All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings.
These reports are called 13F reports. However, the filings are required
the following quarter
from the reporting period,
which means that by the time the filing is made (and we see them), the information could be five months old.
For funds
with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover,
the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions
are identified in the table. However, they are not required to report short positions.
Click the link icon to see the full transaction history.
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| Security |
Imputed
Share Price |
Prev
Shares |
Current
Shares |
Change
(Percent) |
Prev Value
(USD x1000) |
Current Value
(USD x1000) |
Change
(Percent) |
|---|
| MBFI / MB Financial, Inc.
|
|
|
|
|
|
|
|
| EQS / Equus Total Return, Inc.
|
|
|
|
|
|
|
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| AMLP / ALPS ETF Trust - Alerian MLP ETF
|
|
|
|
|
|
|
|
| CDTX / Cidara Therapeutics, Inc.
|
|
|
|
|
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| ZBH / Zimmer Biomet Holdings, Inc.
|
|
|
|
|
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|
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| US5538291023 / MVC Capital, Inc.
|
|
|
|
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|
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| KGC / Kinross Gold Corporation
|
|
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|
|
|
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| SLDA / Sutherland Asset Management Corp
|
|
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|
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| THC / Tenet Healthcare Corporation
|
|
|
|
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| TNP /
|
|
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|
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| MDLM / Medley Management Inc.
|
|
|
|
|
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| CCT / Comcast Corporation - Preferred Security
|
|
|
|
|
|
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| EFC / Ellington Financial Inc.
|
|
|
|
|
|
|
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| GPMT / Granite Point Mortgage Trust Inc.
|
|
|
|
|
|
|
|
| EARN / Ellington Credit Company
|
|
|
|
|
|
|
|
| CIM / Chimera Investment Corporation
|
|
|
|
|
|
|
|
| BKD / Brookdale Senior Living Inc.
|
|
|
|
|
|
|
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| US7846351044 / SPX Corp Put
|
|
|
|
|
|
|
|
| US69329Y1047 / PDL BioPharma, Inc.
|
|
|
|
|
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|
|
| US31679P1093 / Fifth Street Asset Management Inc.
|
|
|
|
|
|
|
|
| SYNA / Synaptics Incorporated
|
|
|
|
|
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|
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| AINV / Apollo Investment Corporation
|
|
|
|
|
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|
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| MRCC / Monroe Capital Corporation
|
|
|
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|
|
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| ARCC / Ares Capital Corporation
|
|
|
|
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|
|
| GRUB / Just Eat Takeaway.com N.V. - ADR (New) Call
|
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|
|
|
|
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| US1182301010 / Buckeye Partners, L.P.
|
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|
|
|
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|
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| US87233Q1085 / TC Pipelines, LP
|
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|
|
|
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| MOS / The Mosaic Company
|
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|
|
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| SYF / Synchrony Financial
|
|
|
|
|
|
|
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| OCSL / Oaktree Specialty Lending Corporation
|
|
|
|
|
|
|
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| TRGP / Targa Resources Corp.
|
|
|
|
|
|
|
|
| / THL Credit, Inc.
|
|
|
|
|
|
|
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| NVCN / Neovasc Inc
|
|
|
|
|
|
|
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| AGNC / AGNC Investment Corp.
|
|
|
|
|
|
|
|
| US58503F5026 / Medley Capital Corp.
|
|
|
|
|
|
|
|
| / Energy Transfer Operating, L.P. Series E Fixed-to-Floating Rate Cumulative Redeemable Perpetual Pref
|
|
|
|
|
|
|
|
| MMP / Magellan Midstream Partners L.P.
|
|
|
|
|
|
|
|
| PFLT / PennantPark Floating Rate Capital Ltd.
|
|
|
|
|
|
|
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| NRZ / New Residential Investment Corp
|
|
|
|
|
|
|
|
| PAGP / Plains GP Holdings, L.P. - Limited Partnership
|
|
|
|
|
|
|
|
| NS / NuStar Energy L.P. - Limited Partnership
|
|
|
|
|
|
|
|
| EPD / Enterprise Products Partners L.P. - Limited Partnership
|
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|
|
|
|
|
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| CYS / CYS Investments, Inc.
|
|
|
|
|
|
|
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| PMT / PennyMac Mortgage Investment Trust
|
|
|
|
|
|
|
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| UAL / United Airlines Holdings, Inc.
|
|
|
|
|
|
|
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| UAL / United Airlines Holdings, Inc. Call
|
|
|
|
|
|
|
|
| CGBD / Carlyle Secured Lending, Inc.
|
|
|
|
|
|
|
|
| TSLX / Sixth Street Specialty Lending, Inc.
|
|
|
|
|
|
|
|
| IQI / Invesco Quality Municipal Income Trust
|
|
|
|
|
|
|
|
| PNNT / PennantPark Investment Corporation
|
|
|
|
|
|
|
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| SLRC / SLR Investment Corp.
|
|
|
|
|
|
|
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| FDUS / Fidus Investment Corporation
|
|
|
|
|
|
|
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| TCPC / BlackRock TCP Capital Corp.
|
|
|
|
|
|
|
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| NAD / Nuveen Quality Municipal Income Fund
|
|
|
|
|
|
|
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| BBDC / Barings BDC, Inc.
|
|
|
|
|
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|
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| TPVZ / TriplePoint Venture Growth BDC Corp.
|
|
|
|
|
|
|
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| SUNS / Sunrise Realty Trust, Inc.
|
|
|
|
|
|
|
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| AMLP / ALPS ETF Trust - Alerian MLP ETF Call
|
|
|
|
|
|
|
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| RIG / Transocean Ltd.
|
|
|
|
|
|
|
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| MFA / MFA Financial, Inc.
|
|
|
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|
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| SLB / Schlumberger Limited
|
|
|
|
|
|
|
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| ZTS / Zoetis Inc.
|
|
|
|
|
|
|
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| SMTS / Sierra Metals Inc
|
|
|
|
|
|
|
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| ESRX / Express Scripts Holding Co. Put
|
|
|
|
|
|
|
|
| ESRX / Express Scripts Holding Co.
|
|
|
|
|
|
|
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| ESRX / Express Scripts Holding Co. Call
|
|
|
|
|
|
|
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| EXC / Exelon Corporation
|
|
|
|
|
|
|
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| NLY / Annaly Capital Management, Inc.
|
|
|
|
|
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| STWD / Starwood Property Trust, Inc.
|
|
|
|
|
|
|
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| NMFC / New Mountain Finance Corporation
|
|
|
|
|
|
|
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| LUMN / Lumen Technologies, Inc.
|
|
|
|
|
|
|
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| XOM / Exxon Mobil Corporation
|
|
|
|
|
|
|
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| SMLP / Summit Midstream Partners, LP - Limited Partnership
|
|
|
|
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| GM / General Motors Company
|
|
|
|
|
|
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| TWO / Two Harbors Investment Corp.
|
|
|
|
|
|
|
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| HACK / Amplify ETF Trust - Amplify Cybersecurity ETF
|
|
|
|
|
|
|
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| LLY / Eli Lilly and Company
|
|
|
|
|
|
|
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| BMY / Bristol-Myers Squibb Company Call
|
|
|
|
|
|
|
|
| JPM / JPMorgan Chase & Co.
|
|
|
|
|
|
|
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| NEM / Newmont Corporation
|
|
|
|
|
|
|
|
| VALE / Vale S.A. - Depositary Receipt (Common Stock)
|
|
|
|
|
|
|
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| CSCO / Cisco Systems, Inc.
|
|
|
|
|
|
|
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| GS / The Goldman Sachs Group, Inc.
|
|
|
|
|
|
|
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| COP / ConocoPhillips
|
|
|
|
|
|
|
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| SYK / Stryker Corporation
|
|
|
|
|
|
|
|
| CMCSA / Comcast Corporation
|
|
|
|
|
|
|
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| MDLZ / Mondelez International, Inc.
|
|
|
|
|
|
|
|
| UNH / UnitedHealth Group Incorporated
|
|
|
|
|
|
|
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| GOLD / Barrick Mining Corporation
|
|
|
|
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|
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| HSY / The Hershey Company
|
|
|
|
|
|
|
|
| MSFT / Microsoft Corporation
|
|
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|
