All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings.
These reports are called 13F reports. However, the filings are required
the following quarter
from the reporting period,
which means that by the time the filing is made (and we see them), the information could be five months old.
For funds
with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover,
the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions
are identified in the table. However, they are not required to report short positions.
Click the link icon to see the full transaction history.
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| Security |
Imputed
Share Price |
Prev
Shares |
Current
Shares |
Change
(Percent) |
Prev Value
(USD x1000) |
Current Value
(USD x1000) |
Change
(Percent) |
|---|
| LLY / Eli Lilly and Company
|
|
|
|
|
|
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| 19625X102 / Colony Starwood Homes
|
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| US7846351044 / SPX Corp Put
|
|
|
|
|
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|
|
| GSBD / Goldman Sachs BDC, Inc.
|
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|
|
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| SXL / Sunoco Logistics Partners L.P.
|
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| FACTORSHARES TR
/ ISE CYBER SEC (30304R407) |
|
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| HTGC / Hercules Capital, Inc.
|
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| AMBKP / American Capital Trust I - Preferred Security
|
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| ZBH / Zimmer Biomet Holdings, Inc.
|
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| RIG / Transocean Ltd.
|
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| US5538291023 / MVC Capital, Inc.
|
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| ZAIS / ZAIS Group Holdings, Inc.
|
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| ZFC / ZAIS Financial Corp.
|
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| 370023103 / GGP, Inc.
|
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| BWP / Boardwalk Pipeline Partners L.P
|
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| EIM / Eaton Vance Municipal Bond Fund
|
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| EMC / Global X Funds - Global X Emerging Markets Great Consumer ETF
|
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| NAD / Nuveen Quality Municipal Income Fund
|
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| US58503F5026 / Medley Capital Corp.
|
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| SYNA / Synaptics Incorporated
|
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| BXMT / Blackstone Mortgage Trust, Inc.
|
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| THC / Tenet Healthcare Corporation
|
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| AMBKP / American Capital Trust I - Preferred Security Call
|
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| 83416T100 / SolarCity Corp Put
|
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| FEYE / FireEye Inc
|
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| BKD / Brookdale Senior Living Inc.
|
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| JCP / J.C. Penney Co., Inc.
|
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| NS / NuStar Energy L.P. - Limited Partnership
|
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| EPD / Enterprise Products Partners L.P. - Limited Partnership
|
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| PAGP / Plains GP Holdings, L.P. - Limited Partnership
|
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| TNP /
|
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| EFC / Ellington Financial Inc.
|
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| SLRC / SLR Investment Corp.
|
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| EARN / Ellington Credit Company
|
|
|
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| CIM / Chimera Investment Corporation
|
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| CLMT / Calumet, Inc.
|
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| ARI / Apollo Commercial Real Estate Finance, Inc.
|
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| STAR / iStar Inc
|
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| US7846351044 / SPX Corp Call
|
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| ARCC / Ares Capital Corporation
|
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| 521050AB0 / Layne Christensen Co. Bond
|
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| US1182301010 / Buckeye Partners, L.P.
|
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| EPR / EPR Properties
|
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|
|
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| VALE.P / Vale S.A. Preferred Shares ADR
|
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| MBFI / MB Financial, Inc.
|
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| VKQ / Invesco Municipal Trust
|
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| NPI / Nuveen Premium Income Municipal Fund, Inc.
|
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| WSTC / West Corp.
|
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|
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| AINV / Apollo Investment Corporation
|
|
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| LVLT / Level 3 Financing Inc. - Corporate Bond/Note
|
|
|
|
|
|
|
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| LVLT / Level 3 Financing Inc. - Corporate Bond/Note Call
|
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|
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| 82735Q102 / Silver Bay Realty Trust Corp.
|
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| H01531104 / Allied World Assurance Company Holding AG
|
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| SDRL / Seadrill Limited
|
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| KBR / KBR, Inc.
|
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| LVLT / Level 3 Financing Inc. - Corporate Bond/Note Put
|
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| SYF / Synchrony Financial
|
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| IVR / Invesco Mortgage Capital Inc.
|
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| / THL Credit, Inc.
|
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| DOW / Dow Inc.
|
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| DELL / Dell Technologies Inc.
|
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| MMP / Magellan Midstream Partners L.P.
|
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| PFLT / PennantPark Floating Rate Capital Ltd.
|
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| NRZ / New Residential Investment Corp
|
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| CYS / CYS Investments, Inc.
|
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| PMT / PennyMac Mortgage Investment Trust
|
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| FSK / FS KKR Capital Corp.
|
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| TSLX / Sixth Street Specialty Lending, Inc.
|
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| IQI / Invesco Quality Municipal Income Trust
|
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| PNNT / PennantPark Investment Corporation
|
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| FDUS / Fidus Investment Corporation
|
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| TCPC / BlackRock TCP Capital Corp.
|
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| TRGP / Targa Resources Corp.
|
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| US87233Q1085 / TC Pipelines, LP
|
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| NEWT / NewtekOne, Inc.
|
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| SUNS / Sunrise Realty Trust, Inc.
|
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| AXP / American Express Company
|
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| AXP / American Express Company Put
|
|
|
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| HRZN / Horizon Technology Finance Corporation
|
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| AGNC / AGNC Investment Corp.
|
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| BMY / Bristol-Myers Squibb Company Call
|
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| EXC / Exelon Corporation
|
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| AAPL / Apple Inc. Call
|
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| QCOM / QUALCOMM Incorporated
|
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| JPM / JPMorgan Chase & Co.
|
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| CFG / Citizens Financial Group, Inc.
|
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| PFE / Pfizer Inc.
|
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| BKD / Brookdale Senior Living Inc. Call
|
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| NLY / Annaly Capital Management, Inc.
|
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| STWD / Starwood Property Trust, Inc.
|
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| NMFC / New Mountain Finance Corporation
|
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| MFA / MFA Financial, Inc.
|
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| TWO / Two Harbors Investment Corp.
|
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| OCN / Ocwen Financial Corporation
|
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| OCN / Ocwen Financial Corporation Call
|
|
|
|
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| SUI / Sun Communities, Inc.
|
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| ZTS / Zoetis Inc.
|
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| XOM / Exxon Mobil Corporation
|
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| SYK / Stryker Corporation
|
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| GS / The Goldman Sachs Group, Inc. Put
|
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|
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| GS / The Goldman Sachs Group, Inc.
|
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| MSFT / Microsoft Corporation
|
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| HSY / The Hershey Company
|
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| TTE / TotalEnergies SE - Depositary Receipt (Common Stock)
|
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| GM / General Motors Company
|
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| CMCSA / Comcast Corporation
|
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| GM / General Motors Company Call
|
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| ABT / Abbott Laboratories
|
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| ABBV / AbbVie Inc.
|
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| GLW / Corning Incorporated Call
|
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| MDLZ / Mondelez International, Inc.
|
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| C / Citigroup Inc. - Corporate Bond/Note
|
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| QCOM / QUALCOMM Incorporated Call
|
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| MSFT / Microsoft Corporation Call
|
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| CSCO / Cisco Systems, Inc.
|
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| VALE / Vale S.A. - Depositary Receipt (Common Stock)
|
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| MCD / McDonald's Corporation Call
|
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| KGC / Kinross Gold Corporation
|
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| GOLD / Barrick Mining Corporation
|
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| COP / ConocoPhillips
|
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| NEM / Newmont Corporation
|
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|
