Hennessy Advisors, Inc.
US ˙ NasdaqGM ˙ US4258851009

SecurityHNNA / Hennessy Advisors, Inc.
InsiderThomas L Seavey
This page shows the track record and history of SEAVEY THOMAS L insider trades in Hennessy Advisors, Inc.. The SEC defines Insiders as officers, directors, or significant investors (greater than 10% ownership) in a company. It is illegal for insiders to make trades in their companies based on material, non-public information ("MNPI"). This does not mean it is illegal for them to make any trades in their own companies. However, they must report all trades to the SEC via a Form 4.
Insider Purchases - Short Term Profit Analysis

In this section, we analyze the profitability of every unplanned, open-market insider purchase made by Thomas L Seavey in HNNA / Hennessy Advisors, Inc.. This analysis helps to understand if the insider consistently generates abnormal returns, and is worth following. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market purchases that were not part of an automatic trading plan.

Trade Date Reported
Shares		 Reported
Price		 Adjusted
Shares		 Adjusted
Price		 Cost Basis Days to
Max		 Price at
Max		 Max
Profit ($)		 Max Return (%)
There are no known unplanned open-market trades for this insider

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

HNNA / Hennessy Advisors, Inc. Insider Trades
Insider Sales - Short Term Loss Analysis

In this section, we analyze the short-term loss avoidance of every unplanned, open-market insider sale made by Thomas L Seavey in HNNA / Hennessy Advisors, Inc.. A consistent pattern of loss avoidance may suggest that future sale transactions may predict declines in price. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market purchases that were not part of an automatic trading plan.

Trade Date Reported
Shares		 Reported
Price		 Adjusted
Shares		 Adjusted
Price		 Cost Basis Days to
Min		 Price at
Min		 Max Loss
Avoided ($)		 Max Loss
Avoided (%)
2025-08-15 2,603 10.6331 2,603 10.6331 27,678 0 10.6700 97 0.35
2025-08-14 2,698 10.7036 2,698 10.7036 28,878
2025-08-13 7,704 10.7076 7,704 10.7076 82,491
2025-08-12 7,000 10.8516 7,000 10.8516 75,961
2024-12-19 11,074 11.4426 11,074 11.4426 126,715
2024-12-18 1,657 11.8707 1,657 11.8707 19,670
2024-12-17 7,269 12.0975 7,269 12.0975 87,937
2018-09-24 600 14.7717 600 14.7717 8,863
2018-09-21 400 15.0065 400 15.0065 6,003
2018-09-20 500 15.0192 500 15.0192 7,510
2018-09-19 300 15.0500 300 15.0500 4,515
2018-09-18 200 14.9670 200 14.9670 2,993
2016-08-19 2,534 36.4212 3,801 24.2808 92,291
2016-08-16 2,158 37.7299 3,237 25.1533 81,421
2016-08-15 6,086 37.8951 9,129 25.2634 230,630
2016-08-12 1,022 37.8998 1,533 25.2665 38,734
2016-08-11 2,200 37.7905 3,300 25.1937 83,139
2015-02-19 2,248 24.0000 3,372 16.0000 53,952
2015-02-18 2,752 24.0000 4,128 16.0000 66,048
2014-05-19 2,402 12.4000 3,603 8.2667 29,785
2014-05-16 8,500 12.2500 12,750 8.1667 104,125
2014-05-15 14,411 12.2534 21,616 8.1689 176,584
2013-03-22 768 7.0547 1,152 4.7031 5,418
2013-03-19 400 7.5000 600 5.0000 3,000

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

HNNA / Hennessy Advisors, Inc. Insider Trades
Insider Transaction History
File
Date		 Trade
Date		 Form Insider Ticker Security Title Code 10b5-1 Direct Exercise
Price		 Unit
Price		 Units
Changed		 Value
Changed (1K)		 Remaining
Options		 Remaining
Shares
2025-09-19 2025-09-18 4 SEAVEY THOMAS L HNNA Common Stock A - Award D 5,600 56,029
2025-08-18 2025-08-15 4 SEAVEY THOMAS L HNNA Common Stock S - Sale D 10.6331 -2,603 -28 50,424
2025-08-18 2025-08-14 4 SEAVEY THOMAS L HNNA Common Stock S - Sale D 10.7036 -2,698 -29 53,027
2025-08-14 2025-08-13 4 SEAVEY THOMAS L HNNA Common Stock S - Sale D 10.7076 -7,704 -82 55,725
2025-08-14 2025-08-12 4 SEAVEY THOMAS L HNNA Common Stock S - Sale D 10.8516 -7,000 -76 63,429
2024-12-20 2024-12-19 4 SEAVEY THOMAS L HNNA Common Stock S - Sale D 11.4426 -11,074 -127 70,429
2024-12-19 2024-12-18 4 SEAVEY THOMAS L HNNA Common Stock S - Sale D 11.8707 -1,657 -20 81,503
2024-12-19 2024-12-17 4 SEAVEY THOMAS L HNNA Common Stock S - Sale D 12.0975 -7,269 -88 83,160
2024-09-19 2024-09-18 4 SEAVEY THOMAS L HNNA Common Stock A - Award D 5,600 90,429
2023-09-19 2023-09-18 4 SEAVEY THOMAS L HNNA Common Stock A - Award D 5,600 84,829
2022-09-20 2022-09-18 4 SEAVEY THOMAS L HNNA Common Stock A - Award D 4,500 79,229
2021-09-20 2021-09-18 4 SEAVEY THOMAS L HNNA Common Stock A - Award D 5,250 74,729
2020-09-22 2020-09-18 4 SEAVEY THOMAS L HNNA Common Stock A - Award D 5,250 69,479
2019-09-04 2019-08-30 4 SEAVEY THOMAS L HNNA Common Stock A - Award D 5,250 64,229
2018-09-24 2018-09-24 4 SEAVEY THOMAS L HNNA Common Stock S - Sale D 14.7717 -600 -9 58,979
2018-09-24 2018-09-21 4 SEAVEY THOMAS L HNNA Common Stock S - Sale D 15.0065 -400 -6 59,579
2018-09-24 2018-09-20 4 SEAVEY THOMAS L HNNA Common Stock S - Sale D 15.0192 -500 -8 59,979
2018-09-20 2018-09-19 4 SEAVEY THOMAS L HNNA Common Stock S - Sale D 15.0500 -300 -5 60,479
2018-09-20 2018-09-18 4 SEAVEY THOMAS L HNNA Common Stock S - Sale D 14.9670 -200 -3 60,779
2018-09-14 2018-09-12 4 SEAVEY THOMAS L HNNA Common Stock A - Award D 5,250 60,979
2017-09-19 2017-09-18 4 SEAVEY THOMAS L HNNA Common Stock A - Award D 5,250 55,729
2016-09-23 2016-09-21 4 SEAVEY THOMAS L HNNA Common Stock A - Award D 3,500 33,653
2016-08-23 2016-08-19 4 SEAVEY THOMAS L HNNA Common Stock S - Sale D 36.4212 -2,534 -92 30,153
2016-08-18 2016-08-16 4 SEAVEY THOMAS L HNNA Common Stock S - Sale D 37.7299 -2,158 -81 32,687
2016-08-15 2016-08-15 4 SEAVEY THOMAS L HNNA Common Stock S - Sale D 37.8951 -6,086 -231 34,845
2016-08-15 2016-08-12 4 SEAVEY THOMAS L HNNA Common Stock S - Sale D 37.8998 -1,022 -39 40,931
2016-08-15 2016-08-11 4 SEAVEY THOMAS L HNNA Common Stock S - Sale D 37.7905 -2,200 -83 41,953
2015-09-29 2015-09-25 4 SEAVEY THOMAS L HNNA Common Stock D - Sale to Issuer D 25.0000 -5,058 -126 44,153
2015-09-18 2015-09-17 4 SEAVEY THOMAS L HNNA Common Stock A - Award D 5,000 49,211
2015-02-19 2015-02-19 4 SEAVEY THOMAS L HNNA Common Stock S - Sale D 24.0000 -2,248 -54 44,211
2015-02-19 2015-02-18 4 SEAVEY THOMAS L HNNA Common Stock S - Sale D 24.0000 -2,752 -66 46,459
2014-10-14 2014-10-13 4 SEAVEY THOMAS L HNNA Common Stock A - Award D 5,000 49,211
2014-05-19 2014-05-19 4 SEAVEY THOMAS L HNNA Stock Option (right to acquire) M - Exercise D 7.11 -2,402 0
2014-05-19 2014-05-19 4 SEAVEY THOMAS L HNNA Common Stock S - Sale D 12.4000 -2,402 -30 44,211
2014-05-19 2014-05-19 4 SEAVEY THOMAS L HNNA Common Stock M - Exercise D 7.1100 2,402 17 46,613
2014-05-19 2014-05-16 4 SEAVEY THOMAS L HNNA Stock Option (right to acquire) M - Exercise D 7.11 -8,500 2,402
2014-05-19 2014-05-16 4 SEAVEY THOMAS L HNNA Common Stock S - Sale D 12.2500 -8,500 -104 44,211
2014-05-19 2014-05-16 4 SEAVEY THOMAS L HNNA Common Stock M - Exercise D 7.1100 8,500 60 52,711
2014-05-19 2014-05-15 4 SEAVEY THOMAS L HNNA Stock Option (right to acquire) M - Exercise D 7.11 -14,411 10,902
2014-05-19 2014-05-15 4 SEAVEY THOMAS L HNNA Common Stock M - Exercise D 7.1100 14,411 102 44,211
2014-05-15 2014-05-15 4 SEAVEY THOMAS L HNNA Common Stock S - Sale D 12.2534 -14,411 -177 29,800
2013-09-18 2013-09-16 4 SEAVEY THOMAS L HNNA Common Stock A - Award D 5,000 44,211
2013-03-28 2013-03-25 4/A SEAVEY THOMAS L HNNA Stock Option (right to acquire) M - Exercise D 3.55 -28,582 0
2013-03-28 2013-03-25 4/A SEAVEY THOMAS L HNNA Common Stock F - Taxes D 7.0000 -14,496 -101 39,211
2013-03-28 2013-03-25 4/A SEAVEY THOMAS L HNNA Common Stock M - Exercise D 3.5500 28,582 101 53,707
2013-03-28 2013-03-22 4/A SEAVEY THOMAS L HNNA Stock Option (right to acquire) M - Exercise D 3.55 -768 28,582
2013-03-28 2013-03-22 4/A SEAVEY THOMAS L HNNA Common Stock S - Sale D 7.0547 -768 -5 25,125
2013-03-28 2013-03-22 4/A SEAVEY THOMAS L HNNA Common Stock M - Exercise D 3.5500 768 3 25,893
2013-03-28 2013-03-19 4/A SEAVEY THOMAS L HNNA Stock Option (right to acquire) M - Exercise D 3.55 -400 29,350
2013-03-28 2013-03-19 4/A SEAVEY THOMAS L HNNA Common Stock S - Sale D 7.5000 -400 -3 25,125
2013-03-28 2013-03-19 4/A SEAVEY THOMAS L HNNA Common Stock M - Exercise D 3.5500 400 1 25,525
2013-03-27 2013-03-25 4 SEAVEY THOMAS L HNNA Common Stock F - Taxes D 7.0000 -14,496 -101 39,479
2013-03-22 2013-03-22 4 SEAVEY THOMAS L HNNA Common Stock S - Sale D 7.0000 -500 -4 53,975
2013-03-22 2013-03-19 4 SEAVEY THOMAS L HNNA Stock Option (right to acquire) M - Exercise D 3.55 -29,750 0
2013-03-22 2013-03-19 4 SEAVEY THOMAS L HNNA Common Stock S - Sale D 7.5000 -400 -3 54,475
2013-03-22 2013-03-19 4 SEAVEY THOMAS L HNNA Common Stock M - Exercise D 3.5500 29,750 106 54,875
P
Åbent marked eller privat køb af ikke-afledte eller afledte værdipapirer
S
Åbent marked eller privat salg af ikke-afledte eller afledte værdipapirer
A
Tildeling, tildeling eller anden erhvervelse af værdipapirer fra virksomheden (såsom en option)
C
Konvertering af derivat
D
Salg eller overførsel af værdipapirer tilbage til virksomheden
F
Betaling af udnyttelseskurs eller skatteforpligtelse ved brug af en del af værdipapirer modtaget fra selskabet
G
Gave af værdipapirer af eller til insideren
K
Aktieswaps og lignende sikringstransaktioner
M
Udnyttelse eller konvertering af afledt værdipapir modtaget fra virksomheden (såsom en option)
V
En transaktion rapporteret frivilligt på formular 4
J
Andet (ledsaget af en fodnote, der beskriver transaktionen)