Market Value202,079,000
Total Holdings196
File Date2016-08-04
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
SVXY / ProShares Trust II - ProShares Short VIX Short-Term Futures ETF
PHYS / Sprott Physical Gold Trust
RHS / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Consumer Staples ETF
PHB / Invesco Exchange-Traded Fund Trust II - Invesco Fundamental High Yield Corporate Bond ETF
PSEC / Prospect Capital Corporation
GLOP / Gaslog Partners LP - Unit
BLACKROCK LIQUIDITY T 60 / MONEY MARKET (X9USDBLKR)
MORT / VanEck ETF Trust - VanEck Mortgage REIT Income ETF
MSLEX / Morgan Stanley Institutional Fund Trust. - MSIFT Senior Loan Portfolio USD Cls IS
OIL / Barclays Bank PLC - ZC SP ETN REDEEM 18/04/2041 USD 50 - 06740P221
CZA / Invesco Exchange-Traded Fund Trust - Invesco Zacks Mid-Cap ETF
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
IWF / iShares Trust - iShares Russell 1000 Growth ETF
VPU / Vanguard World Fund - Vanguard Utilities ETF
FPF / First Trust Intermediate Duration Preferred & Income Fund
HEDJ / WisdomTree Trust - WisdomTree Europe Hedged Equity Fund
BAC.WS.A / Bank of America Corp. A Warrants
FXI / iShares Trust - iShares China Large-Cap ETF
SHLX / Shell Midstream Partners L.P. - Unit
IWD / iShares Trust - iShares Russell 1000 Value ETF
REZ / iShares Trust - iShares Residential and Multisector Real Estate ETF
SPHQ / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Quality ETF
XMLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P MidCap Low Volatility ETF
GLJ / iShares Trust
SPFF / Global X Funds - Global X SuperIncome Preferred ETF
SH / ProShares Trust - ProShares Short S&P500
FDL / First Trust Exchange-Traded Fund - First Trust Morningstar Dividend Leaders Index Fund
IWO / iShares Trust - iShares Russell 2000 Growth ETF
PWZ / Invesco Exchange-Traded Fund Trust II - Invesco California AMT-Free Municipal Bond ETF
BOH / Bank of Hawaii Corporation
RS / Reliance, Inc.
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
MYY / ProShares Trust - ProShares Short MidCap400
FSK / FS KKR Capital Corp.
DBL / DoubleLine Opportunistic Credit Fund
XLP / The Select Sector SPDR Trust - The Consumer Staples Select Sector SPDR Fund
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
153501101 / Central Fund of Canada Ltd.
IYR / iShares Trust - iShares U.S. Real Estate ETF
FIF / First Trust Energy Infrastructure Fund
BIV / Vanguard Bond Index Funds - Vanguard Intermediate-Term Bond ETF
FENY / Fidelity Covington Trust - Fidelity MSCI Energy Index ETF
US16941M1099 / China Mobile Ltd.
BAB / Invesco Exchange-Traded Fund Trust II - Invesco Taxable Municipal Bond ETF
VDE / Vanguard World Fund - Vanguard Energy ETF
CXA / SPDR(R) Nuveen Barclays California Municipal Bond ETF
CEMB / iShares, Inc. - iShares J.P. Morgan EM Corporate Bond ETF
RFG / Invesco Exchange-Traded Fund Trust - Invesco S&P MidCap 400 Pure Growth ETF
CAR / Avis Budget Group, Inc.
HEWG / iShares Trust - iShares Currency Hedged MSCI Germany ETF
US73936T4748 / POWERSHARES NATIONAL AMT-
FTLS / First Trust Exchange-Traded Fund III - First Trust Long/Short Equity ETF
IJJ / iShares Trust - iShares S&P Mid-Cap 400 Value ETF
QID / ProShares Trust - ProShares UltraShort QQQ
SPHD / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 High Dividend Low Volatility ETF
BKCC / BlackRock Capital Investment Corporation
DBEM / DBX ETF Trust - Xtrackers MSCI Emerging Markets Hedged Equity ETF
PWV / Invesco Exchange-Traded Fund Trust - Invesco Large Cap Value ETF
TOTL / SSGA Active Trust - SPDR DoubleLine Total Return Tactical ETF
DTN / WisdomTree Trust - WisdomTree U.S. Dividend Ex-Financials Fund
DOG / ProShares Trust - ProShares Short Dow30
IGIB / iShares Trust - iShares 5-10 Year Investment Grade Corporate Bond ETF
PBR / Petróleo Brasileiro S.A. - Petrobras - Depositary Receipt (Common Stock)
RPG / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Pure Growth ETF
MBB / iShares Trust - iShares MBS ETF
QQQ / Invesco QQQ Trust, Series 1
EWC / iShares, Inc. - iShares MSCI Canada ETF
GILD / Gilead Sciences, Inc.
/ Total S.A.
CBOE / SPY US 09/16/16 P206 Put (SPYU16206)
MRK / Merck & Co., Inc.
PEP / PepsiCo, Inc.
JCP / J.C. Penney Co., Inc.
BAC / Bank of America Corporation
C / Citigroup Inc. - Corporate Bond/Note
EEMV / iShares, Inc. - iShares MSCI Emerging Markets Min Vol Factor ETF
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
VBMFX / Vanguard Bond Index Funds - Vanguard Bond Index Fund Total Bond Market Index Fund
OSTK / Overstock.com Inc
DIA / SPDR Dow Jones Industrial Average ETF Trust
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
GOOGL / Alphabet Inc.
OIA / Invesco Municipal Income Opportunities Trust
AMGN / Amgen Inc.
AMT / American Tower Corporation
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
PIM / Putnam Master Intermediate Income Trust
WMT / Walmart Inc.
MINT / PIMCO ETF Trust - PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
RWM / ProShares Trust - ProShares Short Russell2000
CWB / SPDR Series Trust - SPDR Bloomberg Convertible Securities ETF
IVV / iShares Trust - iShares Core S&P 500 ETF
EFAV / iShares Trust - iShares MSCI EAFE Min Vol Factor ETF
CMF / iShares Trust - iShares California Muni Bond ETF
MDY / SPDR S&P MidCap 400 ETF Trust
TIP / iShares Trust - iShares TIPS Bond ETF
MFM / MFS Municipal Income Trust
ARCC / Ares Capital Corporation
KO / The Coca-Cola Company
MMM / 3M Company
VXX / iPath Series B S&P 500 VIX Short-Term Futures ETN
TSM / Taiwan Semiconductor Manufacturing Company Limited - Depositary Receipt (Common Stock)
SLB / Schlumberger Limited
DBLV / Advisorshares Trust - AdvisorShares DoubleLine Value Equity ETF
PNC / The PNC Financial Services Group, Inc.
BNS / The Bank of Nova Scotia
PDBC / Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
DXJ / WisdomTree Trust - WisdomTree Japan Hedged Equity Fund
XSLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P SmallCap Low Volatility ETF
IJS / iShares Trust - iShares S&P Small-Cap 600 Value ETF
MAIN / Main Street Capital Corporation
XLI / The Select Sector SPDR Trust - The Industrial Select Sector SPDR Fund
BABSON CAP PARTN INVS TR / SH BEN INT (05616B100)
AMAT / Applied Materials, Inc.
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
CPLP / Capital Clean Energy Carriers Corp. - Limited Partnership
DAL / Delta Air Lines, Inc.
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
IWP / iShares Trust - iShares Russell Mid-Cap Growth ETF
LLY / Eli Lilly and Company
DIS / The Walt Disney Company
ICF / iShares Trust - iShares Select U.S. REIT ETF
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
AMZN / Amazon.com, Inc.
YUM / Yum! Brands, Inc.
NEE / NextEra Energy, Inc.
FEI / First Trust MLP and Energy Income Fund
EFA / iShares Trust - iShares MSCI EAFE ETF
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
HPS / John Hancock Preferred Income Fund III
IVW / iShares Trust - iShares S&P 500 Growth ETF
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
AMLP / ALPS ETF Trust - Alerian MLP ETF
VEGA / AdvisorShares Trust - AdvisorShares STAR Global Buy-Write ETF
POT / Potash Corp. of Saskatchewan, Inc.
CB / Chubb Limited
JNJ / Johnson & Johnson
HDV / iShares Trust - iShares Core High Dividend ETF
NKE / NIKE, Inc.
RTX / RTX Corporation
XBI / SPDR Series Trust - SPDR S&P Biotech ETF
C.WSA / Citigroup, Inc.
SBUX / Starbucks Corporation
CRC / California Resources Corporation
PRLB / Proto Labs, Inc.
PFF / iShares Trust - iShares Preferred and Income Securities ETF
CL / Colgate-Palmolive Company
BRK.B / Berkshire Hathaway Inc.
TMO / Thermo Fisher Scientific Inc.
GOOG / Alphabet Inc.
SPY / SPDR S&P 500 ETF
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
OXY / Occidental Petroleum Corporation
LOW / Lowe's Companies, Inc.
WHR / Whirlpool Corporation
PM / Philip Morris International Inc.
QCOM / QUALCOMM Incorporated
COST / Costco Wholesale Corporation
CSCO / Cisco Systems, Inc.
TGT / Target Corporation
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
IBM / International Business Machines Corporation
INTC / Intel Corporation
JPM / JPMorgan Chase & Co.
SRE / Sempra
MCHP / Microchip Technology Incorporated
018490100 / Allergan plc
CVS / CVS Health Corporation
TRV / The Travelers Companies, Inc.
WFC / Wells Fargo & Company
IP / International Paper Company
UPS / United Parcel Service, Inc.
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
GM / General Motors Company
T / AT&T Inc.
XLNX / Xilinx, Inc.
ORCL / Oracle Corporation
ABBV / AbbVie Inc.
CVX / Chevron Corporation
BX / Blackstone Inc.
KBH / KB Home
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
RDS.A / Shell Plc - ADR (Representing Ordinary Shares - Class A)
XOM / Exxon Mobil Corporation
HD / The Home Depot, Inc.
PG / The Procter & Gamble Company
VZ / Verizon Communications Inc.
PSX / Phillips 66
DY / Dycom Industries, Inc.
SMCI / Super Micro Computer, Inc.
MO / Altria Group, Inc.
CVM / CEL-SCI Corporation
MSFT / Microsoft Corporation
PFE / Pfizer Inc.
GE / General Electric Company
SPY / SPDR S&P 500 ETF Put
BA / The Boeing Company
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
IWM / iShares Trust - iShares Russell 2000 ETF
AAPL / Apple Inc.
TWTR / Twitter Inc
META / Meta Platforms, Inc.