ALNC / Alliance Financial Corp - SEC-arkivering, Årsberetning, Fuldmagtserklæring

Alliance Financial Corp
US
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CIK 796317
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Alliance Financial Corp
SEC Filings (Chronological Order)
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March 18, 2013 15-12G

- 15-12G

15-12G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 000-15366 Alliance Financial Corporation (Exact name of registrant a

March 8, 2013 S-3DPOS

- S-3DPOS

S-3DPOS As filed with the Securities and Exchange Commission on March 8, 2013 Registration No.

March 8, 2013 8-K

Changes in Control of Registrant, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Material Modification to Rights of Security Holders, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets, Submission of Matters to a Vote of Security Holders - FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 7, 2013 ALLIANCE FINANCIAL CORPORATION (Exact name of Registrant as specified in its charter) New York 000-15366 16-1276885 (State or other jurisdiction of incorporatio

March 8, 2013 S-8 POS

- S-8 POS

S-8 POS As filed with the Securities and Exchange Commission on March 8, 2013 Registration No.

March 8, 2013 S-8 POS

- S-8 POS

S-8 POS As filed with the Securities and Exchange Commission on March 8, 2013 Registration No.

March 8, 2013 10-K

Annual Report - FORM 10-K

Form 10-K Table of Contents SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2012 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-15366 ALLIANCE FINANCIAL CORPORATION (Exact name of Registrant as specified in its charter) New York 16-1276885 (State or Other Jurisdiction of Incorporation or Organization) (I.

March 8, 2013 EX-99.1

NBT BANCORP AND ALLIANCE FINANCIAL RECEIVE STOCKHOLDER APPROVALS, PREPARE TO CLOSE MERGER

EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE Contacts: NBT Bancorp Inc. Alliance Financial Corporation Martin Dietrich Jack H. Webb President and CEO President and CEO 607.337.6119 315.475.6703 Michael J. Chewens J. Daniel Mohr Chief Financial Officer Chief Financial Officer 607.337.6520 315.475.4478 NBT BANCORP AND ALLIANCE FINANCIAL RECEIVE STOCKHOLDER APPROVALS, PREPARE TO CLOSE MERGER NORWICH, N

March 8, 2013 EX-21.1

SUBSIDIARIES OF THE REGISTRANT Subsidiaries of Alliance Financial Corporation State or Other Jurisdiction of Incorporation or Organization Alliance Bank, N.A. United States Alliance Financial Capital Trust I State of Delaware Alliance Financial Capit

EX-21.1 Exhibit 21.1 SUBSIDIARIES OF THE REGISTRANT Subsidiaries of Alliance Financial Corporation State or Other Jurisdiction of Incorporation or Organization Alliance Bank, N.A. United States Alliance Financial Capital Trust I State of Delaware Alliance Financial Capital Trust II State of Delaware Alliance Agency, Inc. State of New York Subsidiaries of Alliance Bank, N.A. State or Other Jurisdic

February 15, 2013 DEFA14A

- DEFA14A

DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))

January 28, 2013 EX-99.1

Alliance Financial Announces Fourth Quarter and Full Year 2012 Earnings

EX-99.1 Exhibit 99.1 NEWS RELEASE FOR IMMEDIATE RELEASE Alliance Financial Announces Fourth Quarter and Full Year 2012 Earnings Syracuse, NY, January 28, 2013—Alliance Financial Corporation (“Alliance” or the “Company”) (NasdaqGM: ALNC), the holding company for Alliance Bank, N.A., announced today net income for the quarter ended December 31, 2012 of $1.3 million or $0.28 per diluted common share,

January 28, 2013 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events - 8-K

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 28, 2013 ALLIANCE FINANCIAL CORPORATION (Exact name of Registrant as specified in its charter) New York 000-15366 16-1276885 (State or other jurisdiction of incorporation)

December 21, 2012 EX-10.1

FIRST AMENDMENT TO CHANGE OF CONTROL AGREEMENT

EXHIBIT 10.1 FIRST AMENDMENT TO CHANGE OF CONTROL AGREEMENT This FIRST AMENDMENT TO CHANGE OF CONTROL AGREEMENT (the “Amendment”) is made and entered into as of December 18, 2012 (the “Amendment Date”) by and between Alliance Financial Corporation (the “Company”) and (“Employee”); WHEREAS, the Company and Employee are parties to that certain Change of Control Agreement dated as of January 27, 2009

December 21, 2012 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits - 8-K

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 18, 2012 ALLIANCE FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) New York 0-15366 16-1276885 (State or other jurisdiction of incorporation o

December 7, 2012 DEFA14A

- DEFA14A

DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))

November 27, 2012 8-K

Financial Statements and Exhibits, Other Events - 8-K

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 27, 2012 ALLIANCE FINANCIAL CORPORATION (Exact name of Registrant as specified in its charter) New York 000-15366 16-1276885 (State or other jurisdiction of incorporation

November 27, 2012 EX-99.1

Alliance Financial Corporation Announces Quarterly Dividend

EX-99.1 Exhibit 99.1 NEWS RELEASE FOR IMMEDIATE DISTRIBUTION Alliance Financial Corporation Announces Quarterly Dividend Syracuse, NY, November 27, 2012 - Alliance Financial Corporation (the “Company”) (NasdaqGM: ALNC), the holding company for Alliance Bank, N.A., announced that its Board of Directors has declared a quarterly dividend of $0.32 per common share. The dividend is payable on December

November 9, 2012 10-Q

Quarterly Report - FORM 10-Q

Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2012 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number:

November 1, 2012 DEFA14A

- DEFA14A

DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))

October 29, 2012 EX-99.1

Alliance Financial Announces Third Quarter Earnings

EX-99.1 Exhibit 99.1 NEWS RELEASE FOR IMMEDIATE RELEASE Alliance Financial Announces Third Quarter Earnings Syracuse, NY, October 29, 2012—Alliance Financial Corporation (“Alliance” or the “Company”) (NasdaqGM: ALNC), the holding company for Alliance Bank, N.A., announced today net income for the quarter ended September 30, 2012 of $2.3 million or $0.48 per diluted common share, compared with $3.7

October 29, 2012 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 29, 2012 ALLIANCE FINANCIAL CORPORATION (Exact name of Registrant as specified in its charter) New York 000-15366 16-1276885 (State or other jurisdiction of incorporation)

October 9, 2012 EX-2.1

AGREEMENT AND PLAN OF MERGER by and between NBT BANCORP INC. ALLIANCE FINANCIAL CORPORATION Dated as of October 7, 2012 TABLE OF CONTENTS ARTICLE I THE MERGER 1 1.1 The Merger 1 1.2 Effective Time 2 1.3 Effects of the Merger 2 1.4 Closing 2 1.5 Certi

EX-2.1 Exhibit 2.1 AGREEMENT AND PLAN OF MERGER by and between NBT BANCORP INC. and ALLIANCE FINANCIAL CORPORATION Dated as of October 7, 2012 TABLE OF CONTENTS ARTICLE I THE MERGER 1 1.1 The Merger 1 1.2 Effective Time 2 1.3 Effects of the Merger 2 1.4 Closing 2 1.5 Certificate of Incorporation and Bylaws 2 1.6 Directors of the Surviving Corporation 2 1.7 Officers of the Surviving Corporation 3 1

October 9, 2012 EX-2.1

AGREEMENT AND PLAN OF MERGER by and between NBT BANCORP INC. ALLIANCE FINANCIAL CORPORATION Dated as of October 7, 2012 TABLE OF CONTENTS ARTICLE I THE MERGER 1 1.1 The Merger 1 1.2 Effective Time 2 1.3 Effects of the Merger 2 1.4 Closing 2 1.5 Certi

Agreement and Plan of Merger Exhibit 2.1 AGREEMENT AND PLAN OF MERGER by and between NBT BANCORP INC. and ALLIANCE FINANCIAL CORPORATION Dated as of October 7, 2012 TABLE OF CONTENTS ARTICLE I THE MERGER 1 1.1 The Merger 1 1.2 Effective Time 2 1.3 Effects of the Merger 2 1.4 Closing 2 1.5 Certificate of Incorporation and Bylaws 2 1.6 Directors of the Surviving Corporation 2 1.7 Officers of the Sur

October 9, 2012 EX-2.1

AGREEMENT AND PLAN OF MERGER by and between NBT BANCORP INC. ALLIANCE FINANCIAL CORPORATION Dated as of October 7, 2012 TABLE OF CONTENTS ARTICLE I THE MERGER 1 1.1 The Merger 1 1.2 Effective Time 2 1.3 Effects of the Merger 2 1.4 Closing 2 1.5 Certi

EX-2.1 Exhibit 2.1 AGREEMENT AND PLAN OF MERGER by and between NBT BANCORP INC. and ALLIANCE FINANCIAL CORPORATION Dated as of October 7, 2012 TABLE OF CONTENTS ARTICLE I THE MERGER 1 1.1 The Merger 1 1.2 Effective Time 2 1.3 Effects of the Merger 2 1.4 Closing 2 1.5 Certificate of Incorporation and Bylaws 2 1.6 Directors of the Surviving Corporation 2 1.7 Officers of the Surviving Corporation 3 1

October 9, 2012 EX-99.2

October 8, 2012

EX-99.2 October 8, 2012 Exhibit 99.2 Acquisition of Alliance Financial Corporation 2 Forward-Looking Statements This presentation may contain forward-looking statements regarding NBT Bancorp Inc. These statements constitute forward-looking information within the definition of the Private Securities Litigation Reform Act of 1995. Actual results may differ materially from any forward-looking stateme

October 9, 2012 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events - 8-K

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 8, 2012 ALLIANCE FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) New York 000-15366 16-1276885 (State or other jurisdiction of incorporation)

October 9, 2012 EX-99.2

October 8, 2012

EX-99.2 October 8, 2012 Exhibit 99.2 Acquisition of Alliance Financial Corporation 2 Forward-Looking Statements This presentation may contain forward-looking statements regarding NBT Bancorp Inc. These statements constitute forward-looking information within the definition of the Private Securities Litigation Reform Act of 1995. Actual results may differ materially from any forward-looking stateme

October 9, 2012 DEFA14A

- 8-K

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 8, 2012 ALLIANCE FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) New York 000-15366 16-1276885 (State or other jurisdiction of incorporation)

October 9, 2012 425

Merger Prospectus - FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): October 7, 2012 NBT BANCORP INC. (Exact name of registrant as specified in its charter) DELAWARE 0-14703 16-1268674 (State or other jurisdiction of incorporation) (Commission

October 9, 2012 425

Merger Prospectus - 425

425 Filing pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934, as amended Filer: NBT Bancorp Inc.

October 9, 2012 EX-99.1

NBT BANCORP INC., ALLIANCE FINANCIAL CORPORATION ENTER INTO MERGER AGREEMENT

EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE Contacts: NBT Bancorp Inc. Alliance Financial Corporation Martin Dietrich Jack H. Webb President and CEO President and CEO 607.337.6119 315.475.6703 Michael J. Chewens J. Daniel Mohr Chief Financial Officer Chief Financial Officer 607.337.6520 315.475.4478 NBT BANCORP INC., ALLIANCE FINANCIAL CORPORATION ENTER INTO MERGER AGREEMENT NORWICH, N.Y. AND SYRAC

October 9, 2012 EX-99.1

NBT BANCORP INC., ALLIANCE FINANCIAL CORPORATION ENTER INTO MERGER AGREEMENT

Joint Press Release Exhibit 99.1 FOR IMMEDIATE RELEASE Contacts: NBT Bancorp Inc. Alliance Financial Corporation Martin Dietrich Jack H. Webb President and CEO President and CEO 607.337.6119 315.475.6703 Michael J. Chewens J. Daniel Mohr Chief Financial Officer Chief Financial Officer 607.337.6520 315.475.4478 NBT BANCORP INC., ALLIANCE FINANCIAL CORPORATION ENTER INTO MERGER AGREEMENT NORWICH, N.

October 9, 2012 EX-99.1

NBT BANCORP INC., ALLIANCE FINANCIAL CORPORATION ENTER INTO MERGER AGREEMENT

EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE Contacts: NBT Bancorp Inc. Alliance Financial Corporation Martin Dietrich Jack H. Webb President and CEO President and CEO 607.337.6119 315.475.6703 Michael J. Chewens J. Daniel Mohr Chief Financial Officer Chief Financial Officer 607.337.6520 315.475.4478 NBT BANCORP INC., ALLIANCE FINANCIAL CORPORATION ENTER INTO MERGER AGREEMENT NORWICH, N.Y. AND SYRAC

August 28, 2012 EX-99.1

Alliance Financial Corporation Announces Quarterly Dividend

EX-99.1 Exhibit 99.1 NEWS RELEASE FOR IMMEDIATE DISTRIBUTION Alliance Financial Corporation Announces Quarterly Dividend Syracuse, NY, August 28, 2012—Alliance Financial Corporation (the “Company”) (NASDAQ: ALNC), the holding company for Alliance Bank, N.A., announced that its Board of Directors has declared a quarterly dividend of $0.32 per common share. The dividend is payable on October 2, 2012

August 28, 2012 8-K

Financial Statements and Exhibits, Other Events - 8-K

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 28, 2012 ALLIANCE FINANCIAL CORPORATION (Exact name of Registrant as specified in its charter) New York 000-15366 16-1276885 (State or other jurisdiction of incorporation)

August 9, 2012 10-Q

Quarterly Report - FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2012 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-15366 ALLIANCE FINANCIAL CORP

July 17, 2012 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 17, 2012 ALLIANCE FINANCIAL CORPORATION (Exact name of Registrant as specified in its charter) New York 000-15366 16-1276885 (State or other jurisdiction of incorporation) (C

July 17, 2012 EX-99.1

Alliance Financial Announces Second Quarter Earnings

EX-99.1 Exhibit 99.1 NEWS RELEASE FOR IMMEDIATE RELEASE Alliance Financial Announces Second Quarter Earnings Syracuse, NY, July 17, 2012 - Alliance Financial Corporation (“Alliance” or the “Company”) (NasdaqGM: ALNC), the holding company for Alliance Bank, N.A., announced today net income for the quarter ended June 30, 2012 of $2.9 million or $0.61 per diluted common share, compared with $3.5 mill

May 29, 2012 EX-99.1

Alliance Financial Corporation Announces Quarterly Dividend

EX-99.1 Exhibit 99.1 NEWS RELEASE FOR IMMEDIATE DISTRIBUTION Alliance Financial Corporation Announces Quarterly Dividend Syracuse, NY, May 29, 2012—Alliance Financial Corporation (the “Company”) (NASDAQ: ALNC), the holding company for Alliance Bank, N.A., announced that its Board of Directors has declared a quarterly dividend of $0.31 per common share. The dividend is payable on July 2, 2012 to sh

May 29, 2012 8-K

Financial Statements and Exhibits, Other Events - 8-K

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 29, 2012 ALLIANCE FINANCIAL CORPORATION (Exact name of Registrant as specified in its charter) New York 000-15366 16-1276885 (State or other jurisdiction of incorporation) (Co

May 16, 2012 EX-99.1

Forward Looking Statements

EX-99.1 Exhibit 99.1 Forward Looking Statements This presentation contains certain “forward-looking statements” (within the meaning of the Private Securities Litigation Reform Act of 1995) with respect to the financial conditions, results of operations and business of Alliance. The words “may,” “could,” “should,” “would,” “believe,” “anticipate,” “estimate,” “expect,” “intend,” “plan” and similar

May 16, 2012 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders - 8-K

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 15, 2012 ALLIANCE FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) New York 0-15366 16-1276885 (State or other jurisdiction of incorporation or org

May 9, 2012 10-Q

Quarterly Report - 10-Q

10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2012 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-15366

April 17, 2012 EX-99.1

Alliance Financial Announces First Quarter Earnings

EX-99.1 Exhibit 99.1 NEWS RELEASE FOR IMMEDIATE RELEASE Alliance Financial Announces First Quarter Earnings Syracuse, NY, April 17, 2012—Alliance Financial Corporation (“Alliance” or the “Company”) (NasdaqGM: ALNC), the holding company for Alliance Bank, N.A., announced today net income for the quarter ended March 31, 2012 of $2.6 million or $0.55 per diluted common share, compared with $3.3 milli

April 17, 2012 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 17, 2012 ALLIANCE FINANCIAL CORPORATION (Exact name of Registrant as specified in its charter) New York 000-15366 16-1276885 (State or other jurisdiction of incorporation) (

April 6, 2012 DEF 14A

- DEF 14A

DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

March 14, 2012 10-K

Annual Report - 10-K

10-K Table of Contents SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2011 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-15366 ALLIANCE FINANCIAL CORPORATION (Exact name of Registrant as specified in its charter) New York 16-1276885 (State or Other Jurisdiction of Incorporation or Organization) (I.

March 14, 2012 EX-21.1

SUBSIDIARIES OF THE REGISTRANT Subsidiaries of Alliance Financial Corporation State or Other Jurisdiction of Incorporation or Organization Alliance Bank, N.A. United States Alliance Financial Capital Trust I State of Delaware Alliance Financial Capit

EX-21.1 Exhibit 21.1 SUBSIDIARIES OF THE REGISTRANT Subsidiaries of Alliance Financial Corporation State or Other Jurisdiction of Incorporation or Organization Alliance Bank, N.A. United States Alliance Financial Capital Trust I State of Delaware Alliance Financial Capital Trust II State of Delaware Alliance Agency, Inc. State of New York Subsidiaries of Alliance Bank, N.A. State or Other Jurisdic

February 28, 2012 8-K

Financial Statements and Exhibits, Other Events - 8-K

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 28, 2012 ALLIANCE FINANCIAL CORPORATION (Exact name of Registrant as specified in its charter) New York 000-15366 16-1276885 (State or other jurisdiction of incorporation

February 28, 2012 EX-99.1

Alliance Financial Corporation Announces Quarterly Dividend

Ex-99.1 Exhibit 99.1 NEWS RELEASE FOR IMMEDIATE DISTRIBUTION Alliance Financial Corporation Announces Quarterly Dividend Syracuse, NY, February 28, 2012—Alliance Financial Corporation (the “Company”) (NASDAQ: ALNC), the holding company for Alliance Bank, N.A., announced that its Board of Directors has declared a quarterly dividend of $0.31 per common share. The dividend is payable on April 3, 2012

January 26, 2012 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 26, 2012 ALLIANCE FINANCIAL CORPORATION (Exact name of Registrant as specified in its charter) New York 000-15366 16-1276885 (State or other jurisdiction of incorporation)

January 26, 2012 EX-99.1

Alliance Financial Announces Fourth Quarter and Record 2011 Earnings

EX-99.1 Exhibit 99.1 NEWS RELEASE FOR IMMEDIATE RELEASE Alliance Financial Announces Fourth Quarter and Record 2011 Earnings Syracuse, NY, January 26, 2012—Alliance Financial Corporation (“Alliance” or the “Company”) (NasdaqGM: ALNC), the holding company for Alliance Bank, N.A., announced today net income of $2.8 million or $0.60 per diluted share for the quarter ended December 31, 2011, compared

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