|
2019-12-05
|
NC / NACCO Industries, Inc.
|
4 |
RANKIN ELIZABETH B
By Spouse/Co-Trustee for Child2/RAII
|
G - Gift |
|
I |
|
111
|
|
2019-12-05
|
NC / NACCO Industries, Inc.
|
4 |
RANKIN ELIZABETH B
By RAII/Spouse
|
G - Gift |
|
I |
|
222
|
|
2019-12-05
|
NC / NACCO Industries, Inc.
|
4 |
RANKIN ELIZABETH B
By RAII/Spouse
|
G - Gift |
|
I |
|
111
|
|
2019-12-05
|
NC / NACCO Industries, Inc.
|
4 |
WILLIAMS DAVID B
By Assoc II/Daughter
|
G - Gift |
|
I |
|
222
|
|
2019-12-05
|
NC / NACCO Industries, Inc.
|
4 |
WILLIAMS DAVID B
By Assoc II/Spouse
|
G - Gift |
|
I |
|
-222
|
|
2019-12-05
|
NC / NACCO Industries, Inc.
|
4 |
WILLIAMS DAVID B
By Assoc II/Daughter2
|
G - Gift |
|
I |
|
222
|
|
2019-12-05
|
NC / NACCO Industries, Inc.
|
4 |
WILLIAMS DAVID B
By Assoc II/Spouse
|
G - Gift |
|
I |
|
-222
|
|
2019-12-05
|
NC / NACCO Industries, Inc.
|
4 |
WILLIAMS DAVID B
By Assoc II/Spouse
|
G - Gift |
|
I |
|
111
|
|
2019-12-05
|
NC / NACCO Industries, Inc.
|
4 |
WILLIAMS DAVID B
By Assoc II
|
G - Gift |
|
I |
|
222
|
|
2019-12-05
|
NC / NACCO Industries, Inc.
|
4 |
RANKIN ALFRED M ET AL
BTR - RAII
|
G - Gift |
|
I |
|
-111
|
|
2019-12-05
|
NC / NACCO Industries, Inc.
|
4 |
RANKIN ALFRED M ET AL
AMR - RAII
|
G - Gift |
|
I |
|
-222
|
|
2019-12-05
|
NC / NACCO Industries, Inc.
|
4 |
RANKIN ALFRED M ET AL
AMR - RAII
|
G - Gift |
|
I |
|
-222
|
|
2019-12-05
|
NC / NACCO Industries, Inc.
|
4 |
RANKIN VICTOIRE G
AMR - RAII
|
G - Gift |
|
I |
|
-222
|
|
2019-12-05
|
NC / NACCO Industries, Inc.
|
4 |
RANKIN VICTOIRE G
BTR - RAII
|
G - Gift |
|
I |
|
-111
|
|
2019-12-05
|
NC / NACCO Industries, Inc.
|
5 |
David BH Williams, Trustee UAD The Helen Charles Williams 2004 Trust
Proportionate limited partnership interest in shares held by Rankin Associates II, L.P.
|
G - Gift |
|
I |
|
222
|
|
2019-12-05
|
NC / NACCO Industries, Inc.
|
5 |
Butler Clara R
By RAII
|
G - Gift |
|
I |
|
222
|
|
2019-12-05
|
NC / NACCO Industries, Inc.
|
5 |
Griffin Bedwell Butler 2002 Trust DTD 11/5/2002
Proportionate limited partnership interest in shares held by Rankin Associates II, L.P.
|
G - Gift |
|
I |
|
222
|
|
2019-12-05
|
NC / NACCO Industries, Inc.
|
5 |
Kuipers Evelyn R
By RAII
|
G - Gift |
|
I |
|
222
|
|
2019-12-05
|
NC / NACCO Industries, Inc.
|
5 |
Rankin Claiborne Read III
By Assoc II
|
G - Gift |
|
I |
|
111
|
|
2019-12-05
|
NC / NACCO Industries, Inc.
|
5 |
Chloe R. Seelbach, Trustee under Claiborne Rankin Trust for Children of Chloe R. Seelbach DTD 12/21/04 FBO Thomas Wilson Seelbach
Proportionate limited partnership interest in shares held by Rankin Associates II, L.P.
|
G - Gift |
|
I |
|
222
|
|
2019-12-05
|
NC / NACCO Industries, Inc.
|
5 |
Claiborne Rankin Trust for children of Claiborne Rankin Jr fbo Claiborne Read Rankin III
Proportionate limited partnership interest in shares held by Rankin Associates II, L.P.
|
G - Gift |
|
I |
|
74
|
|
2019-12-05
|
NC / NACCO Industries, Inc.
|
5 |
Claiborne Rankin Trust for children of Claiborne Rankin Jr fbo Claiborne Read Rankin III
Proportionate limited partnership interest in shares held by Rankin Associates II, L.P.
|
G - Gift |
|
I |
|
111
|
|
2019-12-05
|
NC / NACCO Industries, Inc.
|
5 |
Rankin Claiborne Read III
By Assoc II
|
G - Gift |
|
I |
|
74
|
|
2019-12-05
|
NC / NACCO Industries, Inc.
|
5 |
Vested Trust for Margaret Pollard Rankin
Proportionate limited partnership interest in shares held by Rankin Associates II, L.P.
|
G - Gift |
|
I |
|
111
|
|
2019-12-05
|
NC / NACCO Industries, Inc.
|
5 |
Vested Trust for Margaret Pollard Rankin
Proportionate limited partnership interest in shares held by Rankin Associates II, L.P.
|
G - Gift |
|
I |
|
222
|
|
2019-11-29
|
BTU / Peabody Energy Corporation
|
4 |
Chirekos Nicholas J.
|
A - Award |
|
D |
9.68
|
72
|
|
2019-11-29
|
BTU / Peabody Energy Corporation
|
4 |
Malone Robert A
|
A - Award |
|
D |
9.68
|
72
|
|
2019-11-29
|
BTU / Peabody Energy Corporation
|
4 |
Richard Paul V.
|
A - Award |
|
D |
9.68
|
140
|
|
2019-11-29
|
BTU / Peabody Energy Corporation
|
4 |
LAYMON JOE W
|
A - Award |
|
D |
9.68
|
72
|
|
2019-11-29
|
BTU / Peabody Energy Corporation
|
4 |
MADDEN TERESA S
|
A - Award |
|
D |
9.68
|
72
|
|
2019-11-29
|
BTU / Peabody Energy Corporation
|
4 |
SUTHERLIN MICHAEL W
|
A - Award |
|
D |
9.68
|
72
|
|
2019-11-29
|
BTU / Peabody Energy Corporation
|
4 |
GORMAN STEPHEN E
|
A - Award |
|
D |
9.68
|
72
|
|
2019-11-29
|
BTU / Peabody Energy Corporation
|
4 |
Usmar Shaun A.
|
A - Award |
|
D |
9.68
|
72
|
|
2019-11-29
|
BTU / Peabody Energy Corporation
|
4 |
Bertone Andrea E.
|
A - Award |
|
D |
9.68
|
90
|
|
2019-11-29
|
BTU / Peabody Energy Corporation
|
4 |
Hathhorn Marc E.
|
A - Award |
|
D |
9.68
|
806
|
|
2019-11-29
|
BTU / Peabody Energy Corporation
|
4 |
Williamson Kemal
|
A - Award |
|
D |
9.68
|
1,576
|
|
2019-11-29
|
BTU / Peabody Energy Corporation
|
4 |
Moore Kenneth W
|
A - Award |
|
D |
9.68
|
72
|
|
2019-11-29
|
BTU / Peabody Energy Corporation
|
4 |
Dorch A. Verona
|
A - Award |
|
D |
9.68
|
1,175
|
|
2019-11-29
|
BTU / Peabody Energy Corporation
|
4 |
Kellow Glenn L
|
A - Award |
|
D |
9.68
|
5,304
|
|
2019-11-29
|
BTU / Peabody Energy Corporation
|
4 |
Meintjes Charles F
|
A - Award |
|
D |
9.68
|
1,609
|
|
2019-11-29
|
BTU / Peabody Energy Corporation
|
4 |
Schwetz Amy B
|
A - Award |
|
D |
9.68
|
1,753
|
|
2019-11-25
|
AMR / Alpha Metallurgical Resources, Inc.
|
4 |
Stetson David J.
|
P - Purchase |
|
D |
7.66
|
2,500
|
|
2019-11-21
|
AMR / Alpha Metallurgical Resources, Inc.
|
4 |
Stetson David J.
|
P - Purchase |
|
D |
6.91
|
7,500
|
|
2019-11-20
|
AMR / Alpha Metallurgical Resources, Inc.
|
4 |
DAVIDSON KEMPNER PARTNERS
See footnotes
|
S - Sale |
|
I |
6.94
|
-73,000
|
|
2019-11-20
|
AMR / Alpha Metallurgical Resources, Inc.
|
4 |
DAVIDSON KEMPNER CAPITAL MANAGEMENT LP
See footnotes
|
S - Sale |
|
I |
6.94
|
-73,000
|
|
2019-11-20
|
AMR / Alpha Metallurgical Resources, Inc.
|
4 |
Whitehead Jason E.
|
P - Purchase |
|
D |
7.20
|
13,000
|
|
2019-11-14
|
ARLP / Alliance Resource Partners, L.P. - Limited Partnership
|
4 |
WESLEY CHARLES R
|
A - Award |
|
D |
|
5,518
|
|
2019-11-14
|
ARLP / Alliance Resource Partners, L.P. - Limited Partnership
|
4 |
CANTRELL BRIAN L
|
A - Award |
|
D |
|
1,162
|
|
2019-11-14
|
ARLP / Alliance Resource Partners, L.P. - Limited Partnership
|
4 |
DRUTEN ROBERT J
|
A - Award |
|
D |
|
467
|
|
2019-11-14
|
ARLP / Alliance Resource Partners, L.P. - Limited Partnership
|
4 |
WYNNE THOMAS M
|
A - Award |
|
D |
|
1,605
|