Market Value240,244,000
Total Holdings224
File Date2017-02-14
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
CSX / CSX Corporation
BND / Vanguard Bond Index Funds - Vanguard Total Bond Market ETF
DVN / Devon Energy Corporation
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
RDS.B / Shell Plc - ADR
FXO / First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
RDVY / First Trust Exchange-Traded Fund VI - First Trust Rising Dividend Achievers ETF
AAPL / Apple Inc.
AXP / American Express Company
AXP / American Express Company
BKLN / Invesco Exchange-Traded Fund Trust II - Invesco Senior Loan ETF
PFF / iShares Trust - iShares Preferred and Income Securities ETF
FXL / First Trust Exchange-Traded AlphaDEX Fund - First Trust Technology AlphaDEX Fund
IMCB / iShares Trust - iShares Morningstar Mid-Cap ETF
QRVO / Qorvo, Inc.
PFXF / VanEck ETF Trust - VanEck Preferred Securities ex Financials ETF
MO / Altria Group, Inc.
NXPI / NXP Semiconductors N.V.
C / Citigroup Inc. - Corporate Bond/Note
PID / Invesco Exchange-Traded Fund Trust - Invesco International Dividend Achievers ETF
61166W101 / Monsanto Co.
FXR / First Trust Exchange-Traded AlphaDEX Fund - First Trust Industrials/Producer Durables AlphaDEX Fund
AABA / Altaba Inc
ISTB / iShares Trust - iShares Core 1-5 Year USD Bond ETF
PBP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 BuyWrite ETF
FYX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Core AlphaDEX Fund
L / Loews Corporation
FAD / First Trust Exchange-Traded AlphaDEX Fund - First Trust Multi Cap Growth AlphaDEX Fund
LLNW / Limelight Networks Inc
FEZ / SPDR Index Shares Funds - SPDR EURO STOXX 50 ETF
IWB / iShares Trust - iShares Russell 1000 ETF
VER / VEREIT Inc
DVA / DaVita Inc.
GNL / Global Net Lease, Inc.
DRTAX / BNY Mellon Municipal Bond Funds Inc - BNY Mellon Municipal Bond Fund
AWF / AllianceBernstein Global High Income Fund
FWONA / Formula One Group
ORBK / Orbotech Ltd.
QABA / First Trust Exchange-Traded Fund - First Trust NASDAQ ABA Community Bank Index Fund
FTGC / First Trust Exchange-Traded Fund VII - First Trust Global Tactical Commodity Strategy Fund
IPS / SPDR(R) S&P(R) International Consumer Staples Sector ETF
VTA / Invesco Dynamic Credit Opportunities Fund
ESRX / Express Scripts Holding Co.
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
QQQ / Invesco QQQ Trust, Series 1
TGI / Triumph Group, Inc.
AMBKP / American Capital Trust I - Preferred Security
CWB / SPDR Series Trust - SPDR Bloomberg Convertible Securities ETF
FJP / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Japan AlphaDEX Fund
XUSAX / Liberty All Star Equity Fund
MDIV / First Trust Exchange-Traded Fund VI - Multi-Asset Diversified Income Index Fund
SKYY / First Trust Exchange-Traded Fund II - First Trust Cloud Computing ETF
MKL / Markel Group Inc.
PSP / Invesco Exchange-Traded Fund Trust - Invesco Global Listed Private Equity ETF
FLR / Fluor Corporation
FTA / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Value AlphaDEX Fund
FEM / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Emerging Markets AlphaDEX Fund
IHI / iShares Trust - iShares U.S. Medical Devices ETF
MOFG / MidWestOne Financial Group, Inc.
BLW / BlackRock Limited Duration Income Trust
QINC / First Trust High Income ETF
DEO / Diageo plc - Depositary Receipt (Common Stock)
IGV / iShares Trust - iShares Expanded Tech-Software Sector ETF
FAB / First Trust Exchange-Traded AlphaDEX Fund - First Trust Multi Cap Value AlphaDEX Fund
FNX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Mid Cap Core AlphaDEX Fund
FTC / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Growth AlphaDEX Fund
RTM / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Materials ETF
GDX / VanEck ETF Trust - VanEck Gold Miners ETF
RRC / Range Resources Corporation
US92346NAB55 / VeriFone Systems, Inc
TBF / ProShares Trust - ProShares Short 20+ Year Treasury
BCX / Blackrock Resources & Commodities Strategy Trust
AIG / American International Group, Inc.
NXPI / NXP Semiconductors N.V.
BTZ / BlackRock Credit Allocation Income Trust
VDC / Vanguard World Fund - Vanguard Consumer Staples ETF
FBT / First Trust Exchange-Traded Fund - First Trust NYSE Arca Biotechnology Index Fund
EFAV / iShares Trust - iShares MSCI EAFE Min Vol Factor ETF
FXD / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Discretionary AlphaDEX Fund
AOD / Abrdn Total Dynamic Dividend Fund
FEX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Core AlphaDEX Fund
QRTEA / Qurate Retail Inc - Series A
BGB / Blackstone Strategic Credit 2027 Term Fund
JEF / Jefferies Financial Group Inc.
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
COMM / CommScope Holding Company, Inc.
BGCP / BGC Partners Inc - Class A
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
VTR / Ventas, Inc.
RHT / Red Hat, Inc.
018490100 / Allergan plc
GOOG / Alphabet Inc.
GOOG / Alphabet Inc.
NVS / Novartis AG - Depositary Receipt (Common Stock)
FEP / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Europe AlphaDEX Fund
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
INTC / Intel Corporation
FXZ / First Trust Exchange-Traded AlphaDEX Fund - First Trust Materials AlphaDEX Fund
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
NOV / NOV Inc.
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
VTMGX / Vanguard Tax Managed Funds - Vanguard Developed Markets Index Admiral
JPM / JPMorgan Chase & Co.
FDL / First Trust Exchange-Traded Fund - First Trust Morningstar Dividend Leaders Index Fund
EEMV / iShares, Inc. - iShares MSCI Emerging Markets Min Vol Factor ETF
GM / General Motors Company
ITA / iShares Trust - iShares U.S. Aerospace & Defense ETF
HYLS / First Trust Exchange-Traded Fund IV - First Trust Tactical High Yield ETF
REET / iShares Trust - iShares Global REIT ETF
LLY / Eli Lilly and Company
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
META / Meta Platforms, Inc.
BMY / Bristol-Myers Squibb Company
ADP / Automatic Data Processing, Inc.
T / AT&T Inc.
COR / Cencora, Inc.
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
FXN / First Trust Exchange-Traded AlphaDEX Fund - First Trust Energy AlphaDEX Fund
IEI / iShares Trust - iShares 3-7 Year Treasury Bond ETF
MSFT / Microsoft Corporation
LSXMK / Liberty Media Corp. (New Liberty SiriusXM) Series C
LSXMA / Liberty Media Corp. (New Liberty SiriusXM) Series A
BIL / SPDR Series Trust - SPDR Bloomberg 1-3 Month T-Bill ETF
FPX / First Trust Exchange-Traded Fund - First Trust US Equity Opportunities ETF
LBRD.A / Liberty Broadband Corporation
O / Realty Income Corporation
IEFA / iShares Trust - iShares Core MSCI EAFE ETF
ABBV / AbbVie Inc.
VCIT / Vanguard Scottsdale Funds - Vanguard Intermediate-Term Corporate Bond ETF
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
BRK.A / Berkshire Hathaway Inc.
VZ / Verizon Communications Inc.
EFA / iShares Trust - iShares MSCI EAFE ETF
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
IWDCL / iShares Trust - iShares Russell 1000 Value ETF
MUNI / PIMCO ETF Trust - PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
GDV / The Gabelli Dividend & Income Trust
PML / PIMCO Municipal Income Fund II
OEF / iShares Trust - iShares S&P 100 ETF
LMBS / First Trust Exchange-Traded Fund IV - First Trust Low Duration Opportunities ETF
LBTYA / Liberty Global Ltd.
EMLP / First Trust Exchange-Traded Fund IV - First Trust North American Energy Infrastructure Fund
MCK / McKesson Corporation
IVE / iShares Trust - iShares S&P 500 Value ETF
DGRO / iShares Trust - iShares Core Dividend Growth ETF
DIA / SPDR Dow Jones Industrial Average ETF Trust
VGT / Vanguard World Fund - Vanguard Information Technology ETF
XLI / The Select Sector SPDR Trust - The Industrial Select Sector SPDR Fund
GILD / Gilead Sciences, Inc.
PYPL / PayPal Holdings, Inc.
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
IWM / iShares Trust - iShares Russell 2000 ETF
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
LBRD.K / Liberty Broadband Corporation
VXF / Vanguard Index Funds - Vanguard Extended Market ETF
TIP / iShares Trust - iShares TIPS Bond ETF
GILD / Gilead Sciences, Inc.
FDN / First Trust Exchange-Traded Fund - First Trust Dow Jones Internet Index Fund
SLB / Schlumberger Limited
FVD / First Trust Exchange-Traded Fund - First Trust Value Line Dividend Index Fund
FPE / First Trust Exchange-Traded Fund III - First Trust Preferred Securities and Income ETF
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
VOE / Vanguard Index Funds - Vanguard Mid-Cap Value ETF
IGR / CBRE Global Real Estate Income Fund
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
VERSX / Vanguard Emerging Markets Stock Index Fund
NZF / Nuveen Municipal Credit Income Fund
EMDM / First Trust Exchange-Traded Fund II - First Trust Bloomberg Emerging Market Democracies ETF
TLT / iShares Trust - iShares 20+ Year Treasury Bond ETF
BKNG / Booking Holdings Inc.
NDAQ / Nasdaq, Inc.
PSX / Phillips 66
CVS / CVS Health Corporation
ABT / Abbott Laboratories
GS / The Goldman Sachs Group, Inc.
KO / The Coca-Cola Company
CVX / Chevron Corporation
EW / Edwards Lifesciences Corporation
PFE / Pfizer Inc.
MRK / Merck & Co., Inc.
EBAY / eBay Inc.
LOW / Lowe's Companies, Inc.
DIS / The Walt Disney Company
F / Ford Motor Company
HD / The Home Depot, Inc.
BAC / Bank of America Corporation
AMZN / Amazon.com, Inc.
CMI / Cummins Inc.
IBM / International Business Machines Corporation
QCOM / QUALCOMM Incorporated
WFC / Wells Fargo & Company
IBM / International Business Machines Corporation
C.WSA / Citigroup, Inc.
BP / BP p.l.c. - Depositary Receipt (Common Stock)
GM / General Motors Company
FV / First Trust Exchange-Traded Fund VI - First Trust Dorsey Wright Focus 5 ETF
PM / Philip Morris International Inc.
IVV / iShares Trust - iShares Core S&P 500 ETF
VOO / Vanguard Index Funds - Vanguard S&P 500 ETF
ABBV / AbbVie Inc.
MDT / Medtronic plc
SPY / SPDR S&P 500 ETF
UVV / Universal Corporation
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
DELL / Dell Technologies Inc.
IEMG / iShares, Inc. - iShares Core MSCI Emerging Markets ETF
UNP / Union Pacific Corporation
USB / U.S. Bancorp
HSY / The Hershey Company
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
GJR / Strats Trust For Procter & Gambel Security - Preferred Security
WBA / Walgreens Boots Alliance, Inc.
XOM / Exxon Mobil Corporation
NEE.PRN / NextEra Energy Capital Holdings, Inc. - Corporate Bond/Note
ITW / Illinois Tool Works Inc.
MBB / iShares Trust - iShares MBS ETF
VHT / Vanguard World Fund - Vanguard Health Care ETF
KFY / Korn Ferry
FXH / First Trust Exchange-Traded AlphaDEX Fund - First Trust Health Care AlphaDEX Fund
MUB / iShares Trust - iShares National Muni Bond ETF
IBB / iShares Trust - iShares Biotechnology ETF
FTCS / First Trust Exchange-Traded Fund - First Trust Capital Strength ETF
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
JNJ / Johnson & Johnson
GLD / SPDR Gold Trust
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
SYY / Sysco Corporation
IYW / iShares Trust - iShares U.S. Technology ETF
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
V / Visa Inc.
VOT / Vanguard Index Funds - Vanguard Mid-Cap Growth ETF
TDIV / First Trust Exchange-Traded Fund VI - First Trust NASDAQ Technology Dividend Index Fund
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
WTFC / Wintrust Financial Corporation
DHR / Danaher Corporation
WMT / Walmart Inc.
WMT / Walmart Inc.
FTSL / First Trust Exchange-Traded Fund IV - First Trust Senior Loan Fund
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
DVY / iShares Trust - iShares Select Dividend ETF
MRC / MRC Global Inc.