Market Value134,494,000
Total Holdings359
File Date2016-11-07
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
ISCB / iShares Trust - iShares Morningstar Small-Cap ETF
PPL / PPL Corporation
SPLK / Splunk Inc.
PNBK / Patriot National Bancorp, Inc.
GXP / Great Plains Energy, Inc.
KMI.WS / Kinder Morgan, Inc. Warrants
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
847560109 / Spectra Energy Corp.
SWC / Stillwater Mining Company
TE / T1 Energy Inc.
TRN / Trinity Industries, Inc.
PBI / Pitney Bowes Inc.
EDE / Empire District Electric Company (The)
BWP / Boardwalk Pipeline Partners L.P
BUD / Anheuser-Busch InBev SA/NV - Depositary Receipt (Common Stock)
KTEC / KraneShares Trust - KraneShares Hang Seng TECH Index ETF
61166W101 / Monsanto Co.
MNKKQ / Mallinckrodt Plc
RWR / SPDR Series Trust - SPDR Dow Jones REIT ETF
PHO / Invesco Exchange-Traded Fund Trust - Invesco Water Resources ETF
PBT / Permian Basin Royalty Trust
MKL / Markel Group Inc.
CFNL / Cardinal Financial Corp.
DLN / WisdomTree Trust - WisdomTree U.S. LargeCap Dividend Fund
465685105 / ITC Holdings Corp.
ILMN / Illumina, Inc.
887228104 / Time Inc.
LBRDA / Liberty Broadband Corporation
PGNX / Progenics Pharmaceuticals, Inc.
DISH / DISH Network Corporation
SHPG / Shire Plc.
DEM / WisdomTree Trust - WisdomTree Emerging Markets High Dividend Fund
FSLR / First Solar, Inc.
DON / WisdomTree Trust - WisdomTree U.S. MidCap Dividend Fund
PDCO / Patterson Companies, Inc.
VIAV / Viavi Solutions Inc.
WGL / WGL Holdings, Inc.
MBLY / Mobileye Global Inc.
JO / Barclays Bank PLC - ZC SP ETN REDEEM 23/01/2048 USD 50 - Ser B_BJO
IR / Ingersoll Rand Inc.
ANIP / ANI Pharmaceuticals, Inc.
CYBR / CyberArk Software Ltd.
TDIV / First Trust Exchange-Traded Fund VI - First Trust NASDAQ Technology Dividend Index Fund
904784709 / Unilever N.V.
CREE / Cree, Inc.
AXP / American Express Company
COST / Costco Wholesale Corporation
MDLZ / Mondelez International, Inc.
PG / The Procter & Gamble Company
GM.WS.A / General Motors Company
KMI / Kinder Morgan, Inc.
DHR / Danaher Corporation
IP / International Paper Company
COP / ConocoPhillips
MET / MetLife, Inc.
ALL / The Allstate Corporation
VRTV / Veritiv Corp
STZ / Constellation Brands, Inc.
SCU / Sculptor Capital Management Inc - Class A
US00C4U1L353 / Mylan N.V.
ZTS / Zoetis Inc.
UL / Unilever PLC - Depositary Receipt (Common Stock)
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
TSLA / Tesla, Inc.
FV / First Trust Exchange-Traded Fund VI - First Trust Dorsey Wright Focus 5 ETF
HQL / Abrdn Life Sciences Investors
GG / Goldcorp, Inc.
SCHD / Schwab Strategic Trust - Schwab U.S. Dividend Equity ETF
NRE / NorthStar Realty Europe Corp.
WWAV / The WhiteWave Foods Co.
CRI / Carter's, Inc.
US0268741560 / American International Group, Inc. Warrants
UNXLQ / Uni-Pixel, Inc.
RWO / SPDR Index Shares Funds - SPDR Dow Jones Global Real Estate ETF
WFM / Whole Foods Market, Inc.
UBNK / United Financial Bancorp, Inc.
WNR / Western Refining, Inc.
MNKD / MannKind Corporation
FXG / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Staples AlphaDEX Fund
AAP / Advance Auto Parts, Inc.
CRUS / Cirrus Logic, Inc.
FXU / First Trust Exchange-Traded AlphaDEX Fund - First Trust Utilities AlphaDEX Fund
VGK / Vanguard International Equity Index Funds - Vanguard FTSE Europe ETF
DHS / WisdomTree Trust - WisdomTree U.S. High Dividend Fund
DTD / WisdomTree Trust - WisdomTree U.S. Total Dividend Fund
DTN / WisdomTree Trust - WisdomTree U.S. Dividend Ex-Financials Fund
CBM / Cambrex Corp.
HBI / Hanesbrands Inc.
US45772F1075 / Inphi Corporation
SCHC / Schwab Strategic Trust - Schwab International Small-Cap Equity ETF
/ Delphi Technologies PLC
ROIC / Retail Opportunity Investments Corp.
HQY / HealthEquity, Inc.
NKTR / Nektar Therapeutics
CY / Cypress Semiconductor Corp.
SPWR / Complete Solaria, Inc.
BKD / Brookdale Senior Living Inc.
FEYE / FireEye Inc
BNCL / Beneficial Bancorp, Inc.
SPLS / Staples, Inc.
SCHP / Schwab Strategic Trust - Schwab U.S. TIPS ETF
MJN / Mead Johnson Nutrition Co.
LNKD / LinkedIn Corp.
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
AABA / Altaba Inc
BCE / BCE Inc.
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
SCHN / Schnitzer Steel Industries, Inc. - Class A
WBS / Webster Financial Corporation
WLL / Whiting Petroleum Corp (New)
KLXI / KLX Inc.
PPG / PPG Industries, Inc.
ROYAL BK SCOTLAND GROUP PLC / ADR PREF SHS R (780097747)
PJT / PJT Partners Inc.
RMBS / Rambus Inc.
TLT / iShares Trust - iShares 20+ Year Treasury Bond ETF
GWP / GW Pharmaceuticals plc
COL / Rockwell Collins, Inc.
QQQ / Invesco QQQ Trust, Series 1
PCG / PG&E Corporation
PDSB / PDS Biotechnology Corporation
ANIK / Anika Therapeutics, Inc.
SCHZ / Schwab Strategic Trust - Schwab U.S. Aggregate Bond ETF
D / Dominion Energy, Inc.
AET / Aetna, Inc.
PAA / Plains All American Pipeline, L.P. - Limited Partnership
RTN / Raytheon Co.
OMC / Omnicom Group Inc.
018490100 / Allergan plc
ORLY / O'Reilly Automotive, Inc.
US2655041000 / Dunkin' Brands Group, Inc.
TIP / iShares Trust - iShares TIPS Bond ETF
VIAB / Viacom, Inc.
DFS / Discover Financial Services
LIVN / LivaNova PLC
ORBC / Orbcomm Inc
DOW / Dow Inc.
SNEC / Sanchez Energy Corp
LUV / Southwest Airlines Co.
US0153511094 / Alexion Pharmaceuticals, Inc.
CTSH / Cognizant Technology Solutions Corporation
PBCT / People`s United Financial Inc
GM.WS.B / General Motors Company - Warrants 07/10/2019
TWX / Warner Media LLC
OXY / Occidental Petroleum Corporation
SR / Spire Inc.
US26432K1088 / Duff & Phelps Utility and Corporate Bond Trust, Inc.
VFC / V.F. Corporation
CERN / Cerner Corp.
DE / Deere & Company
LPT / Liberty Property Trust
SSNC / SS&C Technologies Holdings, Inc.
COO / The Cooper Companies, Inc.
TMQ / Trilogy Metals Inc.
EFA / iShares Trust - iShares MSCI EAFE ETF
CELG / Celgene Corp.
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
NVAX / Novavax, Inc.
BERY / Berry Global Group, Inc.
PH / Parker-Hannifin Corporation
GSK / GSK plc - Depositary Receipt (Common Stock)
GILD / Gilead Sciences, Inc.
ACM / AECOM
BKNG / Booking Holdings Inc.
WY / Weyerhaeuser Company
NOC / Northrop Grumman Corporation
SKX / Skechers U.S.A., Inc.
KR / The Kroger Co.
RJF / Raymond James Financial, Inc.
ALLE / Allegion plc
ESRX / Express Scripts Holding Co.
FL / Foot Locker, Inc.
VLO / Valero Energy Corporation
CTLP / Cantaloupe, Inc.
CHK / Chesapeake Energy Corporation
PEAK / Healthpeak Properties, Inc.
TGT / Target Corporation
EMN / Eastman Chemical Company
DG / Dollar General Corporation
CCEP / Coca-Cola Europacific Partners PLC
CSTE / Caesarstone Ltd.
STJ / St. Jude Medical, Inc.
AIG / American International Group, Inc.
ACN / Accenture plc
AUY / Yamana Gold Inc.
HOG / Harley-Davidson, Inc.
AVA / Avista Corporation
PTY / Partway Group Plc
HPQ / HP Inc.
EMR / Emerson Electric Co.
DBD / Diebold Nixdorf, Incorporated
SCHH / Schwab Strategic Trust - Schwab U.S. REIT ETF
NLY / Annaly Capital Management, Inc.
KMX / CarMax, Inc.
GE / General Electric Company
UNP / Union Pacific Corporation
WDC / Western Digital Corporation
MMP / Magellan Midstream Partners L.P.
ACAD / ACADIA Pharmaceuticals Inc.
INTC / Intel Corporation
BAC / Bank of America Corporation
NVO / Novo Nordisk A/S - Depositary Receipt (Common Stock)
MTUS / Metallus Inc.
RTX / RTX Corporation
WEC / WEC Energy Group, Inc.
SBH / Sally Beauty Holdings, Inc.
ANET / Arista Networks Inc
KEY / KeyCorp
AJG / Arthur J. Gallagher & Co.
MSFT / Microsoft Corporation
AX / Axos Financial, Inc.
AF / Astoria Financial Corp.
RAD / Rite Aid Corp.
BXP / Boston Properties, Inc.
BRK.B / Berkshire Hathaway Inc.
CC / The Chemours Company
KO / The Coca-Cola Company
UNH / UnitedHealth Group Incorporated
TMO / Thermo Fisher Scientific Inc.
GS / The Goldman Sachs Group, Inc.
OTEX / Open Text Corporation
BAX / Baxter International Inc.
XLP / The Select Sector SPDR Trust - The Consumer Staples Select Sector SPDR Fund
AAPL / Apple Inc.
MCD / McDonald's Corporation
GD / General Dynamics Corporation
SGEN / Seagen Inc
SLV / iShares Silver Trust
NLOK / NortonLifeLock Inc
CRM / Salesforce, Inc.
EL / The Estée Lauder Companies Inc.
GOOGL / Alphabet Inc.
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
TD / The Toronto-Dominion Bank
SBUX / Starbucks Corporation
DVA / DaVita Inc.
TSM / Taiwan Semiconductor Manufacturing Company Limited - Depositary Receipt (Common Stock)
OGE / OGE Energy Corp.
MMM / 3M Company
WFC / Wells Fargo & Company
EMLP / First Trust Exchange-Traded Fund IV - First Trust North American Energy Infrastructure Fund
V / Visa Inc.
PLUG / Plug Power Inc.
GM / General Motors Company
PEG / Public Service Enterprise Group Incorporated
GLD / SPDR Gold Trust
BA / The Boeing Company
NG / NovaGold Resources Inc.
MFC / Manulife Financial Corporation
ADP / Automatic Data Processing, Inc.
DUK / Duke Energy Corporation
TRV / The Travelers Companies, Inc.
NEE / NextEra Energy, Inc.
AMT / American Tower Corporation
CHD / Church & Dwight Co., Inc.
PNC / The PNC Financial Services Group, Inc.
GOOG / Alphabet Inc.
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
BMY / Bristol-Myers Squibb Company
ED / Consolidated Edison, Inc.
EOG / EOG Resources, Inc.
URI / United Rentals, Inc.
T / AT&T Inc.
DVY / iShares Trust - iShares Select Dividend ETF
FDN / First Trust Exchange-Traded Fund - First Trust Dow Jones Internet Index Fund
JCI / Johnson Controls International plc
LOW / Lowe's Companies, Inc.
SJM / The J. M. Smucker Company
EBAY / eBay Inc.
TKR / The Timken Company
BDX / Becton, Dickinson and Company
AWK / American Water Works Company, Inc.
CB / Chubb Limited
VRTX / Vertex Pharmaceuticals Incorporated
DD / DuPont de Nemours, Inc.
SO / The Southern Company
LLY / Eli Lilly and Company
DIA / SPDR Dow Jones Industrial Average ETF Trust
TTC / The Toro Company
SPG / Simon Property Group, Inc.
HON / Honeywell International Inc.
CL / Colgate-Palmolive Company
HD / The Home Depot, Inc.
LHX / L3Harris Technologies, Inc.
PFE / Pfizer Inc.
CSQ / Calamos Strategic Total Return Fund
ALKS / Alkermes plc
O / Realty Income Corporation
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
SPY / SPDR S&P 500 ETF
CSCO / Cisco Systems, Inc.
MU / Micron Technology, Inc.
FBIN / Fortune Brands Innovations, Inc.
GLP / Global Partners LP - Limited Partnership
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
CMS / CMS Energy Corporation
GPC / Genuine Parts Company
QDF / FlexShares Trust - FlexShares Quality Dividend Index Fund
WMT / Walmart Inc.
VZ / Verizon Communications Inc.
PSX / Phillips 66
F / Ford Motor Company
AMZN / Amazon.com, Inc.
US0549371070 / BB&T Corp.
IAG / IAMGOLD Corporation
WSM / Williams-Sonoma, Inc.
BP / BP p.l.c. - Depositary Receipt (Common Stock)
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
FDL / First Trust Exchange-Traded Fund - First Trust Morningstar Dividend Leaders Index Fund
TEL / TE Connectivity plc
GNW / Genworth Financial, Inc.
CMCSA / Comcast Corporation
ES / Eversource Energy
ENS / EnerSys
MA / Mastercard Incorporated
PRU / Prudential Financial, Inc.
META / Meta Platforms, Inc.
CSX / CSX Corporation
KOPN / Kopin Corporation
EA / Electronic Arts Inc.
MRK / Merck & Co., Inc.
STX / Seagate Technology Holdings plc
MTB / M&T Bank Corporation
MMC / Marsh & McLennan Companies, Inc.
WELL / Welltower Inc.
WM / Waste Management, Inc.
PAAS / Pan American Silver Corp.
PEP / PepsiCo, Inc.
CLNE / Clean Energy Fuels Corp.
AEP / American Electric Power Company, Inc.
JPM / JPMorgan Chase & Co.
CVX / Chevron Corporation
XOM / Exxon Mobil Corporation
LYB / LyondellBasell Industries N.V.
ITW / Illinois Tool Works Inc.
TXN / Texas Instruments Incorporated
ABBV / AbbVie Inc.
SYY / Sysco Corporation
PYPL / PayPal Holdings, Inc.
UPS / United Parcel Service, Inc.
ABT / Abbott Laboratories
KWR / Quaker Chemical Corporation
C / Citigroup Inc.
HDV / iShares Trust - iShares Core High Dividend ETF
FAS / Direxion Shares ETF Trust - Direxion Daily Financial Bull 3X Shares
EPD / Enterprise Products Partners L.P. - Limited Partnership
LMT / Lockheed Martin Corporation
MDT / Medtronic plc
GIS / General Mills, Inc.
BX / Blackstone Inc.
HOV / Hovnanian Enterprises, Inc.
CVS / CVS Health Corporation
BWA / BorgWarner Inc.
DIS / The Walt Disney Company
CVM / CEL-SCI Corporation
TROW / T. Rowe Price Group, Inc.
TM / Toyota Motor Corporation - Depositary Receipt (Common Stock)
K / Kellanova
CAH / Cardinal Health, Inc.
FI / Fiserv, Inc.
NSC / Norfolk Southern Corporation
KHC / The Kraft Heinz Company
OKE / ONEOK, Inc.
POR / Portland General Electric Company
IBM / International Business Machines Corporation
EXC / Exelon Corporation
TWO / Two Harbors Investment Corp.
HRL / Hormel Foods Corporation
MS / Morgan Stanley
WBA / Walgreens Boots Alliance, Inc.
CAG / Conagra Brands, Inc.
KMB / Kimberly-Clark Corporation
PM / Philip Morris International Inc.
PFN / PIMCO Income Strategy Fund II
DNOW / DNOW Inc.
LUMN / Lumen Technologies, Inc.
VEEV / Veeva Systems Inc.
LEG / Leggett & Platt, Incorporated
CLX / The Clorox Company
ELV / Elevance Health, Inc.
WPC / W. P. Carey Inc.
JNJ / Johnson & Johnson
APD / Air Products and Chemicals, Inc.
AMGN / Amgen Inc.
CMG / Chipotle Mexican Grill, Inc.
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
NVS / Novartis AG - Depositary Receipt (Common Stock)
NWPX / NWPX Infrastructure, Inc.
ORCL / Oracle Corporation
AMAT / Applied Materials, Inc.
HIG / The Hartford Insurance Group, Inc.