National Commercial Banks - Latest Activist Disclosures

This table shows recent activist investor (Schedule 13D) filings made in this industry. Any investor or hedge fund that makes an investment with the intention of influencing management is considered an activist investor and must file a 13D.

Date Form Target Company Investor Shares Ownership
(Percent)		 Ownership Change
(Percent)
2014-09-09 13D/A BANC / Banc of California, Inc. Patriot Financial Partners Lp 1,401,172 5.10
2014-08-28 13D/A VABK / Virginia National Bankshares Corporation Dittmar William D Jr. 169,886 6.30
2014-08-19 13D/A BANC / Banc of California, Inc. PL Capital, LLC 2,085,322 7.90
2014-07-01 13D/A BANC / Banc of California, Inc. PL Capital, LLC 1,966,676 7.50
2014-06-26 13D/A GF / The New Germany Fund, Inc. Lazard Asset Management Llc 3,428,005 21.40
2014-06-09 13D BANC / Banc of California, Inc. PL Capital, LLC 1,871,591 7.10
2014-06-09 13D/A CFBK / CF Bankshares Inc. Cochran Edward W 1,561,000 9.57
2014-04-11 13D SLRK / Solera National Bancorp, Inc. Quagliano Michael Drew 623,970 23.30
2014-04-11 13D SLRK / Solera National Bancorp, Inc. Fenton Robert J 181,058 6.50
2014-03-24 13D/A SLRK / Solera National Bancorp, Inc. Quagliano Michael Drew 623,970 23.30
2014-03-18 13D LARK / Landmark Bancorp, Inc. Alexander Patrick L 230,412 7.10
2014-03-14 13D VABK / Virginia National Bankshares Corporation Swift Run Capital LP 241,741 9.00
2014-02-20 13D/A SLRK / Solera National Bancorp, Inc. Quagliano Michael Drew 595,970 22.30
2014-01-31 13D UMBF / UMB Financial Corporation Kemper J Mariner 5,244,964 11.60
2014-01-22 13D/A SLRK / Solera National Bancorp, Inc. Quagliano Michael Drew 585,574 21.90
2013-12-23 13D VABK / Virginia National Bankshares Corporation Dittmar William D Jr. 140,910 5.20
2013-12-13 13D NAD / Nuveen Quality Municipal Income Fund Bank Of America Corp /de/ 2,650 100.00
2013-12-10 13D BANC / Banc of California, Inc. Patriot Financial Partners Lp 1,509,450 7.70
2013-10-30 13D/A SHG / Shinhan Financial Group Co., Ltd. - Depositary Receipt (Common Stock) Bnp Paribas 26,878,828 5.67
2013-09-05 13D/A GF / The New Germany Fund, Inc. Lazard Asset Management Llc 3,719,823 23.20
2013-06-10 13D/A GF / The New Germany Fund, Inc. Lazard Asset Management Llc 3,770,720 21.71
2013-05-14 13D/A WBS / Webster Financial Corporation Warburg Pincus Private Equity X, L.P. 0 0.00
2013-05-09 13D/A WBS / Webster Financial Corporation Warburg Pincus Private Equity X, L.P. 8,744,850 9.69
2013-03-26 13D/A WBS / Webster Financial Corporation Warburg Pincus Private Equity X, L.P. 8,744,850 9.73
2013-03-20 13D/A WBS / Webster Financial Corporation Warburg Pincus Private Equity X, L.P. 12,804,920 13.60
2013-02-14 13D/A IQI / Invesco Quality Municipal Income Trust Brigade Leveraged Capital Structures Fund Ltd. 0 0.00
2013-02-12 13D/A IBCA / iShares Trust - iShares iBonds Dec 2035 Term Corp ETF PL Capital, LLC 1,189,848 5.50
2013-02-08 13D/A GF / The New Germany Fund, Inc. Lazard Asset Management Llc 3,501,096 20.23
2012-12-20 13D/A CFBK / CF Bankshares Inc. Uni Capital LP 81,957 0.52
2012-12-12 13D/A WBS / Webster Financial Corporation Warburg Pincus Private Equity X, L.P. 12,804,920 13.60
2012-10-31 13D/A CASH / Pathward Financial, Inc. Cash America International Inc 265,000 4.87
2012-10-09 13D/A GF / The New Germany Fund, Inc. Lazard Asset Management Llc 3,674,473 21.23
2012-09-10 13D/A CYN / Cyngn Inc. Goldsmith Bram 3,285,364 6.10
2012-09-10 13D/A COF / Capital One Financial Corporation Ing Groep Nv 802,639 0.14
2012-08-30 13D CFBK / CF Bankshares Inc. O'Dell Timothy T 683,333 4.32
2012-08-30 13D CFBK / CF Bankshares Inc. Cochran Edward W 1,066,666 6.75
2012-06-11 13D/A VGM / Invesco Trust for Investment Grade Municipals Bank Of America Corp /de/ 0 2.10
2012-02-27 13D COF / Capital One Financial Corporation Ing Groep Nv 54,753,377 9.90
2012-02-15 13D/A IBCA / iShares Trust - iShares iBonds Dec 2035 Term Corp ETF Dansker Lowell S 1,343,700 6.21