Market Value105,203,000
Total Holdings167
File Date2020-01-28
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
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Shares
Current
Shares
Change
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Current Value
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FLXS / Flexsteel Industries, Inc.
BSJN / Invesco BulletShares 2023 High Yield Corporate Bond ETF
FDEU / First Trust Dynamic Europe Equity Income Fund
CRON / Cronos Group Inc.
FNV / Franco-Nevada Corporation
CODI / Compass Diversified
FVD / First Trust Exchange-Traded Fund - First Trust Value Line Dividend Index Fund
HTLF / Heartland Financial USA, Inc.
AEE / Ameren Corporation
IWS / iShares Trust - iShares Russell Mid-Cap Value ETF
EDIV / SPDR Index Shares Funds - SPDR S&P Emerging Markets Dividend ETF
IYT / iShares Trust - iShares U.S. Transportation ETF
AAIC / Arlington Asset Investment Corp - Class A
JGH / Nuveen Global High Income Fund
PMF / PIMCO Municipal Income Fund
ERC / Allspring Multi-Sector Income Fund
ABT / Abbott Laboratories
CGO / Calamos Global Total Return Fund
APAM / Artisan Partners Asset Management Inc.
GMRE / Global Medical REIT Inc.
AFIN / American Fin Tr Inc - Class A
GDL / The GDL Fund
BST / BlackRock Science and Technology Trust
QQQX / Nuveen Nasdaq 100 Dynamic Overwrite Fund
PCF / High Income Securities Fund
FDX / FedEx Corporation
/ Anworth Mortgage Asset Corp.
MHI / Pioneer Municipal High Income Fund, Inc.
MMP / Magellan Midstream Partners L.P.
CSCO / Cisco Systems, Inc.
AEP / American Electric Power Company, Inc.
CL / Colgate-Palmolive Company
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
CSQ / Calamos Strategic Total Return Fund
ADI / Analog Devices, Inc.
MS / Morgan Stanley
RDS.A / Shell Plc - ADR (Representing Ordinary Shares - Class A)
TAK / Takeda Pharmaceutical Company Limited - Depositary Receipt (Common Stock)
HI / Hillenbrand, Inc.
VKI / Invesco Advantage Municipal Income Trust II
SRPT / Sarepta Therapeutics, Inc.
PFE / Pfizer Inc.
GMED / Globus Medical, Inc.
CNP / CenterPoint Energy, Inc.
IQI / Invesco Quality Municipal Income Trust
DMLP / Dorchester Minerals, L.P. - Limited Partnership
HUMT / Humatech, Inc.
EHI / Western Asset Global High Income Fund Inc.
BMO / Bank of Montreal
VSIIX / Vanguard Index Funds - Vanguard Small-Cap Value Index Fund Institutional
HTD / John Hancock Tax-Advantaged Dividend Income Fund
STK / Columbia Seligman Premium Technology Growth Fund
XFLT / XAI Octagon Floating Rate & Alternative Income Trust
YUM / Yum! Brands, Inc.
IYZ / iShares Trust - iShares U.S. Telecommunications ETF
RWO / SPDR Index Shares Funds - SPDR Dow Jones Global Real Estate ETF
QUAD / Quad/Graphics, Inc.
NYCB / Flagstar Financial, Inc.
AMZA / ETFis Series Trust I - InfraCap MLP ETF
RBGLY / Reckitt Benckiser Group plc - Depositary Receipt (Common Stock)
FGD / First Trust Exchange-Traded Fund II - First Trust Dow Jones Global Select Dividend Index Fund
MDT / Medtronic plc
FRA / BlackRock Floating Rate Income Strategies Fund, Inc.
CVX / Chevron Corporation
FEMS / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Emerging Markets Small Cap AlphaDEX Fund
XOM / Exxon Mobil Corporation
RY / Royal Bank of Canada
QCOM / QUALCOMM Incorporated
OKE / ONEOK, Inc.
FCX / Freeport-McMoRan Inc.
BSJJ / Invesco BulletShares 2019 High Yield Corporate Bond ETF
BKLN / Invesco Exchange-Traded Fund Trust II - Invesco Senior Loan ETF
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
DUK / Duke Energy Corporation
GILD / Gilead Sciences, Inc.
UBER / Uber Technologies, Inc.
VBMFX / Vanguard Bond Index Funds - Vanguard Bond Index Fund Total Bond Market Index Fund
VLO / Valero Energy Corporation
MRVL / Marvell Technology, Inc.
PEP / PepsiCo, Inc.
FTSL / First Trust Exchange-Traded Fund IV - First Trust Senior Loan Fund
FIXD / First Trust Exchange-Traded Fund VIII - First Trust TCW Opportunistic Fixed Income ETF
DGRO / iShares Trust - iShares Core Dividend Growth ETF
FTSM / First Trust Exchange Traded Fund IV - First Trust Enhanced Short Maturity ETF
CHY / Calamos Convertible and High Income Fund
AWF / AllianceBernstein Global High Income Fund
T / AT&T Inc.
PG / The Procter & Gamble Company
V / Visa Inc.
EMLP / First Trust Exchange-Traded Fund IV - First Trust North American Energy Infrastructure Fund
UTF / Cohen & Steers Infrastructure Fund, Inc
PPT / Putnam Premier Income Trust
MMM / 3M Company
EPD / Enterprise Products Partners L.P. - Limited Partnership
ADX / Adams Diversified Equity Fund, Inc.
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
IVV / iShares Trust - iShares Core S&P 500 ETF
FTCS / First Trust Exchange-Traded Fund - First Trust Capital Strength ETF
SUN / Sunoco LP - Limited Partnership
FV / First Trust Exchange-Traded Fund VI - First Trust Dorsey Wright Focus 5 ETF
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
CET / Central Securities Corporation
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
REGL / ProShares Trust - ProShares S&P Midcap 400 Dividend Aristocrats ETF
NAD / Nuveen Quality Municipal Income Fund
JQC / Nuveen Credit Strategies Income Fund
AWP / abrdn Global Premier Properties Fund
FXR / First Trust Exchange-Traded AlphaDEX Fund - First Trust Industrials/Producer Durables AlphaDEX Fund
FDL / First Trust Exchange-Traded Fund - First Trust Morningstar Dividend Leaders Index Fund
MSD / Morgan Stanley Emerging Markets Debt Fund, Inc.
FXZ / First Trust Exchange-Traded AlphaDEX Fund - First Trust Materials AlphaDEX Fund
RQI / Cohen & Steers Quality Income Realty Fund, Inc.
KMI / Kinder Morgan, Inc.
GOF / Guggenheim Strategic Opportunities Fund
GAB / The Gabelli Equity Trust Inc.
CWB / SPDR Series Trust - SPDR Bloomberg Convertible Securities ETF
LMT / Lockheed Martin Corporation
FMB / First Trust Exchange-Traded Fund III - First Trust Managed Municipal ETF
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
IJS / iShares Trust - iShares S&P Small-Cap 600 Value ETF
MNKKQ / Mallinckrodt Plc
ACB / Aurora Cannabis Inc.
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
FXO / First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund
IPAY / Amplify ETF Trust - Amplify Digital Payments ETF
GEOVAX LABS INCORPORATED / (373678309)
COF / Capital One Financial Corporation
PM / Philip Morris International Inc.
CPA / Copa Holdings, S.A.
NSC / Norfolk Southern Corporation
LNT / Alliant Energy Corporation
RDVY / First Trust Exchange-Traded Fund VI - First Trust Rising Dividend Achievers ETF
DE / Deere & Company
IBM / International Business Machines Corporation
GM / General Motors Company
PDN / Invesco Exchange-Traded Fund Trust II - Invesco RAFI Developed Markets ex-U.S. Small-Mid ETF
IEMG / iShares, Inc. - iShares Core MSCI Emerging Markets ETF
CPLP / Capital Clean Energy Carriers Corp. - Limited Partnership
KMB / Kimberly-Clark Corporation
WELL / Welltower Inc.
USDP / USD Partners LP - Limited Partnership
CONE / CyrusOne Inc
ICMB / Investcorp Credit Management BDC, Inc.
ARI / Apollo Commercial Real Estate Finance, Inc.
VIAB / Viacom, Inc.
IVR / Invesco Mortgage Capital Inc.
HD / The Home Depot, Inc.
IDU / iShares Trust - iShares U.S. Utilities ETF
KN / Knowles Corporation
XCEMX / Clearbridge Energy MLP Fund Inc
HYXU / iShares, Inc. - iShares International High Yield Bond ETF
RF / Regions Financial Corporation
FOF / Cohen & Steers Closed-End Opportunity Fund, Inc.
PVCT / Provectus Biopharmaceuticals, Inc.
FBZ / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Brazil AlphaDEX Fund
BGR / BlackRock Energy and Resources Trust
FTLS / First Trust Exchange-Traded Fund III - First Trust Long/Short Equity ETF
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
JTD / Nuveen Tax-Advantaged Dividend Growth Fund
GTII / Green Thumb Industries Inc.
ADES / Advanced Emissions Solutions, Inc.
NAC / Nuveen California Quality Municipal Income Fund
EFT / Eaton Vance Floating-Rate Income Trust
AHT.PRI / Ashford Hospitality Trust, Inc. - Preferred Stock
WHF / WhiteHorse Finance, Inc.
CBB / Cincinnati Bell, Inc.
US292554AF97 / Encore Capital Group, Inc. Bond
PRT / PermRock Royalty Trust
25459Y298 / Direxion Zacks MLP High Income Index Shares
VGM / Invesco Trust for Investment Grade Municipals
FYX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Core AlphaDEX Fund
BPT / BP Prudhoe Bay Royalty Trust
AZSEY / Allianz SE
MAWHY / Man Wah Holdings Limited - Depositary Receipt (Common Stock)
XTDFX / Templeton Dragon Fund, Inc.
BF.B / Brown-Forman Corporation
FTXN / First Trust Exchange-Traded Fund VI - First Trust Nasdaq Oil & Gas ETF
FDM / First Trust Exchange-Traded Fund - First Trust Dow Jones Select MicroCap Index Fund
GGZ / The Gabelli Global Small and Mid Cap Value Trust
PEGI / Pattern Energy Group Inc.
ISD / PGIM High Yield Bond Fund, Inc.
PBFX / Pbf Logistics Lp - Unit
SACH / Sachem Capital Corp.
BCV / Bancroft Fund Ltd.
CHI / Calamos Convertible Opportunities and Income Fund
JRI / Nuveen Real Asset Income and Growth Fund
SRV / NXG Cushing Midstream Energy Fund
STAR / iStar Inc
ORI / Old Republic International Corporation
CNSL / Consolidated Communications Holdings, Inc.
EFA / iShares Trust - iShares MSCI EAFE ETF
AEO / American Eagle Outfitters, Inc.
ROIC / Retail Opportunity Investments Corp.
IUSV / iShares Trust - iShares Core S&P U.S. Value ETF
SPH / Suburban Propane Partners, L.P. - Limited Partnership
SPDC / Speed Commerce, Inc.
SU / Suncor Energy Inc.
FIF / First Trust Energy Infrastructure Fund
IEI / iShares Trust - iShares 3-7 Year Treasury Bond ETF
INB / Cohen & Steers Global Income Builder, Inc.
QABA / First Trust Exchange-Traded Fund - First Trust NASDAQ ABA Community Bank Index Fund
RC / Ready Capital Corporation
FXU / First Trust Exchange-Traded AlphaDEX Fund - First Trust Utilities AlphaDEX Fund
ITA / iShares Trust - iShares U.S. Aerospace & Defense ETF
TXN / Texas Instruments Incorporated
MCO / Moody's Corporation
CMU / MFS High Yield Municipal Trust
NEWT / NewtekOne, Inc.
FNI / First Trust Exchange-Traded Fund III - First Trust Chindia ETF
AMLP / ALPS ETF Trust - Alerian MLP ETF
XLRE / The Select Sector SPDR Trust - The Real Estate Select Sector SPDR Fund
LGI / Lazard Global Total Return and Income Fund, Inc.
DHS / WisdomTree Trust - WisdomTree U.S. High Dividend Fund
FSZ / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Switzerland AlphaDEX Fund
IVE / iShares Trust - iShares S&P 500 Value ETF
AGCO / AGCO Corporation
MRCC / Monroe Capital Corporation
IJJ / iShares Trust - iShares S&P Mid-Cap 400 Value ETF
07317Q956 / Baytex Energy Trust
EOT / Eaton Vance National Municipal Opportunities Trust
IYF / iShares Trust - iShares U.S. Financials ETF
KRP / Kimbell Royalty Partners, LP - Limited Partnership
US95768A1097 / Western Asset Municipal D Opp Trust Inc.
SSNC / SS&C Technologies Holdings, Inc.
EFV / iShares Trust - iShares MSCI EAFE Value ETF
LYSDY / Lynas Rare Earths Limited - Depositary Receipt (Common Stock)
NRT / North European Oil Royalty Trust
PIFR / Premier information Management, Inc.
RAYSTREAM INCORPORATED / (75509Q100)
XCELERA INCORPORATED / (G31611109)
US46138J6010 / Invesco BulletShares 2020 High Yield Corporate Bond ETF
AFB / AllianceBernstein National Municipal Income Fund, Inc.
BSCL / Invesco Capital Management LLC - Invesco BulletShares 2021 Corporate Bond ETF
CEN / Center Coast Brookfield MLP & Energy Infrastructure Fund
GGO / Gabelli Go Anywhere Trust
GGT / The Gabelli Multimedia Trust Inc.
ZTR / Virtus Global Dividend & Income Fund Inc.
BSCM / Invesco Capital Management LLC - Invesco BulletShares 2022 Corporate Bond ETF
BSCJ / Invesco BulletShares 2019 Corporate Bond ETF
ALC / Alcon Inc.
RSPF / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight Financials ETF
/ VIVUS, Inc.
SOR / Source Capital
MDY / SPDR S&P MidCap 400 ETF Trust
VGI / Virtus Global Multi-Sector Income Fund
BAB / Invesco Exchange-Traded Fund Trust II - Invesco Taxable Municipal Bond ETF
JPC / Nuveen Preferred & Income Opportunities Fund
BIV / Vanguard Bond Index Funds - Vanguard Intermediate-Term Bond ETF
IAU / iShares Gold Trust
BWX / SPDR Series Trust - SPDR Bloomberg International Treasury Bond ETF
EDD / Morgan Stanley Emerging Markets Domestic Debt Fund, Inc.
STWD / Starwood Property Trust, Inc.
SBI / Western Asset Intermediate Muni Fund Inc.
HYI / Western Asset High Yield Opportunity Fund Inc.
HTGC / Hercules Capital, Inc.
ITW / Illinois Tool Works Inc.
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
YUMC / Yum China Holdings, Inc.
LADR / Ladder Capital Corp
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
PPL / Pembina Pipeline Corporation
BLW / BlackRock Limited Duration Income Trust
MMT / MFS Multimarket Income Trust
IYG / iShares Trust - iShares U.S. Financial Services ETF
HIX / Western Asset High Income Fund II Inc.
UGI / UGI Corporation
FNF / Fidelity National Financial, Inc.
ABDC / Altmore BDC Inc
VTEB / Vanguard Municipal Bond Funds - Vanguard Tax-Exempt Bond ETF
XLI / The Select Sector SPDR Trust - The Industrial Select Sector SPDR Fund
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
NUV / Nuveen Municipal Value Fund, Inc.
FDT / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Developed Markets ex-US AlphaDEX Fund
MFD / Macquarie/First Trust Global Infrastructure/Utilities Dividend & Income Fund
LRGF / iShares Trust - iShares U.S. Equity Factor ETF
EFR / Eaton Vance Senior Floating-Rate Trust
SCD / LMP Capital and Income Fund Inc.
NEA / Nuveen AMT-Free Quality Municipal Income Fund
HMLP / Hoegh LNG Partners LP - Unit
NS / NuStar Energy L.P. - Limited Partnership
AGR / Avangrid, Inc.
KRO / Kronos Worldwide, Inc.
MHY2745C1021 / Golar LNG Partners LP
VGT / Vanguard World Fund - Vanguard Information Technology ETF
CAPL / CrossAmerica Partners LP - Limited Partnership
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
MBB / iShares Trust - iShares MBS ETF
IWF / iShares Trust - iShares Russell 1000 Growth ETF
DKL / Delek Logistics Partners, LP - Limited Partnership
TDIV / First Trust Exchange-Traded Fund VI - First Trust NASDAQ Technology Dividend Index Fund
RFUN / ALPS Advisors Inc - RiverFront Dynamic Unconstrained Income ETF
SMDV / ProShares Trust - ProShares Russell 2000 Dividend Growers ETF
VFH / Vanguard World Fund - Vanguard Financials ETF
PFF / iShares Trust - iShares Preferred and Income Securities ETF
FTA / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Value AlphaDEX Fund
OUT / OUTFRONT Media Inc.
TRGP / Targa Resources Corp.
PYPL / PayPal Holdings, Inc.
VOD / Vodafone Group Public Limited Company - Depositary Receipt (Common Stock)
OXSQ / Oxford Square Capital Corp.
RDY / Dr. Reddy's Laboratories Limited - Depositary Receipt (Common Stock)
SPR / Spirit AeroSystems Holdings, Inc.
AABA / Altaba Inc
ETX / Eaton Vance Municipal Income 2028 Term Trust
HNI / HNI Corporation
CQP / Cheniere Energy Partners, L.P. - Limited Partnership
WIA / Western Asset Inflation-Linked Income Fund
D / Dominion Energy, Inc.
XPH / SPDR Series Trust - SPDR S&P Pharmaceuticals ETF
WBC / Wabco Holdings, Inc.
NMRK / Newmark Group, Inc.
XPDIX / PIMCO Dynamic Income Fund
RFEM / First Trust Exchange-Traded Fund III - First Trust RiverFront Dynamic Emerging Markets ETF
VTV / Vanguard Index Funds - Vanguard Value ETF
NGL / NGL Energy Partners LP - Limited Partnership
PUDA / Puda Coal, Inc.
SWKS / Skyworks Solutions, Inc.
HYS / PIMCO ETF Trust - PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
GOODP / Gladstone Commercial Corp., 7.75% Series A Cumul Redeem Preferred Stock
ZROZ / PIMCO ETF Trust - PIMCO 25+ Year Zero Coupon U.S. Treasury Index Exchange-Traded Fund
CRC / California Resources Corporation
BKI / Black Knight Inc - Class A
QQXT / First Trust Exchange-Traded Fund - First Trust NASDAQ-100 Ex-Technology Sector Index Fund
PIPR / Piper Sandler Companies
DTEGF / Deutsche Telekom AG
TPVZ / TriplePoint Venture Growth BDC Corp.
IWD / iShares Trust - iShares Russell 1000 Value ETF
XUTGX / Reaves Utility Income Fund
GLP / Global Partners LP - Limited Partnership
UAA / Under Armour, Inc.
ECF / Ellsworth Growth and Income Fund Ltd.
FTXR / First Trust Exchange-Traded Fund VI - First Trust Nasdaq Transportation ETF
FDIV / EA Series Trust - MarketDesk Focused U.S. Dividend ETF
NATDF / North Atlantic Drilling Ltd.
FPX / First Trust Exchange-Traded Fund - First Trust US Equity Opportunities ETF
ENB / Enbridge Inc.
OFS / OFS Capital Corporation
SFIX / Stitch Fix, Inc.
RIV / RiverNorth Opportunities Fund, Inc.
CGBD / Carlyle Secured Lending, Inc.
FCNCA / First Citizens BancShares, Inc.
BBDC / Barings BDC, Inc.
XLB / The Select Sector SPDR Trust - The Materials Select Sector SPDR Fund
GLAD / Gladstone Capital Corporation
RGT / Royce Global Trust, Inc.
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
IDE / Voya Infrastructure, Industrials and Materials Fund
GLD / SPDR Gold Trust
CI / The Cigna Group
ETG / Eaton Vance Tax-Advantaged Global Dividend Income Fund
CINR / Sisecam Resources LP - Unit
GLO / Clough Global Opportunities Fund
SALM / Salem Media Group, Inc.
PTMN / BCP Investment Corp.
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
EAD / Wells Fargo Advantage Funds - Allspring Income Opportunities Fund
FEP / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Europe AlphaDEX Fund
VT / Vanguard International Equity Index Funds - Vanguard Total World Stock ETF
US63934E1082 / Navistar International Corp
FPF / First Trust Intermediate Duration Preferred & Income Fund
GDX / VanEck ETF Trust - VanEck Gold Miners ETF
FEN / First Trust Energy Income and Growth Fund
IGA / Voya Global Advantage and Premium Opportunity Fund
FFR / First Trust Exchange-Traded Fund II - First Trust FTSE EPRA/NAREIT Developed Markets Real Estate Index Fund
AOA / iShares Trust - iShares Core 80/20 Aggressive Allocation ETF
DNP / DNP Select Income Fund Inc.
BKCC / BlackRock Capital Investment Corporation
CHW / Calamos Global Dynamic Income Fund
RMT / Royce Micro-Cap Trust, Inc.
MSB / Mesabi Trust
IYM / iShares Trust - iShares U.S. Basic Materials ETF
CE / Celanese Corporation
TGP / Teekay LNG Partners LP - Unit
IYR / iShares Trust - iShares U.S. Real Estate ETF
CAF / Morgan Stanley China A Share Fund, Inc.
CELP / Cypress Environmental Partners L.P. - Unit
HPI / John Hancock Preferred Income Fund
IOFB / Iowa First Bancshares Corp.
EVT / Eaton Vance Tax-Advantaged Dividend Income Fund
FLMN / Falcon Minerals Corp - Class A
GIM / Templeton Global Income Fund
QCRH / QCR Holdings, Inc.
ETY / Eaton Vance Tax-Managed Diversified Equity Income Fund
MGU / Macquarie Global Infrastructure Total Return Fund Inc
FMO / Fiduciary/Claymore Energy Infrastructure Fund
KNOP / KNOT Offshore Partners LP - Limited Partnership
EIM / Eaton Vance Municipal Bond Fund
NTR / Nutrien Ltd.
FJP / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Japan AlphaDEX Fund
IXJ / iShares Trust - iShares Global Healthcare ETF
SFL / SFL Corporation Ltd.
RTK / Rentech, Inc.
ACP / Abrdn Income Credit Strategies Fund
US3665541039 / Garrison Capital Inc.
PLYM / Plymouth Industrial REIT, Inc.
CDK / CDK Global Inc
REZI / Resideo Technologies, Inc.
VOC / VOC Energy Trust
KYN / Kayne Anderson Energy Infrastructure Fund, Inc.
ITB / iShares Trust - iShares U.S. Home Construction ETF
CVA / Covanta Holding Corporation
CATO / The Cato Corporation
HRC / Hill-Rom Holdings Inc
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
JDD / Nuveen Diversified Dividend and Income Fund
BICK / First Trust Exchange-Traded Fund III - First Trust BICK Index Fund
TSLX / Sixth Street Specialty Lending, Inc.
FXH / First Trust Exchange-Traded AlphaDEX Fund - First Trust Health Care AlphaDEX Fund
MAV / Pioneer Municipal High Income Advantage Fund, Inc.
RAVI / FlexShares Trust - FlexShares Ultra-Short Income Fund
BKEP / Blueknight Energy Partners LP - Unit
DCP / DCP Midstream LP - Unit
US92913C1062 / Voya Natural Resources Equity Income Fnd
PMX / PIMCO Municipal Income Fund III
ETO / Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund
BIZD / VanEck ETF Trust - VanEck BDC Income ETF
JSD / Nuveen Short Duration Credit Opportunities Fund
SHYG / iShares Trust - iShares 0-5 Year High Yield Corporate Bond ETF
ITEQ / Amplify ETF Trust - Amplify BlueStar Israel Technology ETF
QQEW / First Trust Exchange-Traded Fund - First Trust NASDAQ-100 Equal Weighted Index Fund
HSBC / HSBC Holdings plc - Depositary Receipt (Common Stock)
JFR / Nuveen Floating Rate Income Fund
PJT / PJT Partners Inc.
SAR / Saratoga Investment Corp.
GER / GE Capital Global Holdings, LLC - Preferred Security
BIEL / BioElectronics Corporation
UI / Ubiquiti Inc.
ETRN / Equitrans Midstream Corporation
EEFT / Euronet Worldwide, Inc.
KTB / Kontoor Brands, Inc.
NLOK / NortonLifeLock Inc
SUNE / SUNation Energy Inc.
FLN / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Latin America AlphaDEX Fund
IBDK / iShares iBonds Dec 2019 Term Corporate ETF
CC / The Chemours Company
CWST / Casella Waste Systems, Inc.
SVC / Service Properties Trust
MNR / Mach Natural Resources LP
FAX / Abrdn Asia-Pacific Income Fund Inc
NCV / Virtus Convertible & Income Fund
FRI / First Trust Exchange-Traded Fund - First Trust S&P REIT Index Fund
FXN / First Trust Exchange-Traded AlphaDEX Fund - First Trust Energy AlphaDEX Fund
FDUS / Fidus Investment Corporation
FEI / First Trust MLP and Energy Income Fund
BP / BP p.l.c. - Depositary Receipt (Common Stock)
BGCP / BGC Partners Inc - Class A
GEO / The GEO Group, Inc.
JMF / Nuveen Energy MLP Total Return Fund
PCI / PGIM ETF Trust - PGIM Corporate Bond 5-10 Year ETF
KMF / Kayne Anderson NextGen Energy & Infrastructure Inc
GPM / Guggenheim Enhanced Equity Income Fund
HTY / John Hancock Investments - John Hancock Tax-Advantaged Global Shareholder Yield Fund
ROBT / First Trust Exchange-Traded Fund VI - First Trust Nasdaq Artificial Intelligence and Robotics ETF
PYZ / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Basic Materials Momentum ETF
PIZ / Invesco Exchange-Traded Fund Trust II - Invesco Dorsey Wright Developed Markets Momentum ETF
BSJL / Invesco Capital Management LLC - Invesco BulletShares 2021 High Yield Corporate Bond ETF
IGIB / iShares Trust - iShares 5-10 Year Investment Grade Corporate Bond ETF
RIOT / Riot Platforms, Inc.
VMGMX / Vanguard Index Funds - Vanguard Mid-Cap Growth Index Fund Admiral
DMB / BNY Mellon Municipal Bond Infrastructure Fund, Inc.
US26432K1088 / Duff & Phelps Utility and Corporate Bond Trust, Inc.
GGM / Northern Lights Fund Trust II - GGM Macro Alignment ETF
/ Third Point Reinsurance Ltd.
MCN / XAI Madison Equity Premium Income Fund
US67075E1082 / Nuveen All Capital Energy MLP Opportunities Fund
NXP / Nuveen Select Tax-Free Income Portfolio
IHD / Voya Emerging Markets High Dividend Equity Fund
RLJ.PRA / RLJ Lodging Trust - Preferred Stock
CHX / ChampionX Corporation
BSM / Black Stone Minerals, L.P. - Limited Partnership
SEMG / EA Series Trust - Suncoast Select Growth ETF
CASY / Casey's General Stores, Inc.
MVO / MV Oil Trust
TD / The Toronto-Dominion Bank
IGD / Voya Global Equity Dividend and Premium Opportunity Fund
PCN / PIMCO Corporate & Income Strategy Fund
IEP / Icahn Enterprises L.P.
SDOG / ALPS ETF Trust - ALPS Sector Dividend Dogs ETF
AEF / abrdn Emerging Markets ex-China Fund, Inc.
MCD / McDonald's Corporation
FITB / Fifth Third Bancorp
US14054R1068 / Capitala Finance Corp.
XGBAX / Guggenheim Build America Bonds
CNNE / Cannae Holdings, Inc.
US09253Y1001 / Blackrock MuniEnhanced Fund Inc.
PBCT / People`s United Financial Inc
LTPZ / PIMCO ETF Trust - PIMCO 15+ Year U.S. TIPS Index Exchange-Traded Fund
CME / CME Group Inc.
DFS / Discover Financial Services
FCVT / First Trust Exchange-Traded Fund IV - First Trust SSI Strategic Convertible Securities ETF
THW / Abrdn World Healthcare Fund
BIF / Boulder Growth & Income Fund Inc
PAA / Plains All American Pipeline, L.P. - Limited Partnership
VGR / Vector Group Ltd.
EDI / Virtus Stone Harbor Emerging Markets Total Income Fund
VNOM / Viper Energy, Inc.
CCLP / CSI Compressco LP - Limited Partnership
NID / Nuveen Intermediate Duration Municipal Term Fund
STNE / StoneCo Ltd.
OGS / ONE Gas, Inc.
IBDC / iShares iBonds Mar 2020 Term Corporate ETF
UL / Unilever PLC - Depositary Receipt (Common Stock)
CRF / Cornerstone Total Return Fund, Inc.
US16941M1099 / China Mobile Ltd.
IDOG / ALPS ETF Trust - ALPS International Sector Dividend Dogs ETF
NNA / Navios Maritime Acquisition Corp
MPLX / MPLX LP - Limited Partnership
US1182301010 / Buckeye Partners, L.P.
AINV / Apollo Investment Corporation
SRLP / Sprague Resources LP - Unit
EDF / Virtus Stone Harbor Emerging Markets Income Fund
NCZ / Virtus Convertible & Income Fund II
CTVA / Corteva, Inc.
IWM / iShares Trust - iShares Russell 2000 ETF
EVA / Enviva Inc.
GGN / GAMCO Global Gold, Natural Resources & Income Trust
FCT / First Trust Senior Floating Rate Income Fund II
RFI / Cohen & Steers Total Return Realty Fund, Inc.
WPC / W. P. Carey Inc.
GWR / Genesee & Wyoming, Inc.
THQ / Abrdn Healthcare Opportunities Fund
LMRK / Landmark Infrastructure Partners LP - Unit
SPLB / SPDR Series Trust - SPDR Portfolio Long Term Corporate Bond ETF
USAC / USA Compression Partners, LP - Limited Partnership
NHF / NexPoint Strategic Opportunities Fund
GECC / Great Elm Capital Corp.
US7153471005 / Perspecta Inc
ETJ / Eaton Vance Risk-Managed Diversified Equity Income Fund
STAR / iStar Inc
NYMT / New York Mortgage Trust, Inc.
AXDX / Accelerate Diagnostics, Inc.
CDOR / Condor Hospitality Trust Inc
VKQ / Invesco Municipal Trust
EMQQ / Exchange Traded Concepts Trust - EMQQ The Emerging Markets Internet ETF
MNP / Western Asset Municipal Partners Fund Inc
GAM / General American Investors Company, Inc.
K / Kellanova
US46138J5020 / Invesco BulletShares 2020 Corporate Bond ETF
MIC / Macquarie Infrastructure Holdings LLC - Units
GOLD / Barrick Mining Corporation
WPG / Washington Prime Group Inc
US20605P1012 / Concho Resources, Inc.
BMG253431073 / Cosan Ltd.
VTA / Invesco Dynamic Credit Opportunities Fund
IYJ / iShares Trust - iShares U.S. Industrials ETF
MPW / Medical Properties Trust, Inc.
HEXO / HEXO Corp
BAX / Baxter International Inc.
FTV / Fortive Corporation
ATAX / America First Multifamily Investors LP - Unit
BKR / Baker Hughes Company
SPG / Simon Property Group, Inc.
DXC / DXC Technology Company
AAPL / Apple Inc.
SLB / Schlumberger Limited
GBDC / Golub Capital BDC, Inc.
NVG / Nuveen AMT-Free Municipal Credit Income Fund
ITOT / iShares Trust - iShares Core S&P Total U.S. Stock Market ETF
FSK / FS KKR Capital Corp.
CRWD / CrowdStrike Holdings, Inc.
ECC / Eagle Point Credit Company Inc.
DOW / Dow Inc.
KHC / The Kraft Heinz Company
MRK / Merck & Co., Inc.
F / Ford Motor Company
NXPI / NXP Semiconductors N.V.
/ Voya International High Dividend Equity Income Fund
CAT / Caterpillar Inc.
NRZ / New Residential Investment Corp
SIVB / SVB Financial Group
GD / General Dynamics Corporation
OXLC / Oxford Lane Capital Corp.
NCMI / National CineMedia, Inc.
SPLK / Splunk Inc.
RFDI / First Trust Exchange-Traded Fund III - First Trust RiverFront Dynamic Developed International ETF
NMZ / Nuveen Municipal High Income Opportunity Fund
ED / Consolidated Edison, Inc.
GOOGL / Alphabet Inc.
STI / Solidion Technology, Inc.
PKB / Invesco Exchange-Traded Fund Trust - Invesco Building & Construction ETF
SKYY / First Trust Exchange-Traded Fund II - First Trust Cloud Computing ETF
WDC / Western Digital Corporation
GLQ / Clough Global Equity Fund
IFV / First Trust Exchange-Traded Fund VI - First Trust Dorsey Wright International Focus 5 ETF
EVV / Eaton Vance Limited Duration Income Fund
30064K105 / Exacttarget, Inc.
PSA / Public Storage
DSSI / Diamond S Shipping Inc
FEM / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Emerging Markets AlphaDEX Fund
RDNT / RadNet, Inc.
BSX / Boston Scientific Corporation
COHN / Cohen & Company Inc.
CNI / Canadian National Railway Company
OXY / Occidental Petroleum Corporation
HQL / Abrdn Life Sciences Investors
EXG / Eaton Vance Tax-Managed Global Diversified Equity Income Fund
FUN / Six Flags Entertainment Corporation
HAL / Halliburton Company
MKC / McCormick & Company, Incorporated
WEC / WEC Energy Group, Inc.
OCSL / Oaktree Specialty Lending Corporation
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
PGR / The Progressive Corporation
BPR / Brookfield Property REIT Inc.
IFF / International Flavors & Fragrances Inc.
CWEN / Clearway Energy, Inc.
DSM / BNY Mellon Strategic Municipal Bond Fund, Inc.
A / Agilent Technologies, Inc.
/ THL Credit, Inc.
PGEN / Precigen, Inc.
WPM / Wheaton Precious Metals Corp.
NGL / NGL Energy Partners LP - Limited Partnership
CVE / Cenovus Energy Inc.
WMT / Walmart Inc.
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
SONN / Sonnet BioTherapeutics Holdings, Inc.
RVT / Royce Small-Cap Trust, Inc.
HOG / Harley-Davidson, Inc.
UNP / Union Pacific Corporation
MMU / Western Asset Managed Municipals Fund Inc.
ARNC / Arconic Corporation
GLOP / Gaslog Partners LP - Unit
PRU / Prudential Financial, Inc.
NEE / NextEra Energy, Inc.
PSX / Phillips 66
PFLT / PennantPark Floating Rate Capital Ltd.
AMD / Advanced Micro Devices, Inc.
DOW / Dow Inc.
IPGP / IPG Photonics Corporation
ORCL / Oracle Corporation
WAB / Westinghouse Air Brake Technologies Corporation
SYY / Sysco Corporation
DBRG / DigitalBridge Group, Inc.
TGT / Target Corporation
EFC / Ellington Financial Inc.
MITT / AG Mortgage Investment Trust, Inc.
MPC / Marathon Petroleum Corporation
WMC / Western Asset Mortgage Capital Corp
ORC / Orchid Island Capital, Inc.
EARN / Ellington Credit Company
CHMI / Cherry Hill Mortgage Investment Corporation
FPI / Farmland Partners Inc.
GLPI / Gaming and Leisure Properties, Inc.
CIO / City Office REIT, Inc.
SNR / New Senior Investment Group Inc
AJX / Great Ajax Corp.
GNL / Global Net Lease, Inc.
GPMT / Granite Point Mortgage Trust Inc.
TRTX / TPG RE Finance Trust, Inc.
SMTA / Spirit MTA REIT
CVI / CVR Energy, Inc.
COP / ConocoPhillips
BXMT / Blackstone Mortgage Trust, Inc.
DX / Dynex Capital, Inc.
MET / MetLife, Inc.
OHI / Omega Healthcare Investors, Inc.
HR / Healthcare Realty Trust Incorporated
NVDA / NVIDIA Corporation
KO / The Coca-Cola Company
SUI / Sun Communities, Inc.
PLD / Prologis, Inc.
CVS / CVS Health Corporation
FFA / First Trust Enhanced Equity Income Fund
RA / Brookfield Real Assets Income Fund Inc.
RWT / Redwood Trust, Inc.
EPR / EPR Properties
GPP / Green Plains Partners LP - Limited Partnership
SBRA / Sabra Health Care REIT, Inc.
KRG / Kite Realty Group Trust
CIM / Chimera Investment Corporation
CORR / CorEnergy Infrastructure Trust, Inc.
TWO / Two Harbors Investment Corp.
PMT / PennyMac Mortgage Investment Trust
GRP.U / Granite Real Estate Investment Trust
IDV / iShares Trust - iShares International Select Dividend ETF
CLM / Cornerstone Strategic Investment Fund, Inc.
NBEV / NewAge Inc
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
VXF / Vanguard Index Funds - Vanguard Extended Market ETF
BSJO / Invesco BulletShares 2024 High Yield Corporate Bond ETF
VUG / Vanguard Index Funds - Vanguard Growth ETF
USRT / iShares Trust - iShares Core U.S. REIT ETF
BRK.B / Berkshire Hathaway Inc.
SIRI / Sirius XM Holdings Inc.
BSJM / Invesco Capital Management LLC - Invesco BulletShares 2022 High Yield Corporate Bond ETF
DTF / DTF Tax-Free Income 2028 Term Fund Inc.
NUE / Nucor Corporation
MAT / Mattel, Inc.
AVK / Advent Convertible and Income Fund
NOV / NOV Inc.
AA / Alcoa Corporation
FANG / Diamondback Energy, Inc.
ETW / Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
RJF / Raymond James Financial, Inc.
NMFC / New Mountain Finance Corporation
CELG / Celgene Corp.
ARLP / Alliance Resource Partners, L.P. - Limited Partnership
SNAP / Snap Inc.
WTW / Willis Towers Watson Public Limited Company
NLY / Annaly Capital Management, Inc.
BGS / B&G Foods, Inc.
MU / Micron Technology, Inc.
MFA / MFA Financial, Inc.
AGNC / AGNC Investment Corp.
KDP / Keurig Dr Pepper Inc.
CLMT / Calumet, Inc.
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
AIV / Apartment Investment and Management Company
ULTA / Ulta Beauty, Inc.
ADP / Automatic Data Processing, Inc.
CCL / Carnival Corporation & plc
FTAI / FTAI Aviation Ltd.
PNNT / PennantPark Investment Corporation
EOG / EOG Resources, Inc.
MCHP / Microchip Technology Incorporated
SCHW / The Charles Schwab Corporation
EMR / Emerson Electric Co.
TY / Tri-Continental Corporation
WM / Waste Management, Inc.
DIS / The Walt Disney Company
DHR / Danaher Corporation
FISV / Fiserv, Inc.
BRSP / BrightSpire Capital, Inc.
RAD / Rite Aid Corp.
VMO / Invesco Municipal Opportunity Trust
TIP / iShares Trust - iShares TIPS Bond ETF
FBT / First Trust Exchange-Traded Fund - First Trust NYSE Arca Biotechnology Index Fund
DBC / Invesco DB Commodity Index Tracking Fund
TRV / The Travelers Companies, Inc.
FIS / Fidelity National Information Services, Inc.
19041P105 / CBS Corp.
SQ / Block, Inc.
LUMN / Lumen Technologies, Inc.
AMZN / Amazon.com, Inc.
TTE / TotalEnergies SE - Depositary Receipt (Common Stock)
26433F207 / Duff & Phelps Select MLP and M Common Stock
SNXZF / Sandstorm Gold Ltd.
GDV / The Gabelli Dividend & Income Trust
DELL / Dell Technologies Inc.
VNLA / Janus Detroit Street Trust - Janus Henderson Short Duration Income ETF
AXON / Axon Enterprise, Inc.
RTX / RTX Corporation
AOD / Abrdn Total Dynamic Dividend Fund
QQQ / Invesco QQQ Trust, Series 1
IEFA / iShares Trust - iShares Core MSCI EAFE ETF
BDJ / BlackRock Enhanced Equity Dividend Trust
WFC / Wells Fargo & Company
FTHI / First Trust Exchange-Traded Fund VI - First Trust BuyWrite Income ETF
MHF / Western Asset Municipal High Income Fund Inc.
HYLS / First Trust Exchange-Traded Fund IV - First Trust Tactical High Yield ETF
FBND / Fidelity Merrimack Street Trust - Fidelity Total Bond ETF
ISTB / iShares Trust - iShares Core 1-5 Year USD Bond ETF
ACN / Accenture plc
SYK / Stryker Corporation
USA / Liberty All-Star Equity Fund
IAGG / iShares Trust - iShares Core International Aggregate Bond ETF
JNJ / Johnson & Johnson
AVGO / Broadcom Inc.
MCK / McKesson Corporation
LMBS / First Trust Exchange-Traded Fund IV - First Trust Low Duration Opportunities ETF
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
TPYP / Tortoise Capital Series Trust - Tortoise North American Pipeline Fund
USB / U.S. Bancorp
FPE / First Trust Exchange-Traded Fund III - First Trust Preferred Securities and Income ETF
ASG / Liberty All-Star Growth Fund, Inc.
GCI / Gannett Co., Inc.
TWTR / Twitter Inc
IR / Ingersoll Rand Inc.
PPL / PPL Corporation
LNC / Lincoln National Corporation
UPGD / Invesco Exchange-Traded Fund Trust - Invesco Bloomberg Analyst Rating Improvers ETF
PEAK / Healthpeak Properties, Inc.
ISRG / Intuitive Surgical, Inc.
ALL / The Allstate Corporation
CCI / Crown Castle Inc.
VFC / V.F. Corporation
JNPR / Juniper Networks, Inc.
CAH / Cardinal Health, Inc.
018490100 / Allergan plc
AES / The AES Corporation
WY / Weyerhaeuser Company
CRM / Salesforce, Inc.
INTC / Intel Corporation
ROP / Roper Technologies, Inc.
AWK / American Water Works Company, Inc.
NDAQ / Nasdaq, Inc.
HYD / VanEck ETF Trust - VanEck High Yield Muni ETF
BR / Broadridge Financial Solutions, Inc.
OMER / Omeros Corporation
BK / The Bank of New York Mellon Corporation
XEL / Xcel Energy Inc.
EMD / Western Asset Emerging Markets Debt Fund Inc.
KEYS / Keysight Technologies, Inc.
GE / General Electric Company
SO / The Southern Company
DOV / Dover Corporation
LOAN / Manhattan Bridge Capital, Inc.
BA / The Boeing Company
STX / Seagate Technology Holdings plc
BMY / Bristol-Myers Squibb Company
HIO / Western Asset High Income Opportunity Fund Inc.
DMO / Western Asset Mortgage Opportunity Fund Inc.
FDN / First Trust Exchange-Traded Fund - First Trust Dow Jones Internet Index Fund
ICVT / iShares Trust - iShares Convertible Bond ETF
SLV / iShares Silver Trust
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
DBA / Invesco DB Multi-Sector Commodity Trust - Invesco DB Agriculture Fund
BAC / Bank of America Corporation
CMCSA / Comcast Corporation
KSU / Kansas City Southern
SLFYF / Sun Life Financial, Inc. - 4.75% PRF PERPETUAL CAD 25 - Cls A Ser 1
CCD / Calamos Dynamic Convertible and Income Fund
REM / iShares Trust - iShares Mortgage Real Estate ETF
GS / The Goldman Sachs Group, Inc.
LAMR / Lamar Advertising Company
ICE / Intercontinental Exchange, Inc.
IXUS / iShares Trust - iShares Core MSCI Total International Stock ETF
UDR / UDR, Inc.
NVS / Novartis AG - Depositary Receipt (Common Stock)
NFJ / Virtus Dividend, Interest & Premium Strategy Fund
IVW / iShares Trust - iShares S&P 500 Growth ETF
FXL / First Trust Exchange-Traded AlphaDEX Fund - First Trust Technology AlphaDEX Fund
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
MMD / NYLI MacKay DefinedTerm Muni Opportunities Fund
IGR / CBRE Global Real Estate Income Fund
GOOG / Alphabet Inc.
MMLP / Martin Midstream Partners L.P. - Limited Partnership
MO / Altria Group, Inc.
TRTN / Triton International Limited
PMM / Putnam Managed Municipal Income Trust
MDLZ / Mondelez International, Inc.
BX / Blackstone Inc.
QTEC / First Trust Exchange-Traded Fund - First Trust NASDAQ-100-Technology Sector Index Fund
HON / Honeywell International Inc.
BSJP / Invesco BulletShares 2025 High Yield Corporate Bond ETF
UPS / United Parcel Service, Inc.
CTAS / Cintas Corporation
JPM / JPMorgan Chase & Co.
SCZ / iShares Trust - iShares MSCI EAFE Small-Cap ETF
LLY / Eli Lilly and Company
META / Meta Platforms, Inc.
BDX / Becton, Dickinson and Company
UNIT / Uniti Group Inc.
CMI / Cummins Inc.
GTX / Garrett Motion Inc.
O / Realty Income Corporation
ABBV / AbbVie Inc.
AMT / American Tower Corporation
DEO / Diageo plc - Depositary Receipt (Common Stock)
MSFT / Microsoft Corporation
ARCC / Ares Capital Corporation
ZTS / Zoetis Inc.
VZ / Verizon Communications Inc.
FGB / First Trust Specialty Finance and Financial Opportunities Fund
RACE / Ferrari N.V.
WBA / Walgreens Boots Alliance, Inc.