Hennessy Advisors, Inc.
US ˙ NasdaqGM ˙ US4258851009

SecurityHNNA / Hennessy Advisors, Inc.
InsiderKathryn Fahy
This page shows the track record and history of Fahy Kathryn insider trades in Hennessy Advisors, Inc.. The SEC defines Insiders as officers, directors, or significant investors (greater than 10% ownership) in a company. It is illegal for insiders to make trades in their companies based on material, non-public information ("MNPI"). This does not mean it is illegal for them to make any trades in their own companies. However, they must report all trades to the SEC via a Form 4.
Insider Purchases - Short Term Profit Analysis

In this section, we analyze the profitability of every unplanned, open-market insider purchase made by Kathryn Fahy in HNNA / Hennessy Advisors, Inc.. This analysis helps to understand if the insider consistently generates abnormal returns, and is worth following. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market purchases that were not part of an automatic trading plan.

Trade Date Reported
Shares
Reported
Price
Adjusted
Shares
Adjusted
Price
Cost Basis Days to
Max
Price at
Max
Max
Profit ($)
Max Return (%)
There are no known unplanned open-market trades for this insider

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

HNNA / Hennessy Advisors, Inc. Insider Trades
Insider Sales - Short Term Loss Analysis

In this section, we analyze the short-term loss avoidance of every unplanned, open-market insider sale made by Kathryn Fahy in HNNA / Hennessy Advisors, Inc.. A consistent pattern of loss avoidance may suggest that future sale transactions may predict declines in price. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market purchases that were not part of an automatic trading plan.

Trade Date Reported
Shares
Reported
Price
Adjusted
Shares
Adjusted
Price
Cost Basis Days to
Min
Price at
Min
Max Loss
Avoided ($)
Max Loss
Avoided (%)
2025-05-13 10,000 10.7118 10,000 10.7118 107,118 1 10.1000 -6,118 -5.71
2025-02-27 8,000 11.0708 8,000 11.0708 88,566

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

HNNA / Hennessy Advisors, Inc. Insider Trades
Insider Transaction History
File
Date
Trade
Date
Form Insider Ticker Security Title Code 10b5-1 Direct Exercise
Price
Unit
Price
Units
Changed
Value
Changed (1K)
Remaining
Options
Remaining
Shares
2025-09-19 2025-09-18 4 Fahy Kathryn HNNA Common Stock F - Taxes D 11.0800 -4,022 -45 72,689
2025-09-19 2025-09-18 4 Fahy Kathryn HNNA Common Stock A - Award D 12,500 76,711
2025-05-14 2025-05-13 4 Fahy Kathryn HNNA Common Stock S - Sale D 10.7118 -10,000 -107 64,211
2025-02-27 2025-02-27 4 Fahy Kathryn HNNA Common Stock S - Sale D 11.0708 -8,000 -89 74,211
2024-09-24 2024-09-23 4 Fahy Kathryn HNNA Common Stock G - Gift D -2,000 82,211
2024-09-19 2024-09-18 4 Fahy Kathryn HNNA Common Stock F - Taxes D 10.2400 -3,772 -39 84,211
2024-09-19 2024-09-18 4 Fahy Kathryn HNNA Common Stock A - Award D 12,500 87,983
2023-09-19 2023-09-18 4 Fahy Kathryn HNNA Common Stock F - Taxes D 6.7900 -2,588 -18 75,483
2023-09-19 2023-09-18 4 Fahy Kathryn HNNA Common Stock A - Award D 12,500 78,071
2023-09-01 2023-08-30 4 Fahy Kathryn HNNA Common Stock F - Taxes D 6.8900 -842 -6 65,571
2022-09-20 2022-09-18 4 Fahy Kathryn HNNA Common Stock F - Taxes D 9.0000 -1,728 -16 66,413
2022-09-20 2022-09-18 4 Fahy Kathryn HNNA Common Stock A - Award D 10,000 68,141
2022-09-14 2022-09-12 4 Fahy Kathryn HNNA Common Stock F - Taxes D 9.4700 -605 -6 58,141
2022-09-01 2022-08-30 4 Fahy Kathryn HNNA Common Stock F - Taxes D 9.9300 -842 -8 58,746
2022-05-26 2022-05-24 4 Fahy Kathryn HNNA Common Stock G - Gift D -1,500 42,783
2021-12-09 2021-12-01 4 Fahy Kathryn HNNA Common Stock G - Gift D -1,000 44,283
2021-09-21 2021-09-18 4 Fahy Kathryn HNNA Common Stock F - Taxes D 10.0000 -1,227 -12 45,283
2021-09-20 2021-09-18 4 Fahy Kathryn HNNA Common Stock A - Award D 10,000 46,510
2021-09-14 2021-09-12 4 Fahy Kathryn HNNA Common Stock F - Taxes D 9.8900 -592 -6 36,510
2021-09-01 2021-08-30 4 Fahy Kathryn HNNA Common Stock F - Taxes D 10.0100 -842 -8 37,102
2020-12-30 2020-12-29 4 Fahy Kathryn HNNA Common Stock G - Gift D -1,000 37,944
2020-09-22 2020-09-21 4 Fahy Kathryn By Spouse HNNA Common Stock F - Taxes I 9.3800 -209 -2 16,805
2020-09-22 2020-09-21 4 Fahy Kathryn HNNA Common Stock F - Taxes D 9.3800 -353 -3 38,944
2020-09-22 2020-09-18 4 Fahy Kathryn By Spouse HNNA Common Stock A - Award I 2,350 17,014
2020-09-22 2020-09-18 4 Fahy Kathryn By Spouse HNNA Common Stock F - Taxes I 9.5000 -234 -2 14,664
2020-09-22 2020-09-18 4 Fahy Kathryn HNNA Common Stock A - Award D 10,000 39,297
2020-09-22 2020-09-18 4 Fahy Kathryn HNNA Common Stock F - Taxes D 9.5000 -353 -3 29,297
2020-09-15 2020-09-12 4 Fahy Kathryn By Spouse HNNA Common Stock F - Taxes I 9.0300 -240 -2 14,897
2020-09-15 2020-09-12 4 Fahy Kathryn HNNA Common Stock F - Taxes D 9.0300 -589 -5 29,650
2020-09-01 2020-08-30 4 Fahy Kathryn By Spouse HNNA Common Stock F - Taxes I 8.9000 -224 -2 15,137
2020-09-01 2020-08-30 4 Fahy Kathryn HNNA Common Stock F - Taxes D 8.9000 -876 -8 30,239
2019-12-16 2019-12-06 4 Fahy Kathryn HNNA Common Stock G - Gift D -1,000 31,115
2019-09-24 2019-09-21 4 Fahy Kathryn By Spouse HNNA Common Stock F - Taxes I 10.1500 -209 -2 15,360
2019-09-24 2019-09-21 4 Fahy Kathryn HNNA Common Stock F - Taxes D 10.1500 -363 -4 32,115
2019-09-19 2019-09-18 4 Fahy Kathryn By Spouse HNNA Common Stock F - Taxes I 10.0900 -236 -2 15,569
2019-09-19 2019-09-18 4 Fahy Kathryn HNNA Common Stock F - Taxes D 10.0900 -358 -4 32,478
2019-09-19 2019-09-17 4 Fahy Kathryn By Spouse HNNA Common Stock F - Taxes I 10.2900 -306 -3 15,806
2019-09-19 2019-09-17 4 Fahy Kathryn HNNA Common Stock F - Taxes D 10.2900 -505 -5 32,836
2019-09-16 2019-09-12 4 Fahy Kathryn By Spouse HNNA Common Stock F - Taxes I 10.4200 -240 -2 16,112
2019-09-16 2019-09-12 4 Fahy Kathryn HNNA Common Stock F - Taxes D 10.4200 -584 -6 33,341
2019-09-04 2019-08-30 4 Fahy Kathryn By Spouse HNNA Common Stock A - Award I 2,350 16,351
2019-09-04 2019-08-30 4 Fahy Kathryn HNNA Common Stock A - Award D 10,000 33,925
2018-10-16 2018-10-15 4 Fahy Kathryn By Spouse HNNA Common Stock F - Taxes I 13.6200 -188 -3 14,001
2018-10-16 2018-10-15 4 Fahy Kathryn HNNA Common Stock F - Taxes D 13.6200 -388 -5 23,925
2018-09-25 2018-09-21 4 Fahy Kathryn By Spouse HNNA Common Stock F - Taxes I 14.4000 -209 -3 14,189
2018-09-25 2018-09-21 4 Fahy Kathryn HNNA Common Stock F - Taxes D 14.4000 -362 -5 24,313
2018-09-25 2018-09-21 4 Fahy Kathryn HNNA Common Stock G - Gift D -1,000 24,675
2018-09-25 2018-09-18 4 Fahy Kathryn By Spouse HNNA Common Stock F - Taxes I 15.0000 -234 -4 14,398
2018-09-25 2018-09-18 4 Fahy Kathryn HNNA Common Stock F - Taxes D 15.0000 -350 -5 25,675
2018-09-25 2018-09-17 4 Fahy Kathryn By Spouse HNNA Common Stock F - Taxes I 14.6100 -306 -4 14,632
2018-09-25 2018-09-17 4 Fahy Kathryn HNNA Common Stock F - Taxes D 14.6100 -505 -7 26,025
2018-09-25 2018-09-12 4 Fahy Kathryn By Spouse HNNA Common Stock A - Award I 2,350 14,938
2018-09-19 2018-09-12 4 Fahy Kathryn HNNA Common Stock A - Award D 7,000 26,530
2018-09-14 2018-09-12 4 Fahy Kathryn HNNA Common Stock A - Award D 7,000 26,530
2018-02-01 3 Fahy Kathryn HNNA Common Stock D 51,648
2018-02-01 3 Fahy Kathryn By Spouse HNNA Common Stock I 44,707
2018-02-01 3 Fahy Kathryn HNNA Common Stock D 51,648
2018-02-01 3 Fahy Kathryn By Spouse HNNA Common Stock I 44,707
P
Åbent marked eller privat køb af ikke-afledte eller afledte værdipapirer
S
Åbent marked eller privat salg af ikke-afledte eller afledte værdipapirer
A
Tildeling, tildeling eller anden erhvervelse af værdipapirer fra virksomheden (såsom en option)
C
Konvertering af derivat
D
Salg eller overførsel af værdipapirer tilbage til virksomheden
F
Betaling af udnyttelseskurs eller skatteforpligtelse ved brug af en del af værdipapirer modtaget fra selskabet
G
Gave af værdipapirer af eller til insideren
K
Aktieswaps og lignende sikringstransaktioner
M
Udnyttelse eller konvertering af afledt værdipapir modtaget fra virksomheden (såsom en option)
V
En transaktion rapporteret frivilligt på formular 4
J
Andet (ledsaget af en fodnote, der beskriver transaktionen)