Market Value407,286,000
Total Holdings283
File Date2017-11-03
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
GILD / Gilead Sciences, Inc.
HON / Honeywell International Inc.
KBE / SPDR Series Trust - SPDR S&P Bank ETF
KRE / SPDR Series Trust - SPDR S&P Regional Banking ETF
PEG / Public Service Enterprise Group Incorporated
OXY / Occidental Petroleum Corporation
CMI / Cummins Inc.
/ Windstream Holdings, Inc
GM / General Motors Company
PEAK / Healthpeak Properties, Inc.
PBCT / People`s United Financial Inc
AET / Aetna, Inc.
VLO / Valero Energy Corporation
IBB / iShares Trust - iShares Biotechnology ETF
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
AMT / American Tower Corporation
IBM / International Business Machines Corporation
CMCSA / Comcast Corporation
CSCO / Cisco Systems, Inc.
IAU / iShares Gold Trust
PSX / Phillips 66
WMT / Walmart Inc.
ORCL / Oracle Corporation
EMR / Emerson Electric Co.
KO / The Coca-Cola Company
TRV / The Travelers Companies, Inc.
BMY / Bristol-Myers Squibb Company
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
NVS / Novartis AG - Depositary Receipt (Common Stock)
T / AT&T Inc.
D / Dominion Energy, Inc.
TNK / Teekay Tankers Ltd.
TWO / Two Harbors Investment Corp.
PPG / PPG Industries, Inc.
PFF / iShares Trust - iShares Preferred and Income Securities ETF
AXP / American Express Company
BRK.A / Berkshire Hathaway Inc.
ORLY / O'Reilly Automotive, Inc.
APH / Amphenol Corporation
CCJ / Cameco Corporation
AAPL / Apple Inc.
DIS / The Walt Disney Company
VZ / Verizon Communications Inc.
SPNC / Spectranetics Corp. (The)
WPC / W. P. Carey Inc.
74005P104 / Praxair, Inc.
FBNK / First Connecticut Bancorp, Inc.
MUNI / PIMCO ETF Trust - PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
QINC / First Trust High Income ETF
PXI / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Energy Momentum ETF
F / Ford Motor Company
DEO / Diageo plc - Depositary Receipt (Common Stock)
MMM / 3M Company
IPKW / Invesco Exchange-Traded Fund Trust II - Invesco International BuyBack Achievers ETF
GOOGL / Alphabet Inc.
NVDA / NVIDIA Corporation
DUK / Duke Energy Corporation
IYH / iShares Trust - iShares U.S. Healthcare ETF
LEO / BNY Mellon Strategic Municipals, Inc.
AMX / América Móvil, S.A.B. de C.V. - Depositary Receipt (Common Stock)
SDS / ProShares Trust - ProShares UltraShort S&P500
HAL / Halliburton Company
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
UNH / UnitedHealth Group Incorporated
904784709 / Unilever N.V.
EQR / Equity Residential
LH / Labcorp Holdings Inc.
NOC / Northrop Grumman Corporation
AMGN / Amgen Inc.
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
ROP / Roper Technologies, Inc.
YUM / Yum! Brands, Inc.
EFA / iShares Trust - iShares MSCI EAFE ETF
EOG / EOG Resources, Inc.
EXC / Exelon Corporation
VXUS / Vanguard STAR Funds - Vanguard Total International Stock ETF
TTE / TotalEnergies SE - Depositary Receipt (Common Stock)
TMO / Thermo Fisher Scientific Inc.
V / Visa Inc.
EWX / SPDR Index Shares Funds - SPDR S&P Emerging Markets Small Cap ETF
NSC / Norfolk Southern Corporation
SO / The Southern Company
VGT / Vanguard World Fund - Vanguard Information Technology ETF
ALL / The Allstate Corporation
WFC / Wells Fargo & Company
AON / Aon plc
ABT / Abbott Laboratories
MSI / Motorola Solutions, Inc.
VHT / Vanguard World Fund - Vanguard Health Care ETF
SBUX / Starbucks Corporation
MDT / Medtronic plc
NOW / ServiceNow, Inc.
WHR / Whirlpool Corporation
YUMC / Yum China Holdings, Inc.
PFE / Pfizer Inc.
ARCC / Ares Capital Corporation
BRK.B / Berkshire Hathaway Inc.
CSX / CSX Corporation
IVW / iShares Trust - iShares S&P 500 Growth ETF
IVV / iShares Trust - iShares Core S&P 500 ETF
TJX / The TJX Companies, Inc.
MHD / BlackRock MuniHoldings Fund, Inc.
LMT / Lockheed Martin Corporation
PG / The Procter & Gamble Company
COP / ConocoPhillips
UL / Unilever PLC - Depositary Receipt (Common Stock)
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
ICCC / ImmuCell Corporation
WBA / Walgreens Boots Alliance, Inc.
04685W103 / athenahealth, Inc.
ICF / iShares Trust - iShares Select U.S. REIT ETF
GLOP / Gaslog Partners LP - Unit
NCZ / Virtus Convertible & Income Fund II
VKQ / Invesco Municipal Trust
BTI / British American Tobacco p.l.c. - Depositary Receipt (Common Stock)
TWOU / 2U, Inc.
BKCC / BlackRock Capital Investment Corporation
KAMN / Kaman Corporation
PSEC / Prospect Capital Corporation
VOD / Vodafone Group Public Limited Company - Depositary Receipt (Common Stock)
RPG / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Pure Growth ETF
FIZZ / National Beverage Corp.
SPROTT FOCUS TR INC / (85028J109)
CXH / MFS Investment Grade Municipal Trust
GYLD / Arrow ETF Trust - Arrow Dow Jones Global Yield ETF
PRFZ / Invesco Exchange-Traded Fund Trust - Invesco RAFI US 1500 Small-Mid ETF
MKL / Markel Group Inc.
WFC.PRL / Wells Fargo & Company - Preferred Stock
IQV / IQVIA Holdings Inc.
KTF / DWS Municipal Income Trust
BUD / Anheuser-Busch InBev SA/NV - Depositary Receipt (Common Stock)
NAD / Nuveen Quality Municipal Income Fund
US9497467475 / Wells Fargo & Co., 5.20% Dep Shares Non-cumul Perp Cl A Preferred Stock Series N
VMO / Invesco Municipal Opportunity Trust
PDP / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Momentum ETF
QQQ / Invesco QQQ Trust, Series 1
PKW / Invesco Exchange-Traded Fund Trust - Invesco BuyBack Achievers ETF
DBL / DoubleLine Opportunistic Credit Fund
HEDJ / WisdomTree Trust - WisdomTree Europe Hedged Equity Fund
SPHD / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 High Dividend Low Volatility ETF
IF / Aberdeen Indonesia Fund, Inc.
US1182301010 / Buckeye Partners, L.P.
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
PRF / Invesco Exchange-Traded Fund Trust - Invesco RAFI US 1000 ETF
SXL / Sunoco Logistics Partners L.P.
CWCO / Consolidated Water Co. Ltd.
RAI / Reynolds American, Inc.
UNIT / Uniti Group Inc.
61166W101 / Monsanto Co.
ADBE / Adobe Inc.
BAM / Brookfield Asset Management Ltd.
HIG / The Hartford Insurance Group, Inc.
LUMN / Lumen Technologies, Inc.
NRK / Nuveen New York AMT-Free Quality Municipal Income Fund
NLY / Annaly Capital Management, Inc.
MIC / Macquarie Infrastructure Holdings LLC - Units
KEY / KeyCorp
CBI / Chicago Bridge & Iron Co., N.V.
CWB / SPDR Series Trust - SPDR Bloomberg Convertible Securities ETF
BA / The Boeing Company
AMZN / Amazon.com, Inc.
TSLA / Tesla, Inc.
RTN / Raytheon Co.
BWA / BorgWarner Inc.
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
MMU / Western Asset Managed Municipals Fund Inc.
DOW / Dow Inc.
BAC.PRL / Bank of America Corporation - Preferred Stock
VBR / Vanguard Index Funds - Vanguard Small-Cap Value ETF
BXMT / Blackstone Mortgage Trust, Inc.
SH / ProShares Trust - ProShares Short S&P500
CODI / Compass Diversified
COST / Costco Wholesale Corporation
MOO / VanEck ETF Trust - VanEck Agribusiness ETF
ETN / Eaton Corporation plc
MET / MetLife, Inc.
VKI / Invesco Advantage Municipal Income Trust II
DSM / BNY Mellon Strategic Municipal Bond Fund, Inc.
CLNS / Colony NorthStar, Inc.
SCZ / iShares Trust - iShares MSCI EAFE Small-Cap ETF
AWP / abrdn Global Premier Properties Fund
VIS / Vanguard World Fund - Vanguard Industrials ETF
GDX / VanEck ETF Trust - VanEck Gold Miners ETF
PNNT / PennantPark Investment Corporation
NOBL / ProShares Trust - ProShares S&P 500 Dividend Aristocrats ETF
NVO / Novo Nordisk A/S - Depositary Receipt (Common Stock)
CL / Colgate-Palmolive Company
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
PEP / PepsiCo, Inc.
IEFA / iShares Trust - iShares Core MSCI EAFE ETF
ROK / Rockwell Automation, Inc.
IYW / iShares Trust - iShares U.S. Technology ETF
VGK / Vanguard International Equity Index Funds - Vanguard FTSE Europe ETF
TGT / Target Corporation
NMFC / New Mountain Finance Corporation
IWF / iShares Trust - iShares Russell 1000 Growth ETF
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
HSY / The Hershey Company
TRST / TrustCo Bank Corp NY
IDV / iShares Trust - iShares International Select Dividend ETF
ESRX / Express Scripts Holding Co.
JPM / JPMorgan Chase & Co.
PXD / Pioneer Natural Resources Company
HOLX / Hologic, Inc.
NDSN / Nordson Corporation
DLS / WisdomTree Trust - WisdomTree International SmallCap Dividend Fund
VTN / Invesco Trust for Investment Grade New York Municipals
MPV / Barings Participation Investors
IYJ / iShares Trust - iShares U.S. Industrials ETF
LEG / Leggett & Platt, Incorporated
SPG / Simon Property Group, Inc.
GEM / Goldman Sachs ETF Trust - Goldman Sachs ActiveBeta Emerging Markets Equity ETF
BAC / Bank of America Corporation
XLG / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Top 50 ETF
018490100 / Allergan plc
C / Citigroup Inc. - Corporate Bond/Note
ROST / Ross Stores, Inc.
CRM / Salesforce, Inc.
RDS.A / Shell Plc - ADR (Representing Ordinary Shares - Class A)
GS / The Goldman Sachs Group, Inc.
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
MCD / McDonald's Corporation
VOOG / Vanguard Admiral Funds - Vanguard S&P 500 Growth ETF
WELL / Welltower Inc.
SBRA / Sabra Health Care REIT, Inc.
CELG / Celgene Corp.
CC / The Chemours Company
STT / State Street Corporation
GIS / General Mills, Inc.
ITW / Illinois Tool Works Inc.
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
SWKS / Skyworks Solutions, Inc.
GDXJ / VanEck ETF Trust - VanEck Junior Gold Miners ETF
BK / The Bank of New York Mellon Corporation
CI / The Cigna Group
LOW / Lowe's Companies, Inc.
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
KMI / Kinder Morgan, Inc.
VFH / Vanguard World Fund - Vanguard Financials ETF
IRM / Iron Mountain Incorporated
AMLP / ALPS ETF Trust - Alerian MLP ETF
MMP / Magellan Midstream Partners L.P.
OGE / OGE Energy Corp.
AGR / Avangrid, Inc.
APD / Air Products and Chemicals, Inc.
BIP / Brookfield Infrastructure Partners L.P. - Limited Partnership
GE / General Electric Company
C.WSA / Citigroup, Inc.
SON / Sonoco Products Company
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
BFB / Brown-Forman Corp. - Class B
VSS / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US Small-Cap ETF
AINV / Apollo Investment Corporation
MDY / SPDR S&P MidCap 400 ETF Trust
VT / Vanguard International Equity Index Funds - Vanguard Total World Stock ETF
RTX / RTX Corporation
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
VOO / Vanguard Index Funds - Vanguard S&P 500 ETF
DIA / SPDR Dow Jones Industrial Average ETF Trust
ETV / Eaton Vance Tax-Managed Buy-Write Opportunities Fund
GOOG / Alphabet Inc.
SYK / Stryker Corporation
BSL / Blackstone Senior Floating Rate 2027 Term Fund
ECL / Ecolab Inc.
SLV / iShares Silver Trust
SOXX / iShares Trust - iShares Semiconductor ETF
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
IWD / iShares Trust - iShares Russell 1000 Value ETF
INTC / Intel Corporation
VFC / V.F. Corporation
GLD / SPDR Gold Trust
FDX / FedEx Corporation
IXUS / iShares Trust - iShares Core MSCI Total International Stock ETF
DGRO / iShares Trust - iShares Core Dividend Growth ETF
PHYS / Sprott Physical Gold Trust
SYY / Sysco Corporation
AIN / Albany International Corp.
DOW / Dow Inc.
XOM / Exxon Mobil Corporation
JPM / JPMorgan Chase & Co.
DTE / DTE Energy Company
LLY / Eli Lilly and Company
GSK / GSK plc - Depositary Receipt (Common Stock)
META / Meta Platforms, Inc.
MO / Altria Group, Inc.
BX / Blackstone Inc.
VTEB / Vanguard Municipal Bond Funds - Vanguard Tax-Exempt Bond ETF
IWR / iShares Trust - iShares Russell Mid-Cap ETF
VDE / Vanguard World Fund - Vanguard Energy ETF
ELV / Elevance Health, Inc.
ITOT / iShares Trust - iShares Core S&P Total U.S. Stock Market ETF
KMI / Kinder Morgan, Inc.
VUG / Vanguard Index Funds - Vanguard Growth ETF
ACN / Accenture plc
OEF / iShares Trust - iShares S&P 100 ETF
PM / Philip Morris International Inc.
OKE / ONEOK, Inc.
IXN / iShares Trust - iShares Global Tech ETF
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
UNP / Union Pacific Corporation
ILCG / iShares Trust - iShares Morningstar Growth ETF
ED / Consolidated Edison, Inc.
DAL / Delta Air Lines, Inc.
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
IWP / iShares Trust - iShares Russell Mid-Cap Growth ETF
SLB / Schlumberger Limited
MDLZ / Mondelez International, Inc.
CB / Chubb Limited
DE / Deere & Company
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
BP / BP p.l.c. - Depositary Receipt (Common Stock)
KMB / Kimberly-Clark Corporation
MAR / Marriott International, Inc.
GTY / Getty Realty Corp.
NEE / NextEra Energy, Inc.
WBS / Webster Financial Corporation
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
STZ / Constellation Brands, Inc.
TD / The Toronto-Dominion Bank
EPD / Enterprise Products Partners L.P. - Limited Partnership
JNJ / Johnson & Johnson
AEP / American Electric Power Company, Inc.
SPY / SPDR S&P 500 ETF
SNY / Sanofi - Depositary Receipt (Common Stock)
UPS / United Parcel Service, Inc.
0L9E / Stanley Black & Decker, Inc.
LDUR / PIMCO ETF Trust - PIMCO Enhanced Low Duration Active Exchange-Traded Fund
MA / Mastercard Incorporated
KHC / The Kraft Heinz Company
DON / WisdomTree Trust - WisdomTree U.S. MidCap Dividend Fund
ABBV / AbbVie Inc.
ADP / Automatic Data Processing, Inc.
MRK / Merck & Co., Inc.
ITA / iShares Trust - iShares U.S. Aerospace & Defense ETF
HD / The Home Depot, Inc.
BOND / PIMCO ETF Trust - PIMCO Active Bond Exchange-Traded Fund
IP / International Paper Company
CVX / Chevron Corporation
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
DOV / Dover Corporation
USB / U.S. Bancorp
EFAV / iShares Trust - iShares MSCI EAFE Min Vol Factor ETF
IWM / iShares Trust - iShares Russell 2000 ETF
CVS / CVS Health Corporation
O / Realty Income Corporation
KKR / KKR & Co. Inc.
GD / General Dynamics Corporation
MS / Morgan Stanley
PNC / The PNC Financial Services Group, Inc.
ES / Eversource Energy
WASH / Washington Trust Bancorp, Inc.
DVY / iShares Trust - iShares Select Dividend ETF
TXN / Texas Instruments Incorporated
MSFT / Microsoft Corporation
MCK / McKesson Corporation
CAT / Caterpillar Inc.
XBI / SPDR Series Trust - SPDR S&P Biotech ETF
SCHW / The Charles Schwab Corporation
NKE / NIKE, Inc.
BDX / Becton, Dickinson and Company
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund