| Investor | Sanders Morris Harris Llc |
13D/G Filings
This page shows a list of all the recent 13D/G filings made by Sanders Morris Harris Llc . Schedule 13D is commonly referred to as a “beneficial ownership report.” The term "beneficial owner" is defined under SEC rules. It includes any person who directly or indirectly shares voting power or investment power (the power to sell the security).
When a person or group of persons acquires beneficial ownership of more than 5% of a voting class of a company’s equity securities, they are required to file a Schedule 13D within ten days after the purchase. Click the link icon to see the full transaction history.
| Date | Form | Target | Prev Shares |
Current Shares |
Change (Percent) |
Ownership (Percent) |
Change (Percent) |
|
|---|---|---|---|---|---|---|---|---|
| 2024-10-25 | 13G | SNYR / Synergy CHC Corp. | 396,000 | |||||
| 2024-07-02 | 13G/A | MSAI / MultiSensor AI Holdings, Inc. | 746,760 | 2,898,793 | ||||
| 2024-06-04 | 13G | MSAI / MultiSensor AI Holdings, Inc. | 746,760 | |||||
| 2023-06-29 | 13G | GENK / GEN Restaurant Group, Inc. | 443,875 | |||||
| 2021-12-09 | 13G/A | ROCL / Roth Ch Acquisition V Co. | ||||||
| 2021-09-08 | 13G | ROCG / Roth CH Acquisition IV Co | 1,348,000 | |||||
| 2021-03-10 | 13D/A | ROCRU / Roth CH Acquisition III Co - Units (1 Ord & 1/4 War) | 7,936,844 | 787,440 | ||||
| 2021-03-09 | 13D | ROCRU / Roth CH Acquisition III Co - Units (1 Ord & 1/4 War) | 7,936,844 | |||||
| 2019-05-02 | 13D | TLGT / Teligent Inc | 2,742,459 | |||||
| 2019-05-01 | 13D | CSWC / Capital Southwest Corporation | 864,317 | |||||
| 2018-01-11 | 13D/A | US7170711045 / Pfenex Inc. | 5,659,664 | 1,634,806 | ||||
| 2018-01-02 | 13G/A | JYNT / The Joint Corp. | 2,077,540 | 2,357,426 | ||||
| 2017-12-08 | 13D | US7170711045 / Pfenex Inc. | 5,659,664 | |||||
| 2017-10-27 | 13D | YUMA / Yuma Energy, Inc. | 439,228 | 5,299,686 | ||||
| 2016-12-05 | 13G/A | JYNT / The Joint Corp. | 1,574,658 | 2,077,540 | ||||
| 2016-12-05 | 13G/A | YUMA / Yuma Energy, Inc. | 7,428,668 | 214,631 | ||||
| 2016-12-05 | 13G | YUMA / Yuma Energy, Inc. | 7,428,668 | 439,228 | ||||
| 2015-12-11 | 13G | JYNT / The Joint Corp. | 1,574,658 | |||||
| 2015-12-11 | 13G/A | YUMA / Yuma Energy, Inc. | 7,428,668 | |||||
| 2015-02-12 | 13G | YUMA / Yuma Energy, Inc. | 5,013,507 |
