Market Value63,616,000
Total Holdings40
File Date2016-11-14
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
BIP / Brookfield Infrastructure Partners L.P. - Limited Partnership
US7800976893 / Royal Bank of Scotland Group Plc
ABDC / Altmore BDC Inc
BCS / Barclays PLC - Depositary Receipt (Common Stock)
ARCC / Ares Capital Corporation
PEGI / Pattern Energy Group Inc.
SMFG / Sumitomo Mitsui Financial Group, Inc. - Depositary Receipt (Common Stock)
IDV / iShares Trust - iShares International Select Dividend ETF
SYT / SYLA Technologies Co., Ltd. - Depositary Receipt (Common Stock)
ING / ING Groep N.V. - Depositary Receipt (Common Stock)
/ Total S.A.
BCE / BCE Inc.
465685105 / ITC Holdings Corp.
HRI / Herc Holdings Inc.
BKCC / BlackRock Capital Investment Corporation
G5480U138 / Liberty Global plc LiLAC Class A
G5480U153 / Liberty Global plc LiLAC Class C
BBL / BHP Group Plc - ADR
AFL / Aflac Incorporated
WFC / Wells Fargo & Company
RY / Royal Bank of Canada
IVZ / Invesco Ltd.
LBTYK / Liberty Global Ltd.
BAC / Bank of America Corporation
BBU / Brookfield Business Partners L.P. - Limited Partnership
JNJ / Johnson & Johnson
LBTYA / Liberty Global Ltd.
RDS.A / Shell Plc - ADR (Representing Ordinary Shares - Class A)
PG / The Procter & Gamble Company
BPR / Brookfield Property REIT Inc.
ABB / ABB Ltd. - ADR
CM / Canadian Imperial Bank of Commerce
BMO / Bank of Montreal
BTE / Baytex Energy Corp.
FSFR / Fifth Street Senior Floating Rate Corp.
CPG / Veren Inc.
C / Citigroup Inc. - Corporate Bond/Note
NOMD / Nomad Foods Limited
TD / The Toronto-Dominion Bank
BNS / The Bank of Nova Scotia
JPM / JPMorgan Chase & Co.
BAM / Brookfield Asset Management Ltd.
BRK.B / Berkshire Hathaway Inc.
GS / The Goldman Sachs Group, Inc.
T / AT&T Inc.