AFOP / Alliance Fiber Optic Products, Inc. - SEC-arkivering, Årsberetning, Fuldmagtserklæring

Alliance Fiber Optic Products, Inc.
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CIK 1122342
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Alliance Fiber Optic Products, Inc.
SEC Filings (Chronological Order)
Denne side giver en komplet, kronologisk liste over SEC-arkiveringer, eksklusive ejerskabsregistreringer, som vi leverer andre steder.
February 14, 2017 EX-99.A

IDENTIFICATION OF SUBSIDIARIES

Exhibit A EXHIBIT A IDENTIFICATION OF SUBSIDIARIES Foxconn Holding Limited is a subsidiary of Hon Hai Precision Industry Co.

February 14, 2017 SC 13G/A

AFOP / Alliance Fiber Optic Products, Inc. / Foxconn Holding Ltd. - AMENDMENT NO. 2 TO SCHEDULE 13G Passive Investment

SC 13G/A 1 d318308dsc13ga.htm AMENDMENT NO. 2 TO SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2) Alliance Fiber Optic Products, Inc. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 018680306 (CUSIP Number) December 31, 2016 (Date of Event Which Requires Filing of

February 14, 2017 EX-99.B

AGREEMENT RELATING TO JOINT FILING OF SCHEDULE 13G

EX-99.B 3 d318308dex99b.htm EXHIBIT B EXHIBIT B AGREEMENT RELATING TO JOINT FILING OF SCHEDULE 13G The undersigned hereby agree that a single Schedule 13G (or any amendment thereto) relating to the Common Stock of Alliance Fiber Optic Products, Inc. shall be filed on behalf of each of the undersigned and that this Agreement shall be filed as an Exhibit to such Schedule 13G. This Agreement and the

June 7, 2016 SC 13D/A

AFOP / Alliance Fiber Optic Products, Inc. / GAMCO INVESTORS, INC. ET AL Activist Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 4) Alliance Fiber Optic Products, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 018680306 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Tel

June 6, 2016 EX-3.1

AMENDED AND RESTATED BY-LAWS OF ALLIANCE FIBER OPTIC PRODUCTS, INC.

EX-3.1 2 ss1496245ex0301.htm BY-LAWS Exhibit 3.1 AMENDED AND RESTATED BY-LAWS OF ALLIANCE FIBER OPTIC PRODUCTS, INC. TABLE OF CONTENTS Section Page ARTICLE I OFFICES Section 1.01 Registered Office 1 Section 1.02 Other Offices 1 ARTICLE II MEETINGS OF STOCKHOLDERS Section 2.01 Annual Meetings 1 Section 2.02 Special Meetings 1 Section 2.03 Notice of Meetings 1 Section 2.04 Waiver of Notice 2 Section

June 6, 2016 8-K

Changes in Control of Registrant, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Material Modification to Rights of Security Holders, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets

8-K 1 ss14962458k.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 6, 2016 ALLIANCE FIBER OPTIC PRODUCTS, INC. (Exact Name of registrant as specified in its charter) Delaware 0-31857 77-0554122 (State or othe

June 6, 2016 SC 14D9/A

Alliance Fiber Optic Products AMENDMENT NO. 7

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 (Amendment No. 7) ALLIANCE FIBER OPTIC PRODUCTS, INC. (Name of Subject Company) ALLIANCE FIBER OPTIC PRODUCTS, INC. (Name of Persons Filing Statement) Common Stock, Par Value $0.001 Per Share (Title of Class of Securities) 0186

June 6, 2016 SC TO-T/A

Alliance Fiber Optic Products AMENDMENT NO. 7

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO/A (Amendment No. 7) Tender Offer Statement Under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 Alliance Fiber Optic Products, Inc. (Name of Subject Company (Issuer)) Apricot Merger Company (Name of Filing Persons (Offeror)) a wholly owned subsidiary of Corning Incorporated (Name of Filing Persons (Parent of

June 6, 2016 EX-99.A.5.C

Corning Completes Tender Offer to Acquire Alliance Fiber Optic Products, Inc.

EX-99.A.5.C 2 ss1495634ex99a5c.htm PRESS RELEASE EXHIBIT (a)(5)(C) Corning Completes Acquisition of Alliance Fiber Optic Products, Inc. Page One Press Release FOR RELEASE – JUNE 6, 2016 Corning Completes Tender Offer to Acquire Alliance Fiber Optic Products, Inc. CORNING, N.Y. — Corning Incorporated (NYSE:GLW) announced today that it has successfully completed its tender offer for all of the outst

June 2, 2016 EX-99.D.4

AMENDMENT NO. 1 AGREEMENT AND PLAN OF MERGER by and among CORNING INCORPORATED, APRICOT MERGER COMPANY, ALLIANCE FIBER OPTIC PRODUCTS, INC. Amendment Dated as of June 1, 2016 AMENDMENT NO. 1 TO AGREEMENT AND PLAN OF MERGER

EXHIBIT (d)(4) AMENDMENT NO. 1 to AGREEMENT AND PLAN OF MERGER by and among CORNING INCORPORATED, APRICOT MERGER COMPANY, and ALLIANCE FIBER OPTIC PRODUCTS, INC. Amendment Dated as of June 1, 2016 AMENDMENT NO. 1 TO AGREEMENT AND PLAN OF MERGER This AMENDMENT NO. 1 (this ?Amendment?), dated as of June 1, 2016, to the AGREEMENT AND PLAN OF MERGER, dated as of April 7, 2016 (the ?Original Agreement,

June 2, 2016 SC TO-T/A

Alliance Fiber Optic Products AMENDMENT NO. 6 TO SCHEDULE TO

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO/A (Amendment No. 6) Tender Offer Statement Under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 Alliance Fiber Optic Products, Inc. (Name of Subject Company (Issuer)) Apricot Merger Company (Name of Filing Persons (Offeror)) a wholly owned subsidiary of Corning Incorporated (Name of Filing Persons (Parent of

June 2, 2016 SC 14D9/A

Alliance Fiber Optic Products SC 14D9/A

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 (Amendment No. 6) ALLIANCE FIBER OPTIC PRODUCTS, INC. (Name of Subject Company) ALLIANCE FIBER OPTIC PRODUCTS, INC. (Name of Persons Filing Statement) Common Stock, Par Value $0.001 Per Share (Title of Class of Securities) 0186

June 2, 2016 EX-99.(E)(17)

AMENDMENT NO. 1 AGREEMENT AND PLAN OF MERGER by and among CORNING INCORPORATED, APRICOT MERGER COMPANY, ALLIANCE FIBER OPTIC PRODUCTS, INC. Amendment Dated as of June 1, 2016

EX-99.(E)(17) 2 a16-87648ex99de17.htm EX-(E)(17) Exhibit (e)(17) AMENDMENT NO. 1 to AGREEMENT AND PLAN OF MERGER by and among CORNING INCORPORATED, APRICOT MERGER COMPANY, and ALLIANCE FIBER OPTIC PRODUCTS, INC. Amendment Dated as of June 1, 2016 AMENDMENT NO. 1 TO AGREEMENT AND PLAN OF MERGER This AMENDMENT NO. 1 (this “Amendment”), dated as of June 1, 2016, to the AGREEMENT AND PLAN OF MERGER, d

May 27, 2016 SC 14D9/A

Alliance Fiber Optic Products SC 14D9/A

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 (Amendment No. 5) ALLIANCE FIBER OPTIC PRODUCTS, INC. (Name of Subject Company) ALLIANCE FIBER OPTIC PRODUCTS, INC. (Name of Persons Filing Statement) Common Stock, Par Value $0.001 Per Share (Title of Class of Securities) 0186

May 27, 2016 SC TO-T/A

Alliance Fiber Optic Products AMENDMENT NO. 5 TO SCHEDULE TO

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO/A (Amendment No. 5) Tender Offer Statement Under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 Alliance Fiber Optic Products, Inc. (Name of Subject Company (Issuer)) Apricot Merger Company (Name of Filing Persons (Offeror)) a wholly owned subsidiary of Corning Incorporated (Name of Filing Persons (Parent of

May 23, 2016 SC 13D/A

AFOP / Alliance Fiber Optic Products, Inc. / GAMCO INVESTORS, INC. ET AL Activist Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3) Alliance Fiber Optic Products, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 018680306 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Tel

May 16, 2016 SC 13D/A

AFOP / Alliance Fiber Optic Products, Inc. / GAMCO INVESTORS, INC. ET AL Activist Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2) Alliance Fiber Optic Products, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 018680306 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Tel

May 13, 2016 SC 14D9/A

Alliance Fiber Optic Products SC 14D9/A

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 (Amendment No. 4) ALLIANCE FIBER OPTIC PRODUCTS, INC. (Name of Subject Company) ALLIANCE FIBER OPTIC PRODUCTS, INC. (Name of Persons Filing Statement) Common Stock, Par Value $0.001 Per Share (Title of Class of Securities) 0186

May 13, 2016 SC TO-T/A

Alliance Fiber Optic Products AMENDMENT NO. 4 TO SCHEDULE TO

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO/A (Amendment No. 4) Tender Offer Statement Under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 Alliance Fiber Optic Products, Inc. (Name of Subject Company (Issuer)) Apricot Merger Company (Name of Filing Persons (Offeror)) a wholly owned subsidiary of Corning Incorporated (Name of Filing Persons (Parent of

May 13, 2016 EX-99.A.5.B

Corning Announces Extension of Tender Offer For Shares of AFOP

EX-99.A.5.B 2 ss1475566ex99a5b.htm PRESS RELEASE EXHIBIT (a)(5)(B) Corning Incorporated www.corning.com News Release FOR RELEASE –– May 13, 2016 Corning Announces Extension of Tender Offer For Shares of AFOP CORNING, N.Y. — Corning Incorporated (NYSE: GLW) announced today that it, along with Apricot Merger Company (“Purchaser”), a direct, wholly owned subsidiary of Corning, pursuant to the Agreeme

May 10, 2016 SC 13D/A

AFOP / Alliance Fiber Optic Products, Inc. / GAMCO INVESTORS, INC. ET AL Activist Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1) Alliance Fiber Optic Products, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 018680306 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Tel

May 9, 2016 SC 14D9/A

Alliance Fiber Optic Products SC 14D9/A

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 (Amendment No. 3) ALLIANCE FIBER OPTIC PRODUCTS, INC. (Name of Subject Company) ALLIANCE FIBER OPTIC PRODUCTS, INC. (Name of Persons Filing Statement) Common Stock, Par Value $0.001 Per Share (Title of Class of Securities) 0186

May 9, 2016 SC TO-T/A

Alliance Fiber Optic Products AMENDMENT NO. 3 TO SCHEDULE TO

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO/A (Amendment No. 3) Tender Offer Statement Under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 Alliance Fiber Optic Products, Inc. (Name of Subject Company (Issuer)) Apricot Merger Company (Name of Filing Persons (Offeror)) a wholly owned subsidiary of Corning Incorporated (Name of Filing Persons (Parent of

May 5, 2016 SC 13D

AFOP / Alliance Fiber Optic Products, Inc. / GAMCO INVESTORS, INC. ET AL Activist Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 Alliance Fiber Optic Products, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 018680306 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Telephone Number of P

May 3, 2016 SC 14D9/A

Alliance Fiber Optic Products SC 14D9/A

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 (Amendment No. 2) ALLIANCE FIBER OPTIC PRODUCTS, INC. (Name of Subject Company) ALLIANCE FIBER OPTIC PRODUCTS, INC. (Name of Persons Filing Statement) Common Stock, Par Value $0.001 Per Share (Title of Class of Securities) 0186

May 2, 2016 10-K/A

Alliance Fiber Optic Products AMENDMENT TO ANNUAL REPORT (Annual Report)

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 1 [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2015 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Num

May 2, 2016 SC TO-T/A

Alliance Fiber Optic Products AMENDMENT NO. 2 TO SCHEDULE TO

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO/A (Amendment No. 2) Tender Offer Statement Under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 Alliance Fiber Optic Products, Inc. (Name of Subject Company (Issuer)) Apricot Merger Company (Name of Filing Persons (Offeror)) a wholly owned subsidiary of Corning Incorporated (Name of Filing Persons (Parent of

May 2, 2016 10-Q

Alliance Fiber Optic Products QUARTERLY REPORT (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2016 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 0-31857 ALLIANCE FIB

April 28, 2016 SC TO-T/A

Alliance Fiber Optic Products AMENDMENT NO. 1 TO SCHEDULE TO

Unassociated Document SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO/A (Amendment No. 1) Tender Offer Statement Under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 Alliance Fiber Optic Products, Inc. (Name of Subject Company (Issuer)) Apricot Merger Company (Name of Filing Persons (Offeror)) a wholly owned subsidiary of Corning Incorporated (Name of Fil

April 28, 2016 SC 14D9/A

Alliance Fiber Optic Products SC 14D9/A

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 (Amendment No. 1) ALLIANCE FIBER OPTIC PRODUCTS, INC. (Name of Subject Company) ALLIANCE FIBER OPTIC PRODUCTS, INC. (Name of Persons Filing Statement) Common Stock, Par Value $0.001 Per Share (Title of Class of Securities) 0186

April 28, 2016 EX-99.(A)(5)(F)

FREQUENTLY ASKED QUESTIONS FOR HOLDERS OF STOCK OPTIONS AND RESTRICTED STOCK UNITS UNDER THE ALLIANCE FIBER OPTIC PRODUCTS, INC. 2000 STOCK INCENTIVE PLAN

EX-99.(A)(5)(F) 2 a16-87643ex99da5f.htm EX-(A)(5)(F) Exhibit (a)(5)(F) FREQUENTLY ASKED QUESTIONS FOR HOLDERS OF STOCK OPTIONS AND RESTRICTED STOCK UNITS UNDER THE ALLIANCE FIBER OPTIC PRODUCTS, INC. 2000 STOCK INCENTIVE PLAN 1. What is the purpose of this Q&A? As you may know, Alliance Fiber Optic Products, Inc. (“AFOP” or the “Company”) has entered into an Agreement and Plan of Merger, dated as

April 21, 2016 EX-99.(E)(16)

MODIFICATION AND WAIVER

Exhibit (e)(16) MODIFICATION AND WAIVER This MODIFICATION AND WAIVER is entered into as of the day of April, 2016, pursuant to Section 11 of that certain Indemnification Agreement of even date herewith by and between the undersigned and Alliance Fiber Optic Products, Inc.

April 21, 2016 EX-99.(E)(14)

ALLIANCE FIBER OPTIC PRODUCTS, INC. 2000 STOCK INCENTIVE PLAN NOTICE OF RESTRICTED STOCK UNIT GRANT

Exhibit (e)(14) ALLIANCE FIBER OPTIC PRODUCTS, INC. 2000 STOCK INCENTIVE PLAN NOTICE OF RESTRICTED STOCK UNIT GRANT You (“Grantee”) have been granted the following number of restricted stock units (“RSUs”) of ALLIANCE FIBER OPTIC PRODUCTS, INC. (the “Company”) under the Company’s 2000 Stock Incentive Plan (the “Plan”): Grant Number: 016 Name of Grantee: Peter C. Chang Total Number of RSUs Granted:

April 21, 2016 SC 14D9

Alliance Fiber Optic Products SC 14D9

SC 14D9 1 a2228358zsc14d9.htm SC 14D9 QuickLinks - Click here to rapidly navigate through this document SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 ALLIANCE FIBER OPTIC PRODUCTS, INC. (Name of Subject Company) ALLIANCE FIBER OPTIC PRODUCTS, INC. (Name of Persons Filing S

April 21, 2016 EX-99.(E)(12)

ALLIANCE FIBER OPTIC PRODUCTS, INC. 2000 STOCK INCENTIVE PLAN NOTICE OF RESTRICTED STOCK UNIT GRANT

Exhibit (e)(12) ALLIANCE FIBER OPTIC PRODUCTS, INC. 2000 STOCK INCENTIVE PLAN NOTICE OF RESTRICTED STOCK UNIT GRANT You (?Grantee?) have been granted the following number of restricted stock units (?RSUs?) of ALLIANCE FIBER OPTIC PRODUCTS, INC. (the ?Company?) under the Company?s 2000 Stock Incentive Plan (the ?Plan?): Grant Number: 003 Name of Grantee: Peter C. Chang Total Number of RSUs Granted:

April 21, 2016 EX-99.(E)(8)

ALLIANCE FIBER OPTIC PRODUCTS, INC. 2000 STOCK INCENTIVE PLAN (Adopted by the Board of Directors on September 7, 2000, amended and restated by the Board of Directors on March 18, 2010 as amended by the Board of Directors on August 23, 2013)

EX-99.(E)(8) 2 a2228358zex-99e8.htm EX-99.(E)(8) Exhibit (e)(8) ALLIANCE FIBER OPTIC PRODUCTS, INC. 2000 STOCK INCENTIVE PLAN (Adopted by the Board of Directors on September 7, 2000, amended and restated by the Board of Directors on March 18, 2010 and as amended by the Board of Directors on August 23, 2013) Table of Contents Page SECTION 1. ESTABLISHMENT AND PURPOSE 1 SECTION 2. DEFINITIONS 1 (a)

April 21, 2016 EX-99.(E)(13)

ALLIANCE FIBER OPTIC PRODUCTS, INC. 2000 STOCK INCENTIVE PLAN NOTICE OF RESTRICTED STOCK UNIT GRANT

Exhibit (e)(13) ALLIANCE FIBER OPTIC PRODUCTS, INC. 2000 STOCK INCENTIVE PLAN NOTICE OF RESTRICTED STOCK UNIT GRANT You (“Grantee”) have been granted the following number of restricted stock units (“RSUs”) of ALLIANCE FIBER OPTIC PRODUCTS, INC. (the “Company”) under the Company’s 2000 Stock Incentive Plan (the “Plan”): Grant Number: 014 Name of Grantee: Peter C. Chang Total Number of RSUs Granted:

April 21, 2016 EX-99.(A)(1)(E)

Offer to Purchase for Cash All Outstanding Shares of Common Stock of Alliance Fiber Optic Products, Inc. at $18.50 Per Share by Apricot Merger Company a wholly owned subsidiary of Corning Incorporated

EX-99.(A)(1)(E) 6 a2228343zex-99a1e.htm EX-99.(A)(1)(E) QuickLinks - Click here to rapidly navigate through this document EXHIBIT (a)(1)(E) Offer to Purchase for Cash All Outstanding Shares of Common Stock of Alliance Fiber Optic Products, Inc. at $18.50 Per Share by Apricot Merger Company a wholly owned subsidiary of Corning Incorporated THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 12:00 MIDNIG

April 21, 2016 EX-99.(A)(1)(A)

Offer To Purchase For Cash All Outstanding Shares Of Common Stock of Alliance Fiber Optic Products, Inc. at $18.50 Per Share by APRICOT MERGER COMPANY a wholly owned subsidiary of CORNING INCORPORATED

EX-99.(A)(1)(A) 2 a2228343zex-99a1a.htm EX-99.(A)(1)(A) EXHIBIT (a)(1)(A) Offer To Purchase For Cash All Outstanding Shares Of Common Stock of Alliance Fiber Optic Products, Inc. at $18.50 Per Share by APRICOT MERGER COMPANY a wholly owned subsidiary of CORNING INCORPORATED THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 12:00 MIDNIGHT, NEW YORK CITY TIME, (THE END OF THE DAY) ON THURSDAY, MAY 19,

April 21, 2016 EX-99.(A)(1)(D)

Offer to Purchase for Cash All Outstanding Shares of Common Stock of Alliance Fiber Optic Products, Inc. at $18.50 Per Share by Apricot Merger Company a wholly owned subsidiary of Corning Incorporated

EX-99.(A)(1)(D) 5 a2228343zex-99a1d.htm EX-99.(A)(1)(D) QuickLinks - Click here to rapidly navigate through this document EXHIBIT (a)(1)(D) Offer to Purchase for Cash All Outstanding Shares of Common Stock of Alliance Fiber Optic Products, Inc. at $18.50 Per Share by Apricot Merger Company a wholly owned subsidiary of Corning Incorporated THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 12:00 MIDNIG

April 21, 2016 EX-99.(A)(1)(B)

Letter of Transmittal To Tender Shares of Common Stock of Alliance Fiber Optic Products, Inc. Pursuant to the Offer to Purchase Dated April 21, 2016 by Apricot Merger Company a wholly owned subsidiary of Corning Incorporated

EX-99.(A)(1)(B) 3 a2228343zex-99a1b.htm EX-99.(A)(1)(B) QuickLinks - Click here to rapidly navigate through this document EXHIBIT (a)(1)(B) Letter of Transmittal To Tender Shares of Common Stock of Alliance Fiber Optic Products, Inc. Pursuant to the Offer to Purchase Dated April 21, 2016 by Apricot Merger Company a wholly owned subsidiary of Corning Incorporated THE OFFER AND WITHDRAWAL RIGHTS WIL

April 21, 2016 EX-99.(A)(1)(C)

Notice of Guaranteed Delivery For Tender of Shares of Common Stock of Alliance Fiber Optic Products, Inc. at $18.50 Per Share by Apricot Merger Company a wholly owned subsidiary of Corning Incorporated

QuickLinks - Click here to rapidly navigate through this document EXHIBIT (a)(1)(C) Notice of Guaranteed Delivery For Tender of Shares of Common Stock of Alliance Fiber Optic Products, Inc.

April 21, 2016 SC TO-T

Alliance Fiber Optic Products SC TO-T

QuickLinks - Click here to rapidly navigate through this document SECURITIES AND EXCHANGE COMMISSION Washington, D.

April 21, 2016 EX-99.(A)(1)(F)

Notice of Offer to Purchase for Cash All Outstanding Shares of Common Stock of Alliance Fiber Optic Products, Inc. at $18.50 Per Share by Apricot Merger Company a wholly owned subsidiary of Corning Incorporated

QuickLinks - Click here to rapidly navigate through this document EXHIBIT (a)(1)(F) This announcement is neither an offer to purchase nor a solicitation of an offer to sell Shares (as defined below).

April 20, 2016 SC 13D

AFOP / Alliance Fiber Optic Products, Inc. / Sand Grove Capital Management LLP - ALLIANCE FIBER OPTIC PRODUCT SC 13D Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* ALLIANCE FIBER OPTIC PRODUCT (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 018680306 (CUSIP Number) Penelope Brudenell-Bruce 0203 770 8614 4th floor, 35 Dover Street London W1S 4NQ (Name, Address and Telephone Nu

April 11, 2016 EX-99.A.5.A

From: Clark Kinlin

EX-99.A.5.A 2 ss1445394ex99a5a.htm EMAIL TO EMPLOYEES From: Clark Kinlin Sent: Friday, April 08, 2016 Subject: Optical Communications Business Update To all COC employees, Corning Incorporated recently announced that it has entered into a definitive agreement with Alliance Fiber Optic Products, Inc. (AFOP) to purchase AFOP through a tender offer and back-end merger. We expect the transaction will

April 11, 2016 SC TO-C

Alliance Fiber Optic Products TENDER OFFER STATEMENT

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 Alliance Fiber Optic Products, Inc. (Name of Subject Company) Apricot Merger Company a wholly-owned subsidiary of Corning Incorporated (Name of Filing Persons, Offerors) Common Stock, par value $0.001 per share (Title of Class of Sec

April 8, 2016 EX-99.1

, 2016

April XX, 2016 Name Company Address1 Address2 Dear Xxxxxx, Today Alliance Fiber Optic Products, Inc.

April 8, 2016 SC14D9C

Alliance Fiber Optic Products WRITTEN COMMUNICATION BY THE SUBJECT COMPANY RELATING TO A THIRD PARTY TENDER OFFER

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 (Rule 14d-101) Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 ALLIANCE FIBER OPTIC PRODUCTS, INC. (Name of Subject Company) ALLIANCE FIBER OPTIC PRODUCTS, INC. (Name of Persons Filing Statement) Common Stock, $0.001 par value per share (Title of Class of Securities) 0186803

April 8, 2016 EX-99.2

, 2016

April XX, 2016 Name Company Address1 Address2 Dear Xxxxxx, Today Alliance Fiber Optic Products, Inc.

April 8, 2016 EX-99.A.5.A

Alliance Fiber Optic Products, Inc. Acquisition Announcement General - Questions and Answers

Exhibit (a)(5)(A) Corning Incorporated Optical Communications Alliance Fiber Optic Products, Inc.

April 8, 2016 SC TO-C

Alliance Fiber Optic Products TENDER OFFER STATEMENT

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 Alliance Fiber Optic Products, Inc. (Name of Subject Company) Apricot Merger Company a wholly-owned subsidiary of Corning Incorporated (Name of Filing Persons, Offerors) Common Stock, par value $0.001 per share (Title of Class of Sec

April 8, 2016 EX-99.1

Dear AFOP management and employees,

EX-99.1 2 exhibit99-1.htm ELECTRONIC MAIL TO EMPLOYEES FROM THE CHIEF EXECUTIVE OFFICER Dear AFOP management and employees, I am pleased to inform you that today AFOP entered into an agreement to become part of Corning Incorporated pursuant to a tender offer to acquire all of the outstanding common stock of AFOP at $18.50 per share. Corning has been one of our key customers over the past few years

April 8, 2016 EX-99.2

AFOP Announces Preliminary First Quarter 2016 Revenues

EX-99.2 3 exhibit99-2.htm PRESS RELEASE ISSUED BY ALLIANCE FIBER OPTIC PRODUCTS, INC. Contact: Alliance Fiber Optic Products, Inc. Keting Lin, IR Associate 408-736-6900 x288 Email: [email protected] AFOP Announces Preliminary First Quarter 2016 Revenues Sunnyvale, CA – April 7, 2016 - Alliance Fiber Optic Products, Inc. (NASDAQ: AFOP), an innovative supplier of fiber optic components, subsystems and i

April 8, 2016 SC14D9C

Alliance Fiber Optic Products WRITTEN COMMUNICATION BY THE SUBJECT COMPANY RELATING TO A THIRD PARTY TENDER OFFER

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 (Rule 14d-101) Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 ALLIANCE FIBER OPTIC PRODUCTS, INC. (Name of Subject Company) ALLIANCE FIBER OPTIC PRODUCTS, INC. (Name of Persons Filing Statement) Common Stock, $0.001 par value per share (Title of Class of Securities) 0186803

April 8, 2016 EX-99.1

AFOP Announces Preliminary First Quarter 2016 Revenues

Contact: Alliance Fiber Optic Products, Inc. Keting Lin, IR Associate 408-736-6900 x288 Email: [email protected] AFOP Announces Preliminary First Quarter 2016 Revenues Sunnyvale, CA ? April 7, 2016 - Alliance Fiber Optic Products, Inc. (NASDAQ: AFOP), an innovative supplier of fiber optic components, subsystems and integrated modules for the optical network equipment market, today announced preliminar

April 8, 2016 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 7, 2016 ALLIANCE FIBER OPTIC PRODUCTS, INC. (Exact name of registrant as specified in its charter) Delaware 0-31857 77-0554122 (State or other jurisdiction (Commission (IRS Empl

April 8, 2016 EX-2.1

AGREEMENT AND PLAN OF MERGER by and among CORNING INCORPORATED, APRICOT MERGER COMPANY, ALLIANCE FIBER OPTIC PRODUCTS, INC. Dated as of April 7, 2016 TABLE OF CONTENTS

AGREEMENT AND PLAN OF MERGER by and among CORNING INCORPORATED, APRICOT MERGER COMPANY, and ALLIANCE FIBER OPTIC PRODUCTS, INC.

April 8, 2016 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 7, 2016 ALLIANCE FIBER OPTIC PRODUCTS, INC.

April 8, 2016 EX-99.1

Corning to Acquire Alliance Fiber Optic Products, Inc. Acquisition to support Corning’s plan for growth in cloud data center market

EX-99.1 3 exhibit99-1.htm JOINT PRESS RELEASE Corning Incorporated www.corning.com News Release FOR RELEASE –– APRIL 7, 2016 Corning to Acquire Alliance Fiber Optic Products, Inc. Acquisition to support Corning’s plan for growth in cloud data center market CORNING, N.Y., AND SUNNYVALE, CALIF. — Corning Incorporated (NYSE: GLW) and Alliance Fiber Optic Products, Inc. (Nasdaq: AFOP) announced today

April 8, 2016 EX-99.A.5.A

Corning to Acquire Alliance Fiber Optic Products, Inc. Acquisition to support Corning’s plan for growth in cloud data center market

Exhibit (a)(5)(A) News Release FOR RELEASE ?? APRIL 7, 2016 Corning to Acquire Alliance Fiber Optic Products, Inc.

April 8, 2016 SC TO-C

Alliance Fiber Optic Products TENDER OFFER STATEMENT

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 Alliance Fiber Optic Products, Inc. (Name of Subject Company) Apricot Merger Company a wholly-owned subsidiary of Corning Incorporated (Name of Filing Persons, Offerors) Common Stock, par value $0.001 per share (Title of Class of Sec

March 11, 2016 EX-21.1

ALLIANCE FIBER OPTIC PRODUCTS, INC. List of Significant Subsidiaries

Exhibit 21.1 ALLIANCE FIBER OPTIC PRODUCTS, INC. List of Significant Subsidiaries Subsidiary Legal Name Jurisdiction of Incorporation/Formation Transian Technology Ltd. Co. (Alliance Fiber Optic Products Co. Ltd.) Republic of China Dong Yuan Optoelectronics Technology Ltd. (Alliance Fiber Optic Products) People?s Republic of China

March 11, 2016 10-K

Alliance Fiber Optic Products ANNUAL REPORT (Annual Report)

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2015 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0-318570 ALLI

March 11, 2016 EX-10.7

FIRST AMENDMENT TO LEASE

EX-10.7 2 exhibit10-7.htm FIRST AMENDMENT TO LEASE Exhibit 10.7 FIRST AMENDMENT TO LEASE THIS FIRST AMENDMENT TO LEASE (this “First Amendment”) is made as of October 15, 2015, by and between JBGCOM SUNNYVALE INVESTORS, LLC, a Delaware limited liability company (“Landlord”), and ALLIANCE FIBER OPTIC PRODUCTS, INC., a Delaware corporation (“Tenant”). RECITALS A. Landlord and Tenant are now parties t

February 18, 2016 EX-99.1

AFOP REPORTS ANNUAL SALES AND OPERATING PROFITS FOR 2015. WITH SEQUENTIAL GROWTH GUIDANCE

Contact: Keting Lin, IR Associate Alliance Fiber Optic Products, Inc. February 18, 2016 Phone: 408-736-6900 x188 AFOP REPORTS ANNUAL SALES AND OPERATING PROFITS FOR 2015. WITH SEQUENTIAL GROWTH GUIDANCE Sunnyvale, CA ? February 18, 2016 - Alliance Fiber Optic Products, Inc. (Nasdaq GM: AFOP), an innovative supplier of fiber optic components, subsystems and integrated modules for the optical networ

February 18, 2016 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 18, 2016 ALLIANCE FIBER OPTIC PRODUCTS, INC. (Exact name of registrant as specified in its charter) Delaware 0-31857 77-0554122 (State or other jurisdiction (Commission (IRS

February 16, 2016 EX-99.B

AGREEMENT RELATING TO JOINT FILING OF SCHEDULE 13G

EX-99.B EXHIBIT B AGREEMENT RELATING TO JOINT FILING OF SCHEDULE 13G The undersigned hereby agree that a single Schedule 13G (or any amendment thereto) relating to the Common Stock of Alliance Fiber Optic Products, Inc. shall be filed on behalf of each of the undersigned and that this Agreement shall be filed as an Exhibit to such Schedule 13G. This Agreement and the filing of the Schedule 13G sha

February 16, 2016 EX-99.A

IDENTIFICATION OF SUBSIDIARIES

EX-99.A EXHIBIT A IDENTIFICATION OF SUBSIDIARIES Hon Hai Precision Industry Co., Ltd. has filed Schedule 13G pursuant to Rule 13d-1(d). As of December 31, 2000, Foxconn Holding Limited, a subsidiary of Hon Hai Precision Industry Co., Ltd., was the record owner of 2,711,771 shares of Common Stock of Alliance Fiber Optic Products, Inc.

February 16, 2016 SC 13G/A

AFOP / Alliance Fiber Optic Products, Inc. / Foxconn Holding Ltd. - SC 13G/A Passive Investment

SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) Alliance Fiber Optic Products, Inc. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 01868O 10 8 (CUSIP Number) February 16, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to desig

February 8, 2016 SC 13G

AFOP / Alliance Fiber Optic Products, Inc. / CHANG PETER C - SCHEDULE FILED TO REPORT ACQUISITION OF BENEFICIAL OWNERSHIP Passive Investment

kulangot.pdf - Converted by SECPublisher 4.0, created by BCL Technologies Inc., for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 12) ALLIANCE FIBER OPTIC PRODUCTS, INC. (Name of Issuer) Common Stock, par value $0.001 (Title of Class of Securities) 018680 306 (CUSIP Number) December 31, 2015 (Date of Event

November 20, 2015 EX-99.1

ALLIANCE FIBER OPTIC PRODUCTS, INC. ANNOUNCES INCREASE TO THE SIZE OF STOCK REPURCHASE PROGRAM

Contact: Keting Lin, IR Associate Alliance Fiber Optic Products, Inc. November 20, 2015 408-736-6900 x188 Email: [email protected] For Release on November 20, 2015 at Market Opening ALLIANCE FIBER OPTIC PRODUCTS, INC. ANNOUNCES INCREASE TO THE SIZE OF STOCK REPURCHASE PROGRAM Sunnyvale, CA – November 20, 2015 – Alliance Fiber Optic Products, Inc. (Nasdaq GM: AFOP) today announced that its board of dir

November 20, 2015 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 20, 2015 ALLIANCE FIBER OPTIC PRODUCTS, INC. (Exact name of registrant as specified in its charter) Delaware 0-31857 77-0554122 (State or other jurisdiction (Commission (IRS

October 28, 2015 8-K

Alliance Fiber Optic Products CURRENT REPORT (Current Report/Significant Event)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 28, 2015 ALLIANCE FIBER OPTIC PRODUCTS, INC. (Exact name of registrant as specified in its charter) Delaware 0-31857 77-0554122 (State or other jurisdiction (Commission (IRS E

October 28, 2015 EX-99.1

AFOP REPORTS THIRD QUARTER, 2015 FINANCIAL RESULTS

Contact: Keting Lin, IR Associate Alliance Fiber Optic Products, Inc. 408-736-6900 x188 Email: [email protected] October 28, 2015 AFOP REPORTS THIRD QUARTER, 2015 FINANCIAL RESULTS Sunnyvale, CA – October 28, 2015 - Alliance Fiber Optic Products, Inc. (Nasdaq GM: AFOP), an innovative supplier of fiber optic components, subsystems and integrated modules for the optical network equipment market, today r

September 9, 2015 EX-24.2

EX-24.2

Power of Attorney The undersigned, as a Section 16 reporting person of Alliance Fiber Optic Products, Inc.

September 9, 2015 EX-24.1

EX-24.1

Power of Attorney The undersigned, as a Section 16 reporting person of Alliance Fiber Optic Products, Inc.

August 24, 2015 8-K

Alliance Fiber Optic Products CURRENT REPORT (Current Report/Significant Event)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 24, 2015 ALLIANCE FIBER OPTIC PRODUCTS, INC. (Exact name of registrant as specified in its charter) Delaware 0-31857 77-0554122 (State or other jurisdiction (Commission (IRS Em

August 24, 2015 EX-99.1

ALLIANCE FIBER OPTIC PRODUCTS, INC. ANNOUNCES STOCK REPURCHASE PROGRAM

Contact: Keting Lin, IR Associate Alliance Fiber Optic Products, Inc. 408-736-6900 x188 Email: [email protected] Aug 24, 2015 For Release on August 24, 2015 at Market Close ALLIANCE FIBER OPTIC PRODUCTS, INC. ANNOUNCES STOCK REPURCHASE PROGRAM Sunnyvale, CA – August 24, 2015 – Alliance Fiber Optic Products, Inc. (Nasdaq CM: AFOP) today announced that its board of directors has approved a stock repurch

July 22, 2015 EX-99.1

AFOP REPORTS RECORD QUARTERLY SALES IN Q2 2015 GUIDANCE FOR YEAR-OVER-YEAR INCREASES OF 33% IN Q3 2015

EX-99.1 2 exhibit99-1.htm PRESS RELEASE DATED JULY 22, 2015 ANNOUNCING SECOND QUARTER 2015 RESULTS Contact: Keting Lin, IR Associate Alliance Fiber Optic Products, Inc. 408-736-6900 x188 Email: [email protected] July 22, 2015 AFOP REPORTS RECORD QUARTERLY SALES IN Q2 2015 GUIDANCE FOR YEAR-OVER-YEAR INCREASES OF 33% IN Q3 2015 Sunnyvale, CA – July 22, 2015 - Alliance Fiber Optic Products, Inc. (Nasdaq

July 22, 2015 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 22, 2015 ALLIANCE FIBER OPTIC PRODUCTS, INC. (Exact name of registrant as specified in its charter) Delaware 0-31857 77-0554122 (State or other jurisdiction (Commission (IRS Empl

June 1, 2015 SD

Alliance Fiber Optic Products SPECIALIZED DISCLOSURE REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT ALLIANCE FIBER OPTIC PRODUCTS, INC. (Exact name of registrant as specified in its charter) Delaware 0-31857 77-0554122 (State or other jurisdiction (Commission (IRS Employer of incorporation) File Number) Identification No.) 275 Gibraltar Drive, Sunnyvale, California 94089 (Address of prin

May 22, 2015 8-K

Alliance Fiber Optic Products CURRENT REPORT (Current Report/Significant Event)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 20, 2015 ALLIANCE FIBER OPTIC PRODUCTS, INC. (Exact name of registrant as specified in its charter) Delaware 0-31857 77-0554122 (State or Other Jurisdiction of (Commission File Nu

April 22, 2015 8-K

Alliance Fiber Optic Products CURRENT REPORT (Current Report/Significant Event)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ?????? FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 22, 2015 ALLIANCE FIBER OPTIC PRODUCTS, INC. (Exact name of registrant as specified in its charter) Delaware 0-31857 77-0554122 (State or other jurisdiction (Commission (

April 22, 2015 EX-99.1

AFOP REPORTS IMPROVED FINANCIAL RESULTS IN Q1 2015 WITH GUIDANCE FOR CONSECUTIVE SEQUENTIAL INCREASES IN Q2 2015

Contact: Keting Lin, IR Associate Alliance Fiber Optic Products, Inc. 408-736-6900 x188 Email: [email protected] April 22, 2015 AFOP REPORTS IMPROVED FINANCIAL RESULTS IN Q1 2015 WITH GUIDANCE FOR CONSECUTIVE SEQUENTIAL INCREASES IN Q2 2015 Sunnyvale, CA – April 22, 2015 - Alliance Fiber Optic Products, Inc. (Nasdaq GM: AFOP), an innovative supplier of fiber optic components, subsystems and integrated

April 17, 2015 DEF 14A

Alliance Fiber Optic Products DEFINITIVE PROXY STATEMENT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))

March 9, 2015 8-K

Alliance Fiber Optic Products CURRENT REPORT (Current Report/Significant Event)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ?????? FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 9, 2015 ALLIANCE FIBER OPTIC PRODUCTS, INC. (Exact name of registrant as specified in its charter) Delaware 0-31857 77-0554122 (State or other jurisdiction (Commission (I

March 9, 2015 EX-99.1

AFOP REPORTS TAX RELATED ADJUSTMENTS TO PREVIOUSLY REPORTED RESULTS

Contact: Keting Lin, IR Associate Alliance Fiber Optic Products, Inc. March 9, 2015 Phone: 408-736-6900 x188 AFOP REPORTS TAX RELATED ADJUSTMENTS TO PREVIOUSLY REPORTED RESULTS Sunnyvale, CA – March 9, 2015 - Alliance Fiber Optic Products, Inc. (Nasdaq GM: AFOP), an innovative supplier of fiber optic components, subsystems and integrated modules for the optical network equipment market, today repo

February 4, 2015 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 4, 2015 ALLIANCE FIBER OPTIC PRODUCTS, INC. (Exact name of registrant as specified in its charter) Delaware 0-31857 77-0554122 (State or other jurisdiction (Commission (IRS E

February 4, 2015 EX-99.1

AFOP REPORTS RECORD ANNUAL SALES AND OPERATING PROFITS FOR 2014. WITH SEQUENTIAL GROWTH GUIDANCE

Contact: Keting Lin, IR Associate Alliance Fiber Optic Products, Inc. February 04, 2015 Phone: 408-736-6900 x188 AFOP REPORTS RECORD ANNUAL SALES AND OPERATING PROFITS FOR 2014. WITH SEQUENTIAL GROWTH GUIDANCE Sunnyvale, CA – February 4, 2015 - Alliance Fiber Optic Products, Inc. (Nasdaq GM: AFOP), an innovative supplier of fiber optic components, subsystems and integrated modules for the optical

February 2, 2015 SC 13G/A

AFOP / Alliance Fiber Optic Products, Inc. / CHANG PETER C - AMENDMENT TO SCHEDULE FILED TO REPORT ACQUISITION OF BENEFICIAL OWNERSHIP Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 11) ALLIANCE FIBER OPTIC PRODUCTS, INC. (Name of Issuer) Common Stock, par value $0.001 (Title of Class of Securities) 018680 306 (CUSIP Number) December 31, 2014 (Date of Event which Requires Filing of Statement) Check the appropriate box to designate the rule pursuant t

November 21, 2014 SD

AFOP / Alliance Fiber Optic Products, Inc. SD - - SPECIALIZED DISCLOSURE REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT ALLIANCE FIBER OPTIC PRODUCTS, INC. (Exact name of registrant as specified in its charter) Delaware 0-31857 77-0554122 (State or other jurisdiction (Commission (IRS Employer of incorporation) File Number) Identification No.) 275 Gibraltar Drive, Sunnyvale, California 94089 (Address of prin

November 14, 2014 8-K

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 14, 2014 ALLIANCE FIBER OPTIC PRODUCTS, INC. (Exact name of registrant as specified in its charter) Delaware 0-31857 77-0554122 (State or other jurisdiction (Commission (IRS

October 29, 2014 EX-99.1

AFOP REPORTS THIRD QUARTER, 2014 FINANCIAL RESULTS WITH SEQUENTIAL GROWTH GUIDANCE

Contact: Keting Lin, IR Associate Alliance Fiber Optic Products, Inc. 408-736-6900 x188 Email: [email protected] October 29, 2014 AFOP REPORTS THIRD QUARTER, 2014 FINANCIAL RESULTS WITH SEQUENTIAL GROWTH GUIDANCE Sunnyvale, CA – October 29, 2014 - Alliance Fiber Optic Products, Inc. (Nasdaq GM: AFOP), an innovative supplier of fiber optic components, subsystems and integrated modules for the optical n

October 29, 2014 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 29, 2014 ALLIANCE FIBER OPTIC PRODUCTS, INC. (Exact name of registrant as specified in its charter) Delaware 0-31857 77-0554122 (State or other jurisdiction (Commission (IRS E

October 29, 2014 EX-99.1

ALLIANCE FIBER OPTIC PRODUCTS, INC. ANNOUNCES STOCK REPURCHASE PROGRAM

Contact: Keting Lin, IR Associate Alliance Fiber Optic Products, Inc. October 29, 2014 408-736-6900 x188 Email: [email protected] ALLIANCE FIBER OPTIC PRODUCTS, INC. ANNOUNCES STOCK REPURCHASE PROGRAM Sunnyvale, CA – October 29, 2014 – Alliance Fiber Optic Products, Inc. (Nasdaq GM: AFOP) today announced that its board of directors has approved a stock repurchase program under which it will begin purc

October 29, 2014 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 29, 2014 ALLIANCE FIBER OPTIC PRODUCTS, INC. (Exact name of registrant as specified in its charter) Delaware 0-31857 77-0554122 (State or other jurisdiction (Commission (IRS E

July 28, 2014 EX-99.1

AFOP REPORTS 27% YEAR OVER YEAR REVENUE INCREASE IN Q2 2014

Contact: Keting Lin, IR Associate Alliance Fiber Optic Products, Inc. July 28, 2014 408-736-6900 x188 Email: [email protected] AFOP REPORTS 27% YEAR OVER YEAR REVENUE INCREASE IN Q2 2014 Sunnyvale, CA – July 28, 2014 - Alliance Fiber Optic Products, Inc. (Nasdaq GM: AFOP), an innovative supplier of fiber optic components, subsystems and integrated modules for the fiber optic communication market, toda

July 28, 2014 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 28, 2014 ALLIANCE FIBER OPTIC PRODUCTS, INC. (Exact name of registrant as specified in its charter) Delaware 0-31857 77-0554122 (State or other jurisdiction (Commission (IRS Empl

May 21, 2014 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 19, 2014 ALLIANCE FIBER OPTIC PRODUCTS, INC. (Exact name of registrant as specified in its charter) Delaware 0-31857 77-0554122 (State or Other Jurisdiction of (Commission File Nu

April 24, 2014 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 24, 2014 ALLIANCE FIBER OPTIC PRODUCTS, INC. (Exact name of registrant as specified in its charter) Delaware 0-31857 77-0554122 (State or other jurisdiction (Commission (IRS Emp

April 24, 2014 EX-99.1

AFOP REPORTS RECORD QUARTERLY SALES AND PROFITS IN Q1 2014 GUIDANCE FOR YEAR-OVER-YEAR INCREASES OF 31% IN Q2 2014

EX-99.1 2 exhibit99-1.htm PRESS RELEASE DATED APRIL 24, 2014 ANNOUNCING FIRST QUARTER 2014 RESULTS Contact: Keting Lin, IR Associate Alliance Fiber Optic Products, Inc. April 24, 2014 408-736-6900 x188 Email: [email protected] AFOP REPORTS RECORD QUARTERLY SALES AND PROFITS IN Q1 2014 GUIDANCE FOR YEAR-OVER-YEAR INCREASES OF 31% IN Q2 2014 Sunnyvale, CA – April 24, 2014 - Alliance Fiber Optic Products

April 18, 2014 DEF 14A

- DEFINITIVE PROXY STATEMENT

SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

March 14, 2014 S-8

- INITIAL REGISTRATION STATEMENT FOR SECURITIES TO BE OFFERED TO EMPLOYEES

As filed with the Securities and Exchange Commission on March 14, 2014 Registration No.

March 14, 2014 10-K

Alliance Fiber Optic Products ANNUAL REPORT (Annual Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2013 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0-318570 ALLIANCE FIBER OPTIC P

February 3, 2014 EX-99.1

AFOP REPORTS CONSECUTIVE RECORD ANNUAL SALES AND PROFITS IN 2013. GUIDANCE FOR YEAR-OVER-YEAR INCREASE IN REVENUES OF 86% IN FIRST QUARTER 2014

Contact: Anita Ho Acting Chief Financial Officer Alliance Fiber Optic Products, Inc.

February 3, 2014 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events - CURRENT REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 3, 2014 ALLIANCE FIBER OPTIC PRODUCTS, INC. (Exact name of registrant as specified in its charter) Delaware 0-31857 77-0554122 (State or other jurisdiction (Commission (IRS E

January 31, 2014 SC 13G

AFOP / Alliance Fiber Optic Products, Inc. / CHANG PETER C - SCHEDULE FILED TO REPORT ACQUISITION OF BENEFICIAL OWNERSHIP Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 10) ALLIANCE FIBER OPTIC PRODUCTS, INC. (Name of Issuer) Common Stock, par value $0.001 (Title of Class of Securities) 018680 306 (CUSIP Number) December 31, 2013 (Date of Event which Requires Filing of Statement) Check the appropriate box to designate the rule pursuant t

November 7, 2013 8-K

Financial Statements and Exhibits, Other Events - CURRENT REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 7, 2013 ALLIANCE FIBER OPTIC PRODUCTS, INC. (Exact name of registrant as specified in its charter) Delaware 0-31857 77-0554122 (State or other jurisdiction (Commission (IRS E

November 7, 2013 EX-99.1

Alliance Fiber Optic Products, Inc. (AFOP) Declares Annual Cash Dividend

Contact: Anita Ho Acting Chief Financial Officer Alliance Fiber Optic Products, Inc.

November 4, 2013 8-K

Submission of Matters to a Vote of Security Holders - CURRENT REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 1, 2013 ALLIANCE FIBER OPTIC PRODUCTS, INC. (Exact name of registrant as specified in its charter) Delaware 0-31857 77-0554122 (State or other jurisdiction (Commission (IRS E

October 24, 2013 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition - CURRENT REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 24, 2013 ALLIANCE FIBER OPTIC PRODUCTS, INC. (Exact name of registrant as specified in its charter) Delaware 0-31857 77-0554122 (State or other jurisdiction (Commission (IRS E

October 24, 2013 EX-99.1

AFOP REPORTS QUARTERLY YEAR-OVER-YEAR REVENUE INCREASES OF 86%. GUIDANCE FOR YEAR-OVER-YEAR INCREASES OF 80% IN FOURTH QUARTER 2013

Contact: Anita Ho Acting Chief Financial Officer Alliance Fiber Optic Products, Inc.

October 22, 2013 8-K

Submission of Matters to a Vote of Security Holders - CURRENT REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 21, 2013 ALLIANCE FIBER OPTIC PRODUCTS, INC. (Exact name of registrant as specified in its charter) Delaware 0-31857 77-0554122 (State or other jurisdiction (Commission (IRS E

September 11, 2013 DEF 14A

- DEFINITIVE PROXY STATEMENT

SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO.

August 30, 2013 PRE 14A

- PRELIMINARY PROXY STATEMENT

SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO.

August 30, 2013 8-K

Financial Statements and Exhibits, Other Events - CURRENT REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 30, 2013 ALLIANCE FIBER OPTIC PRODUCTS, INC. (Exact name of registrant as specified in its charter) Delaware 0-31857 77-0554122 (State or other jurisdiction (Commission (IRS Em

August 30, 2013 EX-99.1

AFOP Announces Special Stockholder Meeting on October 21, 2013

Press Release Anita Ho Acting Chief Financial Officer Alliance Fiber Optic Products, Inc.

August 30, 2013 EX-99.1

AFOP Announces Special Stockholder Meeting on October 21, 2013

Press Release Anita Ho Acting Chief Financial Officer Alliance Fiber Optic Products, Inc.

August 30, 2013 DEFA14A

- CURRENT REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 30, 2013 ALLIANCE FIBER OPTIC PRODUCTS, INC. (Exact name of registrant as specified in its charter) Delaware 0-31857 77-0554122 (State or other jurisdiction (Commission (IRS Em

August 15, 2013 8-K

Financial Statements and Exhibits, Other Events - CURRENT REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 15, 2013 ALLIANCE FIBER OPTIC PRODUCTS, INC. (Exact name of registrant as specified in its charter) Delaware 0-31857 77-0554122 (State or other jurisdiction (Commission (IRS Em

August 15, 2013 EX-99.1

AFOP DECLARES TWO-FOR-ONE STOCK SPLIT

Contact: Anita Ho Acting Chief Financial Officer Alliance Fiber Optic Products, Inc.

July 23, 2013 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition - CURRENT REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 23, 2013 ALLIANCE FIBER OPTIC PRODUCTS, INC. (Exact name of registrant as specified in its charter) Delaware 0-31857 77-0554122 (State or other jurisdiction (Commission (IRS Empl

July 23, 2013 EX-99.1

AFOP REPORTS QUARTERLY YEAR-OVER-YEAR INCREASES OF 248% IN NET INCOME AND 65% IN REVENUE. GUIDANCE FOR RECORD REVENUES IN THIRD QUARTER 2013

Contact: Anita Ho Acting Chief Financial Officer Alliance Fiber Optic Products, Inc.

May 20, 2013 8-K

Submission of Matters to a Vote of Security Holders - CURRENT REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 17, 2013 ALLIANCE FIBER OPTIC PRODUCTS, INC. (Exact name of registrant as specified in its charter) Delaware 0-31857 77-0554122 (State or Other Jurisdiction of (Commission File Nu

April 23, 2013 EX-99.1

AFOP REPORTS 100% YEAR OVER YEAR PROFIT INCREASE IN 1st QUARTER, 2013 WITH RECORD QUARTERLY SALES GUIDANCE FOR Q2, 2013

Contact: Anita Ho Acting Chief Financial Officer Alliance Fiber Optic Products, Inc.

April 23, 2013 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition - CURRENT REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 23, 2013 ALLIANCE FIBER OPTIC PRODUCTS, INC. (Exact name of registrant as specified in its charter) Delaware 0-31857 77-0554122 (State or other jurisdiction (Commission (IRS Emp

April 18, 2013 DEF 14A

- DEFINITIVE PROXY STATEMENT

SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO.

January 30, 2013 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events - CURRENT REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 30, 2013 ALLIANCE FIBER OPTIC PRODUCTS, INC. (Exact name of registrant as specified in its charter) Delaware 0-31857 77-0554122 (State or other jurisdiction (Commission (IRS E

January 30, 2013 EX-99.1

AFOP REPORTS RECORD ANNUAL SALES AND PROFITS IN 2012 WITH GROWTH GUIDANCE FOR Q1, 2013

Contact: Anita Ho Acting Chief Financial Officer Alliance Fiber Optic Products, Inc.

October 25, 2012 EX-99.1

Alliance Fiber Optic Products, Inc. (AFOP) Declares Cash Dividend of One Dollar and Twenty Five Cents per Share

Contact: Anita Ho Acting Chief Financial Officer Alliance Fiber Optic Products, Inc.

October 25, 2012 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 25, 2012 ALLIANCE FIBER OPTIC PRODUCTS, INC. (Exact name of registrant as specified in its charter) Delaware 0-31857 77-0554122 (State or other jurisdiction (Commission (IRS E

October 23, 2012 EX-99.1

AFOP REPORTS IMPROVED THIRD QUARTER, 2012 FINANCIAL RESULTS WITH RECORD 2012 ANNUAL SALES GUIDANCE

Contact: Anita Ho Acting Chief Financial Officer Alliance Fiber Optic Products, Inc.

October 23, 2012 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition - CURRENT REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 23, 2012 ALLIANCE FIBER OPTIC PRODUCTS, INC. (Exact name of registrant as specified in its charter) Delaware 0-31857 77-0554122 (State or other jurisdiction (Commission (IRS E

July 24, 2012 EX-99.1

AFOP REPORTS IMPROVED SECOND QUARTER, 2012 FINANCIAL RESULTS WITH SEQUENTIAL GROWTH

Contact: Anita Ho Acting Chief Financial Officer Alliance Fiber Optic Products, Inc.

July 24, 2012 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition - CURRENT REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 24, 2012 ALLIANCE FIBER OPTIC PRODUCTS, INC. (Exact name of registrant as specified in its charter) Delaware 0-31857 77-0554122 (State or other jurisdiction (Commission (IRS Empl

May 21, 2012 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 18, 2012 ALLIANCE FIBER OPTIC PRODUCTS, INC. (Exact name of registrant as specified in its charter) Delaware 0-31857 77-0554122 (State or Other Jurisdiction of (Commission File Nu

April 23, 2012 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition - CURRENT REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 23, 2012 ALLIANCE FIBER OPTIC PRODUCTS, INC. (Exact name of registrant as specified in its charter) Delaware 0-31857 77-0554122 (State or other jurisdiction (Commission (IRS Emp

April 23, 2012 EX-99.1

AFOP REPORTS IMPROVED FIRST QUARTER, 2012 FINANCIAL RESULTS WITH SEQUENTIAL GROWTH AND GUIDANCE

Contact: Anita Ho Acting Chief Financial Officer Alliance Fiber Optic Products, Inc.

April 12, 2012 DEF 14A

- DEFINITIVE PROXY STATEMENT

DEF 14A 1 afopdef14a.htm DEFINITIVE PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO.) Filed by the Registrant [x] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [x] Defi

February 10, 2012 SC 13G/A

AFOP / Alliance Fiber Optic Products, Inc. / CHANG PETER C - AMENDMENT TO SCHEDULE FILED TO REPORT ACQUISITION OF BENEFICIAL OWNERSHIP Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 8) ALLIANCE FIBER OPTIC PRODUCTS, INC. (Name of Issuer) Common Stock, par value $0.001 (Title of Class of Securities) 018680 306 (CUSIP Number) December 31, 2011 (Date of Event which Requires Filing of Statement) Check the appropriate box to designate the rule pursuant to

February 8, 2012 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers - CURRENT REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 2, 2012 ALLIANCE FIBER OPTIC PRODUCTS, INC. (Exact name of registrant as specified in its charter) Delaware 0-31857 77-0554122 (State or other jurisdiction (Commission (IRS E

January 31, 2012 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events - CURRENT REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 31, 2012 ALLIANCE FIBER OPTIC PRODUCTS, INC. (Exact name of registrant as specified in its charter) Delaware 0-31857 77-0554122 (State or other jurisdiction (Commission (IRS E

January 31, 2012 EX-99.1

AFOP REPORTS YEAR 2011 SALES AND PROFITS WITH SEQUENTIAL QUARTERLY GROWTH GUIDANCE

Contact: Anita Ho Acting Chief Financial Officer Alliance Fiber Optic Products, Inc.

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