Market Value279,254,000
Total Holdings260
File Date2019-11-12
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
WMT / Walmart Inc.
TSLA / Tesla, Inc.
ISRG / Intuitive Surgical, Inc.
LMT / Lockheed Martin Corporation
KTF / DWS Municipal Income Trust
QUAL / iShares Trust - iShares MSCI USA Quality Factor ETF
HYGH / iShares U.S. ETF Trust - iShares Interest Rate Hedged High Yield Bond ETF
VKQ / Invesco Municipal Trust
FFIN / First Financial Bankshares, Inc.
VGM / Invesco Trust for Investment Grade Municipals
XME / SPDR Series Trust - SPDR S&P Metals & Mining ETF
NMZ / Nuveen Municipal High Income Opportunity Fund
MYY / ProShares Trust - ProShares Short MidCap400
SGOL / abrdn Gold ETF Trust - abrdn Physical Gold Shares ETF
US2655041000 / Dunkin' Brands Group, Inc.
ACAD / ACADIA Pharmaceuticals Inc.
MUA / BlackRock MuniAssets Fund, Inc.
MVT / BlackRock MuniVest Fund II, Inc.
BIV / Vanguard Bond Index Funds - Vanguard Intermediate-Term Bond ETF
US09254R1041 / BlackRock MuniYield Investment Fund
BCS / Barclays PLC - Depositary Receipt (Common Stock) Call
LYFT / Lyft, Inc. Call
LYFT / Lyft, Inc.
NVG / Nuveen AMT-Free Municipal Credit Income Fund
NKX / Nuveen California AMT-Free Quality Municipal Income Fund
PCQ / PIMCO California Municipal Income Fund
PMM / Putnam Managed Municipal Income Trust
AOD / Abrdn Total Dynamic Dividend Fund
PMO / Putnam Municipal Opportunities Trust
VSIIX / Vanguard Index Funds - Vanguard Small-Cap Value Index Fund Institutional
CNS / Cohen & Steers, Inc.
XUTGX / Reaves Utility Income Fund
PFD / Flaherty & Crumrine Preferred Income Fund Inc.
GDX / VanEck ETF Trust - VanEck Gold Miners ETF
APPN / Appian Corporation
IYR / iShares Trust - iShares U.S. Real Estate ETF
TGT / Target Corporation
JMF / Nuveen Energy MLP Total Return Fund
XNCVX / AllianzGI Convertible & Income
BOH / Bank of Hawaii Corporation
EFL / Eaton Vance Floating-Rate 2022 Target Term Trust
BGR / BlackRock Energy and Resources Trust
SCHF / Schwab Strategic Trust - Schwab International Equity ETF
IEI / iShares Trust - iShares 3-7 Year Treasury Bond ETF
MQY / BlackRock MuniYield Quality Fund, Inc.
IAK / iShares Trust - iShares U.S. Insurance ETF
VFH / Vanguard World Fund - Vanguard Financials ETF
RVLV / Revolve Group, Inc.
RVLV / Revolve Group, Inc. Call
VLUE / iShares Trust - iShares MSCI USA Value Factor ETF
INTF / iShares Trust - iShares International Equity Factor ETF
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
BLE / BlackRock Municipal Income Trust II
STWD / Starwood Property Trust, Inc.
BTA / BlackRock Long-Term Municipal Advantage Trust
BNDX / Vanguard Charlotte Funds - Vanguard Total International Bond ETF
EOS / Eaton Vance Enhanced Equity Income Fund II
XLI / The Select Sector SPDR Trust - The Industrial Select Sector SPDR Fund
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
SLQD / iShares Trust - iShares 0-5 Year Investment Grade Corporate Bond ETF
TWLO / Twilio Inc.
VRTIX / Vanguard Scottsdale Funds - Vanguard Russell 2000 Index Fund Institutional Shares
IEMG / iShares, Inc. - iShares Core MSCI Emerging Markets ETF
VMO / Invesco Municipal Opportunity Trust
PMX / PIMCO Municipal Income Fund III
FIF / First Trust Energy Infrastructure Fund
DENN / Denny's Corporation Put
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
SMLF / iShares Trust - iShares U.S. Small-Cap Equity Factor ETF
EOT / Eaton Vance National Municipal Opportunities Trust
FENY / Fidelity Covington Trust - Fidelity MSCI Energy Index ETF
153501101 / Central Fund of Canada Ltd.
MVF / BlackRock MuniVest Fund, Inc.
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
GPRO / GoPro, Inc.
STZ / Constellation Brands, Inc.
NFLX / Netflix, Inc.
FDX / FedEx Corporation Call
FDX / FedEx Corporation
MRK / Merck & Co., Inc.
PEP / PepsiCo, Inc.
ABT / Abbott Laboratories
BAC / Bank of America Corporation
DXJ / WisdomTree Trust - WisdomTree Japan Hedged Equity Fund
XSLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P SmallCap Low Volatility ETF
NOBL / ProShares Trust - ProShares S&P 500 Dividend Aristocrats ETF
CRM / Salesforce, Inc.
EEMV / iShares, Inc. - iShares MSCI Emerging Markets Min Vol Factor ETF
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
ZNGA / Zynga Inc - Class A
DVY / iShares Trust - iShares Select Dividend ETF
USAC / USA Compression Partners, LP - Limited Partnership
PWZ / Invesco Exchange-Traded Fund Trust II - Invesco California AMT-Free Municipal Bond ETF
BK / The Bank of New York Mellon Corporation
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
MOO / VanEck ETF Trust - VanEck Agribusiness ETF
PHYS / Sprott Physical Gold Trust
VBMFX / Vanguard Bond Index Funds - Vanguard Bond Index Fund Total Bond Market Index Fund
V / Visa Inc.
VOE / Vanguard Index Funds - Vanguard Mid-Cap Value ETF
VUG / Vanguard Index Funds - Vanguard Growth ETF
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
ICF / iShares Trust - iShares Select U.S. REIT ETF
AMGN / Amgen Inc.
AMT / American Tower Corporation
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
ITW / Illinois Tool Works Inc.
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
FEI / First Trust MLP and Energy Income Fund
CERS / Cerus Corporation
EFA / iShares Trust - iShares MSCI EAFE ETF
VGT / Vanguard World Fund - Vanguard Information Technology ETF
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
DOG / ProShares Trust - ProShares Short Dow30
MINT / PIMCO ETF Trust - PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
IVW / iShares Trust - iShares S&P 500 Growth ETF
LULU / lululemon athletica inc.
30064K105 / Exacttarget, Inc.
VTIP / Vanguard Malvern Funds - Vanguard Short-Term Inflation-Protected Securities ETF
IWP / iShares Trust - iShares Russell Mid-Cap Growth ETF
MA / Mastercard Incorporated
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
MOAT / VanEck ETF Trust - VanEck Morningstar Wide Moat ETF
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
RWM / ProShares Trust - ProShares Short Russell2000
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
CVGW / Calavo Growers, Inc.
D / Dominion Energy, Inc.
VTV / Vanguard Index Funds - Vanguard Value ETF
IVV / iShares Trust - iShares Core S&P 500 ETF
SH / ProShares Trust - ProShares Short S&P500
EFAV / iShares Trust - iShares MSCI EAFE Min Vol Factor ETF
ITOT / iShares Trust - iShares Core S&P Total U.S. Stock Market ETF
SCHX / Schwab Strategic Trust - Schwab U.S. Large-Cap ETF
XLY / The Select Sector SPDR Trust - The Consumer Discretionary Select Sector SPDR Fund
SPHD / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 High Dividend Low Volatility ETF
TIP / iShares Trust - iShares TIPS Bond ETF
HYS / PIMCO ETF Trust - PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
NEE / NextEra Energy, Inc.
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
MFM / MFS Municipal Income Trust
GLD / SPDR Gold Trust
XMLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P MidCap Low Volatility ETF
MCHI / iShares Trust - iShares MSCI China ETF
NTR / Nutrien Ltd.
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
CEF / Sprott Physical Gold and Silver Trust
KO / The Coca-Cola Company
MCD / McDonald's Corporation
MMM / 3M Company
KNG / First Trust Exchange-Traded Fund IV - FT Vest S&P 500 Dividend Aristocrats Target Income ETF
CVY / Invesco Exchange-Traded Fund Trust - Invesco Zacks Multi-Asset Income ETF
PZA / Invesco Exchange-Traded Fund Trust II - Invesco National AMT-Free Municipal Bond ETF
BKLN / Invesco Exchange-Traded Fund Trust II - Invesco Senior Loan ETF
AMAT / Applied Materials, Inc.
IVE / iShares Trust - iShares S&P 500 Value ETF
US09253Y1001 / Blackrock MuniEnhanced Fund Inc.
IIM / Invesco Value Municipal Income Trust
FDL / First Trust Exchange-Traded Fund - First Trust Morningstar Dividend Leaders Index Fund
DGP / DB Gold Double Long ETN
DMB / BNY Mellon Municipal Bond Infrastructure Fund, Inc.
TYG / Tortoise Energy Infrastructure Corporation
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
MTUM / iShares Trust - iShares MSCI USA Momentum Factor ETF
IEFA / iShares Trust - iShares Core MSCI EAFE ETF
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
TJX / The TJX Companies, Inc.
OSTK / Overstock.com Inc
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
CMF / iShares Trust - iShares California Muni Bond ETF
FTEC / Fidelity Covington Trust - Fidelity MSCI Information Technology Index ETF
DIA / SPDR Dow Jones Industrial Average ETF Trust
GBIL / Goldman Sachs ETF Trust - Goldman Sachs Access Treasury 0-1 Year ETF
PHB / Invesco Exchange-Traded Fund Trust II - Invesco Fundamental High Yield Corporate Bond ETF
GD / General Dynamics Corporation
VOOG / Vanguard Admiral Funds - Vanguard S&P 500 Growth ETF
OIA / Invesco Municipal Income Opportunities Trust
VSGIX / Vanguard Index Funds - Vanguard Small-Cap Growth Index Fund Institutional
XLP / The Select Sector SPDR Trust - The Consumer Staples Select Sector SPDR Fund
BIIB / Biogen Inc.
MDY / SPDR S&P MidCap 400 ETF Trust
GOOGL / Alphabet Inc.
YUMC / Yum China Holdings, Inc.
NUV / Nuveen Municipal Value Fund, Inc.
HON / Honeywell International Inc.
FDMO / Fidelity Covington Trust - Fidelity Momentum Factor ETF
CRSP / CRISPR Therapeutics AG
BAB / Invesco Exchange-Traded Fund Trust II - Invesco Taxable Municipal Bond ETF
DSI / iShares Trust - iShares ESG MSCI KLD 400 ETF
OKTA / Okta, Inc.
PIM / Putnam Master Intermediate Income Trust
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
ARCC / Ares Capital Corporation
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
AMLP / ALPS ETF Trust - Alerian MLP ETF
VEGA / AdvisorShares Trust - AdvisorShares STAR Global Buy-Write ETF
BCS / Barclays PLC - Depositary Receipt (Common Stock)
BCS / Barclays PLC - Depositary Receipt (Common Stock) Put
TEAF / Ecofin Sustainable and Social Impact Term Fund
CSCO / Cisco Systems, Inc.
JNJ / Johnson & Johnson
SWN / Southwestern Energy Company
RTX / RTX Corporation
TLT / iShares Trust - iShares 20+ Year Treasury Bond ETF
TLT / iShares Trust - iShares 20+ Year Treasury Bond ETF Call
TLT / iShares Trust - iShares 20+ Year Treasury Bond ETF Put
DE / Deere & Company
US33740K1016 / First Trust Senior Floating Rate 2022 Target Term Fund
GLD / SPDR Gold Trust Call
GOOG / Alphabet Inc.
CMCSA / Comcast Corporation
TMO / Thermo Fisher Scientific Inc.
SBUX / Starbucks Corporation
CRC / California Resources Corporation
CRC / California Resources Corporation Call
RTN / Raytheon Co.
ATVI / Activision Blizzard Inc
PRLB / Proto Labs, Inc.
HD / The Home Depot, Inc.
XOM / Exxon Mobil Corporation
EMR / Emerson Electric Co.
NVS / Novartis AG - Depositary Receipt (Common Stock)
ITA / iShares Trust - iShares U.S. Aerospace & Defense ETF
AAPL / Apple Inc. Put
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
XLC / The Select Sector SPDR Trust - The Communication Services Select Sector SPDR Fund
SAN / Banco Santander, S.A. - Depositary Receipt (Common Stock)
BMY / Bristol-Myers Squibb Company
MDLZ / Mondelez International, Inc.
UNH / UnitedHealth Group Incorporated
UNH / UnitedHealth Group Incorporated Call
GE / General Electric Company
YUM / Yum! Brands, Inc.
BRK.B / Berkshire Hathaway Inc.
SQ / Block, Inc.
RA / Brookfield Real Assets Income Fund Inc.
CVS / CVS Health Corporation
TXN / Texas Instruments Incorporated
KHC / The Kraft Heinz Company
BA / The Boeing Company Call
DUK / Duke Energy Corporation
NKE / NIKE, Inc.
QCOM / QUALCOMM Incorporated
QQQ / Invesco QQQ Trust, Series 1
UNP / Union Pacific Corporation
JPST / J.P. Morgan Exchange-Traded Fund Trust - JPMorgan Ultra-Short Income ETF
AXP / American Express Company
LMBS / First Trust Exchange-Traded Fund IV - First Trust Low Duration Opportunities ETF
PFF / iShares Trust - iShares Preferred and Income Securities ETF
EPD / Enterprise Products Partners L.P. - Limited Partnership
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
DGRO / iShares Trust - iShares Core Dividend Growth ETF
EIX / Edison International
MAR / Marriott International, Inc.
BUD / Anheuser-Busch InBev SA/NV - Depositary Receipt (Common Stock)
IBM / International Business Machines Corporation
INTC / Intel Corporation
INTC / Intel Corporation Call
VFC / V.F. Corporation
NVDA / NVIDIA Corporation
AMZN / Amazon.com, Inc.
SRE / Sempra
CVS / CVS Health Corporation Call
WFC / Wells Fargo & Company
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
DIS / The Walt Disney Company
ANET / Arista Networks Inc
T / AT&T Inc.
ORCL / Oracle Corporation
FSFR / Fifth Street Senior Floating Rate Corp.
DAL / Delta Air Lines, Inc.
ABBV / AbbVie Inc.
CVX / Chevron Corporation
WFC / Wells Fargo & Company Call
JPM / JPMorgan Chase & Co.
TWTR / Twitter Inc
PG / The Procter & Gamble Company
COST / Costco Wholesale Corporation
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
VZ / Verizon Communications Inc.
CME / CME Group Inc.
SPY / SPDR S&P 500 ETF Call
MO / Altria Group, Inc.
BX / Blackstone Inc.
META / Meta Platforms, Inc.
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
PFE / Pfizer Inc.
IWM / iShares Trust - iShares Russell 2000 ETF Put
SPY / SPDR S&P 500 ETF
AAPL / Apple Inc.
SPY / SPDR S&P 500 ETF Put
BA / The Boeing Company
AAPL / Apple Inc. Call
MSFT / Microsoft Corporation
IWM / iShares Trust - iShares Russell 2000 ETF
IWM / iShares Trust - iShares Russell 2000 ETF Call