2011 |
Ameritrans 8-K U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 January 19, 2011 Date of Report (Date of Earliest Event Reported) AMERITRANS CAPITAL CORPORATION (Exact name of Registrant as specified in its charter) Delaware 333-63951 52-2102424 (State or other jurisdiction of incorporation |
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| January 20, 2011 |
Schedule 13D Amendment No. 2 Schedule 13D Page 1 of 5 Pages UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2)* Ameritrans Capital Corporation (Name of issuer) 9 3/8% Cumulative Participating Redeemable Preferred Stock (face value $12.00) (Title of class of securities) 03073H207 (CUSIP number) Robert C. A |
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| January 5, 2011 |
Schedule 13D Amendment No. 1 Schedule 13D Page 1 of 5 Pages UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* Ameritrans Capital Corporation (Name of issuer) 9 3/8% Cumulative Participating Redeemable Preferred Stock (face value $12.00) (Title of class of securities) 03073H207 (CUSIP number) Robert C. A |
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| December 17, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* Ameritrans Capital Corporation (Name of issuer) 9 3/8% Cumulative Participating Redeemable Preferred Stock (face value $12.00) (Title of class of securities) 03073H207 (CUSIP number) Robert C. Ammerman (617) 478-9612 c/o Capital Resource Partners, 31 Stat |
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| December 2, 2010 |
Dollar Thrifty 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| December 2, 2010 |
Ameritrans 8-K U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 December 1, 2010 Date of Report (Date of Earliest Event Reported) AMERITRANS CAPITAL CORPORATION (Exact name of Registrant as specified in its charter) Delaware 333-63951 52-2102424 (State or other jurisdiction of incorporation |
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| December 2, 2010 |
SC 13D Amendment #2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| December 2, 2010 |
Exhibit B PURCHASE AGREEMENT PURCHASE AGREEMENT, dated as of December 1, 2010 between Prides Capital Fund I, L. |
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| December 2, 2010 |
Exhibit 99.1 Joint Filer Information Names: Infinity Capital Partners, L.P., Infinity Capital, LLC, Infinity Management, LLC Address: 50 Jericho Quadrangle Jericho, New York 11753 Designated Filer: Michael Feinsod Issuer and Ticker Symbol: Ameritrans Capital Corporation (AMTC) Date of Earliest Transaction To Be Reported: December 1, 2010 The undersigned, Infinity Capital Partners, L.P., Infinity C |
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| November 23, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270. |
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| November 15, 2010 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q AMERITRANS CAPITAL CORP Form: 10-Q U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q þ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act 1934 for the Quarterly Period Ended September 30, 2010 or ¨ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission File Number 0-22 |
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| November 12, 2010 |
Ameritrans 8-K U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 10, 2010 Date of Report (Date of Earliest Event Reported) AMERITRANS CAPITAL CORPORATION (Exact name of Registrant as specified in its charter) Delaware 333-63951 52-2102424 (State or other jurisdiction of incorporatio |
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| October 28, 2010 |
Ameritrans 10-K/A 10-28-10 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| October 5, 2010 |
INDEPENDENT CONTRACTOR AGREEMENT Exhibit 10.1 INDEPENDENT CONTRACTOR AGREEMENT This Independent Contractor Agreement (the ?Agreement?) is effective as of September 29, 2010 (the ?Effective Date?) by and between Richard L. Feinstein, CPA (?Feinstein?) and Ameritrans Capital Corporation (?Ameritrans?), pursuant to which Feinstein is being engaged to serve as Ameritrans? Senior Vice President ? Finance/Chief Financial Officer. RECIT |
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| October 5, 2010 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 September 29, 2010 Date of Report (Date of Earliest Event Reported) AMERITRANS CAPITAL CORPORATION (Exact name of Registrant as specified in its charter) Delaware 333-63951 52-2102424 (State or other jurisdiction of incorporation or organizti |
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| September 28, 2010 |
AMERITRANS CAPITAL CORPORATION 2010 10-K U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year ended June 30, 2010 AMERITRANS CAPITAL CORPORATION Delaware (State of incorporation) 814-00193 Commission File Number 52-2102424 (I.R.S. Employer Identification No.) 50 JERICHO |
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| September 28, 2010 |
Exhibit 12.1 EXHIBIT 12.1 COMPUTATION OF RATIO OF EARNINGS TO FIXED CHARGES AND PREFERENCE DIVIDENDS Year ended June 30, 2010 2009 2008 2007 2006 Earnings: Net increase (decrease) in net assets from operations $ (6,374,963) $ (5,462,453) $ (537,571) $ 199,072 $ (323,980) Fixed charges 964,382 1,130,738 2,398,654 2,158,679 2,157,905 Adjusted earnings $ (5,410,581) $ (4,331,715) $ 1,861,083 $ 2,357, |
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| July 23, 2010 |
Exhibit 99.1 Exhibit 99.1 Ameritrans Capital Corporation Declares Dividend on 9 3/8% Cumulative Preferred Stock and Appoints Officers of Ameritrans and Elk Associates Funding Corporation NEW YORK, July 23, 2010 (BUSINESS WIRE) - On July 21, 2010, the Board of Directors of Ameritrans Capital Corporation (NASDAQ: AMTC, AMTCP) (“Ameritrans”) declared a dividend of $0.28125 per share on its 9 3/8% Cum |
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| July 23, 2010 |
Ameritrans 8-K U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 July 21, 2010 Date of Report (Date of Earliest Event Reported) AMERITRANS CAPITAL CORPORATION (Exact name of Registrant as specified in its charter) Delaware 333-63951 52-2102424 (State or other jurisdiction of incorporation or |
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| July 15, 2010 |
CRC INSURANCE SERVICES, INC. AMERITRANS CAPITAL CORPORATION July__, 2010 TABLE OF CONTENTS Exhibit 10.2 Exhibit 10.2 CRC INSURANCE SERVICES, INC. Sublandlord and AMERITRANS CAPITAL CORPORATION Subtenant SUBLEASE July, 2010 TABLE OF CONTENTS 1. Term 1 2. Annual Fixed Rent and Additional Charges 1 3. Use of the Sublease Premises 4 4. Incorporation of Overlease Terms 4 5. Non-Applicability of Certain Provisions of the Overlease 6 6. Sublease Subject to Overlease 6 7. Utilities and Services |
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| July 15, 2010 |
Exhibit 10.1 THIS AGREEMENT OF SUBLEASE made as of the 1st day of July, 2010, by and between Commonwealth Associates, LP (?Commonwealth?), 830 Third Avenue, Eighth Floor, New York, New York 10017 ("Landlord") and AMERITRANS CAPITAL CORPORATION/ELK ASSOCIATES FUNDING CORPORATION, 830 Third Avenue, Eighth Floor, New York, New York 10017("Tenant"). This Agreement of Sublease is sometimes hereinafter |
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| July 15, 2010 |
Ameritrans 8-K U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 July 9, 2010 Date of Report (Date of Earliest Event Reported) AMERITRANS CAPITAL CORPORATION (Exact name of Registrant as specified in its charter) Delaware 333-63951 52-2102424 (State or other jurisdiction of incorporation or |
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| July 7, 2010 |
Ameritrans 8-K U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 June 30, 2010 Date of Report (Date of Earliest Event Reported) AMERITRANS CAPITAL CORPORATION (Exact name of Registrant as specified in its charter) Delaware 333-63951 52-2102424 (State or other jurisdiction of incorporation or |
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| June 4, 2010 |
Ameritrans 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 28, 2010 Date of Report (Date of Earliest Event Reported) AMERITRANS CAPITAL CORPORATION (Exact name of Registrant as specified in its charter) Delaware 333-63951 52-2102424 (State or other jurisdiction of incorpor |
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| June 4, 2010 |
Ameritrans Capital Corporation Terminates New York City Office Lease Exhibit 99.1 Ameritrans Capital Corporation Terminates New York City Office Lease NEW YORK, May 24, 2010 (BUSINESS WIRE) - Ameritrans Capital Corporation (NASDAQ: AMTC, AMTCP) today announced that it had reached an agreement related to the termination of the lease of its New York City office at 747 Third Avenue, New York, NY. As a result of the termination, Ameritrans will pay approximately $260,0 |
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| June 4, 2010 |
AMENDED AND RESTATED EMPLOYMENT AGREEMENT Exhibit 10.1 AMENDED AND RESTATED EMPLOYMENT AGREEMENT This AMENDED AND RESTATED EMPLOYMENT AGREEMENT (this ?Agreement?) is dated as of May 28, 2010, between Michael R. Feinsod (?Executive?), Ameritrans Capital Corporation (?Ameritrans?), and Elk Associates Funding Corporation ?Elk?) (collectively, Ameritrans and Elk are hereinafter referred to as the ?Employer?). WHEREAS, Executive is presently e |
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| May 27, 2010 |
Ameritrans Capital Corporation Terminates New York City Office Lease Exhibit 99.1 Exhibit 99.1 Ameritrans Capital Corporation Terminates New York City Office Lease NEW YORK, May 24, 2010 (BUSINESS WIRE) - Ameritrans Capital Corporation (NASDAQ: AMTC, AMTCP) today announced that it had reached an agreement related to the termination of the lease of its New York City office at 747 Third Avenue, New York, NY. As a result of the termination, Ameritrans will pay approxi |
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| May 27, 2010 |
SETTLEMENT AGREEMENT AND GENERAL RELEASE Exhibit 10.1 Exhibit 10.1 SETTLEMENT AGREEMENT AND GENERAL RELEASE This Settlement Agreement and General Release (the “Settlement Agreement”), is entered into the day of May 2010, by and among Ameritrans Capital Corporation (“AMTC”), Elk Associates Funding Corporation (“Elk” and, together with AMTC, collectively, the “Company”) and Granoff, Walker& Forlenza , P.C. (“GWF”). WITNESSETH: WHEREAS, on |
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| May 27, 2010 |
Ameritrans 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 24, 2010 Date of Report (Date of Earliest Event Reported) AMERITRANS CAPITAL CORPORATION (Exact name of Registrant as specified in its charter) Delaware 333-63951 52-2102424 (State or other jurisdiction of incorpor |
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| May 26, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270. |
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| May 17, 2010 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q AMERITRANS CAPITAL CORP Form: 10-Q U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q þ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act 1934 for the Quarterly Period Ended March 31, 2010 or ¨ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission File Number 0-22153 |
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| May 17, 2010 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 12, 2010 Date of Report (Date of Earliest Event Reported) AMERITRANS CAPITAL CORPORATION (Exact name of Registrant as specified in its charter) Delaware 333-63951 52-2102424 (State or other jurisdiction of incorporation or organi |
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| May 17, 2010 |
Ameritrans Capital Corporation Announces Preferred Stock Repurchase Program Exhibit 99.1 Exhibit 99.1 Ameritrans Capital Corporation Announces Preferred Stock Repurchase Program NEW YORK, May 17, 2010 (BUSINESS WIRE) - On May 12, 2010, the Board of Directors of Ameritrans Capital Corporation (NASDAQ: AMTC, AMTCP) approved a repurchase program (the “Repurchase Program”) for its 9 3/8% Cumulative Participating Redeemable Preferred Stock (“Preferred Stock”). Under the Repurc |
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| April 22, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 41A-6(E)(2)) |
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| April 12, 2010 |
Ameritrans Capital Corporation Declares Dividend on 9 3/8% Cumulative Preferred Stock Exhibit 99.1 Exhibit 99.1 Ameritrans Capital Corporation Declares Dividend on 9 3/8% Cumulative Preferred Stock NEW YORK, April 12, 2010 (BUSINESS WIRE) - On April 9, 2010, the Board of Directors of Ameritrans Capital Corporation (NASDAQ: AMTC, AMTCP) declared a dividend of $0.28125 per share on its 9 3/8% Cumulative Participating Redeemable Preferred Stock ("Preferred Stock") for the quarterly pe |
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| April 12, 2010 |
Ameritrans 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 April 12, 2010 Date of Report (Date of Earliest Event Reported) AMERITRANS CAPITAL CORPORATION (Exact Name of Registrant as Specified in Its Charter) Delaware 333-63951 52-2102424 (State or Other Jurisdiction of Incorp |
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| April 6, 2010 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 2) PART III U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 2) þ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2009 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 814-00193 AMERITRANS CAPITAL CORPORATION (Exact Name of |
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| March 30, 2010 |
Ameritrans 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 March 26, 2010 Date of Report (Date of Earliest Event Reported) AMERITRANS CAPITAL CORPORATION (Exact Name of Registrant as Specified in Its Charter) Delaware 333-63951 52-2102424 (State or Other Jurisdiction of Incorp |
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| March 30, 2010 |
AMERITRANS CAPITAL CORPORATION March 23, 2010 FORM OF PROMISSORY NOTE Exhibit 10.1 Exhibit 10.1 THIS PROMISSORY NOTE HAS BEEN ACQUIRED FOR INVESTMENT PURPOSES ONLY AND NOT FOR DISTRIBUTION AND MAY BE TRANSFERRED OR OTHERWISE DISPOSED OF ONLY IN COMPLIANCE WITH THE SECURITIES ACT OF l933, AS AMENDED (THE “ACT”). AMERITRANS CAPITAL CORPORATION March 23, 2010 FORM OF PROMISSORY NOTE AMERITRANS CAPITAL CORPORATION, a Delaware corporation (the “Company”), for value recei |
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| March 30, 2010 |
Ameritrans Capital Corporation Announces Completion of $975,000 Debt Financing Exhibit 99.1 Exhibit 99.1 Ameritrans Capital Corporation Announces Completion of $975,000 Debt Financing NEW YORK, Mar 26, 2010 (BUSINESS WIRE) - Ameritrans Capital Corporation (NASDAQ: AMTC, AMTCP) announced today the completion of a private placement debt financing for the Company. The financing consists of $975,000 8.75-percent (8.75%) notes due in March 2012. At the Company's option, the notes |
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| March 25, 2010 |
575 Madison Avenue New York, NY 10022-2585 212.940.8800 tel 212.940.8776 fax...... JONATHAN D. WEINER [email protected] 212.940.6349 direct 212.894.5609 fax March 23, 2010 VIA EDGAR Securities and Exchange Commission Washington, D.C. 20549 Re: Ameritrans Capital Corporation Preliminary Proxy Statement on Schedule 14A Ladies and Gentlemen: On behalf of our client, Ameritrans Capital Cor |
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| March 25, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [X] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 41A-6(E)(2)) [ |
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| March 19, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270. |
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| February 25, 2010 |
Financial Statements and Exhibits, Other Events 8-K 1 i10780.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 February 25, 2010 Date of Report (Date of Earliest Event Reported) AMERITRANS CAPITAL CORPORATION (Exact Name of Registrant as Specified in Its Charter) Delaware 333-63951 52-2102424 (State or Other Jurisdiction of I |
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| February 25, 2010 |
Ameritrans Capital Corporation Declares Dividend on 9 3/8% Cumulative Preferred Stock AMERITRANS CAPITAL CORP (Form: 8-K, Received: 10/26/2009 11:51:05) Exhibit 99.1 Ameritrans Capital Corporation Declares Dividend on 9 3/8% Cumulative Preferred Stock NEW YORK, February 25, 2010 (BUSINESS WIRE) - On February 25, 2010, the Board of Directors of Ameritrans Capital Corporation (NASDAQ: AMTC, AMTCP) declared a dividend of $0.84375 per share on its 9 3/8% Cumulative Participating Redeem |
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| February 16, 2010 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q AMERITRANS CAPITAL CORP 10-Q U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q þ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act 1934 for the Quarterly Period Ended December 31, 2009 or ¨ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission File Number 0-22153 AME |
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| February 10, 2010 |
sc13gza OMB APPROVAL OMB Number: 3235-0145 Expires: February 28, 2009 Estimated average burden hours per response. |
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| February 5, 2010 |
Ameritrans 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 February 4, 2010 Date of Report (Date of Earliest Event Reported) AMERITRANS CAPITAL CORPORATION (Exact Name of Registrant as Specified in Its Charter) Delaware 333-63951 52-2102424 (State or Other Jurisdiction of Inco |
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| December 23, 2009 |
Ameritrans Capital Corporation Announces $2.025 Million Debt Financing Exhibit 99.1 Ameritrans Capital Corporation Announces $2.025 Million Debt Financing NEW YORK, Dec 22, 2009 (BUSINESS WIRE) - Ameritrans Capital Corporation (NASDAQ: AMTC, AMTCP) announced today the completion of a private placement debt financing for the Company. The financing consists of $2.025 million of 8.75-percent (8.75%) notes due in December 2011. At the Company's option, the notes may be e |
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| December 23, 2009 |
AMERITRANS CAPITAL CORPORATION December 15, 2009 PROMISSORY NOTE Exhibit 10.1 THIS PROMISSORY NOTE HAS BEEN ACQUIRED FOR INVESTMENT PURPOSES ONLY AND NOT FOR DISTRIBUTION AND MAY BE TRANSFERRED OR OTHERWISE DISPOSED OF ONLY IN COMPLIANCE WITH THE SECURITIES ACT OF l933, AS AMENDED (THE ?ACT?). AMERITRANS CAPITAL CORPORATION December 15, 2009 PROMISSORY NOTE AMERITRANS CAPITAL CORPORATION, a Delaware corporation (the ?Company?), for value received, hereby promis |
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| December 23, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 December 22, 2009 Date of Report (Date of Earliest Event Reported) AMERITRANS CAPITAL CORPORATION (Exact Name of Registrant as Specified in Its Charter) Delaware 333-63951 52-2102424 (State or Other Jurisdiction of Incorporation) (Co |
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| December 10, 2009 |
Ameritrans Announces Results of Special Meeting of Shareholders Exhibit 99.2 Ameritrans Announces Results of Special Meeting of Shareholders NEW YORK, December 10, 2009 - Ameritrans Capital Corporation (NASDAQ: AMTC, AMTCP) announced today that at a special meeting of stockholders the Investment Advisory and Management Agreement between the Company and Velocity Capital Advisors, LLC has been approved by the stockholders of the Company, and has now become effec |
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| December 10, 2009 |
Ameritrans Announces Appointment of New Director Exhibit 99.1 Exhibit 99.1 Ameritrans Announces Appointment of New Director NEW YORK, Dec 07, 2009 (BUSINESS WIRE) - Ameritrans Capital Corporation (NASDAQ: AMTC, AMTCP) (the "Company") today announced that its Board of Directors has increased the size of Ameritrans' Board of Directors to ten members and has elected Elliott Singer to serve as a new director to fill the vacancy created by the increa |
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| December 10, 2009 |
Ameritrans 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 4, 2009 AMERITRANS CAPITAL CORPORATION (Exact Name of Registrant as Specified in Its Charter) Delaware 333-63951 52-2102424 (State or Other Jurisdiction of Inc |
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| November 16, 2009 |
Ameritrans 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 12, 2009 AMERITRANS CAPITAL CORPORATION (Exact Name of Registrant as Specified in Its Charter) Delaware 333-63951 52-2102424 (State or Other Jurisdiction of In |
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| November 16, 2009 |
FIRST AMENDMENT TO THE AMENDED AND RESTATED EMPLOYMENT FIRST AMENDMENT TO THE AMENDED AND RESTATED EMPLOYMENT AGREEMENT Exhibit 10.2 FIRST AMENDMENT TO THE AMENDED AND RESTATED EMPLOYMENT AGREEMENT BETWEEN GARY C. GRANOFF, AMERITRANS CAPITAL CORPORATION AND ELK ASSOCIATES FUNDING CORPORATION This Amendment (hereinafter referred to as the “Amendment”) is the First Amendment to that certain Amended and Restated Employment Agreement dated as of October 1 |
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| November 16, 2009 |
FIRST AMENDMENT TO THE AMENDED AND RESTATED EMPLOYMENT AGREEMENT Exhibit 10.3 FIRST AMENDMENT TO THE AMENDED AND RESTATED EMPLOYMENT AGREEMENT BETWEEN ELLEN M. WALKER, AMERITRANS CAPITAL CORPORATION AND ELK ASSOCIATES FUNDING CORPORATION This First Amendment (hereinafter referred to as the “Amendment”) is dated as of November 12, 2009 to the Amended and Restated Employment Agreement dated as of Fe |
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| November 16, 2009 |
Exhibit 10.4 FIRST AMENDMENT TO THE AMENDED AND RESTATED EMPLOYMENT AGREEMENT BETWEEN LEE A. FORLENZA, AMERITRANS CAPITAL CORPORATION AND ELK ASSOCIATES FUNDING CORPORATION This First Amendment (hereinafter referred to as the ?Amendment?) is dated as of November 12, 2009 to the Amended and Restated Employment Agreement dated as of February 21, 2006 (the "Employment Agreement"), between Lee A. Forl |
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| November 16, 2009 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Ameritrans 10-Q 09-30-09 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q T Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act 1934 for the Quarterly Period Ended September 30, 2009 or ¨ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission File Number 0-22153 AMERIT |
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| November 16, 2009 |
Ameritrans Capital Corporation Announces June 30, 2008 Financial Results Exhibit 99. |
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| November 16, 2009 |
AMENDED AND RESTATED EMPLOYMENT AGREEMENT AMENDED AND RESTATED EMPLOYMENT AGREEMENT Exhibit 10.1 AMENDED AND RESTATED EMPLOYMENT AGREEMENT This AMENDED AND RESTATED EMPLOYMENT AGREEMENT (this “Agreement”) is dated as of November 12, 2009, between Michael R. Feinsod (“Executive”), Ameritrans Capital Corporation (“Ameritrans”), and Elk Associates Funding Corporation “Elk”) (collectively, Ameritrans and Elk are hereinafter referred to as the |
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| October 30, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 41A-6(E)(2)) x Definiti |
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| October 28, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A (Amendment No. 1) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2009 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 814-00193 AMERITRANS CAPITAL CORPORATION (Exact Name of |
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| October 26, 2009 |
Ameritrans Capital Corporation Subsidiary Receives Commitment for SBA Guaranteed Debentures For Immediate Release Ameritrans Capital Corporation For more information Contact: Michael Feinsod (212) 355-2449 Ameritrans Capital Corporation Subsidiary Receives Commitment for SBA Guaranteed Debentures New York, NY, October 26, 2009 ?Ameritrans Capital Corporation (Nasdaq: AMTC, AMTCP) announced today that its wholly owned subsidiary, Elk Associates Funding Corporation, a licensed Small Business Investment Company, received written approval from the Small Business Administration that it had been granted a commitment for $9,175,000 in Small Business Administration long term guaranteed debentures. |
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| October 26, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270. |
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| October 26, 2009 |
U U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 October 26, 2009 - Date of Report (Date of Earliest Event Reported) AMERITRANS CAPITAL CORPORATION (Exact name of Registrant as specified in its charter) Delaware 333-63951 52-2102424 - - - (State or other jurisdiction of (Commission (I.R.S |
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| October 14, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: x Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 41A-6(E)(2)) o Definiti |
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| September 30, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 CUSIP NO. 03073H108 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0145 Expires: February 28, 2009 Estimated average burden hours per response... 10.4 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Ameritrans Capital Corporation (Name of Issuer) Common stock, par value $0.0001 per share (Title of Class of Securities) |
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| September 29, 2009 |
U U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 September 29, 2009 - Date of Report (Date of Earliest Event Reported) AMERITRANS CAPITAL CORPORATION (Exact name of Registrant as specified in its charter) Delaware 333-63951 52-2102424 - - - (State or other jurisdiction of (Commission (I.R |
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| September 29, 2009 |
Ameritrans Capital Corporation Announces June 30, 2009 Financial Results For Immediate Release Ameritrans Capital Corporation For more information Contact: Michael Feinsod (212) 355-2449 Ameritrans Capital Corporation Announces June 30, 2009 Financial Results New York, N. |
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| September 29, 2009 |
begin 644 september292009press10k.pdf M)5!$1BTQ+C0-)>+CS],-"C$P-#8@,"!O8FH-/#PO3&EN96%R:7IE9"`Q+TP@ M-S,U.3$O3R`Q,#0Y+T4@.#9O1PE4A5Z#$P6 M,#"P)3"D,3`(9B!,0>@$&\E0]QQ("P"Q,%A:B8%+7?`%YQ:30Y?3GE?+9TAQ M-AVX`Q/C`XA^:0:&7:D,8%```,`D[PC=PT*96YD6]U="]/;F5#;VQU;6XO M3T-0%LP(#`@-C$R(#7!E+U!A9V4^/@UE;F1O8FH-,3`U,"`P(&]B:@T\/"]3 M=6)T>7!E+U1R=654>7!E+T9O;G1$97-C%LM-38X("TS M,#<@,C`P,"`Q,#`W72]!7!E+T9O;G1$ M |
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| September 28, 2009 |
>AGT]8-H-^:K;R!+.E\TQU489_+QL8.$OE M..E'*:;S''71#/]^YI+GJ?80SG#?.=I7G9\?4)3^J=K;,I2_ begin 644 form10kfinal.pdf M)5!$1BTQ+C0-)>+CS],-"C(X-B`P(&]B:@T\/"],:6YE87)I>F5D(#$O3"`T M-#(T-#@O3R`R.#@O12`V,S-K45%U(%%$4 M/GMG=G;(.9JO2V!"^!IX M+E]2KDJ/E-5%>^46:5"Z+QG*#%\KQY1)92SP1%J0:\2[P9W<1V%('O3>[-(R M/S5=UPQ#U["AB,;C<3T>1SV3R!A1!(IY!'3,YE&3W/5H:1>,=YY)$8+ MYBUZE;UJ[^#Z6)L[9A??8<^;3\R,: M+,H^,XHM&X&.H@;'4VNU+LH[5SYL=3K'O/<:+0`;BL5F(47"U23QZX,\IN M>6$F8\J8FVT]<4X&;[:.=[PVD4D#6)TVXD1Q0"22R># |
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| September 28, 2009 |
Delaware (State of incorporation) U U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K |X| ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year ended June 30, 2009 AMERITRANS CAPITAL CORPORATION Delaware (State of incorporation) 814-00193 Commission File Number 52-2102424 (I.R.S. Employer Identification No.) 747 THIRD AVENUE, 4TH FLOOR, NEW YORK, NEW YORK 10 |
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| September 28, 2009 |
COMPUTATION OF RATIO OF EARNINGS TO FIXED CHARGES AND PREFERENCE DIVIDENDS EXHIBIT 12.1 COMPUTATION OF RATIO OF EARNINGS TO FIXED CHARGES AND PREFERENCE DIVIDENDS Year ended June 30, 2009 2008 2007 2006 2005 Earnings: Net increase (decrease) in net assets from operations $(5,462,453) $(537,571) $199,072 $(323,980) $258,908 Fixed charges 1,130,738 2,398,654 2,158,679 2,157,905 1,885,689 Adjusted earnings $(4,331,715) $1,861,083 $2,357,751 $1,833,925 $2,144,597 Fixed charg |
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| July 28, 2009 |
U U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 July 28, 2009 - Date of Report (Date of Earliest Event Reported) AMERITRANS CAPITAL CORPORATION (Exact name of Registrant as specified in its charter) Delaware 333-63951 52-2102424 - - - (State or other jurisdiction of (Commission (I.R.S. E |
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| July 6, 2009 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 July 6, 2009 - Date of Report (Date of Earliest Event Reported) AMERITRANS CAPITAL CORPORATION (Exact name of Registrant as specified in its charter) Delaware 333-63951 52-2102424 - - - (State or other jurisdiction of (Commission (I.R.S. Empl |
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| June 18, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270. |
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| May 15, 2009 |
begin 644 finalmay152009form10q.pdf M)5!$1BTQ+C0-)>+CS],-"C$Y-2`P(&]B:@T\/"],:6YE87)I>F5D(#$O3"`R M,SF4@,C$Y M+U!R978@,C,S.#,Q+U)O;W0@,3DV(#`@4B]);F9O(#$Y-"`P(%(O241;/$%" M038U0D,W-C,X-C,U0S8Q,3')E9@T*,`T*)25%3T8- M"B`@("`@("`@#0HR,3@@,"!O8FH-/#PO3&5N9W1H(#4R-R]&:6QT97(O1FQA M=&5$96-O9&4O22`X-3$O3"`X,S4O3R`X,3DO4R`W,C0^/G-T-IB M8&!@8F!@;F9@`Y(]#`(,""#`P`(496'@\!-`%L0!/J[G3V'EY8S@[6!?PL/, MO9WW#]=9 |
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| May 15, 2009 |
Ameritrans Capital Corporation Reports Third Quarter Fiscal 2009 Results For Immediate Release Ameritrans Capital Corporation For more information Contact: Michael Feinsod (212) 355-2449 Ameritrans Capital Corporation Reports Third Quarter Fiscal 2009 Results New York, NY, May 15, 2009 ? Ameritrans Capital Corporation (NASDAQ: AMTC, AMTCP) today reported financial results for the quarter ended March 31, 2009. |
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| May 15, 2009 |
begin 644 finalmay152009press.pdf M)5!$1BTQ+C0-)>+CS],-"C@U."`P(&]B:@T\/"],:6YE87)I>F5D(#$O3"`U M-#DV,2]/(#@V,2]%(#4W,3')E9@T*,`T*)25%3T8-"C@W,"`P(&]B:@T\/"],96YG=&@@,30T+T,@,34Y M+T9I;'1E!@0@(>!!0PYGC`PG/PVSS>K`0#0T5Y*5"* M12UX0HNJ&8=3<`*48F!@2V!0"@/2:6`FB$+H`IO&X'<22',",1=81)>!AY/A MK+S@:9Z"LTP25Q@8%X.%Q1@8&G(9P,YBL`5B7@:&@)D0C?I7X(Z38F"8:`FD M&8'(%2#``"-*':X-"F5N9'-T7!E+UA2968^/G-T-KLT:$!`#`,P[ |
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| May 15, 2009 |
DEMAND GRID PROMISSORY NOTE PRIME RATE Converted by EDGARwiz Exhibit 10.3 [IDB Letterhead] DEMAND GRID PROMISSORY NOTE PRIME RATE $352,000.00 April 30, 2009 New York, New York FOR VALUE RECEIVED, the undersigned, ELK ASSOCIATES FUNDING CORP. (the “Borrower”) HEREBY PROMISES TO PAY to the order of ISRAEL DISCOUNT BANK OF NEW YORK, its successors and assigns (hereinafter the “Bank”), the principal amount of Three Hundred and Fifty-Two Th |
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| May 15, 2009 |
Converted by EDGARwiz Exhibit 10.1 April 30, 2009 Gary Granoff, President Elk Associates Funding Corp. 747 Third Avenue New York, NY 10017 Re: Line Letter for $352,000.00 Line of Credit Dear Mr. Granoff:: Israel Discount Bank of New York (“IDB”) is pleased to advise you that it is prepared to renew its existing line of credit to Elk Associates Funding Corp. (the “Borrower”), a corporation organize |
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| May 15, 2009 |
NOTE: BANK LEUMI USA MEMBER FDIC FIXED RATE PROMISSORY NOTE New York, N.Y April 29, 2009 $120,000 On July 1, 2009, Elk Associates Funding Corporation promise(s) to pay to the order of BANK LEUMI USA (“Bank”), One Hundred Twenty Thousand and 00/100 Dollars at the Bank at 1400 Broadway N.Y., NY with interest at a per annum which shall be equal to 4.10% per annum. Interest shall be computed on the ba |
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| May 15, 2009 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Converted by EDGARwiz U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q T Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarterly Period Ended March 31, 2009 or ¨ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission File Number 0-22153 AMERITRANS |
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| May 15, 2009 |
U U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 15, 2009 - Date of Report (Date of Earliest Event Reported) AMERITRANS CAPITAL CORPORATION (Exact name of Registrant as specified in its charter) Delaware 333-63951 52-2102424 - - - (State or other jurisdiction of (Commission (I.R.S. Em |
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| May 15, 2009 |
Exhibit 10.2 ASSIGNMENT OF TIME DEPOSIT THIS ASSIGNMENT made on April 30, 2009 by Elk Associates Funding Corp. hereinafter the ?Assignor?) to Israel Discount Bank of New York (hereinafter the ?Assignee?). WHEREAS, A. In consideration of letters of credit, advances, loans, extension of credit, overdrafts, renewals, acquisition of notes and other instruments for payment of money and any security doc |
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| April 2, 2009 |
Ameritrans Capital Corporation Learns of Development For Immediate Release Ameritrans Capital Corporation For more information Contact: Michael Feinsod (212) 355-2449 Ameritrans Capital Corporation Learns of Development New York, New York, April 2, 2009 ? Ameritrans Capital Corporation (NASDAQ: AMTC, AMTCP) learned today that Edward Stein has been charged with securities fraud by the Securities and Exchange Commission (?SEC?) in connection with an alleged Ponzi scheme. |
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| April 2, 2009 |
U U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 April 2, 2009 - Date of Report (Date of Earliest Event Reported) AMERITRANS CAPITAL CORPORATION (Exact name of Registrant as specified in its charter) Delaware 333-63951 52-2102424 - - - (State or other jurisdiction of (Commission (I.R.S. E |
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| March 30, 2009 |
UNITED STATES UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) AMERITRANS CAPITAL CORPORATION COMMON STOCK, $.0001 PAR VALUE CUSIP No.: 03073H108 March 19, 2009 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed |
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| March 20, 2009 |
Ameritrans Capital Corporation Declares Quarterly Dividend On 93/8 % Preferred Stock For Immediate Release Ameritrans Capital Corporation For more information Contact: Michael Feinsod (212) 355-2449 Ameritrans Capital Corporation Declares Quarterly Dividend On 93/8 % Preferred Stock New York, NY, March 20, 2009 - The board of directors of Ameritrans Capital Corporation (NASDAQ: AMTC, AMTCP) has declared a dividend of $0. |
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| March 20, 2009 |
U U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 20, 2009 - Date of Report (Date of Earliest Event Reported) AMERITRANS CAPITAL CORPORATION (Exact name of Registrant as specified in its charter) Delaware 333-63951 52-2102424 - - - (State or other jurisdiction of (Commission (I.R.S. |
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| March 12, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270. |
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| February 17, 2009 |
IDB BANK ISRAEL DISCOUNT BANK OF NEW YORK . MEMBER FDIC 511 FIFTH AVE. NEW YORK, NY 10017-4997 . TEL: (212) 551-8500 EXHIBIT 10.2 January 29, 2009 Gary Granoff, President Elk Associates Funding Corp. 747 Third Avenue New York, NY 10017 Re: Line Letter for $420,000 Line of Credit Dear Mr. Granoff: Israel Discount Bank of New York (?IDB?) is pleased to advise you that it is prepared to extend to Elk |
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| February 17, 2009 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q U U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q T Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarterly Period Ended December 31, 2008 or ¨ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission File Number 0-22153 AMERITRANS CAPITAL CORPORAT |
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| February 17, 2009 |
U U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 17, 2009 - Date of Report (Date of Earliest Event Reported) AMERITRANS CAPITAL CORPORATION (Exact name of Registrant as specified in its charter) Delaware 333-63951 52-2102424 - - - (State or other jurisdiction of (Commission (I.R. |
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| February 17, 2009 |
Ameritrans Capital Corporation Reports Second Quarter Fiscal 2009 Results For Immediate Release Ameritrans Capital Corporation For more information Contact: Michael Feinsod (212) 355-2449 Ameritrans Capital Corporation Reports Second Quarter Fiscal 2009 Results New York, NY, February 17, 2009 ? Ameritrans Capital Corporation (NASDAQ: AMTC, AMTCP) today reported financial results for the quarter ended December 31, 2008. |
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| February 17, 2009 |
begin 644 feb10qpdf.pdf M)5!$1BTQ+C0-)>+CS],-"C4X,C4@,"!O8FH-/#PO3&EN96%R:7IE9"`Q+TP@ M-#8P-S`U+T\@-3@R."]%(#8U.3$S+TX@-3`O5"`S-#0Q-38O2"!;(#@U-R`Y M,S1=/CX-96YD;V)J#2`@("`@("`@("`@#0IX-J\5&M(%$$<^W>[>[LMF=[);71ZRS2(RPN-3HSRK2RASVP$JF@/2],`DLB M>WWRO+I6,HG*'B0]""*P[`'9\\/%J8F]**B(+*Z^]"(HHNCAAV;V[K24OC:S MG]YSS^\W,S@,`#PA7(`#VO=#0FS2(D&`'.9.;"!'T25;+W6V5.&#LEH3 MR2['.<<:9[TVF=GJ!TXP+E3NDB>R1[2(*\2 |
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| February 17, 2009 |
EXHIBIT 10.1 Citibank,N.A. Commercial Banking 153 East 53rd Street, 4th Floor New York, NY 10022 January 20, 2009 Elk Associates Funding Corporation 747 Third Avenue New York, NY 10017 Re: $380,000 borrowing base line of credit Gentlemen or Ladies: Citibank, N.A. (?Citibank?) is pleased to advise you it holds available for Elk Associates Funding Corporation (the ?Borrower?), a corporation organize |
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| February 17, 2009 |
begin 644 finalfeb172009press.pdf M)5!$1BTQ+C0-)>+CS],-"C@Q-B`P(&]B:@T\/"],:6YE87)I>F5D(#$O3"`W M,C0P-R]/(#@Q."]%(#$Q,C8V+TX@-B]4(#4V,#,Y+T@@6R`V-S8@,C0V73X^ M#65N9&]B:@T@("`@("`@("`@("`@("`@#0IX')E9@T*,`T*)25%3T8- M"C@S-"`P(&]B:@T\/"],96YG=&@@,34Q+T,@,38R+T9I;'1EXEG7LY/2\Q7!E+U!A9V4^/@UE;F1O8FH- M.#$Y(#`@;V)J#3P\+U-U8G1Y<&4O5')U951Y<&4O1F]N=$1E7!E+U1R=654>7!E M+T9O;G1$97-C7!E+T9O;G0^/@UE;F1O8FH-. |
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| February 12, 2009 |
sc13gza OMB APPROVAL OMB Number: 3235-0145 Expires: February 28, 2009 Estimated average burden hours per response. |
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| December 22, 2008 |
Ameritrans Capital Corporation Declares Quarterly Dividend On 93/8 % Preferred Stock Ameritrans Capital Corporation Announces June 30, 2008 Financial Results For Immediate Release Ameritrans Capital Corporation For more information Contact: Michael Feinsod (212) 355-2449 Ameritrans Capital Corporation Declares Quarterly Dividend On 93/8 % Preferred Stock New York, NY, December 22, 2008 - The board of directors of Ameritrans Capital Corporation (NASDAQ: AMTC, AMTCP) has declared a dividend of $0. |
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| December 22, 2008 |
U U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 December 22, 2008 - Date of Report (Date of Earliest Event Reported) AMERITRANS CAPITAL CORPORATION (Exact name of Registrant as specified in its charter) Delaware 333-63951 52-2102424 - - - (State or other jurisdiction of (Commission (I.R. |
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| November 25, 2008 |
Ameritrans Announces Results of Annual Meeting For Immediate Release From: Ameritrans Capital Corporation For more information Contact: Michael Feinsod (212) 355-2449 Ameritrans Announces Results of Annual Meeting New York, New York, November 25, 2008 ? Ameritrans Capital Corporation (NASDAQ: AMTC, AMTCP) today held its annual meeting of shareholders. |
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| November 25, 2008 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 25, 2008 - Date of Report (Date of Earliest Event Reported) AMERITRANS CAPITAL CORPORATION (Exact name of Registrant as specified in its charter) Delaware 333-63951 52-2102424 - - - (State or other jurisdiction of (Commission (I.R.S. |
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| November 20, 2008 |
Financial Statements and Exhibits, Results of Operations and Financial Condition U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 19, 2008 - Date of Report (Date of Earliest Event Reported) AMERITRANS CAPITAL CORPORATION (Exact name of Registrant as specified in its charter) Delaware 333-63951 52-2102424 - - - (State or other jurisdiction of (Commission (I.R.S. |
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| November 20, 2008 |
For Immediate Release Ameritrans Capital Corporation For more information Contact: Michael Feinsod (212) 355-2449 Ameritrans Capital Corporation Reports First Quarter Fiscal 2009 Results New York, NY, November 19, 2008 ? Ameritrans Capital Corporation (NASDAQ: AMTC, AMTCP) today reported financial results for the quarter ended September 30, 2008. |
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| November 19, 2008 |
BANK LEUMI USA MEMBER FDIC NOTE: Fill in all blanks before signing. If a particular provision is not desired or has no applicability, delete the provision or, if it contains a blank space, insert ?N/A? or the words ?Not Applicable? in such space. All deletions should be initiated by the Borrower and the Bank. INSTALLMENT PROMISSORY NOTE $400,000.00 New York, N.Y. October 31, 2008 A. GENERAL; TERMS |
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| November 19, 2008 |
R8K]QC03 MO%1;TG"4[D,[`2NMR<71IMJA\:->U:@#&U9AR[_UK*D%=68,I:-_U`4[DO*G M)(`#?KE)?*]AB2,, begin 644 final10qfiling.pdf M)5!$1BTQ+C0-)>+CS],-"C4Q,C@@,"!O8FH-/#PO3&EN96%R:7IE9"`Q+TP@ M-#`V,CDP+T\@-3$S,2]%(#8U,C4P+TX@-#,O5"`S,#,V.#$O2"!;(#@U-R`X M,C==/CX-96YD;V)J#2`@("`@("`@("`@#0IXMDIV1T5;.M1\$&[60BN05E)T&J%9$700VI98E!@&VD4$1%USME55&U<\Y MOOG^;YOSIRY`$`,@*X;=`#T*(@PUT1@@0,&^$[[7&E!^[:<'F;3]7<,-WES MK&0#;M3DUME%6OW%`@G^-M MEY;VCUS"U#R!\X[+'M/=5ZR[1K+WVZ)W#BH#\0YV\M=IZAFR<=I4'!JZ- MLDR*Y&M |
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| November 19, 2008 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q U U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q T Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarterly Period Ended September 30, 2008 or ¨ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission File Number 0-22153 AMERITRANS CAPITAL CORPORA |
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| November 14, 2008 |
begin 644 finalform12b25.pdf M)5!$1BTQ+C0-)>+CS],-"C(X-B`P(&]B:@T\/"],:6YE87)I>F5D(#$O3"`T M,S4W-B]/(#(X.2]%(#$T-C$P+TX@,R]4(#,W.#`X+T@@6R`X-S(@,CDS73X^ M#65N9&]B:@T@("`@("`@("`@("`@("`@#0IX#@9M94,;(4G&42FB5V($#IXGRV#SMT+C49.##H+0XZ8W"4 MZ\`5M@]N;`T;X4YAR'8$TIP,#,PZ0%J*@:'A/@/8Z0RV0"S.P)"7"Z29&1B$ MBN".E&-@F)@-I!F!2`0@P``MJB7!E+T-A=&%L;V'1=+U!R;W!E7!E+U!A9V4^/@UE M;F1O8FH-,CDP(#`@;V)J#3P\+U-U8G1Y< |
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| November 14, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION FORM 12b-25 NOTIFICATION OF LATE FILING UNITED STATES UNITED STATES SECURITIES AND EXCHANGE COMMISSION FORM 12b-25 NOTIFICATION OF LATE FILING OMB APPROVAL OMB Number: 3235-0058 Expires: April 30, 2009 Estimated average burden hours per response 2. |
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| November 13, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270. |
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| November 4, 2008 |
U U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 - Date of Report (Date of Earliest Event Reported) November 4, 2008 (October 29, 2008) AMERITRANS CAPITAL CORPORATION (Exact name of Registrant as specified in its charter) Delaware 333-63951 52-2102424 - - - (State or o |
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| November 4, 2008 |
UNAUDITED PRO FORMA CONSOLIDATED FINANCIAL STATEMENTS UNAUDITED PRO FORMA CONSOLIDATED FINANCIAL STATEMENTS Basis of Presentation The following presents our unaudited pro forma financial information for the years ended June 30, 2008 and 2007. |
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| October 30, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 8) AMERITRANS CAPITAL CORPORATION - - (Name of Issuer) Common Stock, $.0001 par value per share - - (Title of Class of Securities) 03073H108 - - (CUSIP Number) Michael Feinsod Elliot Press, Esq. Ameritrans Capital Corporation c/o Katten Muchin Rosenman LLP 7 |
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| October 30, 2008 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 October 30, 2008 - Date of Report (Date of Earliest Event Reported) AMERITRANS CAPITAL CORPORATION (Exact name of Registrant as specified in its charter) Delaware 333-63951 52-2102424 - - - (State or other jurisdiction of (Commission (I.R.S. |
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| October 30, 2008 |
Ameritrans Capital Corporation Announces Closing of Sale of Taxicab Medallion Portfolio For Immediate Release From: Ameritrans Capital Corporation For more information Contact: Michael Feinsod (212) 355-2449 Ameritrans Capital Corporation Announces Closing of Sale of Taxicab Medallion Portfolio New York, NY, October 30, 2008 ? Ameritrans Capital Corporation (NASDAQ: AMTC, AMTCP) today announced that it closed on the sale of substantially all of the Company?s taxicab medallion loans to Medallion Financial Corp. |
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| October 28, 2008 |
begin 644 finaloctober28200proxyfinal.pdf M)5!$1BTQ+C8-)>+CS],-"C,W,S4@,"!O8FH-/#PO3&EN96%R:7IE9"`Q+TP@ M-C4R.3`U+T\@,SMUPKN-K9Y5G* M6986`0F>T5<$31*ZCGBZVDT"S(IL33V9B+M3.QB,FCQE4%O/Q#*A@:LBI M.H\%;49`-ZC/3-58*K(TU/R)9L6"=JO5AV6V;'NMOVK/V]T^AJ=CU^QA8$A+ M:V!@4,M@8&#+`/D[K8.!40S*8P()@UEL:3`6!T@1HU@'4!-#`T1#!S#:S,"* MTC*`XJP10/$T"!8$8B!2`F(7"!.&(8C).*VBHP-D&*.RL5EZ!X3-;-P!ML6B M@=((!IH2Q,#T=`&0Y@%B7! |
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| October 28, 2008 |
AMERITRANS CAPITAL CORPORATION UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| October 20, 2008 |
Converted by EDGARwiz For Immediate Release From: Ameritrans Capital Corporation For more information Contact: Michael Feinsod (212) 355-2449 Ameritrans Capital Corporation Announces Extension to October 29, 2008 for Closing of Sale of Taxicab Medallion Portfolio New York, NY, October 20, 2008 – Ameritrans Capital Corporation (NASDAQ: AMTC, AMTCP) today announced that Ameritrans and its wholly-owned subsidiary, Elk Associates Funding Corporation, entered into an agreement with Medallion Financial Corp. |
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| October 20, 2008 |
Ameritrans Capital Corporation Elk Associates Funding Corporation 747 Third Avenue ? Suite 4C New York, NY 10017 212-355-2449 October 19, 2008 Medallion Bank 1100 East 6600 South, Suite 510 Salt Lake City, Utah 84121 Attention: John Taggart Medallion Financial Corp. |
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| October 20, 2008 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 October 20, 2008 - Date of Report (Date of Earliest Event Reported) AMERITRANS CAPITAL CORPORATION (Exact name of Registrant as specified in its charter) Delaware 333-63951 52-2102424 - - - (State or other jurisdiction of (Commission (I.R.S. |
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| October 15, 2008 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 October 15, 2008 - Date of Report (Date of Earliest Event Reported) AMERITRANS CAPITAL CORPORATION (Exact name of Registrant as specified in its charter) Delaware 333-63951 52-2102424 - - - (State or other jurisdiction of (Commission (I.R.S. |
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| October 15, 2008 |
For Immediate Release From: Ameritrans Capital Corporation For more information Contact: Michael Feinsod (212) 355-2449 Ameritrans Capital Corporation Announces Extension of Closing Date for Sale of Taxicab Medallion Portfolio New York, NY, October 15, 2008 ? Ameritrans Capital Corporation (NASDAQ: AMTC, AMTCP) today announced that Ameritrans and its wholly owned subsidiary, Elk Associates Funding Corporation, entered into an agreement with Medallion Financial Corp. |
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| October 15, 2008 |
[Elk / Ameritrans Letterhead] October 15, 2008 Medallion Bank 1100 East 6600 South, Suite 510 Salt Lake City, Utah 84121 Attention: John Taggart Medallion Financial Corp. |
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| October 10, 2008 |
Ameritrans Capital Corporation For Immediate Release Ameritrans Capital Corporation For more information Contact: Michael Feinsod (212) 355-2449 Ameritrans Capital Corporation Announces Michael Feinsod Appointed Chief Executive Officer NEW YORK, NY, October 10, 2008 - Ameritrans Capital Corporation, (NASDAQ: AMTC, AMTCP), today announced that its board of directors appointed Michael Feinsod Chief Executive Officer, in addition to his duties as President, effective October 10, 2008. |
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| October 10, 2008 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 October 10, 2008 - Date of Report (Date of Earliest Event Reported) AMERITRANS CAPITAL CORPORATION (Exact name of Registrant as specified in its charter) Delaware 333-63951 52-2102424 - - - (State or other jurisdiction of (Commission (I.R.S. |
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| October 10, 2008 |
AMENDED AND RESTATED EMPLOYMENT AGREEMENT AMENDED AND RESTATED EMPLOYMENT AGREEMENT This AMENDED AND RESTATED EMPLOYMENT AGREEMENT (this ?Agreement?) is dated as of October 10, 2008, between Michael R. |
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| October 10, 2008 |
AMENDED AND RESTATED EMPLOYMENT AGREEMENT AMENDED AND RESTATED EMPLOYMENT AGREEMENT This AMENDED AND RESTATED EMPLOYMENT AGREEMENT (this ?Agreement?) is dated as of October 10, 2008, between Gary C. |
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| September 29, 2008 |
For Immediate Release Ameritrans Capital Corporation For more information Contact: Michael Feinsod (212) 355-2449 Ameritrans Capital Corporation Announces Fourth Quarter and Fiscal Year June 30, 2008 Results and Declaration of Quarterly Dividend on 9 3/8% Preferred Stock New York, NY, September 29, 2008 ? Ameritrans Capital Corporation (NASDAQ: AMTC, AMTCP) today announced its financial results for its fourth quarter and fiscal year ended June 30, 2008. |
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| September 29, 2008 |
Exhibit 12.1 Computation of Ratio of Earnings to Fixed Charges and Preference Dividends Year ended June 30, 2008 2007 2006 2005 2004 Earnings: Net increase (decrease) in net assets from operations $ (537,571) $ 199,072 $ (323,980) $ 258,908 $ (386,464) Fixed charges 2,398,654 2,158,679 2,157,905 1,885,689 1,503,429 Adjusted earnings $ 1,861,083 $ 2,357,751 $ 1,833,925 $ 2,144,597 $ 1,116,965 Fixed |
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| September 29, 2008 |
begin 644 finalseptember29200810k.pdf M)5!$1BTQ+C0-)>+CS],-"C@Y.#0@,"!O8FH-/#PO3&EN96%R:7IE9"`Q+TP@ M-S(Y-#0V+T\@.#DX-R]%(#[email protected]`Q-2]0')E9@T*,`T*)25%3T8-"B`@("`@("`@("`@("`@#0HY,#$T(#`@ M;V)J#3P\+TQE;F=T:"`Y-C-K,56]H6U44 M/^]/WGM)WM\LE2?%^NCF&HNNF1FE:M<+*N.K%M!:*6?4C? M2LB&FS,R08T<#`N.=IM^$5'/O>\U2?=! M\)OOWG-]R]YYR7=P,`+(`0!P\`Q3H4'MT$$`$'J0*"Q6>1\SPF7M,\T M5OPA,*M/&>.ZJEV1*]I1]2]M4-ND31I:V5] |
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| September 29, 2008 |
Financial Statements and Exhibits, Results of Operations and Financial Condition U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 September 29, 2008 - Date of Report (Date of Earliest Event Reported) AMERITRANS CAPITAL CORPORATION (Exact name of Registrant as specified in its charter) Delaware 333-63951 52-2102424 - - - (State or other jurisdiction of (Commission (I.R.S |
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| September 29, 2008 |
U U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K |X| ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year ended June 30, 2008 AMERITRANS CAPITAL CORPORATION Delaware (State of incorporation) 814-00193 Commission File Number 52-2102424 (I.R.S. Employer Identification No.) 747 THIRD AVENUE, 4TH FLOOR, NEW YORK, NEW YORK 10 |
