Market Value30,595,259,000
Total Holdings795
File Date2013-07-12
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
ADT / ADT Inc.
AFL / Aflac Incorporated
AGCO / AGCO Corporation
GAS / AGL Resources Inc.
AES / The AES Corporation
AKS / AK Steel Holding Corp.
RDOG / ALPS ETF Trust - ALPS REIT Dividend Dogs ETF
AMLP / ALPS ETF Trust - Alerian MLP ETF
T / AT&T Inc.
AAN / The Aaron's Company, Inc.
ABT / Abbott Laboratories
ABBV / AbbVie Inc.
AAP / Advance Auto Parts, Inc.
ABCO / Advisory Board Co. (The)
AET / Aetna, Inc.
AMG / Affiliated Managers Group, Inc.
A / Agilent Technologies, Inc.
AGU / Agrium Inc.
HSBC / HSBC Holdings plc - Depositary Receipt (Common Stock)
ARG / Airgas, Inc.
AKAM / Akamai Technologies, Inc.
ARNC / Arconic Corporation
CVX / Chevron Corporation
JRI / Nuveen Real Asset Income and Growth Fund
Y / Alleghany Corp.
ADS / Bread Financial Holdings Inc
ARLP / Alliance Resource Partners, L.P. - Limited Partnership
AWF / AllianceBernstein Global High Income Fund
ACG / ALLIANCEBERNSTEIN INCOME FUND INC
NCZ / Virtus Convertible & Income Fund II
ALL / The Allstate Corporation
MO / Altria Group, Inc.
AMZN / Amazon.com, Inc.
AMBC / Ambac Financial Group, Inc.
AMX / América Móvil, S.A.B. de C.V. - Depositary Receipt (Common Stock)
AMBKP / American Capital Trust I - Preferred Security
AEP / American Electric Power Company, Inc.
AXP / American Express Company
AIG / American International Group, Inc.
VER / VEREIT Inc
AMT / American Tower Corporation
COR / Cencora, Inc.
AMGN / Amgen Inc.
APH / Amphenol Corporation
US0325111070 / Anadarko Petroleum Corp.
NLY / Annaly Capital Management, Inc.
ANSS / ANSYS, Inc.
APA / APA Corporation
AINV / Apollo Investment Corporation
AAPL / Apple Inc. Put
AAPL / Apple Inc.
ADM / Archer-Daniels-Midland Company
OKE / ONEOK, Inc.
ARCC / Ares Capital Corporation
* ARKANSAS BEST CORP DE / (040790107)
AHH / Armada Hoffler Properties, Inc.
AHT / Ashford Hospitality Trust, Inc.
AZN / AstraZeneca PLC - Depositary Receipt (Common Stock)
ATRI / Atrion Corporation
ALV / Autoliv, Inc.
ADP / Automatic Data Processing, Inc.
AXLL / Axiall Corporation
US0549371070 / BB&T Corp.
US0549371070 / BB&T Corp.
BGS / B&G Foods, Inc.
CI / The Cigna Group
BCEXF / BCE Inc. - Preferred Stock
BP / BP p.l.c. - Depositary Receipt (Common Stock)
BAC / Bank of America Corporation
BMO / Bank of Montreal
BK / The Bank of New York Mellon Corporation
BCS / Barclays PLC - Depositary Receipt (Common Stock)
BCS.PRA / Barclays Bank plc, 7.10% Non-cum Callable Dollar Preference Shares Series 3 ADR
GOLD / Barrick Mining Corporation
GOLD / Barrick Mining Corporation Call
BBG / Bill Barrett Corp.
BAX / Baxter International Inc.
BEAV / B/E Aerospace, Inc.
BDX / Becton, Dickinson and Company
BBBY / Bed Bath & Beyond, Inc.
BRK.A / Berkshire Hathaway Inc.
BRK.B / Berkshire Hathaway Inc.
BHP / BHP Group Limited - Depositary Receipt (Common Stock)
BME / BlackRock Health Sciences Trust
BKCC / BlackRock Capital Investment Corporation
BIIB / Biogen Inc.
XCIIX / BlackRock Enhanced Capital and
BGB / Blackstone Strategic Credit 2027 Term Fund
BWP / Boardwalk Pipeline Partners L.P
BA / The Boeing Company
BMY / Bristol-Myers Squibb Company
GLD / SPDR Gold Trust
BRCM / Broadcom Corporation
BR / Broadridge Financial Solutions, Inc.
BAMH / Brookfield Finance Inc - 4.625% NT REDEEM 16/10/2080 USD 25
US1182301010 / Buckeye Partners, L.P.
19041P105 / CBS Corp.
CIT / CIT Group Inc
CMS / CMS Energy Corporation
126132109 / CNOOC Ltd.
CSX / CSX Corporation
SCU / Sculptor Capital Management Inc - Class A
CVS / CVS Health Corporation
CYS / CYS Investments, Inc.
CAIAF / CA Immobilien Anlagen AG
CALM / Cal-Maine Foods, Inc.
CHW / Calamos Global Dynamic Income Fund
CAM / Cameron International Corporation
CPB / The Campbell's Company
CNI / Canadian National Railway Company
CNQ / Canadian Natural Resources Limited
CP / Canadian Pacific Kansas City Limited
COF / Capital One Financial Corporation
CAH / Cardinal Health, Inc.
CFN / CareFusion Corporation
CG / The Carlyle Group Inc.
CCL / Carnival Corporation & plc
CRI / Carter's, Inc.
CAT / Caterpillar Inc.
CNC / Centene Corporation
LUMN / Lumen Technologies, Inc.
CERN / Cerner Corp.
GTLS / Chart Industries, Inc.
LNG / Cheniere Energy, Inc.
CBI / Chicago Bridge & Iron Co., N.V.
US16941M1099 / China Mobile Ltd.
CMG / Chipotle Mexican Grill, Inc.
CB / Chubb Limited
CNK / Cinemark Holdings, Inc.
CSCO / Cisco Systems, Inc.
C / Citigroup Inc.
CTXS / Citrix Systems, Inc.
CLC / CLARCOR Inc.
WMCR / Wilshire Micro-Cap ETF
CLAYMORE EXCHANGE TRD FD TR / GUGG CRP BD 2 (18383M589)
XCEMX / Clearbridge Energy MLP Fund Inc
CLF / Cleveland-Cliffs Inc. Call
TPR / Tapestry, Inc.
KO / The Coca-Cola Company
CTSH / Cognizant Technology Solutions Corporation
CNS / Cohen & Steers, Inc.
UTF / Cohen & Steers Infrastructure Fund, Inc
LDP / Cohen & Steers Limited Duration Preferred and Income Fund, Inc.
FOF / Cohen & Steers Closed-End Opportunity Fund, Inc.
CL / Colgate-Palmolive Company
DBRG / DigitalBridge Group, Inc.
COLM / Columbia Sportswear Company
CMCSA / Comcast Corporation
PLCMP0000017 / Comp SA
CODI / Compass Diversified
CSC / Computer Sciences Corp.
CAG / Conagra Brands, Inc.
COP / ConocoPhillips
GLW / Corning Incorporated
CEB / CEB Inc.
COST / Costco Wholesale Corporation
CVD / Covance, Inc.
CVA / Covanta Holding Corporation
US22542D8294 / VelocityShares Daily Inverse VIX Medium Term ETN S&P 500 VIX MTF Index 12/4/2030
MLPN / Credit Suisse Cushing 30 MLP Index ETN due on 4/20/2020
* CROSSTEX ENERGY L P / (22765U102)
CMI / Cummins Inc.
XSRFX / Cushing Royalty & Income Fund
DLLR / Dfc Global Corp.
DNP / DNP Select Income Fund Inc.
DWS MUN INCOME TR / (23338M106)
DHR / Danaher Corporation
DAR / Darling Ingredients Inc.
DVA / DaVita Inc.
DE / Deere & Company
DAL / Delta Air Lines, Inc.
/ Denbury Resources, Inc.
DVN / Devon Energy Corporation
DEO / Diageo plc - Depositary Receipt (Common Stock)
/ U.S. Concrete, Inc.
DIS / The Walt Disney Company
DFS / Discover Financial Services
DTV / DTE Energy Company
DLTR / Dollar Tree, Inc.
D / Dominion Energy, Inc.
UFS / Domtar Corporation
RRD / R.R. Donnelley & Sons Co.
DSL / DoubleLine Income Solutions Fund
DOV / Dover Corporation
* DOW CHEM CO / (260543103)
KDP / Keurig Dr Pepper Inc.
DOW / Dow Inc.
DUK / Duke Energy Corporation
DX / Dynex Capital, Inc.
EGA EMERGING GLOBAL SHS TR / LOW VOL EM DI (268461654)
EGA EMERGING GLOBAL SHS TR / EGS EMKTCONS (268461779)
EMC / Global X Funds - Global X Emerging Markets Great Consumer ETF
EOG / EOG Resources, Inc.
XCO / EXCO Resources, Inc.
US2782651036 / Eaton Vance Corp.
EOS / Eaton Vance Enhanced Equity Income Fund II
EIM / Eaton Vance Municipal Bond Fund
ETY / Eaton Vance Tax-Managed Diversified Equity Income Fund
XETWX / Eaton Vance Tax-Managed Global
EBAY / eBay Inc.
ECL / Ecolab Inc.
EDGEN GROUP INC / CL A (28014Q107)
EMR / Emerson Electric Co.
SXL / Sunoco Logistics Partners L.P.
ETG / Eaton Vance Tax-Advantaged Global Dividend Income Fund
EPD / Enterprise Products Partners L.P. - Limited Partnership
EFX / Equifax Inc.
ESS / Essex Property Trust, Inc.
FDUS / Fidus Investment Corporation
YMLP / Yorkville High Income MLP ETF
EXC / Exelon Corporation
EXPD / Expeditors International of Washington, Inc.
ESRX / Express Scripts Holding Co.
XOM / Exxon Mobil Corporation
XOM / Exxon Mobil Corporation Call
FTI / TechnipFMC plc
META / Meta Platforms, Inc.
FDO /
FAST / Fastenal Company
FDX / FedEx Corporation
FITB / Fifth Third Bancorp
FCFS / FirstCash Holdings, Inc.
C.WSA / Citigroup, Inc.
FNFG / First Niagara Financial Group, Inc.
FDL / First Trust Exchange-Traded Fund - First Trust Morningstar Dividend Leaders Index Fund
FDM / First Trust Exchange-Traded Fund - First Trust Dow Jones Select MicroCap Index Fund
FEO / First Trust-abrdn Emerging Opportunity Fund
FBT / First Trust Exchange-Traded Fund - First Trust NYSE Arca Biotechnology Index Fund
FDN / First Trust Exchange-Traded Fund - First Trust Dow Jones Internet Index Fund
QQXT / First Trust Exchange-Traded Fund - First Trust NASDAQ-100 Ex-Technology Sector Index Fund
FVD / First Trust Exchange-Traded Fund - First Trust Value Line Dividend Index Fund
FEX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Core AlphaDEX Fund
FXD / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Discretionary AlphaDEX Fund
FXG / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Staples AlphaDEX Fund
FXN / First Trust Exchange-Traded AlphaDEX Fund - First Trust Energy AlphaDEX Fund
FXO / First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund
FXH / First Trust Exchange-Traded AlphaDEX Fund - First Trust Health Care AlphaDEX Fund
FXR / First Trust Exchange-Traded AlphaDEX Fund - First Trust Industrials/Producer Durables AlphaDEX Fund
FXZ / First Trust Exchange-Traded AlphaDEX Fund - First Trust Materials AlphaDEX Fund
FXL / First Trust Exchange-Traded AlphaDEX Fund - First Trust Technology AlphaDEX Fund
FXU / First Trust Exchange-Traded AlphaDEX Fund - First Trust Utilities AlphaDEX Fund
FYX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Core AlphaDEX Fund
FNX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Mid Cap Core AlphaDEX Fund
FTA / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Value AlphaDEX Fund
FDD / First Trust Exchange-Traded Fund II - First Trust STOXX European Select Dividend Index Fund
FYT / First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Value AlphaDEX Fund
FIF / First Trust Energy Infrastructure Fund
EMLP / First Trust Exchange-Traded Fund IV - First Trust North American Energy Infrastructure Fund
FSD / First Trust High Income Long/Short Fund
FEI / First Trust MLP and Energy Income Fund
FISV / Fiserv, Inc.
FE / FirstEnergy Corp.
FFC / Flaherty & Crumrine Preferred Securities Income Fund Inc.
FLR / Fluor Corporation
FLS / Flowserve Corporation
F / Ford Motor Company
FOSL / Fossil Group, Inc.
BEN / Franklin Resources, Inc.
FCX / Freeport-McMoRan Inc.
GFIG / GFI Group, Inc.
GGN / GAMCO Global Gold, Natural Resources & Income Trust
GME / GameStop Corp.
GCI / Gannett Co., Inc.
BGC / BGC Group, Inc.
GE / General Electric Company
GIS / General Mills, Inc.
GEL / Genesis Energy, L.P. - Limited Partnership
GPC / Genuine Parts Company
GILD / Gilead Sciences, Inc.
GOOGL / Alphabet Inc.
GGG / Graco Inc.
GEF.B / Greif, Inc.
SAN / Banco Santander, S.A. - Depositary Receipt (Common Stock)
GOF / Guggenheim Strategic Opportunities Fund
HCA / HCA Healthcare, Inc.
HCC / Warrior Met Coal, Inc.
PEAK / Healthpeak Properties, Inc.
HKRS / Halcon Resources Corp.
HAL / Halliburton Company
BTO / John Hancock Financial Opportunities Fund
HBI / Hanesbrands Inc.
THG / The Hanover Insurance Group, Inc.
LHX / L3Harris Technologies, Inc.
HIG / The Hartford Insurance Group, Inc.
HTS / Hatteras Financial Corp.
HCN / Welltower Inc.
HP / Helmerich & Payne, Inc.
JKHY / Jack Henry & Associates, Inc.
HTGC / Hercules Capital, Inc.
HRI / Herc Holdings Inc.
HXL / Hexcel Corporation
HFC / HollyFrontier Corp
HD / The Home Depot, Inc.
HON / Honeywell International Inc.
HMN / Horace Mann Educators Corporation
HST / Host Hotels & Resorts, Inc.
HUBB / Hubbell Incorporated
HUM / Humana Inc.
HBAN / Huntington Bancshares Incorporated
IEX / IDEX Corporation
IDXX / IDEXX Laboratories, Inc.
ITW / Illinois Tool Works Inc.
INTC / Intel Corporation
INTC / Intel Corporation Call
US00C4U1L353 / Mylan N.V.
IBM / International Business Machines Corporation
IGT / International Game Technology PLC
IP / International Paper Company
ISIL / Intersil Corp.
INTU / Intuit Inc.
ISRG / Intuitive Surgical, Inc.
IPI / Intrepid Potash, Inc.
VKQ / Invesco Municipal Trust
IIM / Invesco Value Municipal Income Trust
IRM / Iron Mountain Incorporated
IAU / iShares Gold Trust
EWA / iShares, Inc. - iShares MSCI Australia ETF
EWC / iShares, Inc. - iShares MSCI Canada ETF
EZU / iShares, Inc. - iShares MSCI Eurozone ETF
THD / iShares, Inc. - iShares MSCI Thailand ETF
EPP / iShares, Inc. - iShares MSCI Pacific ex Japan ETF
* ISHARES INC / MSCI UTD KING (464286699)
EWL / iShares, Inc. - iShares MSCI Switzerland ETF
EWY / iShares, Inc. - iShares MSCI South Korea ETF
EWG / iShares, Inc. - iShares MSCI Germany ETF
IHRMF / iShares Public Limited Company - iShares MSCI Japan UCITS ETF USD (Dist)
OEF / iShares Trust - iShares S&P 100 ETF
DVY / iShares Trust - iShares Select Dividend ETF
TIP / iShares Trust - iShares TIPS Bond ETF
IVV / iShares Trust - iShares Core S&P 500 ETF
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
IVW / iShares Trust - iShares S&P 500 Growth ETF
IVE / iShares Trust - iShares S&P 500 Value ETF
TLT / iShares Trust - iShares 20+ Year Treasury Bond ETF
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
EFA / iShares Trust - iShares MSCI EAFE ETF
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
IGV / iShares Trust - iShares Expanded Tech-Software Sector ETF
IGM / iShares Trust - iShares Expanded Tech Sector ETF
IBB / iShares Trust - iShares Biotechnology ETF
ICF / iShares Trust - iShares Select U.S. REIT ETF
IYC / iShares Trust - iShares U.S. Consumer Discretionary ETF
IWD / iShares Trust - iShares Russell 1000 Value ETF
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
IWF / iShares Trust - iShares Russell 1000 Growth ETF
IWB / iShares Trust - iShares Russell 1000 ETF
IWM / iShares Trust - iShares Russell 2000 ETF
IDU / iShares Trust - iShares U.S. Utilities ETF
IJJ / iShares Trust - iShares S&P Mid-Cap 400 Value ETF
IYW / iShares Trust - iShares U.S. Technology ETF
IYR / iShares Trust - iShares U.S. Real Estate ETF
IYJ / iShares Trust - iShares U.S. Industrials ETF
IYF / iShares Trust - iShares U.S. Financials ETF
IYE / iShares Trust - iShares U.S. Energy ETF
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
LYTS / LSI Industries Inc.
IYK / iShares Trust - iShares U.S. Consumer Staples ETF
ILCV / iShares Trust - iShares Morningstar Value ETF
ACWX / iShares Trust - iShares MSCI ACWI ex U.S. ETF
SCZ / iShares Trust - iShares MSCI EAFE Small-Cap ETF
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
CMF / iShares Trust - iShares California Muni Bond ETF
MUB / iShares Trust - iShares National Muni Bond ETF
IDV / iShares Trust - iShares International Select Dividend ETF
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
MBB / iShares Trust - iShares MBS ETF
USIG / iShares Trust - iShares Broad USD Investment Grade Corporate Bond ETF
IGIB / iShares Trust - iShares 5-10 Year Investment Grade Corporate Bond ETF
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
TLH / iShares Trust - iShares 10-20 Year Treasury Bond ETF
IEI / iShares Trust - iShares 3-7 Year Treasury Bond ETF
SHV / iShares Trust - iShares Short Treasury Bond ETF
PFF / iShares Trust - iShares Preferred and Income Securities ETF
EFV / iShares Trust - iShares MSCI EAFE Value ETF
SLV / iShares Silver Trust
IEMG / iShares, Inc. - iShares Core MSCI Emerging Markets ETF
465685105 / ITC Holdings Corp.
ITRI / Itron, Inc.
JPM / JPMorgan Chase & Co.
AMJ / JPMorgan Alerian MLP Index ETN - Corporate Bond/Note
JBL / Jabil Inc.
J / Jacobs Solutions Inc.
BOTJ / Bank of the James Financial Group, Inc.
JNJ / Johnson & Johnson
JCI / Johnson Controls International plc
JOY / Joy Global, Inc.
KLAC / KLA Corporation
KDN / Kaydon Corp
KED / Kayne Anderson Energy Development Company
K / Kellanova
KEG / Key Energy Services, Inc.
KMB / Kimberly-Clark Corporation
KMP /
KMI / Kinder Morgan, Inc.
KMI / Kinder Morgan, Inc.
KGC / Kinross Gold Corporation
KEX / Kirby Corporation
KRFT /
KKD / Krispy Kreme Doughnuts, Inc.
KR / The Kroger Co.
LKQ / LKQ Corporation
LH / Labcorp Holdings Inc.
LSTR / Landstar System, Inc.
LVS / Las Vegas Sands Corp.
EL / The Estée Lauder Companies Inc.
LEG / Leggett & Platt, Incorporated
LEN / Lennar Corporation
JEF / Jefferies Financial Group Inc.
XUSAX / Liberty All Star Equity Fund
LLY / Eli Lilly and Company
LECO / Lincoln Electric Holdings, Inc.
LNC / Lincoln National Corporation
LNCO / Linn Co, LLC
LINE / Lineage, Inc.
LMT / Lockheed Martin Corporation
L / Loews Corporation
LO /
LPX / Louisiana-Pacific Corporation
LOW / Lowe's Companies, Inc.
MGM / MGM Resorts International
US5538291023 / MVC Capital, Inc.
MFD / Macquarie/First Trust Global Infrastructure/Utilities Dividend & Income Fund
MIC / Macquarie Infrastructure Holdings LLC - Units
MAIN / Main Street Capital Corporation
MMD / NYLI MacKay DefinedTerm Muni Opportunities Fund
MFC / Manulife Financial Corporation
MRO / Marathon Oil Corporation
MPC / Marathon Petroleum Corporation
* MARKET VECTORS ETF TR / GOLD MINER ET (57060U100)
* MARKET VECTORS ETF TR / JR GOLD MINER (57060U589)
* MARKET VECTORS ETF TR / COAL ETF (57060U837)
MARKET VECTORS ETF TR / MKTVEC INTMUE (57060U845)
* MARKET VECTORS ETF TR / HG YLD MUN ET (57060U878)
MWE / MarkWest Energy Partners, LP
MA / Mastercard Incorporated
57772K101 / Maxim Integrated Products Inc.
MKC / McCormick & Company, Incorporated
/ McDermott International, Inc.
MCD / McDonald's Corporation
MCK / McKesson Corporation
MJN / Mead Johnson Nutrition Co.
MWV /
US58503F5026 / Medley Capital Corp.
MDT / Medtronic plc
AMPY / Amplify Energy Corp.
MRK / Merck & Co., Inc.
MDP / Meredith Holdings Corp
MET / MetLife, Inc.
MSFT / Microsoft Corporation
MCHP / Microchip Technology Incorporated
MUFG / Mitsubishi UFJ Financial Group, Inc. - Depositary Receipt (Common Stock)
MHK / Mohawk Industries, Inc.
MOLX / Molex Inc
MOLX / Molex Inc
MDLZ / Mondelez International, Inc.
MRCC / Monroe Capital Corporation
61166W101 / Monsanto Co.
MS / Morgan Stanley
MSD / Morgan Stanley Emerging Markets Debt Fund, Inc.
MOS / The Mosaic Company
MWA / Mueller Water Products, Inc.
MYGN / Myriad Genetics, Inc.
NGL / NGL Energy Partners LP - Limited Partnership
NGG / National Grid plc - Depositary Receipt (Common Stock)
NATI / National Instruments Corp.
NOV / NOV Inc.
NNN / NNN REIT, Inc.
NRP / Natural Resource Partners L.P. - Limited Partnership
NTAP / NetApp, Inc.
64126X201 / NeuStar, Inc.
NML / Neuberger Berman Energy Infrastructure and Income Fund Inc.
NMFC / New Mountain Finance Corporation
NRZ / New Residential Investment Corp
NCT.PRD / Newcastle Investment Corp.
NFX / Newfield Exploration Company
NEM / Newmont Corporation
NWSA / News Corporation
NEE / NextEra Energy, Inc.
NKE / NIKE, Inc.
NMR / Nomura Holdings, Inc. - Depositary Receipt (Common Stock)
NDSN / Nordson Corporation
NSC / Norfolk Southern Corporation
NG / NovaGold Resources Inc.
NVS / Novartis AG - Depositary Receipt (Common Stock)
NVO / Novo Nordisk A/S - Depositary Receipt (Common Stock)
NUAN / Nuance Communications Inc
NUE / Nucor Corporation
NNC / Nuveen North Carolina Premium Income Municipal Fund, Inc.
NPV / Nuveen Virginia Quality Municipal Income Fund
NEA / Nuveen AMT-Free Quality Municipal Income Fund
NMZ / Nuveen Municipal High Income Opportunity Fund
NUW / Nuveen AMT-Free Municipal Value Fund
NXZ / Nuveen Dividend Advantage Municipal Fund 2
NVG / Nuveen AMT-Free Municipal Credit Income Fund
JQC / Nuveen Credit Strategies Income Fund
NVE / Nv Energy, Inc.
XNBBX / Nuveen Build America Bond Fund
JMF / Nuveen Energy MLP Total Return Fund
JPI / Nuveen Preferred Securities & Income Opportunities Fund
OGE / OGE Energy Corp.
NUV / Nuveen Municipal Value Fund, Inc.
NQS / Nuveen Select Quality Municipal Fund, Inc.
OAK / Oaktree Capital Group, LLC
OXY / Occidental Petroleum Corporation
SCU / Sculptor Capital Management Inc - Class A
ORI / Old Republic International Corporation
OCR /
OMC / Omnicom Group Inc.
OKS / ONEOK Partners, L.P.
ORCL / Oracle Corporation
OMI / Owens & Minor, Inc.
US69329Y1047 / PDL BioPharma, Inc.
PPL / PPL Corporation
PVH / PVH Corp.
PVR / PVR PARTNERS L P
PAYX / Paychex, Inc.
BTU / Peabody Energy Corporation
PSO / Pearson plc - Depositary Receipt (Common Stock)
JCP / J.C. Penney Co., Inc.
PEP / PepsiCo, Inc.
TLK / Perusahaan Perseroan (Persero) PT Telekomunikasi Indonesia Tbk - Depositary Receipt (Common Stock)
PBR / Petróleo Brasileiro S.A. - Petrobras - Depositary Receipt (Common Stock)
PFE / Pfizer Inc.
PM / Philip Morris International Inc.
PSX / Phillips 66
PNY / Piedmont Natural Gas Co., Inc.
XPFLX / PIMCO Income Strategy Fund
BOND / PIMCO ETF Trust - PIMCO Active Bond Exchange-Traded Fund
HYS / PIMCO ETF Trust - PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
XPDIX / PIMCO Dynamic Income Fund
PCI / PGIM ETF Trust - PGIM Corporate Bond 5-10 Year ETF
MHI / Pioneer Municipal High Income Fund, Inc.
PXD / Pioneer Natural Resources Company
PXD / Pioneer Natural Resources Company Put
PXD / Pioneer Natural Resources Company Call
PAA / Plains All American Pipeline, L.P. - Limited Partnership
PCL / PGIM ETF Trust - PGIM Corporate Bond 10+ Year ETF
PII / Polaris Inc.
POT / Potash Corp. of Saskatchewan, Inc.
* POWERSHARES QQQ TRUST / UNIT SER 1 (73935A104)
DBC / Invesco DB Commodity Index Tracking Fund
* POWERSHARES ETF TRUST / DWA TECH LDRS (73935X153)
PGF / Invesco Exchange-Traded Fund Trust - Invesco Financial Preferred ETF
* POWERSHARES ETF TRUST / DYNA BUYBK AC (73935X286)
* POWERSHARES ETF TRUST / FTSE RAFI 100 (73935X583)
* POWERSHARES ETF TRUST / DYNM LRG CP G (73935X609)
* POWERSHARES ETF TRUST / INTL DIV ACHV (73935X716)
POWERSHARES ETF TRUST II / DWA DEVEL MKT (73936Q108)
* POWERSHARES ETF TRUST / DWA EMRG MKTS (73936Q207)
MSLEX / Morgan Stanley Institutional Fund Trust. - MSIFT Senior Loan Portfolio USD Cls IS
* POWERSHARES ETF TRUST / CEF INC COMPS (73936Q843)
US73936T4748 / POWERSHARES NATIONAL AMT-
* POWERSHARES GLOBAL ET / FDM HG YLD RA (73936T557)
* POWERSHARES GLOBAL ET / AGG PFD PORT (73936T565)
* POWERSHARES GLOBAL ET / SOVEREIGN DEB (73936T573)
* POWERSHARES GLOBAL ET / EMER MRKT POR (73936T763)
POWERSHARES GLOBAL ETF TRUST / DEV MKTS EX-U (73936T789)
POWERSHARES ETF TR II / BUILD AMER ET (73937B407)
* POWERSHARES ETF TR II / S&P500 LOW VO (73937B779)
POWERSHARES ETF TR II / S&P500 HGH BE (73937B829)
PCP / Precision Castparts Corporation
TROW / T. Rowe Price Group, Inc.
BKNG / Booking Holdings Inc.
PG / The Procter & Gamble Company
TBT / ProShares Trust - ProShares UltraShort 20+ Year Treasury
PST / ProShares Trust - ProShares UltraShort 7-10 Year Treasury
SVXY / ProShares Trust II - ProShares Short VIX Short-Term Futures ETF
GHY / PGIM Global High Yield Fund, Inc
GSK / GSK plc - Depositary Receipt (Common Stock)
QCOM / QUALCOMM Incorporated
QLTY / The 2023 ETF Series Trust II - GMO U.S. Quality ETF
RLI / RLI Corp.
RTN / Raytheon Co.
O / Realty Income Corporation
RWT / Redwood Trust, Inc.
RS / Reliance, Inc.
RSG / Republic Services, Inc.
RAI / Reynolds American, Inc.
RIO / Rio Tinto Group - Depositary Receipt (Common Stock)
772739207 / Rock-Tenn
ROC / ROC Energy Acquisition Corp
RCI / Rogers Communications Inc.
ROP / Roper Technologies, Inc.
777779307 / Rosetta Resources, Inc.
ROST / Ross Stores, Inc.
RY / Royal Bank of Canada
RBSPF / NatWest Group plc
RBSPF / NatWest Group plc
RDS.B / Shell Plc - ADR
RDS.A / Shell Plc - ADR (Representing Ordinary Shares - Class A)
RDS.A / Shell Plc - ADR (Representing Ordinary Shares - Class A) Put
RGLD / Royal Gold, Inc.
R / Ryder System, Inc.
RMS / Rydex ETF Trust
RYT / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Technology ETF
RYH / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Health Care ETF
SEIC / SEI Investments Company
SPY / SPDR S&P 500 ETF Put
SPY / SPDR S&P 500 ETF
EDIV / SPDR Index Shares Funds - SPDR S&P Emerging Markets Dividend ETF
HYMB / SPDR Series Trust - SPDR Nuveen ICE High Yield Municipal Bond ETF
SPYG / SPDR Series Trust - SPDR Portfolio S&P 500 Growth ETF
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
SPDR SERIES TRUST / NUVN BR SHT M (78464A425)
* SPDR SERIES TRUST / NUVN BRCLY MU (78464A458)
SPYV / SPDR Series Trust - SPDR Portfolio S&P 500 Value ETF
RWR / SPDR Series Trust - SPDR Dow Jones REIT ETF
KRE / SPDR Series Trust - SPDR S&P Regional Banking ETF
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
KIE / SPDR Series Trust - SPDR S&P Insurance ETF
XHB / SPDR Series Trust - SPDR S&P Homebuilders ETF
MDY / SPDR S&P MidCap 400 ETF Trust
SJNK / SPDR Series Trust - SPDR Bloomberg Short Term High Yield Bond ETF
SWYDF / Stornoway Diamond Corporation
CRM / Salesforce, Inc.
SD / SandRidge Energy, Inc.
SNY / Sanofi - Depositary Receipt (Common Stock)
SAR / Saratoga Investment Corp.
SLB / Schlumberger Limited
SCHW / The Charles Schwab Corporation
XLB / The Select Sector SPDR Trust - The Materials Select Sector SPDR Fund
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
XLP / The Select Sector SPDR Trust - The Consumer Staples Select Sector SPDR Fund
XLY / The Select Sector SPDR Trust - The Consumer Discretionary Select Sector SPDR Fund
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
SNH / Senior Housing Properties Trust
SHBI / Shore Bancshares, Inc.
SIEGY / Siemens Aktiengesellschaft - Depositary Receipt (Common Stock)
82735Q102 / Silver Bay Realty Trust Corp.
SPG / Simon Property Group, Inc.
SMT / SMART Technologies Inc.
SFD / Smithfield Foods, Inc.
SJM / The J. M. Smucker Company
SLRC / SLR Investment Corp.
SO / The Southern Company
SCCO / Southern Copper Corporation
847560109 / Spectra Energy Corp.
SRC / Spirit Realty Capital, Inc.
PHYS / Sprott Physical Gold Trust
SPLS / Staples, Inc.
SBUX / Starbucks Corporation
STWD / Starwood Property Trust, Inc.
STT / State Street Corporation
SRCL / Stericycle, Inc.
SPH / Suburban Propane Partners, L.P. - Limited Partnership
SU / Suncor Energy Inc.
STI / Solidion Technology, Inc.
GRU / AB Svensk Exportkredit - ZC SP ETN REDEEM 14/02/2023 USD 10
SYT / SYLA Technologies Co., Ltd. - Depositary Receipt (Common Stock)
SYNT / Syntel, Inc.
US87233Q1085 / TC Pipelines, LP
/ TD AmeriTrade Holding Corp.
OXSQ / Oxford Square Capital Corp.
TJX / The TJX Companies, Inc.
TSM / Taiwan Semiconductor Manufacturing Company Limited - Depositary Receipt (Common Stock)
TAL / TAL Education Group - Depositary Receipt (Common Stock)
SKT / Tanger Inc.
TGT / Target Corporation
TU / TELUS Corporation
TS / Tenaris S.A. - Depositary Receipt (Common Stock)
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
TXN / Texas Instruments Incorporated
TMO / Thermo Fisher Scientific Inc.
THO / THOR Industries, Inc.
MMM / 3M Company
TDW / Tidewater Inc.
THI / Tim Hortons, Inc.
TWX / Warner Media LLC
TWC / Spectrum Management Holding Company LLC
TKR / The Timken Company
TITN / Titan Machinery Inc.
TYG / Tortoise Energy Infrastructure Corporation
TPZ / Tortoise Essential Energy Fund
NTG / Tortoise Midstream Energy Fund, Inc.
NDP / Tortoise Energy Independence Fund, Inc.
/ Total S.A.
891894107 / Towers Watson & Co.
TM / Toyota Motor Corporation - Depositary Receipt (Common Stock)
TSCO / Tractor Supply Company
TSRE / Trade Street Residential, Inc.
TRV / The Travelers Companies, Inc.
BBDC / Barings BDC, Inc.
TRN / Trinity Industries, Inc.
TUP / Tupperware Brands Corporation
ULSGF / UBS AG
USB / U.S. Bancorp
URS / Urs Corp
90333EAC2 / Usec Inc Bond
* U S AIRWAYS GROUP INC / (90341W108)
UGP / Ultrapar Participações S.A. - Depositary Receipt (Common Stock)
UL / Unilever PLC - Depositary Receipt (Common Stock)
904784709 / Unilever N.V.
UNP / Union Pacific Corporation
UPS / United Parcel Service, Inc.
RTX / RTX Corporation
RTX / RTX Corporation
UNH / UnitedHealth Group Incorporated
VFC / V.F. Corporation
91911K102 / Bausch Health Companies
VALE / Vale S.A. - Depositary Receipt (Common Stock)
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
VGK / Vanguard International Equity Index Funds - Vanguard FTSE Europe ETF
VGT / Vanguard World Fund - Vanguard Information Technology ETF
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
VBK / Vanguard Index Funds - Vanguard Small-Cap Growth ETF
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
VLCSX / Vanguard Large-Cap Index Fund
VUG / Vanguard Index Funds - Vanguard Growth ETF
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
VZ / Verizon Communications Inc.
V / Visa Inc.
VODPF / Vodafone Group Public Limited Company
VMC / Vulcan Materials Company
WDFC / WD-40 Company
WBC / Wabco Holdings, Inc.
WAB / Westinghouse Air Brake Technologies Corporation
US9300591008 / Waddell & Reed Financial, Inc.
WMT / Walmart Inc.
WAG /
WRE / Washington Real Estate Investment Trust
WM / Waste Management, Inc.
WSO / Watsco, Inc.
ANTM / Anthem Inc
WFC / Wells Fargo & Company
WEN / The Wendy's Company
EMD / Western Asset Emerging Markets Debt Fund Inc.
WU / The Western Union Company
WHR / Whirlpool Corporation
WHF / WhiteHorse Finance, Inc.
WFM / Whole Foods Market, Inc.
WMB / The Williams Companies, Inc.
Y / Alleghany Corp.
/ U.S. Concrete, Inc.
FUR / Winthrop Realty Trust, Inc.
DHS / WisdomTree Trust - WisdomTree U.S. High Dividend Fund
DGS / WisdomTree Trust - WisdomTree Emerging Markets SmallCap Dividend Fund
DLN / WisdomTree Trust - WisdomTree U.S. LargeCap Dividend Fund
DON / WisdomTree Trust - WisdomTree U.S. MidCap Dividend Fund
EZM / WisdomTree Trust - WisdomTree U.S. MidCap Fund
DXJ / WisdomTree Trust - WisdomTree Japan Hedged Equity Fund
HEDJ / WisdomTree Trust - WisdomTree Europe Hedged Equity Fund
ELD / WisdomTree Trust - WisdomTree Emerging Markets Local Debt Fund
WWW / Wolverine World Wide, Inc.
INT / World Fuel Services Corp.
XYL / Xylem Inc.
AABA / Altaba Inc
YRI / Yamana Gold Inc
YUM / Yum! Brands, Inc.
DOX / Amdocs Limited
AON / Aon plc
ACN / Accenture plc
BPR / Brookfield Property REIT Inc.
BG / Bunge Global SA
COV /
ETN / Eaton Corporation plc
ESV / Ensco plc
G / Genpact Limited
IR / Ingersoll Rand Inc.
JAZZ / Jazz Pharmaceuticals plc
KORS / Michael Kors Holdings Ltd.
NBR / Nabors Industries Ltd.
NAT / Nordic American Tankers Limited
PRE / Prenetics Global Limited
DBL / DoubleLine Opportunistic Credit Fund
SDRL / Seadrill Limited
STX / Seagate Technology Holdings plc
SFL / SFL Corporation Ltd.
CB / Chubb Limited
WFT / Weatherford International plc
00B65Z9D7 / Noble Corporation plc
PNR / Pentair plc
TEL / TE Connectivity plc
RIG / Transocean Ltd.
JCI / Johnson Controls International plc
OUBS /
CHKP / Check Point Software Technologies Ltd.
SSYS / Stratasys Ltd.
CLB / Core Laboratories Inc.
NLSN / Nielsen Holdings plc
NXPI / NXP Semiconductors N.V.
ANW / Aegean Marine Petroleum Network, Inc.
PSHG / Performance Shipping Inc.
NMM / Navios Maritime Partners L.P. - Limited Partnership
TGP / Teekay LNG Partners LP - Unit
BTI / British American Tobacco p.l.c. - Depositary Receipt (Common Stock)