Market Value175,498,000
Total Holdings169
File Date2015-10-30
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
WMT / Walmart Inc.
OXY / Occidental Petroleum Corporation
FAB / First Trust Exchange-Traded AlphaDEX Fund - First Trust Multi Cap Value AlphaDEX Fund
GVI / iShares Trust - iShares Intermediate Government/Credit Bond ETF
OIL / Barclays Bank PLC - ZC SP ETN REDEEM 18/04/2041 USD 50 - 06740P221
IWO / iShares Trust - iShares Russell 2000 Growth ETF
PWZ / Invesco Exchange-Traded Fund Trust II - Invesco California AMT-Free Municipal Bond ETF
CZA / Invesco Exchange-Traded Fund Trust - Invesco Zacks Mid-Cap ETF
FXI / iShares Trust - iShares China Large-Cap ETF
MSLEX / Morgan Stanley Institutional Fund Trust. - MSIFT Senior Loan Portfolio USD Cls IS
BMO / Bank of Montreal
AMPY / Amplify Energy Corp.
DHS / WisdomTree Trust - WisdomTree U.S. High Dividend Fund
XSD / SPDR Series Trust - SPDR S&P Semiconductor ETF
US TREASURY N/B 4.5 2/15/2016 / ACCRUED INCOME (912828EW6)
IHE / iShares Trust - iShares U.S. Pharmaceuticals ETF
RPG / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Pure Growth ETF
BLACKROCK LIQUIDITY T 60 / CASH (X9USDBLKR)
ACWV / iShares, Inc. - iShares MSCI Global Min Vol Factor ETF
DRYS / DryShips, Inc.
RS / Reliance, Inc.
VMBS / Vanguard Scottsdale Funds - Vanguard Mortgage-Backed Securities ETF
DEW / WisdomTree Trust - WisdomTree Global High Dividend Fund
IBND / SPDR Series Trust - SPDR Bloomberg International Corporate Bond ETF
BAC.WS.A / Bank of America Corp. A Warrants
VHC / VirnetX Holding Corporation
PBR / Petróleo Brasileiro S.A. - Petrobras - Depositary Receipt (Common Stock)
BOH / Bank of Hawaii Corporation
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
EWC / iShares, Inc. - iShares MSCI Canada ETF
BNS / The Bank of Nova Scotia
FPF / First Trust Intermediate Duration Preferred & Income Fund
MYY / ProShares Trust - ProShares Short MidCap400
VPU / Vanguard World Fund - Vanguard Utilities ETF
XLI / The Select Sector SPDR Trust - The Industrial Select Sector SPDR Fund
SH / ProShares Trust - ProShares Short S&P500
153501101 / Central Fund of Canada Ltd.
MOO / VanEck ETF Trust - VanEck Agribusiness ETF
FDL / First Trust Exchange-Traded Fund - First Trust Morningstar Dividend Leaders Index Fund
XLB / The Select Sector SPDR Trust - The Materials Select Sector SPDR Fund
FIF / First Trust Energy Infrastructure Fund
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
DEM / WisdomTree Trust - WisdomTree Emerging Markets High Dividend Fund
BAX / Baxter International Inc.
VFINX / Vanguard Index Funds - Vanguard Index Trust 500 Index Fund
RFG / Invesco Exchange-Traded Fund Trust - Invesco S&P MidCap 400 Pure Growth ETF
PCEF / Invesco Exchange-Traded Fund Trust II - Invesco CEF Income Composite ETF
QID / ProShares Trust - ProShares UltraShort QQQ
EWA / iShares, Inc. - iShares MSCI Australia ETF
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
HOLD / Harbor ETF Trust - Harbor Alpha Layering ETF
RSE / Rouse Properties, Inc.
AOK / iShares Trust - iShares Core 30/70 Conservative Allocation ETF
PWV / Invesco Exchange-Traded Fund Trust - Invesco Large Cap Value ETF
/ Total S.A.
DTN / WisdomTree Trust - WisdomTree U.S. Dividend Ex-Financials Fund
IYF / iShares Trust - iShares U.S. Financials ETF
GSY / Invesco Actively Managed Exchange-Traded Fund Trust - Invesco Ultra Short Duration ETF
DOG / ProShares Trust - ProShares Short Dow30
SGG / Barclays Bank PLC - ZC SP ETN REDEEM 23/01/2048 USD 50 - Ser B_SGGB
FEX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Core AlphaDEX Fund
JO / Barclays Bank PLC - ZC SP ETN REDEEM 23/01/2048 USD 50 - Ser B_BJO
IAT / iShares Trust - iShares U.S. Regional Banks ETF
IWS / iShares Trust - iShares Russell Mid-Cap Value ETF
UDN / Invesco DB US Dollar Index Trust - Invesco DB US Dollar Index Bearish Fund
FLOT / iShares Trust - iShares Floating Rate Bond ETF
DGS / WisdomTree Trust - WisdomTree Emerging Markets SmallCap Dividend Fund
IGIB / iShares Trust - iShares 5-10 Year Investment Grade Corporate Bond ETF
MRK / Merck & Co., Inc.
US73936T4748 / POWERSHARES NATIONAL AMT-
BAC / Bank of America Corporation
IDV / iShares Trust - iShares International Select Dividend ETF
C / Citigroup Inc. - Corporate Bond/Note
EEMV / iShares, Inc. - iShares MSCI Emerging Markets Min Vol Factor ETF
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
VBMFX / Vanguard Bond Index Funds - Vanguard Bond Index Fund Total Bond Market Index Fund
DIA / SPDR Dow Jones Industrial Average ETF Trust
PIM / Putnam Master Intermediate Income Trust
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
IVW / iShares Trust - iShares S&P 500 Growth ETF
RWM / ProShares Trust - ProShares Short Russell2000
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
IVV / iShares Trust - iShares Core S&P 500 ETF
EFAV / iShares Trust - iShares MSCI EAFE Min Vol Factor ETF
CMF / iShares Trust - iShares California Muni Bond ETF
XLY / The Select Sector SPDR Trust - The Consumer Discretionary Select Sector SPDR Fund
MDY / SPDR S&P MidCap 400 ETF Trust
TIP / iShares Trust - iShares TIPS Bond ETF
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
MFM / MFS Municipal Income Trust
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
KO / The Coca-Cola Company
SLB / Schlumberger Limited
DBLV / Advisorshares Trust - AdvisorShares DoubleLine Value Equity ETF
UAA / Under Armour, Inc.
GLOP / Gaslog Partners LP - Unit
PPLT / abrdn Platinum ETF Trust - abrdn Physical Platinum Shares ETF
QQQ / Invesco QQQ Trust, Series 1
SHLX / Shell Midstream Partners L.P. - Unit
GM.WS.B / General Motors Company - Warrants 07/10/2019
LINE / Lineage, Inc.
LNCO / Linn Co, LLC
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
IYR / iShares Trust - iShares U.S. Real Estate ETF
PM / Philip Morris International Inc.
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
OSTK / Overstock.com Inc
BSCI / Guggenheim BulletShares 2018 Corporate Bond ETF
ICF / iShares Trust - iShares Select U.S. REIT ETF
OIA / Invesco Municipal Income Opportunities Trust
XLP / The Select Sector SPDR Trust - The Consumer Staples Select Sector SPDR Fund
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
FEI / First Trust MLP and Energy Income Fund
IBB / iShares Trust - iShares Biotechnology ETF
WFC / Wells Fargo & Company
TD / The Toronto-Dominion Bank
AMLP / ALPS ETF Trust - Alerian MLP ETF
VEGA / AdvisorShares Trust - AdvisorShares STAR Global Buy-Write ETF
POT / Potash Corp. of Saskatchewan, Inc.
CB / Chubb Limited
JNJ / Johnson & Johnson
HDV / iShares Trust - iShares Core High Dividend ETF
RTX / RTX Corporation
TLT / iShares Trust - iShares 20+ Year Treasury Bond ETF
GOOG / Alphabet Inc.
MMC / Marsh & McLennan Companies, Inc.
SBUX / Starbucks Corporation
CRC / California Resources Corporation
TSM / Taiwan Semiconductor Manufacturing Company Limited - Depositary Receipt (Common Stock)
EFA / iShares Trust - iShares MSCI EAFE ETF
PRLB / Proto Labs, Inc.
VXX / iPath Series B S&P 500 VIX Short-Term Futures ETN
XOM / Exxon Mobil Corporation
SLV / iShares Silver Trust Call
PFF / iShares Trust - iShares Preferred and Income Securities ETF
CMI / Cummins Inc.
HBI / Hanesbrands Inc.
BRK.B / Berkshire Hathaway Inc.
TMO / Thermo Fisher Scientific Inc.
MET / MetLife, Inc.
MMM / 3M Company
UPS / United Parcel Service, Inc.
PEP / PepsiCo, Inc.
TAP / Molson Coors Beverage Company
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
NKE / NIKE, Inc.
QCOM / QUALCOMM Incorporated
IP / International Paper Company
CSCO / Cisco Systems, Inc.
TGT / Target Corporation
SRE / Sempra
GILD / Gilead Sciences, Inc.
IBM / International Business Machines Corporation
INTC / Intel Corporation
GLD / SPDR Gold Trust
COP / ConocoPhillips
MCHP / Microchip Technology Incorporated
CVS / CVS Health Corporation
TRV / The Travelers Companies, Inc.
GM / General Motors Company
T / AT&T Inc.
AMAT / Applied Materials, Inc.
XLNX / Xilinx, Inc.
PNC / The PNC Financial Services Group, Inc.
DAL / Delta Air Lines, Inc.
ABBV / AbbVie Inc.
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
CVX / Chevron Corporation
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
RDS.A / Shell Plc - ADR (Representing Ordinary Shares - Class A)
JPM / JPMorgan Chase & Co.
HD / The Home Depot, Inc.
DIS / The Walt Disney Company
PG / The Procter & Gamble Company
COST / Costco Wholesale Corporation
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
VZ / Verizon Communications Inc.
PSX / Phillips 66
DY / Dycom Industries, Inc.
SMCI / Super Micro Computer, Inc.
MO / Altria Group, Inc.
BX / Blackstone Inc.
CVM / CEL-SCI Corporation
SPY / SPDR S&P 500 ETF
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
MSFT / Microsoft Corporation
PFE / Pfizer Inc.
GE / General Electric Company
CL / Colgate-Palmolive Company
BA / The Boeing Company
AAPL / Apple Inc.
IWM / iShares Trust - iShares Russell 2000 ETF
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
META / Meta Platforms, Inc.