Market Value248,849,000
Total Holdings209
File Date2016-11-14
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
GLD / SPDR Gold Shares
GILD / Gilead Sciences, Inc.
/ BlackRock Municipal 2020 Term Trust
MX / Magnachip Semiconductor Corporation
DOL / WisdomTree Trust - WisdomTree True Developed International Fund
XSLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P SmallCap Low Volatility ETF
BMS / Bemis Co., Inc.
CPPL / Columbia Pipeline Partners LP
847560109 / Spectra Energy Corp.
UIS / Unisys Corporation
HYS / PIMCO ETF Trust - PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
SNH / Senior Housing Properties Trust
SCHF / Schwab Strategic Trust - Schwab International Equity ETF
IGE / iShares Trust - iShares North American Natural Resources ETF
MMU / Western Asset Managed Municipals Fund Inc.
GG / Goldcorp, Inc.
FRGI / Fiesta Restaurant Group Inc
FPL / First Trust New Opportunities MLP & Energy Fund
ESRX / Express Scripts Holding Co.
RAI / Reynolds American, Inc.
AOS / A. O. Smith Corporation
DSL / DoubleLine Income Solutions Fund
CALM / Cal-Maine Foods, Inc.
STON / StoneMor Inc
NZF / Nuveen Municipal Credit Income Fund
DOX / Amdocs Limited
CST / CST Brands, Inc.
748356102 / Questar Corp.
GOOGL / Alphabet Inc.
MTB / M&T Bank Corporation
UNH / UnitedHealth Group Incorporated
KO / The Coca-Cola Company
XOM / Exxon Mobil Corporation
COP / ConocoPhillips
ABT / Abbott Laboratories
/ Clarus Corp
BHI / Baker Hughes Inc.
US9576671088 / Western Asset Variable Rate Strategic Fund Inc.
MNKKQ / Mallinckrodt Plc
ESE / ESCO Technologies Inc.
SBGI / Sinclair, Inc.
UAN / CVR Partners, LP - Limited Partnership
EFSC / Enterprise Financial Services Corp
CASS / Cass Information Systems, Inc.
BSCH / Guggenheim BulletShares 2017 Corporate Bond ETF
DAKP / Dakota Plains Holdings, Inc.
PCEF / Invesco Exchange-Traded Fund Trust II - Invesco CEF Income Composite ETF
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
DCUC / Dominion Resources, 6.375% 2014 Series A Equity Units
BNS / The Bank of Nova Scotia
DST / DST Systems, Inc.
RTK / Rentech, Inc.
MSFT / Microsoft Corporation
61166W101 / Monsanto Co.
GNR / SPDR Index Shares Funds - State Street SPDR S&P Global Natural Resources ETF
CBSH / Commerce Bancshares, Inc.
XMLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P MidCap Low Volatility ETF
XLNX / Xilinx, Inc.
IAU / iShares Gold Trust
SLB / SLB N.V.
PNRA / Panera Bread Co.
KSU / Kansas City Southern
DSM / BNY Mellon Strategic Municipal Bond Fund, Inc.
RTN / Raytheon Co.
MED / Medifast, Inc.
DOW / Dow Inc.
APA / APA Corporation
CERN / Cerner Corp.
MLPA / Global X Funds - Global X MLP ETF
GME / GameStop Corp.
D / Dominion Energy, Inc.
RJI / AB Svensk Exportkredit - ZC SP ETN REDEEM 24/10/2022 USD 10 - 870297801
HSBC / HSBC Holdings plc - Depositary Receipt (Common Stock)
DUK / Duke Energy Corporation
MO / Altria Group, Inc.
GDXJ / VanEck ETF Trust - VanEck Junior Gold Miners ETF
OKE / ONEOK, Inc.
SJM / The J. M. Smucker Company
SPSB / SPDR Series Trust - State Street SPDR Portfolio Short Term Corporate Bond ETF
GIS / General Mills, Inc.
AWK / American Water Works Company, Inc.
META / Meta Platforms, Inc.
CL / Colgate-Palmolive Company
BRK.B / Berkshire Hathaway Inc.
WM / Waste Management, Inc.
GLW / Corning Incorporated
IVE / iShares Trust - iShares S&P 500 Value ETF
IYH / iShares Trust - iShares U.S. Healthcare ETF
MDT / Medtronic plc
EXC / Exelon Corporation
PFE / Pfizer Inc.
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
HSY / The Hershey Company
EMR / Emerson Electric Co.
FAX / Abrdn Asia-Pacific Income Fund Inc
MCHP / Microchip Technology Incorporated
RDS.B / Shell Plc - ADR
RNP / Cohen & Steers REIT and Preferred Income Fund, Inc.
PPT / Putnam Premier Income Trust
GSK / GSK plc - Depositary Receipt (Common Stock)
GIM / Templeton Global Income Fund
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
BMY / Bristol-Myers Squibb Company
CELG / Celgene Corp.
ARNC / Arconic Corporation
EFA / iShares Trust - iShares MSCI EAFE ETF
HRL / Hormel Foods Corporation
CPB / The Campbell's Company
DIS / The Walt Disney Company
T / AT&T Inc.
ENR / Energizer Holdings, Inc.
RGA / Reinsurance Group of America, Incorporated
IWM / iShares Trust - iShares Russell 2000 ETF
NOBL / ProShares Trust - ProShares S&P 500 Dividend Aristocrats ETF
MDY / State Street SPDR S&P MIDCAP 400 ETF Trust
EFAV / iShares Trust - iShares MSCI EAFE Min Vol Factor ETF
QCOM / QUALCOMM Incorporated
DD / DuPont de Nemours, Inc.
AMLP / ALPS ETF Trust - Alerian MLP ETF
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
IWC / iShares Trust - iShares Micro-Cap ETF
IBM / International Business Machines Corporation
GD / General Dynamics Corporation
ADP / Automatic Data Processing, Inc.
LEG / Leggett & Platt, Incorporated
PFF / iShares Trust - iShares Preferred and Income Securities ETF
ELV / Elevance Health, Inc.
DEM / WisdomTree Trust - WisdomTree Emerging Markets High Dividend Fund
BCE / BCE Inc.
NVS / Novartis AG - Depositary Receipt (Common Stock)
PM / Philip Morris International Inc.
XLV / The Select Sector SPDR Trust - State Street Health Care Select Sector SPDR ETF
SLV / iShares Silver Trust
DVY / iShares Trust - iShares Select Dividend ETF
AMGN / Amgen Inc.
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
DGS / WisdomTree Trust - WisdomTree Emerging Markets SmallCap Dividend Fund
EPD / Enterprise Products Partners L.P. - Limited Partnership
GDV / The Gabelli Dividend & Income Trust
SCHX / Schwab Strategic Trust - Schwab U.S. Large-Cap ETF
IEFA / iShares Trust - iShares Core MSCI EAFE ETF
SPMD / SPDR Series Trust - State Street SPDR Portfolio S&P 400TM Mid Cap ETF
HD / The Home Depot, Inc.
IBB / iShares Trust - iShares Biotechnology ETF
IVV / iShares Trust - iShares Core S&P 500 ETF
WEC / WEC Energy Group, Inc.
SMBC / Southern Missouri Bancorp, Inc.
AAPL / Apple Inc.
MMM / 3M Company
AFK / VanEck ETF Trust - VanEck Africa Index ETF
VCIT / Vanguard Scottsdale Funds - Vanguard Intermediate-Term Corporate Bond ETF
WELL / Welltower Inc.
NEE / NextEra Energy, Inc.
VKQ / Invesco Municipal Trust
AFL / Aflac Incorporated
HON / Honeywell International Inc.
WY / Weyerhaeuser Company
WMT / Walmart Inc.
SPY / State Street SPDR S&P 500 ETF Trust
MRK / Merck & Co., Inc.
IWR / iShares Trust - iShares Russell Mid-Cap ETF
ITW / Illinois Tool Works Inc.
CVX / Chevron Corporation
WBA / Walgreens Boots Alliance, Inc.
V / Visa Inc.
SF / Stifel Financial Corp.
JQC / Nuveen Credit Strategies Income Fund
BA / The Boeing Company
CSCO / Cisco Systems, Inc.
SYY / Sysco Corporation
IWB / iShares Trust - iShares Russell 1000 ETF
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
CAT / Caterpillar Inc.
GOOG / Alphabet Inc.
DIM / WisdomTree Trust - WisdomTree International MidCap Dividend Fund
MCD / McDonald's Corporation
TIP / iShares Trust - iShares TIPS Bond ETF
PSX / Phillips 66
DLS / WisdomTree Trust - WisdomTree International SmallCap Dividend Fund
ABBV / AbbVie Inc.
PEP / PepsiCo, Inc.
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
VZ / Verizon Communications Inc.
SCHB / Schwab Strategic Trust - Schwab U.S. Broad Market ETF
VOO / Vanguard Index Funds - Vanguard S&P 500 ETF
CNC / Centene Corporation
JKHY / Jack Henry & Associates, Inc.
RWR / SPDR Series Trust - State Street SPDR Dow Jones REIT ETF
JNJ / Johnson & Johnson
TRV / The Travelers Companies, Inc.
ORLY / O'Reilly Automotive, Inc.
TGT / Target Corporation
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
USB / U.S. Bancorp
WFC / Wells Fargo & Company
BMO / Bank of Montreal
AEE / Ameren Corporation
SO / The Southern Company
IEMG / iShares, Inc. - iShares Core MSCI Emerging Markets ETF
LMT / Lockheed Martin Corporation
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
VIGI / Vanguard Whitehall Funds - Vanguard International Dividend Appreciation ETF
IWF / iShares Trust - iShares Russell 1000 Growth ETF
JPM / JPMorgan Chase & Co.
DLR / Digital Realty Trust, Inc.
PG / The Procter & Gamble Company
MIN / MFS Intermediate Income Trust
INTC / Intel Corporation
IWD / iShares Trust - iShares Russell 1000 Value ETF
KMB / Kimberly-Clark Corporation
AEP / American Electric Power Company, Inc.
HDV / iShares Trust - iShares Core High Dividend ETF
F / Ford Motor Company
ETN / Eaton Corporation plc
NSC / Norfolk Southern Corporation
IGM / iShares Trust - iShares Expanded Tech Sector ETF
SR / Spire Inc.