Market Value474,366,000
Total Holdings350
File Date2017-08-07
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
KRE / SPDR Series Trust - SPDR S&P Regional Banking ETF
DAL / Delta Air Lines, Inc.
IP / International Paper Company
HEDJ / WisdomTree Trust - WisdomTree Europe Hedged Equity Fund
PEAK / Healthpeak Properties, Inc.
LLY / Eli Lilly and Company
/ Windstream Holdings, Inc
KAMN / Kaman Corporation
PDP / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Momentum ETF
AWP / abrdn Global Premier Properties Fund
CDK / CDK Global Inc
FBNK / First Connecticut Bancorp, Inc.
B / Barrick Mining Corporation
04685W103 / athenahealth, Inc.
PKW / Invesco Exchange-Traded Fund Trust - Invesco BuyBack Achievers ETF
MUNI / PIMCO ETF Trust - PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
SPNC / Spectranetics Corp. (The)
GM / General Motors Company
0L9E / Stanley Black & Decker, Inc.
F / Ford Motor Company
DEO / Diageo plc - Depositary Receipt (Common Stock)
VLO / Valero Energy Corporation
CLX / The Clorox Company
ORLY / O'Reilly Automotive, Inc.
DIS / The Walt Disney Company
VZ / Verizon Communications Inc.
GILD / Gilead Sciences, Inc.
LEO / BNY Mellon Strategic Municipals, Inc.
AMT / American Tower Corporation
IBM / International Business Machines Corporation
KHC / The Kraft Heinz Company
CSCO / Cisco Systems, Inc.
CVX / Chevron Corporation
HON / Honeywell International Inc.
PFF / iShares Trust - iShares Preferred and Income Securities ETF
ECL / Ecolab Inc.
AEP / American Electric Power Company, Inc.
PSX / Phillips 66
PEG / Public Service Enterprise Group Incorporated
WMT / Walmart Inc.
INTC / Intel Corporation
C / Citigroup Inc. - Corporate Bond/Note
EMR / Emerson Electric Co.
KO / The Coca-Cola Company
APD / Air Products and Chemicals, Inc.
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
CMI / Cummins Inc.
D / Dominion Energy, Inc.
AEE / Ameren Corporation
PPG / PPG Industries, Inc.
TNK / Teekay Tankers Ltd.
BRK.A / Berkshire Hathaway Inc.
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
IBB / iShares Trust - iShares Biotechnology ETF
AXP / American Express Company
DON / WisdomTree Trust - WisdomTree U.S. MidCap Dividend Fund
SPG / Simon Property Group, Inc.
EFAV / iShares Trust - iShares MSCI EAFE Min Vol Factor ETF
CCJ / Cameco Corporation
GEM / Goldman Sachs ETF Trust - Goldman Sachs ActiveBeta Emerging Markets Equity ETF
STT / State Street Corporation
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
ABBV / AbbVie Inc.
ORCL / Oracle Corporation
MSFT / Microsoft Corporation
PXD / Pioneer Natural Resources Company
TSLA / Tesla, Inc.
AMX / América Móvil, S.A.B. de C.V. - Depositary Receipt (Common Stock)
UNH / UnitedHealth Group Incorporated
904784709 / Unilever N.V.
JNJ / Johnson & Johnson
VKQ / Invesco Municipal Trust
VOD / Vodafone Group Public Limited Company - Depositary Receipt (Common Stock)
SNMX / Senomyx, Inc.
IF / Aberdeen Indonesia Fund, Inc.
QINC / First Trust High Income ETF
RAI / Reynolds American, Inc.
BKCC / BlackRock Capital Investment Corporation
PSEC / Prospect Capital Corporation
PID / Invesco Exchange-Traded Fund Trust - Invesco International Dividend Achievers ETF
74005P104 / Praxair, Inc.
SDS / ProShares Trust - ProShares UltraShort S&P500
NAD / Nuveen Quality Municipal Income Fund
GLOP / Gaslog Partners LP - Unit
US1182301010 / Buckeye Partners, L.P.
ICF / iShares Trust - iShares Select U.S. REIT ETF
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
MMU / Western Asset Managed Municipals Fund Inc.
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
GYLD / Arrow ETF Trust - Arrow Dow Jones Global Yield ETF
IPKW / Invesco Exchange-Traded Fund Trust II - Invesco International BuyBack Achievers ETF
WFC.PRL / Wells Fargo & Company - Preferred Stock
BUD / Anheuser-Busch InBev SA/NV - Depositary Receipt (Common Stock)
US9497467475 / Wells Fargo & Co., 5.20% Dep Shares Non-cumul Perp Cl A Preferred Stock Series N
VMO / Invesco Municipal Opportunity Trust
RPG / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Pure Growth ETF
QQQ / Invesco QQQ Trust, Series 1
DBL / DoubleLine Opportunistic Credit Fund
SPHD / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 High Dividend Low Volatility ETF
PXI / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Energy Momentum ETF
CXH / MFS Investment Grade Municipal Trust
PRF / Invesco Exchange-Traded Fund Trust - Invesco RAFI US 1000 ETF
SXL / Sunoco Logistics Partners L.P.
CWCO / Consolidated Water Co. Ltd.
AAPL / Apple Inc.
PRFZ / Invesco Exchange-Traded Fund Trust - Invesco RAFI US 1500 Small-Mid ETF
61166W101 / Monsanto Co.
MO / Altria Group, Inc.
HIG / The Hartford Insurance Group, Inc.
LUMN / Lumen Technologies, Inc.
NRK / Nuveen New York AMT-Free Quality Municipal Income Fund
ACN / Accenture plc
VKI / Invesco Advantage Municipal Income Trust II
NLY / Annaly Capital Management, Inc.
T / AT&T Inc.
MIC / Macquarie Infrastructure Holdings LLC - Units
MMP / Magellan Midstream Partners L.P.
GOOGL / Alphabet Inc.
DLS / WisdomTree Trust - WisdomTree International SmallCap Dividend Fund
CBI / Chicago Bridge & Iron Co., N.V.
SPROTT FOCUS TR INC / (85028J109)
UNIT / Uniti Group Inc.
WPC / W. P. Carey Inc.
NVDA / NVIDIA Corporation
MS / Morgan Stanley
YUM / Yum! Brands, Inc.
RTN / Raytheon Co.
FBHS / Fortune Brands Home & Security Inc
CODI.PRA / Compass Diversified - Preferred Stock
DOW / Dow Inc.
TWO / Two Harbors Investment Corp.
APA / APA Corporation
BMY / Bristol-Myers Squibb Company
TMO / Thermo Fisher Scientific Inc.
VGT / Vanguard World Fund - Vanguard Information Technology ETF
SO / The Southern Company
SH / ProShares Trust - ProShares Short S&P500
MSI / Motorola Solutions, Inc.
ALL / The Allstate Corporation
VUG / Vanguard Index Funds - Vanguard Growth ETF
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
EOG / EOG Resources, Inc.
PEP / PepsiCo, Inc.
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
TRV / The Travelers Companies, Inc.
NOC / Northrop Grumman Corporation
IWP / iShares Trust - iShares Russell Mid-Cap Growth ETF
SLV / iShares Silver Trust
GWW / W.W. Grainger, Inc.
KMB / Kimberly-Clark Corporation
KMI / Kinder Morgan, Inc.
V / Visa Inc.
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
AON / Aon plc
ABT / Abbott Laboratories
EMN / Eastman Chemical Company
MAR / Marriott International, Inc.
IXUS / iShares Trust - iShares Core MSCI Total International Stock ETF
SBUX / Starbucks Corporation
LDUR / PIMCO ETF Trust - PIMCO Enhanced Low Duration Active Exchange-Traded Fund
VHT / Vanguard World Fund - Vanguard Health Care ETF
VOO / Vanguard Index Funds - Vanguard S&P 500 ETF
MDT / Medtronic plc
CL / Colgate-Palmolive Company
ROK / Rockwell Automation, Inc.
IWF / iShares Trust - iShares Russell 1000 Growth ETF
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
XBI / SPDR Series Trust - SPDR S&P Biotech ETF
ITW / Illinois Tool Works Inc.
DIA / SPDR Dow Jones Industrial Average ETF Trust
IRM / Iron Mountain Incorporated
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
ARCC / Ares Capital Corporation
TGT / Target Corporation
MRK / Merck & Co., Inc.
GD / General Dynamics Corporation
IYW / iShares Trust - iShares U.S. Technology ETF
CSX / CSX Corporation
VOOG / Vanguard Admiral Funds - Vanguard S&P 500 Growth ETF
NKE / NIKE, Inc.
EQR / Equity Residential
CODI / Compass Diversified
KEY / KeyCorp
MHD / BlackRock MuniHoldings Fund, Inc.
VSS / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US Small-Cap ETF
SOXX / iShares Trust - iShares Semiconductor ETF
UL / Unilever PLC - Depositary Receipt (Common Stock)
IWM / iShares Trust - iShares Russell 2000 ETF
LMT / Lockheed Martin Corporation
ICCC / ImmuCell Corporation
MCD / McDonald's Corporation
AET / Aetna, Inc.
CLNS / Colony NorthStar, Inc.
PBCT / People`s United Financial Inc
ADBE / Adobe Inc.
TRST / TrustCo Bank Corp NY
SCZ / iShares Trust - iShares MSCI EAFE Small-Cap ETF
KTF / DWS Municipal Income Trust
LH / Labcorp Holdings Inc.
IYH / iShares Trust - iShares U.S. Healthcare ETF
DSM / BNY Mellon Strategic Municipal Bond Fund, Inc.
HOLX / Hologic, Inc.
WHR / Whirlpool Corporation
VGK / Vanguard International Equity Index Funds - Vanguard FTSE Europe ETF
PGF / Invesco Exchange-Traded Fund Trust - Invesco Financial Preferred ETF
BAC.PRL / Bank of America Corporation - Preferred Stock
NDSN / Nordson Corporation
BAM / Brookfield Asset Management Ltd.
VTN / Invesco Trust for Investment Grade New York Municipals
IYJ / iShares Trust - iShares U.S. Industrials ETF
LEG / Leggett & Platt, Incorporated
ESRX / Express Scripts Holding Co.
018490100 / Allergan plc
LOW / Lowe's Companies, Inc.
XLG / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Top 50 ETF
IQV / IQVIA Holdings Inc.
MCK / McKesson Corporation
OCSL / Oaktree Specialty Lending Corporation
BWA / BorgWarner Inc.
AMZN / Amazon.com, Inc.
ROST / Ross Stores, Inc.
WBA / Walgreens Boots Alliance, Inc.
BA / The Boeing Company
MPV / Barings Participation Investors
RDS.A / Shell Plc - ADR (Representing Ordinary Shares - Class A)
CELG / Celgene Corp.
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
NVO / Novo Nordisk A/S - Depositary Receipt (Common Stock)
SPY / SPDR S&P 500 ETF
CWB / SPDR Series Trust - SPDR Bloomberg Convertible Securities ETF
AINV / Apollo Investment Corporation
AIG / American International Group, Inc.
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
ITOT / iShares Trust - iShares Core S&P Total U.S. Stock Market ETF
ELV / Elevance Health, Inc.
VTEB / Vanguard Municipal Bond Funds - Vanguard Tax-Exempt Bond ETF
K / Kellanova
VDE / Vanguard World Fund - Vanguard Energy ETF
EXC / Exelon Corporation
PNNT / PennantPark Investment Corporation
GDX / VanEck ETF Trust - VanEck Gold Miners ETF
ILCG / iShares Trust - iShares Morningstar Growth ETF
CI / The Cigna Group
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
TTE / TotalEnergies SE - Depositary Receipt (Common Stock)
GIS / General Mills, Inc.
BAC / Bank of America Corporation
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
NEE / NextEra Energy, Inc.
PNC / The PNC Financial Services Group, Inc.
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
KBE / SPDR Series Trust - SPDR S&P Bank ETF
AMGN / Amgen Inc.
STZ / Constellation Brands, Inc.
IWR / iShares Trust - iShares Russell Mid-Cap ETF
WBS / Webster Financial Corporation
VXUS / Vanguard STAR Funds - Vanguard Total International Stock ETF
NOBL / ProShares Trust - ProShares S&P 500 Dividend Aristocrats ETF
DE / Deere & Company
IXN / iShares Trust - iShares Global Tech ETF
WFC / Wells Fargo & Company
UPS / United Parcel Service, Inc.
SCHW / The Charles Schwab Corporation
VT / Vanguard International Equity Index Funds - Vanguard Total World Stock ETF
IEFA / iShares Trust - iShares Core MSCI EAFE ETF
VFH / Vanguard World Fund - Vanguard Financials ETF
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
TJX / The TJX Companies, Inc.
AGR / Avangrid, Inc.
ADP / Automatic Data Processing, Inc.
SON / Sonoco Products Company
OXY / Occidental Petroleum Corporation
ETV / Eaton Vance Tax-Managed Buy-Write Opportunities Fund
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
C.WSA / Citigroup, Inc.
GS / The Goldman Sachs Group, Inc.
OGE / OGE Energy Corp.
USB / U.S. Bancorp
IWD / iShares Trust - iShares Russell 1000 Value ETF
BSL / Blackstone Senior Floating Rate 2027 Term Fund
CRM / Salesforce, Inc.
MET / MetLife, Inc.
VBR / Vanguard Index Funds - Vanguard Small-Cap Value ETF
GE / General Electric Company
HSY / The Hershey Company
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
BOND / PIMCO ETF Trust - PIMCO Active Bond Exchange-Traded Fund
IDV / iShares Trust - iShares International Select Dividend ETF
AMLP / ALPS ETF Trust - Alerian MLP ETF
VFC / V.F. Corporation
XOM / Exxon Mobil Corporation
GOOG / Alphabet Inc.
DTE / DTE Energy Company
EWX / SPDR Index Shares Funds - SPDR S&P Emerging Markets Small Cap ETF
EFA / iShares Trust - iShares MSCI EAFE ETF
GDXJ / VanEck ETF Trust - VanEck Junior Gold Miners ETF
DUK / Duke Energy Corporation
ROP / Roper Technologies, Inc.
OEF / iShares Trust - iShares S&P 100 ETF
PM / Philip Morris International Inc.
BK / The Bank of New York Mellon Corporation
SWKS / Skyworks Solutions, Inc.
SLB / Schlumberger Limited
DVY / iShares Trust - iShares Select Dividend ETF
ED / Consolidated Edison, Inc.
UNP / Union Pacific Corporation
GLD / SPDR Gold Trust
CB / Chubb Limited
MDLZ / Mondelez International, Inc.
BX / Blackstone Inc.
BP / BP p.l.c. - Depositary Receipt (Common Stock)
VIS / Vanguard World Fund - Vanguard Industrials ETF
BFB / Brown-Forman Corp. - Class B
GTY / Getty Realty Corp.
KMI / Kinder Morgan, Inc.
WELL / Welltower Inc.
META / Meta Platforms, Inc.
TD / The Toronto-Dominion Bank
FDX / FedEx Corporation
MA / Mastercard Incorporated
NVS / Novartis AG - Depositary Receipt (Common Stock)
RTX / RTX Corporation
NMFC / New Mountain Finance Corporation
SYY / Sysco Corporation
MDY / SPDR S&P MidCap 400 ETF Trust
DD / DuPont de Nemours, Inc.
CMCSA / Comcast Corporation
YUMC / Yum China Holdings, Inc.
DHR / Danaher Corporation
PFE / Pfizer Inc.
ITA / iShares Trust - iShares U.S. Aerospace & Defense ETF
HD / The Home Depot, Inc.
BRK.B / Berkshire Hathaway Inc.
DOV / Dover Corporation
IVW / iShares Trust - iShares S&P 500 Growth ETF
DGRO / iShares Trust - iShares Core Dividend Growth ETF
MOO / VanEck ETF Trust - VanEck Agribusiness ETF
ETN / Eaton Corporation plc
MMM / 3M Company
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
IVV / iShares Trust - iShares Core S&P 500 ETF
NOW / ServiceNow, Inc.
COP / ConocoPhillips
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
KKR / KKR & Co. Inc.
PG / The Procter & Gamble Company
O / Realty Income Corporation
SYK / Stryker Corporation
CVS / CVS Health Corporation
AIN / Albany International Corp.
COST / Costco Wholesale Corporation
GSK / GSK plc - Depositary Receipt (Common Stock)
ES / Eversource Energy
WASH / Washington Trust Bancorp, Inc.
SBRA / Sabra Health Care REIT, Inc.
HAL / Halliburton Company
JPM / JPMorgan Chase & Co.
NSC / Norfolk Southern Corporation
BXMT / Blackstone Mortgage Trust, Inc.
SNY / Sanofi - Depositary Receipt (Common Stock)
EPD / Enterprise Products Partners L.P. - Limited Partnership
TXN / Texas Instruments Incorporated
CAT / Caterpillar Inc.
BDX / Becton, Dickinson and Company
WM / Waste Management, Inc.
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund