National Commercial Banks - Latest Activist Disclosures

This table shows recent activist investor (Schedule 13D) filings made in this industry. Any investor or hedge fund that makes an investment with the intention of influencing management is considered an activist investor and must file a 13D.

Date Form Target Company Investor Shares Ownership
(Percent)
Ownership Change
(Percent)
2025-09-11 13D SWIN / Solowin Holdings Gemini Asia Holdings Ltd 74,074,796 40.43 1,715.56
2025-09-10 13D/A CFBK / CF Bankshares Inc. Castle Creek Capital Partners VII, LP 618,098 9.90 1.39
2025-09-08 13D/A CFBK / CF Bankshares Inc. Castle Creek Capital Partners VII, LP 609,649 9.90 1.45
2025-08-29 13D/A CFBK / CF Bankshares Inc. Castle Creek Capital Partners VII, LP 600,928 9.90 1.34
2025-08-26 13D/A CFBK / CF Bankshares Inc. Castle Creek Capital Partners VII, LP 592,998 9.90 1.36
2025-08-15 13D/A CFBK / CF Bankshares Inc. Castle Creek Capital Partners VII, LP 585,059 9.90 0.63
2025-08-15 13D/A FISI / Financial Institutions, Inc. PL Capital Advisors, LLC 1,502,063 7.50 18.76
2025-08-11 13D/A PRME / Prime Medicine, Inc. ARCH Venture Fund X, L.P. 18,587,036 10.40 51.45
2025-07-23 13D/A CFBK / CF Bankshares Inc. Castle Creek Capital Partners VII, LP 581,383 9.90 1.26
2025-07-10 13D/A CFBK / CF Bankshares Inc. Castle Creek Capital Partners VII, LP 574,141 9.90 1.56
2025-07-08 13D/A PNBK / Patriot National Bancorp, Inc. Sugarman Steven 7,019,978 8.30 0.00
2025-07-03 13D/A CFBK / CF Bankshares Inc. Castle Creek Capital Partners VII, LP 565,336 9.90 1.46
2025-05-22 13D/A CFBK / CF Bankshares Inc. Castle Creek Capital Partners VII, LP 557,196 9.90 2.51
2025-05-14 13D/A CFBK / CF Bankshares Inc. Castle Creek Capital Partners VII, LP 543,565 9.90 2.72
2025-05-13 13D/A GF / The New Germany Fund, Inc. Saba Capital Management, L.P. 1,826,809 11.29 9.76
2025-05-07 13D ONB / Old National Bancorp Otto Bremer Trust 43,137,330 11.70
2025-04-11 13D PNBK / Patriot National Bancorp, Inc. Fhnb Llc 6,666,667 9.00
2025-04-08 13D/A ECF / Ellsworth Growth and Income Fund Ltd. Saba Capital Management, L.P. 1,534,334 11.25 9.54
2025-04-02 13D PNBK / Patriot National Bancorp, Inc. Sugarman Steven 7,019,978 9.50
2025-03-18 13D FISI / Financial Institutions, Inc. PL Capital Advisors, LLC 1,264,801 6.30
2025-03-04 13D/A GF / The New Germany Fund, Inc. Saba Capital Management, L.P. 1,664,381 10.21 12.76
2025-02-13 13D/A CFBK / CF Bankshares Inc. Cochran Edward W 346,913 6.77 0.78
2025-02-11 13D/A NEWT / NewtekOne, Inc. Sloane Barry 1,364,130 5.20 46.03
2025-02-04 13D/A UMBF / UMB Financial Corporation Kemper J Mariner 3,757,772 5.20 -8.19
2025-01-06 13D KEY / KeyCorp Bank Of Nova Scotia 162,981,232 14.90
2024-12-13 13D/A NAD / Nuveen Quality Municipal Income Fund Bank Of America Corp /de/ 7,995 47.40 0.00
2024-12-12 13D/A CFBK / CF Bankshares Inc. Castle Creek Capital Partners VII, LP 529,197 9.90 1.14
2024-12-12 13D/A GF / The New Germany Fund, Inc. Saba Capital Management, L.P. 1,475,998 9.05 18.48
2024-12-11 13D/A NAD / Nuveen Quality Municipal Income Fund Wells Fargo & Company/mn 3,488 21.11 -9.12
2024-12-03 13D/A CFBK / CF Bankshares Inc. Castle Creek Capital Partners VII, LP 523,253 9.90 1.15
2024-11-26 13D/A CFBK / CF Bankshares Inc. Castle Creek Capital Partners VII, LP 517,324 9.90 -2.16
2024-11-22 13D/A PRME / Prime Medicine, Inc. ARCH Venture Fund XII, L.P. 15,511,736 11.80 0.25
2024-11-21 13D/A GF / The New Germany Fund, Inc. Saba Capital Management, L.P. 1,245,816 7.64 18.67
2024-11-14 13D/A DCOM / Dime Community Bancshares, Inc. Basswood Capital Management, L.l.c. 1,925,702 4.41 -8.58
2024-10-15 13D/A GF / The New Germany Fund, Inc. Saba Capital Management, L.P. 1,049,819 6.44 26.65
2024-09-30 13D PNBK / Patriot National Bancorp, Inc. Blackhurst Don 257,099 6.50
2024-09-24 13D/A VGM / Invesco Trust for Investment Grade Municipals Saba Capital Management, L.P. 2,686,155 4.95 -10.71
2024-09-09 13D GF / The New Germany Fund, Inc. Saba Capital Management, L.P. 828,917 5.08
2024-08-06 13D/A ECF / Ellsworth Growth and Income Fund Ltd. Saba Capital Management, L.P. 1,400,685 10.16 12.53
2024-08-01 13D/A BANC / Banc of California, Inc. Warburg Pincus Llc 15,592,774 9.88 0.00
2024-07-30 13D/A UBFO / United Security Bancshares Gill Jagroop 1,223,319 7.07 20.81
2024-07-19 13D/A NAD / Nuveen Quality Municipal Income Fund Bank Of America Corp /de/ 7,995 47.40 0.00
2024-07-19 13D/A ECF / Ellsworth Growth and Income Fund Ltd. Saba Capital Management, L.P. 1,244,668 9.03 18.60
2024-07-03 13D/A NAD / Nuveen Quality Municipal Income Fund Wells Fargo & Company/mn 3,838 22.74 -11.53
2024-06-21 13D/A ECF / Ellsworth Growth and Income Fund Ltd. Saba Capital Management, L.P. 1,049,503 7.61 19.34
2024-06-14 13D/A VGM / Invesco Trust for Investment Grade Municipals Saba Capital Management, L.P. 3,008,412 5.55 4.90
2024-06-14 13D/A PML / PIMCO Municipal Income Fund II Wells Fargo & Company/mn 555 13.78 -55.31
2024-06-10 13D/A ECF / Ellsworth Growth and Income Fund Ltd. Saba Capital Management, L.P. 879,427 6.38 20.33
2024-05-15 13D NEWT / NewtekOne, Inc. Newtek Business Services Corp. 1,324,345 5.35 1.09
2024-05-13 13D ECF / Ellsworth Growth and Income Fund Ltd. Saba Capital Management, L.P. 730,857 5.32 15.04