Hennessy Advisors, Inc.
US ˙ NasdaqGM ˙ US4258851009

SecurityHNNA / Hennessy Advisors, Inc.
InsiderNeil J Hennessy
This page shows the track record and history of HENNESSY NEIL J insider trades in Hennessy Advisors, Inc.. The SEC defines Insiders as officers, directors, or significant investors (greater than 10% ownership) in a company. It is illegal for insiders to make trades in their companies based on material, non-public information ("MNPI"). This does not mean it is illegal for them to make any trades in their own companies. However, they must report all trades to the SEC via a Form 4.
Insider Purchases - Short Term Profit Analysis

In this section, we analyze the profitability of every unplanned, open-market insider purchase made by Neil J Hennessy in HNNA / Hennessy Advisors, Inc.. This analysis helps to understand if the insider consistently generates abnormal returns, and is worth following. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market purchases that were not part of an automatic trading plan.

Trade Date Reported
Shares		 Reported
Price		 Adjusted
Shares		 Adjusted
Price		 Cost Basis Days to
Max		 Price at
Max		 Max
Profit ($)		 Max Return (%)
2023-12-19 100 6.5000 100 6.5000 650 360 13.6000 710 109.23
2023-12-18 1,476 6.5000 1,476 6.5000 9,594
2023-12-18 599 6.5000 599 6.5000 3,894
2023-12-15 75 6.5000 75 6.5000 488
2023-12-12 7,190 6.4992 7,190 6.4992 46,729
2023-06-23 1 7.1000 1 7.1000 7
2023-06-22 1,774 7.0917 1,774 7.0917 12,581
2023-06-21 1,537 7.1000 1,537 7.1000 10,913
2023-06-20 325 7.1000 325 7.1000 2,308
2023-05-26 1,634 6.9306 1,634 6.9306 11,325
2023-05-25 1,368 6.8348 1,368 6.8348 9,350
2023-05-24 4,500 6.8224 4,500 6.8224 30,701
2023-05-23 3,000 6.8950 3,000 6.8950 20,685
2023-05-22 6,800 6.8676 6,800 6.8676 46,700
2023-05-19 5,200 6.9481 5,200 6.9481 36,130
2020-03-19 23,714 6.1586 23,714 6.1586 146,045

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

HNNA / Hennessy Advisors, Inc. Insider Trades
Insider Sales - Short Term Loss Analysis

In this section, we analyze the short-term loss avoidance of every unplanned, open-market insider sale made by Neil J Hennessy in HNNA / Hennessy Advisors, Inc.. A consistent pattern of loss avoidance may suggest that future sale transactions may predict declines in price. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market purchases that were not part of an automatic trading plan.

Trade Date Reported
Shares		 Reported
Price		 Adjusted
Shares		 Adjusted
Price		 Cost Basis Days to
Min		 Price at
Min		 Max Loss
Avoided ($)		 Max Loss
Avoided (%)
There are no known unplanned open-market trades for this insider

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

HNNA / Hennessy Advisors, Inc. Insider Trades
Insider Transaction History
File
Date		 Trade
Date		 Form Insider Ticker Security Title Code 10b5-1 Direct Exercise
Price		 Unit
Price		 Units
Changed		 Value
Changed (1K)		 Remaining
Options		 Remaining
Shares
2025-09-19 2025-09-18 4 HENNESSY NEIL J By Trust HNNA Common Stock F - Taxes I 11.0800 -9,000 -100 2,061,112
2025-09-19 2025-09-18 4 HENNESSY NEIL J By Trust HNNA Common Stock A - Award I 19,700 2,070,112
2024-12-30 2024-12-30 4 HENNESSY NEIL J By Trust HNNA Common Stock G - Gift I -10,000 2,050,412
2024-09-19 2024-09-18 4 HENNESSY NEIL J By Trust HNNA Common Stock F - Taxes I 10.2400 -8,482 -87 2,060,412
2024-09-19 2024-09-18 4 HENNESSY NEIL J By Trust HNNA Common Stock A - Award I 19,700 2,068,894
2023-12-26 2023-12-18 4 HENNESSY NEIL J By Trust HNNA Common Stock P - Purchase I 6.5000 599 4 2,049,194
2023-12-20 2023-12-19 4 HENNESSY NEIL J By Trust HNNA Common Stock P - Purchase I 6.5000 100 1 2,048,595
2023-12-20 2023-12-19 4 HENNESSY NEIL J By Trust HNNA Common Stock G - Gift I -20,000 2,048,495
2023-12-18 2023-12-18 4 HENNESSY NEIL J By Trust HNNA Common Stock P - Purchase I 6.5000 1,476 10 2,068,495
2023-12-18 2023-12-15 4 HENNESSY NEIL J By Trust HNNA Common Stock P - Purchase I 6.5000 75 0 2,067,019
2023-12-13 2023-12-12 4 HENNESSY NEIL J By Trust HNNA HNNA P - Purchase I 6.4992 7,190 47 2,066,944
2023-09-19 2023-09-18 4 HENNESSY NEIL J By Trust HNNA Common Stock F - Taxes I 6.7900 -5,856 -40 2,064,816
2023-09-19 2023-09-18 4 HENNESSY NEIL J By Trust HNNA Common Stock A - Award I 19,700 2,070,672
2023-09-01 2023-08-30 4 HENNESSY NEIL J HNNA Common Stock F - Taxes D 6.8900 -1,952 -13 2,050,972
2023-06-23 2023-06-23 4 HENNESSY NEIL J HNNA Common Stock P - Purchase D 7.1000 1 0 2,052,924
2023-06-23 2023-06-22 4 HENNESSY NEIL J HNNA Common Stock P - Purchase D 7.0917 1,774 13 2,052,923
2023-06-21 2023-06-21 4 HENNESSY NEIL J HNNA Common Stock P - Purchase D 7.1000 1,537 11 2,051,149
2023-06-21 2023-06-20 4 HENNESSY NEIL J HNNA Common Stock P - Purchase D 7.1000 325 2 2,049,612
2023-05-30 2023-05-26 4 HENNESSY NEIL J HNNA Common Stock P - Purchase D 6.9306 1,634 11 2,049,287
2023-05-30 2023-05-25 4 HENNESSY NEIL J HNNA Common Stock P - Purchase D 6.8348 1,368 9 2,047,653
2023-05-24 2023-05-24 4 HENNESSY NEIL J HNNA Common Stock P - Purchase D 6.8224 4,500 31 2,046,285
2023-05-24 2023-05-23 4 HENNESSY NEIL J HNNA Common Stock P - Purchase D 6.8950 3,000 21 2,041,785
2023-05-23 2023-05-22 4 HENNESSY NEIL J HNNA Common Stock P - Purchase D 6.8676 6,800 47 2,038,785
2023-05-23 2023-05-19 4 HENNESSY NEIL J HNNA Common Stock P - Purchase D 6.9481 5,200 36 2,031,985
2022-12-27 2022-12-19 4 HENNESSY NEIL J HNNA Common Stock G - Gift D -12,500 2,026,785
2022-09-20 2022-09-18 4 HENNESSY NEIL J HNNA Common Stock F - Taxes D 9.0000 -3,903 -35 2,039,285
2022-09-20 2022-09-18 4 HENNESSY NEIL J HNNA Common Stock A - Award D 15,750 2,043,188
2022-09-14 2022-09-12 4 HENNESSY NEIL J HNNA Common Stock F - Taxes D 9.4700 -1,952 -18 2,027,438
2022-09-01 2022-08-30 4 HENNESSY NEIL J HNNA Common Stock F - Taxes D 9.9300 -1,952 -19 2,029,390
2021-12-23 2021-12-21 4 HENNESSY NEIL J HNNA Common Stock G - Gift D -40,000 2,031,341
2021-10-01 2021-09-30 4 HENNESSY NEIL J HNNA Common Stock F - Taxes D 9.6200 -1,952 -19 2,071,341
2021-09-21 2021-09-18 4 HENNESSY NEIL J HNNA Common Stock F - Taxes D 10.0000 -1,952 -20 2,073,292
2021-09-20 2021-09-18 4 HENNESSY NEIL J HNNA Common Stock A - Award D 15,750 2,075,244
2021-09-14 2021-09-12 4 HENNESSY NEIL J HNNA Common Stock F - Taxes D 9.8900 -1,952 -19 2,059,494
2021-09-01 2021-08-30 4 HENNESSY NEIL J HNNA Common Stock F - Taxes D 10.0100 -1,952 -20 2,061,446
2020-12-30 2020-12-29 4 HENNESSY NEIL J HNNA Common Stock G - Gift D -112,500 2,063,397
2020-10-01 2020-09-30 4 HENNESSY NEIL J HNNA Common Stock F - Taxes D 8.2900 -1,952 -16 2,175,897
2020-09-22 2020-09-21 4 HENNESSY NEIL J HNNA Common Stock F - Taxes D 9.3800 -1,952 -18 2,177,848
2020-09-22 2020-09-18 4 HENNESSY NEIL J HNNA Common Stock A - Award D 15,750 2,179,800
2020-09-15 2020-09-12 4 HENNESSY NEIL J HNNA Common Stock F - Taxes D 9.0300 -1,952 -18 2,164,050
2020-09-01 2020-08-30 4 HENNESSY NEIL J HNNA Common Stock F - Taxes D 8.9000 -1,934 -17 2,166,002
2020-03-20 2020-03-19 4 HENNESSY NEIL J HNNA Common Stock P - Purchase D 6.1586 23,714 146 2,167,936
2019-12-16 2019-12-11 4 HENNESSY NEIL J HNNA Common Stock G - Gift D -10,000 2,144,222
2019-12-16 2019-12-10 4 HENNESSY NEIL J HNNA Common Stock G - Gift D -90,000 2,154,222
2019-10-01 2019-09-30 4 HENNESSY NEIL J HNNA Common Stock F - Taxes D 10.8100 -1,952 -21 2,244,222
2019-09-24 2019-09-21 4 HENNESSY NEIL J HNNA Common Stock F - Taxes D 10.1500 -1,952 -20 2,246,174
2019-09-19 2019-09-17 4 HENNESSY NEIL J HNNA Common Stock F - Taxes D 10.2900 -2,788 -29 2,248,125
2019-09-16 2019-09-12 4 HENNESSY NEIL J HNNA Common Stock F - Taxes D 10.4200 -1,952 -20 2,250,913
2019-09-04 2019-08-30 4 HENNESSY NEIL J HNNA Common Stock A - Award D 15,750 2,252,864
2019-06-27 2019-06-26 4 HENNESSY NEIL J HNNA Common Stock G - Gift D -3,400 2,237,114
2019-01-04 2018-12-27 4 HENNESSY NEIL J HNNA Common Stock G - Gift D -50,000 2,240,514
2019-01-04 2018-12-21 4 HENNESSY NEIL J HNNA Common Stock G - Gift D -10,000 2,290,514
2018-10-01 2018-09-30 4 HENNESSY NEIL J HNNA Common Stock F - Taxes D 13.8500 -1,952 -27 2,300,514
2018-09-25 2018-09-23 4 HENNESSY NEIL J HNNA Common Stock F - Taxes D 14.4000 -2,789 -40 2,302,466
2018-09-25 2018-09-21 4 HENNESSY NEIL J HNNA Common Stock F - Taxes D 14.4000 -1,952 -28 2,305,255
2018-09-25 2012-01-31 4 HENNESSY NEIL J HNNA Common Stock G - Gift D -7,500 2,307,206
2018-09-19 2018-09-17 4 HENNESSY NEIL J HNNA Common Stock F - Taxes D 14.6100 -2,770 -40 2,314,706
2018-09-14 2018-09-12 4 HENNESSY NEIL J HNNA Common Stock A - Award D 15,750 2,317,476
2018-08-07 2018-06-27 4 HENNESSY NEIL J HNNA Common Stock G - Gift D -2,550 2,301,726
2018-01-08 2017-12-20 4 HENNESSY NEIL J HNNA Common Stock G - Gift D -72,500 2,304,276
2017-10-03 2017-09-30 4 HENNESSY NEIL J HNNA Common Stock A - Award D 15.4400 15,750 243 2,376,776
2017-09-25 2017-09-23 4 HENNESSY NEIL J HNNA Common Stock F - Taxes D 14.9700 -2,113 -32 2,361,026
2017-09-25 2017-09-21 4 HENNESSY NEIL J HNNA Common Stock F - Taxes D 15.4900 -1,480 -23 2,363,140
2017-09-20 2017-09-17 4/A HENNESSY NEIL J HNNA Common Stock F - Taxes D 14.7100 -2,113 -31 2,364,619
2017-09-20 2017-09-16 4/A HENNESSY NEIL J HNNA Common Stock F - Taxes D 14.7100 -1,410 -21 2,366,732
2017-09-20 2017-03-22 4/A HENNESSY NEIL J HNNA Common Stock G - Gift D -7,500 2,368,142
2017-09-19 2017-09-18 4 HENNESSY NEIL J HNNA Common Stock A - Award D 15,750 2,380,369
2017-09-19 2017-09-17 4 HENNESSY NEIL J HNNA Common Stock F - Taxes D 14.7100 -2,113 -31 2,364,620
2017-09-19 2017-09-16 4 HENNESSY NEIL J HNNA Common Stock F - Taxes D 14.7100 -1,410 -21 2,366,733
2017-09-19 2017-03-22 4 HENNESSY NEIL J HNNA Common Stock G - Gift D -7,500 2,368,143
2016-12-30 2016-12-19 4 HENNESSY NEIL J HNNA Common Stock G - Gift D -30,000 1,583,762
2016-09-27 2016-09-23 4 HENNESSY NEIL J HNNA Common Stock F - Taxes D 34.9400 -1,409 -49 1,613,762
2016-09-23 2016-09-21 4 HENNESSY NEIL J HNNA Common Stock A - Award D 10,500 1,615,171
2016-09-19 2016-09-17 4 HENNESSY NEIL J HNNA Common Stock F - Taxes D 36.1600 -1,410 -51 1,604,671
2016-09-19 2016-09-16 4 HENNESSY NEIL J HNNA Common Stock F - Taxes D 36.1600 -940 -34 1,606,081
2015-12-30 2015-12-16 4 HENNESSY NEIL J HNNA Common Stock G - Gift D -30,000 1,607,021
2015-12-30 2015-12-15 4 HENNESSY NEIL J HNNA Common Stock G - Gift D -5,000 1,637,021
2015-09-29 2015-09-25 4 HENNESSY NEIL J HNNA Common Stock D - Sale to Issuer D 25.0000 -251,373 -6,284 1,642,021
2015-09-18 2015-09-17 4 HENNESSY NEIL J HNNA Common Stock A - Award D 15,000 1,893,394
2014-09-24 2014-09-23 4 HENNESSY NEIL J HNNA Common Stock A - Award D 15,000 1,878,394
2014-05-15 2014-05-13 4 HENNESSY NEIL J HNNA Stock Option (right to acquire) M - Exercise D 7.11 -25,313 0
2014-05-15 2014-05-13 4 HENNESSY NEIL J HNNA Common Stock F - Taxes D 12.5000 -14,399 -180 1,863,394
2014-05-15 2014-05-13 4 HENNESSY NEIL J HNNA Common Stock M - Exercise D 7.1100 25,313 180 1,877,793
2014-02-13 2014-02-11 4 HENNESSY NEIL J By dependent child HNNA Common Stock G - Gift I 4,000 7,500
2014-02-13 2014-02-11 4 HENNESSY NEIL J HNNA Common Stock G - Gift D -20,000 1,852,480
2013-12-20 2013-12-20 4 HENNESSY NEIL J HNNA Common Stock W - Other D 22,625 1,872,480
2013-11-15 2013-11-14 4 HENNESSY NEIL J HNNA Common Stock G - Gift D -5,350 1,849,855
2013-09-18 2013-09-16 4 HENNESSY NEIL J HNNA Common Stock A - Award D 10,000 1,855,205
2013-03-27 2013-03-25 4 HENNESSY NEIL J HNNA Stock Option (right to acquire) M - Exercise D 3.55 -25,313 0
2013-03-27 2013-03-25 4 HENNESSY NEIL J HNNA Common Stock F - Taxes D 7.0000 -12,838 -90 1,845,205
2013-03-27 2013-03-25 4 HENNESSY NEIL J HNNA Common Stock M - Exercise D 3.5500 25,313 90 1,858,043
P
Åbent marked eller privat køb af ikke-afledte eller afledte værdipapirer
S
Åbent marked eller privat salg af ikke-afledte eller afledte værdipapirer
A
Tildeling, tildeling eller anden erhvervelse af værdipapirer fra virksomheden (såsom en option)
C
Konvertering af derivat
D
Salg eller overførsel af værdipapirer tilbage til virksomheden
F
Betaling af udnyttelseskurs eller skatteforpligtelse ved brug af en del af værdipapirer modtaget fra selskabet
G
Gave af værdipapirer af eller til insideren
K
Aktieswaps og lignende sikringstransaktioner
M
Udnyttelse eller konvertering af afledt værdipapir modtaget fra virksomheden (såsom en option)
V
En transaktion rapporteret frivilligt på formular 4
J
Andet (ledsaget af en fodnote, der beskriver transaktionen)