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| CIK | 910322 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Astoria Financial Corp.
SEC Filings (Chronological Order)
Denne side giver en komplet, kronologisk liste over SEC-arkiveringer, eksklusive ejerskabsregistreringer, som vi leverer andre steder.
| February 9, 2018 |
AF / Astoria Financial Corp. / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* ASTORIA FINANCIAL CORP (Name of Issuer) Common Stock (Title of Class of Securities) 046265104 (CUSIP Number) December 31, 2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this |
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| October 12, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 001-11967 Astoria financial corporation (Exact name of registrant as specif |
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| October 2, 2017 |
As filed with the Securities and Exchange Commission on October 2, 2017 Registration No. |
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| October 2, 2017 |
As filed with the Securities and Exchange Commission on October 2, 2017 Registration No. |
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| October 2, 2017 |
As filed with the Securities and Exchange Commission on October 2, 2017 Registration No. |
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| October 2, 2017 |
As filed with the Securities and Exchange Commission on October 2, 2017 Registration No. |
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| October 2, 2017 |
As filed with the Securities and Exchange Commission on October 2, 2017 Registration No. |
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| October 2, 2017 |
As filed with the Securities and Exchange Commission on October 2, 2017 Registration No. |
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| October 2, 2017 |
As filed with the Securities and Exchange Commission on October 2, 2017 Registration No. |
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| October 2, 2017 |
As filed with the Securities and Exchange Commission on October 2, 2017 Registration No. |
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| October 2, 2017 |
As filed with the Securities and Exchange Commission on October 2, 2017 Registration No. |
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| October 2, 2017 |
Amended and Restated Bylaws of Sterling Bancorp EX-3.3 4 v475831ex3-3.htm EXHIBIT 3.3 Exhibit 3.3 AMENDED AND RESTATED BYLAWS OF STERLING BANCORP ARTICLE I - STOCKHOLDERS Section 1. Annual Meeting. A. An annual meeting of the stockholders of Sterling Bancorp (the “Corporation”), for the election of members of the Board of Directors (the “Directors”) to succeed those whose terms expire and for the transaction of such other business as may proper |
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| October 2, 2017 |
Amended and Restated Certificate of Incorporation of Sterling Bancorp Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF STERLING BANCORP (Pursuant to Sections 242 and 245 of the Delaware General Corporation Law of the State of Delaware) (name changed to Provident New York Bancorp 6/29/05; name changed to Sterling Bancorp 10/31/13) Pursuant to Section 242 and Section 245 of the Delaware General Corporation Law, Sterling Bancorp, a Delaware corporation, |
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| October 2, 2017 |
Certificate of Amendment of Amended and Restated Certificate of Incorporation of Sterling Bancorp Exhibit 3.2 CERTIFICATE OF AMENDMENT OF AMENDED AND RESTATED CERTIFICATE OF INCORPORATION Sterling Bancorp, a corporation organized and existing under and by virtue of the state of Delaware (the ?Corporation?), does hereby certify: First: That the Board of Directors of the Corporation, at a meeting duly convened and held, adopted the following resolution proposing and declaring advisable the follo |
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| October 2, 2017 |
8-K 1 v4758318k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 2, 2017 ASTORIA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-11967 11-3170868 (State or other jurisdi |
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| October 2, 2017 |
Certificate of Designations of 6.50% Non-Cumulative, Perpetual Preferred Stock, Series A Exhibit 3.4 CERTIFICATE OF DESIGNATIONS OF 6.50% NON-CUMULATIVE PERPETUAL PREFERRED STOCK, SERIES A OF STERLING BANCORP Pursuant to Section 151 of the General Corporation Law of the State of Delaware STERLING BANCORP, a corporation organized and existing under the General Corporation Law of the State of Delaware (the ?Corporation?), in accordance with the provisions of Sections 141 and 151 thereof |
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| October 2, 2017 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on October 13, 2017, pursuant to the provisions of Rule 12d2-2 (a). |
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| October 2, 2017 |
EX-99.25 2 ruleprovisionnotice.htm NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on October 13, 2017, pursuant to the provisions of Rule 12d2-2 (a). [ X ] 17 CFR 240.12d |
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| September 15, 2017 |
united states SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 15, 2017 Astoria Financial Corporation (Exact name of registrant as specified in its charter) Delaware 001-11967 11-3170868 (State or other jurisdiction of incorporation or |
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| August 28, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 23, 2017 ASTORIA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-11967 11-3170868 (State or other jurisdiction of incorporation or org |
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| August 14, 2017 |
Investor Presentation Second Quarter Ended June 30, 2017 NYSE : AF Exhibit 99.1 Investor Presentation Second Quarter Ended June 30, 2017 NYSE : AF Forward Looking Statements 2 Cautionary Statements Regarding Forward-Looking Information This presentation contains a number of forward-looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended. These statements may |
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| August 14, 2017 |
Regulation FD Disclosure, Financial Statements and Exhibits united states SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 14, 2017 Astoria Financial Corporation (Exact name of registrant as specified in its charter) Delaware 001-11967 11-3170868 (State or other jurisdiction of incorporation or org |
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| August 4, 2017 |
AF / Astoria Financial Corp. 10-Q (Quarterly Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2017 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-11967 ASTO |
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| July 27, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 26, 2017 ASTORIA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-11967 11-3170868 (State or other jurisdiction of incorporation or organ |
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| July 27, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition united states SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 26, 2017 Astoria Financial Corporation (Exact name of registrant as specified in its charter) Delaware 001-11967 11-3170868 (State or other jurisdiction of incorporation or organ |
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| July 27, 2017 |
Astoria Financial Corporation Reports 2017 Second Quarter Earnings Per Common Share Of $0.16 EX-99.1 2 v471552ex99-1.htm EXHIBIT 99.1 Astoria Financial Corporation Reports 2017 Second Quarter Earnings Per Common Share Of $0.16 Quarterly Cash Dividend of $0.04 Per Common Share Declared LAKE SUCCESS, N.Y., July 26, 2017 /PRNewswire/ - Astoria Financial Corporation (NYSE: AF) ("Astoria", or the "Company"), the holding company for Astoria Bank (the "Bank"), today reported net income available |
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| July 12, 2017 |
Financial Statements and Exhibits, Other Events 8-K 1 v4706888k.htm FORM 8-K united states SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 12, 2017 Astoria Financial Corporation (Exact name of registrant as specified in its charter) Delaware 001-11967 11-3170868 (State or other jurisdict |
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| July 12, 2017 |
Astoria Financial Corporation Schedules Second Quarter Earnings Release Astoria Financial Corporation Schedules Second Quarter Earnings Release LAKE SUCCESS, N. |
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| June 16, 2017 |
united states SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 16, 2017 Astoria Financial Corporation (Exact name of registrant as specified in its charter) Delaware 001-11967 11-3170868 (State or other jurisdiction of incorporation or organ |
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| June 14, 2017 |
CERTIFICATE OF AMENDMENT OF AMENDED AND RESTATED CERTIFICATE OF INCORPORATION EX-3.1 2 t1701883ex3-1.htm EXHIBIT 3.1 Exhibit 3.1 CERTIFICATE OF AMENDMENT OF AMENDED AND RESTATED CERTIFICATE OF INCORPORATION Sterling Bancorp, a corporation organized and existing under and by virtue of the state of Delaware (the “Corporation”), does hereby certify: First: That the Board of Directors of the Corporation, at a meeting duly convened and held, adopted the following resolution prop |
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| June 14, 2017 |
Sterling Bancorp and Astoria Financial Corporation Shareholders Approve Proposed Merger EX-99.1 3 t1701883ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Sterling Bancorp and Astoria Financial Corporation Shareholders Approve Proposed Merger Merger will create leading Greater NYC Metro regional bank with $29 Billion in Assets Company Release - 06/13/2017 18:20 MONTEBELLO and LAKE SUCCESS, N.Y., June 13, 2017 (GLOBE NEWSWIRE) — Shareholders of Sterling Bancorp (NYSE:STL) (“Sterling”) and Astoria |
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| June 14, 2017 |
Sterling Bancorp FORM 8-K (Prospectus) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 13, 2017 Sterling Bancorp (Exact name of registrant as specified in its charter) Delaware 001-35385 80-0091851 (State or other jurisdiction of incorporation) (Commission File Num |
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| June 14, 2017 |
Submission of Matters to a Vote of Security Holders, Other Events, Financial Statements and Exhibits 8-K 1 v4689898k.htm FORM 8-K united states SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 13, 2017 Astoria Financial Corporation (Exact name of registrant as specified in its charter) Delaware 001-11967 11-3170868 (State or other jurisdict |
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| June 14, 2017 |
Exhibit 99.1 News Release STERLING BANCORP: Investor Contact: Luis Massiani Senior EVP & Chief Financial Officer 845.369.8040 Media Contact: Linda Dunbar FVP & Director, Communications 917.969.5609 ASTORIA FINANCIAL CORPORATION: Investor/Media Contact: Theodore Ayvas Director, Investor Relations 516.327.7877 STERLING BANCORP AND ASTORIA FINANCIAL CORPORATION SHAREHOLDERS APPROVE PROPOSED MERGER ~M |
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| June 8, 2017 |
united states SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 8, 2017 Astoria Financial Corporation (Exact name of registrant as specified in its charter) Delaware 001-11967 11-3170868 (State or other jurisdiction of incorporation or organi |
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| June 8, 2017 |
Astoria Financial Corporation Completes Sale of $200 Million of Senior Notes Exhibit 99.1 One Astoria Bank Plaza, Lake Success, NY 11042-1085 (516) 327-3000 FOR IMMEDIATE RELEASE Contact: Theodore S. Ayvas Vice President Investor Relations 516-327-7877 [email protected] Astoria Financial Corporation Completes Sale of $200 Million of Senior Notes LAKE SUCCESS, N.Y., June 8, 2017 - Astoria Financial Corporation (NYSE:AF) (?Astoria? or the ?Company?), the holding company for |
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| June 8, 2017 |
Exhibit 4.1 ASTORIA FINANCIAL CORPORATION, as Issuer and WILMINGTON TRUST, NATIONAL ASSOCIATION, as Trustee INDENTURE Dated as of June 8, 2017 SENIOR DEBT SECURITIES Table of Contents Page ARTICLE I DEFINITIONS AND INCORPORATION BY REFERENCE Section 1.1 Definitions. 1 Section 1.2 Incorporation by Reference of Trust Indenture Act 6 Section 1.3 Rules of Construction 7 ARTICLE II THE SECURITIES Secti |
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| June 8, 2017 |
Exhibit 4.3 Form of Note THIS SECURITY IS A GLOBAL SECURITY WITHIN THE MEANING OF THE INDENTURE REFERRED TO IN THIS SECURITY AND IS REGISTERED IN THE NAME OF A DEPOSITARY OR ITS NOMINEE. THIS SECURITY MAY NOT BE TRANSFERRED TO, OR REGISTERED OR EXCHANGED FOR SECURITIES REGISTERED IN THE NAME OF, ANY PERSON OTHER THAN THE DEPOSITARY OR ITS NOMINEE OR A SUCCESSOR OF SUCH DEPOSITARY OR A NOMINEE OF S |
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| June 8, 2017 |
$200,000,000 Astoria Financial Corporation 3.500% Senior Notes due 2020 PURCHASE AGREEMENT Exhibit 1.1 $200,000,000 Astoria Financial Corporation 3.500% Senior Notes due 2020 PURCHASE AGREEMENT June 5, 2017 Sandler O’Neill & Partners, L.P. as Representative of the several Underwriters named in Schedule I hereto c/o Sandler O’Neill & Partners, L.P. 1251 Avenue of the Americas, 6th Floor New York, New York 10020 Ladies and Gentlemen: Astoria Financial Corporation, a Delaware corporation ( |
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| June 8, 2017 |
Exhibit 4.2 ASTORIA FINANCIAL CORPORATION, as Issuer and WILMINGTON TRUST, NATIONAL ASSOCIATION, as Trustee FIRST SUPPLEMENTAL INDENTURE Dated as of June 8, 2017 To INDENTURE Dated as of June 8, 2017 (Senior Debt Securities) 3.500% SENIOR NOTES DUE 2020 Table of Contents Page ARTICLE I DEFINITIONS AND OTHER PROVISIONS OF GENERAL APPLICATION 1 Section 1.01 Definitions 1 Section 1.02 Conflicts with |
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| June 7, 2017 |
Sterling Bancorp FORM 8-K (Prospectus) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 6, 2017 Sterling Bancorp (Exact name of registrant as specified in its charter) Delaware 001-35385 80-0091851 (State or other jurisdiction of incorporation) (Commission File Numb |
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| June 7, 2017 |
SUPPLEMENT TO THE PROXY STATEMENT/PROSPECTUS EX-99.2 3 t1704025ex99-2.htm EXHIBIT 99.2 Exhibit 99.2 SUPPLEMENT TO THE PROXY STATEMENT/PROSPECTUS The following information supplements the Joint Proxy Statement/Prospectus of Sterling Bancorp and Astoria, dated April 28, 2017 and should be read in conjunction with the Joint Proxy Statement/Prospectus, which should be read in its entirety. All page references in the information below are to page |
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| June 7, 2017 |
SUPPLEMENT TO THE PROXY STATEMENT/PROSPECTUS Exhibit 99.1 SUPPLEMENT TO THE PROXY STATEMENT/PROSPECTUS The following information supplements the Joint Proxy Statement/Prospectus of Sterling Bancorp and Astoria Financial Corporation, dated April 28, 2017 and should be read in conjunction with the Joint Proxy Statement/Prospectus, which should be read in its entirety. All page references in the information below are to pages in the Joint Proxy |
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| June 7, 2017 |
Financial Statements and Exhibits, Other Events 8-K 1 body.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): June 6, 2017 ASTORIA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-11967 11-3170868 (State or other jurisdiction of incorpor |
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| June 7, 2017 |
SUPPLEMENT TO THE PROXY STATEMENT/PROSPECTUS EX-99.2 3 secondsupplement.htm Exhibit 99.2 SUPPLEMENT TO THE PROXY STATEMENT/PROSPECTUS The following information supplements the joint Proxy Statement/Prospectus of Sterling Bancorp and Astoria, dated April 28, 2017 and should be read in conjunction with the Proxy Statement/Prospectus, which should be read in its entirety. All page references in the information below are to pages in the Joint Pr |
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| June 7, 2017 |
SUPPLEMENT TO THE PROXY STATEMENT/PROSPECTUS EX-99.1 2 supplement.htm Exhibit 99.1 SUPPLEMENT TO THE PROXY STATEMENT/PROSPECTUS The following information supplements the Joint Proxy Statement/Prospectus of Sterling Bancorp and Astoria Financial Corporation, dated April 28, 2017 and should be read in conjunction with the Joint Proxy Statement/Prospectus, which should be read in its entirety. All page references in the information below are to |
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| June 7, 2017 |
SUPPLEMENT TO THE PROXY STATEMENT/PROSPECTUS EX-99.2 3 secondsupplement.htm Exhibit 99.2 SUPPLEMENT TO THE PROXY STATEMENT/PROSPECTUS The following information supplements the joint Proxy Statement/Prospectus of Sterling Bancorp and Astoria, dated April 28, 2017 and should be read in conjunction with the Proxy Statement/Prospectus, which should be read in its entirety. All page references in the information below are to pages in the Joint Pr |
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| June 7, 2017 |
Astoria Financial (Prospectus) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): June 6, 2017 ASTORIA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-11967 11-3170868 (State or other jurisdiction of incorporation) (Commiss |
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| June 7, 2017 |
SUPPLEMENT TO THE PROXY STATEMENT/PROSPECTUS EX-99.1 2 supplement.htm Exhibit 99.1 SUPPLEMENT TO THE PROXY STATEMENT/PROSPECTUS The following information supplements the Joint Proxy Statement/Prospectus of Sterling Bancorp and Astoria Financial Corporation, dated April 28, 2017 and should be read in conjunction with the Joint Proxy Statement/Prospectus, which should be read in its entirety. All page references in the information below are to |
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| June 6, 2017 |
424B2 1 v468484424b2.htm 424B2 Filed Pursuant to Rule 424(b)(2) Registration No. 333-204555 CALCULATION OF REGISTRATION FEE Title of Each Class of Securities to be Registered Amount to be Registered Proposed Maximum Offering Price Per Unit Proposed Maximum Aggregate Offering Price (1) Amount of Registration Fee Senior Notes due 2020 $200,000,000 100% $200,000,000 $23,180.00 (1) Calculated in accor |
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| June 6, 2017 |
Astoria Financial Corporation Prices $200 Million, 3.500% Senior Notes Offering Exhibit 99.1 Astoria Financial Corporation Prices $200 Million, 3.500% Senior Notes Offering LAKE SUCCESS, N.Y., June 5, 2017 /PRNewswire/ - Astoria Financial Corporation (NYSE: AF) ("Astoria" or the "Company"), the holding company for Astoria Bank (the "Bank"), today announced the pricing of its underwritten public offering (the "Offering") of $200 million aggregate principal amount of 3.500% Sen |
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| June 6, 2017 |
Financial Statements and Exhibits, Other Events 8-K 1 v4684388k.htm FORM 8-K united states SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 5, 2017 Astoria Financial Corporation (Exact name of registrant as specified in its charter) Delaware 001-11967 11-3170868 (State or other jurisdicti |
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| June 5, 2017 |
3.500% SENIOR NOTES DUE JUNE 2020 FINAL TERMS AND CONDITIONS FWP 1 v468432fwp.htm FWP Filed Pursuant to Rule 433 Supplementing the Preliminary Prospectus Dated June 5, 2017 Registration No. 333-204555 June 5, 2017 $200,000,000 3.500% SENIOR NOTES DUE JUNE 2020 FINAL TERMS AND CONDITIONS This term sheet relates only to the securities described below and supplements and should be read together with the preliminary prospectus supplement dated June 5, 2017 and |
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| June 5, 2017 |
Astoria Financial Corporation Senior Unsecured Notes Offering June 2017 NYSE : AF Issuer Free Writing Prospectus Filed pursuant to Rule 433 Registration No. |
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| June 5, 2017 |
Filed Pursuant to Rule 424(b)(2) Registration No. 333-204555 The information in this preliminary prospectus supplement is not complete and may be changed. This preliminary prospectus supplement is not an offer to sell, nor does it seek an offer to buy these securities in any jurisdiction where the offer or sale is not permitted. SUBJECT TO COMPLETION, DATED JUNE 5, 2017 PROSPECTUS SUPPLEMENT (To P |
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| May 30, 2017 |
Sterling Bancorp FORM 8-K (Prospectus) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 30, 2017 Sterling Bancorp (Exact name of registrant as specified in its charter) Delaware 001-35385 80-0091851 (State or other jurisdiction of incorporation) (Commission File Numb |
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| May 30, 2017 |
Exhibit 99.1 Sterling Bancorp 400 Rella Boulevard Montebello, NY 10901-4243 News Release T 845.369.8040 F 845.369.8255 http://www.sterlingbancorp.com FOR IMMEDIATE RELEASE May 30, 2017 STERLING BANCORP CONTACT: Luis Massiani, SEVP & Chief Financial Officer 845.369.8040 Sterling National Bank Receives ?Satisfactory? CRA Rating from Office of the Comptroller of the Currency MONTEBELLO, NY ? May 30, |
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| May 23, 2017 |
Sterling Bancorp 425 (Prospectus) 2017 Annual Meeting of Stockholders May 23, 2017 Filed by Sterling Bancorp Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Astoria Financial Corporation (Commission File No. |
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| May 15, 2017 |
Sterling Bancorp FORM 8-K (Prospectus) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 15, 2017 Sterling Bancorp (Exact name of registrant as specified in its charter) Delaware 001-35385 80-0091851 (State or other jurisdiction of incorporation) (Commission File Numb |
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| May 15, 2017 |
Exhibit 99.1 Sterling Bancorp Provides Update to Release of CRA Supervisory Information and Pending Astoria Merger Company Release - 05/15/2017 09:05 MONTEBELLO, N.Y., May 15, 2017 (GLOBE NEWSWIRE) ? Sterling Bancorp (NYSE:STL), the parent company of Sterling National Bank, today announced that on May 12, 2017, the Federal Reserve inadvertently made public confidential supervisory information rela |
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| May 10, 2017 |
Exhibit 99.1 Investor Presentation First Quarter Ended March 31, 2017 NYSE : AF Forward Looking Statements 2 Cautionary Statements Regarding Forward-Looking Information This presentation contains a number of forward-looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended. These statements may |
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| May 10, 2017 |
Regulation FD Disclosure, Financial Statements and Exhibits united states SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 10, 2017 Astoria Financial Corporation (Exact name of registrant as specified in its charter) Delaware 001-11967 11-3170868 (State or other jurisdiction of incorporation or organi |
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| May 5, 2017 |
Astoria Financial 10-Q (Quarterly Report) Document Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 1, 2017 |
Astoria Financial DEFINITIVE PROXY STATMENT DEFM14A 1 t1701346defm14a.htm DEFINITIVE PROXY STATMENT TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the |
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| April 27, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition united states SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 26, 2017 Astoria Financial Corporation (Exact name of registrant as specified in its charter) Delaware 001-11967 11-3170868 (State or other jurisdiction of incorporation or orga |
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| April 27, 2017 |
Astoria Financial Corporation Reports 2017 First Quarter Earnings Per Common Share Of $0.12 Astoria Financial Corporation Reports 2017 First Quarter Earnings Per Common Share Of $0. |
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| April 13, 2017 |
Exhibit 10.66 ASTORIA Bank Amended and Restated RETIREMENT MEDICAL, DENTAL AND VISION BENEFIT PLAN FOR SENIOR OFFICERS (CoRporate VICE PRESIDENTS & ABOVE) Purpose Astoria Bank (f/k/a Astoria Federal Savings and Loan Association), a federal savings association (the “Bank”), will provide retirement medical, dental, and vision insurance benefits for employees of the Bank with a Corporate Officer titl |
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| April 13, 2017 |
EX-10.67 3 v463949ex10-67.htm EXHIBIT 10.67 Exhibit 10.67 ASTORIA BANK AMENDED AND RESTATED SEVERANCE COMPENSATION PLAN AND SUMMARY PLAN DESCRIPTION (Including amendments through February 22, 2017) PLAN PURPOSE The purpose of the Astoria Bank Amended and Restated Severance Compensation Plan is to assure for Astoria Bank (the “Bank”) the services of Officers of the Bank in the event of a Change in |
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| April 13, 2017 |
Astoria Financial 10-K/A (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 1 to Form 10-K (Mark One) x Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2016 ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Commission File Number 001-11967 ASTORIA FINANCIAL COR |
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| April 12, 2017 |
Financial Statements and Exhibits, Other Events united states SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 12, 2017 Astoria Financial Corporation (Exact name of registrant as specified in its charter) Delaware 001-11967 11-3170868 (State or other jurisdiction of incorporation or orga |
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| April 12, 2017 |
Astoria Financial Corporation Schedules First Quarter Earnings Release Astoria Financial Corporation Schedules First Quarter Earnings Release LAKE SUCCESS, N. |
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| April 7, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 7, 2017 ASTORIA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-11967 11-3170868 (State or other jurisdiction of incorporation or organ |
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| March 22, 2017 |
8-K 1 v4623668k.htm FORM 8-K united states SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 22, 2017 Astoria Financial Corporation (Exact name of registrant as specified in its charter) Delaware 001-11967 11-3170868 (State or other jurisdic |
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| March 17, 2017 |
united states SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 17, 2017 Astoria Financial Corporation (Exact name of registrant as specified in its charter) Delaware 001-11967 11-3170868 (State or other jurisdiction of incorporation or orga |
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| March 10, 2017 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1) Astoria Financial Corporation (Name of Issuer) Common Stock, Par Value $0.01 (Title of Class of Securities) 046265104 (CUSIP Number) Matthew Lindenbaum Basswood Capital Management, L.L.C. 645 Madison Avenue, 10th Floor New York, NY 10022 (212) 521-9500 (Name, Address a |
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| March 9, 2017 |
Astoria Financial 8-K (Current Report/Significant Event) QuickLinks - Click here to rapidly navigate through this document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| March 9, 2017 |
Exhibit 2.1 EXECUTION VERSION AGREEMENT AND PLAN OF MERGER by and between ASTORIA FINANCIAL CORPORATION and STERLING BANCORP Dated as of March 6, 2017 ARTICLE I THE MERGER 1 1.1 The Merger 1 1.2 Closing 1 1.3 Effective Time 1 1.4 Effects of the Merger 1 1.5 Conversion of Company Common Stock 1 1.6 Parent Common Stock 2 1.7 Treatment of Company Equity Awards 2 1.8 Certificate of Incorporation of Su |
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| March 9, 2017 |
Astoria Financial 8-K (Prospectus) QuickLinks - Click here to rapidly navigate through this document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| March 9, 2017 |
Exhibit 2.1 EXECUTION VERSION AGREEMENT AND PLAN OF MERGER by and between ASTORIA FINANCIAL CORPORATION and STERLING BANCORP Dated as of March 6, 2017 ARTICLE I THE MERGER 1 1.1 The Merger 1 1.2 Closing 1 1.3 Effective Time 1 1.4 Effects of the Merger 1 1.5 Conversion of Company Common Stock 1 1.6 Parent Common Stock 2 1.7 Treatment of Company Equity Awards 2 1.8 Certificate of Incorporation of Su |
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| March 9, 2017 |
Sterling Bancorp FORM 8-K (Prospectus) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 6, 2017 Sterling Bancorp (Exact name of registrant as specified in its charter) Delaware 001-35385 80-0091851 (State or other jurisdiction of incorporation) (Commission File Num |
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| March 9, 2017 |
Execution Version Exhibit 2.1 AGREEMENT AND PLAN OF MERGER by and between ASTORIA FINANCIAL CORPORATION and STERLING BANCORP Dated as of March 6, 2017 ARTICLE I THE MERGER 1 1.1 The Merger 1 1.2 Closing 1 1.3 Effective Time 1 1.4 Effects of the Merger 2 1.5 Conversion of Company Common Stock 2 1.6 Parent Common Stock 3 1.7 Treatment of Company Equity Awards 3 1.8 Certificate of Incorporation of Su |
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| March 8, 2017 |
Sterling Bancorp 425 (Prospectus) Filed by Sterling Bancorp Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Astoria Financial Corporation (Commission File No. |
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| March 8, 2017 |
Sterling Bancorp 425 (Prospectus) Filed by Sterling Bancorp Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Astoria Financial Corporation (Commission File No. |
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| March 7, 2017 |
Astoria Financial 425 (Prospectus) Filed by Astoria Financial Corporation. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Astoria Financial Corporation (Commission File No. 001-11967) The following is an email that was sent to employees of Astoria Financial Corporation on March 7, 2017: To: All Employees From: Monte Redman, Pr |
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| March 7, 2017 |
Exhibit 99.1 Sterling Bancorp and Astoria Financial to Merge, Creating a High Performing Regional Bank March 7, 201 7 PAGE 2 Forward Looking Statements The information presented herein contains forward looking statements within the meaning of the Private Securities Litigation Reform Act of 1995 giving Sterling Bancorp (“Sterling” or “STL”) and Astoria Financial Corporation (“Astoria” or “AF”) expe |
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| March 7, 2017 |
Sterling Bancorp FORM 8-K (Prospectus) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 7, 2017 Sterling Bancorp (Exact name of registrant as specified in its charter) Delaware 001-35385 80-0091851 (State or other jurisdiction of incorporation) (Commission File Num |
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| March 7, 2017 |
Exhibit 99.2 News Release March 7, 2017 STERLING BANCORP: ASTORIA FINANCIAL CORPORATION: Luis Massiani Senior EVP & Chief Financial Officer Theodore Ayvas Director of Investor Relations 845.369.8040 516.327.7877 STERLING BANCORP AND ASTORIA FINANCIAL CORPORATION ANNOUNCE PLANS TO MERGE, CREATING A HIGH PERFORMING REGIONAL BANK With $29 Billion in Assets, Resulting Company Will Be One of the Leadin |
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| March 7, 2017 |
Exhibit 99.1 News Release March 7, 2017 STERLING BANCORP: ASTORIA FINANCIAL CORPORATION: Luis Massiani Theodore Ayvas Senior EVP & Chief Financial Officer Director of Investor Relations 845.369.8040 516.327.7877 STERLING BANCORP AND ASTORIA FINANCIAL CORPORATION ANNOUNCE PLANS TO MERGE, CREATING A HIGH PERFORMING REGIONAL BANK With $29 Billion in Assets, Resulting Company Will Be One of the Leadin |
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| March 7, 2017 |
Astoria Financial 8-K (Prospectus) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) March 6, 2017 ASTORIA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-11967 11-3170868 (State of (Commission File Number) (IRS Employer Incorp |
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| March 7, 2017 |
Exhibit 99.2 Sterling Bancorp and Astoria Financial to Merge, Creating a High Performing Regional Bank March 7, 2017 Forward Looking Statements The information presented herein contains forward looking statements within the meaning of the Private Securities Litigation Reform Act of 1995 giving Sterling Bancorp (?Sterling? or ?STL?) and Astoria Financial Corporation (?Astoria? or ?AF?) expectations |
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| March 7, 2017 |
Exhibit 99.2 Sterling Bancorp and Astoria Financial to Merge, Creating a High Performing Regional Bank March 7, 2017 Forward Looking Statements The information presented herein contains forward looking statements within the meaning of the Private Securities Litigation Reform Act of 1995 giving Sterling Bancorp (?Sterling? or ?STL?) and Astoria Financial Corporation (?Astoria? or ?AF?) expectations |
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| March 7, 2017 |
Exhibit 99.1 News Release March 7, 2017 STERLING BANCORP: ASTORIA FINANCIAL CORPORATION: Luis Massiani Theodore Ayvas Senior EVP & Chief Financial Officer Director of Investor Relations 845.369.8040 516.327.7877 STERLING BANCORP AND ASTORIA FINANCIAL CORPORATION ANNOUNCE PLANS TO MERGE, CREATING A HIGH PERFORMING REGIONAL BANK With $29 Billion in Assets, Resulting Company Will Be One of the Leadin |
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| March 7, 2017 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) March 6, 2017 ASTORIA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-11967 11-3170868 (State of (Commission File Number) (IRS Employer Incorp |
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| February 28, 2017 |
Annual Report on Form 10-K filed with the SEC on February 28, 2017 Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) [X] Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2016 [ ] Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Commission File Number 001-11967 ASTORIA FINANCIAL CORPORATION |
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| February 28, 2017 |
Subsidiaries of Astoria Financial Corporation Exhibit 21.1 Subsidiaries of Astoria Financial Corporation Jurisdiction of Incorporation Subsidiaries of Astoria Financial Corporation: Astoria Bank (formerly known as Astoria Federal Savings and Loan Association) United States AF Insurance Agency, Inc. New York Subsidiaries of Astoria Bank: AF Agency, Inc. New York Astoria Federal Mortgage Corp. New York Astoria Federal Savings and Loan Associati |
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| February 28, 2017 |
ASTORIA FINANCIAL CORPORATION 2014 AMENDED AND RESTATED STOCK INCENTIVE PLAN FOR OFFICERS AND EMPLOYEES PERFORMANCE-BASED RESTRICTED STOCK UNIT AWARD NOTICE Name of Award Recipient Street Address City State Zip Code This Performance-Based Restricted Stock Unit Award Notice (“Award Notice”) is intended to set forth the terms and conditions on which a Performance-Based Restricted Stock Unit Award has been granted under the 2014 Amended and Restated Stock Incentive Plan for Officers and Employees for Astoria Financial Corporation (“the Plan”). |
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| February 28, 2017 |
EXHIBIT 12.1 Statement Regarding Computation of Ratios COMPUTATION OF CONSOLIDATED RATIO OF EARNINGS TO FIXED CHARGES (Including Interest on Deposits) Astoria Financial Corporation’s ratio of earnings to fixed charges (including interest on deposits) for the year ended December 31, 2016 was as follows: For the Year Ended December 31, 2016 (In Thousands) Income before income tax expense $ 112,257 I |
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| February 17, 2017 |
Regulation FD Disclosure, Financial Statements and Exhibits united states SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 17, 2017 Astoria Financial Corporation (Exact name of registrant as specified in its charter) Delaware 001-11967 11-3170868 (State or other jurisdiction of incorporation or o |
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| February 17, 2017 |
Exhibit 99.1 Investor Presentation Fourth Quarter Ended December 31, 2016 NYSE : AF Forward Looking Statements 2 This presentation contains a number of forward - looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended, or the Securities Act, and Section 21E of the Securities Exchange Act of 1934, as amended. These statements may be identified by the use of su |
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| February 13, 2017 |
AF / Astoria Financial Corp. / ASTORIA FINANCIAL CORP - SC 13G/A Passive Investment SC 13G/A 1 v459141sc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* ASTORIA FINANCIAL CORPORATION (Name of Issuer) COMMON STOCK, PAR VALUE $0.01 PER SHARE (Title of Class of Securities) 046265104 (CUSIP Number) December 31, 2016 (Date of Event which Requires Filing of this Statement) |
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| February 9, 2017 |
AF / Astoria Financial Corp. / Wellington Management Group LLP - SEC SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3 )* Astoria Financial Corporation (Name of Issuer) Common Stock (Title of Class of Securities) 046265104 (CUSIP Number) December 30, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to whi |
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| February 9, 2017 |
Astoria Financial SCHEDULE 13G/A (Passive Acquisition of More Than 5% of Shares) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* ASTORIA FINANCIAL CORP (Name of Issuer) Common Stock (Title of Class of Securities) 046265104 (CUSIP Number) December 31, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this |
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| February 9, 2017 |
Astoria Financial 3G/A (Passive Acquisition of More Than 5% of Shares) astoriafinancialcorp.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 2 )* Name of issuer: Astoria Financial Corp Title of Class of Securities: Common Stock CUSIP Number: 046265104 Date of Event Which Requires Filing of this Statement: December 31, 2016 Check the appropri |
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| January 27, 2017 |
Astoria Financial Corporation Announces Retirement Of Gerard C. Keegan Exhibit 99.1 Astoria Financial Corporation Announces Retirement Of Gerard C. Keegan LAKE SUCCESS, N.Y., Jan. 27, 2017 /PRNewswire/ - Astoria Financial Corporation (NYSE: AF) ("Astoria", or the "Company"), the holding company for Astoria Bank (the "Bank") today announced that effective March 31, 2017, Gerard C. Keegan, Vice Chairman, Senior Executive Vice President & Chief Operating Officer of Asto |
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| January 27, 2017 |
Astoria Financial FORM 8-K (Current Report/Significant Event) united states SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 27, 2017 Astoria Financial Corporation (Exact name of registrant as specified in its charter) Delaware 001-11967 11-3170868 (State or other jurisdiction of incorporation or or |
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| January 26, 2017 |
Exhibit 99.1 Astoria Financial Corporation Reports 2016 Fourth Quarter and Full Year Earnings Per Common Share of $0.14 and $0.62, Respectively Quarterly Cash Dividend of $0.04 Per Common Share Declared LAKE SUCCESS, N.Y., Jan. 25, 2017 /PRNewswire/ - Astoria Financial Corporation (NYSE: AF) ("Astoria", or the "Company"), the holding company for Astoria Bank (the "Bank") today reported net income |
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| January 26, 2017 |
Astoria Financial FORM 8-K (Current Report/Significant Event) united states SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 26, 2017 Astoria Financial Corporation (Exact name of registrant as specified in its charter) Delaware 001-11967 11-3170868 (State or other jurisdiction of i ncorporation or o |
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| January 11, 2017 |
Astoria Financial Corporation Schedules Fourth Quarter Earnings Release & Conference Call Exhibit 99.1 Astoria Financial Corporation Schedules Fourth Quarter Earnings Release & Conference Call LAKE SUCCESS, N.Y., Jan. 11, 2017 /PRNewswire/ - Astoria Financial Corporation (NYSE: AF), announced that it expects to report fourth quarter 2016 earnings on Wednesday, January 25, 2017 at approximately 4:45 p.m. Eastern Time (ET). A copy of the news release will be immediately available on its |
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| January 11, 2017 |
Astoria Financial FORM 8-K (Current Report/Significant Event) united states SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 11, 2017 Astoria Financial Corporation (Exact name of registrant as specified in its charter) Delaware 001-11967 11-3170868 (State or other jurisdiction of incorporation or or |
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| December 22, 2016 |
Submission of Matters to a Vote of Security Holders united states SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 21, 2016 Astoria Financial Corporation (Exact name of registrant as specified in its charter) Delaware 001-11967 11-3170868 (State or other jurisdiction of incorporation or o |
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| December 21, 2016 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 Astoria Financial Corporation (Name of Issuer) Common Stock, Par Value $0.01 per share (Title of Class of Securities) 046265104 (CUSIP Number) Matthew Lindenbaum Basswood Capital Management, L.L.C. 645 Madison Avenue, 10th Floor New York, NY 10022 (212) 521-9500 (Name, Address and Telep |
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| December 21, 2016 |
Letter to the Board of Directors, dated as of December 9, 2016 EX-99.2 3 a18900045c.htm LETTER TO THE BOARD OF DIRECTORS Exhibit 99.2 Letter to the Board of Directors, dated as of December 9, 2016 December 9, 2016 Ralph F. Palleschi Gerard C. Keegan Monte N. Redman John R. Chrin John J. Corrado Robert S. Giambrone Brian M. Leeney Patricia M. Nazemetz Astoria Financial Corporation c/o Michele M. Weber, Senior Vice President and Secretary One Astoria Bank Plaza |
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| December 21, 2016 |
JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k) Exhibit 99.1 JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k) The undersigned acknowledge and agree that the foregoing statement on Schedule 13D is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13D may be filed on behalf of each of the undersigned without the necessity of filing additional joint filing agreements. The undersigned acknow |
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| December 20, 2016 |
Exhibit 99.1 New York Community Bancorp, Inc. And Astoria Financial Corporation Announce The Termination Of Their Definitive Merger Agreement Effective January 1, 2017 LAKE SUCCESS, N.Y., Dec. 20, 2016 /PRNewswire/ - Astoria Financial Corporation (NYSE: AF), the holding company for Astoria Bank, and New York Community Bancorp, Inc. (NYSE: NYCB), the holding company for New York Community Bank and |
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| December 20, 2016 |
Astoria Financial FORM 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 20, 2016 ASTORIA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-11967 11-3170868 (State or Other Jurisdiction of Incorporation or Org |
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| December 16, 2016 |
Astoria Financial FORM 8-K (Current Report/Significant Event) united states SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 16, 2016 Astoria Financial Corporation (Exact name of registrant as specified in its charter) Delaware 001-11967 11-3170868 (State or other jurisdiction of incorporation or o |
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| December 5, 2016 |
Astoria Financial FORM 8-K (Current Report/Significant Event) united states SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 5, 2016 Astoria Financial Corporation (Exact name of registrant as specified in its charter) Delaware 001-11967 11-3170868 (State or other jurisdiction of incorporation or or |
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| December 5, 2016 |
united states SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 5, 2016 Astoria Financial Corporation (Exact name of registrant as specified in its charter) Delaware 001-11967 11-3170868 (State or other jurisdiction of incorporation or or |
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| November 17, 2016 |
Astoria Financial FORM 8-K (Current Report/Significant Event) united states SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 17, 2016 Astoria Financial Corporation (Exact name of registrant as specified in its charter) Delaware 001-11967 11-3170868 (State or other jurisdiction of incorporation or o |
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| November 17, 2016 |
Exhibit 99.1 Investor Presentation Third Quarter Ended September 30, 2016 NYSE : AF Forward Looking Statements 2 This presentation contains a number of forward - looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended, or the Securities Act, and Section 21E of the Securities Exchange Act of 1934, as amended. These statements may be identified by the use of su |
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| November 10, 2016 |
DEF 14A 1 v452305def14a.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 1 |
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| November 9, 2016 |
Astoria Financial 10-Q (Quarterly Report) 10-Q 1 af2016093010q.htm 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2016 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Co |
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| November 9, 2016 |
AMENDMENT TO THE EMPLOYMENT AGREEMENT AMENDMENT TO THE EMPLOYMENT AGREEMENT This Amendment (this “Amendment”) is made and entered into as of August 8, 2016, by and between Astoria Bank (f/k/a Astoria Federal Savings and Loan Association), a federal savings association (the “Bank”) and wholly owned subsidiary of Astoria Financial Corporation, a Delaware corporation (the “Company”), and Josie Callari (the “Executive”). |
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| November 9, 2016 |
AMENDMENT TO THE EMPLOYMENT AGREEMENT AMENDMENT TO THE EMPLOYMENT AGREEMENT This Amendment (this “Amendment”) is made and entered into as of August 8, 2016, by and between Astoria Financial Corporation, a Delaware corporation (the “Company”), and Robert J. |
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| November 9, 2016 |
AMENDMENT TO THE AMENDED AND RESTATED EMPLOYMENT AGREEMENT EX-10.15 16 af20160930ex10d15.htm EXHIBIT 10.15 AMENDMENT TO THE AMENDED AND RESTATED EMPLOYMENT AGREEMENT This Amendment (this “Amendment”) is made and entered into as of August 8, 2016, by and between Astoria Financial Corporation, a Delaware corporation (the “Company”), and Monte N. Redman (the “Executive”). WHEREAS, the Company and the Executive have entered into that certain Amended and Resta |
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| November 9, 2016 |
AMENDMENT TO THE AMENDED AND RESTATED EMPLOYMENT AGREEMENT AMENDMENT TO THE AMENDED AND RESTATED EMPLOYMENT AGREEMENT This Amendment (this “Amendment”) is made and entered into as of August 8, 2016, by and between Astoria Financial Corporation, a Delaware corporation (the “Company”), and Alan P. |
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| November 9, 2016 |
AMENDMENT TO THE EMPLOYMENT AGREEMENT AMENDMENT TO THE EMPLOYMENT AGREEMENT This Amendment (this “Amendment”) is made and entered into as of August 8, 2016, by and between Astoria Bank (f/k/a Astoria Federal Savings and Loan Association), a federal savings association (the “Bank”) and wholly owned subsidiary of Astoria Financial Corporation, a Delaware corporation (the “Company”), and Stephen J. |
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| November 9, 2016 |
AMENDMENT TO THE EMPLOYMENT AGREEMENT AMENDMENT TO THE EMPLOYMENT AGREEMENT This Amendment (this “Amendment”) is made and entered into as of August 8, 2016, by and between Astoria Financial Corporation, a Delaware corporation (the “Company”), and Stephen J. |
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| November 9, 2016 |
AMENDMENT TO THE EMPLOYMENT AGREEMENT EX-10.1 2 af20160930ex10d1.htm EXHIBIT 10.1 AMENDMENT TO THE EMPLOYMENT AGREEMENT This Amendment (this “Amendment”) is made and entered into as of August 8, 2016, by and between Astoria Financial Corporation, a Delaware corporation (the “Company”), and Josie Callari (the “Executive”). WHEREAS, the Company and the Executive have entered into that certain Employment Agreement, dated as of January 1, |
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| November 9, 2016 |
AMENDMENT TO THE EMPLOYMENT AGREEMENT EX-10.4 5 af20160930ex10d4.htm EXHIBIT 10.4 AMENDMENT TO THE EMPLOYMENT AGREEMENT This Amendment (this “Amendment”) is made and entered into as of August 8, 2016, by and between Astoria Bank (f/k/a Astoria Federal Savings and Loan Association), a federal savings association (the “Bank”) and wholly owned subsidiary of Astoria Financial Corporation, a Delaware corporation (the “Company”), and Robert |
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| November 9, 2016 |
AMENDMENT TO THE EMPLOYMENT AGREEMENT AMENDMENT TO THE EMPLOYMENT AGREEMENT This Amendment (this “Amendment”) is made and entered into as of August 8, 2016, by and between Astoria Financial Corporation, a Delaware corporation (the “Company”), and Brian T. |
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| November 9, 2016 |
AMENDMENT TO THE AMENDED AND RESTATED EMPLOYMENT AGREEMENT AMENDMENT TO THE AMENDED AND RESTATED EMPLOYMENT AGREEMENT This Amendment (this “Amendment”) is made and entered into as of August 8, 2016, by and between Astoria Bank, a federal savings association (the “Bank”) and wholly owned subsidiary of Astoria Financial Corporation, a Delaware corporation (the “Company”), and Hugh J. |
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| November 9, 2016 |
AMENDMENT TO THE AMENDED AND RESTATED EMPLOYMENT AGREEMENT EX-10.12 13 af20160930ex10d12.htm EXHIBIT 10.12 AMENDMENT TO THE AMENDED AND RESTATED EMPLOYMENT AGREEMENT This Amendment (this “Amendment”) is made and entered into as of August 8, 2016, by and between Astoria Bank, a federal savings association (the “Bank”) and wholly owned subsidiary of Astoria Financial Corporation, a Delaware corporation (the “Company”), and Alan P. Eggleston (the “Executive” |
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| November 9, 2016 |
AMENDMENT TO THE AMENDED AND RESTATED EMPLOYMENT AGREEMENT AMENDMENT TO THE AMENDED AND RESTATED EMPLOYMENT AGREEMENT This Amendment (this “Amendment”) is made and entered into as of August 8, 2016, by and between Astoria Bank, a federal savings association (the “Bank”) and wholly owned subsidiary of Astoria Financial Corporation, a Delaware corporation (the “Company”), and Frank E. |
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| November 9, 2016 |
AMENDMENT TO THE EMPLOYMENT AGREEMENT AMENDMENT TO THE EMPLOYMENT AGREEMENT This Amendment (this “Amendment”) is made and entered into as of August 8, 2016, by and between Astoria Bank (f/k/a Astoria Federal Savings and Loan Association), a federal savings association (the “Bank”) and wholly owned subsidiary of Astoria Financial Corporation, a Delaware corporation (the “Company”), and Brian T. |
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| November 9, 2016 |
AMENDMENT TO THE AMENDED AND RESTATED EMPLOYMENT AGREEMENT AMENDMENT TO THE AMENDED AND RESTATED EMPLOYMENT AGREEMENT This Amendment (this “Amendment”) is made and entered into as of August 8, 2016, by and between Astoria Financial Corporation, a Delaware corporation (the “Company”), and Hugh J. |
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| November 9, 2016 |
AMENDMENT TO THE AMENDED AND RESTATED EMPLOYMENT AGREEMENT AMENDMENT TO THE AMENDED AND RESTATED EMPLOYMENT AGREEMENT This Amendment (this “Amendment”) is made and entered into as of August 8, 2016, by and between Astoria Bank, a federal savings association (the “Bank”) and wholly owned subsidiary of Astoria Financial Corporation, a Delaware corporation (the “Company”), and Monte N. |
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| November 9, 2016 |
AMENDMENT TO THE AMENDED AND RESTATED EMPLOYMENT AGREEMENT AMENDMENT TO THE AMENDED AND RESTATED EMPLOYMENT AGREEMENT This Amendment (this “Amendment”) is made and entered into as of August 8, 2016, by and between Astoria Financial Corporation, a Delaware corporation (the “Company”), and Frank E. |
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| October 27, 2016 |
Astoria Financial Corporation Reports 2016 Third Quarter Earnings Per Common Share of $0.16 Exhibit 99.1 Astoria Financial Corporation Reports 2016 Third Quarter Earnings Per Common Share of $0.16 Quarterly Cash Dividend of $0.04 Per Common Share Declared LAKE SUCCESS, N.Y., Oct. 26, 2016 /PRNewswire/ - Astoria Financial Corporation (NYSE: AF) ("Astoria", or the "Company"), the holding company for Astoria Bank (the "Bank"), today reported net income available to common shareholders of $1 |
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| October 27, 2016 |
Astoria Financial FORM 8-K (Current Report/Significant Event) united states SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): October 26, 2016 Astoria Financial Corporation (Exact name of registrant as specified in its charter) Delaware 001-11967 11-3170868 (State or other jurisdiction of incorporation or or |
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| October 12, 2016 |
Astoria Financial FORM 8-K (Current Report/Significant Event) united states SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): October 12, 2016 Astoria Financial Corporation (Exact name of registrant as specified in its charter) Delaware 001-11967 11-3170868 (State or other jurisdiction of incorporation or or |
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| October 12, 2016 |
Astoria Financial Corporation Schedules Third Quarter Earnings Release Exhibit 99.1 Astoria Financial Corporation Schedules Third Quarter Earnings Release LAKE SUCCESS, N.Y., Oct. 12, 2016 /PRNewswire/ - Astoria Financial Corporation (NYSE: AF) announced that it expects to report third quarter 2016 earnings on Wednesday, October 26, 2016 at approximately 4:45 p.m. Eastern Time (ET). A copy of the news release will be immediately available on its web site, www.astoria |
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| September 16, 2016 |
united states SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 16, 2016 Astoria Financial Corporation (Exact name of registrant as specified in its charter) Delaware 001-11967 11-3170868 (State or other jurisdiction of incorporation or |
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| August 24, 2016 |
Astoria Financial FORM 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 24, 2016 ASTORIA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-11967 11-3170868 (State or other jurisdiction of incorporation or org |
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| August 24, 2016 |
Astoria Financial FORM 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 24, 2016 ASTORIA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-11967 11-3170868 (State or other jurisdiction of incorporation or org |
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| August 9, 2016 |
Exhibit 99.1 Investor Presentation Second Quarter Ended June 30, 2016 NYSE : AF Forward Looking Statements 2 This press release contains a number of forward - looking statements within the meaning of Section 27 A of the Securities Act of 1933 , as amended, or the Securities Act, and Section 21 E of the Securities Exchange Act of 1934 , as amended . These statements may be identified by the use of |
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| August 9, 2016 |
Astoria Financial FORM 8-K (Current Report/Significant Event) united states SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 9, 2016 Astoria Financial Corporation (Exact name of registrant as specified in its charter) Delaware 001-11967 11-3170868 (State or other jurisdiction of incorporation or orga |
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| August 5, 2016 |
Astoria Financial 10-Q (Quarterly Report) Document Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| July 28, 2016 |
Astoria Financial Corporation Reports 2016 Second Quarter Earnings Per Common Share Of $0.16 EX-99.1 2 v445197ex99-1.htm EXHIBIT 99.1 Astoria Financial Corporation Reports 2016 Second Quarter Earnings Per Common Share Of $0.16 Quarterly Cash Dividend of $0.04 Per Common Share Declared LAKE SUCCESS, N.Y., July 27, 2016 /PRNewswire/ - Astoria Financial Corporation (NYSE: AF) ("Astoria", or the "Company"), the holding company for Astoria Bank (the "Bank") today reported net income available |
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| July 28, 2016 |
Astoria Financial FORM 8-K (Current Report/Significant Event) united states SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 27, 2016 Astoria Financial Corporation (Exact name of registrant as specified in its charter) Delaware 001-11967 11-3170868 (State or other jurisdiction of incorporation or organ |
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| July 13, 2016 |
Astoria Financial Corporation Schedules Second Quarter Earnings Release Exhibit 99.1 Astoria Financial Corporation Schedules Second Quarter Earnings Release LAKE SUCCESS, N.Y., July 13, 2016 /PRNewswire/ - Astoria Financial Corporation (NYSE: AF), announced that it expects to report second quarter 2016 earnings on Wednesday, July 27, 2016 at approximately 4:45 p.m. Eastern Time (ET). A copy of the news release will be immediately available on its web site, www.astoria |
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| July 13, 2016 |
Astoria Financial FORM 8-K (Current Report/Significant Event) united states SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 13, 2016 Astoria Financial Corporation (Exact name of registrant as specified in its charter) Delaware 001-11967 11-3170868 (State or other jurisdiction of incorporation or organ |
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| June 17, 2016 |
8-K 1 v4424888k.htm FORM 8-K united states SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 17, 2016 Astoria Financial Corporation (Exact name of registrant as specified in its charter) Delaware 001-11967 11-3170868 (State or other jurisdict |
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| May 11, 2016 |
Regulation FD Disclosure, Financial Statements and Exhibits united states SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 11, 2016 Astoria Financial Corporation (Exact name of registrant as specified in its charter) Delaware 001-11967 11-3170868 (State or other jurisdiction of incorporation or organi |
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| May 11, 2016 |
Exhibit 99.1 Investor Presentation First Quarter Ended March 31, 2016 NYSE : AF Forward Looking Statements 2 This press release contains a number of forward - looking statements within the meaning of Section 27 A of the Securities Act of 1933 , as amended, or the Securities Act, and Section 21 E of the Securities Exchange Act of 1934 , as amended . These statements may be identified by the use of |
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| May 6, 2016 |
Astoria Financial 10-Q (Quarterly Report) 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 28, 2016 |
Astoria Financial Corporation Reports 2016 First Quarter Earnings Per Common Share Of $0.16 Exhibit 99.1 Astoria Financial Corporation Reports 2016 First Quarter Earnings Per Common Share Of $0.16 Quarterly Cash Dividend of $0.04 Per Common Share Declared LAKE SUCCESS, N.Y., April 27, 2016 /PRNewswire/ - Astoria Financial Corporation (NYSE: AF) ("Astoria", or the "Company"), the holding company for Astoria Bank (the "Bank") today reported net income available to common shareholders of $1 |
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| April 28, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition united states SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 27, 2016 Astoria Financial Corporation (Exact name of registrant as specified in its charter) Delaware 001-11967 11-3170868 (State or other jurisdiction of incorporation or orga |
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| April 26, 2016 |
Financial Statements and Exhibits, Other Events, Submission of Matters to a Vote of Security Holders united states SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 26, 2016 Astoria Financial Corporation (Exact name of registrant as specified in its charter) Delaware 001-11967 11-3170868 (State or other jurisdiction of incorporation or orga |
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| April 26, 2016 |
FOR IMMEDIATE RELEASE New York Community Bancorp: Astoria Financial: Investor Contact: Ilene A. |
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| April 25, 2016 |
Astoria Financial FORM 425 (Prospectus) Form 425 Filed by New York Community Bancorp, Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Astoria Financial Corporation (Commission File No.: 1-11967) First Quarter 2016 Investor Presentation Growing Earnings, Building Capital, and Creating Value: The Astoria Financial Merger Cautiona |
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| April 22, 2016 |
Astoria Financial FORM 8-K (Prospectus) Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 22, 2016 NEW YORK COMMUNITY BANCORP, INC. (Exact name of registrant as specified in its charter) Delaware 1-31565 06-1377322 (State or other jurisdiction of incorporati |
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| April 22, 2016 |
EX-99.1 First Quarter 2016 Investor Presentation Growing Earnings, Building Capital, and Creating Value: The Astoria Financial Merger Exhibit 99.1 Cautionary Statements Additional Information and Where to Find It This presentation is being made in respect of the proposed merger transaction involving the Company and Astoria Financial Corporation (?Astoria Financial?). The Company has filed a regist |
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| April 22, 2016 |
united states SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 21, 2016 Astoria Financial Corporation (Exact name of registrant as specified in its charter) Delaware 001-11967 11-3170868 (State or other jurisdiction of incorporation or orga |
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| April 21, 2016 |
Astoria Financial FORM 425 (Prospectus) Form 425 Filed by New York Community Bancorp, Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Astoria Financial Corporation (Commission File No.: 1-11967) The following is a transcript of a conference call and webcast that were conducted on April 20, 2016. Forward-Looking Information The |
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| April 13, 2016 |
Exhibit 99.1 ASTORIA BANK 401(K) PLAN Adopted December 29, 1983 Effective as of June 14, 1983 As Amended and Restated Effective as of January 1, 2016 TABLE OF CONTENTS Page Article I Definitions 1 Section 1.1 Accounts 1 Section 1.2 Actual Deferral Percentage 1 Section 1.3 Affiliated Employer 1 Section 1.4 After-Tax Contributions 1 Section 1.5 After-Tax Account 1 Section 1.6 Astoria ESOP 2 Section |
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| April 13, 2016 |
As filed with the Securities and Exchange Commission on April 13, 2016 Registration No. |
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| April 13, 2016 |
Astoria Financial Corporation Schedules First Quarter Earnings Release Exhibit 99.1 Astoria Financial Corporation Schedules First Quarter Earnings Release LAKE SUCCESS, N.Y., April 13, 2016 /PRNewswire/ - Astoria Financial Corporation (NYSE: AF), announced that it expects to report first quarter 2016 earnings on Wednesday, April 27, 2016 at approximately 4:45 p.m. Eastern Time (ET). A copy of the news release will be immediately available on its web site, www.astoria |
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| April 13, 2016 |
Astoria Financial FORM 8-K (Current Report/Significant Event) united states SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 13, 2016 Astoria Financial Corporation (Exact name of registrant as specified in its charter) Delaware 001-11967 11-3170868 (State or other jurisdiction of incorporation or orga |
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| April 11, 2016 |
Astoria Financial 10-K/A (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 1 to Form 10-K (Mark One) x Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2015 ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Commission File Number 001-11967 ASTORIA FINANCIAL COR |
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| April 8, 2016 |
Astoria Financial FORM 8-K (Prospectus) Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 April 6, 2016 Date of Report (Date of earliest event reported) New York Community Bancorp, Inc. (Exact name of registrant as specified in its charter) Commission file number: 1-31565 Delaware 06-1377322 (State of incorporati |
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| April 8, 2016 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 April 6, 2016 Date of Report (Date of earliest event reported) ASTORIA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Commission file number: 001-11967 Delaware 11-3170868 (State of incorporatio |
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| April 8, 2016 |
Astoria Financial FORM 8-K (Prospectus) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 April 6, 2016 Date of Report (Date of earliest event reported) ASTORIA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Commission file number: 001-11967 Delaware 11-3170868 (State of incorporation) (I.R.S |
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| March 29, 2016 |
Astoria Financial FORM 425 (Prospectus) Form 425 Filed by New York Community Bancorp, Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Astoria Financial Corporation (Commission File No.: 1-11967) Registration Statement File No.: 333-208649 Dear Colleague, If you own NYCB stock (either directly or indirectly, such as through an e |
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| March 22, 2016 |
united states SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 17, 2016 Astoria Financial Corporation (Exact name of registrant as specified in its charter) Delaware 001-11967 11-3170868 (State or other jurisdiction of incorporation or orga |
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| March 16, 2016 |
DEFM14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| March 10, 2016 |
Astoria Financial FORM 425 (Prospectus) Form 425 Filed by New York Community Bancorp, Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Astoria Financial Corporation (Commission File No.: 1-11967) The following is a transcript of a conference call and webcast that were conducted on March 9, 2016. Forward-Looking Information The i |
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| March 8, 2016 |
Astoria Financial FORM 425 (Prospectus) Form 425 Filed by New York Community Bancorp, Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Astoria Financial Corporation (Commission File No.: 1-11967) The following is a transcript of a conference call and webcast that were conducted on March 7, 2016. Forward-Looking Information The i |
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| February 29, 2016 |
Astoria Financial 10-K (Annual Report) 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 29, 2016 |
Subsidiaries of Astoria Financial Corporation Exhibit 21.1 Subsidiaries of Astoria Financial Corporation Jurisdiction of Incorporation Subsidiaries of Astoria Financial Corporation: Astoria Bank (formerly known as Astoria Federal Savings and Loan Association) United States AF Insurance Agency, Inc. New York Subsidiaries of Astoria Bank: AF Agency, Inc. New York Astoria Federal Mortgage Corp. New York Astoria Federal Savings and Loan Associati |
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| February 29, 2016 |
EXHIBIT 12.1 Statement Regarding Computation of Ratios COMPUTATION OF CONSOLIDATED RATIO OF EARNINGS TO FIXED CHARGES (Including Interest on Deposits) Astoria Financial Corporation’s ratio of earnings to fixed charges (including interest on deposits) for the year ended December 31, 2015 was as follows: For the Year Ended December 31, 2015 (In Thousands) Income before income tax expense $ 117,874 I |
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| February 16, 2016 |
AF / Astoria Financial Corp. / CITADEL ADVISORS LLC - FORM SC 13G/A Passive Investment SC 13G/A 1 v429570sc13ga.htm FORM SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information Statement Pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No. 1 )* Astoria Financial Corporation (Name of Issuer) Common stock, par value $0.01 per share (Title of Class of Securities) 046265104 (CUSIP Numb |
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| February 16, 2016 |
AF / Astoria Financial Corp. / ASTORIA FINANCIAL CORP - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* ASTORIA FINANCIAL CORPORATION (Name of Issuer) COMMON STOCK, PAR VALUE $0.01 PER SHARE (Title of Class of Securities) 046265104 (CUSIP Number) December 31, 2015 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designat |
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| February 12, 2016 |
New York Community Bancorp FORM 425 (Prospectus) 425 1 d141057d425.htm FORM 425 Filed by New York Community Bancorp, Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Astoria Financial Corporation (Commission File No.: 1-11967) The following is a transcript of a conference call and webcast that were conducted on February 11, 2016. Forward |
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| February 11, 2016 |
New York Community Bancorp FORM 425 (Prospectus) Form 425 Filed by New York Community Bancorp, Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Astoria Financial Corporation (Commission File No.: 1-11967) The following is a transcript of a conference call and webcast that were conducted on February 9, 2016. Forward-Looking Information Th |
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| February 11, 2016 |
AF / Astoria Financial Corp. / Wellington Management Group LLP - SEC SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2 )* Astoria Financial Corporation (Name of Issuer) Common Stock (Title of Class of Securities) 046265104 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to whi |
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| February 10, 2016 |
Investor Presentation Fourth Quarter Ended December 31, 2015 NYSE : AF Exhibit 99.1 Investor Presentation Fourth Quarter Ended December 31, 2015 NYSE : AF Forward Looking Statements 2 This presentation contains a number of forward - looking statements within the meaning of Section 27 A of the Securities Act of 1933 , as amended, or the Securities Act, and Section 21 E of the Securities Exchange Act of 1934 , as amended . These statements may be identified by the use |
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| February 10, 2016 |
AF / Astoria Financial Corp. / VANGUARD GROUP INC Passive Investment astoriafinancialcorp.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 1 )* Name of issuer: Astoria Financial Corp Title of Class of Securities: Common Stock CUSIP Number: 046265104 Date of Event Which Requires Filing of this Statement: December 31, 2015 Check the appropri |
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| February 10, 2016 |
Regulation FD Disclosure, Financial Statements and Exhibits united states SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 10, 2016 Astoria Financial Corporation (Exact name of registrant as specified in its charter) Delaware 001-11967 11-3170868 (State or other jurisdiction of incorporation or o |
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| February 9, 2016 |
AF / Astoria Financial Corp. / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* ASTORIA FINANCIAL CORP (Name of Issuer) Common Stock (Title of Class of Securities) 046265104 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this |
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| February 3, 2016 |
New York Community Bancorp 425 (Prospectus) Investor Presentation February 3, 2016 Growing Earnings, Building Capital, and Creating Value: The Astoria Financial Merger Filed by New York Community Bancorp, Inc. |
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| January 29, 2016 |
New York Community Bancorp FORM 425 (Prospectus) Filed by New York Community Bancorp, Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Astoria Financial Corporation (Commission File No.: 1-11967) The following is a transcript of a conference call and webcast that were conducted on January 27, 2016. Forward-Looking Information The informa |
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| January 28, 2016 |
Exhibit 99.1 Astoria Financial Corporation Reports 2015 Fourth Quarter And Full Year Earnings Per Common Share Of $0.16 And $0.79, Respectively Quarterly Cash Dividend of $0.04 Per Common Share Declared LAKE SUCCESS, N.Y., Jan. 27, 2016 /PRNewswire/ - Astoria Financial Corporation (NYSE: AF) ("Astoria", or the "Company"), the holding company for Astoria Bank (the "Bank") today reported net income |
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| January 28, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events united states SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 27, 2016 Astoria Financial Corporation (Exact name of registrant as specified in its charter) Delaware 001-11967 11-3170868 (State or other jurisdiction of incorporation or or |
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| January 13, 2016 |
Astoria Financial Corporation Schedules Fourth Quarter Earnings Release Exhibit 99.1 Astoria Financial Corporation Schedules Fourth Quarter Earnings Release LAKE SUCCESS, N.Y., Jan. 13, 2016 /PRNewswire/ - Astoria Financial Corporation (NYSE: AF), announced that it expects to report fourth quarter 2015 earnings on Wednesday, January 27, 2016 at approximately 4:45 p.m. Eastern Time (ET). A copy of the news release will be immediately available on its web site, www.asto |
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| January 13, 2016 |
Financial Statements and Exhibits, Other Events united states SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 13, 2016 Astoria Financial Corporation (Exact name of registrant as specified in its charter) Delaware 001-11967 11-3170868 (State or other jurisdiction of incorporation or or |
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| December 29, 2015 |
Exhibit 99.1 New York Community Bancorp, Inc. Completes the Strategic Balance Sheet Repositioning Announced in Conjunction with the Proposed Merger with Astoria Financial Corporation WESTBURY, N.Y.-(BUSINESS WIRE)-December 29, 2015-New York Community Bancorp, Inc. (NYSE: NYCB) (the ?Company?) today reported that it has completed the strategic balance sheet repositioning it announced on October 29, |
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| December 29, 2015 |
New York Community Bancorp NEW YORK COMMUNITY BANCORP, INC. 8-K (Prospectus) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 29, 2015 NEW YORK COMMUNITY BANCORP, INC. (Exact name of registrant as specified in its charter) Delaware 1-31565 06-1377322 (State or other jurisdiction of incorporation or |
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| December 17, 2015 |
united states SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 17, 2015 Astoria Financial Corporation (Exact name of registrant as specified in its charter) Delaware 001-11967 11-3170868 (State or other jurisdiction of incorporation or o |
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| November 30, 2015 |
Regulation FD Disclosure, Financial Statements and Exhibits united states SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 30, 2015 Astoria Financial Corporation (Exact name of registrant as specified in its charter) Delaware 001-11967 11-3170868 (State or other jurisdiction of incorporation or o |
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| November 30, 2015 |
Investor Presentation Third Quarter Ended September 30, 2015 NYSE : AF Exhibit 99.1 Investor Presentation Third Quarter Ended September 30, 2015 NYSE : AF Forward Looking Statement 2 This presentation may contain a number of forward - looking statements within the meaning of Section 27 A of the Securities Act of 1933 , as amended, or the Securities Act, and Section 21 E of the Securities Exchange Act of 1934 , as amended, or the Exchange Act . These statements may be |
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| November 19, 2015 |
New York Community Bancorp FORM 425 (Prospectus) Form 425 Filed by New York Community Bancorp, Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Astoria Financial Corporation (Commission File No.: 1-11967 The following is a transcript of an investor presentation that was given and webcast on November 18, 2015. Forward-Looking Information |
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| November 18, 2015 |
New York Community Bancorp FORM 8-K (Prospectus) 425 1 d40026d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 18, 2015 NEW YORK COMMUNITY BANCORP, INC. (Exact name of registrant as specified in its charter) Delaware 1-31565 06-1377322 (State or other juri |
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| November 18, 2015 |
EX-99.1 Investor Presentation November 18, 2015 Growing Earnings, Building Capital, and Creating Value: The Astoria Financial Merger Exhibit 99.1 Cautionary Statements Additional Information and Where to Find It These materials do not constitute an offer to sell or a solicitation of an offer to buy any securities or a solicitation of any vote or approval. New York Community Bancorp, Inc. (?NYCB?) |
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| November 10, 2015 |
New York Community Bancorp FORM 8-K (Prospectus) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 10, 2015 NEW YORK COMMUNITY BANCORP, INC. (Exact name of registrant as specified in its charter) Delaware 1-31565 06-1377322 (State or other jurisdiction of incorporation or |
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| November 10, 2015 |
EX-99.1 2 d57350dex991.htm EX-99.1 Investor Presentation November 2015 Re-Launching our Growth Strategy; Growing Earnings, Building Capital, and Creating Value Exhibit 99.1 New York Community Bancorp, Inc. 2 Cautionary Statements These materials do not constitute an offer to sell or a solicitation of an offer to buy any securities or a solicitation of any vote or approval. New York Community Banco |
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| November 10, 2015 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2) Astoria Financial Corporation (Name of Issuer) Common Stock, Par Value $0.01 (Title of Class of Securities) 046265104 (CUSIP Number) Matthew Lindenbaum Basswood Capital Management, L.L.C. 645 Madison Avenue, 10th Floor New York, NY 10022 (212) 521-9500 (Name, Address a |
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| November 6, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2015 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-11967 |
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| November 3, 2015 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1) Astoria Financial Corporation (Name of Issuer) Common Stock, Par Value $0.01 (Title of Class of Securities) 046265104 (CUSIP Number) Matthew Lindenbaum Basswood Capital Management, L.L.C. 645 Madison Avenue, 10th Floor New York, NY 10022 (212) 521-9500 (Name, Address a |
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| October 30, 2015 |
New York Community Bancorp FORM 425 (Prospectus) Form 425 Filed by New York Community Bancorp, Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Astoria Financial Corporation (Commission File No.: 1-11967) The following is a transcript of an investor call that took place on October 29, 2015. This transcript was prepared by a third party a |
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| October 29, 2015 |
Astoria Financial 8-K (Prospectus) 425 1 a15-2197038k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) October 28, 2015 ASTORIA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-11967 11-3170868 (State of (Commission Fil |
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| October 29, 2015 |
Exhibit 99.2 New York Community Bancorp and Astoria Financial Announce Strategic In-Market Merger October 29, 2015 New York Community Bancorp, Inc. 1 Conference Call Information New York Community and Astoria will conduct a conference call at 8:30 a.m. Eastern Daylight Time on October 29, 2015 to elabo rate on the strategic and financial implications of the merger. Details about the conference cal |
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| October 29, 2015 |
EX-2.1 2 a15-219701ex2d1.htm EX-2.1 Exhibit 2.1 EXECUTION VERSION AGREEMENT AND PLAN OF MERGER by and between ASTORIA FINANCIAL CORPORATION and NEW YORK COMMUNITY BANCORP, INC. Dated as of October 28, 2015 TABLE OF CONTENTS ARTICLE I THE MERGER 1.1 The Merger 1 1.2 Closing 1 1.3 Effective Time 1 1.4 Effects of the Merger 2 1.5 Conversion of Company Common Stock 2 1.6 Parent Common Stock 3 1.7 Trea |
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| October 29, 2015 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits 8-K 1 a15-2197018k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) October 28, 2015 ASTORIA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-11967 11-3170868 (State of (Commission Fil |
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| October 29, 2015 |
EX-99.2 New York Community Bancorp and Astoria Financial Announce a Strategic In-Market Merger October 29, 2015 Conference Call Information New York Community and Astoria will conduct a conference call at 8:30 a.m. Eastern Daylight Time on October 29, 2015 to elaborate on the strategic and financial implications of the merger. Details about the conference call and the simultaneous webcast follow: |
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| October 29, 2015 |
Astoria Financial 8-K (Prospectus) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) October 28, 2015 ASTORIA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-11967 11-3170868 (State of (Commission File Number) (IRS Employer Inc |
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| October 29, 2015 |
New York Community Bancorp FORM 8-K (Prospectus) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 28, 2015 NEW YORK COMMUNITY BANCORP, INC. (Exact name of registrant as specified in its charter) Delaware 0-31565 06-1377322 (State or other jurisdiction of incorporation or o |
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| October 29, 2015 |
Exhibit 99.1 FOR IMMEDIATE RELEASE New York Community Bancorp: Astoria Financial: Investor Contact: Media Contact: Ilene A. Angarola (516) 683-4420 Kelly Leung (516) 683-4032 Investor/Media Contact: Theodore S. Ayvas (516) 327-7877 NEW YORK COMMUNITY BANCORP, INC. AND ASTORIA FINANCIAL CORPORATION ANNOUNCE A STRATEGIC IN-MARKET MERGER VALUED AT $2.0 BILLION; 20% EARNINGS AND 6% TANGIBLE BOOK VALUE |
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| October 29, 2015 |
Exhibit 99.2 New York Community Bancorp and Astoria Financial Announce Strategic In-Market Merger October 29, 2015 New York Community Bancorp, Inc. 1 Conference Call Information New York Community and Astoria will conduct a conference call at 8:30 a.m. Eastern Daylight Time on October 29, 2015 to elabo rate on the strategic and financial implications of the merger. Details about the conference cal |
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| October 29, 2015 |
Exhibit 99.1 FOR IMMEDIATE RELEASE New York Community Bancorp: Astoria Financial: Investor Contact: Media Contact: Ilene A. Angarola (516) 683-4420 Kelly Leung (516) 683-4032 Investor/Media Contact: Theodore S. Ayvas (516) 327-7877 NEW YORK COMMUNITY BANCORP, INC. AND ASTORIA FINANCIAL CORPORATION ANNOUNCE A STRATEGIC IN-MARKET MERGER VALUED AT $2.0 BILLION; 20% EARNINGS AND 6% TANGIBLE BOOK VALUE |
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| October 29, 2015 |
EX-99.1 3 d17588dex991.htm EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE New York Community Bancorp: Astoria Financial: Investor Contact: Ilene A. Angarola (516) 683-4420 Investor/Media Contact: Theodore S. Ayvas (516) 327-7877 Media Contact: Kelly Leung (516) 683-4032 NEW YORK COMMUNITY BANCORP, INC. AND ASTORIA FINANCIAL CORPORATION ANNOUNCE A STRATEGIC IN-MARKET MERGER VALUED AT $2.0 BILLION; 20% |
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| October 29, 2015 |
Astoria Financial Corporation Reports 2015 Third Quarter Earnings Per Common Share Of $0.17 Astoria Financial Corporation Reports 2015 Third Quarter Earnings Per Common Share Of $0. |
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| October 29, 2015 |
Astoria Financial 425 (Prospectus) Filed by Astoria Financial Corporation. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Astoria Financial Corporation (Commission File No. 001-11967) Our Board of Directors has approved a merger of Astoria Financial Corporation with New York Community Bancorp, which remains subject to conditio |
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| October 29, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events united states SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): October 28, 2015 Astoria Financial Corporation (Exact name of registrant as specified in its charter) Delaware 001-11967 11-3170868 (State or other jurisdiction of incorporation or or |
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| October 29, 2015 |
Exhibit 2.1 EXECUTION VERSION AGREEMENT AND PLAN OF MERGER by and between ASTORIA FINANCIAL CORPORATION and NEW YORK COMMUNITY BANCORP, INC. Dated as of October 28, 2015 TABLE OF CONTENTS ARTICLE I THE MERGER 1.1 The Merger 1 1.2 Closing 1 1.3 Effective Time 1 1.4 Effects of the Merger 2 1.5 Conversion of Company Common Stock 2 1.6 Parent Common Stock 3 1.7 Treatment of Company Equity Awards 3 1.8 |
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| October 29, 2015 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) October 28, 2015 ASTORIA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-11967 11-3170868 (State of (Commission File Number) (IRS Employer Inc |
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| October 29, 2015 |
EX-2.1 Exhibit 2.1 EXECUTION VERSION AGREEMENT AND PLAN OF MERGER by and between ASTORIA FINANCIAL CORPORATION and NEW YORK COMMUNITY BANCORP, INC. Dated as of October 28, 2015 TABLE OF CONTENTS ARTICLE I THE MERGER 1.1 The Merger 1 1.2 Closing 1 1.3 Effective Time 1 1.4 Effects of the Merger 2 1.5 Conversion of Company Common Stock 2 1.6 Parent Common Stock 3 1.7 Treatment of Company Equity Award |
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| October 14, 2015 |
Financial Statements and Exhibits, Other Events united states SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): October 14, 2015 Astoria Financial Corporation (Exact name of registrant as specified in its charter) Delaware 001-11967 11-3170868 (State or other jurisdiction of incorporation or or |
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| October 14, 2015 |
Astoria Financial Corporation Schedules Third Quarter Earnings Release & Conference Call Exhibit 99.1 Astoria Financial Corporation Schedules Third Quarter Earnings Release & Conference Call LAKE SUCCESS, N.Y., Oct. 14, 2015 /PRNewswire/ - Astoria Financial Corporation (NYSE: AF), announced that it expects to report third quarter 2015 earnings on Wednesday, October 28, 2015 at approximately 4:45 p.m. Eastern Time (ET). A copy of the news release will be immediately available on its we |
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| September 17, 2015 |
Astoria Financial FORM 8-K (Current Report/Significant Event) united states SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 17, 2015 Astoria Financial Corporation (Exact name of registrant as specified in its charter) Delaware 001-11967 11-3170868 (State or other jurisdiction of incorporation or |
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| September 11, 2015 |
Astoria Financial Corporation To Present At Barclays Global Financial Services Conference Exhibit 99.1 Astoria Financial Corporation To Present At Barclays Global Financial Services Conference LAKE SUCCESS, N.Y., Sept. 11, 2015 /PRNewswire/ - Astoria Financial Corporation (NYSE: AF) ("Astoria"), announced that it will be participating in the Barclays Global Financial Services Conference on Thursday, September 17, 2015. Astoria's Senior Executive Vice President and Chief Financial Offic |
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| September 11, 2015 |
Astoria Financial FORM 8-K (Current Report/Significant Event) united states SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 11, 2015 Astoria Financial Corporation (Exact name of registrant as specified in its charter) Delaware 001-11967 11-3170868 (State or other jurisdiction of incorporation or |
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| August 7, 2015 |
Astoria Financial FORM 8-K (Current Report/Significant Event) united states SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 7, 2015 Astoria Financial Corporation (Exact name of registrant as specified in its charter) Delaware 001-11967 11-3170868 (State or other jurisdiction of incorporation or orga |
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| August 7, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2015 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-11967 ASTO |
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| August 7, 2015 |
Astoria Financial Corporation To Participate In The Jefferies 2015 Financial Services 1x1 Conference EX-99.1 2 v417562ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Astoria Financial Corporation To Participate In The Jefferies 2015 Financial Services 1x1 Conference LAKE SUCCESS, N.Y., Aug. 7, 2015 /PRNewswire/ - Astoria Financial Corporation (NYSE: AF) announced that it will participate in the Jefferies 2015 Financial Services 1x1 Conference on Tuesday, August 11, 2015. Astoria will be hosting one-on-one i |
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| August 4, 2015 |
Exhibit 99.1 Investor Presentation Second Quarter Ended June 30, 2015 NYSE : AF Forward Looking Statement 2 This presentation may contain a number of forward - looking statements within the meaning of Section 27 A of the Securities Act of 1933 , as amended, or the Securities Act, and Section 21 E of the Securities Exchange Act of 1934 , as amended, or the Exchange Act . These statements may be ide |
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| August 4, 2015 |
Astoria Financial FORM 8-K (Current Report/Significant Event) united states SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 4, 2015 Astoria Financial Corporation (Exact name of registrant as specified in its charter) Delaware 001-11967 11-3170868 (State or other jurisdiction of incorporation or orga |
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| August 3, 2015 |
JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k) Exhibit 99.1 JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k) The undersigned acknowledge and agree that the foregoing statement on Schedule 13D is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13D may be filed on behalf of each of the undersigned without the necessity of filing additional joint filing agreements. The undersigned acknow |
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| August 3, 2015 |
SC 13D 1 b14912801a.htm SCHEDULE 13D SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 Astoria Financial Corporation (Name of Issuer) Common Stock, Par Value $0.01 (Title of Class of Securities) 046265104 (CUSIP Number) Matthew Lindenbaum Basswood Capital Management, L.L.C. 645 Madison Avenue, 10th Floor New York, NY 10022 (212) 521-95 |
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| July 23, 2015 |
Astoria Financial Corporation Reports 2015 Second Quarter Earnings Per Common Share Of $0.29 Astoria Financial Corporation Reports 2015 Second Quarter Earnings Per Common Share Of $0. |
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| July 23, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events united states SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 22, 2015 Astoria Financial Corporation (Exact name of registrant as specified in its charter) Delaware 001-11967 11-3170868 (State or other jurisdiction of incorporation or organ |
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| July 23, 2015 |
Astoria Financial FORM 8-K (Current Report/Significant Event) united states SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 22, 2015 Astoria Financial Corporation (Exact name of registrant as specified in its charter) Delaware 001-11967 11-3170868 (State or other jurisdiction of incorporation or organ |
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| July 23, 2015 |
Astoria Financial Corporation Names Robert Giambrone To Its Board Of Directors Exhibit 99.1 Astoria Financial Corporation Names Robert Giambrone To Its Board Of Directors LAKE SUCCESS, N.Y., July 23, 2015 /PRNewswire/ - Astoria Financial Corporation (NYSE: AF) (the "Company"), the holding company for Astoria Bank (the "Bank"), announced today that their Boards of Directors appointed Robert Giambrone, effective July 22, 2015, to serve as a director of both the Company and the |
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| July 8, 2015 |
Astoria Financial Corporation Schedules Second Quarter Earnings Release & Conference Call Astoria Financial Corporation Schedules Second Quarter Earnings Release & Conference Call LAKE SUCCESS, N. |
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| July 8, 2015 |
Astoria Financial FORM 8-K (Current Report/Significant Event) united states SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 8, 2015 Astoria Financial Corporation (Exact name of registrant as specified in its charter) Delaware 001-11967 11-3170868 (State or other jurisdiction of incorporation or organi |
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| June 23, 2015 |
Astoria Financial Corporation Announces The Disclosure Of 2015 Dodd-Frank Act Stress Test ("DFAST") Results By Astoria Bank LAKE SUCCESS, N. |
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| June 23, 2015 |
Astoria Financial FORM 8-K (Current Report/Significant Event) united states SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 23, 2015 Astoria Financial Corporation (Exact name of registrant as specified in its charter) Delaware 001-11967 11-3170868 (State or other jurisdiction of incorporation or organ |
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| June 18, 2015 |
Astoria Financial FORM 8-K (Current Report/Significant Event) united states SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 18, 2015 Astoria Financial Corporation (Exact name of registrant as specified in its charter) Delaware 001-11967 11-3170868 (State or other jurisdiction of incorporation or organ |
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| May 29, 2015 |
CALCULATION OF REGISTRATION FEE Title of Each Class of Securities to be Registered Amount to be Registered Proposed Maximum Offering Price Per Security(1) Proposed Maximum Aggregate Offering Price(1) Amount of Registration Fee(2) Common stock, par value $0. |
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| May 29, 2015 |
Exhibit 4.2 ASTORIA FINANCIAL CORPORATION, as Issuer and , as Trustee INDENTURE Dated as of , SUBORDINATED DEBT SECURITIES Table of Contents Page ARTICLE I DEFINITIONS AND INCORPORATION BY REFERENCE Section 1.1 Definitions 2 Section 1.2 Incorporation by Reference of Trust Indenture Act 8 Section 1.3 Rules of Construction 8 ARTICLE II THE SECURITIES Section 2.1 Forms of Securities Generally 9 Secti |
