All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings.
These reports are called 13F reports. However, the filings are required
the following quarter
from the reporting period,
which means that by the time the filing is made (and we see them), the information could be five months old.
For funds
with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover,
the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions
are identified in the table. However, they are not required to report short positions.
Click the link icon to see the full transaction history.
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| Security |
Imputed
Share Price |
Prev
Shares |
Current
Shares |
Change
(Percent) |
Prev Value
(USD x1000) |
Current Value
(USD x1000) |
Change
(Percent) |
|---|
| ARCC / Ares Capital Corporation
|
|
|
|
|
|
|
|
| SLDA / Sutherland Asset Management Corp
|
|
|
|
|
|
|
|
| / THL Credit, Inc.
|
|
|
|
|
|
|
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| HTGC / Hercules Capital, Inc.
|
|
|
|
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|
|
|
| EXC / Exelon Corporation
|
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| ZBH / Zimmer Biomet Holdings, Inc.
|
|
|
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|
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| US5538291023 / MVC Capital, Inc.
|
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| AINV / Apollo Investment Corporation
|
|
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| FACTORSHARES TR
/ ISE CYBER SEC (30304R407) |
|
|
|
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|
|
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| SYNA / Synaptics Incorporated
|
|
|
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| MOS / The Mosaic Company
|
|
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| MRCC / Monroe Capital Corporation
|
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| CF / CF Industries Holdings, Inc.
|
|
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|
|
|
|
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| TNP /
|
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|
|
|
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|
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| MDLM / Medley Management Inc.
|
|
|
|
|
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| BKD / Brookdale Senior Living Inc.
|
|
|
|
|
|
|
|
| NAD / Nuveen Quality Municipal Income Fund
|
|
|
|
|
|
|
|
| EFC / Ellington Financial Inc.
|
|
|
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|
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| EARN / Ellington Credit Company
|
|
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|
|
| SLB / Schlumberger Limited
|
|
|
|
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|
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| SLB / Schlumberger Limited Call
|
|
|
|
|
|
|
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| CCT / Comcast Corporation - Preferred Security
|
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|
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|
|
| CIM / Chimera Investment Corporation
|
|
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|
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|
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|
| US1182301010 / Buckeye Partners, L.P.
|
|
|
|
|
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|
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| US31679P1093 / Fifth Street Asset Management Inc.
|
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|
|
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| MBFI / MB Financial, Inc.
|
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| WSTC / West Corp.
|
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| LVLT / Level 3 Financing Inc. - Corporate Bond/Note
|
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| 521050AB0 / Layne Christensen Co. Bond
|
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| SYF / Synchrony Financial
|
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|
|
|
|
|
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| TRGP / Targa Resources Corp.
|
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|
|
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|
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| NVCN / Neovasc Inc
|
|
|
|
|
|
|
|
| GPMT / Granite Point Mortgage Trust Inc.
|
|
|
|
|
|
|
|
| / Energy Transfer Operating, L.P. Series E Fixed-to-Floating Rate Cumulative Redeemable Perpetual Pref
|
|
|
|
|
|
|
|
| AGNC / AGNC Investment Corp.
|
|
|
|
|
|
|
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| US58503F5026 / Medley Capital Corp.
|
|
|
|
|
|
|
|
| MMP / Magellan Midstream Partners L.P.
|
|
|
|
|
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| PFLT / PennantPark Floating Rate Capital Ltd.
|
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| NRZ / New Residential Investment Corp
|
|
|
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| PAGP / Plains GP Holdings, L.P. - Limited Partnership
|
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| NS / NuStar Energy L.P. - Limited Partnership
|
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|
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| EPD / Enterprise Products Partners L.P. - Limited Partnership
|
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| CYS / CYS Investments, Inc.
|
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|
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| PMT / PennyMac Mortgage Investment Trust
|
|
|
|
|
|
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| RIG / Transocean Ltd.
|
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| CGBD / Carlyle Secured Lending, Inc.
|
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|
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| TSLX / Sixth Street Specialty Lending, Inc.
|
|
|
|
|
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|
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| IQI / Invesco Quality Municipal Income Trust
|
|
|
|
|
|
|
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| PNNT / PennantPark Investment Corporation
|
|
|
|
|
|
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| SLRC / SLR Investment Corp.
|
|
|
|
|
|
|
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| FDUS / Fidus Investment Corporation
|
|
|
|
|
|
|
|
| TCPC / BlackRock TCP Capital Corp.
|
|
|
|
|
|
|
|
| US87233Q1085 / TC Pipelines, LP
|
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|
|
|
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| NEWT / NewtekOne, Inc.
|
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| SUNS / Sunrise Realty Trust, Inc.
|
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| AMLP / ALPS ETF Trust - Alerian MLP ETF Call
|
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|
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| AMLP / ALPS ETF Trust - Alerian MLP ETF
|
|
|
|
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| MFA / MFA Financial, Inc.
|
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| TM / Toyota Motor Corporation - Depositary Receipt (Common Stock)
|
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| HRZN / Horizon Technology Finance Corporation
|
|
|
|
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| MDLZ / Mondelez International, Inc.
|
|
|
|
|
|
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| CVS / CVS Health Corporation Call
|
|
|
|
|
|
|
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| BKD / Brookdale Senior Living Inc. Call
|
|
|
|
|
|
|
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| THC / Tenet Healthcare Corporation
|
|
|
|
|
|
|
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| NLY / Annaly Capital Management, Inc.
|
|
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| GM / General Motors Company
|
|
|
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| ZTS / Zoetis Inc.
|
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| STWD / Starwood Property Trust, Inc.
|
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| NMFC / New Mountain Finance Corporation
|
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| LUMN / Lumen Technologies, Inc.
|
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| HACK / Amplify ETF Trust - Amplify Cybersecurity ETF
|
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|
|
|
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|
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| OCN / Ocwen Financial Corporation
|
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| VALE / Vale S.A. - Depositary Receipt (Common Stock)
|
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| ABT / Abbott Laboratories
|
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|
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| COP / ConocoPhillips Call
|
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| SPY / SPDR S&P 500 ETF Call
|
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|
|
|
|
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|
| TWO / Two Harbors Investment Corp.
|
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| HSY / The Hershey Company
|
|
|
|
|
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|
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| CDTX / Cidara Therapeutics, Inc.
|
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| CMCSA / Comcast Corporation
|
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| SMTS / Sierra Metals Inc
|
|
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| WFC / Wells Fargo & Company
|
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| HSY / The Hershey Company Call
|
|
|
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| NEM / Newmont Corporation
|
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|
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|
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| COP / ConocoPhillips
|
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|
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| GOOG / Alphabet Inc. Call
|
|
|
|
|
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| MDLZ / Mondelez International, Inc. Call
|
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| LLY / Eli Lilly and Company
|
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| ABBV / AbbVie Inc.
|
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| MSFT / Microsoft Corporation
|
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| CSCO / Cisco Systems, Inc.
|
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| XOM / Exxon Mobil Corporation
|
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| SYK / Stryker Corporation
|
|
|
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|
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| PFE / Pfizer Inc.
|
|
|
|
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|
|
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| AMZN / Amazon.com, Inc. Call
|
|
|
|
|
|
|
|
| GS / The Goldman Sachs Group, Inc.
|
|
|
|
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| KGC / Kinross Gold Corporation
|
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| GOLD / Barrick Mining Corporation
|
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| JPM / JPMorgan Chase & Co.
|
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|
